One document matched: draft-pritikin-ttimodel-00.txt



Network Working Group                                        M. Pritikin
Internet-Draft                                       Cisco Systems, Inc.
Expires: April 16, 2004                                 October 17, 2003


                 Trusted Transitive Introduction Model
                     draft-pritikin-ttimodel-00.txt

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

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   This Internet-Draft will expire on April 16, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2003). All Rights Reserved.

Abstract

   We describe the 'out-of-band' exchange of data in a classical
   enrollment protocol as a Trusted Transitive Introduction (TTI)
   between two end entities and an introducer, thus distinguishing
   introduction from enrollment.  This document describes the three
   system entities in the trusted transitive introduction model and the
   data exchanges between them. Three introduction stages are defined
   and examined in the context of a 'TTI over HTTP' introduction.









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Table of Contents

   1.    Requirements notation  . . . . . . . . . . . . . . . . . . .  3
   2.    Introduction . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.    TTI Entities . . . . . . . . . . . . . . . . . . . . . . . .  5
   4.    TTI transports . . . . . . . . . . . . . . . . . . . . . . .  8
   4.1   TTI over HTTP  . . . . . . . . . . . . . . . . . . . . . . .  8
   4.1.1 TTI over HTTP Welcome  . . . . . . . . . . . . . . . . . . .  8
   4.1.2 TTI over HTTP Introduction . . . . . . . . . . . . . . . . .  9
   4.1.3 TTI over HTTP Completion . . . . . . . . . . . . . . . . . . 10
   5.    Where is the User in all this? . . . . . . . . . . . . . . . 11
   6.    Existing Infrastructures . . . . . . . . . . . . . . . . . . 12
   7.    Security Considerations  . . . . . . . . . . . . . . . . . . 13
         References . . . . . . . . . . . . . . . . . . . . . . . . . 15
         Author's Address . . . . . . . . . . . . . . . . . . . . . . 15
         Intellectual Property and Copyright Statements . . . . . . . 16



































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1. Requirements notation

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].














































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2. Introduction

   When adding a device into a security domain the first task is to
   exchange cryptographic and configuration information between the
   security domain and the device. This process we term an Introduction.
   Prior to a successful Introduction there are no security associations
   between the device and the target security domain. After an
   introduction there is enough of a security association for the device
   and the security domain to communicate securely at least once. It is
   our expectation that this initial secure communication will be used
   to enroll and receive longer term credentials as appropriate.

   Classically this enrollment process has been handled by the
   'out-of-band' communication of cryptographic and configuration
   information. Although this works well in the simple case, and is
   common practice, complex authentication and authorization
   infrastructures often require complex cryptographic keys and
   configurations to be exchanged. For example PKI deployments often
   involve involve manual verification of RSA public key material
   hashes, complex configuration tasks, and/or specific authorization
   tasks that must occur in a particular sequence. This process is a
   burden on the administrator and complicates deployment scenarios
   tremendously. The intuitive nature of the introduction has been lost
   in the details of the complex cryptographic and configuration
   material.

   Here we describe the introduction process as a communication protocol
   that leverages transitive trust across a third party, the introducer,
   to complete the 'out-of-band' exchange of data. This maintains the
   intuitive nature of an introduction while allowing complex
   configuration and cryptographic material to be exchanged, thus
   allowing simple enrollment procedures to be leveraged to support more
   complex enrollments. This process is Trusted Transitive Introduction
   (TTI).

   The basic concepts follow from a real life introduction:

   "Alice, meet Bob. Bob, this is Alice."

   The third party in this exchange is the Introducer, known by both
   Alice and Bob.










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3. TTI Entities

   An introduction involves at least three logical entities. For example
   the new device, the security domain, and the 'out-of-band' system
   administrator(s). TTI defines these entities as,

      (P) Petitioner (e.g. a new VPN client device).

      (I) Introducer (e.g. a user at their browser).

      (R) Registrar  (e.g. the VPN network hub).

   Although described here as a discrete entities an instantiation of
   the TTI model may include situations where the logical entities are
   themselves complex systems. For example,

      (P) Petitioner (e.g. a product).

      (I) Introducer (e.g. a product vendor).

      (R) Registrar  (e.g. a service provider).

