One document matched: draft-lior-radius-prepaid-extensions-05.txt

Differences from draft-lior-radius-prepaid-extensions-04.txt



Network Working Group                                            A. Lior 
INTERNET-DRAFT                                       Bridgewater Systems 
Category: Informational                                        P. Yegani 
draft-lior-radius-prepaid-extensions-05.txt                        Cisco 
Expires: 17 January, 2005                                   K. Chowdhury 
                                                                  Nortel 
                                                                   Y. Li 
                                                     Bridgewater Systems 
                                                           July 19, 2004 
                                                                         
                                                                         
    
    
     PrePaid Extensions to Remote Authentication Dial-In User Service 
                                 (RADIUS) 
    
    
Status of this Memo 
    
   By submitting this Internet-Draft, I certify that any applicable 
   patent or other IPR claims of which I am aware have been disclosed, 
   and any of which I become aware will be disclosed, in accordance 
   with RFC 3668. 
    
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups. Note that 
   other groups may also distribute working documents as Internet-
   Drafts. 
    
   Internet-Drafts are draft documents valid for a maximum of six 
   months and may be updated, replaced, or obsoleted by other documents 
   at any time. It is inappropriate to use Internet-Drafts as reference 
   material or to cite them other than as "work in progress." 
    
   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt. 
    
   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 
    
   This Internet-Draft will expire on January 17, 2005 
    
Copyright Notice 
    
   Copyright (C) The Internet Society (2004).  All Rights Reserved. 
    
    
 
 
Lior, et al.                                                  [Page 1] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
Abstract 
    
   The draft presents an extension to the Remote Authentication Dial-In 
   User Service (RADIUS) protocol to support PrePaid data services for 
   a wide range of deployments such as Dial, Wireless, WLAN.  
   Consideration for roaming using mobile-ip is also given. 
    
    
Table of Contents 
    
   1. Introduction...................................................4 
      1.1 Terminology................................................6 
      1.2 Requirements language......................................6 
   2. Architectural Model............................................6 
      2.1 Why not existing RADIUS attributes?.......................12 
   3. Use-cases.....................................................14 
      3.1 Simple pre-paid access use-case...........................15 
      3.2 Support for Multi-Services................................17 
      3.3 Resource Pools............................................18 
      3.4 Support for Complex Rating Functions......................19 
      3.5 Support for Roaming.......................................20 
      3.6 PrePaid termination.......................................21 
   4. Operations....................................................21 
      4.1 General Requirements......................................21 
         4.1.1 Broker AAA Requirements..............................21 
      4.2 Authentication and Authorization for Prepaid Enabled Service 
      Access Devices................................................22 
      4.3 Session Start Operation...................................24 
      4.4 Mid-Session Operation.....................................25 
      4.5 Dynamic Operations........................................27 
         4.5.1 Unsolicited Session Termination Operation............27 
         4.5.2 Unsolicited Change of Authorization Operation........28 
      4.6 Termination Operation.....................................28 
      4.7 Mobile IP Operations......................................29 
      4.8 Operation consideration for Multi-Services................30 
         4.8.1 Initial Quota Request................................31 
         4.8.2 Quota Update.........................................31 
         4.8.3 Termination..........................................32 
         4.8.4 Dynamic Operations...................................32 
         4.8.5 Support for Resource Pools...........................32 
         4.8.6 Error Handling.......................................33 
      4.9 Accounting Considerations.................................33 
      4.10 Service Access Device Operation..........................33 
 
 
Lior, et al.                Informational                    [Page 2] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
      4.11 Interoperability with Diameter Credit Control Application33 
   5. Attributes....................................................34 
      5.1 PPAC Attribute............................................34 
      5.2 Session Termination Capability............................35 
      5.3 PPAQ Attribute............................................35 
      5.4 Table of Attributes.......................................41 
   6. Security Considerations.......................................41 
      6.1 Authentication and Authorization..........................41 
      6.2 Replenishing Procedure....................................41 
   7. IANA Considerations...........................................42 
   8. Normative References..........................................42 
   9. Call Flows....................................................42 
      9.1 Simple Concurrent Services................................43 
   Acknowledgments..................................................46 
   Author's Addresses...............................................46 
   Intellectual Property Statement..................................47 
   Disclaimer of Validity...........................................47 
   Copyright Statement..............................................48 
   Expiration Date..................................................48 
    























 
 
Lior, et al.                Informational                    [Page 3] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
1. Introduction 
    
   This draft describes RADIUS protocol extensions supporting PrePaid 
   Data Services. 
    
   PrePaid data services are cropping up in many wireless and wireline 
   based networks.  A PrePaid Data Service subscriber is one that 
   purchases a contract to receive a data service for either a period 
   of time, or a quantity of data.  Before providing a prepaid data 
   service, the service provider checks that the prepaid subscriber has 
   sufficient funds to cover the particular service request. Only after 
   confirmation that funds are available is the service provided to the 
   user. 
    
   The subscriber purchases the Data Service using various means such 
   as buying a PrePaid Card, or online.  How the subscriber purchases 
   their PrePaid Data Service depends on the deployment and is not in 
   scope for this document. 
    
   In some deployments, the PrePaid data service will be combined with 
   other Prepaid services such as PrePaid circuit voice service.  This 
   is not an issue for this document other than the fact that the 
   PrePaid Data Services described in this paper should work with other 
   PrePaid data and or circuit voice services. 
    
   The fundamental business driver for a carrier to provide PrePaid 
   data services is to increase participation (subscriber base) and 
   thus to increase revenues.  Therefore, it makes sense that PrePaid 
   services meet the following goals: 
    
   - Leverage existing infrastructure, hence reducing capital 
      expenditures typically required when rolling out a new service; 
   - Ability to rate service requests in real-time; 
   - Ability to check that the end userÆs account for coverage for the 
      requested service charge prior to execution of that service;  
   - Protect against revenue loss, i.e., prevent an end user from 
      generating chargeable events when the credit of that account is 
      exhausted or expired; 
   - Protect against fraud; 
   - Be as widely deployable over Dialup, Wireless and WLAN networks. 
    

 
 
Lior, et al.                Informational                    [Page 4] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   The protocol described in this document maximizes existing 
   infrastructure as much as possible û hence the use of the RADIUS 
   protocol.  The protocol is used in ways to protect against revenue 
   loss or revenue leakage.  This is achieved by defining procedures 
   for the real-time delivery of service information to a pre-paid 
   enabled AAA server, to minimize the financial risk, for the pre-paid 
   enabled AAA server to be able to allocate small quotas to each data 
   session and having the ability to update the quotas from a central 
   quota server dynamically during the lifetime of the PrePaid data 
   session.  As well, mechanisms have been designed to be able to 
   recover from errors that occur from time to time. 
    
   Protection against fraud is provided by recording of accounting 
   records, by providing mechanisms to thwart replay attacks.  As well, 
   mechanisms have been provided to terminate data sessions when fraud 
   is detected. 
    
   PrePaid System will become more prevalent and sophisticated as the 
   various networks such as Dialup, Wireless and WLAN converge.  This 
   protocol extension is designed to meet the challenges of converged 
   networks.  The draft mainly addresses how to use the RADIUS protocol 
   to achieve a PrePaid Data Service.  The prepaid architecture assumes 
   that rating of chargeable events does not occur in the element 
   providing the service. This rating could be performed in the prepaid 
   enabled AAA server or may exist in an entity behind this AAA server. 
   Business logic and service rules may define that tariffing of events 
   vary in time, e.g., the particular price per megabyte download may 
   be defined to switch at 8pm from a high tariff to a low tariff. The 
   RADIUS extensions for prepaid support scenarios enable scalable 
   implementation of tariff switched prepaid systems. 
    
   Furthermore, the prepaid architecture assumes that a quota server is 
   available which, through co-ordination with the rating entity and 
   centralized balance manager is able to provide a quota response in 
   response for prepaid data service.  This quota server functionality 
   could be performed in the prepaid enabled AAA server or may exist in 
   an entity behind this AAA server. Finally, the details of the 
   PrePaid System, such as its persistent store, how it maintains its 
   accounts are not covered at all.  However, in order to define the 
   RADIUS protocol extensions it is necessary to discuss the functional 
   behavior of the PrePaid System. 
    

 
 
Lior, et al.                Informational                    [Page 5] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
1.1 Terminology 
    
  Service Access Device     
  PrePaid Client(PPC)       
  PrePaid Server(PPS)       
  Home agent (HA)           
  Home network              
  Home AAA (HAAA)           
  Broker AAA (BAAA)         
  Visited AAA (VAAA)        
  Foreign Agent (FA)        
  WLAN                      
  Service Event             
  Access Service           The service that is provided to the user 
                           when the user is authenticated and 
                           authorized.  In this document the term is 
                           used to differentiate between authorization 
                           of services that are explicitly identified 
                           by a Service Id.  Example of Access Service 
                           would be the Main Service instance of 3GPP2. 
 
1.2 Requirements language 
    
   In this document, several words are used to signify the requirements 
   of the specification.  These words are often capitalized.  The key 
   words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in 
   this document are to be interpreted as described in [RFC2119]. 
    
2. Architectural Model  
    
   The architectural model supports prepaid clients on a service access 
   device. A service access device (e.g. a NAS) typically provides a 
   access to data service to end-users. A service access device in an 
   entity on the data path that includes a RADIUS client. 
    
   When pre-paid service is used the service access device collects 
   service event information and reports it while and/or after services 
   are provided to the prepaid user. This event information is sent to 
   a prepaid server by using the prepaid RADIUS extensions. 
    
   If real-time credit control is required, the service access device 
   (prepaid client) contacts the prepaid server with service event 
 
 
Lior, et al.                Informational                    [Page 6] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   information included before the service is provided. The prepaid 
   server, depending on the service event information, performs credit 
   check and allocates a portion of available credit to the service 
   event. The rating entity converts this credit value into a time 
   and/or volume amount, which is then returned to the requesting 
   service access device. The rating entity may determine that during 
   the allocated quota, a tariff switch will occur in which case the 
   rating entity will include details of the quota allocated prior to 
   the tariff switch, details of the quota allocated after the tariff 
   switch together with details of when the tariff switch will occur. 
    
   The requesting service access device then monitors service execution 
   according to the instructions returned by the prepaid server. After 
   service completion or on a subsequent request for service, the 
   prepaid server deducts the reserved allocation of credit from the 
   prepaid userÆs account. 
    
   Similarly, when a user terminates an on-going prepaid service, the 
   prepaid client signals the prepaid server with the a value 
   corresponding to the unused portion of the allocated quota.  The 
   prepaid server is then able to refund unused allocated funds into a 
   userÆs prepaid account. 
    
   There MAY be multiple prepaid servers in the system for reasons of 
   redundancy and load balancing. The system MAY also contain separate 
   rating server(s) and accounts MAY be located in a centralized 
   database. System internal interfaces can exist to relay messages 
   between servers and an account manager.  However the detailed 
   architecture of prepaid system and its interfaces are implementation 
   specific and are out of scope of this specification. 
    
