One document matched: draft-rfced-info-perkins-00.txt





INTERNET-DRAFT          Expires November 1996           INTERNET-DRAFT

Draft                  A Clarification of STATUS             May 8, 1996




                         A Clarification of the
                             STATUS Clause
                          in SNMP MIB Modules

                     <draft-rfced-info-perkins-00.txt>

                              May 8, 1996

                            David T. Perkins
                         dperkins@scruznet.com




1.  Status of this Memo

   This document is an Internet Draft.  Internet Drafts are working
   documents of the Internet Engineering Task Force (IETF), its Areas,
   and its Working Groups. Note that other groups may also distribute
   working documents as Internet Drafts.

   Internet Drafts are draft documents valid for a maximum of six
   months.  Internet Drafts may be updated, replaced, or obsoleted by
   other documents at any time.  It is not appropriate to use Internet
   Drafts as reference material or to cite them other than as a
   "working draft" or "work in progress."

   To learn the current status of any Internet-Draft, please check the
   "1id-abstracts.txt" listing contained in the internet-drafts Shadow
   Directories on:

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         nic.nordu.net (Europe)
         ds.internic.net (US East Coast)
         ftp.isi.edu (US West Coast)
         munnari.oz.au (Pacific Rim)
















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2.  Introduction

This memo is informational to clarify the meaning and use of the STATUS
clause in Management Information Base (MIB) modules for the Simple
Network Management Protocol (SNMP).  Many of the MIB language constructs
such as OBJECT-IDENTITY, OBJECT-TYPE, and NOTIFICATION-TYPE contain the
STATUS clause.  However, the RFCs[1][2][3][4] that define these MIB
language constructs do not provide a complete definition of the STATUS
clause. Also, the RFCs do not provide guidance to agent and application
developers, or users of SNMP-managed systems on the interpretation and
action they should take based on the value or change of value of a
STATUS clause.

This memo specifies an interpretation of the meaning of the STATUS
clause, and provides guidance to MIB designers and users.
Interpretations are given for both version 1 and version 2 of the SNMP
MIB module language.

This memo does not specify a standard for the Internet community.


3.  Background

The STATUS clause was first defined in "Structure and Identification of
Management Information for TCP/IP-based internets," RFC 1065[5].  This
document lists the possible values as "mandatory," "optional," and
"obsolete," but does contain an interpretation of them.  The document
does provide the following, from section 5, which is the prime directive
for MIB design:

    New versions [of MIB modules] may:

      (1) declare old object types obsolete (if necessary), but not
      delete their names; [note: name here means OID value that
      identifies an object type.]

      (2) augment the definition of an object type corresponding to a
      list by appending non-aggregate object types to the object types
      in the list; or, [This means that new columnar objects can be
      added to a table.]

      (3) define entirely new object types.

    New versions may not:

      (1) change the semantics of any previously defined object without
      changing the name of that object.  [This means that if the
      semantics of an object need to be changed, then the definition
      of the existing object can not be changed. Instead, a new object
      with a different (and new OID value that identifies it) must be
      created.]


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This original definition was replaced by "Structure and Identification
of Management Information for TCP/IP-based Internets," RFC 1155[6].
However, no changes were made to the definition of the STATUS clause or
the prime directive for MIB design.

The document, "Concise MIB Definitions," RFC 1212[1], was written after
RFC 1155 to allow MIB designers to write MIB modules in a concise
format.  The format combined the two formats specified in RFC 1155 for
writing definitions of managed objects. Also, RFC 1212 extended the
STATUS clause with the addition of the value "deprecated," and kept the
existing values of "mandatory,", "optional," and "obsolete."  Note that
this document did not define the meaning of the new value "deprecated."
The only definition of the STATUS clause found in RFC 1212 is the
following:

    4.1.3.  Mapping of the STATUS clause

      The STATUS clause, which must be present, defines the
      implementation support required for that object type.

Note that the collection of documents defining the MIB module language
is typically called "The SMI."