   An important and likely component of at least one of these systems is
   the existing Authentication and Authorization (AA) the Petitioner is
   expecting to enroll with. In some instantiations of the TTI model all
   entities may include complex AA infrastructures. For clarity these
   are occasionally discussed as distinct from the TTI entities
   themselves.

      (A) Authority  (e.g. a radius server, CA, or other)

   Graphically this looks like:

                         +------------+  +-------------------+
   +------------+        | Petitioner |  | P's Authority (A) |
   |            |<------>| (P)        |--| (AAA, CA or other)|
   |            |        |            |  +-------------------+
   |            |        +------------+
   |            |
   | Introducer | (there is no initial trust relationship
   | (I)        |  between P and R)
   |            |        +------------+
   |            |        | Registrar  |  +-------------------+
   |            |<------>| (R)        |--| R's Authority (A) |
   +------------+        |            |  | (AAA, CA or other)|
                         +------------+  +-------------------+

                                Figure 1



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   The Petitioner is the entity obtaining new credentials after the TTI
   exchange. The Registrar is the entity issuing the new credentials.
   One possibility is that an entity may be both a Registrar and a
   Petitioner. The TTI protocols must consider such situations.

   The specifics of the relationship between each entity and its own
   Authority are out of the scope of the TTI model. The existence of
   either a Petition's or a Registrar's Authority does not effect the
   sequence of communication events, although it may effect the
   enrollment and configuration protocols that depend on TTI for their
   'out-of-band' data exchange and it may effect the configuration
   information exchanged by TTI.

   The Introducer must authenticate to the Petitioner and Registrar
   using the authentication and authorization mechanisms currently in
   place. This recursive use of prior associations is the strength of
   TTI. It allows complex authentication and authorization mechanisms to
   be built from relatively simple default mechanisms. It is important
   to note that current enrollment scenarios also depend on existing
   authentication mechanisms. For example when a certificate request
   hash for PKI enrollment is transfered 'out-of-band' it is obtained,
   sent, and checked using the existing authentication/authorization
   mechanisms.

   After introduction is complete the Petitioner and Registrar have
   exchanged key and configuration material and can complete an
   authenticated exchange with each other. Due to the transitive and
   possibly manual nature of the introduction process TTI is not
   envisioned as as a full featured policy, configuration distribution,
   or enrollment mechanism. Instead peers are expected to conclude the
   introduction with an appropriate 'in band' enrollment mechanism. The
   specifics of this exchange are out of scope of this document.

   The peer entities now communicate directly to enroll:

                         +------------+  +-------------------+
   +------------+        | Petitioner |  | P's Authority (A) |
   |            |        | (P)        |--| (AAA, CA or other)|
   |            |        |            |  +-------------------+
   |            |        +------------+
   |            |           |
   | Introducer |           | (Now can run enrollment protocol)
   | (I)        |           |
   |            |        +------------+
   | (No longer |        | Registrar  |  +-------------------+
   |  involved) |        | (R)        |--| R's Authority (A) |
   +------------+        |            |  | (AAA, CA or other)|
                         +------------+  +-------------------+



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                                Figure 2


















































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4. TTI transports

   TTI should be transport independent. It is envisioned that the
   different TTI protocol instantiations of the TTI model may run on a
   variety of systems and protocols and should not be locked into a
   particular transport mechanism.

   Some areas that should be considered include:

      IP Layer 2 (e.g. over an 802.1x EAP or EAP/TLS exchange)

      IP Layer 3 (e.g. over an HTTP web/user based exchange)

      Storage medium (e.g. an introduction should be 'distributable'
      over a cd, smartcard, or other physical transport device)


4.1 TTI over HTTP

   The use of HTTP mechanisms for the TTI transport allows a common HTML
   web browser to be used as the Introducer in a TTI exchange. This
   provides support for an extremely important and useful example; where
   a user with their web browser initiates and completes the intuitive
   introduction of two network entities without having to know or
   understand the details of an introduction or enrollment.

   This document provides a brief overview of what this would look like
   to help explain the TTI model. The specific details of the TTI over
   HTTP redirections, encoding of cryptographic information,
   configuration information and resulting enrollment are out of scope
   of this document. For a simple implementation of TTI over HTTP the
   TTI entities are,

   1.  Petitioner - the device or product running a simple HTTP[S]
       server used by the TTI exchange.

   2.  Introducer - a user at their web browser. This may be on the same
       system as the Petitioner or it may be on a different system.