    
    
    
    
    
    
    
    
    
    
    
    
 
 
Lior, et al.                Informational                    [Page 7] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
                                           accounting            
       +------------+       +-----------+  protocol    +--------------+  
       | Subscriber |<----->|  Service  |              |              |  
       |            |       |  Access   |<------------>| Accounting   |  
       |  Device    |       |  Device   |<-----+       |   Server     |  
       +------------+       +-----------+      |       +--------------+  
                                               |                
                                               |                
                                               |       +--------------+  
                                               +------>|   PrePaid    |  
                                          prepaid      |   Server     |  
                                          protocol     +--------------+  
                                                                         
   Figure 1 Basic Prepaid Architecture 
    
   The prepaid server and accounting server in this architecture model 
   are logical entities. The real configuration MAY combine them into a 
   single host. 
    
   There MAY exist protocol transparent RADIUS Proxies between prepaid 
   client and prepaid server. These proxies transparently support the 
   prepaid RADIUS extensions.  
    
   In order to generalize the solution, in this paper we generalize the 
   Service Access Devices, which in reality may be a NAS in Dialup 
   deployments, PDSN (Packet Data Serving Node) or HA (Home Agent) in 
   CDMA2000 deployments, an 802.11 WLAN Access Points or GGSN (Gateway 
   GPRS Serving Node) in GPRS/UMTS deployments. To actively participate 
   in Prepaid procedures outlined here, the Service Access Device MUST 
   have the Prepaid Client capabilities.  Prepaid Client Capabilities 
   include the ability to meter the usage for a prepaid data session; 
   this usage includes time or volume (e.g. number of bytes) usage.   
    
   In the case of roaming scenarios using mobile IP (in a wireless or 
   wireline network), the prepaid client functionality may be delegated 
   to the Home Agent.  It may also be possible to deliver limited 
   prepaid services using RADIUS capabilities specified in RFC2865 and 
   RFC2866. 
    
   Furthermore, the device including the prepaid client functionality 
   may also have Dynamic Session Capabilities that include the ability 
   to terminate a data session and/or change the filters associated 

 
 
Lior, et al.                Informational                    [Page 8] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   with a specific data session by processing Disconnect Messages and 
   Change of Authorization messages as per [RFC3576]. 
    
   In this document RADIUS is used as the AAA server.  There are three 
   kinds or categories of AAA servers.  The AAA server in the home 
   network, the HAAA, is responsible for authentication of the 
   subscriber and also authorization of the service.  In addition, the 
   HAAA communicates with the Prepaid servers using the RADIUS protocol 
   to authorize prepaid subscribers.  In AAA based roaming deployments 
   the AAA server in the visited network, the VAAA, is responsible for 
   forwarding the RADIUS messages to the HAAA.  The VAAA may also 
   modify the messages.  In roaming deployments, the visited network 
   may be separated from the home network by one or more broker 
   networks.  The AAA servers in the broker networks, BAAA are 
   responsible to route the RADIUS packets transparently and hence 
   donÆt play an active roll in the Prepaid Data Service delivery.  
    
   In this document the Prepaid Server is described in functional terms 
   related to their interface with the HAAA.  The Prepaid Server 
   interfaces to entities which: 
    
   i) Keep the accounting state of the prepaid subscribers (balance 
      manager); 
   ii) Allow access service requests to be rated in real-time (Rating 
      Engine); and 
   iii) Allow quota to be managed for a particular pre-paid service 
      (Quota Server). 
    
   The various deployments for Prepaid are presented in the remainder 
   of this section.  The first deployment is the basic Prepaid data 
   service and is depicted in figure 2.  Here the Service Access Device 
   which supports the prepaid client functionality, the HAAA and the 
   Prepaid Server are collocated in the same provider network.  
    
   The Subscriber Device establishes a connection with one of several 
   Access Devices in the network.  The Service Access Device 
   communicates with one or more HAAA servers in the network.  To 
   provide redundancy more than one HAAA may be available to use by a 
   Service Access Device.  
    
   The network will have one or more Prepaid Servers.  Multiple Prepaid 
   Servers may be used to provide redundancy and load sharing.  The 
   interface between the HAAA and the PPS is implemented using the 
 
 
Lior, et al.                Informational                    [Page 9] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   RADIUS protocol in this specification.  However, in cases where the 
   PPS does not implement the RADIUS protocol, the implementation would 
   have to map the requirements defined in this document to whatever 
   protocol is used between the HAAA and the PPS.  
    
                                       +------+     +-----+  
                                       |      |     |     |  
           +--------+   +--------+  +--| HAAA |--+--| PPS |  
           |        |   |        |  |  |      |  |  |     |  
           | Sub    |   | Service|  |  +------+  |  +-----+  
           |        |---| Access |--+            |           
           | Device |   | Device |  |  +------+  |  +-----+  
           |        |   |        |  |  |      |  |  |     |  
           +--------+   +--------+  +--| HAAA |--+--| PPS |  
                                       |      |     |     |  
                                       +------+     +-----+  
    
      Figure 2 Basic Prepaid Access Architecture  
    
   Figure 3 shows a static roaming prepaid architecture that is typical 
   of a wholesale scenario for Dial-Up users or a broker scenario used 
   in Dial-Up or WLAN roaming scenarios. 
    
                            +----+   +----+   +----+   +-----+  
                            |    |   |    |   |    |   |     |  
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |  
      |      |  |       | | |    | | |    | | |    | | |     |  
      |Sub   |  |Service| | +----+ | +----+ | +----+ | +-----+  
      |      |--|Access |-+        |        |        |          
      |Device|  |Device | | +----+ | +----+ | +----+ | +-----+  
      |      |  |       | | |    | | |    | | |    | | |     |  
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |  
                            |    |   |    |   |    |   |     |  
                            +----+   +----+   +----+   +-----+  
                                                                
      |     Visited              |  |Broker | |    Home      |  
      |     Network              |  |Network| |    Network   |  
        
      Figure 3 Static Roaming Prepaid Architecture  
    
   As in the basic prepaid architecture the subscriberÆs device 
   establishes a connection with the Service Access Device (NAS, WLAN 
   Access Point).  The Service Access Device communicates with the 
 
 
Lior, et al.                Informational                   [Page 10] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Visiting AAA server (VAAA) using the RADIUS protocol.  Again for 
   redundancy there maybe more then one VAAA.  The VAAA communicate 
   using the RADIUS protocol with AAA servers in the broker network 
   (BAAA).  There maybe more then one Broker Network between the 
   Visited Network and the Home Network.  The Home Network is the same 
   as in the simple architecture. 
    
   To support dynamic roaming the network will utilize Mobile-Ip as 
   illustrated in Figure 4.  Note that typically the mobile device 
   would be moving between networks that use the same technology such 
   as Wireless or WLAN.  Increasingly, device will be able to roam 
   between networks that use different technology such as between WLAN 
   and Wireless and Broadband. Fortunately, Mobile-Ip can address this 
   type of roaming and therefore we need not be concerned with the 
   underlying network technology.  
        
                                                              
      +------+  +-------+     +----+  +----+  +----+  +-----+  
      |      |  |Service|     |    |  |    |  |    |  |     |  
      |Sub   |  |Access +-----|VAAA|--|BAAA|--|HAAA|--| PPS |  
      |      |--|Device |     |    |  |    |  |    |  |     |  
      |Device|  | (FA)  +--+  +----+  +-+--+  +----+  +-----+  
      |      |  |       |  |            |                      
      +------+  +------ +  |            |                      
         |                 |            |     +----+           
         |                 |            |     |    |           
         |ROAMS            +------------------+ HA |           
         |                              |     |    |           
         V                  +----+      |     +----+           
      +------+  +-------+   |    |      |        |             
      |      |  |Service| +-|VAAA+------+        |             
      |Sub   |  |Access | | |    |               |             
      |      |--|Device +-+ +----+               |             
      |Device|  | (FA)  |                        |             
      |      |  |       +------------------------+             
      +------+  +-------+                                      
                                                              
                                                              
      Figure 4 Roaming using Mobile-IP and pre-paid enabled Service 
               Access Devices 
    
   In figure 4, the Subscriber device establishes a prepaid session 
   between the Service Access Device in the foreign network, which has 
 
 
Lior, et al.                Informational                   [Page 11] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   prepaid capabilities.  The subscriberÆs home address will be 
   anchored at the Home Agent (HA) in the home network.  The setup for 
   this access service is identical to the cases covered above.  Notice 
   that the Service Access Device may be collocated with the Foreign 
   Agent (FA) in case of Mobile-IPv4.  As the subscriber device moves 
   it establishes a connection with another Service Access Device in 
   the same foreign network or in another foreign network.  The prepaid 
   data service should continue to be available.  When a device 
   associates to another Service Access Device it MUST re-authenticate 
   at the new Service Access Device and de-associate or logoff from the 
   old Service Access Device.  Furthermore, any unused quota at the old 
   Service Access Device MUST be promptly credited back to the 
   subscribers account.  The reason we say promptly, is because if the 
   subscriber is very low on resources to start with, the subscriber 
   may not have enough resources to log on to the new Service Access 
   Device.  The speed at which resources can be returned depend on the 
   type of handoff procedure that is used.  Some of the example of 
   handoffs in wireless networks are dormant handoff, active handoff 
   and fast handoff.  
    
   As well, notice that if the Service Access Devices could communicate 
   with each other then there could be a way to accelerate a faster 
   handoff procedure.  In particular, it could accelerate the return of 
   the unused portion of the quotas from the old Access Device.  
    
   Unfortunately, standards with regards to handoff are evolving with 
   each network technology creating their own scheme to make the 
   handoff procedures more efficient.  
    
    
2.1 Why not existing RADIUS attributes? 
    
   It has been asked ôWhy not use existing RADIUS attributes to build a 
   prepaid solution? This will allow us to have a solution with 
   existing devices without code modification.ö 
    
   It is possible to build a prepaid solution using existing RADIUS 
   attributes. The RADIUS server can simply send an Access-Accept 
   message containing Session-Timeout(27) and set Termination-
   Action(29) to RADIUS-request.  Upon receiving the Access-Accept 
   message, the NAS will meter the duration of the session and upon 
   termination of the session the NAS generate an Access-Request 
   message again.  The RADIUS server would re-authenticate the session 
 
 
Lior, et al.                Informational                   [Page 12] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   and reply with an Access-Accept message with additional time in 
   Session-Timeout(27) or an Access-Reject message if there were no 
   more resources in the userÆs account. 
    
   If the user terminates the session before the time expressed in 
   Session-Timeout(27).  The NAS will recover any unused time from the 
   accounting stream. 
    
