One document matched: draft-ietf-rddp-security-05.txt

Differences from draft-ietf-rddp-security-04.txt



Internet Draft                            James Pinkerton 
draft-ietf-rddp-security-05.txt             Microsoft Corporation 
Category: Standards Track                 Ellen Deleganes 
Expires: February, 2005                     Intel Corporation 
                                          Sara Bitan 
                                            Microsoft Corporation 
                                          August 2004 

    

                           DDP/RDMAP Security 

1  Status of this Memo 

   This document is an Internet-Draft and is in full conformance 
   with all provisions of Section 10 of RFC2026. 

   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups. Note that 
   other groups may also distribute working documents as Internet-
   Drafts. 

   Internet-Drafts are draft documents valid for a maximum of six 
   months and may be updated, replaced, or obsoleted by other 
   documents at any time. It is inappropriate to use Internet-Drafts 
   as reference material or to cite them other than as "work in 
   progress." 

   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt 

   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 

2  Abstract 

   This document analyzes security issues around implementation and 
   use of the Direct Data Placement Protocol(DDP) and Remote Direct 
   Memory Access Protocol (RDMAP). It first defines an architectural 
   model for an RDMA Network Interface Card (RNIC), which can 
   implement DDP or RDMAP and DDP. The document reviews various 
   attacks against the resources defined in the architectural model 
   and the countermeasures that can be used to protect the system. 
   Attacks are grouped into spoofing, tampering, information 
   disclosure, denial of service, and elevation of privilege. 
   Finally, the document concludes with a summary of security 
   services for DDP and RDMAP, such as IPsec.  







   J. Pinkerton, et al.      Expires February 2005                  1 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Table of Contents 

   1    Status of this Memo.........................................1 
   2    Abstract....................................................1 
   2.1  Revision History............................................3 
   2.1.1  Changes from -04 to -05 version............................3 
   2.1.2  Changes from -03 to -04 version............................4 
   2.1.3  Changes from -02 to -03 version............................4 
   2.1.4  Changes from the -01 to the -02 version....................5 
   2.1.5  Changes from the -00 to -01 version........................5 
   3    Introduction................................................7 
   4    Architectural Model.........................................9 
   4.1  Components.................................................10 
   4.2  Resources..................................................11 
   4.2.1  Stream Context Memory.....................................11 
   4.2.2  Data Buffers..............................................11 
   4.2.3  Page Translation Tables...................................12 
   4.2.4  STag Namespace............................................12 
   4.2.5  Completion Queues.........................................12 
   4.2.6  Asynchronous Event Queue..................................13 
   4.2.7  RDMA Read Request Queue...................................13 
   4.2.8  RNIC Interactions.........................................13 
   4.2.8.1   Privileged Control Interface Semantics................13 
   4.2.8.2   Non-Privileged Data Interface Semantics...............14 
   4.2.8.3   Privileged Data Interface Semantics...................14 
   4.2.9  Initialization of RNIC Data Structures for Data Transfer..14 
   4.2.10  RNIC Data Transfer Interactions.........................16 
   5    Trust and Resource Sharing.................................17 
   6    Attacker Capabilities......................................18 
   7    Attacks and Countermeasures................................19 
   7.1  Tools for Countermeasures..................................19 
   7.1.1  Protection Domain (PD)....................................19 
   7.1.2  Limiting STag Scope.......................................20 
   7.1.3  Access Rights.............................................21 
   7.1.4  Limiting the Scope of the Completion Queue................21 
   7.1.5  Limiting the Scope of an Error............................21 
   7.2  Spoofing...................................................21 
   7.2.1  Impersonation.............................................22 
   7.2.2  Stream Hijacking..........................................22 
   7.2.3  Man in the Middle Attack..................................22 
   7.2.4  Using an STag on a Different Stream.......................23 
   7.3  Tampering..................................................24 
   7.3.1  Buffer Overrun - RDMA Write or Read Response..............24 
   7.3.2  Modifying a Buffer After Indication.......................25 
   7.3.3  Multiple STags to access the same buffer..................25 
   7.3.4  Network based modification of buffer content..............25 
   7.4  Information Disclosure.....................................26 
   7.4.1  Probing memory outside of the buffer bounds...............26 
   7.4.2  Using RDMA Read to Access Stale Data......................26 
   7.4.3  Accessing a Buffer After the Transfer.....................26 
   7.4.4  Accessing Unintended Data With a Valid STag...............26 
   7.4.5  RDMA Read into an RDMA Write Buffer.......................27 


   J. Pinkerton, et al.     Expires - January 2005           [Page 2] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   7.4.6  Using Multiple STags Which Alias to the Same Buffer.......27 
   7.4.7  Remote Node Loading Firmware onto the RNIC................28 
   7.4.8  Controlling Access to PTT & STag Mapping..................28 
   7.4.9  Network based eavesdropping...............................28 
   7.5  Denial of Service (DOS)....................................29 
   7.5.1  RNIC Resource Consumption.................................29 
   7.5.2  Resource Consumption By Active ULPs.......................30 
   7.5.2.1   Multiple Streams Sharing Receive Buffers..............30 
   7.5.2.2   Local ULP Attacking a Shared CQ.......................31 
   7.5.2.3   Remote Peer Attacking a Shared CQ.....................32 
   7.5.2.4   Attacking the RDMA Read Request Queue.................35 
   7.5.3  Resource Consumption by Idle ULPs.........................36 
   7.5.4  Exercise of non-optimal code paths........................36 
   7.5.5  Remote Invalidate an STag Shared on Multiple Streams......37 
   7.6  Elevation of Privilege.....................................37 
   8    Security Services for RDMA and DDP.........................38 
   8.1  Introduction to Security Options...........................38 
   8.1.1  Introduction to IPsec.....................................38 
   8.1.2  Introduction to SSL Limitations on RDMAP..................40 
   8.1.3  ULPs Which Provide Security...............................40 
   8.2  Requirements for IPsec Encapsulation of DDP................41 
   9    Security considerations....................................42 
   10   References.................................................43 
   10.1   Normative References......................................43 
   10.2   Informative References....................................43 
   11   Appendix A: ULP Issues for RDDP Client/Server Protocols....44 
   12   Appendix B: Summary of RNIC and ULP Implementation 
   Requirements.....................................................48 
   13   Appendix C: Partial Trust Taxonomy.........................50 
   14   Author’s Addresses.........................................52 
   15   Acknowledgments............................................53 
   16   Full Copyright Statement...................................54 
    

   Table of Figures 

   Figure 1 - RDMA Security Model...................................10 
    
    

2.1  Revision History 

2.1.1  Changes from -04 to -05 version 

       *   Small modifications to normative statements per phone 
           call review. 

           *   4.1 - Moved MUST statement from Privileged Resource 
               Manager to section 5. Also added additional normative 
               statements around resource sharing and assumptions of 
               who trusts whom. 



   J. Pinkerton, et al.     Expires - January 2005           [Page 3] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           *   7.2.4 - changed last paragraph SHOULD to should. 

           *   7.4.4 - changed last paragraph MUST to SHOULD. 

           *   7.5.2.2 - clarified it is the ULP at issue, and 
               removed reference to Protection Domain - key issue is 
               whether they share partial mutual trust. 

           *   7.5.2.4 - remove MUST statement at the end of the 3rd 
               paragraph - it was replaced with a more general MUST 
               in section <TBD>. Also changed the cap on the number 
               of outstanding RDMA Read Requests at the sender to a 
               SHOULD (from MUST). 

           *   8.1 - first paragraph after enumerated list. Change 
               MAY to may. It is a ULP issue. 

       *   Removed "application" from the document and replaced it 
           with "ULP". In some cases also changed "Local Peer" to 
           ULP to clarify what the text meant. 

2.1.2  Changes from -03 to -04 version 

       *   Removed "issues" section because all issues have been 
           resolved. 

       *   Completed section "ULPs Which Provide Security" by 
           providing a cross reference to channel bindings. 

       *   Substantial rewrite of Section 11 Appendix A: ULP Issues 
           for RDDP Client/Server Protocols. Retargeted it to focus 
           on server application requirements, rather than RNIC 
           requirements. 

       *   Changed "IPSec" to "IPsec" everywhere to match the RFC. 

       *   Added new ULP requirement in section 7.5.2.4 Attacking 
           the RDMA Read Request Queue. 

       *   Reviesed Sectio 12 Appendix B: Summary of RNIC and ULP 
           Implementation Requirements slightly to add one ULP 
           requirement and one RNIC requirement which is stated in 
           the document but was missed in this summary.  

    

2.1.3  Changes from -02 to -03 version 

       *   ID changed from Informational to Standards Track. This 
           caused previous RECOMMENDATIONS to be categorized into 
           the categories of MUST, SHOULD, MAY, RECOMMENDED, and in 
           one case, "recommended".  


   J. Pinkerton, et al.     Expires - January 2005           [Page 4] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

       *   Completed Appendix B: Summary of Attacks to provide a 
           summary of implementation requirements for applications 
           using RDDP and for RNICs in Appendix B: Summary of 
           Attacks.  

       *   Modified intro to better explain when concept of Partial 
           Mutual Trust is useful. 

       *   Misc minor changes from Tom Talpey's extensive review, 
           including: 

           *   Send Queue/Receive Queue formally defined/used. 

           *   RI is gone, now use RNIC interface, RNIC, and Remote 
               Invalidate. 

           *   Clarified attackers capabilities. 

           *   In many cases replaced "session" with "Stream". 

           *   Added definitions for equation variables in section 
               7.5.2.3. 

       *   Changed section 8.2 to normative xref to IPS Security, 
           plus comment on the value of end-to-end IPsec. 

       *   Added clarifying example on STag invalidation (e.g. One-
           Shot STag discussion). 

       *   Added clarifying text on why SSL is a bad idea. 

       *   Normative statement on mitigation for Shared RQ. 

2.1.4  Changes from the -01 to the -02 version 

   Minimal - some typos, deleted some text previously marked for 
   deletion. 

2.1.5  Changes from the -00 to -01 version 

       *   Added two pages to the architectural model to describe 
           the Asynchronous Event Queue, and the types of 
           interactions that can occur between the RNIC and the 
           modules above it. 

       *   Addressed Mike Krauses comments submitted on 12/8/2003 

       *   Moved "Trust Models" from the body of the document to an 
           appendix. Removed references to it throughout the 
           document (including use of "partial trust". Document now 
           assumes Remote Peer is untrusted. Thus the key issue is 



   J. Pinkerton, et al.     Expires - January 2005           [Page 5] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           whether local resources are shared, and what the resource 
           is. 

       *   Misc cleanup throughout the document. 

       *   The Summary of Attacks at the end of the document is now 
           an Appendix. It also now provides a summary. Cleared 
           change bars because became unreadable. Also shortened 
           section names for attacks to fit in table. 

       *   Added a new concept of "Partial Mutual Trust" between a 
           collection of Streams to better characterize a set of 
           attacks in a client/server environment. 

       *   Filled in Security Services for RDMA and DDP section 
           (almost all is new, except IPsec overview). 

       *   Globally tried to change "connection" to "Stream". In 
           some cases it can be either a connection or stream. 

    

































   J. Pinkerton, et al.     Expires - January 2005           [Page 6] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

3  Introduction 

   RDMA enables new levels of flexibility when communicating between 
   two parties compared to current conventional networking practice 
   (e.g. a stream-based model or datagram model). This flexibility 
   brings new security issues that must be carefully understood when 
   designing Upper Layer Protocols (ULPs) utilizing RDMA and when 
   implementing RDMA-aware NICs (RNICs). Note that for the purposes 
   of this security analysis, an RNIC may implement RDMAP and DDP, 
   or just DDP. Also, a ULP may be an application or it may be a 
   middleware library. 

   The specification first develops an architectural model that is 
   relevant for the security analysis - it details components, 
   resources, and system properties that may be attacked in Section 
   4.  

