One document matched: draft-tschofenig-enroll-bootstrapping-saml-00.txt



Credential and Provisioning                                H. Tschofenig
(Enroll)                                                         Siemens
Internet-Draft                                               G. Giaretta
Expires: August 16, 2005                                           TILab
                                                       A. Gomez-Skarmeta
                                                    University of Murcia
                                                       February 12, 2005


         Enriching Bootstrapping with Authorization Information
           draft-tschofenig-enroll-bootstrapping-saml-00.txt

Status of this Memo

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Copyright Notice

   Copyright (C) The Internet Society (2005).

Abstract

   Some work has been done in the area of bootstrapping in the IETF
   recently.  Bootstrapping refers to the process of creating state
   (typically security associations) between two or more entities based



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   on a trust relationship between these two or more parties and a
   trusted third party.  So far work has mostly focused on creating
   security associations.  This document aims to attach authorization
   information to the bootstrapping process.

Table of Contents

   1.  Introduction and Problem Statement . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  5
   3.  Framework  . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   4.  Scenarios  . . . . . . . . . . . . . . . . . . . . . . . . . .  9
     4.1   Authorization in QoS signaling protocols . . . . . . . . .  9
     4.2   SIP Service Bootstrapping  . . . . . . . . . . . . . . . . 11
   5.  Obtaining a SAML Artifact/Assertion  . . . . . . . . . . . . . 13
     5.1   SAML Artifact transport in EAP methods . . . . . . . . . . 13
     5.2   SAML Artifact transport in PANA  . . . . . . . . . . . . . 13
   6.  Binding Authorization Information to Credentials . . . . . . . 16
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 18
     7.1   Stolen Assertion . . . . . . . . . . . . . . . . . . . . . 18
     7.2   MitM Attack  . . . . . . . . . . . . . . . . . . . . . . . 18
     7.3   Forged Assertion . . . . . . . . . . . . . . . . . . . . . 19
     7.4   Replay Attack  . . . . . . . . . . . . . . . . . . . . . . 19
     7.5   Privacy  . . . . . . . . . . . . . . . . . . . . . . . . . 19
   8.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 21
   9.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 22
     9.1   Normative References . . . . . . . . . . . . . . . . . . . 22
     9.2   Informative References . . . . . . . . . . . . . . . . . . 22
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 25
       Intellectual Property and Copyright Statements . . . . . . . . 26






















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1.  Introduction and Problem Statement

   Some work has been done in the area of bootstrapping in the IETF
   recently.  The goal of bootstrapping is to create state (typically
   security related information such as security associations) between
   two or more entities.  We focus on the two party case and call them
   Alice and Bob.  To securely establish state is simple if (a) Alice
   and Bob share some information to protect the signaling exchange
   (e.g., share secret or the ability to verify a digital signature) and
   (b) if they are able to authorize the other party.  (a) is the
   problem of key management problem and (b) addresses an important
   aspect in real world deployments - authorization.

   Hence, to develop a satisfactory bootstrapping solution it is
   necessary to solve these two aspects:

   o  In order to solve the key management problem a number of
      mechanisms have been introduced including bootstrapping
      mechanisms.  For example, [9] and [10] give an overview of
      bootstrapping (and imprinting) and give protocol and architectural
      considerations.  Moreover, the problem of bootstrapping is a hot
      topic in MIP6 WG: for a Mobile IPv6 bootstrapping problem
      statement see [11].  Several solutions have also been proposed so
      far: some of them, such as [12] and [13], exploit the
      authentication and protocol exchanges performed by the mobile node
      for network access (e.g.  PANA, EAP) in order to bootstrap a
      Mobile IPv6 security association with the HA: in this way, to
      bootstrap a MIPv6 SA no other authentication phase is needed.
      Other solutions are completely independent from network access
      authentication: for example, [14] proposes to use IKEv2, while
      with [15] a MIPv6 security association for [16] is created using
      PANA [1].  Finally, a solution for bootstrapping a DHCP RFC 3118
      [17] security association using EAP/PANA was specified in [18] and
      in [19] and a proposal to bootstrap a Kerberos Ticket Granting
      Ticket based on a successful EAP protocol exchange is provided in
      [20].

   o  The aspect of authorization has received little attention in the
      existing literature.  Its importance has been discovered during
      the work on the EAP keying framework [21] document but does not go
      beyond investigating information carried by AAA protocols.
      Actually the authentication and the implicit authorization
      performed through a pre-shared key or a key management protocol
      may not be sufficient to conclude that a node (a user) is
      authorized for a particular service.  Considering the case of
      Mobile IPv6 service as an example, the fact that the MN shares a
      pre-shared key with the Home Agent and is able to setup an IPsec
      Security Association to protect Mobile IPv6 signaling does not



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      imply that it is authorized to provide the Mobile IPv6 service.
      For example the Mobility Service Provider (MSP) might want to
      prevent the usage of MIPv6 if the credit of the MN is going to
      exhaust or based on the time of the day.  This implies that
      solving the key management problem is not enough to bootstrap a
      service: a mechanism to explicitely authorize th user is needed to
      design a bootstrapping solution.

