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Network Working Group                                         C. Perkins
Internet-Draft                                     University of Glasgow
Updates: RFC3550                                        January 12, 2009
(if approved)
Intended status: Standards Track
Expires: July 16, 2009


                   Rapid Synchronisation of RTP Flows
                draft-perkins-avt-rapid-rtp-sync-01.txt

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Abstract

   This memo outlines how RTP multimedia sessions are synchronised, and
   discusses how rapidly such synchronisation can occur.  We show that
   most RTP sessions can be synchronised immediately, but that the use
   of video switching MCUs or large multicast (SSM) groups can greatly
   increase the initial synchronisation delay.  This increased delay can
   be unacceptable to some applications that use layered and/or multi-
   description codecs.

   This memo changes to the RTCP timing rules to reduce the initial
   synchronisation delay for SSM sessions.  A new RTP/AVPF feedback
   packet is defined to allow video switching MCUs to request rapid
   resynchronisation, and a new RTP header extension is defined to
   support rapid synchronisation for late joiners.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Synchronisation of RTP Flows . . . . . . . . . . . . . . . . .  3
     2.1.  Initial Synchronisation Delay  . . . . . . . . . . . . . .  4
       2.1.1.  Unicast Sessions . . . . . . . . . . . . . . . . . . .  4
       2.1.2.  Source Specific Multicast (SSM) Sessions . . . . . . .  5
       2.1.3.  Any Source Multicast (ASM) Sessions  . . . . . . . . .  6
       2.1.4.  Discussion . . . . . . . . . . . . . . . . . . . . . .  6
     2.2.  Synchronisation for Late Joiners . . . . . . . . . . . . .  6
   3.  In-band Synchronisation  . . . . . . . . . . . . . . . . . . .  7
   4.  Rapid Resynchronisation  . . . . . . . . . . . . . . . . . . .  9
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . .  9
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .  9
   7.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 10
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 10
     8.2.  Informative References . . . . . . . . . . . . . . . . . . 10
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 11















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1.  Introduction

   When using RTP to deliver multimedia content it's often necessary to
   synchronise playout of audio and video components of a presentation.
   This is achieved using information contained in RTP Control Protocol
   (RTCP) Sender Report (SR) packets [1].  These are sent periodically,
   and the components of a multimedia session cannot be synchronised
   until an RTCP SR packet has been received for each flow.  Recently,
   concern has been expressed that this initial synchronisation delay is
   problematic for some applications, for example those using layered or
   multiple description video coding.  This memo reviews the operation
   of RTP synchronisation, describes the initial synchronisation delay
   that can be expected, and defines an enhancement to the Extended RTP
   Profile for RTCP-based Feedback (RTP/AVPF) [2], and a new RTP header
   extension, to provide faster synchronisation in some circumstances.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [3].


2.  Synchronisation of RTP Flows

   RTP flows are synchronised by receivers based on information that is
   contained in RTCP SR packets generated by senders (specifically, the
   NTP and RTP timestamps).  Each type of media (e.g. audio or video) is
   sent in a separate RTP session, and the receiver associates RTP flows
   to be synchronised by means of the canonical end-point identifier
   (CNAME) item included in the RTCP Source Description (SDES) packets
   generated by the sender.  To ensure synchronisation, an RTP sender
   MUST therefore send periodic compound RTCP packets following Section
   6 of RFC 3550 [1].

   The timing of these periodic compound RTCP packets will depend on the
   number of members in each RTP session, the fraction of those that are
   sending data, the session bandwidth, the configured RTCP bandwidth
   fraction, and whether the session is multicast or unicast (see RFC
   3550 Section 6.2 for details).  In summary, RTCP control traffic is
   allocated a small fraction, generally 5%, of the session bandwidth,
   and of that fraction, one quarter is allocated to active RTP senders,
   while receivers use the remaining three quarters (these fractions can
   be configured via SDP [5]).  Each member of an RTP session derives an
   RTCP reporting interval based on these fractions, whether the session
   is multicast or unicast, the number of members it has observed, and
   whether it is actively sending data or not.  It then sends a compound
   RTCP packet on average once per reporting interval (the actual packet
   transmission time is randomised in the range [0.5 ... 1.5] times the
   reporting interval to avoid synchronisation of reports).



