One document matched: draft-ietf-sacred-framework-05.txt

Differences from draft-ietf-sacred-framework-04.txt




                                                           D. Gustafson 
                                                      Future Foundation 
                                                                M. Just 
                                                                Entrust 
   Internet Draft                                            M. Nystrom 
   Document: draft-ietf-sacred-framework-05.txt            RSA Security 
   Expires: March 2003                                   September 2002 
 
 
       Securely Available Credentials - Credential Server Framework 
 
 
Status of this Memo 
 
   This document is an Internet-Draft and is in full conformance 
   with all provisions of Section 10 of RFC2026 [RFC2026]. 
 
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups.  Note that 
   other groups may also distribute working documents as Internet-
   Drafts. 
    
   Internet-Drafts are draft documents valid for a maximum of six 
   months and may be updated, replaced, or obsoleted by other 
   documents at any time.  It is inappropriate to use Internet-
   Drafts as reference material or to cite them other than as "work 
   in progress." 
    
   The list of current Internet-Drafts can be accessed at 
        http://www.ietf.org/ietf/1id-abstracts.txt 
    
   The list of Internet-Draft Shadow Directories can be accessed at 
        http://www.ietf.org/shadow.html. 
    
Abstract 
    
   As the number, and more particularly the number of different 
   types, of devices connecting to the Internet increases, 
   credential mobility becomes an issue for IETF standardization. 
   This document responds to the credential server framework 
   requirements listed in [RFC3157]. It presents a strawman 
   framework and outlines protocols for securely available 
   credentials. 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL 
   NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and 
   "OPTIONAL" in this document are to be interpreted as described in 
   [RFC2119]. 
    
   Please send comments on this document to the ietf-sacred@imc.org 
   mailing list. 
 
      
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Table of Contents 
 
STATUS OF THIS MEMO...............................................1 
ABSTRACT..........................................................1 
1 INTRODUCTION....................................................3 
2 FUNCTIONAL OVERVIEW.............................................3 
  2.1 DEFINITIONS.................................................3 
  2.2 CREDENTIALS.................................................5 
  2.3 NETWORK ARCHITECTURE........................................6 
3 PROTOCOL FRAMEWORK..............................................7 
  3.1 CREDENTIAL UPLOAD...........................................9 
  3.2 CREDENTIAL DOWNLOAD........................................10 
  3.3 CREDENTIAL REMOVAL.........................................12 
  3.4 CREDENTIAL MANAGEMENT......................................12 
4 PROTOCOL CONSIDERATIONS........................................13 
  4.1 SECURE CREDENTIAL FORMATS..................................13 
  4.2 AUTHENTICATION METHODS.....................................13 
  4.3 TRANSPORT PROTOCOL SUITES..................................16 
5 SECURITY CONSIDERATIONS........................................17 
  5.1 COMMUNICATIONS SECURITY....................................17 
  5.2 SYSTEMS SECURITY...........................................18 
6. REFERENCES....................................................19 
  6.1 NORMATIVE REFERENCES.......................................19 
  6.2 INFORMATIVE REFERENCES.....................................20 
7 AUTHOR'S ADDRESSES.............................................21 
FULL COPYRIGHT STATEMENT.........................................22 
 
                 
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1 Introduction 
    
   Digital credentials, such as private keys and corresponding 
   certificates, are used to support various Internet protocols, 
   e.g. S/MIME, IPSec, and TLS. In a number of environments end 
   users wish to use the same credentials on different end-user 
   devices. In a "typical" desktop environment, the user already has 
   many tools available to allow import/export of these credentials.  
   However, this is not very practical. In addition, with some 
   devices, especially wireless and other more constrained devices, 
   the tools required simply do not exist. 
    
   This document proposes a general framework for secure exchange of 
   such credentials and provides a high level outline that will help 
   guide the development of one or more SACRED credential exchange 
   protocols. 
    
2 Functional Overview 
    
   Requirements for Securely Available Credentials are fully 
   described in [RFC3157].  These requirements assume that two 
   distinctly different network architectures will be created to 
   support credential exchange for roaming users: 
    
   a) Client/Server Credential Exchange 
   b) Peer-to-Peer Credential Exchange 
    
   This document describes the framework for one or more 
   client/server credential exchange protocols. 
    
   In all cases, adequate user authentication methods will be used 
   to ensure credentials are not divulged to unauthorized parties. 
   As well, adequate server authentication methods will be used to 
   ensure that each client’s authentication information (see Section 
   2.1) is not compromised, and to ensure that roaming users 
   interact with intended/authorized credential servers. 
 
