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     Energy Management Working Group                         E. Tychon 
     Internet Draft                                 Cisco Systems, Inc. 
     Intended status: Informational                       B. Schoening 
     Expires: February 10, 2012               Noveda Technologies Inc. 
                                                    Mouli Chandramouli 
                                                    Cisco Systems Inc.   
                                                      August 11, 2011 
      
                                         
      
                                         
                Energy Management (EMAN) Applicability Statement 
                  draft-tychon-eman-applicability-statement-03 


     Status of this Memo 

        This Internet-Draft is submitted to IETF in full conformance 
        with the provisions of BCP 78 and BCP 79.  
         
        Internet-Drafts are working documents of the Internet 
        Engineering Task Force (IETF), its areas, and its working 
        groups.  Note that other groups may also distribute working 
        documents as Internet-Drafts.  
         
        Internet-Drafts are draft documents valid for a maximum of six 
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        Drafts as reference material or to cite them other than as "work 
        in progress." 
         
        The list of current Internet-Drafts can be accessed at 
        http://www.ietf.org/ietf/1id-abstracts.txt  
         
        The list of Internet-Draft Shadow Directories can be accessed at 
        http://www.ietf.org/shadow.html  
         
        This Internet-Draft will expire on February, 2012. 
         

     Copyright Notice 

        Copyright (c) 2011 IETF Trust and the persons identified as the 
        document authors. All rights reserved. 
         
        This document is subject to BCP 78 and the IETF Trust's Legal 
        Provisions Relating to IETF Documents  
         
      
      
      
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        (http://trustee.ietf.org/license-info) in effect on the date of 
        publication of this document. Please review these documents 
        carefully, as they describe your rights and restrictions with 
        respect to this document. Code Components extracted from this 
        document must include Simplified BSD License text as described 
        in Section 4.e of the Trust Legal Provisions and are provided 
        without warranty as described in the Simplified BSD License. 
      

     Abstract 

        The objective of Energy Management (EMAN) is to provide an 
        energy management framework for networked devices. In this 
        document the applicability of the EMAN framework for a variety 
        of network scenarios is presented. This document lists a number 
        of use cases and the target devices that can potentially 
        implement the EMAN framework and the associated MIB modules. 
        Thus, these use cases be useful to identity additional 
        monitoring requirements that need to be considered so that EMAN 
        can provide a solution for those use cases. Furthermore, we 
        describe the relationship of the EMAN framework to other energy 
        monitoring standards and architectures. 
         

     Table of Contents 

        1. Introduction..............................................3 
           1.1. Energy Management Overview...........................4 
           1.2. Energy Measurement...................................5 
           1.3. Energy Management....................................5 
           1.4. EMAN framework Application...........................6 
           1.5. EMAN WG Documents Overview...........................6 
        2. Scenarios and Target devices..............................7 
           2.1. Network devices......................................7 
           2.2. PoE devices attached to a network....................8 
           2.3. Non-PoE devices attached to a network................8 
           2.4. Power probes and Smart Meters........................9 
           2.5. Mid-level managers...................................9 
           2.6. Gateways to building networks.......................10 
           2.7. Home energy gateways................................10 
           2.8. Data center devices.................................11 
           2.9. Battery powered devices.............................12 
           2.10. Ganged outlets on a PDU............................12 
           2.11. Industrial automation networks.....................13 
           2.12. Demand/Response....................................13 
        3. Use case patterns........................................14 
           3.1. Internal or External Metering.......................14 
      
      
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           3.2. Power supply and Metering and/or Control............14 
           3.3. Metering and/or Control.............................15 
           3.4. Multiple Power Sources..............................15 
        4. Relationship of EMAN to other Energy Standards...........15 
           4.1. IEC.................................................15 
           4.2. ANSI C12............................................16 
           4.3. DMTF................................................16 
              4.3.1. Common Information Model Profiles..............17 
              4.3.2. DASH...........................................17 
           4.4. ODVA................................................18 
           4.5. Ecma SDC............................................18 
           4.6. ISO.................................................18 
           4.7. EnergyStar..........................................19 
           4.8. SmartGrid...........................................20 
           4.9. NAESB, ASHRAE and NEMA..............................20 
           4.10. ZigBee.............................................21 
        5. Limitations..............................................22 
        6. Security Considerations..................................22 
        7. IANA Considerations......................................22 
        8. Acknowledgements.........................................23 
        9. Open Issues..............................................23 
        10. References..............................................23 
           10.1. Normative References...............................23 
           10.2. Informative References.............................24 
         
      

     1. Introduction 

        The focus of Energy Management (EMAN) framework is on energy 
        monitoring and management of energy aware devices.  The scope 
        of devices considered for energy management are network 
        entities and devices connected to the network. As a 
        fundamental objective, Energy Management framework enables 
        devices to be energy aware; i.e. to report their power usage 
        (directly or indirectly) and secondly to optimize their 
        energy usage. EMAN framework enables heterogeneous devices to 
        report their energy consumption, and if permissible, enable 
        configuration of policies for power savings.  There are 
        multiple scenarios where this is desirable, particularly 
        today considering the increased importance of limiting 
        consumption of finite energy resources and reducing 
        operational expenses. 
      
        The EMAN framework describes how energy information can be 
        retrieved, controlled and monitored from IP-enabled energy aware 
        devices using Simple Network Management Protocol (SNMP). In 
      
      
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        essence, the Energy Management framework defines Management 
        Information Base (MIBs) for SNMP. 
         