Surprisingly, a definition of the value "deprecated" is specified in
"Management Information Base for Network Management of TCP/IP-based
internets: MIB-II," RFC 1213[7], which uses the concise format for
defining the IETF core objects.  It is surprising since the document
that describes the language used to write MIB modules does not define
use of the STATUS clause and the document that contains an example of a
MIB module defines use of the STATUS clause.
The text from RFC 1213 is shown below:

    3.1.  Deprecated Objects

    In order to better prepare implementors for future changes in the
    MIB, a new term "deprecated" may be used when describing an object.
    A deprecated object in the MIB is one which must be supported, but
    one which will most likely be removed from the next version of the
    MIB (e.g., MIB-III).

    MIB-II marks one object as being deprecated:

       atTable

    As a result of deprecating the atTable object, the entire Address
    Translation group is deprecated.

    Note that no functionality is lost with the deprecation of these
    objects: new objects providing equivalent or superior functionality
    are defined in MIB-II.


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RFC 1213 contains additional text to define the concept of conformance,
which is not previously defined in RFCs 1155 and 1212. The text from RFC
1213, section 5 follows:

    MIB-II, like its predecessor, the Internet-standard MIB, contains
    only essential elements.  There is no need to allow individual
    objects to be optional.  Rather, the objects are arranged into the
    following groups:

       - System
       - Interfaces
       - Address Translation (deprecated)
       - IP
       - ICMP
       - TCP
       - UDP
       - EGP
       - Transmission
       - SNMP

    These groups are the basic unit of conformance. This method is as
    follows: if the semantics of a group is applicable to an
    implementation, then it must implement all objects in that group.
    For example, an implementation must implement the EGP group if and
    only if it implements the EGP.

    There are two reasons for defining these groups: to provide a means
    of assigning object identifiers; and, to provide a method for
    implementations of managed agents to know which objects they must
    implement.

What may not be obvious from this history, is that the STATUS clause is
used for two different purposes.  The first use is to specify the status
of a definition - is a definition valid or invalid.  This is needed
since the prime directive for MIB design does not allow a definition to
be semantically changed or "removed."  A definition may only be
"retired" and, if a new definition is created, the new one must use a
new identity.  The second use of the STATUS clause is to specify
conformance requirements.  To eliminate the confusion caused by the two
uses of one clause, the second version of the SMI for SNMP changed the
STATUS clause so that it specifies only the validity of a definition.

The document, "Structure of Management Information for version 2 of the
Simple Network Management Protocol (SNMPv2)," RFC 1442[8], and its
replacement, RFC 1902[2], define values for the STATUS clause as
"current", "deprecated," and "obsolete."  Other MIB module language
constructs were added to specify conformance requirements[4][10].  The
STATUS clause is used in all but one of the SNMPv2 SMI MIB module
language constructs, which are OBJECT-IDENTITY, OBJECT-TYPE,
NOTIFICATION-TYPE, TEXTUAL-CONVENTION, OBJECT-GROUP, NOTIFICATION-GROUP,


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MODULE-COMPLIANCE, and AGENT-CAPABILITIES. The lone exception is MODULE-
IDENTITY.

For all constructs (except AGENT-CAPABILITIES), the text describing the
STATUS clause is the following:

      The STATUS clause, which must be present, indicates whether this
      definition is current or historic.

      The values "current", and "obsolete" are self-explanatory.  The
      "deprecated" value indicates that the definition is obsolete, but
      that an implementor may wish to support it to foster
      interoperability with older implementations.

The text for the STATUS clause for AGENT-CAPABILITIES is the following:

      The STATUS clause, which must be present, indicates whether this
      definition is current ("current") or historic ("obsolete").

In both cases, it is clear that the STATUS clause in SNMPv2 SMI is used
only to describe the status of the definition and not the implementation
requirements.  However, the definition leaves much interpretation to MIB
designers and users.  Unfortunately, the interpretations by different
MIB designers and between designers and users has been quite different.

The next section describes the meaning of the values for the STATUS
clause with a high degree of precision.  It also presents a table of
actions for agent and management application developers for each value.


4.  The STATUS Clause Defined

The STATUS clause is used to specify the validity of a definition. A
valid definition has the following properties:

     1.   It is well conceived.  The definition is precise, unambiguous,
          and complete.
     2.   It is relevant.  It is useful and has (or soon will be used)
          for implementation.

On the other hand, an invalid definition has the following properties:

     1.   It is flawed.  This can be due to technical inaccuracies, or
          to a limited scope of applicability.
     2.   It is no longer relevant.  The definition was redundant with
          another, never implemented, or its implementation provided
          little or no benefit.