   It then defines what resources a ULP may share locally across 
   Streams and what resources the ULP may share with the Remote Peer 
   across Streams in Section 5. Intentional sharing of resources 
   between multiple Streams may imply some level of trust between 
   the Streams. However, some types of resource sharing have 
   unmitigated security attacks which would mandate not sharing a 
   specific type of resource unless there is some level of trust 
   between the Streams sharing resources. Partial Mutual Trust is 
   defined to address this concept: 

        Partial Mutual Trust - a collection of RDMAP/DDP Streams, 
        which represent the local and remote end points of the 
        Stream, are willing to assume that the Streams from the 
        collection will not perform malicious attacks against any of 
        the Streams in the collection. ULPs have explicit control of 
        which collection of endpoints is in the collection through 
        tools discussed in Section 7.1 Tools for Countermeasures on 
        page 19. 

   An untrusted peer relationship is appropriate when a ULP wishes 
   to ensure that it will be robust and uncompromised even in the 
   face of a deliberate attack by its peer. For example, a single 
   ULP that concurrently supports multiple unrelated Streams (e.g. a 
   server) would presumably treat each of its peers as an untrusted 
   peer. For a collection of Streams which share Partial Mutual 
   Trust, the assumption is that any Stream not in the collection is 
   untrusted. For the untrusted peer, a brief list of capabilities 
   is enumerated in Section 6.  

   The rest of the specification is focused on analyzing attacks. 
   First, the tools for mitigating attacks are listed (Section 7.1), 
   and then a series of attacks on components, resources, or system 
   properties is enumerated in the rest of Section 7. For each 
   attack, possible countermeasures are reviewed. If all recommended 
   mitigations are in place the implemented usage models, the 


   J. Pinkerton, et al.     Expires - January 2005           [Page 7] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   RDMAP/DDP protocol can be shown to not expose any new security 
   vulnerabilities. 

   ULPs within a host are divided into two categories - Privileged 
   and Non-Privileged. Both ULP types can send and receive data and 
   request resources. The key differences between the two are: 

        The Privileged ULP is trusted by the system to not 
        maliciously attack the operating environment, but it is not 
        trusted to optimize resource allocation globally. For 
        example, the Privileged ULP could be a kernel ULP, thus the 
        kernel presumably has in some way vetted the ULP before 
        allowing it to execute.  

        A Non-Privileged ULP's capabilities are a logical sub-set of 
        the Privileged ULP's. It is assumed by the local system that 
        a Non-Privileged ULP is untrusted. All Non-Privileged ULP 
        interactions with the RNIC Engine that could affect other 
        ULPs need to be done through a trusted intermediary that can 
        verify the Non-Privileged ULP requests. 


































   J. Pinkerton, et al.     Expires - January 2005           [Page 8] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

4  Architectural Model 

   This section describes an RDMA architectural reference model that 
   is used as security issues are examined. It introduces the 
   components of the model, the resources that can be attacked, the 
   types of interactions possible between components and resources, 
   and the system properties which must be preserved. 

   Figure 1 shows the components comprising the architecture and the 
   interfaces where potential security attacks could be launched. 
   External attacks can be injected into the system from a ULP that 
   sits above the RNIC Interface or from the network. 

   The intent here is to describe high level components and 
   capabilities which affect threat analysis, and not focus on 
   specific implementation options. Also note that the architectural 
   model is an abstraction, and an actual implementation may choose 
   to subdivide its components along different boundary lines than 
   defined here. For example, the Privileged Resource Manager may be 
   partially or completely encapsulated in the Privileged ULP. 
   Regardless, it is expected that the security analysis of the 
   potential threats and countermeasures still apply. 

           +-------------+ 
          |  Privileged | 
          |  Resource   |                                  
 Admin<-+>|  Manager    |     ULP Control Interface 
        | |             |<------+-------------------+ 
        | +-------------+       |                   | 
        |       ^               v                   v 
        |       |         +-------------+   +-----------------+ 
        |---------------->| Privileged  |   |  Non-Privileged | 
                |         | ULP         |   |  ULP            | 
                |         +-------------+   +-----------------+ 
                |               ^                   ^ 
                |Privileged     |Privileged         |Non-Privileged 
                |Control        |Data               |Data 
                |Interface      |Interface          |Interface 
RNIC            |               |                   | 
Interface       v               v                   v 
================================================================= 
 
              +--------------------------------------+ 
              |                                      | 
              |               RNIC Engine            | <-- Firmware 
              |                                      | 
              +--------------------------------------+ 
                                ^ 
                                | 
                                v 
                             Internet 
 


   J. Pinkerton, et al.     Expires - January 2005           [Page 9] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

                     Figure 1 - RDMA Security Model 

4.1  Components 

   The components shown in Figure 1 - RDMA Security Model are: 

       *   RNIC Engine (RNIC) - the component that implements the 
           RDMA protocol and/or DDP protocol. 

       *   Privileged Resource Manager - the component responsible 
           for managing and allocating resources associated with the 
           RNIC Engine. The Resource Manager does not send or 
           receive data. Note that whether the Resource Manager is 
           an independent component, part of the RNIC, or part of 
           the ULP is implementation dependent. If a specific 
           implementation does not wish to address security issues 
           resolved by the Resource Manager, there may in fact be no 
           resource manager at all. 

       *   Privileged ULP - See Section 3 Introduction for a 
           definition of Privileged ULP. The local host 
           infrastructure can enable the Privileged ULP to map a 
           data buffer directly from the RNIC Engine to the host 
           through the RNIC Interface, but it does not allow the 
           Privileged ULP to directly consume RNIC Engine resources. 

       *   Non-Privileged ULP - See Section 3 Introduction for a 
           definition of Non-Privileged ULP.  

   A design goal of the DDP and RDMAP protocols is to allow, under 
   constrained conditions, Non-Privileged ULP to send and receive 
   data directly to/from the RDMA Engine without Privileged Resource 
   Manager intervention - while ensuring that the host remains 
   secure. Thus, one of the primary goals of this paper is to 
   analyze this usage model for the enforcement that is required in 
   the RNIC Engine to ensure the system remains secure. 

   The host interfaces that could be exercised include: 

       *   Privileged Control Interface - A Privileged Resource 
           Manager uses the RNIC Interface to allocate and manage 
           RNIC Engine resources, control the state within the RNIC 
           Engine, and monitor various events from the RNIC Engine. 
           It also uses this interface to act as a proxy for some 
           operations that a Non-Privileged ULP may require (after 
           performing appropriate countermeasures). 

       *   ULP Control Interface - An ULP uses this interface to the 
           Privileged Resource Manager to allocate RNIC Engine 
           resources. The Privileged Resource Manager implements 
           countermeasures to ensure that if the Non-Privileged ULP 



   J. Pinkerton, et al.     Expires - January 2005          [Page 10] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           launches an attack it can prevent the attack from 
           affecting other ULPs. 

       *   Non-Privileged Data Transfer Interface - A Non-Privileged 
           ULP uses this interface to initiate and to check the 
           status of data transfer operations.  

       *   Privileged Data Transfer Interface - A superset of the 
           functionality provided by the Non-Privileged Data 
           Transfer Interface. The ULP is allowed to directly 
           manipulate RNIC Engine mapping resources to map an STag 
           to a ULP data buffer. 

       *   Figure 1 also shows the ability to load new firmware in 
           the RNIC Engine. Not all RNICs will support this, but it 
           is shown for completeness and is also reviewed under 
           potential attacks.  

   If Internet control messages, such as ICMP, ARP, RIPv4, etc. are 
   processed by the RNIC Engine, the threat analyses for those 
   protocols is also applicable, but outside the scope of this 
   paper. 

4.2  Resources 

   This section describes the primary resources in the RNIC Engine 
   that could be affected if under attack. For RDMAP, all of the 
   defined resources apply. For DDP, all of the resources except the 
   RDMA Read Queue apply. 

4.2.1  Stream Context Memory  

   The state information for each Stream is maintained in memory, 
   which could be located in a number of places - on the NIC, inside 
   RAM attached to the NIC, in host memory, or in any combination of 
   the three, depending on the implementation.  

   Stream Context Memory includes state associated with Data 
   Buffers. For Tagged Buffers, this includes how STag names, Data 
   Buffers, and Page Translation Tables inter-relate. It also 
   includes the list of Untagged Data Buffers posted for reception 
   of Untagged Messages (commonly called the Receive Queue), and a 
   list of operations to perform to send data (commonly called the 
   Send Queue). 

4.2.2  Data Buffers  

   There are two different ways to expose a data buffer; a buffer 
   can be exposed for receiving RDMAP Send Type Messages (a.k.a. DDP 
   Untagged Messages) on DDP Queue zero or the buffer can be exposed 
   for remote access through STags (a.k.a. DDP Tagged Messages). 
   This distinction is important because the attacks and the 


   J. Pinkerton, et al.     Expires - January 2005          [Page 11] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   countermeasures used to protect against the attack are different 
   depending on the method for exposing the buffer to the network. 

   For the purposes of the security discussion, a single logical 
   Data Buffer is exposed with a single STag. Actual implementations 
   may support scatter/gather capabilities to enable multiple 
   physical data buffers to be accessed with a single STag, but from 
   a threat analysis perspective it is assumed that a single STag 
   enables access to a single logical Data Buffer. 

   In any event, it is the responsibility of the RNIC to ensure that 
   no STag can be created that exposes memory that the consumer had 
   no authority to expose. 

4.2.3  Page Translation Tables 

   Page Translation Tables are the structures used by the RNIC to be 
   able to access ULP memory for data transfer operations. Even 
   though these structures are called "Page" Translation Tables, 
   they may not reference a page at all - conceptually they are used 
   to map a ULP address space representation of a buffer to the 
   physical addresses that are used by the RNIC Engine to move data. 
   If on a specific system a mapping is not used, then a subset of 
   the attacks examined may be appropriate. Note that the Page 
   Translation Table may or may not be a shared resource. 

4.2.4  STag Namespace 

   The DDP specification defines a 32-bit namespace for the STag. 
   Implementations may vary in terms of the actual number of STags 
   that are supported. In any case, this is a bounded resource that 
   can come under attack. Depending upon STag namespace allocation 
   algorithms, the actual name space to attack may be significantly 
   less than 2^32. 

4.2.5  Completion Queues 

   Completion Queues are used in this specification to conceptually 
   represent how the RNIC Engine notifies the ULP about the 
   completion of the transmission of data, or the completion of the 
   reception of data through the Data Transfer Interface. Because 
   there could be many transmissions or receptions in flight at any 
   one time, completions are modeled as a queue rather than a single 
   event. An implementation may also use the Completion Queue to 
   notify the ULP of other activities, for example, the completion 
   of a mapping of an STag to a specific ULP buffer. Completion 
   Queues may be shared by a group of Streams, or may be designated 
   to handle a specific Stream's traffic. 

   Some implementations may allow this queue to be manipulated 
   directly by both Non-Privileged and Privileged ULPs. 



   J. Pinkerton, et al.     Expires - January 2005          [Page 12] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

4.2.6  Asynchronous Event Queue  

   The Asynchronous Event Queue is a queue from the RNIC to the 
   Privileged Resource Manager of bounded size. It is used by the 
   RNIC to notify the host of various events which might require 
   management action, including protocol violations, Stream state 
   changes, local operation errors, low water marks on receive 
   queues, and possibly other events.  

   The Asynchronous Event Queue is a resource that can be attacked 
   because Remote or Local Peers can cause events to occur which 
   have the potential of overflowing the queue.  

   Note that an implementation is at liberty to implement the 
   functions of the Asynchronous Event Queue in a variety of ways, 
   including multiple queues or even simple callbacks. All 
   vulnerabilities identified are intended to apply regardless of 
   the implementation of the Asynchronous Event Queue. For example, 
   a callback function is simply a very short queue. 

4.2.7  RDMA Read Request Queue  

   The RDMA Read Request Queue is the memory that holds state 
   information for one or more RDMA Read Request Messages that have 
   arrived, but for which the RDMA Read Response Messages have not 
   yet been completely sent. Because potentially more than one RDMA 
   Read Request can be outstanding at one time, the memory is 
   modeled as a queue of bounded size. 

4.2.8  RNIC Interactions  

   With RNIC resources and interfaces defined, it is now possible to 
   examine the interactions supported by the generic RNIC functional 
   interfaces through each of the 3 interfaces - Privileged Control 
   Interface, Privileged Data Interface, and Non-Privileged Data 
   Interface.  

