One document matched: draft-klyne-qualdoc-goals-01.txt

Differences from draft-klyne-qualdoc-goals-00.txt


Network working group                            Graham Klyne (editor)
Internet draft                                5GM/Content Technologies
Category: Work-in-progress                             Richard Shockey
                                                Shockey Consulting LLC
                                                       18 October 1999
                                                   Expires: April 2000


         Terminology and Goals for Quality Document Transfer
                 <draft-klyne-qualdoc-goals-01.txt>


Status of this memo

  This document is an Internet-Draft and is in full conformance with
  all provisions of Section 10 of RFC 2026.

  Internet-Drafts are working documents of the Internet Engineering
  Task Force (IETF), its areas, and its working groups.  Note that
  other groups may also distribute working documents as Internet-
  Drafts.

  Internet-Drafts are draft documents valid for a maximum of six
  months and may be updated, replaced, or obsoleted by other
  documents at any time.  It is inappropriate to use Internet- Drafts
  as reference material or to cite them other than as "work in
  progress."

     The list of current Internet-Drafts can be accessed at
     http://www.ietf.org/ietf/1id-abstracts.txt

     The list of Internet-Draft Shadow Directories can be accessed at
     http://www.ietf.org/shadow.html.

Copyright Notice

  Copyright (C) The Internet Society 1999.  All Rights Reserved.

Abstract

  This document sets out some goals beyond those in "Terminology and
  Goals for Internet Fax" [4] for a service to perform fax and high
  quality document transmission across the Internet.

  Internet fax [1,2] defines a way to send fax data over the Internet
  using e-mail.  But there is a clear desire, particularly on the
  part of non-technical users, for a service that more closely
  emulates the operational characteristics of traditional fax [3],
  and also provides capabilities commonly available for documents
  generated and processed by computer.





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Table of contents

  1. Introduction ............................................2
     1.1 Organization of this document                        3
     1.2 Document conventions                                 3
     1.3 Discussion of this document                          4
  2. Terminology .............................................4
  3. Operational modes .......................................4
  4. Goals for High Quality Document Distribution ............5
     4.1 Timely delivery                                      6
     4.2 Proof of delivery/receipt                            6
     4.3 Date and time information                            7
     4.4 Quality of output                                    8
     4.5 Legal identity exchange                              8
     4.6 Legal issues                                         8
     4.7 Cover page                                           9
     4.8 Security                                             9
     4.9 Support for third party operation                    10
     4.10 Interworking with other services                    10
  5. Internationalization considerations .....................11
  6. Security considerations .................................11
  7. Full copyright statement ................................12
  8. Acknowledgements ........................................12
  9. References ..............................................12
  10. Authors' addresses .....................................14
  Appendix A: Revision history ...............................15



1. Introduction

  The transmission and reception of final form documents (i.e.
  presented in a form that describes their final rendering) is an
  essential global communications service.

  Several protocols and services have been developed over the years
  to facilitate document transmission, including the GSTN Fax
  service, ITU-T T.30 [3].

  Within the IETF several protocols have been developed that can be
  used for document transmission, including Internet fax [1,2] (using
  e-mail protocols) and the Internet Print Protocol [5] (using
  elements from HTTP).  But there is a clear desire, particularly on
  the part of non-technical users, for a service that more closely
  emulates the operational characteristics of traditional fax [3],
  and also provides capabilities commonly available for documents
  generated and processed by computer.




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  This document sets out some goals for such a service, and
  introduces related terminology where needed.

  "Terminology and Goals for Internet Fax" [4] is used as a baseline
  for these goals;  this memo further expands on some issues that
  characterize the current practice of facsimile transmission.  These
  features are intended to facilitate the use of quality document
  transfer in compliance with the legal as well as general custom and
  practice surrounding document transmission by facsimile.

1.1 Organization of this document

  This document uses "Terminology and Goals for Internet Fax" [4] as
  a baseline, and describes goals for quality document transfer in
  terms of additions and differences from that document.

  Section 2 introduces new terminology that is generaly useful in
  discussion of quality document transfer.

  Section 3 discusses operational modes for quality document
  transfer.