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Invalid definitions can be further divided.  The small, but important
class of definitions that are called "deprecated" have the following
properties:

     1.   The definition is limited in applicability.  Another
          definition may have been created with a wider scope of
          applicability.
     2.   The definition has limited implementation, possibly due to
          cost of implementation.  Another definition may have been
          created with a lower implementation cost to increase the
          probability of implementation.

Thus, the values for the STATUS clause and their meanings are the
following:

     current - the definition is valid.

     deprecated - the definition is valid in limited circumstances, and
     has been replaced by another. The new definition typically
     encompasses a wider scope, or has been changed to ease
     implementation.

     Obsolete - the definition is not valid. It was found to be flawed;
     could not be implemented; was redundant or not useful; or was no
     longer relevant.  The definition may, but need not be, replaced
     with another.



























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5.  MIB Module Life Cycle

MIB modules are designed, reviewed, published, implemented, and
maintained.  The prime directive for MIB design requires that once a
definition has been published that its semantics can not be changed and
that it can not be "removed."  For the IETF, published means posted as
an RFC.  Posting a work-in-progress in the internet-drafts directory
does not qualify as being published.  The IETF standards process
requires that standard track documents be reviewed at each level before
advancement.  At each review, definitions are checked to determine if
they have been implemented and are useful.  If not, then a new and
better definition is created, or the definition is retired.  The
following diagram shows the life cycle of definitions:

        definition
         created
            |
            V
  ----------------------
  |  STATUS is current |<----
  ----------------------    |no change
            |               |in status
       definition           |
       is reviewed          ^
            |              / \
            |            /     \         definition is
            ---------> <  result > --->  usable, but
                         \     /         needs update
                           \ /               |
                            V                |---> STATUS changed to
                            |                |     deprecated on
                            |                |     existing definition
                            |                |     and DESCRIPTION
                            |                |     clause updated.
                            V                |
                      definition:            |---> new definition
                       1) could not be             created (with STATUS
                          implemented;             of current).
                       2) is redundant;
                       3) is not useful; or
                       4) is not relevant.
                            |
                            |--- > STATUS changed to obsolete
                            |      on existing definition and
                            |      DESCRIPTION clause updated.
                            |
                         optionally
                            |
                            |--- > new definition created
                                   (with STATUS of current)



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MIB designers try to accomplish conflicting goals in creating
definitions for a MIB module.  The definitions must describe the current
implementation of a technology, but must also try to anticipate future
implementations and changes in the technology.  If definitions map too
tightly to current implementations, then any additions or changes will
most likely break the mapping, resulting in the definitions becoming
useless. However, if the definitions are too abstract or too broad in
scope, they may not be understood or used correctly.  Also, extensive
definitions will be more costly to implement and test.

Development and use of products containing implementations of
definitions from MIB modules happens over time.  Usually, managed
systems containing agents that support the definitions are fielded three
to nine months (or more) before sophisticated management applications
are fielded.  Management capabilities must be used to learn which parts
are useful.

Experience has shown that MIB designers can not always get all
definitions right at the time the MIB is first published.  Also,
different sets of agent and management application developers use the
definitions in a MIB module at different points in the life cycle of a
MIB module.  For example, "bleeding edge" developers may be the
designers of the original MIB module.  Developers of mass market
products may not develop implementations until after the MIB module has
reached "Full Standard" status.


6.  Actions for Users of Definitions of Objects

The following lists the actions for agent and management developers for
each value of STATUS for an object defined with the OBJECT-TYPE
construct:


6.1.  STATUS is mandatory or current

Agent developers should implement the object if the resource modeled by
the definition is present on the system.

Management application developers can use the object, if needed, by the
application.












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6.2.  STATUS is optional

Note that this value is not allowed in standard track MIBs.

Agent developers should treat the object as if the definition had a
STATUS of current.  Whether the object should be implemented depends on
the requirements.

Management application developers should not use the object, since it
probably is not well conceived and probably not widely implemented.


6.3.1.  STATUS is deprecated

Agent developers should treat the object as if the definition had a
STATUS of current.  Whether the object should be implemented depends on
the requirements for compatibility with existing management
applications.  The replacement object should also be implemented if the
deprecated object is implemented.

