One document matched: draft-westerlund-avtcore-rtp-topologies-update-00.xml


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<rfc category="info"
     docName="draft-westerlund-avtcore-rtp-topologies-update-00"
     ipr="trust200902" obsoletes="5117">
  <front>
    <title abbrev="Abbreviated-Title">RTP Topologies</title>

    <author fullname="Magnus Westerlund" initials="M.W" surname="Westerlund">
      <organization>Ericsson</organization>

      <address>
        <postal>
          <street>Farogatan 6</street>

          <city>SE-164 80 Kista</city>

          <country>Sweden</country>
        </postal>

        <phone>+46 10 714 82 87</phone>

        <email>magnus.westerlund@ericsson.com</email>
      </address>
    </author>

    <author fullname="Stephan Wenger" initials="S.W" surname="Wenger">
      <organization>Vidyo</organization>

      <address>
        <postal>
          <street>433 Hackensack Ave</street>

          <city>Hackensack</city>

          <region>NJ</region>

          <code>07601</code>

          <country>USA</country>
        </postal>

        <email>stewe@stewe.org</email>
      </address>
    </author>

    <date/>

    <abstract>
      <t>This document discusses multi-endpoint topologies used in Real-time
      Transport Protocol (RTP)-based environments. In particular, centralized
      topologies commonly employed in the video conferencing industry are
      mapped to the RTP terminology.</t>

      <t>This document intended to replace RFC 5117. This version has no
      intentional content changes compared to RFC 5117 to function as
      baseline, but are produced using XML2RFC.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>When working on the <xref target="RFC5104">Codec Control
      Messages</xref>, considerable confusion was noticed in the community
      with respect to terms such as Multipoint Control Unit (MCU), Mixer, and
      Translator, and their usage in various topologies. This document tries
      to address this confusion by providing a common information basis for
      future discussion and specification work. It attempts to clarify and
      explain sections of the <xref target="RFC3550">Real-time Transport
      Protocol (RTP) spec</xref> in an informal way. It is not intended to
      update or change what is normatively specified within RFC 3550.</t>

      <t>When the <xref target="RFC4585">Audio-Visual Profile with Feedback
      (AVPF)</xref> was developed the main emphasis lay in the efficient
      support of point to point and small multipoint scenarios without
      centralized multipoint control. However, in practice, many small
      multipoint conferences operate utilizing devices known as Multipoint
      Control Units (MCUs). MCUs may implement Mixer or Translator (in <xref
      target="RFC3550">RTP</xref> terminology) functionality and signalling
      support. They may also contain additional application functionality.
      This document focuses on the media transport aspects of the MCU that can
      be realized using RTP, as discussed below. Further considered are the
      properties of Mixers and Translators, and how some types of deployed
      MCUs deviate from these properties.</t>
    </section>

    <section title="Definitions">
      <t/>

      <section title="Glossary">
        <t><list style="hanging">
            <t hangText="ASM:">Any Source Multicast</t>

            <t hangText="AVPF:">The Extended RTP Profile for RTCP-based
            Feedback</t>

            <t hangText="CSRC:">Contributing Source</t>

            <t hangText="Link:">The data transport to the next IP hop</t>

            <t hangText="MCU:">Multipoint Control Unit</t>

            <t hangText="Path:">The concatenation of multiple links, resulting
            in an end-to-end data transfer.</t>

            <t hangText="PtM:">Point to Multipoint</t>

            <t hangText="PtP:">Point to Point</t>

            <t hangText="SSM:">Source-Specific Multicast</t>

            <t hangText="SSRC:">Synchronization Source</t>
          </list></t>
      </section>

      <section title="Indicating Requirement Levels">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
        document are to be interpreted as described in <xref
        target="RFC2119">RFC 2119</xref>.</t>

        <t>The RFC 2119 language is used in this document to highlight those
        important requirements and/or resulting solutions that are necessary
        to address the issues raised in this document.</t>
      </section>
    </section>

    <section anchor="sec-topologies" title="Topologies">
      <t>This subsection defines several basic topologies that are relevant
      for codec control. The first four relate to the RTP system model
      utilizing multicast and/or unicast, as envisioned in RFC 3550. The last
      two topologies, in contrast, describe the deployed system models as used
      in many <xref target="H323">H.323</xref> video conferences, where both
      the media streams and the RTP Control Protocol (RTCP) control traffic
      terminate at the MCU. In these two cases, the media sender does not
      receive the (unmodified or Translator-modified) Receiver Reports from
      all sources (which it needs to interpret based on Synchronization Source
      (SSRC) values) and therefore has no full information about all the
      endpoint's situation as reported in RTCP Receiver Reports (RRs). More
      topologies can be constructed by combining any of the models; see <xref
      target="sec-combining-topologies"/>.</t>

      <t>The topologies may be referenced in other documents by a shortcut
      name, indicated by the prefix "Topo-".</t>

