One document matched: draft-rfced-info-srisuresh-04.txt

Differences from draft-rfced-info-srisuresh-03.txt


Transport Working Group                                     P. Srisuresh
INTERNET-DRAFT                              	     Lucent Technologies
Obsoletes: RFC 1631                                           K. Egevang
Category: Informational                                Intel Corporation
Expire in six months                                       February 1998


                The IP Network Address Translator (NAT)
		   <draft-rfced-info-srisuresh-04.txt>

Status of this Memo

   This document is an Internet-Draft.  Internet-Drafts are
   working documents of the Internet Engineering Task Force
   (IETF), its areas, and its working groups. Note that other
   groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six
   months. Internet-Drafts may be updated, replaced, or obsoleted
   by other documents at any time.  It is not appropriate to use
   Internet-Drafts as reference material or to cite them other
   than as a "working draft" or "work in progress".

   To learn the current status of any Internet-Draft, please
   check the 1id-abstracts.txt listing contained in the
   Internet-Drafts Shadow Directories on ds.internic.net (US East
   Coast), nic.nordu.net (Europe), ftp.isi.edu (US West Coast),
   or munnari.oz.au (Pacific Rim).

Preface

   The NAT operation described in this document extends address 
   translation introduced in RFC 1631 and includes a new type 
   of network address and TCP/UDP port translation.  In addition, 
   this document corrects the Checksum adjustment algorithm 
   published in RFC 1631 and attempts to discuss NAT operation 
   and limitations in detail.

Abstract

   Basic Network Address Translation or Basic NAT is a feature by 
   which IP addresses are mapped from one group to another, transparent 
   to users. Network Address Port Translation, or NAPT is an extension 
   to Basic NAT, in that many network addresses and their TCP/UDP ports 
   are translated to a single network address and its TCP/UDP ports.



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   Together, these two operations, traditionally referred to as NAT,
   provide a mechanism to connect an isolated routing realm with private
   unregistered addresses to the external routing network with globally 
   unique registered addresses.


1. Introduction

   The need for IP Address translation arises when a network's internal 
   IP addresses cannot be used outside the network either for security 
   reasons or because they are invalid for use outside the network. 

   Network topology outside a local domain can change in many ways. 
   Customers may change providers, company backbones may be 
   reorganized, or providers may merge or split.  Whenever external 
   topology changes with time, address assignment for nodes within the
   local domain must also change to reflect the external changes.
   Changes of this type can be hidden from the users within the domain
   by centralizing changes to a single address translation router.

   Basic Address translation feature would allow local hosts on a 
   private network to transparently access the external global network 
   and enable access to  selective local hosts from the outside. 
   Organizations with a network setup predominantly for internal use, 
   with a need for occasional external access are good candidates for 
   this feature.

   Many Small Office, Home Office (SOHO) users and telecommuting 
   employees have multiple Network nodes in their office, running 
   TCP/UDP applications, but have a single IP address assigned to 
   their remote access router by their service provider to access 
   remote networks. This ever increasing community of remote access 
   users would be benefited by NAPT, which would permit multiple 
   nodes in a local network to simultaneously access remote networks 
   using the single IP address assigned to their router. 

   There are limitations to using the translation feature. It is 
   mandatory that all requests and responses pertaining to a session
   be routed via the same NAT router. For this reason, we recommend
   that NATs be operated on a border router that is unique to a stub 
   domain, where all IP packets are either originated from the domain
   or destined to the domain. Address translation is predominantly
   application independent, with the exception of FTP and a few 
   other applications. Encoded FTP sessions and any encoded sessions 
   in general that might include IP addresses in the encoding will 
   not be supported by NAT.

   This solution has the disadvantage of taking away the end-to-end



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   significance of an IP address, and making up for it with increased
   state in the network. As a result, end-to-end IP network level
   security assured by IPSec cannot be assumed to end hosts, so long
   as there exists a NAT router along the route. The advantage of 
   this approach however is that it can be installed without changes 
   to hosts or routers. 

2. Terminology and concepts used

2.1. Session flow vs. Packet flow

   Connection or session flows are different from packet flows. 
   A session flow  indicates the direction in which the session was 
   initiated with reference to a network port. Packet flow is the 
   direction in which the packet has traveled with reference to a 
   network port.

   Take for example, an outbound telnet session. The telnet session 
   consists of packet flows in both inbound and outbound directions. 
   Outbound telnet packets carry terminal keystrokes and inbound 
   telnet packets carry screen displays from the telnet server.

   Performing address or TCP port translation for a telnet session 
   would involve translation of incoming as well as outgoing packets 
   belonging to that session.

   Packets belonging to a TCP/UDP  session are uniquely identified 
   by the tuple of (source IP address, source TU port, target IP 
   address, target TU port). Packets belonging to all other sessions 
   are characterized simply by the tuple of (source IP address, target 
   IP address, IP protocol). A session is uniquely identified by the 
   first packet of that session.

