One document matched: draft-niemi-sip-subnot-etags-00.txt





Network Working Group                                           A. Niemi
Internet-Draft                                     Nokia Research Center
Expires: July 29, 2006                                  January 25, 2006


  An Extension to Session Initiation Protocol (SIP) Events for Issuing
                       Conditional Subscriptions
                    draft-niemi-sip-subnot-etags-00

Status of this Memo

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Copyright Notice

   Copyright (C) The Internet Society (2006).

Abstract

   The Session Initiation Protocol (SIP) events framework enables
   receiving asynchronous notification of various events from other SIP
   user agents.  This framework defines the procedures for creating,
   refreshing and terminating subscriptions, as well as fetching and
   periodic polling of resource state.  These procedures have a serious
   deficiency in that they do not allow state to persist over a
   subscription refresh, or between two consecutive polls.  This
   inablity to suppress notifications of state already known to the



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   subscriber results in superfluous traffic.  This memo defines an
   extension to SIP events that allows the subscriber to condition the
   subscription request to whether the state has changed since the
   previous notification was received.  When such a condition fails, the
   event state is not sent in a notification.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1.  Document Conventions . . . . . . . . . . . . . . . . . . .  3
   2.  Motivations and Background . . . . . . . . . . . . . . . . . .  4
     2.1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . .  4
     2.2.  Problem Description  . . . . . . . . . . . . . . . . . . .  4
     2.3.  Requirements . . . . . . . . . . . . . . . . . . . . . . .  5
   3.  Overview of Operation  . . . . . . . . . . . . . . . . . . . .  6
   4.  Notifier Behavior  . . . . . . . . . . . . . . . . . . . . . .  7
     4.1.  Generating Entity Tags . . . . . . . . . . . . . . . . . .  7
     4.2.  Comparison Rules for Entity Tags . . . . . . . . . . . . .  7
     4.3.  Suppressing NOTIFY Bodies  . . . . . . . . . . . . . . . .  7
     4.4.  State Differentials  . . . . . . . . . . . . . . . . . . .  8
   5.  Subscriber Behavior  . . . . . . . . . . . . . . . . . . . . .  8
     5.1.  Indicating Support for Entity Tags . . . . . . . . . . . .  8
     5.2.  Creating Conditional SUBSCRIBEs  . . . . . . . . . . . . .  9
   6.  Grammar  . . . . . . . . . . . . . . . . . . . . . . . . . . .  9
   7.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . .  9
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 10
   9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 10
   10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     10.1. Normative References . . . . . . . . . . . . . . . . . . . 10
     10.2. Informative References . . . . . . . . . . . . . . . . . . 11
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 11
   Intellectual Property and Copyright Statements . . . . . . . . . . 11


















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1.  Introduction

   The Session Initiation Protocol (SIP) events framework provides an
   extensible facility for requesting notification of certain events
   from other SIP user agents.  This framework includes procedures for
   creating, refreshing and terminating of subscriptions, as well as the
   possibility to fetch or periodically poll the event resource.

   Several instantiations of this framework, called event packages have
   been defined, e.g., for presence [5], message waiting indications [6]
   and registrations [7].

   By default, every SUBSCRIBE request generates a NOTIFY request
   containing the latest event state.  Typically, a SUBSCRIBE request is
   issued whenever a subscription is installed, periodically refreshed
   or terminated.  Once the subscription has been installed, the
   majority of the NOTIFYs generated by the subscription refreshes are
   superfluous; the subscriber usually is in possession of the event
   state already, except in the unlikely case where a state change
   exactly coincides with the periodic subscription refresh.  In most
   cases, the final event state generated upon terminating the
   subscription similarly contains resource state that the subscriber
   already has.

   Fetching or polling of resource state behaves in a similarly
   suboptimal way in cases where the state has not changed since the
   previous poll occurred.  In general, the problem lies in with the
   inability to persist state across a SUBSCRIBE request.

   This memo defines an extension to the SIP events framework allowing a
   notifier to issue versioning in the form of entity tags to
   notifications, and the subscriber to condition the SUBSCRIBE request
   for actual changes since the last notification carrying that entity
   tag was issued.  The solution is almost identical to conditional
   requests defined in the HyperText Transfer Protocol (HTTP) [8], and
   follows the mechanism already defined for the PUBLISH [1] method for
   issuing conditional event publications.