   There are several problems with such a solution: 
    
   -It only allows for time-based prepaid.  The solution presented in 
   this document allows for both time and volume based prepaid.  As 
   well as extensibility for other features such as tarified based 
   solutions. 
    
   -Using accounting messages to recoup unused time may be problematic 
   because RADIUS accounting messages are not real-time.  A RADIUS 
   server may store-and-forward accounting messages in batches.  The 
   solution presented in this paper does not rely on Accounting Packets 
   at all.  It uses Access-Request, messages which do flow through any 
   network in real-time.  Delaying accounting messages may cause 
   revenue leakage. 
    
   -Session-Timeout(27) is not a mandatory attribute.  If a prepaid 
   subscriber is being serviced by a NAS that does not adhere to 
   Session-Timeout then that subscriber will obtain unlimited service. 
    
   -Termination-Action(29) presents its own issues.  First the 
   behaviour of Termination-Action(29) is not mandatory.  Second, 
   according to RFC2865 Termination-Action fires when the Service is 
   complete.  But we should not be terminating the service while 
   negotiating additional quota. The refreshing of the time quota 
   should be transparent to the user.  Because Termination-Action 
   occurs when the Service is complete it is unclear whether or not the 
   user experience would be transparent. For example, will the RADIUS 
   server allocate the subscriber a new IP address? Furthermore, the 
   RADIUS server has no way of telling why the Access-Request message 
   was generated.  The RADIUS server will have to wait for the 
   corresponding accounting packet to determine the reason for this 
   Access-Request message. Lastly re-authenticating the subscriber may 
   take far too long. The solution presented in this document allows 
   quota replenishing to occur in an undisruptive manner from the 

 
 
Lior, et al.                Informational                   [Page 13] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   perspective of the user.  No re-authentication is required and 
   quotas can be negotiated prior to the quotas running out. 
    
   -Prepaid ambiguity.  Implementing prepaid using existing RADIUS 
   attributes presents another problem. Due to the fact that the 
   standard RADIUS attributes are not mandatory, then the correct 
   prepaid operation is really an act of faith on the part of the 
   RADIUS server.  If Session-Timeout(27) and/or Termination-Action(29) 
   are not supported, the prepaid subscriber will get free access. The 
   solution described in this document, requires that a prepaid capable 
   Service Access Device inform the RADIUS server whether or not it 
   supports prepaid capabilities.  The RADIUS server can now determine 
   whether service should be granted or not.  For example, if a prepaid 
   subscriber is connected to a NAS that does not support prepaid, the 
   RADIUS server can either instruct the NAS to tunnel the traffic to 
   another entity in the home network that does support prepaid client 
   function (e.g. Home Agent) or it may allow the subscriber to get 
   access but restrict the traffic. 
    
   The prepaid solution we present is a robust carrier grade prepaid 
   solution.  It only requires the support of 2 mandatory attributes 
   and one optional attribute.   Furthermore, it does not really 
   require much code support at the NAS. NASes already support 
   measurement of time and volume.  This solution requires that they 
   advertise their prepaid capabilities in an Access-Request; that they 
   generate an Access-Request Authorize-Only packet to obtain more 
   quota at or before the quota is used up.  It also requires that the 
   NAS send an Access-Request with Authorize-Only when the session 
   terminates to return any unused quota to the prepaid system. 
    
   Lastly the solution provided in this document is extensible. This 
   document defines the basic exchanges between a prepaid capable NAS 
   and a RADIUS server.  The protocol can easily be extended to support 
   tariff switching and other prepaid business models. 
 
3. Use-cases 
    
   In this section we present a set of use cases that will help 
   establish the requirements needed to deliver PrePaid data services.  
   These use cases donÆt address how the PrePaid account is established 
   or maintained.  It is assumed that the PrePaid subscriber has 
   obtained a valid account from a service provider such as a wireless 
   operator or a WLAN operator. 
 
 
Lior, et al.                Informational                   [Page 14] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
   To make the document as general as possible, the use cases cover the 
   experience from the Service Access Device and not from the UserÆs 
   Device.  The connection between the UserÆs Device, which typically 
   involves setting up a layer 2 session, e.g., PPP session or GPRS PDP 
   Context, is specific to a given network technology and the details 
   are not required to deliver a PrePaid service. 
    
    
3.1 Simple pre-paid access use-case 
    
   A PrePaid subscriber connects to his home network.  As usual, the 
   Access Device that is servicing the subscriber will use the AAA 
   infrastructure to authenticate and authorize the subscriber. 
    
   The Service Access Device sends a RADIUS Access-Request to the AAA 
   system to authenticate the subscriber, and identify and authorize 
   the service.  The Access-Request includes the subscriberÆs 
   credentials and may include the PrePaid capabilities of the Service 
   Access Device.  PrePaid capabilities MUST be included if the Service 
   Access Device supports PrePaid functionality. 
    
   The AAA System proceeds with the authentication procedure.  This may 
   involve several transactions such as in EAP [RFC2284].  Once the 
   subscriber has been authenticated, the AAA system determines that 
   the subscriber is a PrePaid subscriber and requests that the PrePaid 
   System authorize the PrePaid subscriber.  The request MUST include 
   the PrePaid Capabilities of the serving Service Access Device. 
    
   The PrePaid System will validate that the subscriber has a PrePaid 
   Account; it will validate that the account is active; and will 
   validate that the Service Access Device has the appropriate PrePaid 
   capabilities.  If all is in order, the PrePaid System will authorize 
   the subscriber to use the network.  Otherwise it will reject the 
   request.  The response is sent back to the AAA System.  The response 
   includes attributes to indicate the allocation of a portion of the 
   subscriberÆs account called the initial quota (in units of time or 
   volume) and optionally a threshold value.   
    
   The reason we allocate a portion of the userÆs account is that the 
   user may be engaged in other Services that may draw on the same 
   Prepaid account.  For example the user may be engaged in a data 
   session and a voice session.  Although, these two services would 
 
 
Lior, et al.                Informational                   [Page 15] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   draw from the same account the involved separate parts of the 
   system.  If the entire quota was allocated to the data session then 
   the user would have no more funds for a voice session. 
    
   The AAA system incorporates the PrePaid attributes received from the 
   PrePaid System into an Access-Accept message that it sends back to 
   the Service Access Device.  Note the AAA System is responsible for 
   authorizing the service whereas the PrePaid System is responsible 
   for PrePaid authorization. 
    
   Upon receiving the Access-Response, the Service Access Device allows 
   the PrePaid data session to start and it starts to meter the session 
   based on time or volume, as indicated in the returned Quota 
    
   Once the usage for the session approaches the allotted quota (as 
   expressed by the threshold), the Service Access Device will request 
   an additional quota.  The re-authorization for additional quota 
   flows through the AAA system to the PrePaid System.  The PrePaid 
   System revalidates the subscriberÆs account; it will subtract the 
   previous quota allocation from the userÆs account balance and if 
   there is a balance remaining it will reauthorize the request with an 
   additional quota allotment.  Otherwise, the PrePaid System will 
   reject the request.  Note the replenishing of the quotas is a re-
   authorization procedure and does not involve re-authentication of 
   the subscriber. 
    
   It is important to note that the PrePaid System is maintaining 
   session state for the subscriber.  This state includes how much 
   account balance was allocated during the last quota allocation for a 
   particular session and how much is left in the account.  Therefore, 
   it is required that all subsequent messages about the PrePaid 
   session reach the correct PrePaid System. 
    
   Upon receiving a re-allotment of the quota, the Service Access 
   Device will, continue the data service session until the new 
   threshold is reached.  If the request for additional quota cannot be 
   fulfilled then the Service Access Device will let the subscriber use 
   up the remaining quota and terminate the session. 
    
   Alternatively, instead of terminating the session, the Service 
   Access Device may restrict the data session such that the subscriber 
   can only reach a particular web server.  This web server maybe used 
   to allow the subscriber to replenish their account.  This 
 
 
Lior, et al.                Informational                   [Page 16] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   restriction can also be used to allow new subscribers to purchase 
   their initial PrePaid Service. 
    
   Should the subscriber terminate the session before the quota is used 
   up, the remaining balance allotted to the session must be credited 
   back to the subscriberÆs account. 
    
   As well, while the Access Device is waiting for the initial quota, 
   the subscriber may have dropped the session.  The initial quota must 
   be credited back to the subscribers account. 
    
    
3.2 Support for Multi-Services 
    
   Up to now we were looking at session that consisted of a single 
   service, ôAccess Serviceö.  An ôAccess Serviceö is the basic service 
   that is provided to the user by the Service Access Device after 
   successful authentication and authorization.  When we donÆt 
   differentiate between different types of services the ôAccess 
   Serviceö aggregates all the services that the user my be engaged in 
   on a particular Service Access Device.  For example, the user may be 
   browsing the web, and participating in a VoIP conversation, watching 
   streaming video and downloading a file. 
    
   Some operators may want to distinguish these Services.  Some 
   services are billed at different rates and Services maybe metered 
   differently.  Therefore, the prepaid solution needs to be able to 
   distinguish Services, and allocate quotas to the Services using 
   different units (e.g. time, volume) and allow for those quotas to be 
   utilized at different rates. 
    
                 +---------+ 
                 | Session | 
                 +---------+ 
                      |      
                      V N 
              +--------------+       +-------+ 
              |   Service    |------>| Quota | 
              | (service-Id) |       +-------+ 
              +--------------+ 
                               
    

 
 
Lior, et al.                Informational                   [Page 17] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   As shown in the above diagram, a Session can have N Services.  Each 
   service is identified by a Service-Id.  The format of the Service-Id 
   is not in the scope of this document but the Service-Id could be 
   expressed as an IP flow using the IP 5-tuple (Source-IP and Port, 
   the Destination-IP and Port, and the protocol).  Each Service is 
   allocated a Quota appropriate to the service. 
    
    
3.3 Resource Pools 
    
   When working with multiple services which results in multiple quota 
   allocation another problem arises.  Even though quotas are portioned 
   out in fractional parts of the users prepaid account, there could be 
   a situation where one Service utilizes its quota faster then another 
   Service.  When the userÆs account is used up, there could be a 
   situation where one Service is unable to obtain additional quota 
   while another Service has plenty of quota remaining.  Unless the 
   quotas can be rebalanced, the Service Access Device would then have 
   to terminate that Service.  As well, even before that happens, the 
   existence of several Services could generate an excessive amount of 
   traffic as the services update their quotas. 
    
   One method to solve these problems is to utilize resource pools.  
   Resource pools allow us to allocate resources to several services of 
   a session by allocating resources to a pool and have services draw 
   their quota from the pool at a rate appropriate to that service.  
   When the quota allocated to the pool runs out, we replenish the 
   pool. 
           +-----------+ 
           | Service-A |-----+         +--------+ 
           +-----------+     |    Ma   |        | 
                             +-------->|        | 
                                       |  Pool  | 
                             +-------->|   (1)  | 
           +-----------+     |    Mb   |        | 
           | Service-B |-----+         +--------+ 
           +-----------+                          
    
   As the above figure shows, Service-A and Service-B is bound to 
   Pool(1).  Ma and Mb are the pool multipliers (that are associated 
   with Service-A and Service-B respectively) that determines the rate 
   at which Service-A and Service-B draw from the pool. 
    