4.2.8.1  Privileged Control Interface Semantics 

   Generically, the Privileged Control Interface controls the RNIC’s 
   allocation, deallocation, and initialization of RNIC global 
   resources. This includes allocation and deallocation of Stream 
   Context Memory, Page Translation Tables, STag names, Completion 
   Queues, RDMA Read Request Queues, and Asynchronous Event Queues.  

   The Privileged Control Interface is also typically used for 
   managing Non-Privileged ULP resources for the Non-Privileged ULP 
   (and possibly for the Privileged ULP as well). This includes 
   initialization and removal of Page Translation Table resources, 
   and managing RNIC events (possibly managing all events for the 
   Asynchronous Event Queue). 



   J. Pinkerton, et al.     Expires - January 2005          [Page 13] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

4.2.8.2  Non-Privileged Data Interface Semantics 

   The Non-Privileged Data Interface enables data transfer (transmit 
   and receive) but does not allow initialization of the Page 
   Translation Table resources. However, once the Page Translation 
   Table resources have been initialized, the interface may enable a 
   specific STag mapping to be enabled and disabled by directly 
   communicating with the RNIC, or create an STag mapping for a 
   buffer that has been previously initialized in the RNIC.  

   For RDMAP, transmitting data means sending RDMAP Send Type 
   Messages, RDMA Read Requests, and RDMA Writes. For data 
   reception, for RDMAP it can receive Send Type Messages into 
   buffers that have been posted on the Receive Queue or Shared 
   Receive Queue. It can also receive RDMA Write and RDMA Read 
   Response Messages into buffers that have previously been exposed 
   for external write access through advertisement of an STag. 

   For DDP, transmitting data means sending DDP Tagged or Untagged 
   Messages. For data reception, for DDP it can receive Untagged 
   Messages into buffers that have been posted on the Receive Queue 
   or Shared Receive Queue. It can also receive Tagged DDP Messages 
   into buffers that have previously been exposed for external write 
   access through advertisement of an STag. 

   Completion of data transmission or reception generally entails 
   informing the ULP of the completed work by placing completion 
   information on the Completion Queue.  

4.2.8.3  Privileged Data Interface Semantics 

   The Privileged Data Interface semantics are a superset of the 
   Non-Privileged Data Transfer semantics. The interface can do 
   everything defined in the prior section, as well as 
   create/destroy buffer to STag mappings directly. This generally 
   entails initialization or clearing of Page Translation Table 
   state in the RNIC. 

4.2.9  Initialization of RNIC Data Structures for Data Transfer  

   Initialization of the mapping between an STag and a Data Buffer 
   can be viewed in the abstract as two separate opertions:  

       a.  Initialization of the allocated Page Translation Table 
           entries with the location of the Data Buffer, and 

       b.  Initialization of a mapping from an allocated STag name 
           to a set of Page Translation Table entry(s) or partial-
           entries.  

   Note that an implementation may not have a Page Translation Table 
   (i.e. it may support a direct mapping between an STag and a Data 


   J. Pinkerton, et al.     Expires - January 2005          [Page 14] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Buffer). In this case threats and mitigations associated with the 
   Page Translation Table are not relevant. 

   Initialization of the contents of the Page Translation Table can 
   be done by either the Privileged ULP or by the Privileged 
   Resource Manager as a proxy for the Non-Privileged ULP. By 
   definition the Non-Privileged ULP is not trusted to directly 
   manipulate the Page Translation Table. In general the concern is 
   that the Non-Privileged ULP may try to maliciously initialize the 
   Page Translation Table to access a buffer for which it does not 
   have permission.  

   The exact resource allocation algorithm for the Page Translation 
   Table is outside the scope of this specification. It may be 
   allocated for a specific Data Buffer, or be allocated as a pooled 
   resource to be consumed by potentially multiple Data Buffers, or 
   be managed in some other way. This paper attempts to abstract 
   implementation dependent issues, and focus on higher level 
   security issues such as resource starvation and sharing of 
   resources between Streams. 

   The next issue is how an STag name is associated with a Data 
   Buffer. For the case of an Untagged Data Buffer, there is no wire 
   visible mapping between an STag and the Data Buffer. Note that 
   there may, in fact, be an STag which represents the buffer. 
   However, because the STag by definition is not visible on the 
   wire, this is a local host specific issue which should be 
   analyzed in the context of local host implementation specific 
   security analysis, and thus is outside the scope of this paper.  

   For a Tagged Data Buffer, either the Privileged ULP, the Non-
   Privileged ULP, or the Privileged Resource Manager acting on 
   behalf of the Non-Privileged Resource Manager may initialize a 
   mapping from an STag to a Page Translation Table, or may have the 
   ability to simply enable/disable an existing STag to Page 
   Translation Table mapping. There may also be multiple STag names 
   which map to a specific group of Page Translation Table entries 
   (or sub-entries). Specific security issues with this level of 
   flexibility are examined in Section 7.3.3 Multiple STags to 
   access the same buffer on page 25. 

   There are a variety of implementation options for initialization 
   of Page Translation Table entries and mapping an STag to a group 
   of Page Translation Table entries which have security 
   repercussions. This includes support for separation of Mapping an 
   STag verses mapping a set of Page Translation Table entries, and 
   support for ULPs directly manipulating STag to Page Translation 
   Table entry mappings (verses requiring access through the 
   Privileged Resource Manager). 





   J. Pinkerton, et al.     Expires - January 2005          [Page 15] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

4.2.10 RNIC Data Transfer Interactions  

   RNIC Data Transfer operations can be subdivided into send 
   operations and receive operations.  

   For send operations, there is typically a queue that enables the 
   ULP to post multiple operations to send data (referred to as the 
   Send Queue). Depending upon the implementation, Data Buffers used 
   in the operations may or may not have Page Translation Table 
   entries associated with them, and may or may not have STags 
   associated with them. Because this is a local host specific 
   implementation issue rather than a protocol issue, the security 
   analysis of threats and mitigations is left to the host 
   implementation.  

   Receive operations are different for Tagged Data Buffers verses 
   Untagged Data Buffers. If more than one Untagged Data Buffer can 
   be posted by the ULP, the DDP specification requires that they be 
   consumed in sequential order. Thus the most general 
   implementation is that there is a sequential queue of receive 
   Untagged Data Buffers (Receive Queue). Some implementations may 
   also support sharing of the sequential queue between multiple 
   Streams. In this case defining "sequential" becomes non-trivial - 
   in general the buffers for a single stream are consumed from the 
   queue in the order that they were placed on the queue, but there 
   is no order guarantee between streams.  

   For receive Tagged Data Buffers, at some time prior to data 
   transfer, the mapping of the STag to specific Page Translation 
   Table entries (if present) and the mapping from the Page 
   Translation Table entries to the Data Buffer must have been 
   initialized (see the prior section for interaction details).  

    




















   J. Pinkerton, et al.     Expires - January 2005          [Page 16] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

5  Trust and Resource Sharing 

   It is assumed that in general the Local and Remote Peer are 
   untrusted, and thus attacks by either should have mitigations in 
   place.  

   A separate, but related issue is resource sharing between 
   multiple streams. If local resources are not shared, the 
   resources are dedicated on a per Stream basis. Resources are 
   defined in Section 4.2 Resources on page 10. The advantage of not 
   sharing resources between Streams is that it reduces the types of 
   attacks that are possible. The disadvantage is that ULPs might 
   run out of resources. 

   It is assumed in this paper that the component that implements 
   the mechanism to control sharing of the RNIC Engine resources is 
   the Privileged Resource Manager. The RNIC Engine exposes its 
   resources through the RNIC Interface to the Privileged Resource 
   Manager. All Privileged and Non-Privileged ULPs request resources 
   from the Resource Manager (note that by definition both the Non-
   Privileged and the Privileged application might try to greedily 
   consume resources, thus creating a potential Denial of Service 
   (DOS) attack. The Resource Manager implements resource management 
   policies to ensure fair access to resources. The Resource Manager 
   should be designed to take into account security attacks detailed 
   in this specification. Note that for some systems the Privileged 
   Resource Manager may be implemented within the Privileged ULP.  

   All Non-Privileged ULP interactions with the RNIC Engine that 
   could affect other ULPs MUST be done using the Privileged 
   Resource Manager as a proxy. All ULP resource allocation requests 
   for scarce resources MUST also be done using a Privileged 
   Resource Manager.  

   The sharing of resources across Streams should be under the 
   control of the ULP, both in terms of the trust model the ULP 
   wishes to operate under, as well as the level of resource sharing 
   the ULP wishes to give Local Peer processes. For more discussion 
   on types of trust models which combine partial trust and sharing 
   of resources, see Appendix C: Partial Trust Taxonomy on page 50.  

   The Privileged Resource Manager MUST NOT assume different ULPs 
   share Partial Mutual Trust unless there is a mechanism to ensure 
   that the ULPs do indeed share partial mutual trust. This can be 
   done in several ways, including explicit notification from the 
   ULP. 

    






   J. Pinkerton, et al.     Expires - January 2005          [Page 17] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

6  Attacker Capabilities 

   An attacker’s capabilities delimit the types of attacks that 
   attacker is able to launch. RDMAP and DDP require that the 
   initial LLP Stream (and connection) be set up prior to 
   transferring RDMAP/DDP Messages. Attackers with send only 
   capabilities must first guess the current LLP Stream parameters 
   before they can attack RNIC resources (e.g. TCP sequence number). 
   Attackers with both send and receive capabilities have presumably 
   setup a valid LLP Stream, and thus have a wider ability to attack 
   RNIC resources.  











































   J. Pinkerton, et al.     Expires - January 2005          [Page 18] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

7  Attacks and Countermeasures 

   This section describes the attacks that are possible against the 
   RDMA system defined in Figure 1 - RDMA Security Model and the 
   RNIC Engine resources defined in Section 4.2. The analysis 
   includes a detailed description of each attack, what is being 
   attacked, and a description of the countermeasures that can be 
   taken to thwart the attack. 

   Note that connection setup and teardown is presumed to be done in 
   stream mode (i.e. no RDMA encapsulation of the payload), so there 
   are no new attacks related to connection setup/teardown beyond 
   what is already present in the LLP (e.g. TCP or SCTP). Note, 
   however, that RDMAP/DDP parameters may be exchanged in stream 
   mode, and if they are corrupted by an attacker unintended 
   consequences will result. Therefore, any existing mitigations for 
   LLP Spoofing, Tampering, Repudiation, Information Disclosure, 
   Denial of Service, or Elevation of Privilege continues to apply 
   (and is out of scope of this document). Thus the analysis in this 
   section focuses on attacks that are present regardless of the LLP 
   Stream type. 

   The attacks are classified into five categories: Spoofing, 
   Tampering, Information Disclosure, Denail of Service (DoS) 
   attacks, and Elevation of Privileges. Tampering is any 
   modification of the legitimate traffic (machine internal or 
   network). Spoofing attack is a special case of tempering; where 
   the attacker falsifies an identity of the Remote Peer (identity 
   can be an IP address, machine name, ULP level identity etc.).  

7.1  Tools for Countermeasures 

   The tools described in this section are the primary mechanisms 
   that can be used to provide countermeasures to potential attacks. 

7.1.1  Protection Domain (PD) 

   Protection Domains are associated with two of the resources of 
   concern, Stream Context Memory and STags associated with Page 
   Translation Table entries and data buffers. Protection Domains 
   are used mainly to ensure that an STag can only be used to access 
   the associated data buffer through Streams in the same Protection 
   Domain as that STag. 

   If an implementation chooses to not share resources between 
   Streams, it is recommended that each Stream be associated with 
   its own, unique Protection Domain. If an implementation chooses 
   to allow resource sharing, it is recommended that Protection 
   Domain be limited to the number of Streams that have Partial 
   Mutual Trust. 




   J. Pinkerton, et al.     Expires - January 2005          [Page 19] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Note that a ULP (either Privileged or Non-Privileged) can 
   potentially have multiple Protection Domains. This could be used, 
   for example, to ensure that multiple clients of a server do not 
   have the ability to corrupt each other. The server would allocate 
   a Protection Domain per client to ensure that resources covered 
   by the Protection Domain could not be used by another (untrusted) 
   client.  