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   A minimum reporting interval of 5 seconds is RECOMMENDED, except that
   the delay before sending the initial report "MAY be set to half the
   minimum interval to allow quicker notification that the new
   participant is present" [1].  Also, for unicast sessions, "the delay
   before sending the initial compound RTCP packet MAY be zero" [1].  In
   addition, for unicast sessions, and for active senders in a multicast
   session, the fixed minimum reporting interval MAY be scaled to "360
   divided by the session bandwidth in kilobits/second.  This minimum is
   smaller than 5 seconds for bandwidths greater than 72 kb/s." [1]

2.1.  Initial Synchronisation Delay

   A multimedia session comprises a set of concurrent RTP sessions among
   a common group of participants, using one RTP session for each media
   type.  For example, a videoconference (which is a multimedia session)
   might contain an audio RTP session and a video RTP session.  To allow
   a receiver to synchronise the components of a multimedia session, a
   compound RTCP packet containing an RTCP SR packet and an RTCP SDES
   packet with a CNAME item MUST be sent to each of the RTP sessions in
   the multimedia session.  A receiver cannot synchronise playout across
   the multimedia session until such RTCP packets have been received on
   all of the component RTP sessions.  If there is no packet loss, this
   gives an expected initial synchronisation delay equal to the average
   time taken to receive the first RTCP packet in the RTP session with
   the longest RTCP reporting interval.  This will vary between unicast
   and multicast RTP sessions.

2.1.1.  Unicast Sessions

   For unicast multimedia sessions, senders SHOULD transmit an initial
   compound RTCP packet (containing an RTCP SR packet and an RTCP SDES
   packet with a CNAME item) immediately on joining each RTP session in
   the multimedia session.  The individual RTP sessions are considered
   to be joined once any in-band signalling for NAT traversal (e.g. [6])
   and/or security keying (e.g. [7],[8]) has concluded, and the media
   path is open.  This implies that the initial RTCP packet is sent in
   parallel with the first data packet following the guidance in RFC
   3550 that "the delay before sending the initial compound RTCP packet
   MAY be zero" and, in the absence of any packet loss, flows can be
   synchronised immediately.

   Note that NAT pinholes, firewall holes, quality-of-service, and media
   security keys should have been negotiated as part of the signalling,
   whether in-band or out-of-band, before the first RTCP packet is sent.
   This should ensure that any middleboxes are ready to accept traffic,
   and reduce the likelihood that the initial RTCP packet will be lost.





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2.1.2.  Source Specific Multicast (SSM) Sessions

   For multicast sessions, the delay before sending the initial RTCP
   packet, and hence the synchronisation delay, varies with the session
   bandwidth and the number of members in the session.  For a multicast
   multimedia session, the average synchronisation delay will depend on
   the slowest of the component RTP sessions; this will generally be the
   session with the lowest bandwidth (assuming all the RTP sessions have
   the same number of members).

   When sending to a multicast group, the reduced minimum RTCP reporting
   interval of 360 seconds divided by the session bandwidth in kilobits
   per second [1] should be used when synchronisation latency is likely
   to be an issue.  Also, as usual, the reporting interval is halved for
   the first RTCP packet.  Depending on the session bandwidth and the
   number of members, this gives the following average synchronisation
   delays:


        Session| Number of receivers (single sender assumed):
      Bandwidth|  2     3     4     5     10   100   1000  10000
             --+------------------------------------------------
         8 kbps| 2.73  4.10  5.47  5.47  5.47  5.47  5.47  5.47
        16 kbps| 2.50  2.50  2.73  2.73  2.73  2.73  2.73  2.73
        32 kbps| 2.50  2.50  2.50  2.50  2.50  2.50  2.50  2.50
        64 kbps| 2.50  2.50  2.50  2.50  2.50  2.50  2.50  2.50
       128 kbps| 1.41  1.41  1.41  1.41  1.41  1.41  1.41  1.41
       256 kbps| 0.70  0.07  0.07  0.07  0.07  0.07  0.07  0.07
       512 kbps| 0.35  0.35  0.35  0.35  0.35  0.35  0.35  0.35
         1 Mbps| 0.18  0.18  0.18  0.18  0.18  0.18  0.18  0.18
         2 Mbps| 0.09  0.09  0.09  0.09  0.09  0.09  0.09  0.09
         4 Mbps| 0.04  0.04  0.04  0.04  0.04  0.04  0.04  0.04

   Figure 1: Average RTCP Reporting Interval (seconds)

   These numbers assume a single-source multicast channal with a single
   active sender, which the rules in RFC 3550 section 6.3 give a fixed
   fraction of the RTCP bandwidth irrespective of the number of
   receivers.  It can be seen that they are sufficient for lip-
   synchronisation without excessive delay, but might be viewed as
   having too much latency for synchronising parts of a layered video
   stream.