 
 
Lior, et al.                Informational                   [Page 18] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   The pool is initialized by taking the quota allocated to each 
   service and multiplying it by Mn.  Therefore, the amount of 
   resources allocated to a pool is given by: 
    
          Poolr = Ma*Qa + Mb*Qb + . . . 
    
   A Pool is empty if: 
    
         Poolr <= Ca*Ma + Cb*Mb + . . . 
    
       where: 
         Ca,Cb are the consumed resources of Service-A and Service-B 
         respectively. 
    
    
   Note that the resources assigned to the pool are unit less.  That 
   is, Service-A can be rated at $1 per Mbyte and Service-B can rated 
   at $0.10 per Minute.  In this case if we allocate $5 worth of 
   resources on behalf of service-A to the pool we would set Ma = 10 
   and place 50 units into the pool.  If we allocate $5 on behalf of 
   Service-B to the Pool, then M=1 and place 50 units into the Pool.  
   The pool would have a total sum of 100 units to be shared between 
   the two services.  Each Mbyte used by Service-A will draw 10 units 
   from the pool and each minute used by Service-B will draw 1 unit 
   from the pool. 
    
    
3.4 Support for Complex Rating Functions 
    
   The rate of use of a resource by a service can be very complex.  
   Some services use resources (e.g. time, volume) linearly.  For 
   example, a service maybe consuming resources at a rate of $1 per 
   Mbyte. 
    
   In some cases an operator may wish to apply a much more complex 
   rating function.  For example, a service provider may wish to rate a 
   service such that the first N Mbytes are free, then the next M 
   Mbytes are rated at $1 per Mbyte and volume above M bytes be rated 
   at $0.50 per Mbyte.  This rating function could be achieved by 
   repeated message exchanges with the Prepaid System. 
    
   To avert the need to exchange many messages and to support even more 
   complex rating functions we support Rating Groups.  A Rating Group 
 
 
Lior, et al.                Informational                   [Page 19] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   is provisioned at the Service Access Device.  As illustrated in the 
   figure below, a Rating Group is associated with one or more Services 
   and defines the rate that the services associated with the Rating 
   Group consume the quota. 
    
         +-----------+ 
         | Service-A |------+ 
         +-----------+      |     +--------------+       +-------+ 
                            +---->|              |       | Quota | 
                                  | Rating Group |------>|  or   | 
         +-----------+      +---->|              |       | Pool  | 
         | Service-B |------+     +--------------+       +-------+ 
         +-----------+ 
    
   During authorization of the of a service, if the service is 
   associated with a Rating Group, the Prepaid Client sends the Rating 
   Group to the Prepaid Server.  The prepaid service authorizes the 
   Rating Group by assigning it a Quota and optionally assigning it to 
   a Resource Pool. 
    
   When service that belongs to an authorized Rating Group is 
   instantiated, then the Prepaid Client does not need to authorize 
   that service.  This could greatly reduce the amount of traffic 
   between the Prepaid Client and the Prepaid Server. 
    
    
3.5 Support for Roaming 
    
   For some networks it is essential that PrePaid Data Services be 
   offered to roaming subscribers.  Support for static and dynamic 
   roaming models are needed.  Static roaming is where the subscriber 
   logs onto a foreign network.  The foreign network has a roaming 
   agreement directly with the home network or through a broker network 
   or networks.  The subscriber remains logged into the network until 
   the subscriber changes location.  When changing location a new 
   connection and a new login procedure is required. 
    
   Dynamic roaming allows to subscriber to move between networks while 
   maintaining a connection with the home network seamlessly.  As the 
   subscriber moves between networks, the data session is handed off 
   between the networks. 
    

 
 
Lior, et al.                Informational                   [Page 20] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   In both roaming scenarios, the subscriber always authenticates with 
   the home network.  PrePaid authorization and quota replenishing for 
   the session need to be received at the home network and more 
   specifically at the PrePaid System where state is being maintained. 
    
   Dynamic roaming is particularly challenging.  A subscriber that 
   established a PrePaid Data Session may roam to another Access Device 
   that doesnÆt not support PrePaid functionality.  The system should 
   be capable to continue the PrePaid session. 
    
3.6 PrePaid termination 
    
   When fraud is detected by the PrePaid System, or when an error is 
   detected, it may be beneficial for the PrePaid system to terminate a 
   specific session for the subscriber or all the sessions of a 
   subscriber. 
    
   Some errors can occur such that the PrePaid System is in a state 
   where it is not sure whether the session is in progress or not. 
   Under conditions such as this, the PrePaid system may wish to 
   terminate the PrePaid data session to make sure that resources are 
   not being utilized for which it canÆt charge for reliably. 
    
   Some handoff procedure used during dynamic roaming may require that 
   the PrePaid system explicitly terminate the subscribers PrePaid data 
   session at an Service Access Device.  For example, if time based 
   PrePaid service is being used and the mobile subscriber performs a 
   dormant handoff, the PrePaid System needs to explicitly terminate 
   the PrePaid session at the old Service Access Device. 
    
    
4. Operations 
    
4.1 General Requirements 
    
4.1.1 Broker AAA Requirements 
 
   Broker AAA servers MUST support the Message-Authenticator(80) 
   attribute as defined in [RFC2869].  If BAAA servers are used, the 
   BAAA servers function is to forward the RADIUS packets as usual to 
   the appropriate RADIUS servers. 
    

 
 
Lior, et al.                Informational                   [Page 21] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Accounting messages are not needed to deliver a PrePaid service.  
   However, accounting messages can be used to keep the PrePaid Server 
   current as to what is happening with the PrePaid data session.  
   Therefore, BAAA SHOULD deliver RADIUS Accounting messages using the 
   pass through mode described in [RFC2866]. 
 
4.2 Authentication and Authorization for Prepaid Enabled Service Access 
    Devices 
    
   The Service Access Device initiates the authentication and 
   authorization procedure by sending a RADIUS Access-Request to the 
   HAAA. 
    
   If the Service Access Device has PrePaid Client capabilities, it 
   MUST include the PPAC(TBD) attribute in the RADIUS Access-Request.  
   The PPAC(TBD) attribute indicates to the PrePaid server the PrePaid 
   capabilities possessed by the Service Access Device.  These are 
   required in order to complete the PrePaid authorization procedures. 
    
   If the Service Access Device supports the Disconnect-Message or the 
   Change-of-Authorization capabilities, then it SHOULD include the 
   Dynamic-Capabilities attribute. 
    
   In certain deployments, there may be other ways in which to 
   terminate a data session, or change authorization of an active 
   session.  For example, some Service Access Devices provide a session 
   termination service via Telnet or SNMP.  In these cases, the AAA 
   server MAY add the Dynamic-Capabilities message to the Access-
   Request.  Upon receiving the Change-of-Authorization message, the 
   AAA server would then be responsible for terminating the session 
   using whatever means that are supported by the device. 
    
   If the authentication procedure involves multiple Access-Requests 
   (as in EAP), the Service Access Device MUST include the PPAC(TBD) 
   attribute and the Dynamic-Capabilities attribute (if used) in at 
   least the last Access-Request of the authentication procedure. 
    
   The Access-Request will be sent as usual to the HAAA.  The packet 
   may be proxied through zero or more BAAA. 
    
   Once the Access-Request arrives at the HAAA, the HAAA will 
   authenticate the subscriber.  If the subscriber is cannot be 
   authenticated, the HAAA will send an Access-Reject message back to 
 
 
Lior, et al.                Informational                   [Page 22] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   the client.  If the subscriber is authenticated, the HAAA will 
   determine whether or not the subscriber is a PrePaid subscriber.  
   The techniques used to determine whether or not a subscriber is a 
   PrePaid subscriber is beyond the scope of this document.  If the 
   subscriber is not a PrePaid subscriber, then the HAAA will respond 
   as usual with an Access-Accept or Access-Reject message.  If the 
   subscriber is a PrePaid Subscriber the HAAA SHALL forward the 
   Access-Request to a PrePaid server for further authorization. 
    
   The Access-Request will contain the PPAC(TBD) attribute, the 
   Dynamic-Capabilities attribute if one was included; the User-Name(1) 
   attribute MAY be set to a value that would represent the 
   SubscriberÆs PrePaid Identity.  This attribute is used by the 
   PrePaid server to locate the PrePaid SubscriberÆs account.  For 
   added security, the HAAA MAY also set the User-Password(2) attribute 
   to the password used between the HAAA and the PrePaid server. 
    
   The PrePaid server lookups the subscriberÆs PrePaid account and will 
   authorize the subscriber taking into consideration the Service 
   Access Device PrePaid Client Capabilities. 
    
   Upon successful authorization, the PrePaid server will generate an 
   Access-Accept containing the PPAC(TBD) attribute and the PPAQ(TBD) 
   attribute. 
    
   The PPAC attribute returned to the client indicates the type of 
   prepaid service to be provided for the session.  The PPAQ(TBD) 
   attribute includes: 
    
   - The QUOTA-Id, which is set by the PrePaid server to a unique 
      value that is used to correlate subsequent quota requests; 
    
   - Volume and/or Time quotas, which are set to a value representing a 
      portion of the subscribers account; 
    
   - MAY contain a Time or Volume Threshold that controls when the 
      Service Access Device requests additional quota; 
    
   - The IP address of the Serving PrePaid Server and one or more 
      alternative PrePaid Servers.  This is used by the HAAA to route 
      subsequent quota replenishing messages to the appropriate PrePaid 
      server(s). 
    
 
 
Lior, et al.                Informational                   [Page 23] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Note: Idle-Timeout(28) can be used to trigger the premature 
   termination of a pre-paid service following subscriber inactivity. 
    
   Depending on site policies, upon unsuccessful authorization, the 
   PrePaid server will generate an Access-Reject to terminate the 
   session immediately.  Alternatively, the PrePaid server may generate 
   an Access-Accept blocking some or all of the traffic and/or redirect 
   some or all of the traffic to a location where the subscriber can 
   replenish their account for a period of time.  Blocking of traffic 
   is achieved by either Filter-Id(11) or NAS-Filter-Rule(see Redirect 
   I-d).  Redirection is achieved by sending Redirect-Id or Redirect-
   Rule defined in the Redirect I-d.  The period of time before the 
   blocked/redirected session last can be specified by Session-
   Timeout(27) attribute. 
    
