One document matched: draft-sangster-nea-pa-tnc-00.txt





       
     Network Working Group                                   P. Sangster  
     Internet Draft                                 Symantec Corporation  
     Intended status: Proposed Standard
     Expires: August 2008  
                                          
                                                       February 18, 2008
       
         PA-TNC: A Posture Attribute Protocol (PA) Compatible with TNC  
                        draft-sangster-nea-pa-tnc-00.txt  


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     Copyright Notice  

        Copyright (C) The IETF Trust (2008).  

     Abstract  

        This document specifies PA-TNC, a Posture Attribute Protocol  
        identical to the Trusted Computing Group's IF-M 1.0 protocol.   
        The document then evaluates PA-TNC against the requirements  
        defined in the NEA Requirements specification.  

       
       
       
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     Conventions used in this document  

        The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL  
        NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and  
        "OPTIONAL" in this document are to be interpreted as described  
        in RFC 2119 [1].  

     Table of Contents  

        1. Introduction...............................................3  
           1.1. Background on Trusted Computing Group.................3  
           1.2. Background on Trusted Network Connect.................4  
           1.3. Submission of This Document...........................4  
           1.4. Prerequisites.........................................4  
           1.5. Message Diagram Conventions...........................5  
        2. PA-TNC Message Protocol....................................5  
           2.1. PA-TNC Messaging Model................................5  
           2.2. PA-TNC Relationship to PB-TNC.........................6  
           2.3. PA-TNC Messages in PB-TNC.............................9  
           2.4. IETF Standard PA Subtypes.............................9  
           2.5. PA-TNC Message Header Format.........................10  
        3. PA-TNC Attributes.........................................12  
           3.1. PA-TNC Attribute Header..............................12  
           3.2. IETF Standard PA-TNC Attribute Types.................16  
              3.2.1. Attribute Request...............................18  
              3.2.2. Product Information.............................20  
              3.2.3. Numeric Version.................................22  
              3.2.4. String Version..................................24  
              3.2.5. Operational Status..............................27  
              3.2.6. Port Filter.....................................30  
              3.2.7. Installed Packages..............................32  
              3.2.8. PA-TNC Error....................................35  
                 3.2.8.1. Definition of Invalid Parameter Error Code.38  
                 3.2.8.2. Definition of Version Not Supported Error 
                          Code.......................................39  
                 3.2.8.3. Definition of Attribute Type Not Supported  
                          Error Code.................................41  
           3.3. Vendor-Defined Attributes............................43  
        4. Evaluation Against NEA Requirements.......................43  
           4.1. Evaluation Against Requirement C-1...................44  
           4.2. Evaluation Against Requirement C-2...................44  
           4.3. Evaluation Against Requirement C-3...................44  
           4.4. Evaluation Against Requirement C-4...................44  
           4.5. Evaluation Against Requirement C-5...................45  
           4.6. Evaluation Against Requirement C-6...................45  
           4.7. Evaluation Against Requirement C-7...................46  
           4.8. Evaluation Against Requirement C-8...................46  
           4.9. Evaluation Against Requirement C-9...................46  
       
       
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           4.10. Evaluation Against Requirement C-10.................47  
           4.11. Evaluation Against Requirement PA-1.................47  
           4.12. Evaluation Against Requirement PA-2.................48  
           4.13. Evaluation Against Requirement PA-3.................48  
           4.14. Evaluation Against Requirement PA-4.................48  
           4.15. Evaluation Against Requirement PA-5.................49  
           4.16. Evaluation Against Requirement PA-6.................49  
        5. Security Considerations...................................50  
           5.1. Trust Relationships..................................50  
              5.1.1. Posture Collector...............................50  
              5.1.2. Posture Validator...............................51  
              5.1.3. Posture Broker Client, Posture Broker Server, 
                     and PB-TNC......................................51  
           5.2. Security Threats.....................................52  
              5.2.1. Attribute Theft.................................52  
              5.2.2. Message Fabrication.............................53  
              5.2.3. Attribute Modification..........................53  
              5.2.4. Attribute Replay................................53  
              5.2.5. Attribute Insertion.............................54  
              5.2.6. Denial of Service...............................54  
        6. Privacy Considerations....................................55  
        7. IANA Considerations.......................................56  
           7.1. New IETF Standard PA Subtypes........................56  
           7.2. Registry for IETF Standard PA-TNC Attribute Types....57  
           7.3. Registry for IETF Standard PA-TNC Error Codes........58  
        8. Acknowledgments...........................................59  
        9. References................................................59  
           9.1. Normative References.................................59  
           9.2. Informative References...............................59  
        Author's Address.............................................60  
        Intellectual Property Statement..............................60  
        Disclaimer of Validity.......................................61  
         
     1. Introduction  

        This document specifies PA-TNC, a Posture Attribute Protocol  
        (PA) identical to the Trusted Computing Group's IF-M 1.0  
        protocol [6].  The document then evaluates PA-TNC against the  
        requirements defined in the NEA Requirements specification [7].  

     1.1. Background on Trusted Computing Group  

        The Trusted Computing Group (TCG) is a consortium that develops  
        specifications for trusted (secure) computing.  Since its  
        formation in 2003, TCG has published specifications for a  
        variety of technologies such as Trusted Platform Module (TPM),  

       
       
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        TCG Software Stack (TSS), Mobile Trusted Module (MTM), and  
        Trusted Network Connect (TNC).  

        TCG members include more than 175 organizations that design,  
        build, sell, or use trusted computing technology.  Membership is  
        open to any organization that signs the membership agreement and  
        pays the annual membership fee.  Non-members are welcome to  
        implement the TCG specifications.  Several open source  
        implementers have done so.  

     1.2. Background on Trusted Network Connect  

        Starting in 2004, the TCG has defined and published the Trusted  
        Network Connect (TNC) architecture and standards for network  
        access control.  These standards enable multi-vendor  
        interoperability at all points in the architecture and have been  
        widely adopted and deployed.  

     1.3. Submission of This Document  

        The IETF has recently chartered the Network Endpoint Assessment  
        (NEA) working group to develop several standards in the same  
        area as TNC.  In order to avoid the development of multiple  
        incompatible standards, the TCG is offering several of its TNC  
        standards to the IETF as candidates for standardization in the  
        IETF also.  This document is equivalent to TCG's IF-M 1.0.  

        Consistent with IETF's requirements for standards track  
        documents, the TCG has authorized the editors of this document  
        to offer the specification to the IETF without restriction.  As  
        with other Internet-Drafts, the IETF Trust owns the copyright to  
        this document.  The IETF may modify this document, ignore it,  
        publish it as an RFC, or take any other action.  If the IETF  
        decides to adopt a later version of this document as an RFC, the  
        TCG plans to publish a specification for an equivalent TNC  
        protocol to ensure compatibility.  

     1.4. Prerequisites  

        This document does not define an architecture or reference  
        model.  Instead, it defines a protocol that works within the  
        reference model described in the NEA Requirements specification.   
        The reader is assumed to be thoroughly familiar with that  
        document.  No familiarity with TCG specifications is assumed.  



       
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     1.5. Message Diagram Conventions  

        This specification defines the syntax of PA-TNC messages using  
        diagrams.  Each diagram depicts the format and size of each  
        field in bits.  Implementations MUST send the bits in each  
        diagram as they are shown, traversing the diagram from top to  
        bottom and then from left to right within each line (which  
        represents a 32-bit quantity).  Multi-byte fields representing  
        numeric values must be sent in network (big endian) byte order.  

        Descriptions of bit field (e.g. flag) values are described  
        referring to the position of the bit within the field.  These  
        bit positions are numbered from the most significant bit through  
        the least significant bit so a one octet field with only bit 0  
        set has the value 0x80.  

     2. PA-TNC Message Protocol  

        This section discusses the use of the PA-TNC message and its  
        attributes, and specifies the syntax and semantics for the PA- 
        TNC message header.  The details of each attribute included  
        within the PA-TNC payload are specified in section 3.2.  

     2.1. PA-TNC Messaging Model  

        PA-TNC messages are carried by the PB-TNC protocol [5], which  
        provides a multi-roundtrip reliable transport and end-to-end  
        message delivery to subscribed (interested) parties using a  
        variety of underlying network protocols.  PA-TNC is unaware of  
        these underlying PT transport protocols being used below PB-TNC.   
        The interested parties consist of Posture Collectors on the NEA  
        Client and Posture Validators associated with the NEA Server  
        that have registered to receive messages about particular types  
        of components (e.g. anti-virus) during an assessment.  The PA- 
        TNC messaging protocol operates synchronously within an  
        assessment session, with Posture Collectors and Posture  
        Validators taking turns sending one or more messages to each  
        other.  Each PA-TNC message may contain one or more attributes  
        associated with the functional component defined in the PB  
        protocol.  Posture Collectors may only send PA-TNC messages to  
        Posture Validators and vice versa.  No Posture Collector to  
        Posture Collector or Posture Validator to Posture Validator  
        messaging is allowed to occur.  Each Posture Collector or  
        Posture Validator may send several PA-TNC messages in succession  
        before indicating that it has completed its response to the  
        Posture Broker Client or Posture Broker Server respectively.  As  
        necessary, the Posture Broker Client and Posture Broker Server  
       
       
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        will batch these messages prior to sending them over the  
        network.  

        PB-TNC provides a publish/subscribe model of message exchange.   
        This means that, at any given point in time, zero or more  
        subscribers for a particular type of message may be present on a  
        Posture Broker Client or Posture Broker Server. This is  
        beneficial, since it allows one Posture Collector or Posture  
        Validator to combine multiple functions (like anti-virus and  
        personal firewall) by subscribing to both TNC standard component  
        types.  It also allows multiple Posture Collectors or Posture  
        Validators to support the same components, such as two anti- 
        virus Posture Validators that are each used to manage their own  
        respective anti-virus client software. However, this  
        publish/subscribe model has some possible negative side effects.   
        When a Posture Collector or Posture Validator initially sends a  
        PA-TNC message, it does not know whether it will receive many,  
        one, or no PA-TNC messages from the other side.  For many types  
        of assessments, this is acceptable, but in some cases a more  
        direct channel binding between a particular Posture Collector  
        and Posture Validator pair is necessary.  For example, a Posture  
        Validator may wish to provide remediation instructions to a  
        particular Posture Collector that it knows is capable of  
        remediating a non-compliant component.  This can be accomplished  
        using the PB-TNC capability to limit distribution of a message  
        to a single Posture Collector.  

     2.2. PA-TNC Relationship to PB-TNC  

        This section summarizes the major elements of a PA-TNC message  
        as they might appear inside of a PB-TNC message.  The double  
        line (===) in the diagram below indicates the separation between  
        the PB-TNC and PA-TNC protocols.  The PA-TNC portion of the  
        message is delivered to each Posture Collector or Posture  
        Validator registered to receive messages containing a particular  
        message type.  Note that PB-TNC is capable of carrying multiple  
        PB-TNC and PA-TNC messages in a single PB-TNC batch.  See the  
        PB-TNC specification [5] for more information on its  
        capabilities.  

        One important linkage between the PA-TNC and PB-TNC protocols is  
        the PA message type (PA Message Vendor ID and PA subtype) that  
        is used by the Posture Broker Client and Posture Broker Server  
        to route messages to interested Posture Collectors and Posture  
        Validators.  The message type indicates the software component  
        (component type) that is associated with the attributes included  
        inside the PA-TNC message.  Therefore, Posture Collectors and  
       
       
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        Posture Validators written to support an assessment of a  
        particular component can register to receive messages about the  
        component and thus participate in its assessment.  Each Posture  
        Collector and Posture Validator MUST only send PA-TNC messages  
        containing attributes that pertain to the software component  
        defined in the message type of the message.  This assures that  
        only the appropriate Posture Collectors and Posture Validators  
        that support a particular type of component will receive  
        attributes related to that component. If a PA-TNC message  
        contained a mix of attributes about different components and a  
        message type of only one of those components, the message would  
        only be delivered to parties interested in the component type  
        included in the message type, so other interested recipients  
        wouldn't see those attributes.  