2.1 Definitions 
    
   This section provides definitions for several terms or phrases 
   used throughout this document. 
    
   client authentication information: information that is presented 
           by the client to a server to authenticate the client. 
           This may include a password token, a registration string 
           that may have been received out-of-band (and possibly 
           used for initially registering a roaming user) or data 
           signed with a signature key belonging to the client (e.g. 
           as part of TLS [RFC2246] client authentication). 
    
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   credentials: cryptographic objects and related data used to 
           support secure communications over the Internet. 
           Credentials may consist of public/private key pairs, 
           symmetric keys, X.509 public key certificates, attribute 
           certificates, and/or application data. Several 
           standardized formats for the representation of 
           credentials exist, e.g. [PKCS12], [PKCS15] (see "secured 
           credentials" below). 
    
   passkey: a symmetric key, derived from a password. 
         
   password: a string of characters known only to a client and used 
           for the purposes of authenticating to a server and/or 
           securing credentials.  A user may be required to remember 
           more than one password. 
    
   password token: a value derived from a password using a one-way 
           function that may be used by a client to authenticate to 
           a server. A password token may be derived from a password 
           using a one-way hash function, for example. 
 
   secured credentials: a set of one or more credentials that have 
           been cryptographically secured, e.g. encrypted/MACed with 
           a passkey. Secured credentials may be protected using 
           more than one layer of encryption, e.g. the credential is 
           secured with a passkey corresponding to a user's password 
           and also by a key known only to the server (the 
           credential's stored form).  During network transfer, the 
           passkey-protected credential may be protected with an 
           additional encryption layer using a symmetric key chosen 
           by the Credential Server (e.g., the transmitted form). 
    
   strong password protocol: a protocol that authenticates clients 
           to servers securely (see e.g. [SPEKE] for a more detailed 
           definition of this), where the client need only memorize 
           a small secret (a password) and carries no other secret 
           information, and where the server carries a verifier 
           (password token) which allows it to authenticate the 
           client. A shared secret is negotiated between client and 
           server and is used to protect data subsequently 
           exchanged. 
    
   Note the distinction between an "account password" and a 
   "credential password."  An account password (and corresponding 
   password token) is used to authenticate to a Credential Server 
   and to negotiate a key that provides session level encryption 
   between client and server. 
    
     
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   A credential password is used to derive a passkey that’s used to 
   provide persistent encryption and authentication for a stored 
   credential. Applicable secured credential standards documents 
   (e.g. [PKCS#15]) describe the technical details of specific 
   password-based-encryption (pbe) techniques that are used to 
   protect credentials from unauthorized use. 
   Although the same password value may be used to provide both 
   services, it is likely that different, algorithm specific 
   passkeys would be generated from this password (i.e. because of 
   different salt values, etc.). 
    
   In addition, although it may be more convenient for a user to 
   remember only a single password, differing security policies 
   (e.g. password rules) between the credential server and the 
   credential issuers may result in a user having to remember 
   multiple passwords.  
 
2.2 Credentials 
    
   This document is concerned with the secure exchange and online 
   management of credentials in a roaming or mobile environment. 
   Credentials MAY be usable with any end user device that can 
   connect to the Internet, such as: 
    
   - desktop or laptop PC 
   - mobile phone 
   - personal digital assistant (PDA) 
   - etc. 
    
   The end user system may, optionally, store its credential 
   information on special hardware devices that provide enhanced 
   portability and protection for user credentials. 
    
   Since the credential usually contains sensitive information that 
   is known only to the credential holder, credentials MUST NOT be 
   sent in the clear during network transmission and SHOULD NOT be 
   in the clear when stored on an end user device such as a diskette 
   or hard drive. For this reason, a secured credential is defined.  
   Throughout this document we assume that, at least from the point 
   of view of the protocol, a secured credential is an opaque (and 
   at least partially privacy and integrity protected) data object 
   that can be used by a network connected device. Once downloaded, 
   clients must be able to recover their credentials from this 
   opaque format. 
    
   At a minimum, all supported credential formats SHOULD provide 
   privacy and integrity protection for private keys, secret keys, 
   and any other data objects that must be protected from disclosure 
   or modification.  Typically, these security capabilities are part 
   of the basic credential format such that the credential (e.g., a 
    
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   data file) is protected when stored on hard drives, flexible 
   diskettes, etc. 
    