   This document describes a "single sign-on" framework that addresses
   these issues through the usage of EAP and the AAA infrastracture of
   the involved service providers (i.e.  the home and the visited
   service providers).  This framework does not depend on the EAP
   method, the EAP lower layer, the AAA protocol used even if some EAP
   method (e.g.  PEAPv2, which creates a secure channel between the
   client and the server) and some EAP lower layer (e.g.  PANA) could
   bring some (more) benefits.  Several mechanisms can be used to carry
   authorization data, such as Diameter, PANA or EAP.

   This document addresses authorization by utilizing capabilities of
   the Security Assertion Markup Language (SAML).  For details about
   SAML see [2], [3] and [22].  Please note that it would be possible to
   use other languages for describing authorization capabilities as
   well, such as SPKI [23] or X.509 Authorization Certificates [24].

   Based on the previously published solution it can be seen that the
   Extensible Authentication Protocol (EAP) [4] plays an important role
   in a bootstrapping solution since

   o  it provides support for multiple authentication and key exchange
      protocols;

   o  allows three entities to be involved (EAP peer, EAP server and the
      Authenicator);

   o  extensively deployed in the context of operational environments.

   As a protocol between the Authenticator and the EAP server RADIUS [5]
   and DIAMETER [6] are important to complete the architecture.

   The manage of the authorization process related to the bootstrapping
   is being considered as an important aspect of the services deployment
   within the next generation networks.  In this context the proposal of
   this document is to describe how the use of SAML could provide the
   user consumer of a service of the material needed to access in a
   secure way the services and to link it with the permission and grants
   associated to the user.





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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [7].














































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3.  Framework

   This section illustrates the bootstrapping framework and the involved
   entities.  The framework is based on a single sign-on paradigm: a
   first authentication and authorization protocol exchange is exploited
   to exchange general authorization data and to bootstrap subsequent
   security associations and services.  The framework is independent
   from the container used to carry the needed authorization data;
   however in this draft the usage of SAML is described, since it seems
   to offer several advantages.

   Figure 1 shows the entities typically involved in bootstrapping.

    +---------------+                      +---------------+
    |               |        (A)           |               |
    | Bootstrapping |<-------------------> | Bootstrapping |
    | Client (BC)   |     Protocol or      | Agent (BA)    |
    |               |     API              |               |
    +---------------+                      +---------------+
                                                  ^
                                                  |
                                      Protocol or |(B)
                                      API         |
                                                  v
                                           +---------------+
                                           |               |
                                           | Bootstrapping |
                                           | Target (BT)   |
                                           |               |
                                           +---------------+

                   Figure 1: Bootstrapping Framework

   Existing bootstrapping proposals nicely fit into this architecture.
   Below we provide an attempt for classification based on the following
   distinguishing properties:

   o  Which protocol is used between the BC and the BA?

   o  Which protocol is used between the BA and the BT?

   o  What information is bootstrapped?

   The authors argue that the first two bullets are the most important
   once.  Ideally a generic bootstrapping protocol would provide enough
   flexility for bootstrapping a variety of bootstrapping data items.

   As an example we classify a few proposals:



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   +---------------+----------+----------+-------------------+
   | Protocol      | BC<->BA  | BA<->BT  | Bootstrapped Info |
   +---------------+----------+----------+-------------------+
   |IKEv2 (1)      | IKEv2    | API      | IPsec SAs         |
   |...............|..........|..........|...................|
   |Jee et al. (2) | PANA +   |DIAMETER  | IKE SA            |
   |               | DIAMETER |          |                   |
   |...............|..........|..........|...................|
   |Tschofenig et  |          |          |                   |
   |   al (3)      | PANA     | API      | SA for MIP6 Auth. |
   |...............|..........|..........|...................|
   |MIP6 Auth.(4)  | MIP6 Ext.| API      | SA for MIP6 Auth. |
   |...............|..........|..........|...................|
   |Giaretta et al.| EAP      | Not      | IKE SA            |
   |    (5)        |          | specified|                   |
   |...............|..........|..........|...................|
   |Bournelle et   | PANA     | Not      | IKE SA            |
   |   al (6)      |          | specified|                   |
   +---------------+----------+----------+-------------------+

    where (1) refers to [25], [14] and also to , (2) refers to [12], (3)
   refers to [15], (4) refers to [16], (5) refers to [13] and (6) refers
   to [26].  It is a matter of taste to call [25] or [16] a
   bootstrapping protocol.