        The message type is comprised of 2 fields: a PA Message Vendor  
        ID and a PA Subtype. The PA Message Vendor ID identifies the  
        vendor or other organization that defined this message type. The  
        PA Subtype identifies the message type more particularly within  
        the set of message types defined by that vendor. This  
        specification defines several IETF Standard PA Subtypes to be  
        used with a PA Message Vendor ID of zero (0). Within this  
        specification, the PA Subtype field is used to indicate the type  
        of component (e.g. firewall) involved with the message's  
        attributes.  Therefore for clarity the PA subtype will be  
        referred to as the "component type" in this specification.   
        Vendor-defined name spaces may use other semantics for the PA  
        Subtype field as this is outside the scope of this  
        specification.   


















       
       
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       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
       |                         PB-TNC Header                         |  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       |                PB-TNC Message of type PB-PA-Message           |  
       | (includes PA Message Vendor ID, PA Subtype, and other fields  |  
       |  used by Posture Broker Client and Posture Broker Server for  |  
       |  routing)                                                     |  
       =================================================================  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       |                     PA-TNC Message Header                     |  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       |                         PA-TNC Attribute                      |  
       |                  (e.g. Product Information)                   |  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       |                         PA-TNC Attribute                      |  
       |                  (e.g. Operational Status)                    |  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
          
           Figure 1 Overview of a PB-TNC batch that contains a PA-TNC  
                                    Message  

        For example, if a Posture Broker Client sent a PB-TNC batch that  
        contained a PA-TNC message with a message type indicating  
        firewall component, this message would be routed by the Posture  
        Broker Server to Posture Validators registered to assess  
        firewalls.  Each registered Posture Validator would receive a  
        copy of the PA-TNC message including the PA-TNC header and set  
        of attributes.  It is important that each of the attributes  
        included in the PA-TNC message be associated with the firewall  
        component because only the Posture Collector and Posture  
       
       
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        Validator interested in firewalls will receive such messages.   
        For example, if the above message contained both firewall and  
        operating system attributes (inside a PA-TNC message with a  
        component type of firewall), then any Posture Collector and  
        Posture Validator registered to receive operating system  
        messages would not receive those attributes, as the messages  
        would only be delivered to those registered for firewall  
        messages.    

     2.3. PA-TNC Messages in PB-TNC  

        As depicted in section 2.2, a PA-TNC message consists of a PA- 
        TNC header followed by a sequence of one or more attributes. The  
        PA-TNC message header (described in section 2.5) and the header  
        for each of the PA-TNC attributes (specified in section 3.1)  
        have a fixed type-length-value (TLV) format.  Each PA-TNC  
        message MAY contain a mixture of standards-based and vendor- 
        defined attributes identifiable using the type portion of the  
        attribute header.  All Posture Collectors and Posture Validators  
        compliant with this specification MUST be capable of processing  
        multiple attributes in a received PA-TNC message. A Posture  
        Collector or Posture Validator that receives a PA-TNC message  
        can use the attribute header's length field to skip any  
        attributes that it does not understand, unless the attribute is  
        marked as mandatory to process.  

     2.4. IETF Standard PA Subtypes  

        This section defines several IETF Standard PA Subtypes. Each PA  
        subtype defined here identifies a specific component relevant to  
        the endpoint's posture. This allows a small set of generic PA- 
        TNC attributes (e.g. Product Information) to be used to describe  
        a large number of different components (e.g. OS, anti-virus  
        software, etc.). It also allows Posture Collectors and Posture  
        Validators to specialize in a particular component (e.g.  
        operating system) and only receive PA-TNC messages relevant to  
        that component.  

        Number   Name              Definition  
        ------   ----              ----------  
        0        Testing           Reserved for use in specification  
                                   examples, experimentation and  
                                   testing.  

        1        Operating System  Operating system running on the  
                                   endpoint  

       
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        2        Anti-Virus        Host-based anti-virus software  

        3        Anti-Spyware      Host-based anti-spyware software  

        4        Anti-Malware      Host-based anti-malware (e.g. anti- 
                                   bot) software not included within  
                                   anti-virus or anti-spyware components  

        5        Firewall          Host-based firewall  

        6        IDPS              Host-based Intrusion Detection and/or  
                                   Prevention Software (IDPS)  

        7        VPN               Host-based Virtual Private Networking  
                                   (VPN) software  

        These PA subtypes must be used in a PB-PA message with a PA  
        Message Vendor ID of zero (0) (as described in the PB-TNC  
        specification [5]).  If these PA subtype values are used with a  
        different PA Message Vendor ID, they have a completely different  
        meaning that is not defined in this specification.  

     2.5. PA-TNC Message Header Format  

        This section describes the format and semantics of the PA-TNC  
        header.  Every PA-TNC message MUST start with a PA-TNC header.  
        The PA-TNC header provides a common context applying to all of  
        the attributes contained within the PA-TNC payload.  The payload  
        consists of a sequence of assessment attributes described in  
        section 3.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Version    |                    Reserved                   |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                       Message Identifier                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Version  


       
       
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           This field indicates the version of the format for the PA-TNC  
           message.  This version is intended to allow for evolution of  
           the PA-TNC message header and payload in a manner that can  
           easily be detected by message recipients.  

           PA-TNC message senders MUST set this field to 0x01 for all  
           PA-TNC messages that comply with formats and requirements  
           described in version 1.0 of this specification.   
           Implementations responding to a PA-TNC message containing a  
           supported version SHOULD use the same Version number to  
           minimize the risk of version incompatibility.  

           Message senders MAY send an empty PA-TNC message with the  
           Version value set to 0 in order to discover the PA-TNC  
           protocol versions supported by peer recipients (see PA-TNC  
           Error Code information in section 3.2.8).  Message recipients  
           MUST NOT support version 0 and MUST NOT interpret the  
           contents (after the Version field) of a PA-TNC message  
           containing a version number that the recipient does not  
           support.  Message recipients MUST respond to a PA-TNC message  
           with an unsupported version by sending a Version Not  
           Supported error code in a PA-TNC Error attribute.  

           PA-TNC message initiators supporting multiple PA-TNC protocol  
           versions SHOULD be able to alter which version of PA-TNC  
           message they send based on prior message exchanges with a  
           particular peer Posture Collector or Posture Validator.  

        Reserved  

           Reserved for future use.  This field MUST be set to 0 on  
           transmission and ignored upon reception.  

        Message Identifier  

           This field contains a value that uniquely identifies this  
           message, differentiating it from others sent by a particular  
           PA-TNC message sender within this assessment.  This value can  
           be included in a response message to indicate which message  
           was received and caused the response.  For example, this  
           field is included in the PA-TNC error messages so the party  
           who receives the error message can determine which of the  
           messages they had sent caused the error.  

           PA-TNC message senders MUST NOT send the same message  
           identifier more than once during an assessment.  Message  
           identifiers may be randomly generated or sequenced as long as  
       
       
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           values are not repeated during an assessment message  
           exchange.  PA-TNC message recipients are not required to  
           check for duplicate message identifiers.  

     3. PA-TNC Attributes  

        This section defines the PA-TNC attributes that can be carried  
        within a PA-TNC message.  The initial section defines the  
        standard attribute header that appears at the start of each  
        attribute in a PA-TNC message.  The second section defines each  
        of the IETF Standard PA-TNC attributes and the final section  
        discusses how vendor-defined PA-TNC attributes can be used  
        within a PA-TNC message.  Vendor-defined PA-TNC attributes use  
        the vendor's SMI Private Enterprise Number in the Attribute Type  
        field.  

        A PA-TNC message MUST contain a PA-TNC header (defined in  
        section 2.5) followed by a sequence of zero or more PA-TNC  
        attributes. All PA-TNC attributes MUST begin with a standard PA- 
        TNC attribute header, as defined in section 3.1.  The contents  
        of PA-TNC attributes vary widely, depending on their attribute  
        type. Section 3.2 defines the IETF Standard PA-TNC Attributes.  
        Section 3.3 discusses how vendor-specific PA-TNC attributes can  
        be defined.  

     3.1. PA-TNC Attribute Header  

        Following the PA-TNC message header is a sequence of zero or  
        more attributes.  All PA-TNC attributes MUST begin with the  
        standard PA-TNC attribute header defined in this subsection.   
        Each attribute described in this specification is represented by  
        a TLV tuple.  The TLV tuple includes an attribute identifier  
        comprised of the Vendor ID and Attribute Type (type), the TLV  
        tuple's overall length and finally the attribute's value.  The  
        use of TLV representation was chosen due to its flexibility and  
        extensibility and use in other standards.  Recipients of an  
        attribute can use the attribute type fields to determine the  
        precise syntax and semantics of the attribute value field and  
        the length to skip over an unrecognized attribute.  The length  
        field is also beneficial when a variable length attribute value  
        is provided.    

        The TLV format does not contain an explicit TLV format version  
        number, so every attribute included in a particular PA-TNC  
        message MUST use the same TLV format.  Using the PA-TNC message  
        version number to indicate the format of all TLV attributes  
        within a PA-TNC message allows for future versioning of the TLV  
       
       
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        format in a manner detectable by PA-TNC message recipients.   
        Similarly, requiring all TLV attribute formats to be the same  
        within a PA-TNC message also assures that recipients compliant  
        with a particular PA-TNC message version can at least parse  
        every attribute header and use the length to skip over  
        unrecognized attributes.  Every PA-TNC 1.0 compliant TLV  
        attribute MUST use the following TLV format:  

                           1                   2                   3  
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |     Flags     |          PA-TNC Attribute Vendor ID           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     PA-TNC Attribute Type                     |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                    PA-TNC Attribute Length                    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                        Correlation ID                         |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                 Attribute Value (Variable Length)             |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Flags  

           This field defines flags impacting the processing of the  
           associated attribute.  

           Bit 0 (0x80) is the NOSKIP flag. Any Posture Collector or  
           Posture Validator that receives an attribute with this flag  
           set to 1 but does not support this attribute MUST NOT process  
           any part of the PA-TNC message and SHOULD respond with an  
           Attribute Type Not Supported error in a PA-TNC error message.  

           In order to avoid taking action on a subset of the attributes  
           only to later find an unsupported attribute with the NOSKIP  
           flag set, recipients of a multi-attribute PA-TNC message  
       
       
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           might need to scan all of the attributes prior to acting upon  
           any attribute.  

           When the NOSKIP flag is set to 0, recipients SHOULD skip any  
           unsupported attributes and continue processing the next  
           attribute.  

           Bit 1 (0x40) is the Correlation ID (COR) flag. This flag  
           indicates whether the optional Correlation ID value is  
           included in the header. When set to 1, a 32 bit Correlation  
           ID field is present.  Otherwise when set to 0, no Correlation  
           ID is included.  

           Bit 2-7 are reserved for future use.  These bits MUST be set  
           to 0 on transmission and ignored upon reception.  

        PA-TNC Attribute Vendor ID  

           This field indicates the owner of the name space associated  
           with the PA-TNC Attribute Type.  This is accomplished by  
           specifying the 24 bit SMI Private Enterprise Number Vendor ID  
           of the party who owns the Attribute Type name space.  IETF  
           Standard PA-TNC Attribute Types MUST use zero (0) in this  
           field.  

           The PA-TNC Attribute Vendor ID 0xffffff is reserved.  Posture  
           Collectors and Posture Verifiers MUST NOT send PA-TNC  
           messages in which the PA-TNC Attribute Vendor ID has this  
           reserved value (0xffffff).  If a Posture Collector or Posture  
           Verifier receives a message in which the PA-TNC Attribute  
           Vendor ID has this reserved value (0xffffff), it SHOULD  
           respond with an Invalid Parameter error code in a PA-TNC  
           Error attribute.  

        PA-TNC Attribute Type  

           This field defines the type of the attribute included in the  
           Attribute Value field. This field is qualified by the PA-TNC  
           Attribute Vendor ID field so that a particular PA-TNC  
           Attribute Type value (e.g. 327) has a completely different  
           meaning depending on the value in the PA-TNC Attribute Vendor  
           ID field.   

           If the PA-TNC Attribute Vendor ID field has the value zero  
           (0) then the PA-TNC Attribute Type field contains an IETF  
           Standard PA-TNC Attribute Type, as listed in the IANA  

       
       
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           registry. Section 3.2 of this specification defines the  
           initial set of IETF Standard PA-TNC Attribute Types.  