7.1.2  Limiting STag Scope 

   The key to protecting a local data buffer is to limit the scope 
   of its STag to the level appropriate for the Streams which share 
   Partial Mutual Trust. The scope of the STag can be measured in 
   multiple ways. 

       *   Number of Connections and/or Streams on which the STag is 
           valid. One way to limit the scope of the STag is to limit 
           the connections and/or Streams that are allowed to use 
           the STag. As noted in the previous section, use of 
           Protection Domains appropriately can limit the scope of 
           the STag. The analysis presented in this document assumes 
           two mechanisms for limiting the scope of Streams for 
           which the STag is valid: 

           *   Protection Domain scope. The STag is valid if used on 
               any Stream within a specific Protection Domain, and 
               is invalid if used on any Stream that is not a member 
               of the Protection Domain. 

           *   Single Stream scope. The STag is valid on a single 
               Stream, regardless of what the Stream association is 
               to a Protection Domain. If used on any other Stream, 
               it is invalid. 

       *   Limit the time an STag is valid. By Invalidating an 
           Advertised STag (e.g., revoking remote access to the 
           buffers described by an STag when done with the 
           transfer), an entire class of attacks can be eliminated. 

       *   Limit the buffer the STag can reference. Limiting the 
           scope of an STag access to *just* the intended ULP 
           buffers to be exposed is critical to prevent certain 
           forms of attacks.  

       *   Allocating and/or advertising STag numbers in an 
           unpredictable way. If STags are allocated/advertised 
           using an algorithm which makes it hard for the attacker 
           to guess which STag(s) are currently in use, it makes it 
           more difficult for an attacker to guess the correct 
           value. As stated in the RDMAP specification [RDMAP], an 
           invalid STag will cause the RDMAP Stream to be 
           terminated. For the case of [DDP], at a minimum it must 


   J. Pinkerton, et al.     Expires - January 2005          [Page 20] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           signal an error to the ULP, and commonly this will cause 
           the DDP stream to be terminated. 

7.1.3  Access Rights 

   Access Rights associated with a specific Advertised STag or 
   RDMAP/DDP Stream provide another mechanism for ULPs to limit the 
   attack capabilities of the Remote Peer. The Local Peer can 
   control whether a data buffer is exposed for local only, or local 
   and remote access, and assign specific access privileges (read, 
   write, read and write) on a per stream basis.  

   For DDP, when an STag is advertised, the Remote Peer is 
   presumably given write access rights to the data (otherwise there 
   was not much point to the advertisement). For RDMAP, when a ULP 
   advertises an STag, it can enable write-only, read-only, or both 
   write and read access rights. 

   Similarly, some ULPs may wish to provide a single buffer with 
   different access rights on a per-Stream or per-Stream basis. For 
   example, some Streams may have read-only access, some may have 
   remote read and write access, while on other Streams only the 
   Local Peer is allowed access. 

7.1.4  Limiting the Scope of the Completion Queue 

   Completions associated with sending and receiving data, or 
   setting up buffers for sending and receiving data, could be 
   accumulated in a shared Completion Queue for a group of RDMAP/DDP 
   Streams, or a specific RDMAP/DDP Stream could have a dedicated 
   Completion Queue. Limiting Completion Queue association to one, 
   or a small number of RDMAP/DDP Streams can prevent several forms 
   of Denial of Service attacks.  

7.1.5  Limiting the Scope of an Error 

   To prevent a variety of attacks, it is important that an 
   RDMAP/DDP implementation be robust in the face of errors. If an 
   error on a specific Stream can cause other unrelated Streams to 
   fail, then a broad class of attacks are enabled against the 
   implementation. 

   For example, an error on a specific RDMAP stream should not cause 
   the RNIC to stop processing incoming packets, or corrupt a 
   receive queue for an unrelated stream.  

7.2  Spoofing  

   Spoofing attacks can be launched by the Remote Peer, or by a 
   network based attacker. A network based spoofing attack applies 
   to all Remote Peers. 



   J. Pinkerton, et al.     Expires - January 2005          [Page 21] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Because the RDMAP Stream requires an LLP Stream in the 
   ESTABLISHED state, certain types of traditional forms of wire 
   attacks do not apply -- an end-to-end handshake must have 
   occurred to establish the RDMAP Stream. So, the only form of 
   spoofing that applies is one when a remote node can both send and 
   receive packets. Yet even with this limitation the Stream is 
   still exposed to the following spoofing attacks. 

7.2.1  Impersonation 

   A network based attacker can impersonate a legal RDMA/DDP peer 
   (by spoofing a legal IP address), and establish an RDMA/DDP 
   Stream with the victim. End to end authentication (i.e. IPsec, 
   SSL or ULP authentication) provides protection against this 
   attack. For additional information see Section 8, Security 
   Services for RDMA and DDP, on page 38. 

7.2.2  Stream Hijacking 

   Stream hijacking happens when a network based attacker follows 
   the Stream establishment phase, and waits until the 
   authentication phase (if such a phase exists) is completed 
   successfully. He can then spoof the IP address and re-direct the 
   Stream from the victim to its own machine. For example, an 
   attacker can wait until an iSCSI authentication is completed 
   successfully, and hijack the iSCSI Stream. 

   The best protection against this form of attack is end-to-end 
   integrity protection and authentication, such as IPsec (see 
   Section 8, Security Services for RDMA and DDP, on page 38), to 
   prevent spoofing. Another option is to provide physical security. 
   Discussion of physical security is out of scope for this 
   document. 

   Because the connection and/or Stream itself is established by the 
   LLP, some LLPs are more difficult to hijack than others. Please 
   see the relevant LLP documentation on security issues around 
   connection and/or Stream hijacking. 

7.2.3  Man in the Middle Attack 

   If a network based attacker has the ability to delete, inject 
   replay, or modify packets which will still be accepted by the LLP 
   (e.g., TCP sequence number is correct) then the Stream can be 
   exposed to a man in the middle attack. One style of attack is for 
   the man-in-the-middle to send Tagged Messages (either RDMAP or 
   DDP). If it can discover a buffer that has been exposed for STag 
   enabled access, then the man-in-the-middle can use an RDMA Read 
   operation to read the contents of the associated data buffer, 
   perform an RDMA Write Operation to modify the contents of the 
   associated data buffer, or invalidate the STag to disable further 
   access to the buffer. The only countermeasure for this form of 


   J. Pinkerton, et al.     Expires - January 2005          [Page 22] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   attack is to either secure the RDMAP/DDP Stream (i.e. integrity 
   protect) or attempt to provide physical security to prevent man-
   in-the-middle type attacks. 

   The best protection against this form of attack is end-to-end 
   integrity protection and authentication, such as IPsec (see 
   Section 8 Security Services for RDMA and DDP on page 38), to 
   prevent spoofing or tampering. If Stream or session level 
   authentication and integrity protection are not used, then a man-
   in-the-middle attack can occur, enabling spoofing and tampering. 

   Because the connection/Stream itself is established by the LLP, 
   some LLPs are more exposed to man-in-the-middle attack then 
   others. Please see the relevant LLP documentation on security 
   issues around connection and/or Stream hijacking. 

   Another approach is to restrict access to only the local 
   subnet/link, and provide some mechanism to limit access, such as 
   physical security or 802.1.x. This model is an extremely limited 
   deployment scenario, and will not be further examined here. 

7.2.4  Using an STag on a Different Stream 

   One style of attack from the Remote Peer is for it to attempt to 
   use STag values that it is not authorized to use. Note that if 
   the Remote Peer sends an invalid STag to the Local Peer, per the 
   DDP and RDMAP specifications, the Stream must be torn down. Thus 
   the threat exists if a STag has been enabled for Remote Access on 
   one Stream and a Remote Peer is able to use it on an unrelated 
   Stream. If the attack is successful, the attacker could 
   potentially be able to perform either RDMA Read Operations to 
   read the contents of the associated data buffer, perform RDMA 
   Write Operations to modify the contents of the associated data 
   buffer, or to Invalidate the STag to disable further access to 
   the buffer.  

   An attempt by a Remote Peer to access a buffer with an STag on a 
   different Stream in the same Protection Domain may or may not be 
   an attack depending on whether resource sharing is intended (i.e. 
   whether the Streams shared Partial Mutual Trust or not). For some 
   ULPs using an STag on multiple Streams within the same Protection 
   Domain could be desired behavior. For other ULPs attempting to 
   use an STag on a different Stream could be considered to be an 
   attack. Since this varies by ULP, a ULP typically would need to 
   be able to control the scope of the STag. 

   In the case where an implementation does not share resources 
   between Streams (including STags), this attack can be defeated by 
   assigning each Stream to a different Protection Domain. Before 
   allowing remote access to the buffer, the Protection Domain of 
   the Stream where the access attempt was made is matched against 
   the Protection Domain of the STag. If the Protection Domains do 


   J. Pinkerton, et al.     Expires - January 2005          [Page 23] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   not match, access to the buffer is denied, an error is generated, 
   and the RDMAP Stream associated with the attacking Stream should 
   be terminated.  

   For implementations that share resources between multiple 
   Streams, it may not be practical to separate each Stream into its 
   own Protection Domain. In this case, the ULP can still limit the 
   scope of any of the STags to a single Stream (if it is enabling 
   it for remote access). If the STag scope has been limited to a 
   single Stream, any attempt to use that STag on a different Stream 
   will result in an error, and the RDMA Stream should be 
   terminated.  

   Thus for implementations that do not share STags between Streams, 
   each Stream MUST either be in a separate Protection Domain or the 
   scope of an STag MUST be limited to a single Stream. 

   An additional issue may be unintended sharing of STags (i.e. a 
   bug in the ULP) or a bug in the Remote Peer which causes an off-
   by-one STag to be used. For additional protection, an 
   implementation should allocate STags in such a fashion that it is 
   difficult to predict the next allocated STag number. Allocation 
   methods which deterministically allocate the next STag should be 
   avoided (e.g. a method which always starts with STag equal to one 
   and monotonically increases it for each new allocation, or a 
   method which always uses the same STag for each operation). 

7.3  Tampering 

   A Remote Peer or a network based attacker can attempt to tamper 
   with the contents of data buffers on a Local Peer that have been 
   enabled for remote write access. The types of tampering attacks 
   that are possible are outlined in the sections that follow. 

7.3.1  Buffer Overrun - RDMA Write or Read Response 

   This attack is an attempt by the Remote Peer to perform an RDMA 
   Write or RDMA Read Response to memory outside of the valid length 
   range of the data buffer enabled for remote write access. This 
   attack can occur even when no resources are shared across 
   Streams. This issue can also arise if the ULP has a bug. 

   The countermeasure for this type of attack must be in the RNIC 
   implementation, using the STag. When the Local Peer specifies to 
   the RNIC the base address and the number of bytes in the buffer 
   that it wishes to make accessible, the RNIC must ensure that the 
   base and bounds check are applied to any access to the buffer 
   referenced by the STag before the STag is enabled for access. 
   When an RDMA data transfer operation (which includes an STag) 
   arrives on a Stream, a base and bounds byte granularity access 
   check must be performed to ensure the operation accesses only 
   memory locations within the buffer described by that STag.  


   J. Pinkerton, et al.     Expires - January 2005          [Page 24] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Thus an RNIC implementation MUST ensure that a Remote Peer is not 
   able to access memory outside of the buffer specified when the 
   STag was enabled for remote access. 

7.3.2  Modifying a Buffer After Indication 

   This attack can occur if a Remote Peer attempts to modify the 
   contents of an STag referenced buffer by performing an RDMA Write 
   or an RDMA Read Response after the Remote Peer has indicated to 
   the Local Peer that the STag data buffer contents are ready for 
   use. This attack can occur even when no resources are shared 
   across Streams. Note that a bug in a Remote Peer, or network 
   based tampering, could also result in this problem. 

   For example, assume the STag referenced buffer contains ULP 
   control information as well as ULP payload, and the ULP sequence 
   of operation is to first validate the control information and 
   then perform operations on the control information. If the Remote 
   Peer can perform an additional RDMA Write or RDMA Read Response 
   (thus changing the buffer) after the validity checks have been 
   completed but before the control data is operated on, the Remote 
   Peer could force the ULP down operational paths that were never 
   intended.  