2.2. TU ports, Server ports, Client ports

   For the reminder of this document, we will refer TCP/UDP ports 
   associated with an IP address simply as "TU ports".

   For most TCP/IP hosts, TU port range 0-1023 is used by servers 
   listening for incoming connections. Clients trying to initiate 
   a connection typically select a TU port in the range of 1024-65535. 
   However, this convention is not universal and not always followed. 
   Some client stations initiate connections using a TU port number 
   in the range of 0-1023, and there are servers  listening on TU 
   port numbers in the range of 1024-65535.

   A complete list of TU port services may be found in Ref[2].




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2.3. Start of session for TCP, UDP and others

   The first packet of every TCP session tries to establish a session 
   and contains connection startup information. The first packet of a 
   TCP session may be recognized by the presence of SYN bit and 
   absence of ACK bit in the TCP flags. All TCP packets, with the 
   exception of the first packet must have the ACK bit set.

   However, there is no deterministic way of recognizing the start of 
   a UDP based session or any non-TCP session. 

2.4. Application Level gateway (ALG)

   Not all applications lend themselves easily to translation by NATs;
   especially those that include IP addresses and TCP/UDP ports in the
   payload.  Application Level Gateways (ALGs) are application 
   specific translation agents that allow hosts from one routing realm 
   to connect to hosts in a different realm. The ALGs may optionally 
   utilize address/port assignments by NAT and perform translations of 
   packets pertaining to the application.

3. Overview of NAT

   The Address Translation operation presented in this document is 
   called NAT, for Network Address Translator. This is also sometimes
   referred to as "Traditional NAT", as there are many variations of 
   address translation that lend themselves to different applications. 
   NAT operation described here is a router function that involves 
   a) dynamic address assignment and address translation or 
   b) dynamic TCP/UDP port assignment and translation of network 
   address and TCP/UDP port. We will call the former Basic NAT and 
   the latter NAPT. Together they are referred to as NAT. Unless 
   mentioned otherwise, Address Translation or NAT throughout this 
   document will pertain to Basic NAT as well as NAPT.  Only the stub 
   border routers as described in figure 1 below may be configured 
   to perform address translation.


        \ | /                 .                                /
   +---------------+  WAN     .           +-----------------+/
   |Regional Router|----------------------|Stub Router w/NAT|---
   +---------------+          .           +-----------------+\
                              .                      |         \
                              .                      |  LAN
                              .               ---------------
                        Stub border

                      Figure 1: NAT Configuration



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3.1 Overview of Basic NAT

   Basic NAT operation is as follows. A stub domain with a set of 
   private network addresses could be enabled to communicate with 
   external network by dynamically mapping to a set of globally 
   valid network addresses. If the number of local nodes are less 
   than or equal to addresses in the global set, each local address 
   is guaranteed to be mapped to an address from global set. Otherwise, 
   local nodes allowed to have simultaneous access to external network 
   are limited by the number of addresses in global set. In addition, 
   individual local addresses may be statically mapped to specific 
   global addresses to ensure guaranteed access to the outside or to 
   expose a local node for access from the outside.  Multiple sessions 
   may be initiated from a local node, using the same address mapping. 
   
   Addresses inside a stub domain are local to that domain and not
   valid outside the domain. Thus, addresses inside a stub domain
   can be reused by any other stub domain. For instance, a single
   Class A address could be used by many stub domains. At each exit
   point between a stub domain and backbone, NAT is installed. If 
   there is more than one exit point it is of great importance that 
   each NAT has the same translation table.

                                   \ | /
                                 +---------------+
                                 |Regional Router|
                                 +---------------+
                               WAN |           | WAN
                                   |           |
               Stub A .............|....   ....|............ Stub B
                                   |           |
                 {s=198.76.29.7,^  |           |  v{s=198.76.29.7,
                  d=198.76.28.4}^  |           |  v d=198.76.28.4}
                   +-----------------+       +-----------------+
                   |Stub Router w/NAT|       |Stub Router w/NAT|
                   +-----------------+       +-----------------+
                         |                         |
                         |  LAN               LAN  |
                   -------------             -------------
                             |                 |
           {s=10.33.96.5, ^  |                 |  v{s=198.76.29.7,
            d=198.76.28.4}^ +--+             +--+ v d=10.81.13.22}
                            |--|             |--|
                           /____\           /____\
                         10.33.96.5       10.81.13.22

                     Figure 2: Basic NAT Operation



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   For instance, in the example of figure 2, both stubs A and B
   internally use class A address 10.0.0.0. Stub A's NAT is 
   assigned the class C address 198.76.29.0, and Stub B's NAT is 
   assigned the class C address 198.76.28.0. The class C addresses 
   are globally unique no other NAT boxes can use them.