           The PA-TNC Attribute Type 0xffffffff is reserved.  Posture  
           Collectors and Posture Verifiers MUST NOT send PA-TNC  
           messages in which the PA-TNC Attribute Type has this reserved  
           value (0xffffffff).  If a Posture Collector or Posture  
           Verifier receives a message in which the PA-TNC Attribute  
           Type has this reserved value (0xffffffff), it SHOULD respond  
           with an Invalid Parameter error code in a PA-TNC Error  
           attribute.  

        PA-TNC Attribute Length  

           This field contains the length in octets of the entire PA-TNC  
           Attribute including the PA-TNC Attribute Header (the fields  
           Flags, PA-TNC Attribute Vendor ID, PA-TNC Attribute Type, and  
           PA-TNC Attribute Length).  Therefore, this value MUST always  
           be at least 12 (16 if the Correlation ID is present).  Any  
           Posture Collector or Posture Verifier that receives a message  
           with a PA-TNC Attribute Length field whose value is less than  
           12 (16 if the Correlation ID is present) SHOULD respond with  
           an Invalid Parameter PA-TNC error code.  

           Implementations that do not support the specified PA-TNC  
           Attribute Type can use this length to skip over this  
           attribute to the next attribute.  Note that while this field  
           is 4 octets the maximum usable attribute length is likely to  
           be less than 2^32-1 due to limitations of the underlying  
           protocol stack.  

        Correlation ID  

           This optional field MUST be present when the COR flag is set  
           to 1 and MUST NOT be present when the COR flag is set to 0.   
           Normally, this field will not be present.  However, there are  
           times when this field is necessary.  

           Some Posture Collectors may wish to report on several  
           products with the same component ID on an endpoint (e.g. two  
           anti-malware software packages). In this case, the Posture  
           Collector and Posture Validator need a way to identify the  
           different products. For example, if a Posture Validator  
           requests Product Information and Numeric Version attributes  
           for the anti-malware component, this Posture Collector would  
           produce two Product Information and two Numeric Version  
           attributes, each attribute having a Correlation ID specific  
       
       
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           to the product being described.  The Product Information and  
           Numeric Version attributes describing the same product would  
           have the same Correlation ID.  This allows the Posture  
           Validator to associate the Product Information and Numeric  
           Version attributes that apply to a single product.  Because  
           the Product Information and Numeric Version attribute  
           requests might be requested at different times, it is  
           important that the Posture Collector use a consistent value  
           for each product upon which it is able to report.  A Posture  
           Collector might create a persistent table of locally unique  
           IDs (e.g. counters) for each product upon which it reports,  
           for situations where a Correlation ID is necessary.  

           Note that many Posture Collectors will not need to worry  
           about Correlation IDs because they will only support  
           reporting on one product per endpoint. If an endpoint has two  
           anti-malware Posture Collectors installed that each support  
           only one product and those Posture Collectors are reporting  
           on two separate anti-malware products, the Correlation ID is  
           not required.  This is because the Posture Validator can use  
           the Posture Collector ID reported in the PB-TNC protocol to  
           associate the attributes sent by each Posture Collector.  

           When a single Posture Collector needs to send several  
           attributes in a single assessment that pertain to separate  
           products but have the same PA Message Vendor ID and PA  
           Subtype, the Posture Collector MUST use the Correlation ID  
           field.  The Correlation ID value MUST be constant per product  
           for an entire PB-TNC session so that the Posture Validator  
           can correlate attributes requested earlier about the same  
           product. The Posture Validator MAY send attributes with a  
           Correlation ID to identify the product to which they pertain.  

        Attribute Value  

           This field varies depending on the particular type of  
           attribute being expressed.  The contents of this field for  
           each of the IETF Standard PA-TNC Attribute Types is defined  
           in section 3.2.  

     3.2. IETF Standard PA-TNC Attribute Types  

        This section defines an initial set of IETF Standard PA-TNC  
        Attribute Types.  These Attribute Types MUST always be used with  
        a PA-TNC Vendor ID of zero (0).  If these PA-TNC Attribute Type  
        values are used with a different PA-TNC Vendor ID, they have a  

       
       
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        completely different meaning that is not defined in this  
        specification.  

        The following table briefly describes each attribute and defines  
        the numeric value to be used in the PA-TNC Attribute Type field  
        of the PA-TNC Attribute Header.  Later subsections provide  
        detailed specifications for each PA-TNC Attribute Value.  

        Number  Name                     Description  
        ------  ----                     -----------  
        0       Testing                  Reserved for use in  
                                         specification examples,  
                                         experimentation and testing.  

        1       Attribute Request        Contains a list of attribute  
                                         type values defining the  
                                         attributes desired from the  
                                         Posture Collectors.  

        2       Product Information      Manufacturer and product  
                                         information for the component.  

        3       Numeric Version          Numeric version of the  
                                         component.  

        4       String Version           String version of the  
                                         component.  
          
        5       Operational Status       Describes whether the component  
                                         is running on the endpoint.  

        6       Port Filter              Lists the set of ports (e.g.  
                                         TCP port 80 for HTTP) that are  
                                         allowed or blocked on the  
                                         endpoint.  

        7       Installed Packages       List of software packages  
                                         installed on endpoint that  
                                         provide the requested  
                                         component.  

        8       PA-TNC Error             PA-TNC message or attribute  
                                         processing error.  

        The following subsections discuss the usage, format and  
        semantics of the Attribute Value field for each IETF Standard  
        PA-TNC Attribute Type.  
       
       
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     3.2.1. Attribute Request   

        This PA-TNC Attribute Type allows a Posture Validator to request  
        certain attributes from the registered set of Posture  
        Collectors.  

        All Posture Collectors that implement any of the IETF Standard  
        PA Subtypes defined in this specification SHOULD support  
        receiving and processing this attribute type for at least those  
        PA subtypes.  Posture Collectors that receive and process this  
        attribute MAY choose to send all, a subset or none of the  
        requested attributes but MUST NOT send attributes that were not  
        requested (except error attributes).  All Posture Validators  
        that implement any of the IETF Standard PA Subtypes defined in  
        this specification SHOULD support sending this attribute type  
        for at least those PA subtypes.  

        Posture Verifiers MUST NOT include this attribute type in an  
        Attribute Request attribute. It does not make sense for a  
        Posture Verifier to request that a Posture Collector send an  
        Attribute Request attribute.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 1.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

        Note that this diagram shows two attribute types. The actual  
        number of attribute types included in an Attribute Request  
        attribute can vary from one to a large number (limited only by  
        the maximum message and length supported by the underlying PT  
        transport protocol). However, each Attribute Request MUST  
        contain at least one attribute type.  Because the length of a  
        PA-TNC Attribute Vendor ID paired with a PA-TNC Attribute Type  
        and a one octet Reserved field is always 8 octets, the number of  
        requested attributes can be easily computed using the PA-TNC  
        Attribute Length field by subtracting the number of octets in  
        the PA-TNC Attribute Header and dividing by 8.  If the PA-TNC  
        Attribute Length field is invalid, Posture Collectors SHOULD  
        respond with an Invalid Parameter PA-TNC error code.  




       
       
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                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |   Reserved    |           PA-TNC Attribute Vendor ID          |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                      PA-TNC Attribute Type                    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |   Reserved    |           PA-TNC Attribute Vendor ID          |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                      PA-TNC Attribute Type                    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

        Reserved  

           Reserved for future use.  This field MUST be set to 0 on  
           transmission and ignored upon reception.  

        PA-TNC Attribute Vendor ID  

           This field contains the SMI Private Enterprise Number of the  
           organization that controls the name space for the following  
           PA-TNC Attribute Type.  This field enables IETF Standard PA- 
           TNC Attributes and vendor-defined PA-TNC Attributes to be  
           used without potential collisions.  

           Any IETF Standard PA-TNC Attribute Types defined in section  
           3.2 MUST use zero (0) in this field.  Vendor-defined  
           attributes MUST use the SMI Private Enterprise Number of the  
           organization that defined the attribute.  

        PA-TNC Attribute Type  

           The PA-TNC Attribute Type field (together with the PA-TNC  
           Vendor ID field) indicates the specific attribute requested.   
           Some IETF Standard PA-TNC Attribute Types MUST NOT be  
           requested using this field (e.g. requesting a PA-TNC Error  
           attribute). This is explicitly indicated in the description  
       
       
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           of those PA-TNC Attribute Types.  Any Posture Collector or  
           Posture Validator that receives an Attribute Request  
           containing one of the prohibited Attribute Types SHOULD  
           respond with an Invalid Parameter error in a PA-TNC error  
           message.  

     3.2.2. Product Information  

        This PA-TNC Attribute Type contains identifying information  
        about a product that implements the component specified in the  
        PA Subtype field, as described in section 2.4.  For example, if  
        the PA Subtype is Anti-Virus, this attribute would contain  
        information identifying an anti-virus product installed on the  
        endpoint.  

        All Posture Collectors that implement any of the IETF Standard  
        PA Subtypes defined in this specification MUST support sending  
        this attribute type, at least for those PA subtypes.  Whether a  
        particular Posture Collector actually sends this attribute type  
        SHOULD still be governed by local privacy and security policies.   
        All Posture Validators that implement any of the IETF Standard  
        PA Subtypes defined in this specification MUST support receiving  
        this attribute type, at least for those PA subtypes.  Posture  
        Validators MUST NOT send this attribute type.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 2.  The value in the PA-TNC Attribute Length field  
        will vary, depending on the length of the Product Name field.  
        However, the value in the PA-TNC Attribute Length field MUST be  
        at least 17 (21 if the Correlation ID field is present) because  
        this is the length of the fixed size fields in the PA-TNC  
        Attribute Header and the fixed size fields in this attribute  
        type.  If the PA-TNC Attribute Length field is less than the  
        size of these fixed length fields, implementations SHOULD  
        respond with an Invalid Parameter PA-TNC error code.  

        This attribute type includes both numeric and textual  
        identifiers for the organization that created the product (the  
        "product creator") and for the product itself. For automated  
        processing, numeric identifiers are superior because they are  
        less ambiguous and more efficient. However, numeric identifiers  
        are only available if the product creator has assigned them.  
        Therefore, a textual identifier is also included. This textual  
        identifier has the additional benefit that it may be easier for  
        humans to read (although this benefit is minimal since the  
        primary purpose of this attribute is automated assessment).  
       
       
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        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.   

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |               Product Vendor ID               |  Product ID   |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Product ID   |         Product Name (Variable Length)        |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

        Product Vendor ID  

           This field contains the SMI Private Enterprise Number for the  
           product creator.  If the SMI PEN for the product creator is  
           unknown or if the product creator does not have an SMI PEN,  
           the Product Vendor ID field MUST be set to 0 and the identity  
           of the product creator SHOULD be included in the Product Name  
           along with the name of the product.  

        Product ID  

           This field identifies the product using a numeric identifier  
           assigned by the product creator.  If this Product ID value is  
           unknown or if the product creator has not assigned such a  
           value, this field MUST be set to 0. If the Product Vendor ID  
           is 0, this field MUST be set to 0. In any case, the name of  
           the product SHOULD be included in the Product Name field.  

           Note that a particular Product ID value (e.g. 635) will have  
           completely different meanings depending on the Product Vendor  
           ID. Each Product Vendor ID defines a different space of  
           Product ID values. Product creators are encouraged to publish  
           lists of Product ID values for their products.  

        Product Name  

           This variable length field contains a UTF-8 [2] string  
           identifying the product (e.g. "Symantec Norton AntiVirus(TM)  
           2008") in enough detail to unambiguously distinguish it from  
       
       
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           other products from the product creator.  Products whose  
           creator is known, but does not have a registered SMI Private  
           Enterprise Number, SHOULD be represented using a combination  
           of the creator name and full product name (e.g. "Ubuntu(R)  
           IPtables" for the IPtables firewall in the Ubuntu  
           distribution of Linux).  If the product creator's SMI Private  
           Enterprise Number is included in the Product Vendor ID field,  
           the product creator's name may be omitted from this field.  

           The length of this field can be determined by starting with  
           the value in the PA-TNC Attribute Length field in the PA-TNC  
           Attribute Header and subtracting the size of the fixed length  
           fields in that header (12 or 16, depending on whether the  
           Correlation ID is present) and the size of the fixed length  
           fields in this attribute (5). If the PA-TNC Attribute Length  
           field is less than the size of these fixed length fields,  
           implementations SHOULD respond with an Invalid Parameter PA- 
           TNC error code.  