1.1.  Document Conventions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in BCP 19, RFC 2119 [2]
   and indicate requirement levels for compliant implementations.







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2.  Motivations and Background

2.1.  Overview

   A SUBSCRIBE request creates a subscription with a finite lifetime.
   This lifetime is negotiated using the Expires header field, and
   unless the subscription is refreshed by the subscriber before the
   expiration is met, this soft state is cleared.  The frequency of
   these subscription refreshes depends on the event package, and
   typically ranges from minutes to hours.

   Changes in connectivity represent another impetus for a subscriber
   re-subscribing.  If the subscriber's point of attachment to the
   Internet changes, e.g., due to dynamic address allocation, the
   subscriber needs to re-subscribe in order to update the dialog
   endpoint, which is carried in the Contact header field of the
   SUBSCRIBE request.

      Another option for reducing connectivity induced subscription
      refreshes is to use the Globally  Routable User Agent (UA) URIs
      (GRUU) [9].

2.2.  Problem Description

   In spite of being somewhat distinct operations, the SIP events
   framework does not include different protocol methods for initial
   subscriptions, subscription refreshes and fetches inside and outside
   of the SIP dialog.  Instead, the SUBSCRIBE method is overloaded to
   perform all of these functions, and the notifier behavior is
   identical in each of them; each SUBSCRIBE request generates a NOTIFY
   request containing the latest resource state.  In fact, the only
   difference between a fetch that does not create a (lasting)
   subscription, and a SUBSCRIBE that creates one is in the Expires
   header field value of the SUBSCRIBE; a zero-expiry SUBSCRIBE only
   generates a single NOTIFY, after which the subscription immediately
   terminates.

   Some subscriber implementations may choose to operate in semi-
   stateless mode, in which they immediately upon receiving and
   processing the NOTIFY forget the resource state.  This operation
   necessarily needs every NOTIFY to carry the full resource state.
   However, for an implementation that stores the resource state
   locally, this mode of operation is inefficient.

   There are certain conditions that aggravate the problem.  Such
   conditions usually entail such things as:





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   o  Large entity bodies in the payloads of notifications

   o  High rate of subscription refreshes

   o  Relatively low rate of actual notifications triggered by actual
      state changes

   In effect, for an event package that generates few state changes, and
   is refreshed relatively often the majority of traffic generated may
   be related to subscription maintenance.  Especially in networks where
   bandwidth consuption and traffic count is at a premium, the high
   overhead of subscription maintenance becomes a barrier for
   deployment.

   The same problem affects fetching and polling of resource state as
   well.  As a benchmark, if we look at the performance of HTTP [8] in
   similar scenarios, it performs substantially better using conditional
   requests.  When resources are tagged with an entity-tag, and each GET
   is a conditional one using the "If-None-Match" header field, the
   entity body need not send more than once; if the resource has not
   changed between successive polls, an error response is returned
   indicating this fact, and the resource entity is not transmitted
   again.

   The SIP PUBLISH [1] method also contains a similar feature, where a
   refresh of a publication is done by reference to its assigned entity-
   tag, instead of retransmitting the event state each time the
   publication expiration is extended.

2.3.  Requirements

   As a summary, here is the required functionality to solve the
   presented issues:

   REQ1:   It must be possible to suppress the NOTIFY request (or at a
           minimum the event body therein) triggered by a subscription
           refresh, if the subscriber already has possession of the
           latest event state of the resource

   REQ2:   It must be possible to suppress the NOTIFY request (or at a
           minimum the event body therein) triggered by a fetch, if the
           subscriber already has possession of the latest event state
           of the resource








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3.  Overview of Operation

   Whenever a subscriber initiates a subscription, it issues a SUBSCRIBE
   request.  If the subscriber supports the conditional subscription
   mechanism described in this memo, it also includes a supported tag
   indicating so.  The SUBSCRIBE request is sent, routed and processed
   by the notifier normally, i.e., according to RFC3261 [3], RFC3265
   [4].

   If the notifier receiving the SUBSCRIBE request supports conditional
   subscriptions, it generates a unique entity tag for the resource
   state, and attaches that tag in a SIP-ETag header field of the NOTIFY
   request.  The entity tag is unique for that particular resource and
   event state; however, depending on the notifier composition, a single
   resource may be represented by several different views, in which case
   each separate view would also have its own etag.