        In this document, typical applications of the EMAN framework are 
        described; as well as opportunities and limitations of the 
        framework. Furthermore, other standards that are similar to EMAN 
        but address different domains are described. In addition, this 
        document serves as an introductory reference for an overall 
        understanding of Energy efficiency of networks and this document 
        contains the references to other Energy standards.  
      

     1.1. Energy Management Overview 

        Firstly, a brief introduction to the definitions of Energy and 
        Power are presented.  
         
        Energy is defined as the capacity to perform a particular work. 
        The objective is to measure the electrical energy consumption of 
        energy aware devices. Electrical energy is typically expressed 
        in kilowatt-hour units (noted kWh). One kilowatt-hour is defined 
        as the electrical energy used by a 1 Kilowatt appliance for one 
        hour. Power is defined as the rate of electrical energy consumed 
        by the device. In other words, power = energy / time. Power is 
        often measured in Watts. Billing is based on electrical energy 
        (measured in Watt-hours) supplied by the utility. 
         
        Towards the goal of attaining energy efficiency in networks, a 
        first step is to enable devices to report the energy usage over 
        time. Energy Management framework addresses this problem. An 
        information model on how to model the device: its identity, the 
        device's context, the power measurement and measurement 
        attributes are captured in an information model.  
         
        SNMP based MIB module is proposed based on the information 
        model. Any network device that has implementation of the MIB 
        module, can report its energy consumption. In that context, from 
        an energy-monitoring point of view, it is important to 
        distinguish the device types; i.e.; devices that can report its 
        energy usage and the other type of devices who collect and 
        aggregate energy usage of a group of subtended devices.  
         
        The list of target devices and network scenarios considered for 
        Energy Management are presented in Section 2 with detailed 
        examples. 
         

      
      
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     1.2. Energy Measurement 

        More and more devices today are able to measure and report their 
        own energy consumption. Smart power strips and some of the 
        current generation Power-over-Ethernet switches are already able 
        to meter consumption of the connected devices.  However, when 
        managed and reported through proprietary means, this information 
        is not really useful at the enterprise level. 
         
        The primary goal of EMAN is to enable reporting and management 
        within a standard framework that is applicable to a wide variety 
        of today's end-devices, meters and proxies. 
         
        Being able to know who's consuming what, when and how at any 
        time by leveraging existing networks, across various equipment, 
        in a unified and consistent manner is one pillar of the EMAN 
        framework.   
         
        Given that a device can consume energy and possibly provide 
        energy to other devices, it is possible to consider three types 
        of meters for energy measurement; i.e., meter for energy 
        consumed, meter for energy supplied to other devices, and a net 
        (resultant) meter which is the sum of consumed and provided.  
      
         
     1.3. Energy Management 

         
        There are many cases where reducing energy consumption of the 
        devices is desirable, such as when the utilization of the 
        resources is quite low or when the demand exceeds the supply. 
         
        In some cases, you can't simply turn it off without considering 
        the context. For instance you cannot turn off all the phones, 
        because some phones may still need to be available in case of 
        emergency. You can't turn office cooling off totally during non-
        work hours, but you can reduce the comfort level, and so on. 
         
        Beyond monitoring, the EMAN framework shall be generalized to 
        consider the mechanisms for control of devices for power 
        savings.  
         
        Power control requires flexibility and support for different 
        polices and mechanisms; including centralized management with a 
        network management station, autonomous management by individual 
        devices, and alignment with dynamic demand-response mechanisms. 
         
      
      
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     1.4. EMAN framework Application 

        In this section, the typical application of EMAN framework is 
        described. A network operator can install management software 
        for collecting energy information for devices in the network. 
        The scope of the target devices and the network scenarios 
        considered for energy management are listed in Section 2. 
         
        A Network Management System (NMS) is the entity that requests 
        information from compatible devices using SNMP protocol. It may 
        be a system which also implements other network management 
        functions, e.g. security management, identity management and so 
        on), or one that only deals exclusively with energy in which 
        case it is called EMS, Energy Management System. It may be 
        limited to monitoring energy use, or it may also implement 
        control functions. 
         
        Energy Management can be implemented by extending existing SNMP 
        support to the EMAN specific MIBs to deal with energy reporting. 
        By using SNMP, we have an industry proven and well-known 
        technique to discover, secure, measure and control SNMP enabled 
        end devices.  EMAN framework provides an information and data 
        model to unify access to a large range of devices. 
         

     1.5. EMAN WG Documents Overview 

        The the charter of the EMAN working group at IETF is focused on 
        a series of Internet standard drafts in the area of Energy 
        management of networks. The following drafts are currently under 
        discussion in the working group.  
         
          Requirements draft [EMAN-REQ] This draft presents the 
          requirements of Energy Monitoring and the scope of the devices 
          considered.  
           
          Applicability Statement draft [EMAN-AS] This draft presents 
          the use cases and scenarios for energy monitoring. In 
          addition, other relevant energy standards and architectures 
          are listed.  
           
          Framework draft [EMAN-FRAMEWORK] This draft defines the 
          terminology and explains the different concepts associated 
          with energy monitoring. These concepts are used in the MIB 
          modules.  
           
      
      
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          Energy-Aware MIB draft [EMAN-AWARE-MIB] This draft proposes a 
          MIB module that characterizes the identity of the device and 
          the devices's context. 
           
          Monitoring MIB draft [EMAN-MONITORING-MIB] This draft contains 
          a MIB module for monitoring the power and energy consumption 
          of the device. In addition, the MIB module contains an 
          optional module for the power quality metrics.  
           