   The Local Peer can protect itself from this type of attack by 
   revoking remote access when the original data transfer has 
   completed and before it validates the contents of the buffer. The 
   Local Peer can either do this by explicitly revoking remote 
   access rights for the STag when the Remote Peer indicates the 
   operation has completed, or by checking to make sure the Remote 
   Peer Invalidated the STag through the RDMAP Invalidate 
   capability, and if it did not, the Local Peer then explicitly 
   revokes the STag remote access rights.  

   The Local Peer SHOULD follow the above procedure to protect the 
   buffer before it validates the contents of the buffer (or uses 
   the buffer in any way). 

7.3.3  Multiple STags to access the same buffer 

   See section 7.4.6 Using Multiple STags Which Alias to the Same 
   Buffer on page 27 for this analysis. 

7.3.4  Network based modification of buffer content 

   This is actually a man in the middle attack - but only on the 
   content of the buffer, as opposed to the man in the middle attack 
   presented above, where both the signaling and content can be 
   modified. See Section 7.2.3 Man in the Middle Attack on page 22. 





   J. Pinkerton, et al.     Expires - January 2005          [Page 25] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

7.4  Information Disclosure 

   The main potential source for information disclosure is through a 
   local buffer that has been enabled for remote access. If the 
   buffer can be probed by a Remote Peer on another Stream, then 
   there is potential for information disclosure.  

   The potential attacks that could result in unintended information 
   disclosure and countermeasures are detailed in the following 
   sections. 

7.4.1  Probing memory outside of the buffer bounds 

   This is essentially the same attack as described in Section 
   7.3.1, except an RDMA Read Request is used to mount the attack. 
   The same countermeasure applies. 

7.4.2  Using RDMA Read to Access Stale Data 

   If a buffer is being used for a combination of reads and writes 
   (either remote or local), and is exposed to the Remote Peer with 
   at least remote read access rights, the Remote Peer may be able 
   to examine the contents of the buffer before they are initialized 
   with the correct data. In this situation, whatever contents were 
   present in the buffer before the buffer is initialized can be 
   viewed by the Remote Peer, if the Remote Peer performs an RDMA 
   Read.  

   Because of this, the Local Peer SHOULD ensure that no stale data 
   is contained in the buffer before remote read access rights are 
   granted (this can be done by zeroing the contents of the memory, 
   for example).  

7.4.3  Accessing a Buffer After the Transfer 

   If the Remote Peer has remote read access to a buffer, and by 
   some mechanism tells the Local Peer that the transfer has been 
   completed, but the Local Peer does not disable remote access to 
   the buffer before modifying the data, it is possible for the 
   Remote Peer to retrieve the new data. 

   This is similar to the attack defined in Section 7.3.2 Modifying 
   a Buffer After Indication on page 25. The same countermeasures 
   apply. In addition, the Local Peer SHOULD grant remote read 
   access rights only for the amount of time needed to retrieve the 
   data. 

7.4.4  Accessing Unintended Data With a Valid STag 

   If the ULP enables remote access to a buffer using an STag that 
   references the entire buffer, but intends only a portion of the 



   J. Pinkerton, et al.     Expires - January 2005          [Page 26] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   buffer to be accessed, it is possible for the Remote Peer to 
   access the other parts of the buffer anyway. 

   To prevent this attack, the ULP SHOULD set the base and bounds of 
   the buffer when the STag is initialized to expose only the data 
   to be retrieved. 

7.4.5  RDMA Read into an RDMA Write Buffer 

   One form of disclosure can occur if the access rights on the 
   buffer enabled remote read, when only remote write access was 
   intended. If the buffer contained ULP data, or data from a 
   transfer on an unrelated Stream, the Remote Peer could retrieve 
   the data through an RDMA Read operation. Note that an RNIC 
   implementation is not required to support STags that have both 
   read and write access. 

   The most obvious countermeasure for this attack is to not grant 
   remote read access if the buffer is intended to be write-only. 
   Then the Remote Peer would not be able to retrieve data 
   associated with the buffer. An attempt to do so would result in 
   an error and the RDMAP Stream associated with the Stream would be 
   terminated.  

   Thus if a ULP only intends a buffer to be exposed for remote 
   write access, it MUST set the access rights to the buffer to only 
   enable remote write access.  

7.4.6  Using Multiple STags Which Alias to the Same Buffer  

   Multiple STags which alias to the same buffer at the same time 
   can result in unintentional information disclosure if the STags 
   are used by different, mutually untrusted, Remote Peers. This 
   model applies specifically to client/server communication, where 
   the server is communicating with multiple clients, each of which 
   do not mutually trust each other.  

   If only read access is enabled, then the Local Peer has complete 
   control over information disclosure. Thus a server which intended 
   to expose the same data (i.e. buffer) to multiple clients by 
   using multiple STags to the same buffer creates no new security 
   issues beyond what has already been described in this document. 
   Note that if the server did not intend to expose the same data to 
   the clients, it should use separate buffers for each client (and 
   separate STags). 

   When one STag has remote read access enabled and a different STag 
   has remote write access enabled to the same buffer, it is 
   possible for one Remote Peer to view the contents that have been 
   written by another Remote Peer. 




   J. Pinkerton, et al.     Expires - January 2005          [Page 27] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   If both STags have remote write access enabled and the two Remote 
   Peers do not mutually trust each other, it is possible for one 
   Remote Peer to overwrite the contents that have been written by 
   the other Remote Peer.  

   Thus multiple Remote Peers which do not share Partial Mutual 
   Trust MUST NOT be granted write access to the same buffer through 
   different STags. A buffer should be exposed to only one untrusted 
   Remote Peer at a time to ensure that no information disclosure or 
   information tampering occurs between peers.  

7.4.7  Remote Node Loading Firmware onto the RNIC 

   If the Remote Peer can cause firmware to be loaded onto the RNIC, 
   there is an opportunity for information disclosure. See Elevation 
   of Privilege in Section 7.6 for this analysis. 

7.4.8  Controlling Access to PTT & STag Mapping 

   If a Non-Privileged ULP is able to directly manipulate the RNIC 
   Page Translation Tables (which translate from an STag to a host 
   address), it is possible that the Non-Privileged ULP could point 
   the Page Translation Table at an unrelated ULP’s buffers and 
   thereby be able to gain access to information in the unrelated 
   ULP.  

   As discussed in Section 4 Architectural Model on page 9, 
   introduction of a Privileged Resource Manager to arbitrate the 
   mapping requests is an effective countermeasure. This enables the 
   Privileged Resource Manager to ensure a ULP can only initialize 
   the Page Translation Table (PTT)to point to its own buffers. 

   Thus if Non-Privileged ULPs are supported, the Privileged 
   Resource Manager MUST verify that the Non-Privileged ULP has the 
   right to access a specific Data Buffer before allowing an STag 
   for which the ULP has access rights to be associated with a 
   specific Data Buffer. This can be done when the Page Translation 
   Table is initialized to access the Data Buffer or when the STag 
   is initialized to point to a group of Page Translation Table 
   entries, or both. 

7.4.9  Network based eavesdropping 

   An attacker that is able to eavesdrop on the network can read the 
   content of all read and write access to the peer’s buffers. To 
   prevent information disclosure, the read/written data must be 
   encrypted. See also Section 7.2.3 Man in the Middle Attack on 
   page 22. The encryption can be done either by the ULP, or by a 
   protocol that provides security services to the LLP (e.g. IPsec 
   or SSL). Refer to section 8 for discussion of security services 
   for DDP/RDMA. 



   J. Pinkerton, et al.     Expires - January 2005          [Page 28] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

7.5  Denial of Service (DOS) 

   A DOS attack is one of the primary security risks of RDMAP. This 
   is because RNIC resources are valuable and scarce, and many ULP 
   environments require communication with untrusted Remote Peers. 
   If the remote ULP can be authenticated or encrypted, clearly, the 
   DOS profile can be reduced. For the purposes of this analysis, it 
   is assumed that the RNIC must be able to operate in untrusted 
   environments, which are open to DOS style attacks. 

   Denial of service attacks against RNIC resources are not the 
   typical unknown party spraying packets at a random host (such as 
   a TCP SYN attack). Because the connection/Stream must be fully 
   established, the attacker must be able to both send and receive 
   messages over that connection/Stream, or be able to guess a valid 
   packet on an existing RDMAP Stream. 

   This section outlines the potential attacks and the 
   countermeasures available for dealing with each attack.  

7.5.1  RNIC Resource Consumption  

   This section covers attacks that fall into the general category 
   of a Local Peer attempting to unfairly allocate scarce (i.e. 
   bounded) RNIC resources. The Local Peer may be attempting to 
   allocate resources on its own behalf, or on behalf of a Remote 
   Peer. Resources that fall into this category include: Protection 
   Domains, Stream Context Memory, Translation and Protection 
   Tables, and STag namespace. These can be attacks by currently 
   active Local Peers or ones that allocated resources earlier, but 
   are now idle. 

   This type of attack can occur regardless of whether resources are 
   shared across Streams. 

   The allocation of all scarce resources MUST be placed under the 
   control of a Privileged Resource Manager. This allows the 
   Privileged Resource Manager to: 

       *   prevent a Local Peer from allocating more than its fair 
           share of resources.  

       *   detect if a Remote Peer is attempting to launch a DOS 
           attack by attempting to create an excessive number of 
           Streams (with associated resources) and take corrective 
           action (such as refusing the request or applying network 
           layer filters against the Remote Peer). 

   This analysis assumes that the Resource Manager is responsible 
   for handing out Protection Domains, and RNIC implementations will 
   provide enough Protection Domains to allow the Resource Manager 
   to be able to assign a unique Protection Domain for each 


   J. Pinkerton, et al.     Expires - January 2005          [Page 29] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   unrelated, untrusted Local Peer (for a bounded, reasonable number 
   of Local Peers). This analysis further assumes that the Resource 
   Manager implements policies to ensure that untrusted Local Peers 
   are not able to consume all of the Protection Domains through a 
   DOS attack. Note that Protection Domain consumption cannot result 
   from a DOS attack launched by a Remote Peer, unless a Local Peer 
   is acting on the Remote Peer’s behalf. 

7.5.2  Resource Consumption By Active ULPs 

   This section describes DOS attacks from Local and Remote Peers 
   that are actively exchanging messages. Attacks on each RDMA NIC 
   resource are examined and specific countermeasures are 
   identified. Note that attacks on Stream Context Memory, Page 
   Translation Tables, and STag namespace are covered in Section 
   7.5.1 RNIC Resource Consumption, so are not included here. 

7.5.2.1  Multiple Streams Sharing Receive Buffers 

   The Remote Peer can attempt to consume more than its fair share 
   of receive data buffers (Untagged DDP buffers or for RDMAP 
   buffers consumed with Send Type Messages) if receive buffers are 
   shared across multiple Streams.  

   If resources are not shared across multiple Streams, then this 
   attack is not possible because the Remote Peer will not be able 
   to consume more buffers than were allocated to the Stream. The 
   worst case scenario is that the Remote Peer can consume more 
   receive buffers than the Local Peer allowed, resulting in no 
   buffers to be available, which could cause the Remote Peer’s 
   Stream to the Local Peer to be torn down, and all allocated 
   resources to be released.  

   If local receive data buffers are shared among multiple Streams, 
   then the Remote Peer can attempt to consume more than its fair 
   share of the receive buffers, causing a different Stream to be 
   short of receive buffers, thus possibly causing the other Stream 
   to be torn down. For example, if the Remote Peer sent enough one 
   byte Untagged Messages, they might be able to consume all local 
   shared receive queue resources with little effort on their part. 

   One method the Local Peer could use is to recognize that a Remote 
   Peer is attempting to use more than its fair share of resources 
   and terminate the Stream (causing the allocated resources to be 
   released). However, if the Local Peer is sufficiently slow, it 
   may be possible for the Remote Peer to still mount a denial of 
   service attack. One countermeasure that can protect against this 
   attack is implementing a low-water notification. The low-water 
   notification alerts the ULP if the number of buffers in the 
   receive queue is less than a threshold. 




   J. Pinkerton, et al.     Expires - January 2005          [Page 30] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   If all of the following conditions are true, then the Local Peer 
   can size the amount of local receive buffers posted on the 
   receive queue to ensure a DOS attack can be stopped. 