   During network transmission, the secured credential is protected 
   with a second (outer) encryption layer.  The outer encryption 
   layer is created using a session-level encryption key that was 
   derived during the mutual authentication process.  Effectively, 
   secured credentials traverse an "encrypted tunnel" that provides 
   an additional layer of privacy protection for credentials (and 
   any other) information exchanged. 
    
2.3 Network Architecture 
    
   The network diagram below shows the components involved in the 
   SACRED client/server framework.  
    
                     +--------+           +------------+ 
                     | Client +-----------| Credential | 
                     +--------+     1     |   Server   | 
                          \               +-----+------+ 
                           \                    | 
                            \                   | 2 
                             \                  | 
                              \    3      +-----+------+ 
                               -----------| Credential | 
                                          |  Store(s)  | 
                                          +------------+ 
    
    
   Client - The entity that wants to retrieve their credentials from 
             a credential server. 
    
   Credential Server - The server that downloads secure credentials 
             to and uploads them from the client.  The server is 
             responsible for authenticating the client to ensure 
             that the secured credentials are exchanged only with an 
             appropriate end user. The credential server is 
             authenticated to the client to ensure that the client's 
             authentication information is not compromised and so 
             that the user can trust the credentials retrieved. 
    
   Credential Store - The repository for secured credentials. There 
             might be access control features but those generally 
             aren't sufficient in themselves for securing 
             credentials.  The credential server may be capable of 
             splitting credentials across multiple credential stores 
             for redundancy or to provide additional levels of 
             protection for user credentials. 
    
     
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   Protocol 1 - The protocol used to authenticate the client and 
             credential server, and download and upload user 
             credentials from a credential server. 
                           
   Protocol 2 - The protocol used by the Credential Server to store 
             and retrieve user credentials (LDAP, LDAP/SSL, or 
             other). 
    
   Protocol 3 - The protocol used by the client to store and 
             retrieve user credentials from the credential store 
             (LDAP, LDAP/SSL, or other).  
    
   This framework describes the high level design for protocol 1. 
   Protocols 2 and 3 are closely related (but out of scope for this 
   document) and could be implemented using standard protocols, such 
   as LDAP or secure LDAP, or other standard or proprietary 
   protocols.  Note also that any administrator-credential server 
   protocols are assumed to be server vendor specific and are not 
   the subject of SACRED standardization efforts at this time. 
    
   Clients are not precluded from exchanging credentials directly 
   with a credential store (or any other server of it’s choosing). 
   However, mutual authentication with roaming users and a 
   consistent level of protection for credential data while stored 
   on network servers and while in transit is provided by SACRED 
   protocols exchanged with the credential server.  Depending on 
   credential server design, user credentials may flow through the 
   credential server to the credential store or directly between the 
   client and the credential store. 
    
   Also, users may upload their credentials to several credential 
   servers to obtain enhanced levels of availability.  Coordination 
   (automatic replication) of user information or credential data 
   among several credential servers is currently beyond the scope of 
   this document. 
    
3 Protocol Framework 
    
   This section provides a high level description of client/server 
   protocols that can be used to exchange and manage SACRED 
   credentials. 
    
   The client/server credential exchange protocol is based on three 
   basic and abstract operations; "GET", "PUT", and "DELETE". The 
   secured credential exchange protocol is accomplished as follows: 
    
        connect - the client initiates a connection to a credential 
                server for the purpose of secure credential 
                exchange. 
         
    
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        mutual authentication/key negotiation - using a strong 
                password protocol (or equivalent) the client 
                authenticates to the server, the server 
                authenticates to the client, and a session level 
                encryption key is negotiated. The details of the 
                mutual authentication protocol exchange are 
                dependent upon the particular authentication method 
                used. In all cases, the end result is to 
                authenticate the client to the server and server to 
                the client, and establish a strong, shared secret 
                between the two parties. 
 
        client request(s) - the SACRED client issues one or more 
                high level credential exchange requests (e.g., GET, 
                PUT, or DELETE). 
         
        server response(s) - the SACRED credential server responds 
                to each request, either performing the operation 
                successfully or indicating an appropriate error. 
         
        close - the client indicates it has no more requests for the 
                server at this time. The security context between 
                client and server is no longer needed. Close is a 
                logical, session management operation. 
         
        disconnect - the parties disconnect the transport level 
                connection between client and server. Note that 
                "connect" and "disconnect" are logical, transport-
                layer dependent operations that enclose the protocol 
                exchange between the two communicating processes. 
         