          Battery MIB draft [EMAN-BATTERY-MIB] This draft contains a MIB 
          module for monitoring the energy consumption of a battery 
          device.  
      
      
     2. Scenarios and Target devices 

        In this section a selection of scenarios for energy management 
        is presented. For each scenario, a list of target devices is 
        given in the section heading, for which the energy management 
        framework is required and thus can be applied. 
      
     2.1. Network devices 

         
        This scenario covers network devices (routers and switches) and 
        its components. Power management of network devices is 
        considered as a fundamental requirement (basic first step) of 
        Energy Management of networks. The objective of this example 
        scenario is to illustrate monitoring of network devices and the 
        granularity of monitoring.  
         
        From an energy management perspective, it is important to 
        monitor the power state and energy consumption of devices at a 
        granularity level that is finer than just the entire device 
        level. For these network devices, the chassis draws power from 
        an outlet and feeds all its internal sub-components. It is 
        highly desirable to have monitoring available for individual 
        components, such as line cards, processors, hard drives but also 
        peripherals like USB devices or display monitor. 
      
        As an illustrative example of network device scenario, consider 
        a switch with the following list of grouping of sub-entities of 
        the switch for which monitoring the energy monitoring could be 
        useful.  
         
          .  physical view: chassis (or stack), line cards, service 
             modules of the switch 
      
      
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          .  component view: CPU, ASICs, fans, power supply, ports 
             (single port and port groups), storage and memory  
          .  logical view: system, data-plane, control-plane, etc. 
      
      
     2.2. PoE devices attached to a network  

         
        This scenario covers Power over Ethernet (PoE) devices attached 
        to the network. A PoE Power Sourcing Equipment (PSE), a PoE 
        switch, provides power to a Powered Device (PD), a PoE desktop 
        phone. Here, the PSE provides means for controlling power supply 
        (switching it on and off) and for monitoring actual power 
        provided at a port to a specific PD. PoE devices obtain network 
        connectivity as well as the power supply for the device over a 
        single connection. 
      
        For example, the PoE ports of a switch can be connected to IP 
        Phones, Wireless Access Points, IP Camera devices. The switch 
        uses its own power supply to power itself, as well as supplies 
        power to all the downstream PoE ports. Monitoring the power 
        consumption of the switch and the power consumption of the PoE 
        endpoints is a simple use case of this scenario. 
      
      
     2.3. Non-PoE devices attached to a network  

        The use case describes non-PoE devices attached to the network. 
        In this scenario devices have a network connection but receive 
        power supply from some other source. In that context, the device 
        can receive power supply from one source while the power 
        measurement can be reported by another entity.  
         
        A simple example to illustrate this scenario is a switch port 
        that can have both a PoE connection powering up an IP Phone, and 
        a PC daisy-chain connected to the IP Phone for network 
        connectivity. The PC draws power from the wall outlet, while the 
        IP phone draws power from the switch. As explained in the 
        previous use case, it is possible to monitor the power 
        consumption of the PoE device, i.e., IP Phone, it would also be 
        possible to monitor the power consumption of even those non-PoE 
        devices such as a PC. Yet another similar use case is when 
        laptop computers connected to the wireless access points. The 
        wireless access points are connected to the PoE ports of the 
        switch. The switch, can aggregate the power consumption of those 
        non-PoE devices.  
      
      
      
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     2.4. Power probes and Smart Meters 

        This use case describes the scenario of devices that can not 
        measure their own power consumption. In this case, another piece 
        of equipment can be used and measure the device's power 
        consumption. Examples of devices which can perform the 
        measurement function are smart meters and smart PDUs. 
      
        Some devices are not equipped with sufficient instrumentation to 
        measure their own actual power and accumulated energy 
        consumption. External probes can be connected to the power 
        supply to measure these properties for a single device or for a 
        set of devices. 
      
        Power Distribution Unit (PDUs) attached to racks in a data 
        center and other smart power strips are evolving in parallel 
        with smart meters. Each socket of the PDU distributes power to a 
        device in the rack. The smart meters at the PDUs report the 
        power consumption of the device connected to the socket at PDU. 
        Power consumption can be measured at socket level and the switch 
        provides the network connectivity and can be the aggregator of 
        power consumption for all entities. These PDUs have remote 
        management functionality which can also be used to control power 
        supply of each socket of the PDU.  
        Homes, buildings, have smart meters that monitor and report 
        accumulated power consumption of an entire home, a set of 
        offices. 
      
     2.5. Mid-level managers 

         
        This use case illustrates the importance for aggregation for 
        energy management. Sometimes it is useful to have mid-level 
        managers that provide energy management functions not just for 
        themselves but also for a set of associated devices. For 
        example, a switch can provide energy management functions for 
        all devices connected to its ports, even if these devices are 
        not powered by the switch, but have their own power supply as, 
        for example, PCs and laptops. 
      
        Thus, the switch can be viewed as a mid-level manager, offering 
        reporting and aggregation of power consumption even for devices 
        it does not supply power, devices connected to it and supplies 
        power, and itself. The devices can report their power 
        consumption to the switch and the switch can be viewed as the 
        aggregator for the power consumption of those non-PoE devices.   
      
      
      
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     2.6. Gateways to building networks 

        This use case describes the scenario of energy management of 
        buildings. Building Management Systems (BMS) have been in place 
        for many years and most of them are legacy protocols and not 
        based on IP. In these building networks, there is a gateway 
        interfacing to building network protocols. For the purpose of 
        uniform management interface through EMAN, it is possible to 
        have a gateway interfacing between the EMAN framework and the 
        building management network protocols.  
      