      <t>For each of the RTP-defined topologies, we discuss how RTP, RTCP, and
      the carried media are handled. With respect to RTCP, we also introduce
      the handling of RTCP feedback messages as defined in <xref
      target="RFC4585"/> and <xref target="RFC5104"/>. Any important
      differences between the two will be illuminated in the discussion.</t>

      <section title="Point to Point">
        <t>Shortcut name: Topo-Point-to-Point</t>

        <t>The <xref target="fig-point-to-point">Point to Point (PtP)
        topology</xref> consists of two endpoints, communicating using
        unicast. Both RTP and RTCP traffic are conveyed endpoint-to-endpoint,
        using unicast traffic only (even if, in exotic cases, this unicast
        traffic happens to be conveyed over an IP-multicast address).</t>

        <figure align="center" anchor="fig-point-to-point"
                title="Point to Point">
          <artwork><![CDATA[
+---+         +---+
| A |<------->| B |
+---+         +---+
]]></artwork>
        </figure>

        <t>The main property of this topology is that A sends to B, and only
        B, while B sends to A, and only A. This avoids all complexities of
        handling multiple endpoints and combining the requirements from them.
        Note that an endpoint can still use multiple RTP Synchronization
        Sources (SSRCs) in an RTP session.</t>

        <t>RTCP feedback messages for the indicated SSRCs are communicated
        directly between the endpoints. Therefore, this topology poses minimal
        (if any) issues for any feedback messages.</t>
      </section>

      <section title="Point to Multipoint Using Multicast">
        <t>Shortcut name: Topo-Multicast</t>

        <figure align="center" anchor="fig-ptm-multicast"
                title="Point to Multipoint Using Multicast ">
          <artwork><![CDATA[
            +-----+          
 +---+     /       \    +---+ 
 | A |----/         \---| B |
 +---+   /   Multi-  \  +---+
        +    Cast     +      
 +---+   \  Network  /  +---+
 | C |----\         /---| D |
 +---+     \       /    +---+
            +-----+          
]]></artwork>
        </figure>

        <t>Point to Multipoint (PtM) is defined here as using a multicast
        topology as a transmission model, in which traffic from any
        participant reaches all the other participants, except for cases such
        as:<list style="symbols">
            <t>packet loss, or</t>

            <t>when a participant does not wish to receive the traffic for a
            specific multicast group and therefore has not subscribed to the
            IP-multicast group in question. This is for the cases where a
            multi-media session is distributed using two or more multicast
            groups.</t>
          </list></t>

        <t>In the above context, "traffic" encompasses both RTP and RTCP
        traffic. The number of participants can vary between one and many, as
        RTP and RTCP scale to very large multicast groups (the theoretical
        limit of the number of participants in a single RTP session is
        approximately two billion). The above can be realized using Any Source
        Multicast (ASM). Source-Specific Multicast (SSM) may be also be used
        with RTP. However, then only the designated source may reach all
        receivers. Please review <xref target="RFC5760"/> for how RTCP can be
        made to work in combination with SSM.</t>

        <t>This document is primarily interested in that subset of multicast
        sessions wherein the number of participants in the multicast group is
        so low that it allows the participants to use early or immediate
        feedback, as defined in <xref target="RFC4585">AVPF</xref>. This
        document refers to those groups as "small multicast groups".</t>

        <t>RTCP feedback messages in multicast will, like media, reach
        everyone (subject to packet losses and multicast group subscription).
        Therefore, the feedback suppression mechanism discussed in <xref
        target="RFC4585"/> is required. Each individual node needs to process
        every feedback message it receives to determine if it is affected or
        if the feedback message applies only to some other participant.</t>
      </section>

      <section anchor="sec-ptm-translator"
               title="Point to Multipoint Using the RFC 3550 Translator">
        <t>Shortcut name: Topo-Translator</t>

        <t>Two main categories of Translators can be distinguished:</t>

        <t>Transport Translators (Topo-Trn-Translator) do not modify the media
        stream itself, but are concerned with transport parameters. Transport
        parameters, in the sense of this section, comprise the transport
        addresses (to bridge different domains) and the media packetization to
        allow other transport protocols to be interconnected to a session (in
        gateways). Of the transport Translators, this memo is primarily
        interested in those that use RTP on both sides, and this is assumed
        henceforth. Translators that bridge between different protocol worlds
        need to be concerned about the mapping of the SSRC/CSRC (Contributing
        Source) concept to the non-RTP protocol. When designing a Translator
        to a non-RTP-based media transport, one crucial factor lies in how to
        handle different sources and their identities. This problem space is
        not discussed henceforth.</t>

        <t>Media Translators (Topo-Media-Translator), in contrast, modify the
        media stream itself. This process is commonly known as transcoding.
        The modification of the media stream can be as small as removing parts
        of the stream, and it can go all the way to a full transcoding (down
        to the sample level or equivalent) utilizing a different media codec.
        Media Translators are commonly used to connect entities without a
        common interoperability point.</t>