   The bootstrapping framework, shown in Figure 1, can nicely be mapped
   to the Authorization Framework Figure 3.  The Bootstrapping client
   corresponds to the entity that is used to request the
   assertion/artifact, the Bootstrapping Agent can be related to the
   Assertion Granting Entity and the Assertion Verifying Entity
   corresponds to the Bootstrapping Target.

   When Alice is successfully authorized it receives the Artifact either
   via PANA, IKEv2 or any other protected channel established via
   certain EAP methods.  Alice might want to make the Artifact available
   to other protocols.  When Alice wants to make a service request with
   Bob then the Artifact is attached.  Bob will need to interact with
   Cecil in order to fetch the Assertion.  Bob might want to use
   DIAMETER to fetch the Assertion and to execute functions such as
   accounting and credit control.  DIAMETER is particularly attractive
   if keying material needs to be distribued to create a security
   association between Alice and Bob to secure subsequent communication.
   If the establishment of keying material is not important then other
   mechanisms (such as HTTP) could be used.







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     +----------------+   Trust Relationship    +----------------+
     | +------------+ |<.......................>| +------------+ |
     | | Protocol   | |                         | | Assertion  | |
     | | requesting | |          Request        | | Granting   | |
     | | authz      | |------------------------>| | Entity     | |
     | | assertions | |<------------------------| +------------+ |
     | +------------+ |    Artifact/Assertion   |  Entity Cecil  |
     |       ^        |                         +----------------+
     |       |        |                          ^     ^|
     |       |        |                          .     || HTTP or
     |       |        |              Trust       .     || DIAMETER
     |   API Access   |              Relationship.     ||
     |       |        |                          .     ||
     |       |        |                          .     ||
     |       |        |                          v     |v
     |       v        |                         +----------------+
     | +------------+ |                         | +------------+ |
     | | Protocol   | |  Service Request +      | | Assertion  | |
     | | using authz| |  Assertion/Artifact     | | Verifying  | |
     | | assertion  | | ----------------------- | | Entity     | |
     | +------------+ |                         | +------------+ |
     |  Entity Alice  | <---------------------- |  Entity Bob    |
     +----------------+    Response/Error       +----------------+

                   Figure 3: Authorization Framework


























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4.  Scenarios

   The content of this section is partially based on [27] which
   addresses trait-based authorization in SIP.  This document has a
   strong relationship with [27] but aims to be more generic (instead of
   focusing on SIP).  Furthermore, Section 4.1 borrows also from [28]
   and from [29].

   Two scenarios are meant to illustrate the functionality of SAML for
   authorization in combination with bootstrapping.  First, we describe
   how authorization in a QoS signaling environment can be used and then
   we illustrate a SIP service authorization example.

4.1  Authorization in QoS signaling protocols

   Cryptographic computations are expensive and computing authorization
   decisions might require a lot of time and multiple messages between
   the entity enforcing the decisions and the entity computing the
   authorization decision.  Particularly in a mobile environment these
   entities are physically separated - or not even in the same
   administrative domain.  Accordingly, the notion of "single sign-on"
   is another potential application of authorization assertions, and
   trait-based authorization - a user is authenticated and authorized
   through one protocol, and can reuse the resulting authorization
   assertion in other, potential unrelated protocol exchanges.

   For example, in some environments it is useful to make the
   authorization decision for a "high-level" service (such a voice
   call).  The authorization for the "voice call" itself might include
   authorization for SIP signaling and also for lower level network
   functions, for example a quality-of-service (QoS) reservation to
   improve the performance of real-time media sessions established by
   SIP.  Since the SIP signaling protocol and the QoS reservation
   protocol are totally separate, it is necessary to link the
   authorization decisions of the two protocols.  The authorization
   decision might be valid for a number of different protocol exchanges,
   for different protocols and for a certain duration or some other
   attributes.

   To enable this mechanism as part of the initial authorization step an
   authorization assertion is returned to the end host of the SIP UAC
   (cryptographically protected).  If QoS is necessary, the end host
   might reuse the returned assertion in the QoS signaling protocol.
   Any domains in the federation that would honor the assertion
   generated to authorize the SIP signaling would similar honor the use
   of the assertion in the context of QoS.  Upon the initial generation
   of the assertion by an authorization server, traits could be added
   that specify the desire level of quality that should be granted to



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   the media associated with a SIP session.