        Each high-level credential exchange operation is made up of 
        a series of request-response pairs. The client initiates 
        each request, which the server processes before returning an 
        appropriate response. Each request must complete (server 
        reports success or failure) before the client issues the 
        next request. The server SHOULD be willing to service at 
        least one upload or download request following successful 
        mutual authentication but either party can terminate the 
        logical connection at any time. 
         
   In the following sections, secured credentials and related values 
   are represented using the following notation: 
    
        SC-x is the secured credential file, which includes a format 
                identifier field and credential data.  The 
                credential data is an opaque, encrypted data object 
                (e.g. PKCS#15 or PKCS#12 file). The format 
                identifier is needed to correctly parse the 
                credential data. 
    
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        Name-x is an account-defined selector or locator (a user 
                friendly name) that is used to indicate a specific 
                secured credential. The name of each credential 
                stored under a given user account MUST be unique 
                e.g. there may be one credential called "financial" 
                and another called "healthcare", etc. At a minimum, 
                credential names MUST be unique across a given 
                account/user name. When no name is supplied for a 
                GET operation, all credentials stored for the given 
                username will be returned. 
                 
        ID-x is a distinct credential version indicator that MAY be 
                used to request a conditional GET/PUT/DELETE 
                operation. This credential-ID value SHOULD contain 
                the server’s "last-modified" date and time (e.g. the 
                time that this particular credential version was 
                stored on the server) and MAY contain additional 
                information such as a sequence number or a (complete 
                or partial) credential fingerprint that is used to 
                ensure the credential-ID is unique from other 
                credential versions stored under the same user 
                account and credential name. 
         
   All named credentials may be accessed by authenticating under a 
   single username. If a user needs or prefers to use more than one 
   distinct authentication password (and/or authentication method) 
   to protect access to several secured credentials, he/she SHOULD 
   register those credentials under distinct user/account names, one 
   for each different authentication method used. 
    
3.1 Credential Upload 
    
   The purpose of a credential upload operation is to allow a client 
   to register new credentials, or replace currently stored 
   credentials (e.g. credentials that may have been updated by the 
   client using appropriate key management software). 
    
   The framework for the credential upload, as implemented using the 
   PUT operation, is: 
    
   . The client and server establish a mutually authenticated 
      session and negotiate a shared secret. 
    
   . The client will then issue a PUT message that contains the 
      upload credential and related data fields. 
    
   . The server will respond to the PUT, indicating the credential 
      was successfully stored on the server or that an error 
      occurred. 
    
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   The client’s PUT request MAY contain an optional identifier 
   (credential-ID) field. If present, the new credential will only 
   be stored if a credential with the same name and credential-ID is 
   currently stored on the server (e.g. a logical REPLACE operation 
   is performed). The server MUST return an error if a client 
   attempts to replace a credential that does not exist on the 
   server. 
    
   The credential server’s response to a PUT request MUST contain a 
   credential version identifier (credential-ID) for the newly 
   stored credential that MAY be used by clients to optimize 
   subsequent download operations and avoid credential version 
   mismatches. 
    
  3.1.1 Credential Upload Protocol Sequence 
    
   The following gives an example of a "credential upload" protocol 
   sequence: 
    
        client                               server 
        -------                              ------- 
         
        < connect >                  -->    
    
        <--- mutual authentication ---> 
       
        < PUT SC-1, Name-1, [ID-1] > --> 
                                     <--     < Name-1, new-ID-1 > 
        < PUT SC-2, Name-2, [ID-2] > --> 
                                     <--     < Name-2, new-ID-2 > 
    
                                     ... 
    
        < close >                    --> 
                                     <--     OK (+ disconnect) 
    
   new-ID-x is the credential-ID of the newly stored credential. 
 
3.2 Credential Download 
    
   Roaming clients can download their credentials at any time after 
   they have been uploaded to the server. 
    
   The framework for a credential download, as implemented using the 
   GET operation, is: 
    
   . The client SHOULD authenticate the server.  
   . The user MUST be authenticated (by the server). 
    
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   . A GET request for the credential download is issued. 
   . The response contains the credential and format identifier. 
    
   The specific user credential being requested may be identified by 
   name in the message sent to the credential server.  If 
   successful, the response MUST contain the requested credential 
   data element (format ID and data) as defined above. 
    
   If the user issues a GET request with a NULL credential name 
   field, the server SHOULD return all credentials stored under the 
   current user account. 
    
   Optionally, the client MAY include a credential-ID to indicate a 
   conditional download request. In this case, the server will 
   return the requested credential if and only if the ID of the 
   credential currently stored on the server does NOT match the ID 
   specified. 
    