        Due to the potential energy savings, energy management of 
        buildings has received significant attention. There are gateway 
        network elements to manage the multiple components of a building 
        energy management network such as Heating Ventilating Air 
        Conditioning (HVAC), lighting, electrical, fire and emergency 
        systems, elevators etc. The gateway device communicates building 
        network protocols with those devices and collects their energy 
        usage and reports the measurement to the network management 
        systems.  
         
        This is an example of a proxy with possibly different protocols 
        for the network domain and building infrastructure domain. At 
        the top of the network hierarchy of a building network is a 
        gateway device that can perform protocol conversion between many 
        facility management devices. The south building gateway 
        communicates to the controllers, via RS-232/RS-485 interfaces, 
        Ethernet interfaces, and building management protocols such as 
        BACNET or MODBUS.  Each controller is associated with a specific 
        energy-consuming function, such as HVAC, electrical or lighting.  
        The controllers are in turn connected to the actual building 
        energy management devices:  meters, sub-meters, valves, 
        actuators, etc.  For example, a controller can be associated 
        with meters for the HVAC system and another controller can be 
        associated with a meter for the lighting. 
      
     2.7. Home energy gateways 

      
        This use case describes the scenario of energy management of a 
        residential home. The home gateway scenario is an example of a 
        proxy with interfaces to electrical appliances and devices in a 
        home and has an interface to the electrical grid.  
      
        Home energy gateway can be used for energy monitoring of the 
        electrical devices in a home and can be involved in energy 
        management of the devices in a home. The gateway can implement 
      
      
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        policies based on demand/response and energy pricing from the 
        grid.  
        This gateway can manage the appliances (refrigerator, 
        heating/cooling, washing machine etc.) possibly using one of the 
        many protocols (ZigBee Smart Energy, ...) that are being 
        developed for the home area network products and considered in 
        standards organizations. From an EMAN point of view, the data 
        model that been investigated can be applied to the protocols 
        under consideration for energy monitoring of a home.  
         
        It is also possible to envision an energy neutral setting; i.e., 
        buildings/homes that can produce and consume energy without 
        importing energy from the utility grid. There are many energy 
        production technologies such as solar panels, wind turbines, or 
        micro generators. This use case illustrates the concept of self-
        contained energy generation and consumption and possibly the 
        aggregation of the energy use of homes. 
      
      
     2.8. Data center devices    

         
        This use case describes the scenario of energy management of a 
        Data Center network.  
         
        Energy efficiency of data centers has become a fundamental 
        challenge of data center operation. The motivation is due to the 
        fact that datacenters are big energy consumers. The equipment 
        generates heat, and heat needs to be evacuated though a HVAC 
        (Heating, Ventilating, and Air Conditioning) system. 
         
        Energy management can be implemented on different aggregation 
        levels, such as network level, Power Distribution Unit (PDU) 
        level, and server level.  
         
        A typical data center network consists of a hierarchy of  
        At the bottom of the hierarchy are servers mounted on a rack, 
        and these are connected to the top-of-the-rack switches.   
        The top-of-the-rack switches are connected to aggregation 
        switches those in turn connected to core switches.  As an 
        example, Server 1 and Server 2 are connected to different switch 
        ports of the top-of-the-rack switch.   
         
      
        Power consumption of all network elements and the servers in the 
        Data center should be measured. The top-of-row switches can be 

      
      
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        the aggregator for the power consumption of the servers in of 
        the data center. 
         
         
     2.9. Battery powered devices   

         
        Some devices have a battery as a back-up source of power. When 
        the connection to the power supply of the device is 
        disconnected, the device runs on the internal battery. Given the 
        finite capacity and lifetime of a battery, means for reporting 
        the actual charge, age, and state of a battery are required.  
         
        The battery can be generalized as an energy storage device that 
        can provide backup power for many devices contained in data 
        centers for a finite duration. Energy monitoring of such energy 
        storage devices is vital from a data center network operations 
        point of view.  
         
        There are also battery powered for mobile towers possibly in 
        remote locations and it is important to monitor the remaining 
        battery life in those remote locations and possibly an alarm can 
        be sent when the battery life is below a threshold.  
         
         
     2.10. Ganged outlets on a PDU 

         
        This use case describes the scenario of multiple power sources 
        of devices and logical groupings of devices.  
         
        Some PDUs allow physical entities like outlets to be "ganged" 
        together as a logical entity for simplified management purposes. 
        This is particularly useful for servers with multiple power 
        supplies, where each power supply is connected to a different 
        physical outlet. Other implementations allow "gangs" to be 
        created based on common ownership of outlets, such as business 
        units or load shed priority or other non-physical relationships. 
         
        Current implementations allow for an "M-to-N" mapping between 
        outlet "gangs" and physical outlets.  An example of this mapping  
        includes the following: 
         
          . Outlet 1 - physical entity  
          . Outlet 2 - physical entity  
          . Outlet 3 - physical entity  
          . Outlet 4 - physical entity 
      
      
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          . Outlet Gang A - virtual entity  
          . Outlet Gang B - virtual entity 
         
               o Gang A -> Outlets 1, 2 and 3  
               o Gang B -> Outlets 3 and 4  
         
         
        Note the allowed overlap on Outlet 3, where Outlet 3 belongs to 
        both "gangs." 
         
        Each "Outlet Gang" entity reports the aggregated data from the 
        individual outlet entities that comprise it and enables a single 
        point of control for all the individual outlet entities. 
         