   Entity-tags are independent of subscriptions; the notifier should
   store the entity tag along with the resource state regardless of
   whether there is an active subscription to that resource.  This
   allows notifications generated to a fetch or poll to also be tagged
   with the same entity-tag.

   The subscriber will use the entity tag received in the notification
   and store it along with the event state.  For issuing a conditional
   subscription, the subscriber issues a SUBSCRIBE request that includes
   a SIP-If-None-Match header field containing the last received entity-
   tag for the requested resource.  This is to instruct the notifier to
   send resource state only if the included entity-tag and the notifier
   entity-tag are not equal.  If the entity-tags are equal, a NOTIFY is
   still generated, but contains an empty body.

   There are two reasons for this design: first, the Subscription-State
   header field carries information about the state of the subscription;
   second, a conditional subscription should still maintain the ability
   to extend the subscription expiration, so a 412 error response is not
   entirely appropriate (since the request has succeeded in part).

   When processing the conditional SUBSCRIBE, normal processing of the
   request is followed, e.g., the request is authenticated and
   authorized based on the notifier's authorization and composition
   policy.  When generating a NOTIFY request, the notifier makes a
   comparison between the entity-tag received in the SIP-If-None-Match
   header field of the SUBSCRIBE, and the locally stored entity tag for
   the requested resource.  If there is no match, the latest resource
   state (including it's current entity-tag) is sent in a notification;
   if the entity-tags match, an empty entity body is sent in the
   notification.



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   Whenever the notifier detects a state change it needs to report to
   (potential) subscribers of that resource, it needs to generate and
   store a fresh entity-tag for that resource.  Optionally, the notifier
   can also keep record in a journal of recent state changes and their
   associated entity tags.  Such a journal can then be used to create a
   state differential for a subscriber and event package that support
   such payload formats.


4.  Notifier Behavior

   This section augments the notifier behavior as specified in RFC3265
   [4].

4.1.  Generating Entity Tags

   A notifier generates entity tags for each resource it is responsible
   for.  Depending on its composition policy, there may in addition
   exist several different views of the resource state, requiring
   several different entity tags per resource.

      The views might correspond to different groups of users that have
      varying levels of access rigths to the resource state.  For
      example, in presence [5] watchers may get different levels of
      accuracy in geolocation information, based on the presentity's
      privacy settings.

   An entity tag is defined as an opaque token, and the notifier is free
   to decide the means for generating one.  For example, one possible
   method is to implement the entity tag as a simple counter,
   incrementing it by one for each generated notification per resource.

   Note that the entity tag values used in publications are not
   necessarily shared with the entity tag values used in subscriptions.
   This is because there may not always be a one-to-one mapping between
   a publication and a notification; there may be several inputs to the
   composition process, which is dictated by composition policy.

4.2.  Comparison Rules for Entity Tags

   FIXME: Add some text here.

4.3.  Suppressing NOTIFY Bodies

   When a condition fails, i.e., the local and subscriber provided
   entity-tags do not match, the notifier MUST suppress the body of the
   resulting NOTIFY request.  The Content-Type header field of the
   NOTIFY request is set an appropriate value, depending on the event



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   package, but the Content-Length MUST be set to zero, and no payload
   is attached to the message.

   Suppressing the entity body of a NOTIFY does not change the current
   entity-tag of the resource.

4.4.  State Differentials

   A notifier can optionally keep track of the state changes of a
   resource, e.g., storing the changes in a journal.  If a condition
   fails, the notifier MAY send a state differential in the NOTIFY
   rather than the full state of the event resource.  This is only
   possible if the event package and the subscriber both support a
   payload format that has this capability.

      OPEN ISSUE: How about using timestamps and Modified-Since
      construct?  This probably works just as well, and at least makes
      the idea of a journal seem more intuitive.  The problem present in
      HTTP (why HTTP has moved away from timestamps and into etags)
      regarding limited 1 second granularity in timestamps is not a
      problem in SIP events.  Each package restricts sending
      notifications that close to each other.


5.  Subscriber Behavior

   This section augments the subscriber behavior defined in RFC3265 [4].