        <t>Stand-alone Media Translators are rare. Most commonly, a
        combination of Transport and Media Translators are used to translate
        both the media stream and the transport aspects of a stream between
        two transport domains (or clouds).</t>

        <t>Both Translator types share common attributes that separate them
        from Mixers. For each media stream that the Translator receives, it
        generates an individual stream in the other domain. A Translator
        always keeps the SSRC for a stream across the translation, where a
        Mixer can select a media stream, or send them out mixed, always under
        its own SSRC, using the CSRC field to indicate the source(s) of the
        content.</t>

        <t>The RTCP translation process can be trivial, for example, when
        Transport Translators just need to adjust IP addresses, or they can be
        quite complex as in the case of media Translators. See Section 7.2 of
        <xref target="RFC3550"/>.</t>

        <figure align="center" anchor="fig-ptm-multicast-translator"
                title="Point to Multipoint Using Multicast ">
          <artwork><![CDATA[       
           +-----+                                 
+---+     /       \     +------------+      +---+  
| A |<---/         \    |            |<---->| B |  
+---+   /   Multi-  \   |            |      +---+  
       +    Cast     +->| Translator |             
+---+   \  Network  /   |            |      +---+  
| C |<---\         /    |            |<---->| D |  
+---+     \       /     +------------+      +---+  
           +-----+                                 
]]></artwork>
        </figure>

        <t><xref target="fig-ptm-multicast-translator"/> depicts an example of
        a Transport Translator performing at least IP address translation. It
        allows the (non-multicast-capable) participants B and D to take part
        in a multicast session by having the Translator forward their unicast
        traffic to the multicast addresses in use, and vice versa. It must
        also forward B's traffic to D, and vice versa, to provide each of B
        and D with a complete view of the session.</t>

        <t>If B were behind a limited network path, the Translator may perform
        media transcoding to allow the traffic received from the other
        participants to reach B without overloading the path.</t>

        <t>When, in the example depicted in <xref
        target="fig-ptm-multicast-translator"/>, the Translator acts only as a
        Transport Translator, then the RTCP traffic can simply be forwarded,
        similar to the media traffic. However, when media translation occurs,
        the Translator's task becomes substantially more complex, even with
        respect to the RTCP traffic. In this case, the Translator needs to
        rewrite B's RTCP Receiver Report before forwarding them to D and the
        multicast network. The rewriting is needed as the stream received by B
        is not the same stream as the other participants receive. For example,
        the number of packets transmitted to B may be lower than what D
        receives, due to the different media format. Therefore, if the
        Receiver Reports were forwarded without changes, the extended highest
        sequence number would indicate that B were substantially behind in
        reception, while it most likely it would not be. Therefore, the
        Translator must translate that number to a corresponding sequence
        number for the stream the Translator received. Similar arguments can
        be made for most other fields in the RTCP Receiver Reports.</t>

        <t>As specified in Section 7.1 of <xref target="RFC3550"/>, the SSRC
        space is common for all participants in the session, independent of on
        which side they are of the Translator. Therefore, it is the
        responsibility of the participants to run SSRC collision detection,
        and the SSRC is a field the Translator should not change.</t>

        <figure align="center" anchor="fig-translator-unicast"
                title="RTP Translator (Relay) with Only Unicast Paths">
          <artwork><![CDATA[
+---+      +------------+      +---+
| A |<---->|            |<---->| B |
+---+      |            |      +---+
           | Translator |
+---+      |            |      +---+
| C |<---->|            |<---->| D |
+---+      +------------+      +---+
]]></artwork>
        </figure>

        <t>Another Translator scenario is depicted in <xref
        target="fig-translator-unicast"/>. Herein, the Translator connects
        multiple users of a conference through unicast. This can be
        implemented using a very simple transport Translator, which in this
        document is called a relay. The relay forwards all traffic it
        receives, both RTP and RTCP, to all other participants. In doing so, a
        multicast network is emulated without relying on a multicast-capable
        network infrastructure.</t>

        <t>A Translator normally does not use an SSRC of its own, and is not
        visible as an active participant in the session. One exception can be
        conceived when a Translator acts as a quality monitor that sends RTCP
        reports and therefore is required to have an SSRC. Another example is
        the case when a Translator is prepared to use RTCP feedback messages.
        This may, for example, occur when it suffers packet loss of important
        video packets and wants to trigger repair by the media sender, by
        sending feedback messages. To be able to do this it needs to have a
        unique SSRC.</t>

        <t>A media Translator may in some cases act on behalf of the "real"
        source and respond to RTCP feedback messages. This may occur, for
        example, when a receiver requests a bandwidth reduction, and the media
        Translator has not detected any congestion or other reasons for
        bandwidth reduction between the media source and itself. In that case,
        it is sensible that the media Translator reacts to the codec control
        messages itself, for example, by transcoding to a lower media rate. If
        it were not reacting, the media quality in the media sender's domain
        may suffer, as a result of the media sender adjusting its media rate
        (and quality) according to the needs of the slow past-Translator
        endpoint, at the expense of the rate and quality of all other session
        participants.</t>