     2.11. Industrial automation networks  

        Energy consumption statistics in the industrial sector are 
        staggering. The industrial sector alone consumes about half of 
        the world's total delivered energy, making it the largest end-
        use sector. Thus, the need for optimization of energy usage in 
        this sector is natural. ODVA is concerned about an energy 
        solution for the industrial automation sector.  It is important 
        to note the synergies between the ODVA and EMAN approaches 
        towards energy management. 
         
        ODVA considers a three-pronged approach towards energy 
        management for the industrial consumer: (1) having awareness of 
        energy usage (2) consuming energy more efficiently and (3) 
        transacting energy for the best result. Energy monitoring and 
        management promote efficient consumption and multiply the 
        benefits of energy awareness by automating actions that reduce 
        energy consumption.  
         
        The foundation of the approach is the information and 
        communication model for entities. An entity is a network-
        connected, energy-aware device that has the ability to either 
        measure or derive its energy usage based on its native 
        consumption or generation of energy, or report a nominal or 
        static energy value.  
      
         
     2.12. Demand/Response  

        Beyond monitoring the energy usage of devices, reducing the 
        energy consumption of devices is a fundamental objective. In 
        that context, in some situations, in response to time-of-day 
        fluctuation of energy costs or sudden energy shortages or 
      
      
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        outages, it may be important to respond and reduce the energy 
        consumption for the network or the building or home.  
         
        From EMAN use case perspective, the demand/response scenario can 
        apply to Data Center or Building or a residential home. As a 
        first step, it may be important to monitor the energy 
        consumption in real-time and then based on the potential 
        shortfall due to reduction in demand, the Energy Management 
        System (EMS) could formulate a suitable response, i.e., the EMS 
        could shut down some selected devices that may be discretionary 
        or uniformly reduce the power supplied to all devices. For some 
        use cases, such as data center it may be possible to formulate 
        policies such as follow-the-moon type of approach, by scheduling 
        Virtual Machines mobility across Data centers in different 
        geographical locations. 
         
     3. Use case patterns 

        The list of use cases presented can be abstracted in to one of 
        the following broad patterns.  
      
     3.1. Internal or External Metering 

      
          . Entities that consume power and can perform its own 
             internal power metering  
              
          . Entities that consume power but have an external power 
             meter 
      
      
     3.2. Power supply and Metering and/or Control 

              
          . Entities that supply power for other devices however does 
             not perform power metering for those devices 
              
          . Entities that supply power for other devices and also 
             perform power metering function 
              
          . Entities supply power for other devices and also perform 
             power metering and control for other devices 
      
      



      
      
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     3.3. Metering and/or Control 

          . Entities that do not supply power but perform only metering 
             function for other designated devices 
              
          . Entities which do not supply power but perform both 
             metering and control for other designated devices 
      
     3.4. Multiple Power Sources 

      
          . Entities that have multiple power sources and metering and 
             control is performed by one source  
              
          . Entities that have multiple power sources and metering and 
             is performed by one source and control another source 
      
      

     4. Relationship of EMAN to other Energy Standards 

        EMAN as a framework is tied with other standards and efforts in 
        the energy arena. Existing standards are leveraged as much as 
        possible, as well as providing control to adjacent technologies 
        such as Smart Grid. 
         
        Most of them are listed below with a brief description of their 
        objectives and the current state. 
         
     4.1. IEC 

        The International Electro technical Commission (IEC) has 
        developed a broad set of standards for power management.  Among 
        these, the most applicable to our purposes is IEC 61850, a 
        standard for the design of electric utility automation.  The 
        abstract data model defined in 61850 is built upon and extends 
        the Common Information Model (CIM). The complete 61850 CIM model 
        includes over a hundred object classes and is widely used by 
        utilities in the US and worldwide. 
         
        This set of standards was originally conceived to automate 
        control of a substation. An electrical substation is a 
        subsidiary station of an electricity generation, transmission 
        and distribution system where voltage is transformed from high 
        to low or the reverse using transformers. While the original 
        domain of 61850 is substation automation, the extensive model 
        that resulted has been widely used in other areas, including 
      
      
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        Energy Management Systems (EMS) and forms the core of many Smart 
        Grid standards. 
         
        IEC TC57 WG19 is an ongoing working group to harmonize the CIM 
        data model and 61850 standards. 
         
        Concepts from IEC Standards have been reused in the EMAN WG 
        drafts. In particular, AC Power Quality measurements have been 
        reused from IEC 61850-7-4. The concept of Accuracy Classes for 
        measurement of power and energy has been reused IEC 62053-21 and 
        IEC 62053-22. 
      
     4.2. ANSI C12 

        The American National Standards Institute (ANSI) has defined a 
        collection of power meter standards under ANSI C12.  The primary 
        standards include communication protocols (C12.18, 21 and 22), 
        data and schema definitions (C12.19), and measurement accuracy 
        (C12.20). European equivalent standards are provided by the IEC 
        62053-22. 
         
        ANSI C12.20 defines accuracy classes for watt-hour meters.  
        Typical accuracy classes are class 0.5, class 1, and class 3; 
        which correspond to +/- 0.5%, +/- 1% and +/- 3% accuracy 
        thresholds.   
        All of these standards are oriented toward the meter itself, and 
        are therefore very specific and used by electricity distributors 
        and producers. 
         
        The EMAN standard should be compatible with existing ANSI C12 
        and IEC standards. 

     4.3. DMTF 

        The DMTF [DMTF] has standardized management solutions for 
        managing servers and desktops, including power-state 
        configuration and management of elements in a heterogeneous 
        environment.  These specifications provide physical, logical and 
        virtual system management requirements for power-state control. 
         