   The RTCP interval is randomised in the usual manner, so the minimum
   synchronisation delay will be half these intervals, and the maximum
   delay will be 1.5 times these intervals.  Note also that these RTCP
   intervals are calculated assuming perfect knowledge of the number of
   members in the session.  In practice, an implementation will have



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   only limited knowledge of the size of the session when joining, and
   will likely send its initial report early compared to these values,
   following the RTCP reconsideration rules.

2.1.3.  Any Source Multicast (ASM) Sessions

   (tbd)

   For ASM sessions, the fraction of members that are senders plays an
   important role, and imply more varation in average RTCP reporting
   interval.

2.1.4.  Discussion

   For unicast sessions, the existing RTCP SR-based mechanism allows for
   immediate synchronisation, provided the initial RTCP packet is not
   lost.

   For SSM sessions, the initial synchronisation delay is sufficient for
   lip-synchronisation, but may be larger than desired for some layered
   codecs.  The rationale for not sending immediate RTCP packets for
   multicast groups is to avoid implosion of requests when large numbers
   of members simultaneously join the group ("flash crowd").  This is
   not an issue for SSM senders, since there can be at most one sender,
   so it might be desirable to allow SSM senders to send an immediate
   RTCP SR on joining a session (as is currenly allowed for unicast
   sessions, which also don't suffer from the implosion problem).  SSM
   receivers using unicast feedback would not be allowed to send
   immediate RTCP.  This would be a change to RFC 3550, if accepted.

   For ASM session... (tbd)

   In all cases, it is possible that the initial RTCP SR packet is lost.
   In this case, the receiver will not be able to synchronise the media
   until the reporting interval has passed, and the next RTCP SR packet
   is sent.  This is undesirable.  Section 4 defines a new RTP/AVPF
   transport layer feedback message to request an RTCP SR be generated,
   allowing rapid resynchronisation in the case of packet loss.

2.2.  Synchronisation for Late Joiners

   Synchronisation between RTP sessions is potentially slower for late
   joiners, than for participants present at the start of the session.
   The reasons for this are two-fold:

   1.  Many of the optimisations that allow rapid transmission of RTCP
       SR packets apply only at the start of a session.  This implies
       that a new participant may have to wait a complete RTCP reporting



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       interval for each session before receiveing the necessary data to
       synchronise media streams.  This might potentially take several
       seconds, depending on the configured session bandwidth and the
       number of participants.

   2.  Additional synchronisation delay comes from the nature of the
       RTCP timing rules.  Packets are generated on average once per
       reporting interval but with the exact transmission times being
       randomised +/- 50% to avoid synchronisation of reports.  This is
       important to avoid network congestion in multicast sessions, but
       does mean that the timing of RTCP SR reports for different RTP
       sessions aren't synchronised.  Accordingly, a receiver must
       estimate the skew on the NTP-format clock in order to align RTP
       timestamps across sessions.  This estimation is an essential part
       of an RTP synchronisation implementation, and can be done exactly
       given sufficient reports.  Collecting sufficient RTCP SR data to
       perform this estimation, however, may require several reports,
       further increasing the synchronisation delay.

   These delays are likely an issue for tuning in to an onoing multicast
   RTP session, or for video switching MCUs.


3.  In-band Synchronisation

   The RTP header extension mechanism defined in [4] can be adopted to
   carry an OPTIONAL NTP format wall clock timestamp in RTP data
   packets.  If such a timestamp is included, it MUST correspond to the
   same time instant as the RTP timestamp in the packet's header, and
   MUST be derived from the same clock used to generate the NTP format
   timestamps included in RTCP SR packets.  The format of such a header
   extension is show below.



















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       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |V=2|P|1|  CC   |M|     PT      |       sequence number         |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+R
      |                           timestamp                           |T
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+P
      |           synchronization source (SSRC) identifier            |
      +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+
      |       0xBE    |    0xDE       |           length=3            |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+E
      |  ID   | L=4   |            NTP format timestamp...            |x
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+t
      |              ... NTP format timestamp (cont) ...              |n
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      | ...NTP (cont) |    0 (pad)    |    0 (pad)    |    0 (pad)    |
      +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+
      |                         payload data                          |
      |                             ....                              |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

      Note: it's unfortunate that three octets of padding are needed to
      align the header extension.  It may be worth defining a variant
      that sends only the lower 56 bits of the NTP format timestamp, to
      reduce the overheads (assuming the top 8 bits can be inferred),
      although this is incompatible with the equivalent ISMA mechanism.