   The message flow shown in Figure 4 illustrates such an exchange where
   a client (such as a SIP user agent) uses some signaling exchange
   which allows the end host to obtain an Artifact.  This is Artifact is
   later used as input for a QoS signaling protocol and provides client
   authorization.  The QoS aware router can either process the request
   locally or use the Diameter QoS application for verifying the
   authorization decision at the entity which created the Artifact.  In
   order to perform the processing local it is required to obtain an
   Assertion rather than an Artifact (which is not further illustrated
   in Figure 4).  The DIAMETER QoS application contacts the Application
   Server to obtain the Assertion, to authorize the request and to start
   accounting.


                Diameter QoS
                Application
                Enabled Router                Application
                Enforcement Pt                  Server
     Application                    +
     Client                Domain 1 + Domain 2
          |            |            +             |
          |          Service Request (QoS)        |
          +------------+------------+------------->
          |            |            +             |
          |            |            +             |
          |      Service Response (QoS',Artifact) |
          <------------+------------+-------------+
          |            |            +             |
          |            |            +             |
          |NSIS(Artifact)|          +             |
          +------------>            +             |
          |            |            +             |
          |            |           -+--           |
          |            |QAR(Art.) - +  -QAR(Art.) |
          |            +--------/>  +  --\-------->
          |            |       /    +     \       |
          |            |       /    +     \       |
          |            |      |     +      |      |
          |            | QAA(QoS)   +   QAA(QoS)  |
          |            <------+---  +  <---+------+
          |            |      |     +      |      |
          |            |      |  Diameter  |      |
          |            |       \ Network  /       |
          |            |       \    +     /       |
          |            |        \   +    /        |
          |      Authorization   \- +  -/         |



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          |      Enforcement       -+--           |
          |      Decision           +             |
          |            |            +             |
          |            |            +             |
          |  Allow or Terminate Flow              |
          <-----------+*+------------------------->
          |            |            +             |

     Figure 4: Message flow with NSIS and Diameter QoS Application


4.2  SIP Service Bootstrapping

   This scenario exploits the inclusion of SAML for SIP which has been
   introduced with [30].

   In Figure 5 user Alice runs a protocol with an Authentication Server
   whereby authentication and authorization is provided.  This protocol
   exchange might be based on a number of protocols, such as EAP, PANA,
   HTTP or something similar.  It is not required that the
   authentication and key exchange protocol terminates at this entity
   but the Artificat is created and returned the the user (based on a
   successful protocol execution).  When a SIP message (e.g., an INVITE)
   is sent towards a SIP Server or even to another SIP UA then the
   Artifact is attached to the SIP message.  As shown in Figure 5 the
   SIP service contacts the Authentication Server (for example via
   DIAMETER) to request the Assertion.  This message exchange also
   allows the SIP service to obtain keying material.























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    +--------+           +--------------+          +--------+
    |User    |           |Authentication|          |SIP     |
    |Alice   |           |Server        |          |Service |
    +---+----+           +------+-------+          +---+----+
        |                       |                      |
        |  EAP, PANA, HTTP      |                      |
        |<--------------------->|                      |
        |                       |                      |
        |  Artifact             |                      |
        |<----------------------|                      |
        |                       |                      |
        |       INVITE + SAML Artifact                 |
        |-----------------------+--------------------->|
        |                       |                      |
        |                       |   Fetch Assertion    |
        |                       |<---------------------|
        |                       |                      |
        |                       |   Assertion          |
        |                       |--------------------->|
        |                       |                      |
        |            200 OK     |                      |
        |<----------------------+----------------------|
        |                       |                      |

          Figure 5: Message flow for SIP service authorization


























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5.  Obtaining a SAML Artifact/Assertion

   This section describes how an end host obtains an Artifact via PANA
   or EAP which subsequently be used for service authorization.
   Depending on whether the home network or the visited network should
   create an Assertion/Artifact EAP and/or PANA will be used.  If for
   example, services in the visited network should be authorized then an
   entity in the visited network should create the Assertion/Artifact
   and it will be returned via PANA to the end host.

   It is not suggested to exchange a SAML Assertion either via EAP or
   via PANA.  An Assertion is an XML document which is, for security
   reasons, digitally signed.  Both PANA and EAP/EAP methods suffer from
   size limitations.  EAP and most EAP methods do not support
   fragmentation.  PANA should avoid IP layer fragmentation.