        <t>In general, a Translator implementation should consider which RTCP
        feedback messages or codec-control messages it needs to understand in
        relation to the functionality of the Translator itself. This is
        completely in line with the requirement to also translate RTCP
        messages between the domains.</t>
      </section>

      <section anchor="sec-ptm-mixer"
               title="Point to Multipoint Using the RFC 3550 Mixer Model">
        <t>Shortcut name: Topo-Mixer</t>

        <t>A Mixer is a middlebox that aggregates multiple RTP streams, which
        are part of a session, by mixing the media data and generating a new
        RTP stream. One common application for a Mixer is to allow a
        participant to receive a session with a reduced amount of
        resources.</t>

        <figure align="center" anchor="fig-ptm-mixer"
                title="Point to Multipoint Using the RFC 3550 Mixer Model">
          <artwork><![CDATA[
           +-----+                              
+---+     /       \     +-----------+      +---+
| A |<---/         \    |           |<---->| B |
+---+   /   Multi-  \   |           |      +---+
       +    Cast     +->|   Mixer   |           
+---+   \  Network  /   |           |      +---+
| C |<---\         /    |           |<---->| D |
+---+     \       /     +-----------+      +---+
           +-----+                              
]]></artwork>
        </figure>

        <t>A Mixer can be viewed as a device terminating the media streams
        received from other session participants. Using the media data from
        the received media streams, a Mixer generates a media stream that is
        sent to the session participant.</t>

        <t>The content that the Mixer provides is the mixed aggregate of what
        the Mixer receives over the PtP or PtM paths, which are part of the
        same conference session.</t>

        <t>The Mixer is the content source, as it mixes the content (often in
        the uncompressed domain) and then encodes it for transmission to a
        participant. The CSRC Count (CC) and CSRC fields in the RTP header are
        used to indicate the contributors of to the newly generated stream.
        The SSRCs of the to-be-mixed streams on the Mixer input appear as the
        CSRCs at the Mixer output. That output stream uses a unique SSRC that
        identifies the Mixer's stream. The CSRC are forwarded between the two
        domains to allow for loop detection and identification of sources that
        are part of the global session. Note that Section 7.1 of RFC 3550
        requires the SSRC space to be shared between domains for these
        reasons.</t>

        <t>The Mixer is responsible for generating RTCP packets in accordance
        with its role. It is a receiver and should therefore send reception
        reports for the media streams it receives. In its role as a media
        sender, it should also generate Sender Reports for those media streams
        sent. As specified in Section 7.3 of RFC 3550, a Mixer must not
        forward RTCP unaltered between the two domains.</t>

        <t>The Mixer depicted in <xref target="fig-ptm-mixer"/> is involved in
        three domains that need to be separated: the multicast network,
        participant B, and participant D. The Mixer produces different mixed
        streams to B and D, as the one to B may contain content received from
        D, and vice versa. However, the Mixer only needs one SSRC in each
        domain that is the receiving entity and transmitter of mixed
        content.</t>

        <t>In the multicast domain, a Mixer still needs to provide a mixed
        view of the other domains. This makes the Mixer simpler to implement
        and avoids any issues with advanced RTCP handling or loop detection,
        which would be problematic if the Mixer were providing non-symmetric
        behavior. Please see <xref target="sec-asymmetric"/> for more
        discussion on this topic.</t>

        <t>A Mixer is responsible for receiving RTCP feedback messages and
        handling them appropriately. The definition of "appropriate" depends
        on the message itself and the context. In some cases, the reception of
        a codec-control message may result in the generation and transmission
        of RTCP feedback messages by the Mixer to the participants in the
        other domain. In other cases, a message is handled by the Mixer itself
        and therefore not forwarded to any other domain.</t>

        <t>When replacing the multicast network in <xref
        target="fig-ptm-mixer"/> (to the left of the Mixer) with individual
        unicast paths as depicted in <xref target="fig-mixer-unicast"/>, the
        Mixer model is very similar to the one discussed in <xref
        target="sec-ptm-mcu"/> below. Please see the discussion in <xref
        target="sec-ptm-mcu"/> about the differences between these two
        models.</t>

        <figure align="center" anchor="fig-mixer-unicast"
                title="RTP Mixer with Only Unicast Paths ">
          <artwork><![CDATA[
+---+      +------------+      +---+
| A |<---->|            |<---->| B |
+---+      |            |      +---+
           |   Mixer    |           
+---+      |            |      +---+
| C |<---->|            |<---->| D |
+---+      +------------+      +---+
]]></artwork>
        </figure>

        <t/>
      </section>

      <section anchor="sec-ptm-switch-mcu"
               title="Point to Multipoint Using Video Switching MCUs ">
        <t>Shortcut name: Topo-Video-switch-MCU</t>