   An NTP format wall clock timestamp may be included on any RTP packets
   the sender chooses, but is expected to be most useful:

   1.  When sent on the RTP packets corresponding to a video random
       access point, and on the associated audio packets, to allow rapid
       synchronisation for late joiners and in video switching
       scenarios.

   2.  When used with a layered, multi-description, or multi-view codec,
       to provide exact synchronisation between layers, descriptions, or
       views without requiring receivers to estimate clock skew between
       wall and media clocks.

   In all cases, irrespective of whether in-band NTP format timestamps
   are included or not, regular RTCP SR packets MUST be sent to provide
   backwards compatibility with receivers that synchronise RTP flows
   according to RFC 3550 [1].

   (tbd: signalling for this header extension)





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4.  Rapid Resynchronisation

   The general format of an RTP/AVPF transport layer feedback message is
   shown below.


       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |V=2|P|   FMT   | PT=RTPFB=205  |          length               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                  SSRC of packet sender                        |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                  SSRC of media source                         |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      :            Feedback Control Information (FCI)                 :
      :                                                               :

   A new feedback message type, RTCP-SR-REQ, is defined with FMT = XXX.
   (the next available FMT is 5?)  This MAY be sent to indicate that a
   receiver is unable to synchronise media streams, and desires that the
   media source send an RTCP SR packet as soon as possible (within the
   constraints of RTCP the early feedback rules).  On receipt of this,
   the media source SHOULD generate an RTCP SR packet as soon as
   possible within the RTCP early feedback rules.  That RTCP SR packet
   MAY be sent as a non-compound RTCP packet, if this has been
   negotiated.

   The Feedback Control Information (FCI) part of the packet is emtpy.
   The SSRC of packet sender indicates the member that is unable to
   synchronise media streams, while the SSRC of media source indicates
   the sender of the media it is unable to synchronise.  The lenght MUST
   equal 2.

   (tbd: discuss what happens if the feedback target is not co-located
   with the sender)


5.  Security Considerations

   The security considerations of the RTP specification [1] and RTP/AVPF
   profile [2] apply.  No addtional security considerations apply due to
   the RTP/AVPF rapid resynchronisation mechanism defined in Section 4.


6.  IANA Considerations

   (tbd - this needs to register the new RTP/AVPF transport layer



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   feedback packet type)


7.  Acknowledgements

   This memo has benefitted from discussions with numerous members of
   the IETF AVT working group, including Magnus Westerlund, Thomas
   Schierl, and Jonathan Lennox.  The mechanism in Section 3 was
   suggested by Dave Singer, matching a similar mechanism specified by
   ISMA.


8.  References

8.1.  Normative References

   [1]  Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson,
        "RTP: A Transport Protocol for Real-Time Applications", STD 64,
        RFC 3550, July 2003.

   [2]  Ott, J., Wenger, S., Sato, N., Burmeister, C., and J. Rey,
        "Extended RTP Profile for Real-time Transport Control Protocol
        (RTCP)-Based Feedback (RTP/AVPF)", RFC 4585, July 2006.

   [3]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [4]  Singer, D. and H. Desineni, "A General Mechanism for RTP Header
        Extensions", RFC 5285, July 2008.

8.2.  Informative References

   [5]  Casner, S., "Session Description Protocol (SDP) Bandwidth
        Modifiers for RTP Control Protocol (RTCP) Bandwidth", RFC 3556,
        July 2003.

   [6]  Rosenberg, J., "Interactive Connectivity Establishment (ICE): A
        Protocol for Network Address  Translator (NAT) Traversal for
        Offer/Answer Protocols", draft-ietf-mmusic-ice-19 (work in
        progress), October 2007.

   [7]  McGrew, D. and E. Rescorla, "Datagram Transport Layer Security
        (DTLS) Extension to Establish Keys for  Secure Real-time
        Transport Protocol (SRTP)", draft-ietf-avt-dtls-srtp-05 (work in
        progress), September 2008.

   [8]  Zimmermann, P., Johnston, A., and J. Callas, "ZRTP: Media Path
        Key Agreement for Secure RTP", draft-zimmermann-avt-zrtp-09



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        (work in progress), September 2008.


Author's Address

   Colin Perkins
   University of Glasgow
   Department of Computing Science
   Sir Alwyn Williams Building
   Lilybank Gardens
   Glasgow  G12 8QQ
   UK

   Email: csp@csperkins.org





































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