   When stub A host 10.33.96.5 wishes to send a packet to stub B host
   10.81.13.22, it uses the globally unique address 198.76.28.4 as
   destination, and sends the packet to it's primary router. The stub
   router has a static route for net 198.76.0.0 so the packet is
   forwarded to the WAN-link. However, NAT translates the source 
   address 10.33.96.5 of the IP header to the globally unique 
   198.76.29.7 before the packet is forwarded. Likewise, IP packets
   on the return path go through similar address translations.

   Notice that this requires no changes to hosts or routers. For
   instance, as far as the stub A host is concerned, 198.76.28.4 is
   the address used by the host in stub B. The address translations
   are completely transparent. Of course, this is just a simple 
   example. There are numerous issues to be explored.



3.2. Overview of NAPT

   Say, an organization has a private IP network and a WAN link to a
   service provider. The private network's stub router is assigned
   a globally valid address on the WAN link and the remaining nodes 
   in the organization have IP addresses that have only local 
   significance. In such a case, nodes on the private network could 
   be allowed simultaneous access to external network, using the 
   single registered IP address with the aid of NAPT. NAPT would 
   allow mapping of tuples of the type (local IP addresses, local 
   TU port number) to tuples of the type (registered IP address, 
   assigned TU port number).

   This model fits the requirements of most Small Office Home Office 
   (SOHO) groups to access external network using a single service 
   provider assigned IP address. This model could be extended to 
   allow inbound access by statically mapping a local node per each 
   service TU port of the registered IP address.

   In the example of figure 3 below, stub A internally uses class A 
   address 10.0.0.0. The stub router's WAN interface is assigned an 
   IP address 138.76.28.4 by the service provider.




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                                   \ | /
                                 +-----------------------+
                                 |Service Provider Router|
                                 +-----------------------+
                               WAN |
                                   |
               Stub A .............|....
                                   |
       ^{s=138.76.28.4,sport=1024, |  v{s=138.76.29.7, sport = 23,
       ^ d=138.76.29.7,dport=23}   |  v d=138.76.28.4, dport = 1024}
                       +------------------+
                       |Stub Router w/NAPT|
                       +------------------+
                         |
                         |  LAN
   --------------------------------------------
      |        ^{s=10.0.0.10,sport=3017, |  v{s=138.76.29.7, sport=23,
      |        ^ d=138.76.29.7,dport=23} |  v d=10.0.0.10, dport=3017}
      |                                  |
     +--+      +--+                    +--+
     |--|      |--|                    |--|
    /____\    /____\                  /____\
   10.0.0.1  10.0.0.2   .....        10.0.0.10

    Figure 3: Network Address Port Translation (NAPT) Operation


   When stub A host 10.0.0.10 sends a telnet packet to host 
   138.76.29.7, it uses the globally unique address 138.76.29.7 as 
   destination, and sends the packet to it's primary router. The 
   stub router has a static route for net 138.76.0.0 so the packet 
   is forwarded to the WAN-link. However, NAPT translates the tuple 
   of source address 10.0.0.10 and source TCP port 3017 in the IP 
   and TCP headers into the globally unique 138.76.28.4 and a 
   uniquely assigned TCP port, say 1024, before the packet is 
   forwarded. Packets on the return path go through similar address 
   and TCP port translations for the target IP address and target 
   TCP port. Once again, notice that this requires no changes to 
   hosts or routers.  The translation is completely transparent.

   In this setup, only TCP/UDP sessions are allowed and must originate 
   from the local network. However, there are services such as DNS 
   that demand inbound access. There may be other services for which 
   an organization wishes to allow inbound session access.  It is 
   possible to statically configure a TU port service on the stub 
   router to be directed to a specific node in the private network. 




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   In addition to TCP/UDP sessions, ICMP messages, with the exception 
   of REDIRECT message type may also be monitored by NAPT router.
   ICMP query type packets are translated similar to that of TCP/UDP 
   packets, in that the identifier field in ICMP message header will 
   be uniquely mapped to a query identifier of the registered IP 
   address.  The identifier field in ICMP query messages is set by 
   Query sender and returned unchanged in response message from the 
   Query responder.  So, the tuple of (Local IP address, local ICMP 
   query identifier) is mapped to a tuple of (registered IP address, 
   assigned ICMP query Identifier) by the NAPT router to uniquely 
   identify ICMP queries of all types from any of the local hosts. 
   Modifications to ICMP error messages are discussed in a later 
   section, as that involves modifications to ICMP payload as well 
   as the IP and ICMP headers.

   In NAPT setup, where the registered IP address is the same as the IP 
   address of the stub router WAN interface, the router has to be sure
   to make distinction between TCP, UDP or ICMP query sessions 
   originated from itself versus those originated from the nodes on 
   local network. All inbound sessions (including TCP, UDP and ICMP 
   query sessions) are assumed to be directed to the NAT router as 
   the end node, unless the target service port is statically mapped to 
   a different node in the local network.