     3.2.3. Numeric Version  

        This PA-TNC Attribute Type contains numeric version information  
        for a product on the endpoint that implements the component  
        specified in the PA Subtype field, as described in section 2.4.   
        For example, if the PA Subtype is Operating System, this  
        attribute would contain numeric version information for the  
        operating system installed on the endpoint. The version  
        information in this attribute is associated with a particular  
        product, so Posture Validators are expected to also possess the  
        corresponding Product Information attribute when interpreting  
        this attribute.  

        All Posture Collectors that implement the IETF Standard PA  
        Subtype for Operating System SHOULD support sending this  
        attribute type, at least for the Operating System PA subtype.   
        Other Posture Collectors MAY support sending this attribute  
        type.  Whether a particular Posture Collector actually sends  
        this attribute type SHOULD still be governed by local privacy  
        and security policies.  All Posture Validators that implement  
        the IETF Standard PA Subtype for Operating System SHOULD support  
        receiving this attribute type, at least for the Operating System  
        PA subtype.  Other Posture Validators MAY support receiving this  
        attribute type.  A Posture Validator that does not support  
        receiving this attribute type SHOULD simply ignore attributes  
        with this type.  Posture Validators MUST NOT send this attribute  
        type.  

       
       
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        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 3.  The value in the PA-TNC Attribute Length field  
        MUST be 28 if the Correlation ID field is not present and 32 if  
        it is present.  If the PA-TNC Attribute Length field is less  
        than the size of these fixed length fields, implementations  
        SHOULD respond with an Invalid Parameter PA-TNC error code.  

        This attribute type includes numeric values for the product  
        version information, enabling Posture Validators to do  
        comparative operations on the version.  Some Posture Collectors  
        may not be able to determine some or all of this information for  
        a product.  However, this attribute can be especially useful for  
        describing the version of the operating system, where numeric  
        version numbers are generally available.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                        Major Version Number                   |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                         Minor Version Number                  |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                            Build Number                       |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |      Service Pack Major       |      Service Pack Minor       |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Major Version Number  

           This field contains the major version number for the product,  
           if applicable. If unused or unknown, this field SHOULD be set  
           to 0.  

       
       
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        Minor Version Number  

           This field contains the minor version number for the product,  
           if applicable. If unused or unknown, this field SHOULD be set  
           to 0.  

        Build Number  

           This field contains the build number for the product, if  
           applicable.  This may provide more granularity than the minor  
           version number, as many builds may occur leading up to an  
           official release, and all these builds may share a single  
           major and minor version number.  If unused or unknown, this  
           field SHOULD be set to 0.  

        Service Pack Major  

           This field contains the major version number of the service  
           pack for the product, if applicable.  If unused or unknown,  
           this field SHOULD be set to 0.  

        Service Pack Minor  

           This field contains the minor version number of the service  
           pack for the product, if applicable. If unused or unknown,  
           this field SHOULD be set to 0.  

     3.2.4. String Version  

        This PA-TNC Attribute Type contains string version information  
        for a product on the endpoint that implements the component  
        specified in the PA Subtype field, as described in section 2.4.   
        For example, if the PA Subtype is Firewall, this attribute would  
        contain string version information for a host-based firewall  
        product installed on the endpoint (if any).  The version  
        information in this attribute is associated with a particular  
        product, so Posture Validators are expected to also possess the  
        corresponding Product Information attribute when interpreting  
        this attribute.  

        All Posture Collectors that implement any of the IETF Standard  
        PA Subtypes defined in this document MUST support sending this  
        attribute type, at least for those PA subtypes.  Other Posture  
        Collectors MAY support sending this attribute type.  Whether a  
        particular Posture Collector actually sends this attribute type  
        SHOULD still be governed by local privacy and security policies.   
        All Posture Validators that implement any of the IETF Standard  
       
       
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        PA Subtypes defined in this document MUST support receiving this  
        attribute type, at least for those PA subtypes.  Other Posture  
        Validators MAY support receiving this attribute type.  Posture  
        Validators MUST NOT send this attribute type.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 4.  The value in the PA-TNC Attribute Length field  
        will vary, depending on the length of the Component Version  
        Number, Internal Build Number, and Configuration Version Number  
        fields. However, the value in the PA-TNC Attribute Length field  
        MUST be at least 15 (19 if the Correlation ID field is present)  
        because this is the length of the fixed size fields in the PA- 
        TNC Attribute Header and the fixed size fields in this attribute  
        type.  If the PA-TNC Attribute Length field is less than the  
        size of these fixed length fields or does not match the length  
        indicated by the sum of the fixed length and variable length  
        fields, implementations SHOULD respond with an Invalid Parameter  
        PA-TNC error code.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Version Len  |   Product Version Number (Variable Length)    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       | Build Num Len |   Internal Build Number (Variable Length)     |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Config. Len  | Configuration Version Number (Variable Length)|  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
          
        Version Len  

           This field defines the number of octets in the Product  
           Version Number field.  If the product version number is  
           unavailable or unknown, this field MUST be set to 0 and the  

       
       
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           Product Version Number field will be zero length (effectively  
           not present).  

        Product Version Number  

           This field contains a UTF-8 string identifying the version of  
           the component (e.g. "1.12.23.114").  This field MUST be sized  
           to fit the version string and MUST NOT include extra octets  
           for padding or NUL character termination.  

           Various products use a wide range of different formats and  
           semantics for version strings.  Some use alphabetic  
           characters, white space, and punctuation.  Some consider  
           version "1.21" to be later than version "1.3" and some  
           earlier.  Therefore, the syntax and semantics of this string  
           are not defined.  

        Build Num Len  

           This field defines the number of octets in the Internal Build  
           Number field.  For products where the internal build number  
           is unavailable or unknown, this field MUST be set to 0 and  
           the Internal Build Number field will be zero length  
           (effectively not present).  

        Internal Build Number  

           This field contains a UTF-8 string identifying the  
           engineering build number of the product.  This field MUST be  
           sized to fit the build number string and MUST NOT include  
           extra octets for padding or NUL character termination.  The  
           syntax and semantics of this string are not defined.  

        Config. Len  

           This field defines the number of octets in the Configuration  
           Version Number field.  If the product version number is  
           unavailable or unknown, this field MUST be set to 0 and the  
           Product Version Number field will be zero length (effectively  
           not present).  

        Configuration Version Number  

           This field contains a UTF-8 string identifying the version of  
           the configuration used by the component.  This version SHOULD  
           represent the overall configuration version even if several  
           configuration policy files or settings are used.  Posture  
       
       
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           Collectors MAY include multiple version numbers in this  
           single string if a single version is not practical.  This  
           field MUST be sized to fit the version string and MUST NOT  
           include extra octets for padding or NUL character  
           termination.  

           Various products use a wide range of different formats for  
           version strings.  Some use alphabetic characters, white  
           space, and punctuation.  Some consider version "1.21" to be  
           later than version "1.3" and some earlier.  In addition, some  
           Posture Collectors may place multiple configuration version  
           numbers in this single string. Therefore, the syntax and  
           semantics of this string are not defined.  

     3.2.5. Operational Status  

        This PA-TNC Attribute Type describes the operational status of a  
        product that can implement the component specified in the PA  
        Subtype field, as described in section 2.4.  For example, if the  
        PA Subtype is Anti-Spyware, this attribute would contain  
        information about the operational status of a host-based anti- 
        spyware product that may or may not be installed on the  
        endpoint.   

        Posture Collectors that implement the IETF Standard PA Subtype  
        for Operating System or VPN MAY support sending this attribute  
        type for those PA subtypes.  Posture Collectors that implement  
        other IETF Standard PA Subtypes defined in this specification  
        SHOULD support sending this attribute type for those PA  
        subtypes.  Other Posture Collectors MAY support sending this  
        attribute type.  Whether a particular Posture Collector actually  
        sends this attribute type SHOULD still be governed by local  
        privacy and security policies.  Posture Validators that  
        implement the IETF Standard PA Subtype for Operating System or  
        VPN MAY support receiving this attribute type, at least for  
        those PA subtypes.  Posture Validators that implement other IETF  
        Standard PA Subtypes defined in this specification SHOULD  
        support receiving this attribute type, at least for those PA  
        subtypes.  Other Posture Validators MAY support receiving this  
        attribute type.  A Posture Validator that does not support  
        receiving this attribute type SHOULD simply ignore attributes  
        with this type.  Posture Validators MUST NOT send this attribute  
        type.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 5.  The value in the PA-TNC Attribute Length field  
       
       
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        MUST be 36 if the Correlation ID field is not present and 40 if  
        it is present.  If the PA-TNC Attribute Length field does not  
        have this value, implementations SHOULD respond with an Invalid  
        Parameter PA-TNC error code.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

                             1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Status     |     Result    |         Reserved              |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                          Last Use                             |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     Last Use (continued)                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     Last Use (continued)                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     Last Use (continued)                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     Last Use (continued)                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
         
        Status  

           This field gives the operational status of the product.  The  
           following table lists the values currently defined for this  
           field.  As described in section 7, the IANA maintains a  
           registry of valid values for this field so that new values  
           can be defined.  


       
       
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           Value   Description  
           -----   -----------  
           0       Unknown or other  
           1       Not installed  
           2       Installed but not operational  
           3       Operational  
          
           If a Posture Validator receives a value for this field that  
           it does not recognize, it SHOULD treat this value as  
           equivalent to the value 0.  

        Result  

           This field contains the result of the last use of the  
           product.  The following table lists the values currently  
           defined for this field.  As described in section 7, the IANA  
           maintains a registry of valid values for this field so that  
           new values can be defined.  

           Value   Description  
           -----   -----------  
           0       Unknown or other  
           1       Successful use with no errors detected  
           2       Successful use with one or more errors detected  
           3       Unsuccessful use (e.g. aborted)  
          
           Posture Collectors SHOULD set this field to 0 if the Status  
           field contains a value of 1 (Not installed) or 2 (Installed  
           but not operational).  If a Posture Validator receives a  
           value for this field that it does not recognize, it SHOULD  
           treat this value as equivalent to the value 0.  

        Reserved  

           This field is reserved for future use.  The field MUST be set  
           to 0 on transmission and ignored upon reception.   

        Last Use  

           This field contains the date and time of the last use of the  
           component.  The Last Use date and time MUST be represented as  
           an RFC 3339 [4] compliant ASCII string in Coordinated  
           Universal Time (UTC) time with the additional restrictions  
           that the 't' delimiter and the 'z' suffix MUST be capitalized  
           and fractional seconds (time-secfrac) MUST NOT be included.   
           Leap seconds are permitted and Posture Validators MUST  
           support them. The last use string MUST NOT be NUL terminated  
       
       
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           or padded in any way.  If the last use time is not known, not  
           applicable, or cannot be represented in this format, the  
           Posture Collector MUST set this field to the value "0000-00- 
           00T00:00:00Z" (allowing this field to be fixed length). Not  
           that this particular reserved value is NOT a valid RFC 3339  
           date and time and MUST NOT be used for any other purpose in  
           this field.  

           This encoding produces a string that is easy to read, parse,  
           and interpret.  The format (more precisely defined in RFC  
           3339) is YYYY-MM-DDTHH:MM:SSZ, resulting in one and only one  
           representation for each second in UTC time from year 0000 to  
           year 9999.  For example, 9:05:00AM EST (GMT-0500) on January  
           19, 1995 can be represented as "1995-01-19T14:05:00Z".  The  
           length of this field is always 20 octets.  

     3.2.6. Port Filter  

        This PA-TNC Attribute Type provides the list of port numbers and  
        associated protocols (e.g. TCP and UDP) that are currently  
        blocked or allowed by a host-based firewall on the endpoint.  

        Posture Collectors that implement the IETF Standard PA Subtype  
        for Firewall or VPN SHOULD support sending this attribute type  
        for those PA subtypes.  Posture Collectors that implement other  
        IETF Standard PA Subtypes defined in this specification MUST NOT  
        support sending this attribute type for those PA subtypes.   
        Other Posture Collectors MAY support sending this attribute  
        type, if it is appropriate to their PA subtype.  Whether a  
        particular Posture Collector actually sends this attribute type  
        SHOULD still be governed by local privacy and security policies.   
        Posture Validators that implement the IETF Standard PA Subtype  
        for Firewall or VPN SHOULD support receiving this attribute  
        type, at least for those PA subtypes.  Posture Validators that  
        implement other IETF Standard PA Subtypes defined in this  
        specification MUST NOT support receiving this attribute type for  
        those PA subtypes.  Other Posture Validators MAY support  
        receiving this attribute type.  A Posture Validator that does  
        not support receiving this attribute type SHOULD simply ignore  
        attributes with this type.  Posture Validators MUST NOT send  
        this attribute type.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 6.  