        Through various Working Group efforts these specifications 
        continue to evolve and advance in features and functionalities.  

        The EMAN standard should reuse the concepts of Power Profile 
        from DMTF and has advocated that as one of the possible Power 
        State Series. 

      
      
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     4.3.1. Common Information Model Profiles 

        The DMTF uses CIM-based (Common Information Model) 'Profiles' to 
        represent and manage power utilization and configuration of a 
        managed element.  The key profiles are 'Power Supply' (DSP 
        1015), 'Power State' (DSP 1027) and 'Power Utilization 
        Management' (DSP 1085). 
         
        These profiles define monitoring and configuration of a Power 
        Managed Element's static and dynamic power saving modes, power 
        allocation limits and power states, among other features.   
         
        Power saving modes can be established as static or dynamic.  
        Static modes are fixed policies that limit power to a 
        utilization or wattage limit. Dynamic power saving modes rely 
        upon internal feedback to control power consumption. 
         
        Power states are eight named operational and non operational 
        levels.  These are On, Sleep-Light, Sleep-Deep, Hibernate, Off-
        Soft, and Off-Hard.  Power change capabilities provide 
        immediate, timed interval, and graceful transitions between on, 
        off, and reset power states.  Table 3 of the Power State Profile 
        defines the correspondence between the ACPI and DMTF power state 
        models, although it is not necessary for a managed element to 
        support ACPI. Optionally, a TransitingToPowerState property can 
        represent power state transitions in progress. 
      

     4.3.2.  DASH 

        DMTF DASH (DSP0232) (Desktop And Mobile Architecture for System 
        Hardware ) has addressed the challenges of managing 
        heterogeneous desktop and mobile systems (including power) via 
        in-band and out-of-band environments.  Utilizing the DMTF's WS-
        Management web services and the CIM data model, DASH provides 
        management and control of managed elements like power, CPU etc. 
         
        Both in service and out-of-service systems can be managed with 
        the DASH specification in a fully secured remote environment.  
        Full power lifecycle management is possible using out-of-band 
        management. 
         
         
         


      
      
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     4.4. ODVA 

         
        ODVA is an association consisting of members from industrial 
        automation companies. ODVA supports standardization of network 
        technologies based on the Common Industrial Protocol (CIP). 
        Within 
        ODVA, there is a special interest group focused on energy and 
        standardization and inter-operability of energy Aware devices. 
         
        While there are many similar concepts between the ODVA and EMAN 
        framework, in particular, the concept of different energy meters 
        based on the device properties has been reused.  
      
         
     4.5. Ecma SDC 

        The Ecma International committee on Smart Data Centre (TC38-TG2 
        SDC [Ecma-SDC]) is in the process of defining semantics for 
        management of entities in a data center such as servers, 
        storage, network equipment, etc.  It covers energy as one of 
        many functional resources or attributes of systems for 
        monitoring and control.  It only defines messages and 
        properties, and does not reference any specific protocol.  Its 
        goal is to enable interoperability of such protocols as SNMP, 
        BACNET, and HTTP by ensuring a common semantic model across 
        them. Four power states are defined, Off, Sleep, Idle and 
        Active.  The standard does not include actual power measurements 
        in kw or kwh. 
         
        The 14th draft of SDC process was published in March 2001 and 
        the development of the standard is still underway. When used 
        with EMAN, the SDC standard will provide a thin abstraction on 
        top of the more detailed data model available in EMAN.   
      
      
         
     4.6. ISO 

        The ISO [ISO] is developing an energy management standard called 
        ISO 50001, and complements ISO 9001 for quality management, and 
        ISO 14001 for environment management.  The intent of the 
        framework is to facilitate the creation of energy management 
        programs for industrial, commercial and other entities.  The 
        standard defines a process for energy management at an 
        organization level.  It does not define the way in which devices 

      
      
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        report energy and consume energy. The IETF effort would be 
        complementary.  
         
        ISO 50001 is based on the common elements found in all of ISO's 
        management system standards, assuring a high level of 
        compatibility with ISO 9001 (quality management) and ISO 14001 
        (environmental management). ISO 50001 benefits includes: 
         
       o Integrating energy efficiency into management practices and 
          throughout the supply chain 
       o Energy management best practices and good energy management 
          behaviors 
       o benchmarking, measuring, documenting, and reporting energy 
          intensity improvements and their projected impact on 
          reductions in greenhouse gas (GHG) emissions 
       o Evaluating and prioritizing the implementation of new energy-
          efficient technologies 
      
        ISO 50001 has been developed by ISO project committee ISO/PC 
        242, Energy management.  
         
     4.7. EnergyStar 

        The US Environmental Protection Agency (EPA) and US Department 
        of Energy (DOE) jointly sponsor the Energy Star program [ESTAR].  
        The program promotes the development of energy efficient 
        products and practices.   
         
        To earn Energy Star approval, appliances in the home or business 
        must meet specific energy efficiency targets.  The Energy Star 
        program also provides planning tools and technical documentation 
        to help homeowners design more energy efficient homes. Energy 
        Star is a program; it's not a protocol or standard.  
         
        For businesses and data centers, Energy Star offers technical 
        support to help companies establish energy conservation 
        practices.  Energy Star provides best practices for measuring 
        current energy performance, goal setting, and tracking 
        improvement.  The Energy Star tools offered include a rating 
        system for building performance and comparative benchmarks. 
         