   Sessions other than TCP, UDP and ICMP query type are simply not 
   permitted from local nodes, serviced by a NAPT router.



4.0. Translation phases of a session.

   There are three phases to Address translation, as follows.

4.1. Address binding:

   Address binding is the phase in which a local node IP address is 
   associated with a global address for purposes of translation. For
   addresses that have static mapping, the binding happens at startup 
   time. Otherwise, a local address is bound to a global address 
   dynamically at the time of session initiation from the local node. 
   Once a local address is bound to a global address, all subsequent 
   sessions originating from the same local address will use the same 
   binding for session based packet translation. 

   In the case of NAPT, where many local addresses are mapped to a 
   single globally unique address, the binding would be from (local 
   IP addr, TU port#) to a TU port of Registered IP address.  As 
   with Basic NAT, this binding is determined at the time of session 



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   initiation. 

4.2. Address lookup and translation:

   Once address binding is established for a connection setup 
   through a NAT port, all subsequent packets belonging to the same 
   connection will be subject to address lookup (and TU port lookup, 
   in the case of NAPT) for translation purposes.

   For outbound packets of a session, the source IP address (and 
   source TU port, in case of NAPT) and related fields (such as 
   IP, TCP, UDP and ICMP header checksums) will undergo translation. 
   For inbound packets of a session, the destination IP address 
   (and destination TU port, in case of NAPT) and related fields
   such as IP, TCP, UDP and ICMP header checksums) will undergo 
   translation.

4.3. Address unbinding:

   Address unbinding is the phase in which a local node IP address is 
   no longer associated with a global address for purposes of 
   translation. When the last session based on an address binding is 
   terminated, it is safe to do the address unbinding after session 
   termination.  

   The end of a TCP session is detected when FIN is acknowledged by 
   both halves of the session or when either half sets RST bit in 
   TCP flags field. Within a couple seconds after this, the session 
   can be safely assumed to have been terminated. Dynamically bound 
   TCP entries that have not been used for say, 24 hours, should 
   also be safe to delete from the bound list. Dynamically bound 
   non-TCP entries that have not been used for say, 1 minute, should 
   also be safe to delete from the bound list. Session timeouts for 
   TCP and non-TCP sessions could optionally be made user  
   configurable. Another good way to handle session terminations is 
   to timestamp entries and keep them as long as possible and retire 
   the longest idle session when it becomes necessary. 














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5.0. Packet Translations

   NATs are, generally speaking, application independent in that 
   the translations are limited to IP/TCP/UDP/ICMP headers and 
   ICMP error messages only. NATs also do not change the payload
   of any the packets, as payloads tend to be application specific.

   However, there are exceptions to this rule. One of the most 
   popular internet applications FTP would not work by this purist
   approach of NATs. FTP control session carries in its payload the 
   IP address and TCP port information pertaining to the data 
   session it supports. So, NATs are extended to support FTP 
   application as an exception. Some vendors may choose to expand 
   the function of NAT routers to include other applications 
   requiring modifications in payload. 
   
   Keeping NATs application independent implies having to work
   some of the commonly used utilities (which use IP addresses in 
   payload) around NAT. DNS service is one of them. It is 
   recommended that internal DNS servers maintain mapping of names 
   to IP addresses for internal hosts as well as some external 
   hosts. External DNS servers maintain name mapping for external 
   hosts alone and not for any of the internal hosts. If the local 
   network does not have an internal DNS server, all DNS requests 
   will be directed to external DNS server to find address mapping 
   for the external hosts.

   Packets pertaining to NAT managed sessions undergo translation 
   in either direction. Individual packet translation issues  are 
   covered in detail in the following sub-sections.

   NAT modifications are per packet based and can be very compute 
   intensive, as they involve one or more checksum modifications
   in addition to simple field translations. Luckily, we have
   an algorithm below, which makes checksum adjustment to IP, TCP,
   UDP and ICMP headers very simple and efficient. Since all these
   headers use a one's complement sum, it is sufficient to calculate
   the arithmetic difference between the before-translation and after-
   translation addresses and add this to the checksum. The algorithm 
   below is applicable only for even offsets (i.e., optr below must 
   be at an even offset from start of header) and even lengths 
   (i.e., olen and nlen below must be even). Sample code (in C) for 
   this is as follows. 