       
       
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        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

        Note that this diagram shows two Protocol/Port Number pairs. The  
        actual number of Protocol/Port Number pairs included in a Port  
        Filter attribute can vary from one to a large number (limited  
        only by the maximum message and length supported by the  
        underlying PT transport protocol). However, each Port Filter  
        attribute MUST contain at least one Protocol/Port Number pair.   
        Because the length of a Protocol/Port Number pair with the  
        Reserved field and B flag is always 4 octets, the number of  
        Protocol/Port Number pairs can be easily computed using the PA- 
        TNC Attribute Length field by subtracting the number of octets  
        in the PA-TNC Attribute Header and dividing by 4.  If the PA-TNC  
        Attribute Length field is invalid, Posture Validators SHOULD  
        respond with an Invalid Parameter PA-TNC error code.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |   Reserved  |B|    Protocol   |         Port Number           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |   Reserved  |B|    Protocol   |         Port Number           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Reserved  

           This field is reserved for future use.  It MUST be set to 0  
           on transmission and ignored upon reception.  

        B Flag (Blocked or Allowed Port)  

           This single bit field indicates whether the following port is  
           blocked or allowed.  This bit MUST be set to 1 if the  
           protocol and port combination is blocked.  Otherwise this  
           field MUST be set to 0.  This field was provided to allow for  
           more abbreviated reporting of the port filtering policy (e.g.  
           when all ports are blocked except a few, the Posture  
           Collector can just list the few that are allowed).  


       
       
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           Posture Collectors MUST NOT provide a mixed list of block and  
           non-blocked ports for a particular protocol.  To be more  
           precise, a Posture Collector MUST NOT include two  
           Protocol/Port Number pairs in a single Port List attribute  
           where the protocol number is the same but the B flag is  
           different.  Also, Posture Collectors MUST NOT list the same  
           Protocol and Port Number combination twice in a Port List  
           attribute.  

           Posture Collectors MAY list all blocked ports for one  
           protocol and all allowed ports for a different protocol in a  
           single Port List attribute, using the B flag to indicate  
           whether each entry is blocked.  For example, a Posture  
           Collector might list all the blocked TCP ports but only list  
           the allowed UDP ports.  However it MUST NOT list some blocked  
           TCP ports and some other allowed TCP ports.  

        Protocol  

           This field contains the protocol number being blocked or  
           allowed. The values used in this field are the same ones used  
           in the IPv4 Protocol and IPv6 Next Header fields.  The IANA  
           already maintains a registry of these values.  

        Port Number  

           This field contains the port number being blocked or allowed.  
           The values used in this field are specific to the protocol  
           identified by the Protocol field.  The IANA maintains  
           registries for TCP and UDP port numbers.  

     3.2.7. Installed Packages   

        This PA-TNC Attribute Type contains a list of the installed  
        packages that comprise a product on the endpoint that implements  
        the component specified in the PA Subtype field, as described in  
        section 2.4.  This allows a Posture Validator to check which  
        packages are installed for a particular product and which  
        versions of those packages are installed.  

        Posture Collectors that implement any of the IETF Standard PA  
        Subtypes defined in this document SHOULD support sending this  
        attribute type for those PA subtypes.  Other Posture Collectors  
        MAY support sending this attribute type, if it is appropriate to  
        their PA subtype.  Whether a particular Posture Collector  
        actually sends this attribute type SHOULD still be governed by  
        local privacy and security policies.  Posture Validators that  
       
       
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        implement any of the IETF Standard PA Subtypes defined in this  
        document SHOULD support receiving this attribute type, at least  
        for those PA subtypes.  Other Posture Validators MAY support  
        receiving this attribute type.  A Posture Validator that does  
        not support receiving this attribute type SHOULD simply ignore  
        attributes with this type.  Posture Validators MUST NOT send  
        this attribute type.  

        This attribute type can be quite long, especially for the  
        Operating System PA subtype. This can cause problems, especially  
        with 802.1X and other limited transport protocols. Therefore,  
        Posture Collectors SHOULD NOT send this attribute unless  
        specifically requested to do so using the Attribute Request  
        attribute or otherwise configured to do so. Also, Posture  
        Validators SHOULD NOT request this attribute unless the  
        transport protocol in use can support the large amount of data  
        that may be sent in response.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 7.  The value in the PA-TNC Attribute Length field  
        will vary, depending on the number of packages and the length of  
        the Package Name and Package Version Number fields for those  
        packages. However, the value in the PA-TNC Attribute Length  
        field MUST be at least 16 (20 if the Correlation ID field is  
        present) because this is the length of the fixed size fields in  
        the PA-TNC Attribute Header and the fixed size fields in this  
        attribute type.  If the PA-TNC Attribute Length field is less  
        than the size of these fixed length fields or does not match the  
        length indicated by the sum of the fixed length and variable  
        length fields, implementations SHOULD respond with an Invalid  
        Parameter PA-TNC error code.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

        Note that this diagram shows an attribute containing information  
        on one package. The actual number of package descriptions  
        included in an Installed Packages attribute is indicated by the  
        Package Count field. This value may vary from zero to a large  
        number (up to 65535, if the underlying PT transport protocol can  
        support that many). If this number is not sufficient,  
        specialized patch management software should be employed which  
        can simply report compliance with a pre-established patch  
        policy.  

       
       
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                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |          Reserved             |         Package Count         |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       | Pkg Name Len  |        Package Name (Variable Length)         |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Version Len  |    Package Version Number (Variable Length)   |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Reserved  

           This field is reserved for future use.  The field MUST be set  
           to 0 on transmission and ignored upon reception.   

        Package Count  

           This field is an unsigned 16-bit integer that indicates the  
           number of packages listed in this attribute.  For each  
           package so indicated, a Pkg Name Len, Package Name, Version  
           Len, and Package Version Number field is included in the  
           attribute.  

        Pkg Name Len  

           This field is an unsigned 8-bit integer that indicates the  
           length of the Package Name field in octets. This field may be  
           zero if a Package Name is not available.  

        Package Name  

           This field contains the name of the package associated with  
           the product.  This field is a UTF-8 encoded character string  
           whose octet length is given by the Pkg Name Len field. This  
           field MUST NOT include extra octets for padding or NUL  
           character termination.  The syntax and semantics of this name  
           are not specified in this document, since they may vary  
           across products and/or operating systems. Posture Collectors  
           MAY list two packages with the same name in a single  

       
       
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           Installed Packages attribute. The meaning of doing so is not  
           defined here.  

        Version Len  

           This field is an unsigned 8-bit integer that indicates the  
           length of the Package Version Number field in octets. This  
           field may be zero if a Package Version Number is not  
           available.  

        Package Version Number  

           This field contains the version string for the package named  
           in the previous Package Name field.  This field is a UTF-8  
           encoded character string whose octet length is given by the  
           Version Len field. This field MUST NOT include extra octets  
           for padding or NUL character termination.  The syntax and  
           semantics of this version string are not specified in this  
           document, since they may vary across products and/or  
           operating systems. Posture Collectors MAY list two packages  
           with the same Package Version Number (and even the same  
           Package Name and Package Version Number) in a single  
           Installed Packages attribute. The meaning of doing so is not  
           defined here.  

     3.2.8. PA-TNC Error   

        This PA-TNC Attribute Type contains an error code and  
        supplemental information regarding an error pertaining to PA- 
        TNC.  

        All Posture Collectors and Posture Validators that implement any  
        of the IETF Standard PA Subtypes defined in this specification  
        MUST support sending and receiving this attribute type, at least  
        for those PA subtypes.  

        For this attribute type, the PA-TNC Attribute Vendor ID field  
        MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
        be set to 8.  The value in the PA-TNC Attribute Length field  
        will vary, depending on the length of the Error Information  
        field. However, the value in the PA-TNC Attribute Length field  
        MUST be at least 20 (24 if the Correlation ID field is present)  
        because this is the length of the fixed size fields in the PA- 
        TNC Attribute Header and the fixed size fields in this attribute  
        type.  


       
       
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        A PA-TNC error code SHOULD be sent with the same PA Message  
        Vendor ID and PA Subtype used by the PA-TNC message that caused  
        the error so that the error code is sent to the party who sent  
        the offending PA-TNC message. Other measures (such as setting  
        PB-TNC's EXCL flag and Posture Collector Identifier or Posture  
        Validator Identifier fields) SHOULD also be taken to attempt to  
        ensure that only the party who sent the offending message  
        receives the error.  

        When a PA-TNC error code is received, the recipient MUST NOT  
        respond with a PA-TNC error code because this could result in an  
        infinite loop of errors. Instead, the recipient MAY log the  
        error, modify its behavior to attempt to avoid the error  
        (attempting to avoid loops or long strings of errors), ignore  
        the error, terminate the assessment, or take other action as  
        appropriate (as long as it is consistent with the requirements  
        of this specification).  

        Posture Verifiers MUST NOT include this attribute type in an  
        Attribute Request attribute. It does not make sense for a  
        Posture Verifier to request that a Posture Collector send a PA- 
        TNC Error attribute.  

        The following diagram illustrates the format and contents of the  
        Attribute Value field for this attribute type.  The text after  
        this diagram describes the fields shown here.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Reserved   |            PA-TNC Error Code Vendor ID        |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                        PA-TNC Error Code                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                 Error Information (Variable Length)           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Reserved  


       
       
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           This field is reserved for future use.  This field MUST be  
           set to 0 on transmission and ignored upon reception.   

        PA-TNC Error Code Vendor ID  

           This field contains the SMI Private Enterprise Number for the  
           organization that defined the PA-TNC Error Code that is being  
           used in the attribute.  For IETF Standard PA-TNC Error Code  
           values this field MUST be set to zero (0).   

        PA-TNC Error Code  

           This field contains the PA-TNC Error Code being reported in  
           this attribute. Note that a particular PA-TNC Error Code  
           value will have completely different meanings depending on  
           the PA-TNC Error Code Vendor ID. Each PA-TNC Error Code  
           Vendor ID defines a different space of PA-TNC Error Code  
           values.  

           When the PA-TNC Error Code Vendor ID is set to zero (0), the  
           PA-TNC Error Code is an IETF Standard PA-TNC Error Code. The  
           IANA maintains a registry for these values. The following  
           table lists the IETF Standard PA-TNC Error Codes defined in  
           this specification:  

           Value   Description  
           -----   -----------  
           0       Reserved  
           1       Invalid Parameter  
           2       Version Not Supported  
           3       Attribute Type Not Supported  
          
           The next few subsections of this document provide detailed  
           definitions of these error codes.  

        Error Information  

           This field provides additional context for the error.  The  
           contents of this field vary based on the PA-TNC Error Code  
           Vendor ID and PA-TNC Error Code. Therefore, whenever a PA-TNC  
           Error Code is defined, the format of this field for that  
           error code must also be defined. The definitions of IETF  
           Standard PA-TNC Error Codes on the next few pages provide  
           good examples of such definitions.  

           The length of this field can be determined by the recipient  
           using the PA-TNC Attribute Length field by subtracting the  
       
       
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           length of the fixed-length fields in the PA-TNC Attribute  
           Header and the fixed-length fields in this attribute.  

     3.2.8.1. Definition of Invalid Parameter Error Code  

        The Invalid Parameter error code is an IETF Standard PA-TNC  
        Error Code (value 1) that indicates that the sender of this  
        error code has detected an invalid value in a PA-TNC message  
        sent by the recipient of this error code in the current  
        assessment.   

        For this error code, the Error Information field contains the  
        first 8 octets of the PA-TNC message that contained the invalid  
        parameter and an offset indicating the position within that  
        message of the invalid parameter.  

        The following diagram illustrates the format and contents of the  
        Error Information field for this error code.  The text after  
        this diagram describes the fields shown here.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Version    |                Copy of Reserved               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                       Message Identifier                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                             Offset                            |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Version  

           This field MUST contain an exact copy of the Version field in  
           the PA-TNC Message Header of the PA-TNC message that caused  
           this error.  