  Section 4 describes the goals for quality document transfer.  It
  starts with a brief listing of all the goals, then proceeds to
  explain in more detail those that are not described elsewhere.

1.2 Document conventions

  This memo uses the annotations described in "Terminology and Goals
  for Internet Fax" [4] to indicate levels of desirability for a
  quality document transfer protocol:

  {1}  there is general agreement that this is a critical
       characteristic of any definition of a quality document
       transfer protocol.

  {2}  most believe that this is an important characteristic of a
       quality document transfer protocol.

  {3}  there is general belief that this is a useful feature of a
       quality document transfer protocol, but that other factors
       might override;  a definition that does not provide this
       element is acceptable.

       NOTE:  Comments like this provide additional nonessential
       information about the rationale behind this document, and
       may help those who wish to understand the ideas in
       greater depth.




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1.3 Discussion of this document

  Please send comments regarding this document to:

      ifx@pwg.org

  To subscribe to this list, send a message with the body 'subscribe
  ifx' to 'Majordomo@pwg.org'.

  To see what has gone on before you subscribed, please see the
  mailing list archive at:

      http://www.pwg.org/hypermail/ifx


2. Terminology

  [[[TBD]]]

  Watermarking
            commonly refers to the addition of marks to each page of
            a facsimile transmission.  These marks are typically
            placed at the top of each page by the sender's terminal
            device or software application, and may contain
            time/date, sender identification and page number.  The
            recipient output device does not modify the document once
            it is received.


3. Operational modes

  RFC 2542 [4], section 2.5, discusses operational modes for Internet
  fax.  (The intent of "session" mode, described there, is to provide
  a timely delivery without being constrained by the kind of rigid
  protocol timing constraints that are normal when using a circuit
  based protocol like T.30.)

  For the purposes of this memo, the following operational mode
  definitions are used:

  o  "Store and forward", per RFC 2542.

  o  "Timely delivery" means that a document is delivered, and any
     confirmation is returned, reliably and within a predictable
     period of time that is short enough to be useful for the purposes
     of routine communications.






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  o  "Prompt delivery" means that a document is delivered, and any
     confirmation is returned, in little longer that it takes to
     actually transmit the document data.  That is, for a moderately
     sized document the sender might be expected to wait for
     completion of the transfer.

  o  "Real time" means that delivery is completed within some defined
     maximum time delay, or the process of delivery is deemed to have
     failed.  Traditional Group 3 facsimile is a real time service in
     this sense.  True real time behaviour can be difficult to achieve
     reliably in the global Internet.

     RFC 2542 defines "Real-time Internet Fax" to mean a service that
     allows two standard Group 3 fax terminals using T.30 protocols to
     communicate via the Internet.  This specifically requires that
     the various T.30 signals and responses are completed within quite
     short periods of time.


4. Goals for High Quality Document Distribution

       [[[It's not clear to me whether we want to separate
       specification requirements from "operational goals" and
       "functional goals", as in RFC2542.  I think we should see
       what material we generate for this.]]]

  Many of the underlying goals for QUALDOCS are described in RFC
  2542, "Terminology and Goals for Internet Fax" [4].  This section
  recalls and expands upon those goals.

  These are:

  o  {1} timely delivery (section 4.1 below, and RFC 2542 section 4.4)

  o  {1} proof of delivery/receipt (section 4.2 below, and RFC 2542
     section 4.3)

  o  {1} date and time information (Section 4.3 below, and RFC 2542
     section 4.10)

  o  {1} data format support (RFC 2542 section 5.1)

  o  {1} quality of output (Section 4.4 below)

  o  {1} capabilities exchange (RFC 2542 sections 4.5 and 5,5)

  o  {1} addressing support (RFC 2542, section 5.3)

  o  {2} legal identity exchange (Section 4.5 below)



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  o  {2} legal issues (Section 4.6 below, and RFC 2542 section 4.10)

  o  {2} cover pages (Section 4.7 below)

  o  {1} security (Section 4.8 below, and RFC 2542 section 4.7)

  o  {3} support for third party operation (Section 4.9 below)

  o  {2} interworking with other services (Section 4.10 below, and RFC
     2542 section 4.2)

  o  {2} QUALDOCS should be reasonable easy to implement (RFC 2542,
     section 4.6)

  o  {1} A QUALDOCS protocol must operate reliably in the global
     Internet.  (See also RFC 2542, section 4.8.)