       *   a low-water notification is enabled, and  

       *   the Local Peer is able to bound the amount of time that 
           it takes to replenish receive buffers, and  

       *   the Local Peer maintains statistics to determine which 
           Remote Peer is consuming buffers.  

   The above conditions enable the low-water notification to arrive 
   before resources are depleted and thus the Local Peer can take 
   corrective action (e.g., terminate the Stream of the attacking 
   Remote Peer). 

   A different, but similar attack is if the Remote Peer sends a 
   significant number of out-of-order packets and the RNIC has the 
   ability to use the ULP buffer as a reassembly buffer. In this 
   case the Remote Peer can consume a significant number of ULP 
   buffers, but never send enough data to enable the ULP buffer to 
   be completed to the ULP. 

   An effective countermeasure is to create a high-water 
   notification which alerts the ULP if there is more than a 
   specified number of receive buffers "in process" (partially 
   consumed, but not completed). The notification is generated when 
   more than the specified number of buffers are in process 
   simultaneously on a specific Stream (i.e., packets have started 
   to arrive for the buffer, but the buffer has not yet been 
   delivered to the ULP). 

   A different countermeasure is for the RNIC Engine to provide the 
   capability to limit the Remote Peer’s ability to consume receive 
   buffers on a per Stream basis. Unfortunately this requires a 
   large amount of state to be tracked in each RNIC on a per Stream 
   basis. 

   Thus, if an RNIC Engine provides the ability to share receive 
   buffers across multiple Streams, the combination of the RNIC 
   Engine and the Privileged Resource Manager MUST be able to detect 
   if the Remote Peer is attempting to consume more than its fair 
   share of resources so that the Local Peer can apply 
   countermeasures to detect and prevent the attack. 

7.5.2.2  Local ULP Attacking a Shared CQ 

   DOS attacks against a Shared Completion Queue (CQ) can be caused 
   by either the Local Peer's ULP or the Remote Peer if either 
   attempts to cause more completions than its fair share of the 



   J. Pinkerton, et al.     Expires - January 2005          [Page 31] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   number of entries, thus potentially starving another unrelated 
   ULP such that no Completion Queue entries are available. 

   A Completion Queue entry can potentially be consumed by a 
   completion from the Send Queue or a completion from the Receive 
   Queue. In the former, the attacker is the Local Peer's ULP. In 
   the later, the attacker is the Remote Peer. 

   A form of attack can occur where the Local Peer ULPs can consume 
   resources on the CQ. A Local Peer ULP that is slow to free 
   resources on the CQ by not reaping the completion status quickly 
   enough could stall all other Local Peer ULPs attempting to use 
   that CQ. 

   One of two countermeasures can be used to avoid this kind of 
   attack. The first is to only share a CQ between ULPs that share 
   Partial Mutual Trust. The other is to use a trusted Local Peer to 
   act as a third party to free resources on the CQ and place the 
   status in intermediate storage until the untrusted ULP reaps the 
   status information. For these reasons, an RNIC MUST NOT enable 
   sharing a CQ across ULPs that do not share partial mutual trust. 

7.5.2.3  Remote Peer Attacking a Shared CQ 

   For an overview of the Shared CQ attack model, see Section 
   7.5.2.2. 

   <TBD: add text that says if not shared there is no security 
   threat). If you get a CQ overflow it MUST NOT affect any resource 
   outside the scope of the current Stream.> 

   The Remote Peer can attack a CQ by consuming more than its fair 
   share of CQ entries by using one of the following methods:  

       *   The ULP protocol allows the Remote Peer to reserve a 
           specified number of CQ entries, possibly leaving 
           insufficient entries for other Streams that are sharing 
           the CQ.  

       *   If the Remote Peer or Local Peer (or both) can attack the 
           CQ by overwhelming the CQ with completions, then 
           completion processing on other Streams sharing that 
           Completion Queue can be affected (e.g. the Completion 
           Queue overflows and stops functioning). 

   The first method of attack can be avoided if the ULP does not 
   allow a Remote Peer to reserve CQ entries or there is a trusted 
   intermediary such as a Privileged Resource Manager. Unfortunately 
   it is often unrealistic to not allow a Remote Peer to reserve CQ 
   entries - particularly if the number of completion entries is 
   dependent on other ULP negotiated parameters, such as the amount 
   of buffering required by the ULP. Thus an implementation MUST 


   J. Pinkerton, et al.     Expires - January 2005          [Page 32] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   implement a Privileged Resource Manager to control the allocation 
   of CQ entries. See Section 4.1 Components on page 10 for a 
   definition of Privileged Resource Manager. 

   One way that a Local or Remote Peer can attempt to overwhelm a CQ 
   with completions is by sending minimum length RDMAP/DDP Messages 
   to cause as many completions (receive completions for the Remote 
   Peer, send completions for the Local Peer) per second as 
   possible. If it is the Remote Peer attacking, and we assume that 
   the Local Peer does not run out of receive buffers (if they do, 
   then this is a different attack, documented in Section 7.5.2.1 
   Multiple Streams Sharing Receive Buffers on page 30), then it 
   might be possible for the Remote Peer to consume more than its 
   fair share of Completion Queue entries. Depending upon the CQ 
   implementation, this could either cause the CQ to overflow (if it 
   is not large enough to handle all of the completions generated) 
   or for another Stream to not be able to generate CQ entries (if 
   the RNIC had flow control on generation of CQ entries into the 
   CQ). In either case, the CQ will stop functioning correctly and 
   any Streams expecting completions on the CQ will stop 
   functioning.  

   This attack can occur regardless of whether all of the Streams 
   associated with the CQ are in the same Protection Domain or are 
   in different Protection Domains - the key issue is that the 
   number of Completion Queue entries is less than the number of all 
   outstanding operations that can cause a completion. 

   The Local Peer can protect itself from this type of attack using 
   either of the following methods: 

       *   Size the CQ to the appropriate level, as specified below 
           (note that if the CQ currently exists, and it needs to be 
           resized, resizing the CQ can fail, so the CQ resize 
           should be done before sizing the Send Queue and Receive 
           Queue on the Stream), OR 

       *   Grant fewer resources than the Remote Peer requested (not 
           supplying the number of Receive Data Buffers requested). 

   The proper sizing of the CQ is dependent on whether the Local 
   Peer will post as many resources to the various queues as the 
   size of the queue enables or not. If the Local Peer can be 
   trusted to post a number of resources that is smaller than the 
   size of the specific resource’s queue, then a correctly sized CQ 
   means that the CQ is large enough to hold completion status for 
   all of the outstanding Data Buffers (both send and receive 
   buffers), or: 






   J. Pinkerton, et al.     Expires - January 2005          [Page 33] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

            CQ_MIN_SIZE = SUM(MaxPostedOnEachRQ)  
                          + SUM(MaxPostedOnEachSRQ) 
                          + SUM(MaxPostedOnEachSQ) 

   Where: 

           MaxPostedOnEachRQ = the maximum number of requests which 
                  can cause a completion that will be posted on a 
                  specific Receive Queue. 

           MaxPostedOnEachSRQ = the maximum number of requests which 
                  can cause a completion that will be posted on a 
                  specific Shared Receive Queue. 

           MaxPostedOnEachSQ = the maximum number of requests which 
                  can cause a completion that will be posted on a 
                  specific Send Queue. 

   If the local peer must be able to completely fill the queues, or 
   can not be trusted to observe a limit smaller than the queues, 
   then the CQ must be sized to accommodate the maximum number of 
   operations that it is possible to post at any one time. Thus the 
   equation becomes: 

            CQ_MIN_SIZE = SUM(SizeOfEachRQ)  
                          + SUM(SizeOfEachSRQ) 
                          + SUM(SizeOfEachSQ)  

   Where: 

          SizeOfEachRQ = the maximum number of requests which 
                  can cause a completion that can ever be posted  
                  on a specific Receive Queue. 

          SizeOfEachSRQ = the maximum number of requests which 
                  can cause a completion that can ever be posted  
                  on a specific Shared Receive Queue.  

          SizeOfEachSQ = the maximum number of requests which 
                  can cause a completion that can ever be posted  
                  on a specific Send Queue.  

   Where MaxPosted*OnEach*Q and SizeOfEach*Q varies on a per Stream 
   or per Shared Receive Queue basis. 

   If the ULP is sharing a CQ across multiple streams which do not 
   share partial mutual trust, then the ULP MUST implement a 
   mechanism to ensure that the Completion Queue can not overflow. 
   Note that it is possible to share CQs even if the Remote Peers 
   accessing the CQs are untrusted if either of the above two 
   formulas are implemented. If the ULP can be trusted to not post 
   more than MaxPostedOnEachRQ, MaxPostedOnEachSRQ, and 


   J. Pinkerton, et al.     Expires - January 2005          [Page 34] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   MaxPostedOnEachSQ, then the first formula applies. If the ULP can 
   not be trusted to obey the limit, then the second formula 
   applies. 

7.5.2.4  Attacking the RDMA Read Request Queue 

   If RDMA Read Request Queue resources are pooled across multiple 
   Streams, one attack is if the Local Peer attempts to unfairly 
   allocate RDMA Read Request Queue resources for its Streams. For 
   example, the Local Peer attempts to allocate all available 
   resources on a specific RDMA Read Request Queue for its Streams, 
   thereby denying the resource to ULPs sharing the RDMA Read 
   Request Queue. The same type of argument applies even if the RDMA 
   Read Request is not shared - but a Local Peer attempts to 
   allocate all of the RNICs resource when the queue is created. 

   Thus access to interfaces that allocate RDMA Read Request Queue 
   entries MUST be restricted to a trusted Local Peer, such as a 
   Privileged Resource Manager. The Privileged Resource Manager 
   SHOULD prevent a Local Peer from allocating more than its fair 
   share of resources. 

   Another form of attack is if the Remote Peer sends more RDMA Read 
   Requests than the depth of the RDMA Read Request Queue at the 
   Local Peer. If the RDMA Read Request Queue is a shared resource, 
   this could corrupt the queue. If the queue is not shared, then 
   the worst case is that the current Stream is disabled. One 
   approach to solving the shared RDMA Read Request Queue would be 
   to create thresholds, similar to those described in Section 
   7.5.2.1 Multiple Streams Sharing Receive Buffers on page 30. A 
   simpler approach is to not share RDMA Read Request Queue 
   resources amoung Streams or enforce hard limits of consumption 
   per Stream. Thus RDMA Read Request Queue resource consumption 
   MUST be controlled by the Privileged Resource Manager such that 
   RDMAP/DDP Streams which do not share Partial Mutual Trust do not 
   share RDMA Read Request Queue resources.  

   If the issue is a bug in the Remote Peer’s implementation, and 
   not a malicious attack, the issue can be solved by requiring the 
   Remote Peer’s RNIC to throttle RDMA Read Requests. By properly 
   configuring the Stream at the Remote Peer through a trusted 
   agent, the RNIC can be made to not transmit RDMA Read Requests 
   that exceed the depth of the RDMA Read Request Queue at the Local 
   Peer. If the Stream is correctly configured, and if the Remote 
   Peer submits more requests than the Local Peer’s RDMA Read 
   Request Queue can handle, the requests would be queued at the 
   Remote Peer’s RNIC until previous requests complete. If the 
   Remote Peer’s Stream is not configured correctly, the RDMAP 
   Stream is terminated when more RDMA Read Requests arrive at the 
   Local Peer than the Local Peer can handle (assuming the prior 
   paragraph’s recommendation is implemented). Thus an RNIC 
   implementation SHOULD provide a mechanism to cap the number of 


   J. Pinkerton, et al.     Expires - January 2005          [Page 35] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   outstanding RDMA Read Requests. The configuration of this limit 
   is outside the scope of this specification. 

7.5.3  Resource Consumption by Idle ULPs 

   The simplest form of a DOS attack given a fixed amount of 
   resources is for the Remote Peer to create a RDMAP Stream to a 
   Local Peer, and request dedicated resources then do no actual 
   work. This allows the Remote Peer to be very light weight (i.e. 
   only negotiate resources, but do no data transfer) and consumes a 
   disproportionate amount of resources in the server. 

   A general countermeasure for this style of attack is to monitor 
   active RDMAP Streams and if resources are getting low, reap the 
   resources from RDMAP Streams that are not transferring data and 
   possibly terminate the Stream. This would presumably be under 
   administrative control. 