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   void checksumadjust(unsigned char *chksum, unsigned char *optr,
   int olen, unsigned char *nptr, int nlen)
   /* assuming: unsigned char is 8 bits, long is 32 bits.
     - chksum points to the chksum in the packet
     - optr points to the old data in the packet
     - nptr points to the new data in the packet
   */
   {
     long x, old, new;
     x=chksum[0]*256+chksum[1];
     x=~x & 0xFFFF;
     while (olen) 
     {
         old=optr[0]*256+optr[1]; optr+=2;
         x-=old & 0xffff;
         if (x<=0) { x--; x&=0xffff; }
         olen-=2;
     }
     while (nlen) 
     {
         new=nptr[0]*256+nptr[1]; nptr+=2;
         x+=new & 0xffff;
         if (x & 0x10000) { x++; x&=0xffff; }
         nlen-=2;
     }
     x=~x & 0xFFFF;
     chksum[0]=x/256; chksum[1]=x & 0xff;
   }

5.1. Header Manipulations

   In Basic NAT model, the IP header of every packet must be 
   modified. This modification includes IP address (source IP 
   address for outbound packets and destination IP address for 
   inbound packets) and the IP checksum. 

   For TCP/UDP sessions, modifications must include update of 
   checksum in the TCP/UDP headers. This is because TCP/UDP 
   checksum also covers a pseudo header which contains the source 
   and destination IP addresses. As an exception, UDP headers 
   with 0 checksum should not be modified. 
   
   In NAPT model, modifications to IP header are similar to that of
   Basic NAT. For TCP/UDP sessions, modifications must be extended
   to include translation of TU port (source TU port for outbound 
   packets and destination TU port for inbound packets) in the 
   TCP/UDP header.  




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   Modifications to ICMP and FTP packets are considered separately 
   in the following subsections. ICMP packet modifications section
   covers modifications to ICMP headers as well. 

5.2. FTP sessions

   The arguments to the File Transfer Protocol (FTP) PORT command and 
   PASV response include an IP address and a TCP port (in ASCII!). If 
   the IP address in PORT command or PASV response is local to the 
   stub domain, then NAT must substitute this.  Because the address 
   and TCP port are encoded in ASCII, this may result in a change in 
   the size of packet.  For instance, 10,18,177,42,64,87 is 18 ASCII 
   characters, whereas 193,45,228,137,64,87 is 20 ASCII characters. 
   If the new size is same as the previous, only the TCP checksum 
   needs adjustment as a result of change of data. If the new size 
   is less than or greater than the previous, TCP sequence numbers 
   must also be changed to reflect the change in length of FTP control 
   data portion.

   A special table is used to correct the TCP sequence and acknowledge
   numbers with source port FTP or destination port FTP. The table
   entries should have source, destination, source port, destination
   port, delta for sequence numbers and a timestamp. New entries are 
   created only when FTP PORT commands or PASV responses are seen. The 
   sequence number delta may be increased or decreased for every FTP 
   PORT command or PASV response. Sequence numbers are incremented 
   and acknowledge numbers are decremented by this delta. 

   The sequence number adjustment must be coded carefully, not to harm
   performance for TCP in general. Of course, if the FTP session is
   encrypted, PORT command and/or PASV response will fail.

5.3. ICMP packet modifications

   All ICMP error messages (with the exception of Redirect message type)
   will need to be modified, when passed through NAT. The ICMP error 
   message types needing NAT modification would include 
   Destination-Unreachable, Source-Quench, Time-Exceeded and 
   Parameter-Problem.  NAT should not attempt to modify a Redirect 
   message type.

   Changes to ICMP error message will include a minimum of two address 
   modifications and three checksum modifications. This is because these
   ICMP messages contain part of the original IP packet in the payload.
   In order for NAT to be completely transparent to the host, the IP 
   address of the IP header embedded in the payload of the ICMP packet 
   must be modified, the checksum field of the same IP header must 
   correspondingly be modified, and the ICMP header checksum must also



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   be modified to reflect changes made to the IP header and checksum in 
   the payload. Furthermore, the normal IP header must also be 
   modified. 
   
   In a NAPT setup, if the IP message embedded within ICMP 
   happens to be a TCP, UDP or ICMP Query packet, you will also need to 
   modify the appropriate TU port number within the TCP/UDP header or
   the Query Identifier field in the ICMP Query header.

5.4. IP option handling

   An IP datagram with any of the IP options Record Route, Strict 
   Source Route or Loose Source Route would involve IP addresses of the 
   intermediate routers. A NAT intermediate router would simply leave 
   the addresses untranslated and not participate in the processing of 
   these options.  

5.5. Applications with IP-address Content

   Not All applications lend themselves easily to address translation 
   by NATs. Especially, the applications that carry IP address 
   (and TU port, in case of NAPT) inside the payload. Application Level 
   Gateways, or ALGs must be used to perform translations on packets 
   pertaining to such applications. ALGs may optionally utilize address 
   (and TU port) assignments made by NAT and perform translations 
   specific to the application. Some not so transparent ALGs may choose 
   to perform application specific authentication, logging, filtering 
   and other enhanced functions, not often found with application 
   independent NATs. Often, one or more ALGs are used in a NAT router 
   to complement NAT functionality for a private network. 

   For example, NAT routers would not translate IP addresses 
   within SNMP payloads. It is not uncommon for an SNMP specific 
   ALG to reside on a NAT router to perform SNMP MIB translations 
   proprietary to the private network.