  o  {3} use of existing infrastructure.  If QUALDOCS requires
     additions to the operational environment (services, firewall
     support, gateways, quality of service, protocol extensions), then
     it is preferable if those additions are useful for other
     applications. (See also RFC 2542, section 5.2)

  o  {3} features shared with other messaging applications (voice
     mail, short message service, paging, etc.) are desirable, so as
     not to require different operational changes for other
     applications. (See also RFC 2542, sections 2.4.3, 2.4.4)

  o  {3} it is desirable that a quality document transfer protocol
     support and facilitate universal messaging systems (RFC 2542,
     section 2.4.5 [4])

4.1 Timely delivery

  (See RFC 2542, section 4.4.  The QUALDOCS goal stated here for
  timely delivery is stonger.)

  QUALDOCS must provide for delivery of a document immediately, or
  very soon after it is transmitted.  "Very soon" means within a
  period of time that a human user might reasonably wait for delivery
  to be completed (e.g. less than a minute).

4.2 Proof of delivery/receipt

  (See RFC 2542, section 4.3.  The goals for QUALDOCS are stronger in
  this area.)

  Detailed progress reports and transaction logs have become standard
  end user requirements for a facsimile service in order to document
  the receipt and confirmation of facsimile delivery.


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  Any report from the facsimile service:

  o  Must note status (SUCCESS, FAILURE, CAUSE OF FAILURE)

  o  Must note date and time of all attempts (log files recorded at
     each end by client and server locally)

  o  May note the duration of the transaction

  o  May note the number of document pages transferred

  o  Should mutually exchange and document the identity of sender and
     recipient.

  Traditional facsimile uses real-time monitoring and signalling to
  indicate to the sender when a document transmission has completed,
  or report on any errors encountered.

  Extended Internet fax service proposals [2] recommend the use of
  DSN and MDN [19,20,15] for confirmation of delivery and receipt.

       NOTE:  a considerable body of market survey research
       indicates that confirmation of delivery or receipt is the
       feature that people most like about traditional
       facsimile.  Some feel that the non-universal deployment
       of DSN, and the possibility of refusing an MDN request,
       is holding back market acceptance for some Internet fax
       services;  they therefore believe that something
       different needs to be devised that more closely
       approximates the "look and feel" of existing fax and has
       the ability to be quickly extended in the future.

4.3 Date and time information

  (See RFC 2542, section 4.10.  This section expands on the indicated
  legal requirement for date and time of transmission to be
  indicated.)

  Closely associated with the need for transaction receipt and
  notification is the legal requirement (see "Legal issues") that at
  least the first page of a facsimile contain the time and date of
  transmission and that information be included in any facsimile
  service record.

  Facsimile terminal devices all have internal clock devices for
  recording the time/date of transactions.  Actual time information
  is not exchanged "on the wire".  Each device notes when it sends
  and receives documents and logs those transactions appropriately.




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  All Internet fax transactions note time/date information in the
  e-mail header information.

  QUALDOCS systems must implement clocks in their systems, or
  consider the use one of the time protocols RFC 867, RFC 868, RFC
  1305 or RFC 2030 [22,23,24,25], to obtain time/date information for
  transaction logging.

  Examples of transaction information that may be useful to record
  include:
     - time of transmission by sender
     - time of reception by receiver
     - time that rendering (e.g. printing) is completed

4.4 Quality of output

  It is a fundamental goal of QUALDOCS that not only is the
  information content of a document transferred, but also that high
  presentation quality can be achieved (subject the the receiver's
  capabilities).

  Received documents should be capable of presentation that allows
  them to be used directly in the same ways that a locally prepared
  document might be used.  (Contrast with traditional facsimile,
  which typicaly does not provide an image one would choose to use
  directly in a company report.)

4.5 Legal identity exchange

  (See RFC 2542, section 4.10.  This section expands on the indicated
  legal requirement for the identity of the sender to be indicated.)

  The identity of senders and recipients in traditional facsimile are
  achieved through the legal requirements for operating a fax
  terminal and the exchange of T.30 CSID frames between terminal
  devices.