        <figure align="center" anchor="fig-ptm-switching-mcu"
                title="Point to Multipoint Using a Video Switching MCU">
          <artwork><![CDATA[
+---+      +------------+      +---+
| A |------| Multipoint |------| B |
+---+      |  Control   |      +---+
           |   Unit     |           
+---+      |   (MCU)    |      +---+
| C |------|            |------| D |
+---+      +------------+      +---+
]]></artwork>
        </figure>

        <t>This PtM topology is still deployed today, although the
        RTCP-terminating MCUs, as discussed in the next section, are perhaps
        more common. This topology, as well as the following one, reflect
        today's lack of wide availability of IP multicast technologies, as
        well as the simplicity of content switching when compared to content
        mixing. The technology is commonly implemented in what is known as
        "Video Switching MCUs".</t>

        <t>A video switching MCU forwards to a participant a single media
        stream, selected from the available streams. The criteria for
        selection are often based on voice activity in the audio-visual
        conference, but other conference management mechanisms (like
        presentation mode or explicit floor control) are known to exist as
        well.</t>

        <t>The video switching MCU may also perform media translation to
        modify the content in bit-rate, encoding, or resolution. However, it
        still may indicate the original sender of the content through the
        SSRC. In this case, the values of the CC and CSRC fields are
        retained.</t>

        <t>If not terminating RTP, the RTCP Sender Reports are forwarded for
        the currently selected sender. All RTCP Receiver Reports are freely
        forwarded between the participants. In addition, the MCU may also
        originate RTCP control traffic in order to control the session and/or
        report on status from its viewpoint.</t>

        <t>The video switching MCU has most of the attributes of a Translator.
        However, its stream selection is a mixing behavior. This behavior has
        some RTP and RTCP issues associated with it. The suppression of all
        but one media stream results in most participants seeing only a subset
        of the sent media streams at any given time, often a single stream per
        conference. Therefore, RTCP Receiver Reports only report on these
        streams. Consequently, the media senders that are not currently
        forwarded receive a view of the session that indicates their media
        streams disappear somewhere en route. This makes the use of RTCP for
        congestion control, or any type of quality reporting, very
        problematic.</t>

        <t>To avoid the aforementioned issues, the MCU needs to implement two
        features. First, it needs to act as a Mixer (see <xref
        target="sec-ptm-mixer"/>) and forward the selected media stream under
        its own SSRC and with the appropriate CSRC values. Second, the MCU
        needs to modify the RTCP RRs it forwards between the domains. As a
        result, it is RECOMMENDED that one implement a centralized video
        switching conference using a Mixer according to RFC 3550, instead of
        the shortcut implementation described here.</t>

        <t/>
      </section>

      <section anchor="sec-ptm-mcu"
               title="Point to Multipoint Using RTCP-Terminating MCU">
        <t>Shortcut name: Topo-RTCP-terminating-MCU</t>

        <figure align="center" anchor="fig-ptm-terminating-mcu"
                title="Point to Multipoint Using Content Modifying MCUs ">
          <artwork><![CDATA[
+---+      +------------+      +---+
| A |<---->| Multipoint |<---->| B |
+---+      |  Control   |      +---+
           |   Unit     |           
+---+      |   (MCU)    |      +---+
| C |<---->|            |<---->| D |
+---+      +------------+      +---+
]]></artwork>
        </figure>

        <t>In this PtM scenario, each participant runs an RTP point-to-point
        session between itself and the MCU. This is a very commonly deployed
        topology in multipoint video conferencing. The content that the MCU
        provides to each participant is either:<list style="letters">
            <t>a selection of the content received from the other
            participants, or</t>

            <t>the mixed aggregate of what the MCU receives from the other PtP
            paths, which are part of the same conference session.</t>
          </list></t>

        <t>In case a), the MCU may modify the content in bit-rate, encoding,
        or resolution. No explicit RTP mechanism is used to establish the
        relationship between the original media sender and the version the MCU
        sends. In other words, the outgoing sessions typically use a different
        SSRC, and may well use a different payload type (PT), even if this
        different PT happens to be mapped to the same media type. This is a
        result of the individually negotiated session for each
        participant.</t>

        <t>In case b), the MCU is the content source as it mixes the content
        and then encodes it for transmission to a participant. According to
        <xref target="RFC3550">RTP</xref>, the SSRC of the contributors are to
        be signalled using the CSRC/CC mechanism. In practice, today, most
        deployed MCUs do not implement this feature. Instead, the
        identification of the participants whose content is included in the
        Mixer's output is not indicated through any explicit RTP mechanism.
        That is, most deployed MCUs set the CSRC Count (CC) field in the RTP
        header to zero, thereby indicating no available CSRC information, even
        if they could identify the content sources as suggested in RTP.</t>

        <t>The main feature that sets this topology apart from what RFC 3550
        describes is the breaking of the common RTP session across the
        centralized device, such as the MCU. This results in the loss of
        explicit RTP-level indication of all participants. If one were using
        the mechanisms available in RTP and RTCP to signal this explicitly,
        the topology would follow the approach of an RTP Mixer. The lack of
        explicit indication has at least the following potential
        problems:<list style="numbers">
            <t>Loop detection cannot be performed on the RTP level. When
            carelessly connecting two misconfigured MCUs, a loop could be
            generated.</t>