        There is no immediate link between EMAN and EnergyStar, one 
        being a protocol and the other a set of recommendations to 
        develop energy efficient products. 
         
         
         
      
      
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     4.8. SmartGrid 

        The Smart Grid standards efforts underway in the United States 
        are overseen by the US National Institute of Standards and 
        Technology [NIST].  NIST was given the charter to oversee the 
        development of smart grid related standards by the Energy 
        Independence and Security Act of 2007.  NIST is responsible for 
        coordinating a public-private partnership with key energy and 
        consumer stakeholders in order to facilitate the development of 
        smart grid standards. 
        The smart grid standards activity (sponsored and hosted by NIST) 
        is monitored and facilitated by the SGIP (Smart Grid 
        Interoperability Panel).  This group has several sub groups 
        called working groups.  These teams examine smaller parts of the 
        smart grid.  They include B2G, I2G, and H2G and others (Building 
        to Grid; Industrial to Grid and Home to Grid). 
         
        When a working group detects a standard or technology gap, the 
        team seeks approval from the SGIP for the creation of a Priority 
        Action Plan (PAP).  The PAP is a private-public partnership with 
        a charter to close a specific gap.  There are currently 17 
        Priority Action Plans (PAP).   
         
        PAP 10 Addresses "Standard Energy Usage Information". Smart Grid 
        standards will provide distributed intelligence in the network 
        and allow enhanced load shedding.  For example, pricing signals 
        will enable selective shutdown of non critical activities during 
        peak-load pricing periods. These actions can be effected through 
        both centralized and distributed management controls. Similarly, 
        brown-outs, air quality alerts, and peak demand limits can be 
        managed through the smart grid data models, based upon IEC 
        61850. 
         
        There is an obvious functional link between SmartGrid and EMAN 
        in the form of demand/response, even if the EMAN framework does 
        not take any specific step toward SmartGrid communication.  
         
     4.9. NAESB, ASHRAE and NEMA 

        As an output of the PAP10's work on the standard information 
        model, multiple stakeholders agreed to work on a utility centric 
        model in NAESB (North American Electric Standards Board)and the 
        building side information model in a joint effort by American 
        Society of Heating, Refrigerating and Air-Conditioning Engineers 
        (ASHRAE) and National Electrical Manufacturers Association 
        (NEMA). The NAESB effort is a NAESB REQ/WEQ [NAESB]. 
      
      
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        The output of both ANSI approved SDO's is an information model.  
        It is not a device level monitoring protocol.  
        After the ASHRAE SPC201 group formed as a result of initial work 
        done by the PAP 10, the SGIP added PAP17 in order to focus 
        specifically on in-building standards for energy using devices. 
         
        PAP 17 "will lead to development of a data model standard to 
        enable energy consuming devices and control systems in the 
        customer premises to manage electrical loads and generation 
        sources in response to communication with the Smart Grid. It 
        will be possible to communicate information about those 
        electrical loads to utilities, other electrical service 
        providers, and market operators.   
        The term "Facility Smart Grid Information" is intended to convey 
        the nature of critical information originating from the customer 
        operated "facility" which deals with the representation and 
        dynamics of loads including prediction, measurement and 
        shedding. It also helps to distinguish between this PAP and that 
        of PAP10 which deals exclusively with the representation of 
        energy usage.  
         
        This data model standard will complement the flow, aggregation, 
        summary, and forecasting of energy usage information being 
        standardized by NAESB in PAP10 through the definition of 
        additional distinct model components. While the NAESB standard 
        is focusing on "a single limited-scope information model" that 
        "will not cover all interactions associated with energy in the 
        home or commercial space" including, for example, load 
        management ("Report to the SGIP Governing Board: PAP10 plan," 
        June 15, 2010), these new components will address load modeling 
        and behavior necessary to manage on-site generation, demand 
        response, electrical storage, peak demand management, load 
        shedding capability estimation, and responsive energy load 
        control." 
         
      

     4.10. ZigBee 

        The "Zigbee Smart Energy 2.0 effort" [ZIGBEE] currently focuses 
        on wireless communication to smart home appliances.  It is 
        intended to enable home energy management and direct load 
        control by utilities.   
         
        ZigBee protocols are intended for use in embedded applications 
        requiring low data rates and low power consumption. ZigBee's 
        current focus is to define a general-purpose, inexpensive, self-
      
      
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        organizing mesh network that can be used for industrial control, 
        embedded sensing, medical data collection, smoke and intruder 
        warning, building automation, home automation, etc.  
        It is not known if the Zigbee Alliance plans to extend support 
        to business class devices.  There also does not appear to be a 
        plan for context aware marking.   
         
        Zigbee is currently not an ANSI recognized SDO. 
         
        The EMAN framework addresses the needs of IP-enabled networks 
        through the usage of SNMP, while Zigbee looks for completely 
        integrated and inexpensive mesh solution. 
         
     5. Limitations 

        EMAN Framework shall address the needs of energy monitoring in 
        term of measurement and, to a lesser extent, on the control 
        aspects of energy monitoring of networks. 
         
        It is not the purpose of EMAN to create a new protocol stack for 
        energy-aware endpoints, but rather to create a data and 
        information model to measure and report energy and other metrics 
        over SNMP. 
         
        Other legacy protocols may already exist (MODBUS), but are not 
        designed initially to work on IP, even if in some cases it is 
        possible to transport them over IP with some limitations. 
        The EMAN framework does not aim to address questions regarding 
        SmartGrid, electricity producers, and distributors even if there 
        is obvious link between them. 
         