   Refer to Section 7.5.1 for the analysis and countermeasures for 
   this style of attack on the following RNIC resources: Stream 
   Context Memory, Page Translation Tables and STag namespace. 

   Note that some RNIC resources are not at risk of this type of 
   attack from a Remote Peer because an attack requires the Remote 
   Peer to send messages in order to consume the resource. Receive 
   Data Buffers, Completion Queue, and RDMA Read Request Queue 
   resources are examples. These resources are, however, at risk 
   from a Local Peer that attempts to allocate resources, then goes 
   idle. This could also be created if the ULP negotiates the 
   resource levels with the Remote Peer, which causes the Local Peer 
   to consume resources, however the Remote Peer never sends data to 
   consume them. The general countermeasure described in this 
   section can be used to free resources allocated by an idle Local 
   Peer.  

7.5.4  Exercise of non-optimal code paths 

   Another form of DOS attack is to attempt to exercise data paths 
   that can consume a disproportionate amount of resources. An 
   example might be if error cases are handled on a "slow path" 
   (consuming either host or RNIC computational resources), and an 
   attacker generates excessive numbers of errors in an attempt to 
   consume these resources. Note that for most RDMAP or DDP errors, 
   the attacking Stream will simply be torn down. Thus for this form 
   of attack to be effective, the Remote Peer needs to exercise data 
   paths which do not cause the Stream to be torn down. 

   If an RNIC implementation contains "slow paths" which do not 
   result in the tear down of the Stream, it is recommended that an 
   implementation provide the ability to detect the above condition 
   and allow an administrator to act, including potentially 
   administratively tearing down the RDMAP Stream associated with 


   J. Pinkerton, et al.     Expires - January 2005          [Page 36] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   the Stream exercising data paths consuming a disproportionate 
   amount of resources. 

7.5.5  Remote Invalidate an STag Shared on Multiple Streams 

   If a Local Peer has enabled an STag for remote access, the Remote 
   Peer could attempt to remote invalidate the STag by using the 
   RDMAP Send with Invalidate or Send with SE and Invalidate 
   Message. If the STag is only valid on the current Stream, then 
   the only side effect is that the Remote Peer can no longer use 
   the STag; thus there are no security issues. 

   If the STag is valid across multiple Streams, then the Remote 
   Peer can prevent other Streams from using that STag by using the 
   remote invalidate functionality.  

   Thus if RDDP Streams do not share Partial Mutual Trust (i.e. the 
   Remote Peer may attempt to invalidate the STag prematurely), the 
   ULP MUST NOT enable an STag which would be valid across multiple 
   Streams. 

7.6  Elevation of Privilege 

   The RDMAP/DDP Security Architecture explicitly differentiates 
   between three levels of privilege - Non-Privileged, Privileged, 
   and the Privileged Resource Manager. If a Non-Privileged ULP is 
   able to elevate its privilege level to a Privileged ULP, then 
   mapping a physical address list to an STag can provide local and 
   remote access to any physical address location on the node. If a 
   Privileged Mode ULP is able to promote itself to be a Resource 
   Manager, then it is possible for it to perform denial of service 
   type attacks where substantial amounts of local resources could 
   be consumed. 

   In general, elevation of privilege is a local implementation 
   specific issue and thus outside the scope of this specification.  

   <TBD: make more general and include authentication etc> 

   There is one issue worth noting, however. If the RNIC 
   implementation, by some insecure mechanism (or implementation 
   defect), can enable a Remote Peer or un-trusted Local Peer to 
   load firmware into the RNIC Engine, it is possible to use the 
   RNIC to attack the host. Thus, an implementation MUST NOT enable 
   firmware to be loaded on the RNIC Engine directly from a Remote 
   Peer, unless the Remote Peer is properly authenticated (by a 
   mechanism outside the scope of this specification. The mechanism 
   presumably entails authenticating that the remote ULP has the 
   right to perform the update), and the update is done via a secure 
   protocol, such as IPsec (See Section 8 Security Services for RDMA 
   and DDP on page 38). Further, an implementation MUST NOT allow a 
   Non-Privileged Local Peer to update firmware in the RNIC Engine. 


   J. Pinkerton, et al.     Expires - January 2005          [Page 37] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

8  Security Services for RDMA and DDP 

   RDMA and DDP are used to control, read and write data buffers 
   over IP networks. Therefore, the control and the data packets of 
   these protocols are vulnerable to the spoofing, tampering and 
   information disclosure attacks listed in Section 7.  

   Generally speaking, Stream confidentiality protects against 
   eavesdropping. Stream and/or session authentication and integrity 
   protection is a counter measurement against various spoofing and 
   tampering attacks. The effectiveness of authentication and 
   integrity against a specific attack, depend on whether the 
   authentication is machine level authentication (as the one 
   provided by IPsec and SSL), or ULP authentication.  

8.1  Introduction to Security Options 

   The following security services can be applied to an RDMAP/DDP 
   Stream: 

   1.  Session confidentiality - protects against eavesdropping 
       (section 7.4.9). 

   2.  Per-packet data source authentication - protects against the 
       following spoofing attacks: network based impersonation 
       (section 7.2.1), Stream hijacking (section 7.2.2), and man in 
       the middle (section 7.2.3). 

   3.  Per-packet integrity - protects against tampering done by 
       network based modification of buffer content (section 7.3.4) 

   4.  Packet sequencing - protects against replay attacks, which is 
       a special case of the above tampering attack. 

   If an RDMAP/DDP Stream may be subject to impersonation attacks, 
   or Stream hijacking attacks, it is recommended that the Stream be 
   authenticated, integrity protected, and protected from replay 
   attacks; it may use confidentiality protection to protect from 
   eavesdropping (in case the RDMAP/DDP Stream traverses a public 
   network). 

   Both IPsec and SSL are capable of providing the above security 
   services for IP and TCP traffic respectively. ULP protocols are 
   able to provide only part of the above security services. The 
   next sections describe the different security options. 

8.1.1  Introduction to IPsec 

   IPsec is a protocol suite which is used to secure communication 
   at the network layer between two peers. The IPsec protocol suite 
   is specified within the IP Security Architecture [RFC2401], IKE 
   [RFC2409], IPsec Authentication Header (AH) [RFC2402] and IPsec 


   J. Pinkerton, et al.     Expires - January 2005          [Page 38] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   Encapsulating Security Payload (ESP) [RFC2406] documents. IKE is 
   the key management protocol while AH and ESP are used to protect 
   IP traffic. 

   An IPsec SA is a one-way security association, uniquely 
   identified by the 3-tuple: Security Parameter Index (SPI), 
   protocol (ESP/AH) and destination IP address. The parameters for 
   an IPsec security association are typically established by a key 
   management protocol. These include the encapsulation mode, 
   encapsulation type, session keys and SPI values. 

   IKE is a two phase negotiation protocol based on the modular 
   exchange of messages defined by ISAKMP [RFC2408],and the IP 
   Security Domain of Interpretation (DOI) [RFC2407]. IKE has two 
   phases, and accomplishes the following functions: 

   1.  Protected cipher suite and options negotiation - using keyed 
       MACs and encryption and anti-replay mechanisms. 

   2.  Master key generation - via Diffie-Hellman calculations.  

   3.  Authentication of end-points (usually machine level 
       authentication). 

   4.  IPsec SA management (selector negotiation, options 
       negotiation, create, delete, and rekeying). 

   Items 1 through 3 are accomplished in IKE Phase 1, while item 4 
   is handled in IKE Phase 2.  

   IKE phase 1 defines four authentication methods; three of them 
   require both sides to have certified signature or encryption 
   public keys; the forth require the side to exchange out-of-band a 
   secret random string - called pre-shared-secret (PSS). 

   An IKE Phase 2 negotiation is performed to establish both an 
   inbound and an outbound IPsec SA. The traffic to be protected by 
   an IPsec SA is determined by a selector which has been proposed 
   by the IKE initiator and accepted by the IKE Responder. The IPsec 
   SA selector can be a "filter" or traffic classifier, defined as 
   the 5-tuple: <Source IP address, Destination IP address, 
   transport protocol (e.g. UDP/SCTP/TCP), Source port, Destination 
   port>. The successful establishment of a IKE Phase-2 SA results 
   in the creation of two uni-directional IPsec SAs fully qualified 
   by the tuple <Protocol (ESP/AH), destination address, SPI>. 

   The session keys for each IPsec SA are derived from a master key, 
   typically via a MODP Diffie-Hellman computation. Rekeying of an 
   existing IPsec SA pair is accomplished by creating two new IPsec 
   SAs, making them active, and then optionally deleting the older 
   IPsec SA pair. Typically the new outbound SA is used immediately, 
   and the old inbound SA is left active to receive packets for some 


   J. Pinkerton, et al.     Expires - January 2005          [Page 39] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

   locally defined time, perhaps 30 seconds or 1 minute. Optionally, 
   rekeying can use Diffie-Helman for keying material generation. 

8.1.2  Introduction to SSL Limitations on RDMAP 

   SSL and TLS [RFC 2246] provide Stream authentication, integrity 
   and confidentiality for TCP based ULPs. SSL supports one-way 
   (server only) or mutual certificates based authentication.  

   There are at least two limitations that make SSL underneath RDMAP 
   less appropriate then IPsec for DDP/RDMA security: 

   1.  The maximum length supported by the TLS record layer protocol 
       is 2^14 bytes - longer packets must be fragmented (as a 
       comparison, the maximal length of an IPsec packet is 
       determined by the maximum length of an IP packet). 

   2.  SSL is a connection oriented protocol. If a stream cipher or 
       block cipher in CBC mode is used for bulk encryption, then a 
       packet can be decrypted only after all the packets preceding 
       it have already arrived. If SSL is used to protect DDP/RDMA 
       traffic, then SSL must gather all out-of-order packets before 
       RDMAP/DDP can place them into the ULP buffer, which might 
       cause a significant decrease in its efficiency. 

   If SSL is layered on top of RDMAP or DDP, SSL does not protect 
   the RDMAP and/or DDP headers. Thus a man-in-the-middle attack can 
   still occur by modifying the RDMAP/DDP header to incorrectly 
   place the data into the wrong buffer, thus effectively corrupting 
   the data stream. 

8.1.3  ULPs Which Provide Security 

   ULPs which provide integrated security but wish to leverage 
   lower-layer protocol security should be aware of security 
   concerns around correlating a specific channel’s security 
   mechanisms to the authentication performed by the ULP. See 
   [NFSv4CHANNEL] for additional information on a promising approach 
   called "channel binding". From [NFSv4CHANNEL]: 

        "The concept of channel bindings allows applications to 
        prove that the end-points of two secure channels at 
        different network layers are the same by binding 
        authentication at one channel to the session protection at 
        the other channel.  The use of channel bindings allows 
        applications to delegate session protection to lower layers, 
        which may significantly improve performance for some 
        applications." 






   J. Pinkerton, et al.     Expires - January 2005          [Page 40] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

8.2  Requirements for IPsec Encapsulation of DDP 

   The IP Storage working group has spent significant time and 
   effort to define the normative IPsec requirements for IP Storage 
   [RFC3723]. Portions of that specification are applicable to a 
   wide variety of protocols, including the RDDP protocol suite. In 
   order to not replicate this effort, an RNIC implementation MUST 
   follow the requirements defined in RFC3723 Section 2.3 and 
   Section 5, including the associated normative references for 
   those sections. 

   Additionally, since IPsec acceleration hardware may only be able 
   to handle a limited number of active IKE Phase 2 SAs, Phase 2 
   delete messages may be sent for idle SAs, as a means of keeping 
   the number of active Phase 2 SAs to a minimum. The receipt of an 
   IKE Phase 2 delete message MUST NOT be interpreted as a reason 
   for tearing down an DDP/RDMA Stream. Rather, it is preferable to 
   leave the Stream up, and if additional traffic is sent on it, to 
   bring up another IKE Phase 2 SA to protect it. This avoids the 
   potential for continually bringing Streams up and down. 

   Note that there are serious security issues if IPsec is not 
   implemented end-to-end. For example, if IPsec is implemented as a 
   tunnel in the middle of the network, any hosts between the peer 
   and the IPsec tunneling device can freely attack the unprotected 
   Stream. 




