   Upon receiving the Access-Accept from the PrePaid Server, the HAAA 
   will append the usual service attributes and forward the packet to 
   the Service Access Device.  The HAAA SHOULD NOT overwrite any 
   attributes already set by the PrePaid server.  If the HAAA, receives 
   an Access-Reject message, it will simply forward the packet to its 
   client.  Depending on site policies, if the HAAA fails to receive an 
   Access-Accept or Access-Reject message from the PrePaid server it 
   MAY do nothing or send an Access-Reject or an Access-Accept message 
   back to its client. 
    
    
4.3 Session Start Operation 
    
   The real start of the session is indicated by the arrival of 
   Accounting-Request(Start) packet.  The Accounting-Request (Start) 
   MAY be routed to the PrePaid Server so that it can confirm the 
   initial quota allocation. 
    
   Note that the PrePaid Server role is not to record accounting 
   messages and therefore it SHOULD not respond with an Accounting 
   Response packet. 
    
   If the Prepaid server does not receive the Accounting-Request(start) 
   message it will only know that the session has started upon the 
   first reception of a quota replenishment operation. 
    
   If the Prepaid server does not receive indication directly (via 
   Accounting-Request(start)) or indirectly, it SHOULD after some 
 
 
Lior, et al.                Informational                   [Page 24] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   configurable time, deduce that the Session has not started.  If the 
   Service Access Device supports termination capabilities, the PPS 
   SHOULD send a Disconnect Message to the Service Access Device to 
   ensure that the session is indeed dead. 
    
4.4 Mid-Session Operation 
    
   During the lifetime of a PrePaid data session the Service Access 
   Device will request to replenish the quotas using Authorize-Only 
   Access-Request messages. 
    
   Once the allocated quota has been reached or the threshold has been 
   reached, the Service Access Device MUST send an Access-Request with 
   Service-Type(6) set to a value of ôAuthorize Onlyö and the PPAQ(TBD) 
   attribute. 
    
   The Service Access Device MUST also include NAS identifiers, and 
   Session identifier attributes in the Authorize Only Access-Request.  
   The Session Identifier should be the same as those used during the 
   Access-Request.  For example, if the User-Name(1) attribute was used 
   in the Access-Request it MUST be included in the Authorize Only 
   Access-Request especially if the User-Name(1) attribute is used to 
   route the Access-Request to the Home AAA server. 
    
   The Authorize Only Access-Request MUST not include either User 
   Password or Chap Password.  In order to authenticate the message, 
   the Service Access Device MUST include the Message-Authenticator(80) 
   attribute.  The Service Access Device will compute the value for the 
   Message-Authenticator based on [RFC2869]. 
    
   When the HAAA receives the Authorize-Only Access-Request that 
   contains a PPAQ(TBD), it SHALL validate the message using the 
   Message-Authenticator(80) as per [RFC2869].  If the HAAA receives an 
   Authorize Only Access-Request that contains a PPAQ(TBD) but not a 
   Message-Authenticator(80) it SHALL silently discard the message.  An 
   Authorize Only Access-Request message that does not contain a 
   PPAQ(TBD) is either in error or belongs to another application (for 
   example, a Change of Authorization message [RFC3576]).  In this case 
   the Authorize Only Access-Request will either be silently discarded 
   or handled by another application (not in scope of this document). 
    
   Once the Authorize Only Access-Request message is validated, the 
   HAAA SHALL forward the Authorize Only Access-Request to the 
 
 
Lior, et al.                Informational                   [Page 25] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   appropriate PrePaid Server.  The HAAA MUST forward the Authorize 
   Only Access-Request to the PrePaid server specified in the 
   PPAQ(TBD).  The HAAA MUST sign the message using the Message-
   Authenticator(80) and the procedures in [RFC2869].  As with the 
   Access-Request message, the HAAA MAY modify the User-Name(1) 
   attribute to a value that represents the userÆs internal PrePaid 
   account in the PrePaid server.  Note the PrePaid server could use 
   the Quota-ID sub-attribute contained within the PPAQ(TBD) to locate 
   the user account.   
    
   Upon receiving the Authorize Only Access-Request containing a 
   PPAQ(TBD) attribute, the PrePaid server MUST validate the Message-
   Authenticator(80) as prescribed in [RFC2869].  If the message is 
   invalid, the PrePaid server MUST silently discard the message.  If 
   it received an Authorize Only Access-Request message that does not 
   contain a PPAQ(TBD) it MUST silently discard the message. 
    
   The PrePaid server will lookup the PrePaid session by using the 
   PrePaid Quota Id contained within the PPAQ(TBD).  The PrePaid Server 
   would, take the last allocated quota and subtract that from the 
   UserÆs balance.  If there is remaining balance, the PrePaid server 
   re-authorizes the PrePaid session by allocate an additional quota.  
   The PrePaid server may want to calculate a different threshold 
   values as well. 
    
   Upon successful re-authorization, the PrePaid server will generate 
   an Access-Accept containing the PPAQ(TBD) attribute.  The Access-
   Accept message MAY contain Service-Type(6) set to Authorize-Only and 
   MAY contain the Message-Authenticator(80). 
    
   Depending on site policies, upon unsuccessful authorization, the 
   PrePaid server will generate an Access-Reject or an Access-Accept 
   with Filter-Id(11) or Ascend-Data-Filter (if supported) attribute 
   and the Session-Timeout(27) attribute such that the PrePaid 
   subscriber could get access to a restricted set of locations for a 
   short duration to allow them to replenish their account, or create 
   an account; or to browse free content. 
    
   Upon receiving the Access-Accept from the PrePaid server, the HAAA 
   SHALL return the packet to its client.  If the HAAA, receives an 
   Access-Reject message, it will forward the packet.  Depending on 
   site policies, if the HAAA fails to receive an Access-Accept or an 

 
 
Lior, et al.                Informational                   [Page 26] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Access-Reject message from the PrePaid server it MAY do nothing or 
   it MAY send an Access-Reject message back to its client. 
    
   Upon receiving an Access-Accept, the Service Access Device SHALL 
   update its quotas and threshold parameters with the values contained 
   in the PPAQ(TBD) attribute.  Note that the PrePaid server MAY update 
   the PrePaidServer attribute(s) and these may have to be saved as 
   well. 
    
   Upon receiving an Access-Accept message containing either Filter-
   Id(11) or Ascend-Data-Filter attributes, and or Session Timeout(27).  
   The Service Access Device SHALL restrict the subscriber session 
   accordingly. 
    
4.5 Dynamic Operations 
    
   The PrePaid server may want to take advantage of the dynamic 
   capabilities that are supported by the Service Access Device as 
   advertised in the Dynamic-Capabilities attribute during the initial 
   Access-Request. 
    
   There are two types of actions that the PrePaid server can perform:  
   it can request that the session be terminated; or it can request 
   that attributes associated with the session be modified.  More 
   specifically, it can modify previously sent PPAQ(TBD)  
    
   Both of these actions require that the session be uniquely 
   identified at the Service Access Device.  As a minimum the PrePaid 
   server: 
    
   -MUST provide either the NAS-IP-Address(4) or NAS-Identifier(32) 
   -MUST provide at least one session identifier such as User-Name(1), 
   Framed-IP-Address(), the Accounting-Session-Id(44). 
    
   Other attributes could be used to uniquely identify a PrePaid data 
   session. 
    
   For a discussion on Dynamic Operations as they related Mutli-Service 
   operations see further on. 
    
4.5.1 Unsolicited Session Termination Operation 
 

 
 
Lior, et al.                Informational                   [Page 27] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   At anytime during a session the Prepaid Server may send a Disconnect 
   Message to terminate a session.  This capability is described in 
   detail in [RFC3576].  The PrePaid server sends a Disconnect Message 
   that MUST contain identifiers that uniquely identify the 
   subscriberÆs data session and the Service Access Device servicing 
   that session. 
    
   If the Service Access Device receives a Disconnect-Message, it will 
   respond with either a Disconnect-ACK packet if it was able to 
   terminate the session or else it will respond with a Disconnect-NAK 
   packet. 
    
   Upon successful termination of a session the Service Access Device 
   MUST return any unused quota to the Prepaid Server by issuing an 
   Authorize Only Access-Request containing the PPAQ which contains any 
   unused Quota and the Update-Reason set to ôRemote Forced 
   Disconnectö. 
    
4.5.2 Unsolicited Change of Authorization Operation 
    
   At anytime during the prepaid session the Prepaid Client may receive 
   a Change of Authorization (CoA) message.  A Prepaid Server may send 
   a new Quota to either add additional quota or to remove quota 
   already allocated for the service. 
    
   If the Change of Authorization contains a PPAQ then that PPAQ will 
   override a previously received PPAQ.  The PPAQ may contain more 
   allocated Quota or less allocated quota.  The PPS MUST NOT change 
   the units used in the PPAQ.   
    
   If the newly received PPAQ reduces the amount of allocated quota 
   beyond what is currently used then the Service Access Device will 
   accept the new PPAQ and act as it normally would when the quota is 
   used up.  For example, if the threshold is reached then is request a 
   quota update; if the quota received is less then the currently used 
   level then the Service Access Device would follow the normal 
   procedures followed when a quota is used up. 
    
    
4.6 Termination Operation 
    


 
 
Lior, et al.                Informational                   [Page 28] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   The termination phase is initiated when either: the Subscriber logs 
   off; the quotas have been consumed, or when the Service Access 
   Device receives a Disconnect Message. 
    
   In the case where the user logged off, or the Service Access Device 
   receives a Disconnect Message, the Service Access Device will send 
   an Authorize-Only Access-Request message with a PPAQ(TBD) and 
   Update-Reason attribute set to either ôClient Service terminationö 
   or ôRemote Forced disconnectö and the currently used quota. 
    
   In the case where the quota has been reached, if the PPAQ(TBD) 
   contained Termination-Action field, the Service Access Device will 
   follow the specified action which would be to immediately terminate 
   the service, to request more quota, or to Redirect/Filter the 
   service. 
    
4.7 Mobile IP Operations 
    
   In roaming scenarios using Mobile-IP, as the mobile subscriber roams 
   between networks, or between different types of networks such as 
   between WLAN and CDMA2000 networks, the PrePaid data session should 
   be maintained transparently if the HA is acting as the Service 
   Access Device. 
    
   As the subscriber device associates with the new Service Access 
   Device (AP or PDSN that supports prepaid client capability), the 
   Service Access Device sends a RADIUS Access-Request and the 
   subscriber is re-authenticated and reauthorized.  The Service Access 
   Device MUST include the PPAC(TBD) attribute in the RADIUS Access-
   Request.  In this manner the procedure follows the Authentication 
   and Authorization procedure described earlier. 
    
   If the HA was acting as the Service Access Device before handoff, 
   the userÆs prepaid session does not undergo any change after the 
   handoff because the Mobile IP session is anchored at the HA and the 
   userÆs Home IP address remains the same. 
    