Management application developers should treat the object as if the
definition had a status of current.  The object should not be used as
the primary access to the management information. Instead, the
replacement object should be used.  However, if compatibility is
required with existing agents, then the application should first try to
access the replacement object, and only if it is not implemented, should
the application try to access the object whose definition has a STATUS
of deprecated.


6.3.2  STATUS changed to deprecated

Agent developers should implement the replacement object for the next
released version of the agent.  Whether the object whose STATUS is
deprecated should be removed depends on the resources needed to support
it and the requirement for compatibility with existing management
applications.


Management application developers should implement the replacement
object for the next released version of the application. The primary
access to the management information should be change to use the
replacement object.  However, if compatibility is required with existing
agents, then the application should first try to access the replacement
object, and only if it is not implemented, should the application try to
access the object whose definition had its STATUS changed to deprecated.







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6.4.1.  STATUS is obsolete

Agent developers should not implement the object.  If a replacement
object has been defined, it should be implemented if applicable.

Management application developers should not use the object.


6.4.2.  STATUS changed to obsolete

Agent developers may remove the object.  If a replacement object has
been defined, it should be implemented if applicable.

Management application developers should remove use of the object in
applications and review their application for proper design.


7.  An Invalid Implementation Approach for Agent Developers

The developer of an agent implementation may not have access to the
value of a "mandatory" object.  In this case, GET requests of the object
should return "noSuchName" errors for SNMPv1 and "noSuchObject"
exception values for SNMPv2.  SET requests of the object should return
"noSuchName" errors in SNMPv1 and "noAccess" errors in SNMPv2.  GETNEXT
(and GETBULK in SNMPv2) requests should simply return the next
lexicographically ordered object.  Unimplemented objects in a mandatory
group for a compliance specification result in the agent being labeled
as "non-compliant" to that specification.  However, such an agent is
still compliant to the SNMP protocol.  On the otherhand, an agent that
returns "benign" values for readable objects or does not change writable
objects is also labeled as "non-compliant" to the conformance
specification and is also non-compliant to the SNMP protocol
specification.


8.  Don't Remove Obsolete Items

The "obsolete" value is meant to document the existence of an retired
definition.  However, it can be observed (and even in IETF standard
track MIB modules) that these definitions have been removed in updated
versions of the containing document.  This is bad, and also is counter
to the prime directive for MIB design.  No definitions may ever be
removed from published MIB modules!  (Of course, it is possible to
create a new MIB module to contain obsolete definitions.)  At any point
in time, the set of published MIB modules should be consistent and their
union should contain every item that has ever been defined.


9.  Acknowledgments

Thanks go to Evan McGinnis for his review.


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10.  References


[1]  K. McCloghrie, M. Rose, "Concise MIB Definitions", RFC 1212,
     03/26/1991.

[2]  J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Structure of
     Management Information for Version 2 of the Simple Network
     Management Protocol (SNMPv2)", RFC 1902, 01/22/1996.

[3]  J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Textual
     Conventions for Version 2 of the Simple Network Management Protocol
     (SNMPv2)", RFC 1903, 01/22/1996.

[4]  J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Conformance
     Statements for Version 2 of the Simple Network Management Protocol
     (SNMPv2)", RFC 1904, 01/22/1996.

[5]  K. McCloghrie, M. Rose, "Structure and identification of management
     information for TCP/IP-based internets", RFC 1065, 08/01/1988

[6]  K. McCloghrie, M. Rose, "Structure and Identification of Managemen
     Information for TCP/IP-based Internets", RFC 1155, 05/10/1990.

[7]  K. McCloghrie, M. Rose, "Management Information Base for Network
     Management of TCP/IP-based internets: MIB-II", RFC1213, 03/26/1991.

[8]  J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Structure of
     Management Information for version 2 of the Simple Network
     Management Protocol (SNMPv2)", RFC 1442, 05/03/1993.

[9]  J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Textual
     Conventions for version 2 of the Simple Network Management Protocol
     (SNMPv2)", RFC 1443, 05/03/1993.

[10] J. Case, K. McCloghrie, M. Rose, S. Waldbusser, "Conformance
     Statements for version 2 of the Simple Network Management Protocol
     (SNMPv2)", RFC 1444, 05/03/1993.















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