   The server should return either the requested credential or a 
   distinct response indicating that the conditional download was 
   not performed (e.g., the client already has a copy of this exact 
   credential). In addition, to the credential, the server returns the
   credential-ID for the client to use in later PUT requests. 
    
   3.2.1 Credential Download Protocol Sequence 
    
   The following gives an example of a "credential download" 
   protocol sequence: 
    
          client                      server 
          -------                    -------- 
    
        < connect >            -->    
    
        <--- mutual authentication --> 
    
        < GET Name-1, [ID-1] >  --> 
                               <--     < SC-1, ID-1'> 
        < GET Name-2, [ID-2] >  --> 
                               <--     < GET response > 
    
                               ... 
    
        < close >              --> 
                               <--     OK (+ disconnect) 
    
   Notice that for the second request, no credential has been 
   returned since ID-2, as included in the client’s request, matched 
   the identifier for the Name-2 credential. 
    
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3.3 Credential Removal 
    
   The framework for the credential removal, as implemented with the 
   DELETE operation, is: 
    
   . The credential server MUST be authenticated (by the client) 
      using a method-dependent protocol sequence. 
    
   . The user MUST be authenticated (by the server) using a method-
      dependent protocol sequence. 
    
   . The user then sends a DELETE request message that contains the 
      credential name indicating which credential to remove. 
       
   . Optionally, the client may include a credential-ID in the 
      DELETE request. In this case, the credential will be deleted if 
      the request ID matches the ID of the credential currently 
      stored on the server. This may be done to ensure that a client 
      intending to delete their stored credential does not mistakenly 
      delete a different version of the credential. 
   
   3.3.1 Credential Removal Protocol Sequence 
 
   The following gives an example of a "credential removal" protocol 
   sequence: 
    
         client                            server 
         -------                          -------- 
    
       < connect >               -->    
    
       <-------- mutual authentication --------> 
    
       < DEL Name-1, [ID1] >     --> 
                                 <--     < Name-1 deleted > 
       < DEL Name-2, [ID2] >     --> 
                                 <--     < Name-2 deleted > 
    
                                 ... 
    
       < close >                 --> 
                                 <--     OK (+ disconnect) 
    
3.4 Credential Management 
    
   Note that the three operations defined above (GET, PUT, DELETE) 
   can be used to perform the basic credential management 
   operations: 
    
    
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   - add a new credential on the server, 
   - update (replace) an existing credential, and 
   - delete an existing credential. 
    
   The information provided for these basic operations might be used 
   to help guide the design of more complex operations such as user 
   registration (add account), user deregistration (remove account), 
   change account password, or list all credentials. 
    
   Note that, in the case where a credential with the same name 
   exists on the server, uploading a NULL credential is logically 
   equivalent to removing a previously stored credential. 
    
4 Protocol Considerations 
 
4.1 Secure Credential Formats 
    
   To ensure that credentials created on, and uploaded from, one 
   device can be downloaded and used on any other device, there is a 
   need to define a single "mandatory to implement" credential 
   format that must be supported by all conforming client 
   implementations. 
    
   At least two well-defined credential formats are available today: 
   [PKCS12] and [PKCS15]. 
    
   Other optional credential formats may also be supported if 
   necessary. For example, additional credential formats might be 
   defined for use with specific (compatible) client devices. Each 
   credential format MUST provide adequate privacy protection for 
   user credentials when they are stored on flexible diskettes, hard 
   disks, etc. 
    
   Throughout this document, the credential is treated as an opaque 
   (encrypted) data object and, as such, the credential format does 
   not affect the basic credential exchange protocol. 
 
4.2 Authentication Methods 
    
   Authentication is vitally important to ensure that credentials 
   are accepted from and delivered to the authorized end user only.  
   If an unsecured credential is delivered to some other party, the 
   credential may be more easily compromised.  If a credential is 
   accepted from an unauthorized party, the user might be tricked 
   into using a credential that has been substituted by an attacker 
   (e.g. an attacker might replace a newer credential with an older 
   credential belonging to the same user).  
    
   Ideally, the list of authentication methods should be open ended, 
   allowing new methods to be added as needs are identified and as 
    
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   they become available. For all credentials, the user 
   authentication method and data is defined when a user is first 
   registered with the credential server and may be updated from 
   time to time thereafter by the authorized user. 
    