  Internet fax uses e-mail header information to identify the sender
  to the recipient.  The recipient has no requirement to exchange
  identification data.

  QUALDOCS should define a mechanism for achieving a full exchange of
  identity between the sender and receiver.

4.6 Legal issues

  RFC 2542 section 4.10 quotes part of the US RCC regulations, which
  indicate a legal requirement for date, time, identity and telephone
  number to appear on any fax message.



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  Of particular note is that there is no requirement that the marks
  for identifying information be placed on every page.  The legal
  requirement is only for the first page, though it has become custom
  and practice among all FAX device manufacturers to include the
  "watermark" on each page transmitted.

  It is believed that some other nations have legal requirements for
  FAX similar to those in the United States.

4.7 Cover page

  Closely associated with the legal issues are the formats and
  requirements for cover pages.

  QUALDOCS should provide a mechanism to include cover page
  information that conforms to the legal or general custom and
  practice applied to facsimile services, when such information is
  not already part of the document being sent.

  To satisfy legal requirements for Facsimile transmission cover
  pages:
     o Must contain identification of Sender:
     o Should contain identification of Recipient:
     o Must contain time/Date of Transmission:
     o May contain number of pages in Transmission:
     o May contain an area for short comments:

  Workstation software, when operating in a facsimile service mode,
  should offer cover page generation options and may offer other
  features, as deemed appropriate.

  If possible, cover page information should be distinguishable from
  message payload data (e.g. see the cover page proposal for Internet
  fax [21]).

4.8 Security

  (See RFC 2542, section 4.7, which offers some specific requirements
  for Internet fax security.  The following text addresses some
  broader issues which should be considered by a QUALDOCS protocol.)












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  Security encompasses a number of inter-related issues.

  o  Privacy:  not disclosing private information about a user's
     affairs, either through disclosure of confidential message
     content, or my disclosure of a user's actions and preferences in
     sending or receiving a document.

  o  Authenticity:  not providing information that would mislead a
     user into incorrectly believing a message has been received from
     or by some identified person.

  o  Integrity:  ensuring that messages received are a faithfull
     rebdition of what was sent.

  o  Non-repudiation:  making available a confirmation of document
     receipt that provides some basis for demonstrating that the
     message was properly delivered to its intended recipient.

  o  Availability:  robust operation in the face of attempts to
     prevent the normal transfer of documents.

  On the surface, it would seem that no one would want to make their
  printer available on the Internet.

  It should be noted, however, that we have globally accessible
  printers available now, called fax machines.  If the issues
  mentioned above are adequately addressed and documented, this
  external availability can be extended to a wider range of devices.

4.9 Support for third party operation

  In some environments, it may be desirable to hand off delivery of a
  document to some third party and report back (a) the fact that the
  hand-off has occurred, and (b) subsequent indication from the third
  party that delivery has indeed been effected.

  An example of this kind of scnario would be a service that received
  documents electronically, printed them, then obtains a signature
  when delivering the physical document.

4.10 Interworking with other services

  (See RFC 2542, section 4.2 and section 2.  The QUALDOCS goals are
  less specific with regard to interoperability with particular
  Internet services.)







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  If a QUALDOCS system operating in a facsimile service mode is
  unable to send a TIFF-FX or appropriate GSTN fax file format but
  wishes to gateway to another facsimile service then the gateway
  system must be able to convert the available document data to the
  format required by the facsimile service.

  Choice of baseline formats and capabilities should take account of
  other services with which QUALDOCS systems may be required to
  interwork.


5. Internationalization considerations

  Quality document transfer must be regarded as a global service, and
  any specification must have consideration for:

  o  {1} transferring documents whose contents are expressed in a
     variety of national symbol sets.

  o  {2} transferring documents whose contents are expressed in a
     variety of national languages (in some cases, the language of the
     content may be important to its rendering;  e.g. text-to-speech
     processing).

  o  {3} document transfer destination adressess that may be expressed
     in a variety of national symbol sets (e.g. the names of a person
     to whom a document is addressed).

       NOTE:  There are a number of documents covering
       internationalization issues:  RFC 2130 [6], RFC 2277 [7]
       and others [8].