   A number of mechanisms exist to fetch an Assertion with the help of
   an Artifact.  HTTP is the most common mechanisms.  This document also
   suggests to use DIAMETER to assist in this step since it additionally
   allows to distribute previously created keying material, to benefit
   from accounting extensions [31] and other DIAMETER applications such
   as Credit Control [32].

   EDITOR's Note: A "notification" mechanism might be useful to indicate
   that the user wants to obtain an Artifact (or that the server does
   not provide this extension).

5.1  SAML Artifact transport in EAP methods

   Currently there are a number of EAP authentication methods that have
   the capability to convey generic information items (e.g., PEAPv2
   [33], EAP-PSK [34] or EAP-IKEv2 [35]).  In fact they are being used
   send additional information during authentication proccess inside a
   protected channel between an EAP peer and the authenticator or
   between the EAP peer and the EAP server in the case authenticator is
   acting as a pass-through.  This capability is, for example, being
   considered to transport MIPv6 authorization data [13].  Following
   this approach SAML information (i.e., the SAML artifact) could be
   conveyed in this kinds of EAP methods too by creating another payload
   or AVP that carries this information.

5.2  SAML Artifact transport in PANA

   Another alternative, that would allow to use EAP methods that are not
   able to transport generic information (e.g., EAP-TLS [36]), is to use
   PANA protocol to convey authorization information (SAML artifact)
   from the PANA Authentication Agent (PAA) to the PANA Authentication
   Client (PaC).  The usage of PANA provides more flexibility with



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   respect to the entity creating the artifact and the bootstrapped
   service.  This circumstance is shown in Figure 6.  The PANA protocol
   is used between the PAA and PaC.  It might be necessary that a AAA
   server is contacted.  EAP is carried inside PANA and might then again
   be encapsulated into a AAA protocol such as RADIUS or DIAMETER (see
   [37] and [38]).  AAA interaction with EAP is typically the case if a
   user roams to a visited network and the EAP method runs between the
   EAP peer and the EAP server (whereby the EAP server is at the user's
   home network).  The service which will be later used might be at a
   different administrative domain.  The service could be at the visited
   network, at the home network or at any other network.  To allow
   bootstrapping to work it is necessary to have an existing trust
   relationship between the entity that created the SAML assertion and
   the service which will later use it.  DIAMETER might be used between
   these two entities to transfer keying material (and other
   information).

   If PANA terminates at the first hop router, as proposed in [1], then
   PANA allows to create the SAML artifact in the visited network (by
   some entity) and to subsequently use services either in the visited
   network itself (as shown in Figure 4 or in networks which have some
   trust relationship with the visited network with regard to the later
   service usage.




























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                                          +----------------+
                                          | Authentication |
                                          | Authorization  |
                                          | Accounting     |
                                          | Server         |
                                          +----------------+
                                                 ^
                                                 |API/
                                                 |AAA/EAP
                                                 |
                                                 v
     +----------------+                  +----------------+
     | PANA           |    PANA/EAP      | PANA           |
     | Authentication |<---------------->| Authentication |
     | Client         |                  | Agent          |
     +----------------+                  +----------------+
                                                 ^
                                                 |
                                                 |API/AAA
                                                 v
                                          +----------------+
                                          | Entity         |
                                          | Running the    |
                                          | bootstrapped   |
                                          | Service        |
                                          +----------------+

               Figure 6: SAML Artifact transport in PANA

   To create a working solution it is necessary that the SAML artifact
   can be carried in a AAA protocol (e.g., DIAMETER or RADIUS) between
   the AAA server and the PAA and is then finally delivered from the PAA
   to the PaC by using PANA.  According to the PANA specification [1]
   the PANA-FirstAuth-End-Request (PFER) (if both NAP and ISP
   authentication is carried out) and/or Pana-Binding-Request (PBR)
   message can transport new AVPs.  Confidentiality protection must be
   provided for this purpose.  Authorization information could be
   carried by defining new AVPs to be transported inside these messages.
   Note that new attributes or AVPs to carry SAML in DIAMETER (or
   RADIUS) also need to be defined.