   To adequately protect user credentials from unauthorized 
   disclosure or modification in a roaming environment, all SACRED 
   authentication methods MUST provide protection for user 
   credentials in network environments where attackers might attempt 
   to exploit potential security vulnerabilities. See SACRED 
   Requirements [RFC3157], Section 3.1, Vulnerabilities.  
    
   At a minimum, each SACRED authentication method SHOULD ensure 
   that: 
    
        . The server authenticates the client 
        . The client authenticates the server 
        . The client and server securely negotiate (or derive) a 
           cryptographically strong, secret key (e.g., a session 
           key). 
        . The exchange of one or more user credentials is protected 
           using this session key. 
    
   It is expected that all SACRED client/server protocols will 
   provide each of these basic security functions.  Some existing 
   authentication protocols that might be used for this purpose 
   include:  
    
   - Strong password protocols 
   - TLS 
    
   Sections 4.2.1 and 4.2.2 provide some guidance about when to use 
   these authentication methods based on the generic security 
   capabilities they provide and the security elements (passwords, 
   key pairs, user certificates, CA certificates) that must be 
   available to the SACRED client. 
    
   4.2.1 Strong Password Protocols 
    
   Strong password protocols such as those described in [RFC2945], 
   [BM92], [BM94], and [SPEKE] MAY be used to provide mutual 
   authentication and privacy for SACRED protocols.   
    
   All strong password protocols require that user-specific values 
   (i.e. a passtoken and related values) be configured within the 
   server.  The verifier value can only be calculated by a party who 
   knows the password. It must be securely delivered to the server 
   at a time when the client establishes a relationship with the 
   server.  At connect time, messages are exchanged between the two 
   parties and complementary algorithms are used to compute a shared 
    
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   common value known only to the legitimate user and the server.  
   Both parties derive a strong (symmetric) key that may be used to 
   secure communications between the two parties. 
    
   4.2.2 TLS Authentication 
    
   TLS authentication may either be mutual between the client and 
   server or unilateral where only the server is authenticated to 
   the client. These options are described in the next two 
   subsections. 
    
   In both cases, TLS can be used to authenticate the server 
   whenever the TLS client has been pre-configured with the 
   necessary certificates needed to validate the server’s 
   certificate chain (including revocation status checking). 
    
   TLS Server Authentication (sTLS) 
    
   TLS provides a basic secure session capability (sometimes called 
   server-side TLS) whereby the client authenticates the server and 
   a pair of session level encryption keys is securely exchanged 
   between client and server. Following server authentication and 
   security context setup, all client requests and server responses 
   exchanged are integrity and privacy protected. 
    
   When necessary, and after a TLS session has been established 
   between the two parties, the credential server can request that 
   the client provide her user id and password information to 
   authenticate the remote user. Preferably, client and server can 
   cooperate to perform an authentication operation that allows the 
   server to authenticate the client (and perhaps vice-versa) in a 
   "zero knowledge manner". In such cases, the client need not have 
   a security credential. 
    
   TLS with Client Authentication (cTLS) 
    
   TLS provides an optional, secure session capability (sometimes 
   called client-side TLS) whereby the TLS server can request client 
   authentication by verifying the client’s digital signature. 
    
   In order to use cTLS to provide mutual authentication, the client 
   must also be configured with at least one security credential 
   that is acceptable to the TLS server for remote client 
   authentication purposes. 
    
   4.2.3 Other Authentication Methods 
    
   Other authentication methods that provide necessary security 
   capabilities MAY also be suitable for use with SACRED credential 
   exchange protocols. 
    
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4.3 Transport Protocol Suites 
    
   It is intended that one or more underlying protocol stacks may 
   carry the SACRED credential exchange protocols.  It is recognized 
   at the outset that the use of several underlying protocol suites, 
   although not ideal from an interoperability standpoint, may well 
   be required to support the wide variety of needs anticipated. 
    
   The SACRED list members have discussed several protocol suites 
   that have been considered on their technical merits, each with 
   distinct benefits and protocol design/implementation costs. Among 
   these protocols are: 
    
        . TCP 
        . BEEP 
        . HTTP 
    
   All protocol suites listed here depend on TCP to provide a 
   reliable, end-to-end transport layer protocol. Each of these 
   building block approaches provides a different way of handling 
   the remaining application layer issues (basic session management, 
   session level security, presentation/formatting, application 
   functionality). 
    
   4.3.1 TCP 
    
   This approach (layering a SACRED credential exchange protocol 
   directly on top of a TCP connection) requires the development of 
   a custom credential exchange messaging protocol that interfaces 
   to a TCP connection/socket. The primary benefit of this approach 
   is the ability to provide exactly the protocol functionality 
   needed and no more. Most server and client development 
   environments already provide the socket level API needed. 
    