         

     6. Security Considerations 

        EMAN shall use SNMP protocol for energy monitoring and thus has 
        the functionality of  SNMP's security capabilities. . More 
        specifically, SNMPv3 [RFC3411] provides important security 
        features such as confidentiality, integrity, and authentication. 
         
         
     7. IANA Considerations 

        This memo includes no request to IANA.  



      
      
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     8. Acknowledgements 

         
        The authors would like to thank Jeff Wheeler, Benoit Claise, 
        Juergen Quittek, Chris Verges, John Parello, Matt Laherty, and 
        Bruce Nordman for their valuable contributions.  
         
        The authors would like to thank Georgios Karagiannis for use 
        case involving energy neutral homes and Kerry Lyn for the 
        comment to include the demand/response scenario. 

     9. Open Issues 

        OPEN ISSUE 1: Relevant IEC standards for application for EMAN  
         
          IEC 61850 -7-4 has been extensively used in EMAN WG documents.  
          The other IEC documents referred for possible use are IEC 
          61000-4-30, IEC 62053-21 and IEC 62301.  
           
          Applicability Statement document can provide guidance on the 
          issue of what is appropriate IEC standard.  
           
        OPEN ISSUE 2: Should review ASHRAE SPC 201P standard and how it 
        applied EMAN and the concept of shedding load ?  
                              
           
        OPEN ISSUE 3: Are the use cases (target devices) listed 
        sufficient EMAN ? 
         
         
        OPEN ISSUE 4:  Review the standards section and check how each 
        Energy standard referred can apply for EMAN 
         
         
        OPEN ISSUE 5:  Converge the EMAN-AS draft with draft-nordman-
        eman-energy-perspective.  
         
      
      

     10. References 

     10.1. Normative References 

        [RFC3411] An Architecture for Describing Simple Network 
                Management Protocol (SNMP) Management Frameworks 
         
      
      
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     10.2. Informative References 

      
        [DASH] "Desktop and mobile Architecture for System Hardware", 
                http://www.dmtf.org/standards/mgmt/dash/ 
         
        [NIST]  http://www.nist.gov/smartgrid/ 
         
        [Ecma-SDC] Ecma TC38 / SDC Task Group, "Smart Data Centre 
                Resource Monitoring and Control (DRAFT)", March 2011. 
         
        [ENERGY] http://en.wikipedia.org/wiki/Kilowatt_hour 
         
        [EMAN-AS] Tychon, E., B. Schoening and Mouli Chandramouli, 
                "Energy Management (EMAN) Applicability Statement", 
                draft-tychon-eman-applicability-statement-03.txt, work 
                in progress, August 2011. 
         
        [EMAN-REQ] Quittek, J., Winter, R., Dietz, T., Claise, B., and 
                M. Chandramouli, "Requirements for Energy Management ", 
                draft-ietf-eman-requirements-04, July 2011. 
         
        [EMAN-MONITORING-MIB] M. Chandramouli, Schoening, B., Dietz, T., 
                Quittek, J. and B. Claise  "Energy and Power Monitoring 
                MIB ", draft-ietf-eman-monitoring-mib-00, August  2011. 
         
        [EMAN-AWARE-MIB] J. Parello, and B. Claise, "draft-ietf-eman-
                energy-aware-mib-02 ", July 2011. 
         
        [EMAN-FRAMEWORK] Claise, B., Parello, J., Schoening, B., and J. 
                Quittek, "Energy Management Framework", draft-ietf-
                eman-framework-02 , July 2011. 
         
        [EMAN-BATTERY-MIB] Quittek, J., Winter, R., and T. Dietz, 
                "Definition of Managed Objects for Battery Monitoring"  
                draft-ietf-eman-battery-mib-02.txt, July 2011. 
         
        [DMTF] "Power State Management Profile DMTF  DSP1027  Version 
                2.0"  December 2009. 
                http://www.dmtf.org/sites/default/files/standards/docum
                ents/DSP1027_2.0.0.pdf 
      
        [ESTAR]  http://www.energystar.gov/[ISO]    
                http://www.iso.org/iso/pressrelease.htm?refid=Ref1434 
         

      
      
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        [SGRID]  http://collaborate.nist.gov/twiki-
                sggrid/bin/view/SmartGrid/SGIPWorkingGroupsAndCommittee
                s 
         
        [NAESB] http://www.naesb.org/smart_grid_PAP10.asp 
         
        [ASHRAE] http://collaborate.nist.gov/twiki-
                sggrid/bin/view/SmartGrid/PAP17Information 
         
        [PAP17] http://collaborate.nist.gov/twiki-
                sggrid/bin/view/SmartGrid/PAP17FacilitySmartGridInforma
                tionStandard 
         
        [ZIGBEE] http://www.zigbee.org/ 
         
        [ISO]  http://www.iso.org/iso/pressrelease.htm?refid=Ref1337 
         
      

         
         
         

























      
      
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     Authors' Addresses 

        Emmanuel Tychon 
        Cisco Systems, Inc. 
        De Keleetlaan, 6A 
        B1831 Diegem 
        Belgium   
        Email: etychon@cisco.com 
      
            
        Brad Schoening 
        44 Rivers Edge Drive 
        Little Silver, NJ 07739 
        USA 
        Email: brad@bradschoening.com 
         
         
        Mouli Chandramouli 
        Cisco Systems, Inc. 
        Sarjapur Outer Ring Road 
        Bangalore, 
        IN 
         
        Phone: +91 80 4426 3947 
        Email: moulchan@cisco.com 
         
         
         

















      
      
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