            <t>There is no information about active media senders available in
            the RTP packet. As this information is missing, receivers cannot
            use it. It also deprives the client of information related to
            currently active senders in a machine-usable way, thus preventing
            clients from indicating currently active speakers in user
            interfaces, etc.</t>
          </list></t>

        <t>Note that deployed MCUs (and endpoints) rely on signalling layer
        mechanisms for the identification of the contributing sources, for
        example, a <xref target="RFC4575">SIP conferencing package</xref>.
        This alleviates, to some extent, the aforementioned issues resulting
        from ignoring RTP's CSRC mechanism.</t>

        <t>As a result of the shortcomings of this topology, it is RECOMMENDED
        to instead implement the Mixer concept as specified by RFC 3550.</t>
      </section>

      <section anchor="sec-asymmetric" title="Non-Symmetric Mixer/Translators">
        <t>Shortcut name: Topo-Asymmetric</t>

        <t>It is theoretically possible to construct an MCU that is a Mixer in
        one direction and a Translator in another. The main reason to consider
        this would be to allow topologies similar to <xref
        target="fig-ptm-mixer"/>, where the Mixer does not need to mix in the
        direction from B or D towards the multicast domains with A and C.
        Instead, the media streams from B and D are forwarded without changes.
        Avoiding this mixing would save media processing resources that
        perform the mixing in cases where it isn't needed. However, there
        would still be a need to mix B's stream towards D. Only in the
        direction B -> multicast domain or D -> multicast domain would
        it be possible to work as a Translator. In all other directions, it
        would function as a Mixer.</t>

        <t>The Mixer/Translator would still need to process and change the
        RTCP before forwarding it in the directions of B or D to the multicast
        domain. One issue is that A and C do not know about the mixed-media
        stream the Mixer sends to either B or D. Thus, any reports related to
        these streams must be removed. Also, receiver reports related to A and
        C's media stream would be missing. To avoid A and C thinking that B
        and D aren't receiving A and C at all, the Mixer needs to insert its
        Receiver Reports for the streams from A and C into B and D's Sender
        Reports. In the opposite direction, the Receiver Reports from A and C
        about B's and D's stream also need to be aggregated into the Mixer's
        Receiver Reports sent to B and D. Since B and D only have the Mixer as
        source for the stream, all RTCP from A and C must be suppressed by the
        Mixer.</t>

        <t>This topology is so problematic and it is so easy to get the RTCP
        processing wrong, that it is NOT RECOMMENDED to implement this
        topology.</t>
      </section>

      <section anchor="sec-combining-topologies" title="Combining Topologies">
        <t>Topologies can be combined and linked to each other using Mixers or
        Translators. However, care must be taken in handling the SSRC/CSRC
        space. A Mixer will not forward RTCP from sources in other domains,
        but will instead generate its own RTCP packets for each domain it
        mixes into, including the necessary Source Description (SDES)
        information for both the CSRCs and the SSRCs. Thus, in a mixed domain,
        the only SSRCs seen will be the ones present in the domain, while
        there can be CSRCs from all the domains connected together with a
        combination of Mixers and Translators. The combined SSRC and CSRC
        space is common over any Translator or Mixer. This is important to
        facilitate loop detection, something that is likely to be even more
        important in combined topologies due to the mixed behavior between the
        domains. Any hybrid, like the Topo-Video-switch-MCU or
        Topo-Asymmetric, requires considerable thought on how RTCP is dealt
        with.</t>
      </section>
    </section>

    <section title="Comparing Topologies">
      <t>The topologies discussed in <xref target="sec-topologies"/> have
      different properties. This section first lists these properties and then
      maps the different topologies to them. Please note that even if a
      certain property is supported within a particular topology concept, the
      necessary functionality may, in many cases, be optional to
      implement.</t>

      <t/>

      <section title="Topology Properties">
        <t/>

        <section title="All to All Media Transmission">
          <t>Multicast, at least Any Source Multicast (ASM), provides the
          functionality that everyone may send to, or receive from, everyone
          else within the session. MCUs, Mixers, and Translators may all
          provide that functionality at least on some basic level. However,
          there are some differences in which type of reachability they
          provide.</t>

          <t>The transport Translator function called "relay", in <xref
          target="sec-ptm-translator"/>, is the one that provides the
          emulation of ASM that is closest to true IP-multicast-based, all to
          all transmission. Media Translators, Mixers, and the MCU variants do
          not provide a fully meshed forwarding on the transport level;
          instead, they only allow limited forwarding of content from the
          other session participants.</t>

          <t>The "all to all media transmission" requires that any media
          transmitting entity considers the path to the least capable
          receiver. Otherwise, the media transmissions may overload that path.
          Therefore, a media sender needs to monitor the path from itself to
          any of the participants, to detect the currently least capable
          receiver, and adapt its sending rate accordingly. As multiple
          participants may send simultaneously, the available resources may
          vary. RTCP's Receiver Reports help performing this monitoring, at
          least on a medium time scale.</t>