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6.  Binding Authorization Information to Credentials

   SAML introduces the concept of a holder-of-the-key assertion to bind
   the assertions (authorization information) to a cryptographic key.
   See Section 5.1 of [2]

   A number of credentials can be used with the KeyInfo element of the
   Holder-of-the-Key assertion as described in Section 4.4 of [8], such
   as:

   o  KeyName element, which is a string containing an identifier to a
      key.

   o  KeyValue element, which contains the public key

   o  RetrievalMethod element, which is a reference to a key

   o  The X509Data element even contains one or more identifiers of
      keys, X.509 certificates, certificate identifiers or a revocation
      list.

   o  PGPData element that is used to convey information related to PGP
      public key pairs

   o  SPKIData element carries information related to SPKI public key
      pairs, certificates and other SPKI data.

   o  MgmtData element can contain a string value used to convey in-band
      key distribution or agreement data

   These concept allows the SAML assertion to be associated with the
   bootstrapped credentials.  For example, binding a public key to a
   SAML assertion might also be a helpful when the public / private key
   pair is also bootstrapped based using EAP and uses a pseudonym to
   allow user identity confidentiality.  In this case this approach
   would provide credential based authorization.  This would then allow
   subsequent application layer protocols interactions to be secured
   while authorization information can be attached and provided via
   SAML.

   Binding a Kerberos Ticket Granting Ticket or a Kerberos Service
   Ticket to a SAML assertion is also possible but a Kerberos ticket
   does not have a unique identifier, such as a SerialNumber provided by
   X.509 certificates.  One possible approach to attach the same unique
   and randomly chosen identifier to both, the KeyName element and to
   the authorization-data field of the encrypted part of the Kerberos
   ticket.




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   Furthermore, it is possible to binding the SAML assertion to the
   AAA-key.  This binding therefore associates the network
   authentication and authorization protocol run to the assertion.  Each
   time the user needs to re-authenticate, the assertion can be
   presented to grant access to the network (and also allowing the both
   entities to generate a new AAA-key).  Such a procedure might be
   helpful when handovers within different access routers in the access
   network is desired (intra-domain mobility) or even with inter-domain
   mobility.










































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7.  Security Considerations

   The security of the proposed mechanism relies on the selected EAP
   method, on SAML and on the bootstrapping mechanism.  A security
   analysis of different EAP methods is outside the scope of this
   document.  It is assumed that the bootstrapping mechanism (possibly
   involving AAA key distribution mechanisms) and the selected EAP
   method is secure.

   This section discusses a number of selected security threats and
   their countermeasures.

7.1  Stolen Assertion

   Threat:

      If an eavesdropper can eavesdrop the SAML Assertion and construct
      a service request, then the eavesdropper could be able to
      impersonate the user at other entities.

   Countermeasures:

      By providing adequate confidentiality, eavesdropping of a SAML
      assertion can be avoided.


7.2  MitM Attack

   Threat:

      Since the SAML assertion is presented to a service when
      authorization is desired, a malicious service provider could
      impersonate the user at some other entities.  These entities would
      believe that the adversary has the rights indicated in the
      assertion.

   Countermeasures:

      If the adversary is a not-participating in the SIP signaling
      itself (i.e., it is not a SIP proxy or a SIP UA), this threat can
      be eliminated by employing inherent SIP security mechanisms , such
      as TLS.  However, if this entity is part of the communication
      itself then reference integrity needs to be provided.  Assertions
      with tight restrictions (e.g., validity of the assertion) can also
      limit the possible damage.






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7.3  Forged Assertion

   Threat:

      A malicious user could forge or alter a SAML assertion in order to
      communicate with other entities.

   Countermeasures:

      To avoid this kind of attack, the entities must assure that proper
      mechanisms for protecting the SAML assertion needs to be in place.
      It is recommended to protect the assertion using a digital
      signature.  Note that the current proposal uses Artifacts in most
      places (EAP methods or PANA) and makes it therefore difficult for
      an adversary to be able to mount such an attack.


7.4  Replay Attack

   Threat:

      An adversary who is able to gain access to an Assertion or an
      Artificat might be able to attach this token to a resource request
      to gain special priviliges.

   Countermeasures:

      The Artificat must be encrypted when the user obtains it.  It also
      needs to be transmitted encrypted when it is used for
      authorization.  To make it even more difficult for an adversary to
      reuse the Artificat it is possible to associate credentials
      (either symmetric or asymmetric keying material) with the
      Assertion.  An adversary can then only impersonate the legitimate
      user if he knows the Artificat or Assertion and the corresponding
      credentials.


7.5  Privacy

   Threat:

      An adversary might be able to eavesdrop both the EAP communication
      and the usage of SAML Artifacts and Assertions.  This information
      might reveal user identities and usage patterns.

   Countermeasures:

      EAP methods provide mechanisms to hide the true user identity.