   4.3.2 BEEP 
    
   This approach builds on the Blocks Extensible Exchange Protocol 
   (BEEP) described in [RFC3080].  BEEP provides general purpose, 
   peer-to-peer message exchange over any of several transport 
   mechanisms where the necessary transport layer mappings have been 
   defined for operation over TCP, TLS, etc. See also [RFC3081]. 
 
   BEEP provides the necessary user authentication/session security 
   and session management capabilities needed to support SACRED 
   credential exchange operations. 
    
   4.3.3 HTTP 
    
     
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   This approach builds on the Hypertext Transport Protocol (HTTP) 
   described in [RFC1945] and [RFC2616].  HTTP provides general 
   purpose typing and negotiation of data representation, allowing 
   systems to be built independently of the data objects being 
   transferred.  HTTP support is available in a wide variety of 
   server and client platforms, including portable devices that 
   apply to roaming environments (laptop PCs, PDAs, mobile phones, 
   etc.). 
    
   HTTP is layered over TCP and can be used, optionally, with TLS to 
   provide authenticated, session level security.  Either or both 
   TLS authentication options, sTLS or cTLS, may be used whenever 
   TLS is supported. 
    
5 Security Considerations 
    
   The following security considerations identify general 
   observations and precautions to be considered for a framework 
   supporting credential mobility. When designing or implementing a 
   protocol to support this framework, one should recognize these 
   security considerations, and furthermore consult the SACRED 
   Requirements document [RFC3157] Security Considerations.  
    
5.1 Communications Security  
    
   A SACRED PDU will contain information pertaining to client or 
   server authentication, or communication of credentials. 
   This information is subject to the traditional security concerns 
   identified below.  
    
   5.1.1 Confidentiality  
    
   The password or password verifier should be protected when 
   communicated from the client to credential server. The 
   communicated value should be resistant to a dictionary attack.  
    
   Similarly, the entity credentials must be confidentiality 
   protected, when communicated from the client to the server and 
   vice-versa. The communicated value should also resist a 
   dictionary attack.  
    
   5.1.2 Integrity 
    
   Communication integrity between the client and the credential 
   server is required.  In this way, intended client operations may 
   not be altered (e.g. from an update to a deletion of 
   credentials), nor may clients be maliciously given "old" 
   credentials (e.g. possibly by an attacker replaying a previous 
   credential download). 
    
    
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   5.1.3 Entity Authentication  
    
   Proper authentication of the client and server is required to 
   achieve communication confidentiality and integrity.  
    
   The server must properly authenticate the client, so that 
   credentials are not mistakenly revealed to an attacker.  
   The client must ensure the proper identification of the 
   credential server so as to prevent revealing their password to an 
   attacker. These goals may be achieved implicitly with a strong 
   password-based protocol or explicitly. If the server is 
   identified explicitly, the user or client must ensure that the 
   user password is conveyed to a trusted server. This might be 
   achieved by installing appropriate trusted key(s) in the client.  
    
   5.1.4 Non-repudiation  
    
   Although credential confidentiality is one of many factors 
   required to support non-repudiation, there are no requirements 
   upon the SACRED protocol itself to support non-repudiation.  
 
5.2 Systems Security  
    
   Systems security is concerned with protection of the protocol 
   endpoints (i.e. the client and server) and information 
   stored at the server in support of the SACRED protocol.  
    
   5.2.1 Client Security  
    
   As with most security protocols, secure use of the client often 
   relies, in part, upon secure behavior by the user. In the 
   case of a password-based SACRED protocol, users should be 
   educated, or enforced through policy, to choose passwords with a 
   reasonable amount of entropy. Additionally, users should be made 
   aware of the importance of protecting the confidentiality of 
   their account password.  
    
   In addition, the client interface should be designed to thwart 
   "shoulder surfing" where an attacker can observe the password as 
   entered by a user. This is often achieved by not echoing the 
   exact characters of the password when entered.  
    
   As well, the interface should encourage the entering of the 
   password in the appropriate interface field so that protections 
   can be properly enforced. For example, a user should be guided to 
   not mistakenly enter their password in the "username" field 
   (since their password would likely be echoed to the screen in 
   this case, and might not be encrypted when communicated to the 
   server). This might be accomplished via the automatic insertion 
     
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   of the user name or several user name choices in the appropriate 
   on-screen dialog field, for example.  
    