          <t>The transmission of RTCP automatically adapts to any changes in
          the number of participants due to the transmission algorithm,
          defined in the <xref target="RFC3550">RTP specification</xref>, and
          the extensions in <xref target="RFC4585">AVPF</xref> (when
          applicable). That way, the resources utilized for RTCP stay within
          the bounds configured for the session.</t>
        </section>

        <section title="Transport or Media Interoperability">
          <t>Translators, Mixers, and RTCP-terminating MCU all allow changing
          the media encoding or the transport to other properties of the other
          domain, thereby providing extended interoperability in cases where
          the participants lack a common set of media codecs and/or transport
          protocols.</t>
        </section>

        <section title="Per Domain Bit-Rate Adaptation">
          <t>Participants are most likely to be connected to each other with a
          heterogeneous set of paths. This makes congestion control in a Point
          to Multipoint set problematic. For the ASM and "relay" scenario,
          each individual sender has to adapt to the receiver with the least
          capable path. This is no longer necessary when Media Translators,
          Mixers, or MCUs are involved, as each participant only needs to
          adapt to the slowest path within its own domain. The Translator,
          Mixer, or MCU topologies all require their respective outgoing
          streams to adjust the bit-rate, packet-rate, etc., to adapt to the
          least capable path in each of the other domains. That way one can
          avoid lowering the quality to the least-capable participant in all
          the domains at the cost (complexity, delay, equipment) of the Mixer
          or Translator.</t>
        </section>

        <section title="Aggregation of Media">
          <t>In the all to all media property mentioned above and provided by
          ASM, all simultaneous media transmissions share the available
          bit-rate. For participants with limited reception capabilities, this
          may result in a situation where even a minimal acceptable media
          quality cannot be accomplished. This is the result of multiple media
          streams needing to share the available resources. The solution to
          this problem is to provide for a Mixer or MCU to aggregate the
          multiple streams into a single one. This aggregation can be
          performed according to different methods. Mixing or selection are
          two common methods.</t>
        </section>

        <section title="View of All Session Participants">
          <t>The RTP protocol includes functionality to identify the session
          participants through the use of the SSRC and CSRC fields. In
          addition, it is capable of carrying some further identity
          information about these participants using the RTCP Source
          Descriptors (SDES). To maintain this functionality, it is necessary
          that RTCP is handled correctly in domain bridging function. This is
          specified for Translators and Mixers. The MCU described in <xref
          target="sec-ptm-switch-mcu"/> does not entirely fulfill this. The
          one described in <xref target="sec-ptm-mcu"/> does not support this
          at all.</t>
        </section>

        <section title="Loop Detection">
          <t>In complex topologies with multiple interconnected domains, it is
          possible to form media loops. RTP and RTCP support detecting such
          loops, as long as the SSRC and CSRC identities are correctly set in
          forwarded packets. It is likely that loop detection works for the
          MCU, described in <xref target="sec-ptm-switch-mcu"/>, at least as
          long as it forwards the RTCP between the participants. However, the
          MCU in <xref target="sec-ptm-mcu"/> will definitely break the loop
          detection mechanism.</t>
        </section>
      </section>

      <section title="Comparison of Topologies">
        <t>The table below attempts to summarize the properties of the
        different topologies. The legend to the topology abbreviations are:
        Topo-Point-to-Point (PtP), Topo-Multicast (Multic),
        Topo-Trns-Translator (TTrn), Topo-Media-Translator (including
        Transport Translator) (MTrn), Topo-Mixer (Mixer), Topo-Asymmetric
        (ASY), Topo-Video-switch-MCU (MCUs), and Topo-RTCP-terminating-MCU
        (MCUt). In the table below, Y indicates Yes or full support, N
        indicates No support, (Y) indicates partial support, and N/A indicates
        not applicable.</t>

        <figure>
          <artwork><![CDATA[
Property               PtP  Multic TTrn MTrn Mixer ASY MCUs MCUt  
------------------------------------------------------------------
All to All media        N    Y      Y    Y   (Y)   (Y) (Y)  (Y)   
Interoperability        N/A  N      Y    Y    Y     Y   N    Y    
Per Domain Adaptation   N/A  N      N    Y    Y     Y   N    Y    
Aggregation of media    N    N      N    N    Y    (Y)  Y    Y    
Full Session View       Y    Y      Y    Y    Y     Y  (Y)   N    
Loop Detection          Y    Y      Y    Y    Y     Y  (Y)   N    
]]></artwork>
        </figure>

        <t>Please note that the Media Translator also includes the transport
        Translator functionality.</t>
      </section>
    </section>