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      This is, however, useless if a SAML Assertion again reveals the
      true user identity.  Since the Assertion is possibly only
      exchanged using DIAMETER an adversary needs to be located at a AAA
      client or server.  The Artifcat itself does not reveal user
      specific information since it is only a pointer to the Assertion.
      Only legimiate entities are allowed to fetch the Assertion using
      an Artifact.  Furthermore, SAML does not mandate the inclusion of
      a user identity in the Assertion.











































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8.  Acknowledgments

   We would like to thank Goeman Stefan and Rainer Falk for sharing
   their thoughts with us.  Furthermore, we would like to thank the
   authors of [27] on trait-based authorization for SIP (namely Jon
   Peterson, James Polk, Douglas Sicker and Marcus Tegnander) for their
   discussions on the usage of SAML for IETF protocols.

   The authors are working in two EU funded projects, namely Ambient
   Networks and DAIDALOS.

   Parts of this document are a byproduct of the Ambient Networks
   Project, partially funded by the European Commission under its Sixth
   Framework Programme.  It is provided "as is" and without any express
   or implied warranties, including, without limitation, the implied
   warranties of fitness for a particular purpose.  The views and
   conclusions contained herein are those of the authors and should not
   be interpreted as necessarily representing the official policies or
   endorsements, either expressed or implied, of the Ambient Networks
   Project or the European Commission.

   The work described in this document is partiarly based on results of
   IST FP6 Integrated Project DAIDALOS.  DAIDALOS receives research
   funding from the European Community's Sixth Framework Programme.
   Apart from this, the European Commission has no responsibility for
   the content of this paper.  The information in this document is
   provided as is and no guarantee or warranty is given that the
   information is fit for any particular purpose.  The user thereof uses
   the information at its sole risk and liability.  The views and
   conclusions contained herein are those of the authors and should not
   be interpreted as necessarily representing the official policies or
   endorsements, either expressed or implied, of Daidalos Project or the
   European Commission.


















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9.  References

9.1  Normative References

   [1]  Forsberg, D., Ohba, Y., Patil, B., Tschofenig, H. and A. Yegin,
        "Protocol for Carrying Authentication for Network Access
        (PANA)", Internet-Draft draft-ietf-pana-pana-07, December 2004.

   [2]  Maler, E., Philpott, R. and P. Mishra, "Bindings and Profiles
        for the OASIS Security Assertion Markup Language (SAML) V1.1",
        September 2003.

   [3]  Maler, E., Philpott, R. and P. Mishra, "Assertions and Protocol
        for the OASIS Security Assertion Markup Language (SAML) V1.1",
        September 2003.

   [4]  Blunk, L., "Extensible Authentication Protocol (EAP)",
        Internet-Draft draft-ietf-eap-rfc2284bis-09, February 2004.

   [5]  Rigney, C., Willens, S., Rubens, A. and W. Simpson, "Remote
        Authentication Dial In User Service (RADIUS)", RFC 2865, June
        2000.

   [6]  Calhoun, P., Loughney, J., Guttman, E., Zorn, G. and J. Arkko,
        "Diameter Base Protocol", RFC 3588, September 2003.

   [7]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", March 1997.

   [8]  Eastlake, D., Reagle, J. and D. Solo, "XML-Signature Syntax and
        Processing, W3C Recommendation (available at
        http://www.w3.org/TR/xmldsig-core/)", February 2002.

9.2  Informative References

   [9]   Tschofenig, H. and D. Kroeselberg, "Next Steps for ENROLL",
         Internet-Draft draft-tschofenig-enroll-next-steps-00, October
         2004.

   [10]  Pritikin, M., "Trusted Transitive Introduction Model",
         Internet-Draft draft-pritikin-ttimodel-01, July 2004.

   [11]  Patel, A., "Problem Statement for bootstrapping Mobile IPv6",
         Internet-Draft draft-ietf-mip6-bootstrap-ps-01, October 2004.

   [12]  Jee, J., "Diameter Mobile IPv6 Bootstrapping Application using
         PANA", Internet-Draft draft-jee-mip6-bootstrap-pana-00, October
         2004.



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   [13]  Giaretta, G., "MIPv6 Authorization and Configuration based on
         EAP", Internet-Draft draft-giaretta-mip6-authorization-eap-02,
         October 2004.

   [14]  Kempf, J., "Bootstrapping Mobile IPv6",
         Internet-Draft draft-chakrabarti-mip6-bmip-00, December 2004.

   [15]  Tschofenig, H., Bournelle, J. and S. Thiruvengadam,
         "Bootstrapping Mobile IPv6 using PANA",
         Internet-Draft draft-tschofenig-mip6-bootstrapping-pana-00,
         October 2004.

   [16]  Leung, K., "Authentication Protocol for Mobile IPv6",
         Internet-Draft draft-ietf-mip6-auth-protocol-04, February 2005.