        Copy of Reserved  



       
       
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           This field MUST contain an exact copy of the Reserved field  
           in the PA-TNC Message Header of the PA-TNC message that  
           caused this error.  

        Message Identifier  

           This field MUST contain an exact copy of the Message  
           Identifier field in the PA-TNC Message Header of the PA-TNC  
           message that caused this error.  

        Offset  

           This field MUST contain an octet offset from the start of the  
           PA-TNC Message Header of the PA-TNC message that caused this  
           error to the start of the value that caused this error. For  
           instance, if the first PA-TNC attribute in the message had an  
           invalid PA-TNC Attribute Length (e.g. 0), this value would be  
           16.  

     3.2.8.2. Definition of Version Not Supported Error Code  

        The Version Not Supported error code is an IETF Standard PA-TNC  
        Error Code (value 2) that indicates that the sender of this  
        error code does not support the PA-TNC version number included  
        in the PA-TNC Message Header of a PA-TNC message sent by the  
        recipient of this error code in the current assessment.  

        For this error code, the Error Information field contains the  
        first 8 octets of the PA-TNC message that contained the  
        unsupported version as well as Max Version and Min Version  
        fields that indicate which PA-TNC version numbers are supported  
        by the sender of the error code.  

        The sender MUST support all PA-TNC versions between the Min  
        Version and the Max Version, inclusive (i.e. including the Min  
        Version and the Max Version). When possible, recipients of this  
        error code SHOULD send future messages to the Posture Collector  
        or Posture Validator that originated this error message with a  
        PA-TNC version number within the stated range.  

        Any party that is sending the Version Not Supported error code  
        SHOULD include that error code as the only PA-TNC attribute in a  
        PA-TNC message with version number 1. All parties that send PA- 
        TNC messages SHOULD be able to properly process a message that  
        meets this description, even if they cannot process any other  
        aspect of PA-TNC version 1. This ensures that a PA-TNC version  

       
       
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        exchange can proceed properly, no matter what versions of PA-TNC  
        the parties implement.  

        The following diagram illustrates the format and contents of the  
        Error Information field for this error code.  The text after  
        this diagram describes the fields shown here.  

                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Version    |                Copy of Reserved               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                       Message Identifier                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Max Version  |  Min Version  |            Reserved           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Version  

           This field MUST contain an exact copy of the Version field in  
           the PA-TNC Message Header of the PA-TNC message that caused  
           this error.  

        Copy of Reserved  

           This field MUST contain an exact copy of the Reserved field  
           in the PA-TNC Message Header of the PA-TNC message that  
           caused this error.  

        Message Identifier  

           This field MUST contain an exact copy of the Message  
           Identifier field in the PA-TNC Message Header of the PA-TNC  
           message that caused this error.  

        Max Version  

           This field MUST contain the maximum PA-TNC version supported  
           by the sender of this error code.  

       
       
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        Min Version  

           This field MUST contain the minimum PA-TNC version supported  
           by the sender of this error code.  

        Reserved  

           Reserved for future use.  This field MUST be set to 0 on  
           transmission and ignored upon reception.  

     3.2.8.3. Definition of Attribute Type Not Supported Error Code  

        The Attribute Type Not Supported error code is an IETF Standard  
        PA-TNC Error Code (value 3) that indicates that the sender of  
        this error code does not support the PA-TNC Attribute Type  
        included in the Error Information field. This PA-TNC Attribute  
        Type was included in a PA-TNC message sent by the recipient of  
        this error code in the current assessment.  

        For this error code, the Error Information field contains the  
        first 8 octets of the PA-TNC message that contained the  
        unsupported attribute type as well as a copy of the attribute  
        type that caused the problem.  

        The following diagram illustrates the format and contents of the  
        Error Information field for this error code.  The text after  
        this diagram describes the fields shown here.  




















       
       
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                            1                   2                   3  
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Version    |                    Reserved                   |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                       Message Identifier                      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |     Flags     |          PA-TNC Attribute Vendor ID           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                     PA-TNC Attribute Type                     |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
          
        Version  

           This field MUST contain an exact copy of the Version field in  
           the PA-TNC Message Header of the PA-TNC message that caused  
           this error.  

        Copy of Reserved  

           This field MUST contain an exact copy of the Reserved field  
           in the PA-TNC Message Header of the PA-TNC message that  
           caused this error.  

        Message Identifier  

           This field MUST contain an exact copy of the Message  
           Identifier field in the PA-TNC Message Header of the PA-TNC  
           message that caused this error.  

        Flags  

           This field MUST contain an exact copy of the Flags field in  
           the PA-TNC Attribute Header of the PA-TNC attribute that  
           caused this error.  

        PA-TNC Attribute Vendor ID  

       
       
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           This field MUST contain an exact copy of the PA-TNC Attribute  
           Vendor ID field in the PA-TNC Attribute Header of the PA-TNC  
           attribute that caused this error.  

        PA-TNC Attribute Type  

           This field MUST contain an exact copy of the PA-TNC Attribute  
           Type field in the PA-TNC Attribute Header of the PA-TNC  
           attribute that caused this error.  

     3.3. Vendor-Defined Attributes  

        This section discusses the use of vendor-defined attributes  
        within PA-TNC.  The PA-TNC protocol was designed to allow for  
        vendor-defined attributes to be used as a replacement where a  
        standard attribute could be used.  In some cases even the  
        standard attributes allow for vendor-defined information to be  
        included.  It is envisioned that over time as particular vendor- 
        defined attributes become popular, an equivalent standard  
        attribute could be added allowing for broader interoperability.  

        This specification does not define vendor-defined attributes,  
        but rather highlights how such attributes can be used with PA- 
        TNC without the potential for name space collisions or  
        misinterpretations.  In order to avoid collisions, PA-TNC uses  
        the well-established SMI Private Enterprise Numbers as Vendor  
        IDs to define separate name spaces for important fields within a  
        PA-TNC message.  For example, to ensure the uniqueness of  
        attribute types while providing for vendor extensions, vendor- 
        defined attribute types include the vendor's unique Vendor ID,  
        to indicate the intended name space for the attribute type,  
        followed by the attribute type.  IETF Standard PA-TNC Attribute  
        Types use a Vendor ID of zero (0).  

        SMI Private Enterprise Numbers are used to provide a separate  
        identifier space for each vendor. The IANA provides a registry  
        for SMI Private Enterprise Numbers. Any organization (including  
        non-profit organizations, governmental bodies, etc.) can obtain  
        one of these numbers at no charge and thousands of organizations  
        have done so. Within this document, SMI Private Enterprise  
        Numbers are known as "vendor IDs".  

     4. Evaluation Against NEA Requirements  

        This section evaluates the PA-TNC protocol against the  
        requirements defined in the NEA Requirements document.  Each  
        subsection considers a separate requirement from the NEA  
       
       
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        Requirements document.  Only common requirements (C-1 through C- 
        10) and PA requirements (PA-1 through PA-6) are considered,  
        since these are the only ones that apply to PA.  

     4.1. Evaluation Against Requirement C-1  

        Requirement C-1 says:  

        C-1   NEA protocols MUST support multiple round trips between  
              the NEA Client and NEA Server in a single assessment.  

        PA-TNC meets this requirement.  It allows an unlimited number of  
        round trips between the NEA Client and NEA Server.  

     4.2. Evaluation Against Requirement C-2  

        Requirement C-2 says:  

        C-2   NEA protocols SHOULD provide a way for both the NEA Client  
              and the NEA Server to initiate a posture assessment or  
              reassessment as needed.  

        PA-TNC meets this requirement.  PA-TNC is designed to work  
        whether the NEA Client or the NEA Server initiates a posture  
        assessment or reassessment.  

     4.3. Evaluation Against Requirement C-3  

        Requirement C-3 says:  

        C-3   NEA protocols including security capabilities MUST be  
              capable of protecting against active and passive attacks  
              by intermediaries and endpoints including prevention from  
              replay based attacks.  

        Security for PA-TNC can be provided through PT security or  
        through the use of PA-TNC security, which is defined in a  
        separate specification: PA-TNC Security [8]. Therefore, this  
        base specification for PA-TNC does not include any security  
        capabilities. Since this requirement only applies to NEA  
        protocols that include security capabilities, this base  
        specification for PA-TNC meets this requirement.  

     4.4. Evaluation Against Requirement C-4  

        Requirement C-4 says:  

       
       
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        C-4   The PA and PB protocols MUST be capable of operating over  
              any PT protocol.  For example, the PB protocol must  
              provide a transport independent interface allowing the PA  
              protocol to operate without change across a variety of  
              network protocol environments (e.g. EAP/802.1X, PANA, TLS  
              and IKE/IPsec).  

        PA-TNC meets this requirement.  PA-TNC can operate over any PT  
        protocol that meets the requirements for PT stated in the NEA  
        Requirements document.  PA-TNC does not have any dependencies on  
        specific details of the underlying PT protocol.  

     4.5. Evaluation Against Requirement C-5  

        Requirement C-5 says:  

        C-5   The selection process for NEA protocols MUST evaluate and  
              prefer the reuse of existing open standards that meet the  
              requirements before defining new ones.  The goal of NEA is  
              not to create additional alternative protocols where  
              acceptable solutions already exist.  

        Based on this requirement, PA-TNC should receive a strong  
        preference.  PA-TNC is equivalent with IF-M 1.0, an open TCG  
        specification.  Other specifications from TCG and other groups  
        are also under development based on the IF-M 1.0 specification.   
        Selecting PA-TNC as the basis for the PA protocol will ensure  
        compatibility with IF-M 1.0, with these other specifications,  
        and with their implementations.  

     4.6. Evaluation Against Requirement C-6  

        Requirement C-6 says:  

        C-6   NEA protocols MUST be highly scalable; the protocols MUST  
              support many Posture Collectors on a large number of NEA  
              Clients to be assessed by numerous Posture Validators  
              residing on multiple NEA Servers.  

        PA-TNC meets this requirement.  PA-TNC supports an unlimited  
        number of Posture Collectors, Posture Validators, NEA Clients,  
        and NEA Servers.  It also is quite scalable in many other  
        aspects as well.  A PA-TNC message can contain up to 2^32-1  
        octets and about 2^28 PA-TNC attributes.  Each organization with  
        an SMI Private Enterprise Number is entitled to define up to  
        2^32 vendor-specific PA-TNC Attribute Types, 2^16 vendor- 
        specific PA-TNC Product IDs, and 2^32 vendor-specific PA-TNC  
       
       
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        Error Codes. Each attribute can contain almost 2^32 octets.  It  
        is generally not advisable or necessary to send this much data  
        in a NEA assessment, but still PA-TNC is highly scalable and  
        meets requirement C-6 easily.  

     4.7. Evaluation Against Requirement C-7  

        Requirement C-7 says:  

        C-7   The protocols MUST support efficient transport of a large  
              number of attribute messages between the NEA Client and  
              the NEA Server.  

        PA-TNC meets this requirement.  Each PA-TNC message can contain  
        about 2^28 PA-TNC attributes.  PA-TNC supports up to 2^32 round  
        trips in a session so the maximum number of attribute messages  
        that can be sent in a single session is actually about 2^50.   
        However, it is generally inadvisable and unnecessary to send a  
        large number of messages in a NEA assessment.  As for  
        efficiency, PA-TNC adds only 12 octets of overhead per attribute  
        and 8 octets per message (which is negligible on a per-attribute  
        basis).  

     4.8. Evaluation Against Requirement C-8  

        Requirement C-8 says:  

        C-8   NEA protocols MUST operate efficiently over low bandwidth  
              or high latency links.  

        PA-TNC meets this requirement.  A typical PA-TNC exchange will  
        involve one or two round trips with less than 500 octets of PA- 
        TNC messages. Of course, use of PA-TNC security or vendor- 
        specific PA-TNC attribute types could expand the assessment.   
        However, PA-TNC itself imposes an overhead of only 8 octets per  
        PA-TNC message and 12 octets per attribute.  

     4.9. Evaluation Against Requirement C-9  

        Requirement C-9 says:  

        C-9   For any strings intended for display to a user, the  
              protocols MUST support adapting these strings to the  
              user's language preferences.  