   In the case of AP or PDSN acting as the Service Access Device it is 
   likely that the userÆs IP address will change (Care of Address). 
   Therefore, the ongoing prepaid session will have some impact. In the 
   case the Service Access Device shall send an Access-Request. 
   The Access-Request message is routed to the home network and MUST 
   reach the PrePaid System that is serving the PrePaid session.  The 
 
 
Lior, et al.                Informational                   [Page 29] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   PrePaid system will then correlate the new authorization request 
   with the existing active session and will assign a quota to the new 
   request.  Any outstanding quota at the old Service Access Device 
   MUST be returned to the PrePaid system.  If the Mobile-IP nodes (HA 
   and FA) supports registration revocation (Mobile IPv4 only).  
   Specifically, the quota SHOULD be returned when the Service Access 
   Device sends the Authorize Only Access-Request with PPAQ(TBD) 
   Update-Reason set to either ôRemote Forced disconnectö or ôClient 
   Service terminationö.  In order to trigger the sending of this last 
   Authorize Only Access-Request, the PrePaid system may issue a 
   Disconnect Message [3576] to the Service Access Device. 
    
   If the subscriber has roamed to an Service Access Device that does 
   not have any PrePaid Capabilities, PrePaid data service may still be 
   possible by requesting the Home Agent (providing it has PrePaid 
   Capabilities) to assume responsibilities for metering the service.  
   The procedure for this scenario will be given in the next release of 
   this draft. 
    
4.8 Operation consideration for Multi-Services 
    
   This section describes the operation for supporting Prepaid for 
   multi-services on the same Service Access Device.  The operations 
   for multi-services are very similar to operations for single 
   service.  Message flows illustrating the various interactions are 
   presented at the end of this document. 
    
   A Service Access Device that supports prepaid operations for multi-
   services SHOULD set the ôMulti-Services Supportedö bit in the PPAC. 
    
   When working with multi-services, we need to differentiate between 
   the services.  A Service-Id attribute is used in the PPAQ(TBD) to 
   uniquely differentiate between the services.  The exact definition 
   of the Service-Id attribute is out of scope for this document. 
    
   A PPAQ that contains a Service-Id is associated with that Service.  
   A PPAQ that contains a Rating-Group-Id is associated with that 
   Rating-Group.  A PPAQ MUST not contain both a Rating-Group-Id and a 
   Service-Id.  A PPAQ that contains neither a Rating-Group-Id or a 
   Service-Id applies to the ôAccess Serviceö. 
    
    
    
 
 
Lior, et al.                Informational                   [Page 30] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
4.8.1 Initial Quota Request 
    
   When operations with multi-services is desired, the Service Access 
   Device will request the initial quota for the Service by sending a 
   PPAQ containing the Service-Id for that Service in an Authorize-Only 
   Access-Request packet.  Similarly, if the Service Access Device 
   supports Rating-Groups then it may request a prepaid quota for the 
   Rating-Group by sending a PPAQ containing the Rating-Group-Id.  In 
   both cases the Update-Reason will be set to ôInitial-Requestö. 
    
   The Authorize-Only Access-Request packet may contain more than one 
   PPAQ.  The Authorize-Only Access-Request MUST include one or more 
   attributes that serve to identify the session so that it can be 
   linked to the original authentication.  Which Session Identifier(s) 
   is included is up to specific deployments.  The Authorize-Only 
   message must contain the Message-Authenticator(80) attribute for 
   integrity protection of the Authorize-Only Access-Request message. 
    
   Upon receiving an Authorize-Only Access-Accept message containing 
   one or more PPAQs the Prepaid System will allocate resources to each 
   PPAQ.  The resources, can be in units of time, volume as before.  
   Each PPAQ will be assigned a unique QID that MUST appear in a 
   subsequent PPAQ update for that service or rating-group. As well, 
   the PPAQ MUST contain the Service-ID; or Group-ID; or neither, if 
   the PPAQ applies to the ôAccess Serviceö. 
    
4.8.2 Quota Update 
    
   Once the services start to utilize their allotted quota they will 
   eventually need to replenish their quotas (either the threshold is 
   reached or no more quota remains).  To replenish the quota the 
   Prepaid Client will send an Authorize-Only Access-Request message 
   containing one or more PPAQs.  Each PPAQ MUST contain the 
   appropriate QID, Service-ID or Group-ID (or neither the Service-ID 
   or Group-Id if the quota replenishment is for the ôAccess Serviceö). 
   The Update-Reason filed will indicate either ôThreshold reachedö(3), 
   or ôQuota reachedö(4).  The Authorize-Only message must contain 
   identifiers to identify the session. 
    
   Upon receiving an Authorize-Only Access-Request packet with one or 
   more PPAQs the Prepaid Server will respond with a new PPAQ for that 
   service.  The PPAQ will contain a new QID, the Service-Id or Rating-
   Group-Id, a new Quota.  If the Prepaid Server does not want to grant 
 
 
Lior, et al.                Informational                   [Page 31] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   additional quota to the Service it MUST include the Termination-
   Action subfield in the PPAQ that will instruct the Service Access 
   Device what to do with the service. 
    
4.8.3 Termination 
    
   When an allotted quota for the service is used up the Service Access 
   Device shall act in accordance to the Termination-Action field set 
   in the Quota.  If the Termination-Action field is absent then the 
   Service MUST be terminated. 
    
   If the Service is to be terminated then the Service Access Device 
   shall send a PPAQ with the appropriate QID, the Service-Id, the used 
   quota, and Update-Reason set to ôClient Service Terminationö. 
    
   If the ôAccess Serviceö has terminated, then all other services must 
   be terminated as well.  In this case the Service Access Device must 
   report on all issued quotas for the various services.  The Update-
   Reason field should be set to ôAccess Service Terminatedö. 
    
   Note when sending more then on PPAQ it may be required to send 
   multiple Authorize Only Access-Requests. 
    
4.8.4 Dynamic Operations 
    
   Dynamic operations for multi-services are similar to dynamic 
   operations described for single service operations.  The prepaid 
   system may send a COA message containing a PPAQ for an existing 
   service instance.  The Service Access Device will match the PPAQ to 
   the service using the Service-ID attribute.  The new quota could be 
   higher then the last allocated value or it could be lower.  The 
   Service Access Device must react to the new quota accordingly. 
    
   A Disconnect message may not be send for a specific service.  A 
   disconnect message terminates the ôAccess Serviceö.  As such the 
   Service Access Device must report back all unused quotas by sending 
   an Authorize Only Access Request message containing a PPAQ for each 
   active service.  The Update-Reason shall indicate that the reason 
   for the update reason. 
    
4.8.5 Support for Resource Pools 
    

 
 
Lior, et al.                Informational                   [Page 32] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   If the Prepaid Client supports pools as indicated by setting the 
   ôPools supportedö bit in the PPAC(TBD) then the Prepaid Server may 
   associate a Quota with a Pool by including the Pool-Id and the Pool-
   Multiplier in the PPAQ(TBD). 
    
   When Resource Pools are used, the PPAQ must not use the threshold 
   field. 
    
4.8.6 Error Handling 
    
   If the Prepaid Server receives a PPAQ with an invalid QID it MUST 
   ignore that PPAQ. 
    
   If the Prepaid Server receives a PPAQ containing a Service-Id, or a 
   Rating-Group-Id that it does not recognize, then it MUST ignore that 
   PPAQ. 
    
   If the Prepaid Client receives a PPAQ containing a Service-Id, or a 
   Rating-Group-Id that it does not recognize, then it must ignore that 
   PPAQ. 
    
   If the Prepaid Client receives a PPAQ that contains a Pool-Id 
   without a Pool-Multiplier; or a Pool-Multiplier without a Pool-Id it 
   must ignore that PPAQ. 
    
4.9 Accounting Considerations 
    
   Accounting messages are not required to deliver PrePaid Data 
   Service.  Accounting message will typically be generated for PrePaid 
   Data Service.  This because accounting message are used for auditing 
   purposes as well as for bill generation. 
    
   Accounting messages associated with PrePaid Data Sessions should 
   include the PPAQ(TBD) attribute. 
    
4.10 Service Access Device Operation 
    
   To be completed 
    
4.11 Interoperability with Diameter Credit Control Application 
    
   RADIUS PrePaid solutions need to interoperate with Diameter 
   protocol.  Two possibilities exist: The AAA infrastructure is 
 
 
Lior, et al.                Informational                   [Page 33] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Diameter based and the Service Access Device are RADIUS based; or 
   the Service Access Device is Diameter based and the AAA 
   infrastructure is RADIUS based. 
    
   The Diameter Credit Control Application [DIAMETERCC] describes how 
   to implement a PrePaid using an all Diameter based infrastructure.   
    
   <This section to be completed.> 
    
    
5. Attributes 
    
   This draft is using the RADIUS [RFC2865] namespace. 
 
 
5.1 PPAC Attribute 
    
   The PrepaidAccountingCapability (PPAC) attribute is sent in the 
   Access-Request message by a Prepaid Capable NAS and is used to 
   describe the PrePaid capabilities of the NAS.  The PPAC is available 
   to be sent in an Access-Accept message by the Prepaid server to 
   indicate the type of prepaid metering that is to be applied to this 
   session.   
    
    0                   1                   2                   3 
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | TYPE          | LENGTH        | SUB-TYPE 1    | LENGTH        | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                    AvailableInClient (AiC)                    | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
    
    
   TYPE  : value of PPAC 
   LENGTH: 8 
   VALUE : String 
    
   The value MUST be encoded as follows: 
    
   Sub-Type (=1)          : Sub-Type for AvailableInClient attribute  
   Length                 : Length of AvailableInClient attribute  
                            (= 6 octets)  
   AvailableInClient (AiC): 
 
 
Lior, et al.                Informational                   [Page 34] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
     
   The optional AvailableInClient Sub-Type, generated by the PrePaid 
   client, indicates the PrePaid Accounting capabilities of the NAS and 
   shall be bitmap encoded. The possible values are:  
     
      0x00000001  Volume metering supported. 
      0x00000002  Duration metering supported. 
      0x00000004  Resource metering supported. 
      0x00000008  Pools supported 
      0x00000010  Rating groups supported 
      0x00000020  Multi-Services supported. 
    
    
      Others      Reserved 
    
5.2 Session Termination Capability 
    
   The value shall be bitmap encoded rather than a raw integer. This 
   attribute shall be included RADIUS Access-Request message to the 
   RADIUS server and indicates whether or not the NAS supports Dynamic 
   Authorization.  
    
   0                   1                   2                   3 
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | TYPE          | LENGTH        |      String                   | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
    
    
   Type  : value of Session Termination Capability  
   Length: = 4 
   String encoded as follows: 
    
   0x00000001  Dynamic Authorization Extensions (rfc3576) is 
               supported.  
    