6. Security considerations

  This document describes the goals for the Internet Fax protocol,
  including the security goals.  An Internet Fax protocol must {1}
  address the security goals and provide adequate measures to provide
  users with expected security features.













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7. Full copyright statement

  Copyright (C) The Internet Society 1999.  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain
  it or assist in its implementation may be prepared, copied,
  published and distributed, in whole or in part, without restriction
  of any kind, provided that the above copyright notice and this
  paragraph are included on all such copies and derivative works.
  However, this document itself may not be modified in any way, such
  as by removing the copyright notice or references to the Internet
  Society or other Internet organizations, except as needed for the
  purpose of developing Internet standards in which case the
  procedures for copyrights defined in the Internet Standards process
  must be followed, or as required to translate it into languages
  other than English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on
  an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR
  IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
  THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


8. Acknowledgements

  [[[TBD]]]


9. References

[1]  RFC 2305, "A Simple Mode of Facsimile Using Internet Mail"
     K. Toyoda
     H. Ohno
     J. Murai, WIDE Project
     D. Wing, Cisco Systems
     March 1998.

[2]  RFC 2532, "Extended Facsimile Using Internet Mail"
     Larry Masinter, Xerox Corporation
     Dan Wing, Cisco Systems
     September 1998.





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[3]  "Procedures for document facsimile transmission in the general
     switched telephone network"
     ITU-T Recommendation T.30 (1996)
     International Telecommunications Union
     July 1996

[4]  RFC 2542, "Terminology and Goals for Internet Fax"
     Larry Masinter, Xerox Corporation
     September 1998

[5]  IPP

[6]  RFC 2130, "The Report of the IAB Character Set Workshop"
     C. Weider, Microsoft
     C. Preston, Preston & Lynch
     K. Simonsen, DKUUG
     H. Alvestrand, UNINETT
     R. Atkinson, Cisco Systems
     M. Crispin, University of Washington
     P. Svanberg, KTH
     April 1997.

[7]  RFC 2277, "IETF Policy on Character Sets and Languages"
     H. Alvestrand, UNINETT
     January 1998.

[8]  <<<Martin Duerst's draft on internationalization of DNS names>>>

[9]  T.4

[10] T.6

[11] TIFF-FX

[12] E.164

[13] SMTP

[14] RFC822

[15] MDN/DSN reporting extensions

[16] RFC 2533

[17] RFC 2531

[18] T.30 mapping document

[19] RFC 1891 (DSN)



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[20] RFC 2298 (MDN)

[21] Cover page proposal

[22] RFC 867 (Daytime)

[23] RFC 868 (Time)

[24] RFC 1305 (NTP)

[25] RFC 2030 (SNTP)


10. Authors' addresses

  Graham Klyne (editor)
  5th Generation Messaging Ltd.    Content Technologies Ltd.
  5 Watlington Street              1220 Parkview,
  Nettlebed                        Arlington Business Park
  Henley-on-Thames, RG9 5AB        Theale
  United Kingdom                   Reading, RG7 4SA
                                   United Kingdom.
  Telephone: +44 118 930 1300      +44 1491 641 641
  Facsimile: +44 118 930 1301      +44 1491 641 611
  E-mail: GK@ACM.ORG

  Richard Shockey
  Shockey Consulting LLC
  8045 Big Bend Blvd
  Suite 100
  St. Louis, MO 63119
  Telephone:   +1 314 918 9020
  Facsimile:   +1 314 918 9015
  E-mail/IFAX: rshockey@ix.netcom.com


















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Appendix A: Revision history

  [[[Please remove this section on publication]]]

  00a  23-Jul-1999  Initial draft, based on an earlier document by
                    Richard Shockey.

  00b  08-Sep-1999  Incorporate Richard's review comments.

  01a  04-Oct-1999  Align goals more closely with RFC 2542;  remove
                    some text that duplicates RFC 2542.

  01b  18-Oct-1999  Re-work introductory text slightly.

  TODO:

  o  Complete terminology section -- identify key terms here.

  o  Finalize references

  o  Separate "operational" and "functional" goals?  (section 4 intro)

  o  Separate confirmation of receipt/proof of delivery?





























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