    <section title="Security Considerations">
      <t>The use of Mixers and Translators has impact on security and the
      security functions used. The primary issue is that both Mixers and
      Translators modify packets, thus preventing the use of integrity and
      source authentication, unless they are trusted devices that take part in
      the security context, e.g., the device can send <xref
      target="RFC3711">Secure Realtime Transport Protocol (SRTP) and Secure
      Realtime Transport Control Protocol (SRTCP)</xref> packets to session
      endpoints. If encryption is employed, the media Translator and Mixer
      need to be able to decrypt the media to perform its function. A
      transport Translator may be used without access to the encrypted payload
      in cases where it translates parts that are not included in the
      encryption and integrity protection, for example, IP address and UDP
      port numbers in a media stream using <xref target="RFC3711">SRTP</xref>.
      However, in general, the Translator or Mixer needs to be part of the
      signalling context and get the necessary security associations (e.g.,
      SRTP crypto contexts) established with its RTP session participants.</t>

      <t>Including the Mixer and Translator in the security context allows the
      entity, if subverted or misbehaving, to perform a number of very serious
      attacks as it has full access. It can perform all the attacks possible
      (see RFC 3550 and any applicable profiles) as if the media session were
      not protected at all, while giving the impression to the session
      participants that they are protected.</t>

      <t>Transport Translators have no interactions with cryptography that
      works above the transport layer, such as SRTP, since that sort of
      Translator leaves the RTP header and payload unaltered. Media
      Translators, on the other hand, have strong interactions with
      cryptography, since they alter the RTP payload. A media Translator in a
      session that uses cryptographic protection needs to perform
      cryptographic processing to both inbound and outbound packets.</t>

      <t>A media Translator may need to use different cryptographic keys for
      the inbound and outbound processing. For SRTP, different keys are
      required, because an RFC 3550 media Translator leaves the SSRC unchanged
      during its packet processing, and SRTP key sharing is only allowed when
      distinct SSRCs can be used to protect distinct packet streams.</t>

      <t>When the media Translator uses different keys to process inbound and
      outbound packets, each session participant needs to be provided with the
      appropriate key, depending on whether they are listening to the
      Translator or the original source. (Note that there is an architectural
      difference between RTP media translation, in which participants can rely
      on the RTP Payload Type field of a packet to determine appropriate
      processing, and cryptographically protected media translation, in which
      participants must use information that is not carried in the
      packet.)</t>

      <t>When using security mechanisms with Translators and Mixers, it is
      possible that the Translator or Mixer could create different security
      associations for the different domains they are working in. Doing so has
      some implications:</t>

      <t>First, it might weaken security if the Mixer/Translator accepts a
      weaker algorithm or key in one domain than in another. Therefore, care
      should be taken that appropriately strong security parameters are
      negotiated in all domains. In many cases, "appropriate" translates to
      "similar" strength. If a key management system does allow the
      negotiation of security parameters resulting in a different strength of
      the security, then this system SHOULD notify the participants in the
      other domains about this.</t>

      <t>Second, the number of crypto contexts (keys and security related
      state) needed (for example, in <xref target="RFC3711">SRTP</xref>) may
      vary between Mixers and Translators. A Mixer normally needs to represent
      only a single SSRC per domain and therefore needs to create only one
      security association (SRTP crypto context) per domain. In contrast, a
      Translator needs one security association per participant it translates
      towards, in the opposite domain. Considering <xref
      target="fig-ptm-multicast-translator"/>, the Translator needs two
      security associations towards the multicast domain, one for B and one
      for D. It may be forced to maintain a set of totally independent
      security associations between itself and B and D respectively, so as to
      avoid two-time pad occurrences. These contexts must also be capable of
      handling all the sources present in the other domains. Hence, using
      completely independent security associations (for certain keying
      mechanisms) may force a Translator to handle N*DM keys and related
      state; where N is the total number of SSRCs used over all domains and DM
      is the total number of domains.</t>

      <t>There exist a number of different mechanisms to provide keys to the
      different participants. One example is the choice between group keys and
      unique keys per SSRC. The appropriate keying model is impacted by the
      topologies one intends to use. The final security properties are
      dependent on both the topologies in use and the keying mechanisms'
      properties, and need to be considered by the application. Exactly which
      mechanisms are used is outside of the scope of this document.</t>
    </section>

    <section title="Acknowledgements">
      <t>The authors would like to thank Bo Burman, Umesh Chandra, Roni Even,
      Keith Lantz, Ladan Gharai, Geoff Hunt, and Mark Baugher for their help
      in reviewing this document.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include='reference.RFC.3550'?>

      <?rfc include='reference.RFC.3711'?>

      <?rfc include='reference.RFC.4575'?>

      <?rfc include='reference.RFC.4585'?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.RFC.5104"?>

      <reference anchor="H323">
        <front>
          <title>Packet-based multimedia communications systems</title>

          <author fullname="ITU-T Recommendation H.323"
                  surname="ITU-T Recommendation H.323">
            <organization/>
          </author>

          <date month="June" year="2006"/>
        </front>
      </reference>

      <?rfc include="reference.RFC.5760"?>
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-24 07:14:02