    
5.3 PPAQ Attribute 
    
   One or more PPAQ(TBD) attributes are available to be sent in 
   Authorize Only Access-Request and Access-Accept messages.  In 
   Authorize Only Access-Request messages it is used to report usage 
   and request further quota or request prepaid quota for a new service 
 
 
Lior, et al.                Informational                   [Page 35] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   instance; in an Access-Accept message it is used to allocate the 
   quotas (initial quota and subsequent quotas). 
    
   When concurrent service are supported a PPAQ is associated with a 
   specific service as indicated by the presence of Service-Id; or a 
   Rating Group, as indicated by the presence of a Rating-Group-Id; or 
   the ôAccess Serviceö as indicated by the absence of a Service-Id or 
   a Rating-Group-Id. 
    
   The attribute consists of a number of subtypes.  Subtypes not used 
   are omitted in the message. 
    
   0                   1                   2                   3 
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | TYPE          | LENGTH        | SUB-TYPE 1    | LENGTH        | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                        QuotaIdentifier (QID)                  | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | SUB-TYPE 2    | LENGTH        |        Volume Quota           | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |    Volume Quota               | SUB-TYPE 3    | LENGTH        | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |  VolumeQuotaOverflow (VQO)    | SUB-TYPE 4    | LENGTH        | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                        VolumeThreshold (VT)                   | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | SUB-TYPE 5    | LENGTH        | VolumeThresholdOverflow (VTO) | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | SUB-TYPE 6    | LENGTH        |      DurationQuota (DQ)       | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |    DurationQuota (DQ)         | SUB-TYPE 7    | LENGTH        | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                      DurationThreshold (DT)                   | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | SUB-TYPE 8    | LENGTH        | Update-Reason attribute (UR)  | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   | SUB-TYPE 9    | LENGTH        | PrePaidServer                 | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |            PrePaidServer                                      | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
          
    
 
 
Lior, et al.                Informational                   [Page 36] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Type  : Value of PPAQ 
   Length: variable, greater than 8 
    
   String:  The String value MUST be encoded as follows: 
    
   Sub-Type (=1):  Sub-Type for QuotaIDentifier attribute 
   Length       :  Length of QuotaIDentifier attribute (= 6 octets) 
    
   QuotaIDentifier (QID): 
    
      The QuotaIDentifier Sub-Type is generated by the PrePaid server 
      at allocation of a Volume and/or Duration Quota. The on-line 
      quota update RADIUS Access-Request message sent from the Service 
      Access Device to the PPS shall include a previously received 
      QuotaIDentifier.  
    
   Sub-Type (=2): Sub-Type for VolumeQuota attribute 
   Length       : length of VolumeQuota attribute (= 6 octets) 
    
   VolumeQuota (VQ):  
    
      The optional VolumeQuota Sub-Type is only present if Volume Based 
      charging is used. In RADIUS Access-Accept message (PPS to Service 
      Access Device direction), it indicates the Volume (in octets) 
      allocated for the session by the PrePaid server. In RADIUS 
      Authorize Only Access-Request message (Service Access Device to 
      PPS direction), it indicates the total used volume (in octets) 
      for both forward and reverse traffic applicable to PrePaid 
      accounting. 
    
   Sub-Type (=3): Sub-Type for VolumeQuotaOverflow 
   Length       : length of VolumeQuotaOverflow attribute (= 4 octets) 
    
   VolumeQuotaOverflow (VQO): 
    
      The optional VolumeQuotaOverflow Sub-Type is used to indicate how 
      many times the VolumeQuota counter has wrapped around 2^32 over 
      the course of the service being provided. 
    
   Sub-Type (=4): Sub-Type for VolumeThreshold attribute  
   Length       : length of VolumeThreshold attribute (= 6 octets) 
    
   VolumeThreshold (VT): 
 
 
Lior, et al.                Informational                   [Page 37] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
      The VolumeThreshold Sub-Type shall always be present if 
      VolumeQuota is present in a RADIUS Access-Accept message (PPS to 
      Service Access Device direction). It is generated by the PrePaid 
      server and indicates the volume (in octets) that shall be used 
      before requesting quota update. This threshold should not be 
      larger than the VolumeQuota.  
    
   Sub-Type (=5): Sub-Type for VolumeThresholdOverflow 
   Length       : Length of VolumeThresholdOverflow attribute  
                   (= 4 octets) 
    
   VolumeThresholdOverflow (VTO): 
    
      The optional VolumeThresholdOverflow Sub-Type is used to indicate 
      how many times the VolumeThreshold counter has wrapped around 
      2^32 over the course of the service being provided. 
    
   Sub-Type (=6): Sub-Type for DurationQuota attribute  
   Length       : length of DurationQuota attribute (= 6 octets) 
    
   DurationQuota (DQ): 
    
      The optional DurationQuota Sub-Type is only present if Duration 
      Based charging is used. In RADIUS Access-Accept message (PPS to 
      Service Access Device direction), it indicates the Duration (in 
      seconds) allocated for the session by the PrePaid server. In on-
      line RADIUS Access-Accept message (PPC to PPS direction), it 
      indicates the total Duration (in seconds) since the start of the 
      accounting session related to the QuotaID.  
     
   Sub-Type (=7): Sub-Type for DurationThreshold attribute 
   Length       : length of DurationThreshold attribute (= 6 octets) 
    
   DurationThreshold (DT):  
    
      The DurationThreshold Sub-Type shall always be present if 
      DurationQuota is present in a RADIUS Access-Accept message (PPS 
      to Service Access Device direction). It represents the duration 
      (in seconds) that shall be used by the session before requesting 
      quota update. This threshold should not be larger than the 
      DurationQuota and shall always be sent with the DurationQuota.  
    
 
 
Lior, et al.                Informational                   [Page 38] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Sub-Type (=8): Sub-Type for Update-Reason attribute 
   Length       : length of Update-Reason attribute (= 4 octets) 
    
   Update-Reason attribute (UR):  
       
      The Update-Reason Sub-Type shall be present in the on-line RADIUS 
      Access-Request message (Service Access Device to PPS direction). 
      It indicates the reason for initiating the on-line quota update 
      operation. Update reasons 4, 5, 6, 7 and 8 indicate that the 
      associated resources are released at the client side, and 
      therefore the PPS shall not allocate a new quota in the RADIUS 
      Access_Accept message.  
       
      1. Pre-initialization 
      2. Initial Request 
      3. Threshold Reached 
      4. Quota Reached 
      5. Remote Forced Disconnect 
      6. Client Service Termination 
      7. ôAccess Serviceö Terminated 
      8. Service not established 
       
   Sub-Type (=9) : Sub-Type for PrePaidServer attribute 
   Length        : Length of PrePaidServer  
                   (IPv4 = 6 octets, IPv6= 18 octets 
    
   PrePaidServer: 
    
      The optional, multi-value PrePaidServer indicates the address of 
      the serving PrePaid System. If present, the Home RADIUS server 
      uses this address to route the message to the serving PrePaid 
      Server. The attribute may be sent by the Home RADIUS server. If 
      present in the incoming RADIUS Access-Accept message, the PDSN 
      shall send this attribute back without modifying it in the 
      subsequent RADIUS Access-Request message, except for the first 
      one. If multiple values are present, the PDSN shall not change 
      the order of the attributes. 
    
   Sub-Type (=10) : Sub-Type for Service ID 
   Length         : Length of Service ID 
                    
    
   Service-Id: 
 
 
Lior, et al.                Informational                   [Page 39] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
     Opaque string that uniquely describes a service instance for which 
     we want to apply prepaid metering to.  A Service-Id could be an IP 
     5-tuple (source address, source port, destination address, 
     destination port, protocol).  If Service-ID is present in the PPAQ 
     the PPAQ applies to that Service.  If a PPAQ does not contain a 
     Service-Id then the PPAQ applies to the Access Service. 
    
   Sub-Type (=11) : Sub-Type for Rating-Group-Id 
   Length         : 6 
    
   Rating-Group-Id 
    
     Identifies that this PPAQ is associated with resources allocated 
     to a Rating Group with the corresponding ID. 
    
   Sub-Type (=12) : Sub-Type for Termination-Action 
   Length         : 6 
    
   This field is an enumeration of the action to take when the prepaid 
   server does not grant additional quota.  Valid actions are as 
   follows: 
    
     0  Reserved 
     1  Terminate 
     2  Request More Quota 
     3  Redirect/Filter 
    
   Sub-Type (=13) : Pool-Id 
   Length         : 6 
    
   Identifies the Pool that this quota is to be associated with. 
    
   Sub-Type (=14) : Pool-Multiplier 
   Length         : 6 
    
   The pool-multiplier determines the weight that resources are 
   inserted into the pool and the rate at which resources are taken out 
   of the pool by this Service, or Rating-Group. 
    
   NOTES: 
    
   Either Volume-Quota or Time-Quota MUST appear in the attribute. 
 
 
Lior, et al.                Informational                   [Page 40] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Volume Threshold may only appear if Volume Quota appears 
    
   A PPAQ MUST NOT CONTAIN both a Service-Id and a Rating-Group-Id. 
    
   A PPAQ that does not contain a Service-ID or a Rating-Group-Id 
   applies to the ôAccess Serviceö. 
   When the PPAQ contains a Pool-Id it MUST also contain the Pool- 
   Multiplier. 
 
    
5.4 Table of Attributes 
    
   TO BE COMPLETED. 
    
   Request   Accept   Reject   Challenge      #    Attribute 
    
   Authorize_Only Request Accept Reject 
    
6. Security Considerations 
    
   The protocol exchanges described are susceptible to the same 
   vulnerabilities as RADIUS and it is recommended that IPsec be 
   employed to afford better security. 
    
   If IPsec is not available the protocol in this draft improves the 
   security of RADIUS.  The various security enhancements are explained 
   in the following sections. 
    
6.1 Authentication and Authorization 
    
   RADIUS is susceptible to replay attacks during the Authentication 
   and Authorization procedures.  A successful replay of the initial 
   Access-Request could result in an allocation of an initial quota. 
    
   To thwart such an attack... 
    
    
6.2 Replenishing Procedure 
    
   A successful replay attacks of the Authorize Only Access-Request 
   could deplete the subscribers prepaid account. 
    
   To be completed. 
 
 
Lior, et al.                Informational                   [Page 41] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
7. IANA Considerations 
    
   To be completed. 
    
   This draft does create RADIUS attributes.  However, the authors 
   recognize that it may not be possible to obtain such attributes.  
   Therefore, in subsequent drafts it will be proposed to use a Vendor 
   space as an Application Space. 
    
    
8. Normative References 
    
   [RFC2026]       Bradner, S., "The Internet Standards Process -- 
                   Revision 3", RFC 2026, October 1996. 
   [RFC2119]       Bradner, S., "Key words for use in RFCs to Indicate 
                   Requirement Levels", RFC 2119, March 1997. 
   [RFC2865]       Rigney, C., Rubens, A., Simpson, W. and S. Willens, 
                   "Remote Authentication Dial In User Server 
                   (RADIUS)", RFC 2865, June 2000. 
                    