   [17]  Droms, R. and W. Arbaugh, "Authentication for DHCP Messages",
         RFC 3118, June 2001.

   [18]  Yegin, A., Tschofenig, H. and D. Forsberg, "Bootstrapping
         RFC3118 Delayed DHCP Authentication Using EAP-based Network
         Access Authentication",
         Internet-Draft draft-yegin-eap-boot-rfc3118-01, January 2005.

   [19]  Tschofenig, H., "Bootstrapping RFC3118 Delayed authentication
         using PANA",
         Internet-Draft draft-tschofenig-pana-bootstrap-rfc3118-01,
         October 2003.

   [20]  Tschofenig, H., "Bootstrapping Kerberos",
         Internet-Draft draft-tschofenig-pana-bootstrap-kerberos-00,
         July 2004.

   [21]  Aboba, B., "Extensible Authentication Protocol (EAP) Key
         Management Framework", Internet-Draft draft-ietf-eap-keying-04,
         November 2004.

   [22]  Maler, E. and J. Hughes, "Technical Overview of the OASIS
         Security Assertion Markup Language (SAML) V1.1", March 2004.

   [23]  Ellison, C., Frantz, B., Lampson, B., Rivest, R., Thomas, B.
         and T. Ylonen, "SPKI Certificate Theory", RFC 2693, September
         1999.

   [24]  Farrell, S. and R. Housley, "An Internet Attribute Certificate
         Profile for Authorization", RFC 3281, April 2002.

   [25]  Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",
         Internet-Draft draft-ietf-ipsec-ikev2-17, October 2004.



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   [26]  Bournelle, J., "Bootstrapping Mobile IPv6 using PANA",
         Internet-Draft draft-bournelle-pana-mip6-00, December 2004.

   [27]  Peterson, J., "Trait-based Authorization Requirements for the
         Session Initiation Protocol  (SIP)",
         Internet-Draft draft-ietf-sipping-trait-authz-00, February
         2004.

   [28]  Alfano, F., "Diameter Quality of Service Application",
         Internet-Draft draft-alfano-aaa-qosprot-01, October 2004.

   [29]  Bosch, S., Karagiannis, G. and A. McDonald, "NSLP for
         Quality-of-Service signaling",
         Internet-Draft draft-ietf-nsis-qos-nslp-05, October 2004.

   [30]  Tschofenig, H., "Using SAML for SIP",
         Internet-Draft draft-tschofenig-sip-saml-02, December 2004.

   [31]  Aboba, B. and J. Wood, "Authentication, Authorization and
         Accounting (AAA) Transport Profile", RFC 3539, June 2003.

   [32]  Mattila, L., Koskinen, J., Stura, M., Loughney, J. and H.
         Hakala, "Diameter Credit-control Application",
         Internet-Draft draft-ietf-aaa-diameter-cc-06, August 2004.

   [33]  Josefsson, S., Palekar, A., Simon, D. and G. Zorn, "Protected
         EAP Protocol (PEAP) Version 2",
         Internet-Draft draft-josefsson-pppext-eap-tls-eap-10, October
         2004.

   [34]  Bersani, F., "The EAP-PSK Protocol: a Pre-Shared Key EAP
         Method", Internet-Draft draft-bersani-eap-psk-06, November
         2004.

   [35]  Tschofenig, H. and D. Kroeselberg, "EAP IKEv2 Method
         (EAP-IKEv2)", Internet-Draft draft-tschofenig-eap-ikev2-05,
         October 2004.

   [36]  Aboba, B. and D. Simon, "PPP EAP TLS Authentication Protocol",
         RFC 2716, October 1999.

   [37]  Aboba, B. and P. Calhoun, "RADIUS (Remote Authentication Dial
         In User Service) Support For Extensible Authentication Protocol
         (EAP)", RFC 3579, September 2003.

   [38]  Eronen, P., Hiller, T. and G. Zorn, "Diameter Extensible
         Authentication Protocol (EAP) Application",
         Internet-Draft draft-ietf-aaa-eap-10, November 2004.



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Authors' Addresses

   Hannes Tschofenig
   Siemens
   Otto-Hahn-Ring 6
   Munich, Bavaria  81739
   Germany

   Email: Hannes.Tschofenig@siemens.com


   Gerardo Giaretta
   Telecom Italia Lab
   via G. Reiss Romoli, 274
   TORINO,   10148
   Italy

   Email: gerardo.giaretta@tilab.com


   Antonio F. Gomez-Skarmeta
   University of Murcia
   Campus de Espinardo s/n
   Murcia,   E-30100
   Spain

   Email: skarmeta@dif.um.es
























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