   3.  Registrar - the service or provider running a simple HTTP[S]
       server used by the TTI exchange.

   There are three phases to TTI over HTTP, each of these include an
   HTTP GET or an HTTP POST of data as described in the following
   sections.

4.1.1 TTI over HTTP Welcome




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   Welcome. The user initiates their web browser (Introducer) to do an
   HTTP[S] GET from the Petitioner. This requires that the user, or the
   users web browser, log into the Petitioner according to the
   authentication and authorization infrastructure currently in place.
   The web page received includes 'hidden' input elements with
   cryptographic information that identifies the Petitioner device and
   and input field for the Registrar's HTTP address. The HTML input type
   'hidden' avoids displaying complex cryptographic information and
   confusing the naive user, it is not a security mechanism. The user
   inputs the Registrar's HTTP[S] URL and clicks the 'next' button.

   The Introducer does an HTTP GET from Petitioner:

                         +------------+  +-------------------+
   +------------+        | Petitioner |  | P's Authority (A) |
   |            |<-------| (P)        |--| (AAA, CA or other)|
   |            |        |            |  +-------------------+
   |            |        +------------+
   |            |
   | Introducer |
   | (I)        |
   | Web        |        +------------+
   | Browser    |        | Registrar  |  +-------------------+
   |            |        | (R)        |--| R's Authority (A) |
   +------------+        |            |  | (AAA, CA or other)|
                         +------------+  +-------------------+

                                Figure 3


4.1.2 TTI over HTTP Introduction

   Introduction. The Petitioner's cryptographic information is HTTP[S]
   POSTed to the Registrar's server. This requires that the user, or the
   user's web browser, log into the Registrar's server. As a result of
   the HTTP[S] POST, and authorization of the Introducer, the resulting
   web page includes, as hidden attributes, the cryptographic and
   configuration information for the Petitioner device. The user clicks
   the 'next' button.

   Introducer does an HTTP POST to the Registrar:

                         +------------+  +-------------------+
   +------------+        | Petitioner |  | P's Authority (A) |
   |            |        | (P)        |--| (AAA, CA or other)|
   |            |        |            |  +-------------------+
   |            |        +------------+
   |            |



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   | Introducer |
   | (I)        |
   | Web        |        +------------+
   | Browser    |------->| Registrar  |  +-------------------+
   |            |<-------| (R)        |--| R's Authority (A) |
   +------------+        |            |  | (AAA, CA or other)|
                         +------------+  +-------------------+
   (Note that an HTML page is recieved after doing an HTTP POST)

                                Figure 4


4.1.3 TTI over HTTP Completion

   Completion. The cryptographic and configuration information from the
   registrar is HTTP[S] POSTed to the Petitioner.

   Introducer does an HTTP POST back to the Petitioner:

                         +------------+  +-------------------+
   +------------+        | Petitioner |  | P's Authority (A) |
   |            |------->| (P)        |--| (AAA, CA or other)|
   |            |        |            |  +-------------------+
   |            |        +------------+
   |            |
   | Introducer |
   | (I)        |
   | Web        |        +------------+
   | Browser    |        | Registrar  |  +-------------------+
   |            |        | (R)        |--| R's Authority (A) |
   +------------+        |            |  | (AAA, CA or other)|
                         +------------+  +-------------------+

                                Figure 5

   At this point the Petitioner and the Registrar have exchanged the
   appropriate information to engage in a secure enrollment protocol as
   in Figure 2.













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5. Where is the User in all this?

   The user drives an introduction by initiating events in an intuitive
   order. What they do not do is manually exchange or process data. The
   software tools they are using perform the actual work of the data
   exchange.

   In the above TTI over HTTP scenario the user drives the introduction
   process using a generic web browser. The user, at their web browser,
   is involved in every aspect of the TTI exchange. They are playing the
   role of the Introducer with only the very thin layer of their web
   browser to 'protect' them from being exposed to the raw cryptographic
   and configuration material. In the example presented they could
   examine this material by viewing the source of the HTML pages. Other
   uses of the TTI model can provide a thicker layer on top of the user
   experience. For example, custom introduction software, or tools,
   might be used.