   And, if the payload is encrypted, then it is impossible for NATs
   or even the ALGs to make the translation.
			  

6. Miscellaneous issues

6.1. Partitioning of Local and Global Addresses

   For NAT to operate as described in this draft, it is necessary 
   to partition the IP address space into two parts - the local 
   addresses used internal to stub domain, and the globally 
   unique addresses.  Any given address must either be a local 



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   address or a global address. There is no overlap.

   The problem with overlap is the following. Say a host in stub A
   wished to send packets to a host in stub B, but the global 
   addresses of stub B overlapped the local addressees of stub A. In 
   this case, the routers in stub A would not be able to distinguish 
   the global address of stub B from its own local addresses.

6.2. Private address space recommendation

   The RFC listed in ref[1] has recommendations on address space 
   allocation for private networks. Internet Assigned Numbers 
   Authority (IANA) has three blocks of IP address space, namely 
   10.0.0.0/8, 172.16.0.0/12, and 192.168.0.0/16 for private 
   internets. In pre-CIDR notation, the first block is nothing but 
   a single class A network number, while the second block is a set 
   of 16 contiguous class B networks, and the third block is a set of 
   256 contiguous class C networks.

   An organization that decides to use IP addresses in the address 
   space defined above can do so without any coordination with IANA 
   or an Internet registry. The address space can thus be used 
   privately by many independent organizations at the same time, 
   with NAT operation enabled on their border routers.

6.3. Routing Across NAT

   The router running NAT should not advertise the local networks to
   the backbone. Only the networks with global addresses may be known
   outside the stub. However, global information that NAT receives from
   the stub border router can be advertised in the stub the usual way.

   Typically, the NAT stub router will have a static route configured
   to forward all external traffic to service provider router over WAN 
   link, and the service provider router will have a static route 
   configured to forward NAT packets (i.e., those whose destination 
   IP address fall within the range of NAT managed global address list) 
   to NAT router over WAN link.

6.4. Private Networks that Span Backbones

   In many cases, a private network (such as a corporate network) will
   be spread over different locations and will use a public backbone 
   for communications between those locations. In this case, it is not
   desirable to do address translation, both because large numbers of
   hosts may want to communicate across the backbone, thus requiring
   large address tables, and because there will be more applications
   that depend on configured addresses, as opposed to going to a name



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   server. We call such a private network a backbone-partitioned stub.

   Backbone-partitioned stubs should behave as though they were a non-
   partitioned stub. That is, the routers in all partitions should
   maintain routes to the local address spaces of all partitions. Of
   course, the (public) backbones do not maintain routes to any local
   addresses. Therefore, the border routers must tunnel through the
   backbones using encapsulation. To do this, each NAT box will set
   aside one global address for tunneling. When a NAT box x in stub
   partition X wishes to deliver a packet to stub partition Y, it will
   encapsulate the packet in an IP header with destination address set
   to the global address of NAT box y that has been reserved for
   encapsulation. When NAT box y receives a packet with that destination
   address, it decapsulates the IP header and routes the packet
   internally.

6.5. Switch-over from Basic NAT to NAPT

   In Basic NAT setup, when local network nodes outnumber global 
   addresses available for mapping (say, a class B local network 
   mapped to a class C global address block), external network 
   access to some of the local nodes is abruptly cut off after the 
   last global address from the address list is used up. This is 
   very inconvenient and constraining. Such an incident can be 
   safely avoided by optionally allowing the Basic NAT router to 
   switch over to NAPT setup for the last global address in the 
   address list.  Doing this will guarantee that hosts on local 
   network will have continued, uninterrupted access to the external 
   nodes and services.  


7.0. NAT limitations

7.1. Privacy, Security, and Debugging Considerations

   Unfortunately, NAT reduces the number of options for providing
   security. With NAT, nothing that carries an IP address or TU port or 
   information derived from an IP address or TU port (such as the 
   IP/TCP/UDP/ICMP header checksum) can be encrypted. While most 
   application-level encryption should be ok, this prevents encryption 
   of TCP/UDP headers. 
   
   NAT takes away the end-to-end significance of IP addresses of the 
   end nodes. As a result, end-to-end IP network level security assured 
   by IPSec will not work for end hosts, so long as there exists a NAT 
   router along the route. IPSec is workable with NAT only so long as 
   IPSec and NAT are implemented on the same router (ex: Gateway to 
   Gateway security or Gateway to end node security based on VPNs).



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   On the other hand, NAT itself can be seen as providing a kind of
   privacy mechanism. This comes from the fact that machines on the
   backbone cannot monitor which hosts are sending and receiving traffic
   (assuming of course that the application data is encrypted).