   [RFC2866]       Rigney, C., "RADIUS Accounting", RFC 2866, June 
                   2000. 
                    
   [RFC2869]       Rigney, C., Willats, W., Calhoun, P., "RADIUS 
                   Extensions", RFC 2869, June 2000. 
                    
   [RFC2868]       Zorn, G., Leifer, D., Rubens, A., Shriver, J., 
                   Holdrege, M., Goyret, I., "RADIUS Attributes for 
                   Tunnel Protocol Support" , RFC 2868, June 2000. 
   [RFC3576]       Chiba, M., Dommety, G., Eklund, M., Mitton, D., 
                   Aboba, B., "Dynamic Authorization Extensions to 
                   Remote Authentication Dial-In User Service 
                   (RADIUS)", RFC 3576, February 2003. 
                    
   [DIAMETERCC]    Work in Progress. 
   [REDIRECT]      RADIUS Redirection Internet Draft. Work in progress. 
   RFC 2284        EAP 
    
    
9. Call Flows 
    

 
 
Lior, et al.                Informational                   [Page 42] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   This section includes call flows illustrating various scenarios 
   enabled by this specification. 
   The following are used in the call flows: 
    
   RADIUS packets: 
    
     AR      Access Request 
     ARA     Access Accept 
     AC      Accounting Requests 
     A       Authorize-Only Access-Request 
     AA      Access-Accept for Authorize-
             Only Access-Request 
    
   RADIUS Attributes: 
    
     PPAQ     PPAQ as defined in this 
              specification 
     SID      One or more attributes 
              representing the Session that 
              the RADIUS packets is correlated 
              to. 
     PPAC     PPAC as defined in this 
              specification 
     ASID     Acct-Session-Id as defined by 
              RADIUS 
     MSID     Acct-Multi-Session-Id as define 
              by RADIUS 
    
   PPAQ fields: 
    
     SRVID   Service-Id 
     Reason  Update-Reason 
     QID     Quota-Id 
    
    
9.1 Simple Concurrent Services 
    
   In this scenario the Prepaid Client authenticates and authorizes the 
   user. The Prepaid Server responds back with Prepaid Quota for the 
   ôAccess Serviceö instance.  The NAS then request quota for Service-
   A. 
    
   Accounting is turned on. 
 
 
Lior, et al.                Informational                   [Page 43] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
    
          NAS/                                                RADIUS/ 
          PPC                                                 PPS 
          ===                                                 === 
           |                                                   | 
           |  AR{SID,PPAC}                                     | 
      A    |-------------------------------------------------->| 
           |                                                   | 
           |  ARA{SID,PPAQ(QID=1,Q=100)}                       | 
      B    |<--------------------------------------------------| 
           |                                                   | 
           |  AC(start){ASID=25,MSID=13}                       | 
      C    |-------------------------------------------------->| 
           |                                                   | 
           |  A{SID,PPAQ(SRVID=SA, Reason=Initial}             | 
      D    |-------------------------------------------------->| 
           |                                                   | 
           |  AA{SID,PPAQ(QID=200,SRVID=SA, Q=50)}             | 
      E    |<--------------------------------------------------| 
           |                                                   | 
           |  AC(start){ASID=30,MSID=13, PPAQ }                | 
      F    |-------------------------------------------------->| 
           |                                                   | 
           |  A{SID, PPAQ(QID=200 SRVID=SA, Q=50 Reason=Quota)}| 
      G    |-------------------------------------------------->| 
           |                                                   | 
           |  AA{SID,PPAQ(QID=300,SRVID=SA, Q=100)}            | 
      H    |<--------------------------------------------------| 
           |                                                   | 
           |  A{SID,                                           | 
           |     PPAQ(QID=1, Q=100 Reason=Quota),              | 
           |     PPAQ(QID=300, SRVID=SA  Q=100 Reason=Quota)}  | 
      I    |-------------------------------------------------->| 
           |                                                   | 
           |  AA{SID, 
           |      PPAQ(QID=3, Q=200),                          | 
           |      PPAQ(QID=303, SRVID=SA Q=150)}               | 
      J    |<--------------------------------------------------| 
    
    
    
   A     This is the initial Access-Request that indicates the Prepaid 
         Capabilities of the NAS.  In this scenario it will indicate 
 
 
Lior, et al.                Informational                   [Page 44] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
         that Concurrent Session are supported.  Access-Request also 
         includes SID (Session Id) which is the Session Identifier 
         assigned by this NAS to session.  Session Identifier is out of 
         scope in this document.  It can be a single attribute such as 
         3GPP2 Correlation ID or it could be a set of attributes that 
         define a session. 
   B     RADIUS authenticates the user and determines that the user is 
         prepaid.  RADIUS responds with a PPAQ for the ôAccess Serviceö 
         (PPAQ does not contain a Service-ID or Rating-Group-ID).  The 
         PPAQ has a QID=1 assigned by the Prepaid System and Quota of 
         Q=100.  The quota could be time or volume and may or may not 
         have a threshold associated with it. 
   C     NAS starts the Access Service and generates an Accounting-
         Request (Start) message as normal.  It will include the Acct-
         Session-Id and may include the Acct-Multi-Session-Id. 
   D     The NAS wants to start a new Service, call it Service-A.  It 
         sends an Authorize-Only access request to RADIUS.  The SID 
         links this Authorize-Only access request to the initial 
         Authentication & Authorization (Step-A and Step-B).The 
         Authorize-Only message contains a PPAQ requesting quota for 
         Service-A, Update-Reason = Initial-Request. 
   E     PPS checks the resources available to the user and assigns 50 
         units (time/volume etc) to this service. RADIUS sends an 
         Access Accept message contain a PPAQ assigning quota Q=50 for 
         Service-A.  The PPAQ contains a QID = 200.  
   F     NAS starts Service-A and sends an Accounting-Request (Start) 
         message for that service.  Acct-Multi-Session-Id can be used 
         to tie all of the sessions in the accounting streams together. 
   G     Quota for Service-A requires refreshing, the quota was 
         completely used).  An Authorize-Only message is sent 
         containing a PPAQ with QID = 200 which corresponds to the 
         prior QID received for this service.  Note QID is sufficient 
         for the PPS server to link this request to the previous 
         request and hence to the original authentication steps.  
         Therefore SID is not really required. The PPAQ will report the 
         used part of the quota (50 units). 
   H     RADIUS deducts the used quota from the users accounts and 
         reserves 50 more additional units for a total quota of 100 
         (Q=100) for Service-A.  It sends back a PPAQ with QID=300. 
   I     NAS needs to refresh both the ôAccess Serviceö and Service-A.  
         It sends an Authorize Only message contain two PPAQs, one for 
         the Main Service with QID=1 and one for Service-A with 
         QID=300.  Each PPAQ reports the used resources so far and the 
 
 
Lior, et al.                Informational                   [Page 45] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
         reason why the update is being sent. 
   J     RADIUS responds back with two PPAQs.  The PPAQ without the 
         Service-Id grants an additional 100 units for a total of 200 
         units to the ôAccess Serviceö û QID=3; the other PPAQ, 
         containing SRVID=SA grants an additional 50 units for a total 
         quota to service-a of 150 units û QID=303. 
          
         This step illustrates why SRVID needs to be specified in the 
         PPAQ.  If it were not, then the NAS would not be able to 
         differentiate between the PPAQs.  QIDs are not sufficient to 
         correlate the PPAQ to a service since they are changed (and 
         not necessarily sequentially) by the PPS at every transaction. 
    
   In this scenario, notice how each PPAQ attribute represents a 
   sequential conversation about a service between the Prepaid Client 
   and the Prepaid Server.  The links between the messages are the QIDs 
   and the Service-Ids. 
    
   As well, notice how a SID is needed to tie the Authorize-Only 
   messages to the Authentication steps.  This SID is only really 
   needed the first time a PPAQ is sent û since the PPAQ does not have 
   a QID. 
    
   Accounting messages have an Accounting-Session-ID. But that is not 
   enough to allow the back end system to associate that accounting 
   message with a particular Service.  We therefore need the PPAQ in 
   the accounting message. 
    
    
    
    
    
Acknowledgments 
    
   The authors would like to thank Mark Grayson (Cisco) and Nagi  
   Jonnala for their contribution to this draft. 
    
Author's Addresses 
    
   Avi Lior                           Parviz Yegani, Ph.D. 
   Bridgewater Systems                Mobile Wireless Group 
   303 Terry Fox Drive                Cisco Systems 
   Suite 100                          3625 Cisco Way 
 
 
Lior, et al.                Informational                   [Page 46] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   Ottawa Ontario                     San Jose, CA 95134 
   Canada                             USA 
   avi@bridgewatersystems.com         pyegani@cisco.com 
                                       
   Kuntal Chowdhury                   Yong Li  
   Nortel Networks                    Bridgewater Systems  
   2221, Lakeside Blvd,               303 Terry Fox Drive  
   Richardson, TX-75082               Suite 100  
   chowdury@nortelnetworks.com        Ottawa Ontario  
                                      Canada 
                                      Yong.li@bridgewatersystems.com 
    
 
 
    
Intellectual Property Statement 
    
   The IETF takes no position regarding the validity or scope of any 
   Intellectual Property Rights or other rights that might be claimed 
   to pertain to the implementation or use of the technology described 
   in this document or the extent to which any license under such 
   rights might or might not be available; nor does it represent that 
   it has made any independent effort to identify any such rights. 
   Information on the IETF's procedures with respect to rights in IETF 
   Documents can be found in BCP 78 and BCP 79. 
    
   Copies of IPR disclosures made to the IETF Secretariat and any  
   assurances of licenses to be made available, or the result of an  
   attempt made to obtain a general license or permission for the use 
   of such proprietary rights by implementers or users of this 
   specification can be obtained from the IETF on-line IPR repository 
   at http://www.ietf.org/ipr. 
    
   The IETF invites any interested party to bring to its attention any 
   copyrights, patents or patent applications, or other proprietary 
   rights that may cover technology that may be required to implement 
   this standard. Please address the information to the IETF at ietf-
   ipr@ietf.org. 
Disclaimer of Validity 
    
   This document and the information contained herein are provided on 
   an ôAS ISö basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE 
   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE 
 
 
Lior, et al.                Informational                   [Page 47] 
                    RADIUS Extensions for PrePaid       February 2004 
 
 
   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR 
   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF 
   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 
    
Copyright Statement 
    
    
   Copyright ¨ The Internet Society (2004). This document is subject to 
   the rights, licenses and restrictions contained in BCP 78, and 
   except as set forth therein, the authors retain all their rights. 
    
    
Expiration Date 
    
   This memo is filed as draft-lior-radius-extensions-for-prepaid-
   05.txt, and will expire 17 January, 2005. 
 

























 
 
Lior, et al.                Informational                   [Page 48] 


PAFTECH AB 2003-20262026-04-24 09:20:36