5.1.  Indicating Support for Entity Tags

   The proposed solution is backwards compatible with SIP events [4] in
   that a notifier supporting this mechanism will insert a SIP entity-
   tag in its NOTIFY requests, and a subscriber that understands this
   mechanism will know how to use them in creating a conditional
   request.

   Unaware subscribers will simply ignore the entity-tag, make
   unconditional requests and get the usual defined behavior from the
   notifier.

   As a hint to the notifier, the subscriber can also use the Supported
   header field in advertizing support for receiving entity tags in
   notifications:

      Supported: etags






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5.2.  Creating Conditional SUBSCRIBEs

   When creating a conditional SUBSCRIBE request, the subscriber
   includes a "SIP-If-None-Match" header field that includes an entity-
   tag the subscriber received in a previous notification.


6.  Grammar

   This section defines new extension syntax elements to those elements
   defined in RFC3261 [3] and RFC3903 [1].
         message-header    =/ SIP-If-None-Match
             ; message-header is defined in RFC3261,
         SIP-If-None-Match =  "SIP-If-None-Match" HCOLON entity-tag

             ; and entity-tag in RFC3265.


7.  Examples

   Below is an example message flow that utilizes conditional SUBSCRIBE
   requests and entity-tags.

   Initial subscription, at t=0:

   Watcher              Notifier
      |                     |
      |'---...__M1          |
      |         `'---...__  |
      |                   ->|
      |                     |
      |        M2___..,--'' |
      |  _.,--'''           |
      |<-                   |
      |                     |
      |        M3___..,--'' |
      |  _.,--'''           |
      |<-                   |
      |                     |
      |                     |
      |'---...__M4          |
      |         `'---...__  |
      |                   ->|

   M1: SUBSCRIBE, no entity-tag, Expires: 3600.  M2: 200 OK.  M3:
   NOTIFY, SIP-ETag: 0001.  M4: 200 OK, Expires: 3600





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   Subscription refresh, at t=3000:

   Watcher              Notifier
      |                     |
      |'---...__M5          |
      |         `'---...__  |
      |                   ->|
      |                     |
      |        M6___..,--'' |
      |  _.,--'''           |
      |<-                   |
      |        M7___..,--'' |
      |  _.,--'''           |
      |<-                   |
      |                     |
      |'---...__M8          |
      |         `'---...__  |
      |                   ->|
      |                     |

   M5: SUBSCRIBE, If-None-Match: 0001, Expires:3600.  M6: 200 OK,
   Expires: 3600.  M7: NOTIFY, Content-Length: 0.  M8: 200 OK.


8.  IANA Considerations

   FIXME: Add this section.


9.  Security Considerations

   FIXME: Add this section.


10.  References

10.1.  Normative References

   [1]  Niemi, A., "Session Initiation Protocol (SIP) Extension for
        Event State Publication", RFC 3903, October 2004.

   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [3]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
        Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
        Session Initiation Protocol", RFC 3261, June 2002.




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   [4]  Roach, A., "Session Initiation Protocol (SIP)-Specific Event
        Notification", RFC 3265, June 2002.

10.2.  Informative References

   [5]  Rosenberg, J., "A Presence Event Package for the Session
        Initiation Protocol (SIP)", RFC 3856, August 2004.

   [6]  Mahy, R., "A Message Summary and Message Waiting Indication
        Event Package for the Session Initiation Protocol (SIP)",
        RFC 3842, August 2004.

   [7]  Rosenberg, J., "A Session Initiation Protocol (SIP) Event
        Package for Registrations", RFC 3680, March 2004.

   [8]  Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L.,
        Leach, P., and T. Berners-Lee, "Hypertext Transfer Protocol --
        HTTP/1.1", RFC 2616, June 1999.

   [9]  Rosenberg, J., "Obtaining and Using Globally Routable User Agent
        (UA) URIs (GRUU) in the  Session Initiation Protocol (SIP)",
        draft-ietf-sip-gruu-06 (work in progress), October 2005.


Author's Address

   Aki Niemi
   Nokia Research Center
   P.O. Box 407
   NOKIA GROUP, FIN  00045
   Finland

   Phone: +358 50 389 1644
   Email: aki.niemi@nokia.com


Full Copyright Statement

   Copyright (C) The Internet Society (2006).

   This document is subject to the rights, licenses and restrictions
   contained in BCP 78, and except as set forth therein, the authors
   retain all their rights.

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,



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   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
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Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.

















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