   The same characteristic that enhances privacy potentially makes
   debugging problems (including security violations) more difficult. 
   If a host is abusing the Internet in some way (such as trying to 
   attack another machine or even sending large amounts of junk mail
   or something) it is more difficult to pinpoint the source of the 
   trouble because the IP address of the host is hidden in a NAT router.

7.2. ARP responses to NAT mapped global addresses on a LAN interface

   NAT must be enabled only on border routers of a stub domain. The 
   examples provided in the document to illustrate Basic NAT and 
   NAPT have maintained a WAN link for connection to external router 
   (i.e., service provider router) from NAT router. However, if the 
   WAN link were to be replaced by a LAN connection and if part or 
   all of the global address space used for NAT mapping belongs to 
   the same IP subnet as the LAN segment, the NAT router would be 
   expected to provide ARP support for the address range that belongs 
   to the same subnet.  Responding to ARP requests for the NAT 
   mapped global addresses with its own MAC address is a must in 
   such a situation with Basic NAT setup. If the NAT router did 
   not respond to these requests, there is no other node in the 
   network that has ownership to these addresses and hence will
   go unresponded. 

   This scenario is unlikely with NAPT setup except when the single 
   address used in NAPT mapping is not the interface address of the 
   NAT router (as in the case of a switch-over from Basic NAT to NAPT 
   explained in 6.5 above, for example).

   Using an address range from a directly connected subnet for NAT 
   address mapping would obviate static route configuration on the 
   service provider router.

   It is the opinion of the authors that a LAN link to a service 
   provider router is not very common. However, vendors may be 
   interested to optionally support proxy ARP just in case.

7.3. Translation of fragmented FTP control packets

   Translation of fragmented FTP control packets is tricky when the 
   packets contain "PORT" command or response to "PASV" command. 
   Clearly, this is a pathological case. It may be fine to simply



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   discard the fragments. Alternately, NAT router could attempt
   to assemble fragments first and then translate prior to 
   forwarding.

   Yet another pathological case would be when each character of 
   packets containing "PORT" command or response to "PASV" is sent 
   in a separate datagram, unfragmented. In this case, NAT would 
   simply have to let the packets through, untranslated.

7.4. Translation of outbound TCP/UDP fragmented packets in NAPT setup

   Translation of outbound TCP/UDP fragments (i.e., those originating
   from private hosts) in NAPT setup are doomed to fail. The reason is 
   as follows. Only the first fragment contains the TCP/UDP header that 
   would be necessary to associate the packet to a session for 
   translation purposes. Subsequent fragments do not contain TCP/UDP 
   port information, but simply carry the same fragmentation identifier 
   specified in the first fragment. Say, two private hosts originated
   fragmented TCP/UDP packets to the same destination host.  And, they
   happened to use the same fragmentation identifier. When the
   target host receives the two unrelated datagrams, carrying same 
   fragmentation id, and from the same assigned host address, it 
   is unable to determine which of the two sessions the datagrams 
   belong to. Consequently, both sessions will be corrupted.

7.5. Negative characteristics:

   1. NAT is compute intensive even with the help of a clever 
      checksum adjust algorithm, as each data packet is subject to 
      NAT lookup and modifications.  As a result, router forwarding 
      throughput will be slowed considerably. 

   2. NAT increases the probability of mis-addressing. For example, 
      same local address may be bound to different global address at 
      different times and vice versa. As a result, any traffic flow 
      study based purely on global addresses and TU ports could be 
      confused and might misinterpret the results.

   3. NAT breaks certain applications or at least makes them more 
      difficult to run.

      DNS is one of the most commonly used utilities that need to be 
      worked around the limitation of NAT as described in section 5.0.
      Doing this would ensure that local addresses in private network
      do not appear in the payload of DNS request and response messages.

      Likewise, SNMP based management applications often require an
      ALG to translate private addresses to distinguish the various 



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      independent nodes within private network. 

   4. NAT hides the identity of hosts. This is not to be confused with 
      security however. Security on a router must be relegated to 
      firewall functionality, independent of or in conjunction with 
      NAT operation.


8.0. Current Implementations

   Many commercial implementations are available in the industry that
   adhere to the NAT description provided in this document. Linux
   public domain software contains NAT under the name of "IP 
   masquerade". FreeBSD public domain software has NAPT implementation
   running as a daemon. Note however that Linux source is covered 
   under the GNU license and  FreeBSD software is covered under the 
   UC Berkeley license.

   Both Linux and FreeBSD software are free, so you can buy CD-ROMs 
   for these for little more than the cost of distribution. They are
   also available on-line from a lot of FTP sites with the latest 
   patches.
 

9.0. Acknowledgements

   The first author Srisuresh would like to express his thanks 
   and sincere gratitude to Der-hwa Gan for the knowledge and 
   insight gained during the many probing discussions they had 
   held. Der-hwa has a wide spread knowledge of routers and 
   applications alike and was instrumental in making the author 
   appreciate the many uses of NATs. 