       
       
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        PA-TNC meets this requirement.  The fields defined here do not  
        include any strings intended for display to a user. They are  
        intended for logging and programmatic comparisons.  

        If any vendor-specific PA-TNC attribute types or future IETF  
        Standard PA-TNC Attribute Types include strings that are  
        intended for display to a user, they can be adapted to the  
        user's language preferences using the PB-TNC protocol's ability  
        to exchange information about those preferences in a standard  
        manner.  The Posture Broker Server will need to expose the  
        user's preferences to the Posture Validators through whatever  
        API or protocol is used to connect those components. However,  
        that is all out of scope for this specification.      

     4.10. Evaluation Against Requirement C-10  

        Requirement C-10 says:  

        C-10  NEA protocols MUST support encoding of strings in UTF-8  
              format.  

        PA-TNC meets this requirement.  All strings in the PA-TNC  
        protocol are encoded in UTF-8 format.  This allows the protocol  
        to support a wide range of languages efficiently.  

     4.11. Evaluation Against Requirement PA-1  

        Requirement PA-1 says:  

        PA-1  The PA protocol MUST support communication of an  
              extensible set of NEA standards defined attributes.  These  
              attributes will be uniquely identifiable from non-standard  
              attributes.  

        PA-TNC meets this requirement.  Each attribute is identified  
        with a PA-TNC Attribute Vendor ID and a PA-TNC Attribute Type.   
        IETF Standard PA-TNC Attribute Types use a vendor ID of zero  
        (0), in contrast with vendor-specific PA-TNC Attribute Types,  
        which will use the vendor's SMI Private Enterprise Number as the  
        vendor ID.  The IANA will maintain a registry of IETF Standard  
        PA-TNC Attribute Types with new values added by IETF Consensus,  
        as described in the IANA Considerations section of this  
        specification.  Thus, the set of standard attribute types is  
        extensible, but all standard attribute types are uniquely  
        identifiable.  


       
       
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     4.12. Evaluation Against Requirement PA-2  

        Requirement PA-2 says:  

        PA-2  The PA protocol MUST support communication of an  
              extensible set of vendor-specific attributes.  These  
              attributes will be segmented into uniquely identifiable  
              vendor specific name spaces.  

        PA-TNC meets this requirement.  Each attribute is identified  
        with a PA-TNC Attribute Vendor ID and a PA-TNC Attribute Type.   
        Vendor-defined PA-TNC Attribute Types use the vendor's SMI  
        Private Enterprise Number as the PA-TNC Attribute Vendor ID.   
        Each vendor can define up to 2^32 PA-TNC Attribute Types, using  
        its own internal processes to manage its set of attribute types.   
        The IANA is not involved, other than the initial assignment of  
        the vendor's SMI Private Enterprise Number.  Thus, the set of  
        vendor-specific attributes is segmented into uniquely  
        identifiable vendor-specific name spaces.  

     4.13. Evaluation Against Requirement PA-3  

        Requirement PA-3 says:  

        PA-3  The PA protocol MUST enable a Posture Validator to make  
              one or more requests for attributes from a Posture  
              Collector within a single assessment.  This enables the  
              Posture Validator to reassess the posture of a particular  
              endpoint feature or to request additional posture  
              including from other parts of the endpoint.  

        PA-TNC meets this requirement.  The Attribute Request attribute  
        type is an IETF Standard PA-TNC Attribute Type that permits a  
        Posture Validator to send to one or more Posture Collectors a  
        request for one or more attributes. This attribute may be sent  
        at any point in the posture assessment process and may in fact  
        be sent more than once if the Posture Validator needs to first  
        determine the type of operating system and then request certain  
        attributes specific to that operating system, for example.  

     4.14. Evaluation Against Requirement PA-4  

        Requirement PA-4 says:  

        PA-4  The PA protocol MUST be capable of returning attributes  
              from a Posture Validator to a Posture Collector.  For  
              example, this might enable the Posture Collector to learn  
       
       
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              the specific reason for a failed assessment and to aid in  
              remediation and notification of the system owner.  

        PA-TNC meets this requirement.  A Posture Validator can easily  
        send attributes to one or more Posture Collectors.  

     4.15. Evaluation Against Requirement PA-5  

        Requirement PA-5 says:  

        PA-5  The PA protocol SHOULD provide authentication, integrity,  
              and confidentiality of attributes communicated between a  
              Posture Collector and Posture Validator.  This enables  
              end-to-end security across a NEA deployment that might  
              involve traversal of several systems or trust boundaries.  

        PA-TNC meets this requirement when a PA-TNC Security mechanism  
        is used, such as PA-TNC Security with CMS.  The specifications  
        for those mechanisms should be consulted for a complete analysis  
        of their security properties.  

        PA-TNC Security is an optional addition to PA-TNC because  
        different products and deployments may require different  
        security mechanisms. For example, one product might integrate  
        Posture Validators, the Posture Broker Server, and the Posture  
        Transport Server into a single entity. In that case, PA-TNC  
        security may not be needed. PT security may be enough. Another  
        deployment may employ remote Posture Validators in the same  
        trust domain as the Posture Broker Server. In that case, a TLS  
        session between the Posture Broker Server and the Posture  
        Validators may suffice. A third deployment may include a Posture  
        Broker Server that is not trusted to see PA-TNC messages, at  
        least for some Posture Validators. In that case, PA-TNC security  
        may be desirable. Even there, some deployments may wish to use  
        PKI (Public Key Infrastructure) for security, while others may  
        wish to use Kerberos or another mechanism.  

     4.16. Evaluation Against Requirement PA-6  

        Requirement PA-6 says:  

        PA-6  The PA protocol MUST be capable of carrying attributes  
              that contain non-binary and binary data including  
              encrypted content.  

        PA-TNC meets this requirement.  PA-TNC attributes can contain  
        non-binary and binary data including encrypted content.  For  
       
       
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        examples, see the attribute type definitions contained in this  
        specification and in the PA-TNC Security with CMS specification.  

     5. Security Considerations  

        This section discusses the major types of potential security  
        threats relevant to the PA-TNC message protocol and summarizes  
        the expected security protections that should be offered by PA- 
        TNC security protocols.  PA-TNC security protocols are described  
        in separate specifications which layer upon the base PA-TNC  
        protocol described in this specification.  It is envisioned that  
        additional attribute types will be defined to facilitate the  
        exchange of security capabilities, keys, and security protected  
        attributes.  Ultimately, the NEA deployer decides which security  
        protection is most appropriate for a particular deployment  
        environment.  The security protections discussed in this section  
        highlight the need for PA-TNC security protocol implementations  
        to be capable of offering the feature.  

     5.1. Trust Relationships  

        In order to understand where security countermeasures are  
        necessary, this section starts with a discussion of where the  
        TNC architecture envisions some trust relationships between the  
        processing elements of the PA-TNC protocol.  Some deployments  
        may wish to reduce the amount of assumed trust by using a PA-TNC  
        security protocol to protect the PA-TNC messages.  The following  
        sub-sections discuss the trust properties associated with each  
        portion of the NEA reference model directly involved with the  
        processing of the PA-TNC protocol.  

     5.1.1. Posture Collector  

        The Posture Collectors are trusted by Posture Validators to:  

        o  Collect valid information about the component type associated  
           with the Posture Collector  

        o  Report upon collected information consistent with local  
           security and privacy policies  

        o  Accurately report information associated with the type of  
           component for the PA-TNC message  

        o  Not act maliciously to the Posture Broker Server and Posture  
           Validators, including attacks such as Denial Of Service  

       
       
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     5.1.2. Posture Validator  

        The Posture Validators are trusted by Posture Collectors to:  

        o  Only request information necessary to assess the security  
           state of the endpoint  

        o  Make assessment decisions based on deployer defined policies  

        o  Discard collected information consistent with data retention  
           and privacy policies  

        o  Not act maliciously to the Posture Broker Server and Posture  
           Collectors, including attacks such as Denial Of Service  

     5.1.3. Posture Broker Client, Posture Broker Server, and PB-TNC  

        The Posture Broker Client and Posture Broker Server are trusted  
        by the Posture Collector and Posture Validator to:  

        o  Provide a reliable transport for PA-TNC messages  

        o  Deliver messages for a particular PA Subtype only to those  
           Posture Collectors and Posture Validators that have  
           registered for them  

        o  Not disclose any provided attributes to unauthorized parties  

        o  Not act maliciously to drop messages, duplicate messages, or  
           flood the Posture Collectors and Posture Validators with  
           unnecessary messages  

        o  Not observe, fabricate, or alter the contents of a PA-TNC  
           message (this trust can be minimized with a PA-TNC security  
           protocol)  

        o  Properly place Posture Collector and Posture Validator  
           identifiers into the PB-TNC protocol, deliver those  
           identifiers to Posture Collectors and Posture Validators as  
           needed, and manage exclusive delivery to a particular Posture  
           Collector or Posture Validator  

        o  Properly expose authentication information from PT security  
           so that Posture Collectors and Posture Validators can use  
           this to make policy decisions  


       
       
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     5.2. Security Threats  

        Beyond the trusted relationships assumed in section 5.1, the PA- 
        TNC protocol faces a number of potential security attacks that  
        could require targeted security countermeasures.  PA-TNC  
        security protocol specifications MUST state if and how the  
        security protocol will safeguard against these types of attack.  

        Generally the PA-TNC protocol, without the presence of security  
        countermeasures, relies upon the underlying PT protocol to  
        protect the messages from attack when traveling over the  
        network.  Once the message resides on the Posture Broker Client  
        or Posture Broker Server, it is trusted to be properly and  
        safely delivered to the appropriate Posture Collectors and  
        Posture Validators.  However, in some deployments the PA-TNC  
        messages need to travel over network hops that are not protected  
        by PT or require more assurance that only the appropriate  
        Posture Collector or Posture Validator has received the message.   
        In these cases, end to end PA-TNC message protection might be  
        required.  The following sub-sections focus on the potential  
        threats where end to end protection might be desired and thus  
        when the use of the PA-TNC security protocol becomes beneficial.  

     5.2.1. Attribute Theft  

        When PA-TNC messages are sent over unprotected network links or  
        spanning local software stacks that are not trusted, the  
        contents of the PA-TNC messages may be subject to information  
        theft by an intermediary party.  This theft could result in  
        information being recorded for future use or analysis by the  
        adversary.  Attributes observed by eavesdroppers could contain  
        information that exposes potential weaknesses in the security of  
        the endpoint, or system fingerprinting information easing the  
        ability of the attacker to employ attacks more likely to be  
        successful against the endpoint.  The eavesdropper might also  
        learn information about the endpoint or network policies that  
        either singularly or collectively is considered sensitive  
        information (e.g. certain endpoints are lacking patches, or  
        particular sub-networks have more lenient policies).  PA-TNC  
        attributes are not intended to carry privacy-sensitive  
        information, but should some exist in a message, the adversary  
        could come into possession of the information which could be  
        used for other financial gain.  




       
       
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     5.2.2. Message Fabrication  

        Attackers on the network or present within the NEA system could  
        introduce fabricated PA-TNC messages intending to trick or  
        create a denial of service against aspects of an assessment.   
        This could occur if an active attacker could launch a man-in- 
        the-middle (MiTM) attack by proxying the PA-TNC messages and was  
        able to replace undesired messages with ones easing future  
        attack upon the endpoint.  Consider a scenario where PT security  
        protection is not used, and the Posture Broker Server proxies  
        all assessment traffic to a remote Posture Broker Server.  The  
        proxy could eavesdrop and replace assessment results attributes,  
        tricking the endpoint into thinking it has passed an assessment,  
        when in fact it has not and requires remediation.  Because the  
        Posture Collector has no way to verify that attributes were  
        actually created by an authentic Posture Validator, it is unable  
        to detect the falsified attribute or message.  