   The user driving the introduction might not be at the Introducer at
   all. There is nothing in the TTI model to preclude a Petitioner from
   requesting an introduction from an Introducer. For example consider a
   user on their corporate laptop as the Petitioner. The user might
   initiate an introduction to one corporate resource by contacting the
   corporate Introducer resource. The Introducer, after authenticating
   and authorizing the user and/or laptop, proceeds to introduce the
   user's laptop to the resource. The laptop enrolls with the ultimate
   resource. Note that this is a transitive operation, the Introducer no
   longer needs to be involved during subsequent communications between
   the laptop and the resource.

   A common scenario may involve the user working from the Registrar to
   establish a security association with a new entity. From the user's
   perspective this should be the same as initiating an introduction
   from the Petitioner, with the only distinction being that data
   traffic (which AA infrastructure will be used).

   Instantiations of the TTI model should be careful to consider the
   possibilities that the initiating user may be initiating the process
   through any one of the TTI entities.












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6. Existing Infrastructures

   The TTI model depends on an existing security association between the
   Introducer and the Petitioner (and between the Introducer and the
   Registrar). These security associations may have been established
   with the help of a prior TTI exchange but some will have come about
   using one of the common mechanisms of,

      Imprinting (e.g. a new device with no password or authentication
      mechanism accepts the first entity to contact it as being an
      administrator).

      Assigned password (e.g. the most intuitive and simple of the
      'out-of-band' mechanisms where an administrator selects an initial
      password and provides this to the new user. This includes one time
      password scenarios).

      Pre-provisioning (e.g. a more complex version of the 'assigned
      password' mechanism where an administrator pre-configures a device
      while it is in a 'safe' location. This is an expensive solution
      and it is usually used only when complex configurations and/or
      complex keys are being used)

      Self-introduction. (e.g. when a user generates a new account with
      minimal authorization steps involved. We see this at free email
      providers. "Hi Alice, my name is Bob".)

   These mechanisms are in common use because, by reducing the
   dependency on an out-of-band data exchange, they provide for
   simplified deployment scenarios (security is of course compromised by
   this approach). The TTI model allows us to limit their use to one
   time enrollment. After enrollment more secure authentication and
   authorization infrastructures can be used.


















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7. Security Considerations

   This document discusses models for deploying security
   infrastructures. Any resulting TTI protocols will need to carefully
   consider how the protocol elements will be protected.

   The TTI model assumes that cryptographic material can be produced on
   the Petitioner and Registrar, passed over third parties (the
   Introducer) and later be be used to secure an enrollment between the
   Petitioner and Registrar. It is expected that asymmetric key material
   should be used for this portion of the exchange.

   This document develops the concept of the Introducer, a new construct
   in the normally bi-entity discussions of secure enrollment. This
   serves as an alternative to the historically loosely defined
   'out-of-band' security measures. The security implications of a
   transitive relationship still apply. A compromised introducer could
   act to enable enrollment of unexpected elements into a secure domain
   in much the same way that a compromised 'out-of-band' mechanism can
   be used to subvert a classic enrollment scenario. Care must be taken
   not to overlook this when designing the TTI protocols.

   The transitive nature of TTI (and any 'out-of-band' data exchange)
   means that the Registrar does not know how secure the communication
   channel between the Petitioner and the Introducer is.

   An example of this is a Petitioner device, a wireless camera, that is
   being deployed over a wireless connection. Assuming the camera was
   purchased as a consumer product it might supports something like the
   Imprinting model above, the first consumer to activate and connect to
   it can establish an initial security association with the device.
   Possibly by configuring the administrator password on the device (A
   more complex scenario may involve an initial introduction to their
   home network).

   When the consumer then Introduces the device to a service, such as a
   video conferencing provider, the provider may be concerned that such
   a wireless imprinting provides too great of an attack risk. In such a
   situation the Registrar may require that the camera assert an
   identity (e.g. a manufacturer ID certificate) which can be verified
   by having the Introducer confirm some characteristic of the device
   (e.g. inputing a serial number off the device).

   In such scenarios the TTI protocol should provide a clear mechanism
   by which the Registrar can coach the Introducer through the
   appropriate sequence of events without undue confusion. The above
   examples of TTI over HTTP provides for this by leveraging a
   manufacturer PKI (the manufacturer ID certificate). Similar care



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   should be taken to consider when the process is being initiated by
   automated deployment systems, or when the user is at the Petitioner
   device itself.
















































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References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.


Author's Address

   Max Pritikin
   Cisco Systems, Inc.

   EMail: pritikin@cisco.com







































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Intellectual Property Statement

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   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.







































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