10.0. Security Considerations

   Below are some of the security considerations associated with 
   NAT routers.

   1. UDP sessions are inherently unsafe. Responses to a datagram
      could come from an address different from the target address 
      used by sender. Below is a quote from RFC 1123, section 2.3 
      that confirms this.
      
          When the local host is multihomed, a UDP-based request/
	  response application SHOULD send the response with 
	  an IP source address that is the same as the specific 
	  destination address of the UDP request datagram.  The 



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	  "specific destination address" is defined in the 
	  "IP Addressing" section of the companion RFC [INTRO:1].
          
      NAT implementations that do not track datagrams on a 
      per-session basis but lump states of multiple UDP sessions 
      into a single state could compromise the security even further.

   2. Multicast sessions (UDP based) are another source for security
      weaknesses. 

      Say, a host on private network initiated a multicast session.
      Datagram sent by the the private host could trigger responses
      in the reverse direction from multiple external hosts. NAT 
      implementations that use a single state to track the multicast
      responses in a multicast session could potentially be the 
      target of security attacks. This multicast specific security 
      concern, however, is not unique to NAT implementations, and 
      exists across all hosts supporting multicast applications. 
 
   3. NAT takes away end-to-end significance of IP addresses, TU 
      ports, etc. and makes up for their loss by maintaining a 
      state for each of the sessions it supports. This type of 
      state management for sessions makes NAT a target for security 
      break-ins that hosts have had to deal with. E.g., SYN attacks.

      In a SYN flood attack, an attacker host sends many SYN packets 
      and does not respond with an ACK to the (SYN | ACK)s sent by 
      the receiving host. As the receiving host is waiting for more 
      and more ACKs, the buffer queue will fill up and the receiving 
      host can no longer accept legitimate connections. This means 
      that attackers can block e-mail, web or any other services that 
      may have been provided by the receiving host.

      When a NAT router is in between the attacker and the target 
      host, NAT is maintaining a state for each new session that 
      attacker is initiating. Each new SYN packet sent by the 
      attacker causes a new buffer to be allocated within NAT for 
      management of that new session.  Soon, the buffer queue will 
      fill up and the NAT router can no longer support any 
      legitimate connections. This means that attacker is now able 
      to block all services that may have been provided by any of 
      the private hosts, not just the host that is the target of 
      attack. 

      One solution may be for NAT implementations to monitor 
      half-open sessions, and set a ceiling on the maximum number 
      of half-open sessions and free up buffers that were allocated 
      for connections that have been half-open for longer than a 



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      certain time period.

   4. End-to-end IP network level security assured by IPSec will not 
      work for end hosts, so long as there exists a NAT router along 
      the route. IPSec is workable with NAT only so long as IPSec and 
      NAT are implemented on the same router (ex: Gateway to Gateway 
      security or Gateway to end node security based on VPNs).

REFERENCES

   [1] Rekhter, Y., Moskowitz, B., Karrenberg, D., G. de Groot, and, 
       Lear, E.  "Address Allocation for Private Internets", RFC 1918 
       or its successor.

   [2] J. Reynolds and J. Postel, "Assigned Numbers", RFC 1700 or 
       its successor.

   [3] R. Braden, "Requirements for Internet Hosts -- Communication 
       Layers", RFC 1122 or its successor.

   [4] R. Braden, "Requirements for Internet Hosts -- Application   
       and Support", RFC 1123 or its successor.

   [5] F. Baker, "Requirements for IP Version 4 Routers",  RFC 1812 
       or its successor.

   [6] J. Postel, J. Reynolds, "FILE TRANSFER PROTOCOL (FTP)",  
       RFC 959 or its successor.

   [7] "TRANSMISSION CONTROL PROTOCOL (TCP) SPECIFICATION",  RFC 793
       or its successor.

   [8] J. Postel, "INTERNET CONTROl MESSAGE (ICMP) SPECIFICATION",  
       RFC 793 or its successor.

   [9] J. Postel, "User Datagram Protocol (UDP)",  RFC 768 or its 
       successor.

   [10] J. Mogul, J. Postel, "Internet Standard Subnetting Procedure",  
	RFC 950 or its successor.

   [11] Brian carpenter, Jon Crowcroft, Yakov Rekhter, "IPv4 Address
	Behaviour Today", RFC 2101 or its successor.








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Authors' Addresses

   Pyda Srisuresh
   Lucent technologies
   Pleasanton, CA 94588-8519
   U.S.A.

   Voice: (510) 737-2153
   Fax:   (510) 737-2110 
   EMail: suresh@livingston.com

   Kjeld Borch Egevang
   Intel Denmark ApS

   Voice: +45 44530100
   Fax:   +45 44531415
   EMail: kbe@casetech.dk
   http:  //www.freeyellow.com/members/kbe

































Srisuresh & Egevang                                            [Page 21]



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