     5.2.3. Attribute Modification  

        This attack could allow an active attacker capable of  
        intercepting a message to modify a PA-TNC message attribute to a  
        desired value to ease the compromise of an endpoint.  Without  
        the ability for message recipients to detect whether a received  
        message contains the same content as what was originally sent,  
        active attackers can stealthily modify the attribute exchange.   
        For example, an attacker might wish to change the contents of  
        the firewall component's version string attribute to disguise  
        the fact that the firewall is running an old, vulnerable  
        version.  The attacker would change the version string sent by  
        the firewall Posture Collector to the current version number, so  
        the Posture Validator's assessment passes while leaving the  
        endpoint vulnerable to attack.  Similarly, an attacker could  
        achieve widespread denial of service by altering large numbers  
        of assessments' version string attributes to an old value so  
        they repeatedly fail assessments even after a successful  
        remediation.  Upon receiving the lower value, the Posture  
        Validator would continue to believe that the endpoint is running  
        old, potentially vulnerable versions of the firewall that does  
        not meet network compliance policy, so therefore the endpoint  
        would not be allowed to join the network.  

     5.2.4. Attribute Replay  

        Another potential attack against an unprotected PA-TNC message  
        attribute exchange is to exploit the lack of a strong binding  
        between the attributes sent during an assessment to the specific  
       
       
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        endpoint.  Without a strong binding of the endpoint to the  
        measurement information, an attacker could record the attributes  
        sent during an assessment of a compliant endpoint and later  
        replay those attributes so that a non-compliant endpoint can now  
        gain access to the network or protected resource.  This attack  
        could be employed by a network MiTM that is able to eavesdrop  
        and proxy message exchanges, or by using local rogue agents on  
        the endpoints.  Assessments lacking some form of freshness  
        exchange could be subject to replay of prior assessment data,  
        even if it no longer reflects the current state of the endpoint.  

     5.2.5. Attribute Insertion  

        Similar to the attribute modification attacks, an adversary  
        wishing to include one or more attributes or PA-TNC messages  
        inside a valid assessment may be able to insert the attributes  
        or messages without detection is possible by the recipient.   
        Even if authentication of the parties is present during a PA-TNC  
        exchange, if no per-message and per-session integrity protection  
        is present, an attacker can add information to the assessment,  
        possibly causing incorrect assessment results.  For example, an  
        attacker could add attributes to the front of a PA-TNC message  
        to cause an assessment to succeed even for a non-compliant  
        endpoint, particularly if it knew that the recipient ignored  
        repeated attributes within a message.  Similarly, if a Posture  
        Collector or Posture Validator always generated an error if it  
        saw unexpected attributes, the attacker could cause failures and  
        denial of service by adding attributes or messages to an  
        exchange.  

     5.2.6. Denial of Service  

        A variety of types of denial of service attacks are possible  
        against the PA-TNC message exchange if left unprotected to  
        untrusted parties along the communication path between the  
        Posture Collector and Posture Validator.   Normally, the PT  
        exchange is bi-directionally authenticated which helps to  
        prevent a MiTM on the network from becoming an active proxy, but  
        transparent message routing gateways may still exist on the  
        communication path and can modify the integrity of the message  
        exchange unless adequate integrity protection is provided.  If  
        the MiTM or other entities on the network can send messages to  
        the Posture Broker Client or Posture Broker Server that appear  
        to be part of an assessment, these messages could confuse the  
        Posture Collector and Posture Validator or cause them to perform  
        unnecessary work or take incorrect action.  Several example  
        denial of service situations are described in section 5.2.3 and  
       
       
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        5.2.5.  Many potential denial of service examples exist,  
        including flooding messages to Posture Collector or Posture  
        Validator, sending very large messages containing many  
        attributes, and repeatedly asking for resource intensive  
        operations.  

     6. Privacy Considerations  

        The PA-TNC protocol is designed to allow for controlled  
        disclosure of security relevant information about an endpoint,  
        specifically for the purpose of enabling an assessment of the  
        endpoint's compliance with network policy.  The purpose of this  
        protocol is to provide visibility into the state of the  
        protective mechanisms on the endpoint, in order for the Posture  
        Validators and Posture Broker Server to determine whether the  
        endpoint is up to date and thus has the best chance of being  
        resilient in the face of malware threats.  One risk associated  
        with providing visibility into the contents of an endpoint is  
        the increased chance for exposure of privacy sensitive  
        information without the consent of the user.    

        While this protocol does provide the Posture Validator the  
        ability to request specific information about the endpoint, the  
        protocol is not open ended--bounding the Posture Validator to  
        only query specific information (attributes) about specific  
        security features (component types) of the endpoint.  Each PA- 
        TNC message is explicitly about a single component from the list  
        of components in section 2.4.  These components include a list  
        of security-related aspects of the endpoint that affect the  
        ability of the endpoint to resist attacks and thus are of  
        interest during an assessment.  Discretionary components used by  
        the user to create or view content are not on the list, as they  
        are more likely to have access to privacy sensitive information.   
        Similarly, PA-TNC messages contain a set of attributes which  
        describe the particular component.  Each attribute contains  
        generic information (e.g. product information or versions) about  
        the component, so it is unlikely to include any user specific or  
        identifying information.  This combination of limited set of  
        security related components with non-user specific attributes  
        greatly reduces the risk of exposure of privacy sensitive  
        information.  Vendors that choose to define additional component  
        types and/or attributes within their name space are encouraged  
        to provide similar constraints.  

        Even with the bounding of standard attribute information to  
        specific components, it is possible that individuals might wish  
        to share less information with different networks they wish to  
       
       
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        access.  For example, a user may wish to share more information  
        when connecting or being reassessed by the user's employer  
        network than what would be made available to the local coffee  
        shop wireless network.  While these situations do not impact the  
        protocol itself, they do suggest that Posture Collector  
        implementations should consider supporting a privacy filter  
        allowing the user and/or system owner to restrict access to  
        certain attributes based upon the target network.  The  
        underlying PT protocol authenticates the network's Posture  
        Broker Server at the start of an assessment, so identity can be  
        made available to the Posture Collector and per-network privacy  
        filtering is possible.  Network owners should make available a  
        list of the attributes they require to perform an assessment and  
        any privacy policy they enforce when handling the data.  Users  
        wishing to use a more restricted privacy filter on the endpoint  
        may risk not being able to pass an assessment and thus not gain  
        access to the requested network or resource.  

     7. IANA Considerations  

        Two new IANA registries are defined by this specification: IETF  
        Standard PA-TNC Attribute Types and IETF Standard PA-TNC Error  
        Codes.  This section explains how these registries work. Also,  
        this specification defines nine new IETF Standard PA Subtypes.  
        These assignments will be added to the registry for IETF  
        Standard PA Subtypes when this document is approved by the IESG  
        as an RFC.  

        Section 7.1 defines the new IETF Standard PA Subtypes. Sections  
        7.2 and 7.3 provide guidance to the IANA in creating and  
        managing the two new IANA registries defined by this  
        specification.  

     7.1. New IETF Standard PA Subtypes  

        Section 2.4 of this specification defines several new IETF  
        Standard PA Subtypes. Here is a list of these assignments:  

        Number   Name  
        ------   ----  
        0        Testing  
        1        Operating System  
        2        Anti-Virus  
        3        Anti-Spyware  
        4        Anti-Malware  
        5        Firewall  
        6        IDPS  
       
       
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        7        VPN  
          
        Once this document becomes an RFC, these IETF Standard PA  
        Subtypes should be added to the registry for IETF Standard PA  
        Subtypes defined in the PB-TNC specification. The RFC number  
        assigned to this document should be associated with these  
        assignments.  

     7.2. Registry for IETF Standard PA-TNC Attribute Types  

        The name for this registry is "IETF Standard PA-TNC Attribute  
        Types".  Each entry in this registry should include a human- 
        readable name, a decimal integer value between 0 and 2^32-1, and  
        a reference to an RFC where the contents of this attribute type  
        are defined.  This RFC must define the meaning of this PA-TNC  
        attribute type and the format and semantics of the PA-TNC  
        Attribute Value field for PA-TNC attributes that include the  
        designated numeric value in the PA-TNC Attribute Type field and  
        the value 0 in the PA-TNC Attribute Vendor ID field.  

        Entries to this registry may only be added by IETF Consensus, as  
        defined in RFC 2434 [3].  That is, they can only be added in an  
        RFC approved by the IESG.  

        The following entries for this registry are defined in this  
        document.  Once this document becomes an RFC, they should become  
        the initial entries in the registry for IETF Standard PA-TNC  
        Attribute Types.  



















       
       
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        Integer Value  Name                   Defining RFC  
        -------------  ----                   ------------  
        0              Testing                RFC # Assigned to this I-D
        1              Attribute Request      RFC # Assigned to this I-D
        2              Product Information    RFC # Assigned to this I-D
        3              Numeric Version        RFC # Assigned to this I-D
        4              String Version         RFC # Assigned to this I-D
        5              Operational Status     RFC # Assigned to this I-D
        6              Port Filter            RFC # Assigned to this I-D
        7              Installed Packages     RFC # Assigned to this I-D
        8              PA-TNC Error           RFC # Assigned to this I-D
          
     7.3. Registry for IETF Standard PA-TNC Error Codes  

        The name for this registry is "IETF Standard PA-TNC Error  
        Codes".  Each entry in this registry should include a human- 
        readable name, a decimal integer value between 0 and 2^32-1, and  
        a reference to an RFC where this error code is defined.  This  
        RFC must define the meaning of this error code and the format  
        and semantics of the Error Information field for PA-TNC  
        attributes that have a PA-TNC Vendor ID of 0, a PA-TNC Attribute  
        Type of PA-TNC Error, the designated numeric value in the PA-TNC  
        Error Code field, and the value 0 in the PA-TNC Error Code  
        Vendor ID field.  

        Entries to this registry may only be added by IETF Consensus, as  
        defined in RFC 2434.  That is, they can only be added in an RFC  
        approved by the IESG.  

        The following entries for this registry are defined in this  
        document.  Once this document becomes an RFC, they should become  
        the initial entries in the registry for IETF Standard PA-TNC  
        Error Codes.  





       
       
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        Integer Value  Name                   Defining RFC  
        -------------  ----                   ------------  
        1              Invalid Parameter      RFC # Assigned to this I-D
        2              Version Not Supported  RFC # Assigned to this I-D
        3              Attribute Type Not Supported RFC # For this I-D
          
     8. Acknowledgments  

        The authors of this draft would like to acknowledge the  
        following people who have contributed to or provided substantial  
        input on the preparation of this document or predecessors to it:  
        Stuart Bailey, Roger Chickering, Lauren Giroux, Charles  
        Goldberg, Steve Hanna, Ryan Hurst, Meenakshi Kaushik, Greg  
        Kazmierczak, Scott Kelly, PJ Kirner, Houcheng Lee, Lisa  
        Lorenzin, Mahalingam Mani, Sung Lee, Ravi Sahita, Mauricio  
        Sanchez, Brad Upson, and Han Yin.  

        This document was prepared using 2-Word-v2.0.template.dot.  

     9. References  

     9.1. Normative References  

        [1]   Bradner, S., "Key words for use in RFCs to Indicate  
              Requirement Levels", BCP 14, RFC 2119, March 1997.  

        [2]   F. Yergeau, "UTF-8, a transformation format of ISO 10646",  
              RFC 3629, November 2003.  

        [3]   Alvestrand, H. and T. Narten, "Guidelines for Writing an  
              IANA Considerations Section in RFCs", RFC 2434, October  
              1998.  

        [4]   Klyne, G. and C. Newman, "Date and Time on the Internet:  
              Timestamps", RFC 3339, July 2002.  

        [5]   Sahita, R., Hanna, S., and R. Hurst, "PB-TNC: A Posture  
              Broker Protocol (PB) Compatible with TNC", draft-sahita- 
              nea-pb-00.txt, Work In Progress, February 2008.  

     9.2. Informative References  

        [6]   Trusted Computing Group, "IF-M: TLV Binding", February  
              2008.  
       
       
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        [7]   Sangster, P., Khosravi, H., Mani, M., Narayan, K., and J.  
              Tardo, "Network Endpoint Assessment (NEA): Overview and  
              Requirements", draft-ietf-nea-requirements-05.txt, Work In  
              Progress, November 2007.  

        [8]   Sangster, P., "PA-TNC Security: A Posture Attribute (PA)  
              Security Protocol Compatible with TNC", draft-sangster- 
              nea-pa-tnc-security-00.txt, Work In Progress, February  
              2008.  

     Author's Address  

        Paul Sangster  
        Symantec Corporation  
        6825 Citrine Drive  
        Carlsbad, CA 92009 USA  
        Phone: +1.760.438.5656  
        Email: Paul_Sangster@symantec.com  
          

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