   5.2.2 Server Security 
    
   Password verifiers and user credentials must be afforded a high 
   level of protection at the credential server. In addition to 
   salting and super-encrypting each (to ensure resistance to 
   offline dictionary attacks), a system should ensure that 
   credential server keys are protected using sufficient procedural 
   and physical access controls.  
    
   The login to the credential server should be resistant to replay 
   attacks.  
    
   Online attempts to access a particular user account should be 
   controlled, or at least monitored. Control might be enforced by 
   incorporating a time delay after a number of unsuccessful logins 
   to a particular account, or possibly the locking of the account 
   all together. Alternatively, one might simply log unsuccessful 
   attempts where an administrative notice is produced once a 
   threshold of unsuccessful credential access attempts is reached. 
    
   5.2.3 DoS  
      
   As with most protocols, Denial of Service (DoS) issues must also 
   be considered. In the case of SACRED, most DoS issues are a 
   concern for the underlying transport protocol. However, some 
   concerns may still be mitigated.  
    
   Service to a user might be denied in case their account is locked 
   after numerous unsuccessful login attempts. Consideration of 
   protection against online attacks must therefore be considered 
   (as described above).  Proper user authentication should ensure 
   that an attacker does not maliciously overwrite a user's 
   credentials. Credential servers should be wary of repeated logins 
   to a particular account (which also identifies a possible 
   security breach, as described above) or abnormal volumes of 
   requests to a number of accounts (possibly identifying a DoS 
   attack).
 
6. References 
 
6.1 Normative references 
    
   [RFC2026] Bradner, S., "The Internet Standards Process - Revision 
             3", BCP 9, RFC 2026, October 1996. 

   [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate 
             Requirement Levels", RFC 2119, March 1997. 
    
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   [RFC3157] Arsenault, A., Farrell, S., "Securely Available 
             Credentials - Requirements", RFC 3157, August 2001. 

6.2 Informative references 
    
   [BM92]    S. Bellovin and M. Merritt, "Encrypted Key Exchange: 
             Password-based protocols secure against dictionary 
             attacks", Proceedings of the IEEE Symposium on Research 
             in Security and Privacy, May 1992. 

   [BM94]    S. Bellovin and M. Merritt, "Augmented Encrypted Key 
             Exchange: a Password-Based Protocol Secure Against 
             Dictionary Attacks and Password File Compromise, ATT 
             Labs Technical Report, 1994. 

   [PKCS12]  "PKCS 12 v1.0: Personal Information Exchange Syntax", 
             RSA Laboratories, June 24, 1999 

   [PKCS15]  "PKCS #15 v1.1: Cryptographic Token Information Syntax 
             Standard", RSA Laboratories, June 2000. 

   [RFC1945] Berners-Lee, T., Fielding, R. and H. Frystyk, 
             "Hypertext Transfer Protocol-- HTTP/1.0", RFC 1945, May 
             1996. 

   [RFC2246] Dierks, T., Allen, C., "The TLS Protocol Version 1.0," 
             RFC 2246, January 1999. 

   [RFC2616] R. Fielding, J. Gettys, J. Mogul, H. Frystyk, L. 
             Masinter, M. Leach, T. Berners-Lee, "Hypertext Transfer 
             Protocol - HTTP/1.1", RFC 2616. 

   [RFC2945] Wu, T., "The SRP Authentication and Key Exchange 
             System", RFC 2945, September 2000. 

   [RFC3080] Rose, M., "The Blocks Extensible Exchange Protocol 
             Core", RFC 3080, March 2001. 

   [RFC3081] Rose, M., "Mapping the BEEP Core onto TCP", RFC 3081, 
             March 2001. 

   [SPEKE]   Jablon, D., "Strong Password-Only Authenticated Key 
             Exchange", September 1996. 


    
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   7 Author's Addresses 
    
        Dale Gustafson  
        Future Foundation Inc. 
        3001 Broadway St NE 
        Suite 100 
        Minneapolis, MN 55413        Phone:  +1 651-452-9033 
        USA                          Email:  dale.gustafson@bpsi.net 
         
        Mike Just 
        Entrust, Inc.  
        1000 Innovation Drive         
        Ottawa, ON K2K 3E7           Phone:  +1 613-270-3685 
        Canada                       Email:  mike.just@entrust.com 
         
        Magnus Nystrom 
        RSA Security 
        Box 10704 
        121 29 Stockholm             Phone:  +46 8 725 0900 
        Sweden                       Email:  magnus@rsasecurity.com 
         
         

                    
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   Full Copyright Statement 
         
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