   J. Pinkerton, et al.     Expires - January 2005          [Page 41] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

9  Security considerations 

   This entire specification is focused on security considerations. 

    

    















































   J. Pinkerton, et al.     Expires - January 2005          [Page 42] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

10 References 

10.1 Normative References 

   [RFC2828] Shirley, R., "Internet Security Glossary", FYI 36, RFC 
       2828, May 2000. 

   [DDP] Shah, H., J. Pinkerton, R.Recio, and P. Culley, "Direct 
       Data Placement over Reliable Transports", Internet-Draft 
       draft-ietf-rddp-ddp-01.txt, February 2003. 

   [RDMAP] Recio, R., P. Culley, D. Garcia, J. Hilland, "An RDMA 
       Protocol Specification", Internet-Draft draft-ietf-rddp-
       rdmap-01.txt, February 2003. 

   [RFC3723] Aboba B., et al, "Securing Block Storage Protocols over 
       IP", Internet draft (work in progress), RFC3723, April 2004. 

   [SCTP] R. Stewart et al., "Stream Control Transmission Protocol", 
       RFC 2960, October 2000. 

   [TCP] Postel, J., "Transmission Control Protocol - DARPA Internet 
       Program Protocol Specification", RFC 793, September 1981.  

10.2 Informative References 

   [IPv6-Trust] Nikander, P., J.Kempf, E. Nordmark, "IPv6 Neighbor 
       Discovery Trust Models and threats", Internet-Draft draft-
       ietf-send-psreq-01.txt, January 2003. 

   [NFSv4CHANNEL] Williams, N., "On the Use of Channel Bindings to 
       Secure Channels", Internet-Draft draft-ietf-nfsv4-channel-
       bindings-02.txt, July 2004. 

    



















   J. Pinkerton, et al.     Expires - January 2005          [Page 43] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

11 Appendix A: ULP Issues for RDDP Client/Server Protocols 

   This section is a normative appendix to the specification that is 
   focused on client/server ULP implementation requirements to 
   ensure a secure server implementation. 

   The prior sections outlined specific attacks and their 
   countermeasures. This section summarizes the attacks and 
   countermeasures that have been defined in the prior section which 
   are applicable to creation of a secure ULP (e.g. application) 
   server. A ULP server is defined as a ULP which must be able to 
   communicate with many clients which do not trust each other and 
   ensure that each client can not attack another client through 
   server interactions. Further, the server may wish to use multiple 
   Streams to communicate with a specific client, and those Streams 
   may share mutual trust. Note that this section assumes a 
   compliant RNIC and Privileged Resource Manager implementation - 
   thus it focuses specifically on ULP server (e.g. application) 
   implementation issues.  

   All of the prior section's details on attacks and countermeasures 
   apply to the server. In some cases normative SHOULD statements 
   for the ULP in the main body of this document are made MUST 
   statements for the ULP because the operating conditions can be 
   refined to make the motives for a SHOULD inapplicable. If a prior 
   SHOULD is changed to a MUST in this section, it is explicitly 
   noted.  

   The following list summarizes the relevent attacks that clients 
   can mount on the shared server, by re-stating the previous 
   normative statements to be client/server specific: 

       *   Spoofing 

           *   Sections 7.2.1 to 7.2.3. For protection against many 
               forms of spoofing attacks, enable IPsec. 

           *   Section 7.2.4 Using an STag on a Different Stream on 
               page 23. To ensure that one client can not access 
               another client's data via use of the other client's 
               STag, the server ULP MUST either scope an STag to a 
               single Stream or use a Protection Domain per client. 
               If a single client has multiple streams that share 
               Partial Mutual Trust, then the STag can be shared 
               between the associated Streams by using a single 
               Protection Domain amoung the associated Streams (see 
               section 8.1.3 ULPs Which Provide Security on page 40 
               for additional issues). To prevent unintended sharing 
               of STags within the associated Streams, a server ULP 
               SHOULD use STags in such a fashion that it is 
               difficult to predict the next allocated STag number. 



   J. Pinkerton, et al.     Expires - January 2005          [Page 44] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

       *   Tampering 

           *   7.3.2 Modifying a Buffer After Indication on page 25. 
               Before the server ULP operates on a buffer that was 
               written using an RDMA Write or RDMA Read, the server 
               MUST ensure the the buffer can no longer be modified 
               by invalidating the STag for remote access (note that 
               this is stronger than the SHOULD in section 7.3.2). 
               This can either be done explicitly by revoking remote 
               access rights for the STag when the client indicates 
               the operation has completed, or by checking to make 
               sure the client Invalidated the STag through the 
               RDMAP Invalidate capability, and if it did not, the 
               Local Peer then explicitly revokes the STag remote 
               access rights. 

       *   Information Disclosure 

           *   7.4.2 Using RDMA Read to Access Stale Data on page 
               26. A server ULP MUST (this is stronger than the 
               SHOULD in section 7.4.2) ensure that no stale data is 
               contained in a buffer before remote read access 
               rights are granted to a client (this can be done by 
               zeroing the contents of the memory, for example). 

           *   7.4.3 Accessing a Buffer After the Transfer on page 
               26. This mitigation is already covered by section 
               7.3.2 (above). 

           *   7.4.4 Accessing Unintended Data With a Valid STag on 
               page 26. The ULP server MUST set the base and bounds 
               of the buffer when the STag is initialized to expose 
               only the data to be retrieved. 

           *   7.4.5 RDMA Read into an RDMA Write Buffer on page 27. 
               If a server only intends a buffer to be exposed for 
               remote write access, it MUST set the access rights to 
               the buffer to only enable remote write access. 

           *   7.4.6 Using Multiple STags Which Alias to the Same 
               Buffer on page 27. The requirement in section 7.2.4 
               (above) mitigates this attack. A buffer is exposed to 
               only one client at a time to ensure that no 
               information disclosure or information tampering 
               occurs between peers. 

           *   7.4.9 Network based eavesdropping on page 28. Enable 
               IPsec if this threat is a concern. 

       *   Denial of Service 




   J. Pinkerton, et al.     Expires - January 2005          [Page 45] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           *   7.5.2.1 Multiple Streams Sharing Receive Buffers on 
               page 30. ULP memory footprint size can be important 
               for some server ULPs. If a server ULP is expecting 
               significant network traffic from multiple clients, 
               using a receive buffer queue per Stream where there 
               is a large number of Streams can consume substantial 
               amounts of memory. Thus a receive queue that can be 
               shared by multiple Streams is attractive.  
                
               However, because of the attacks outlined in this 
               section, sharing a single receive queue between 
               multiple clients MUST only be done if the mechanism 
               to ensure one client can't consume too many receive 
               buffers is enabled. For multiple Streams within a 
               single client ULP (which presumably shared partial 
               mutual trust) this added overhead does not have to be 
               enabled. 

           *   7.5.2.2 Local ULP Attacking a Shared CQ on page 31. 
               <TBD>The normative mitigations were  

               *   RNIC MUST NOT enable sharing a CQ across Streams 
                   that belong to different Protection Domains. 

               *   A ULP SHOULD NOT share a CQ between Streams which 
                   do not share Partial Mutual Trust. 

               Because the attack is a local server ULP attacking 
               another server ULP,  

           *   7.5.2.3 Remote Peer Attacking a Shared CQ on page 32. 
               There are two mitigations specified in this section - 
               one requires a worst-case size of the CQ, and can be 
               implemented entirely within the Privileged Resource 
               Manager. The second approach requires cooperation 
               with the local ULP server (to not post too many 
               buffers), and enables a smaller CQ to be used.  
                
               In some server environments, partial trust of the 
               server ULP (but not the clients) is acceptable, thus 
               the smaller CQ fully mitigates the remote attacker. 
               In other environments, the local server ULP could 
               also contain untrusted elements which can attack the 
               local machine (or have bugs). In those environments, 
               the worst-case size of the CQ must be used. 

           *   7.5.2.4 The section requires a Privileged Resource 
               Manager to not enable sharing of RDMA Read Request 
               Queues across multiple Streams that do not share 
               partial mutual trust. However, because the server ULP 
               knows best which of its Streams share partial mutual 
               trust, this requirement can be reflected back to the 


   J. Pinkerton, et al.     Expires - January 2005          [Page 46] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

               ULP. The ULP (i.e. server) requirement is that it 
               MUST NOT request RDMA Read Request Queues to be 
               shared between ULPs which do not have partial mutual 
               trust.    

           *   7.5.5 Remote Invalidate an STag Shared on Multiple 
               Streams on page 37. This mitigation is already 
               covered by section 7.3.2 (above). 

     












































   J. Pinkerton, et al.     Expires - January 2005          [Page 47] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

12 Appendix B: Summary of RNIC and ULP Implementation Requirements 

   Below is a summary of implementation requirements for the RNIC: 

       *   7.3.1 Buffer Overrun - RDMA Write or Read Response 

       *   7.4.8 Controlling Access to PTT & STag Mapping 

       *   7.5.1 RNIC Resource Consumption 

       *   7.5.2.1 Multiple Streams Sharing Receive Buffers 

       *   7.5.2.2 Local ULP Attacking a Shared CQ 

       *   7.5.2.3 Remote Peer Attacking a Shared CQ 

       *   7.5.2.4 Attacking the RDMA Read Request Queue 

       *   7.5.4 Exercise of non-optimal code paths 

       *   7.6 Elevation of Privilege 

       *   8.2 Requirements for IPsec Encapsulation of DDP 

   Below is a summary of implementation requirements for the ULP 
   above the RNIC: 

       *   7.2.4 Using an STag on a Different Stream 

       *   7.3.2 Modifying a Buffer After Indication 

       *   7.4.2 Using RDMA Read to Access Stale Data 

       *   7.4.3 Accessing a Buffer After the Transfer 

       *   7.4.4 Accessing Unintended Data With a Valid STag 

       *   7.4.5 RDMA Read into an RDMA Write Buffer 

       *   7.4.6 Using Multiple STags Which Alias to the Same Buffer 

       *   7.4.9 Network based eavesdropping 

       *   7.5.2.2 Local ULP Attacking a Shared CQ 

       *   7.5.5 Remote Invalidate an STag Shared on Multiple 
           Streams 

    

    



   J. Pinkerton, et al.     Expires - January 2005          [Page 48] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

    

    



















































   J. Pinkerton, et al.     Expires - January 2005          [Page 49] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

13 Appendix C: Partial Trust Taxonomy 

   Partial Trust is defined as when one party is willing to assume 
   that another party will refrain from a specific attack or set of 
   attacks, the parties are said to be in a state of Partial Trust. 
   Note that the partially trusted peer may attempt a different set 
   of attacks. This may be appropriate for many ULPs where any 
   adverse effects of the betrayal is easily confined and does not 
   place other clients or ULPs at risk. 

   The Trust Models described in this section have three primary 
   distinguishing characteristics. The Trust Model refers to a Local 
   Peer and Remote Peer, which are the local and remote ULP 
   instances communicating via RDMA/DDP. 

       *   Local Resource Sharing (yes/no) - When local resources 
           are shared, they are shared across a grouping of 
           RDMAP/DDP Streams. If local resources are not shared, the 
           resources are dedicated on a per Stream basis. Resources 
           are defined in Section 4.2 - Resources on page 11. The 
           advantage of not sharing resources between Streams is 
           that it reduces the types of attacks that are possible. 
           The disadvantage is that ULPs might run out of resources. 

       *   Local Partial Trust (yes/no) - Local Partial Trust is 
           determined based on whether the local grouping of 
           RDMAP/DDP Streams (which typically equates to one ULP or 
           group of ULPs) mutually trust each other to not perform a 
           specific set of attacks.  

       *   Remote Partial Trust (yes/no) - The Remote Partial Trust 
           level is determined based on whether the Local Peer of a 
           specific RDMAP/DDP Stream partially trusts the Remote 
           Peer of the Stream (see the definition of Partial Trust 
           in Section 3 Introduction).  

   Not all of the combinations of the trust characteristics are 
   expected to be used by ULPs. This paper specifically analyzes 
   five ULP Trust Models that are expected to be in common use. The 
   Trust Models are as follows: 

       *   NS-NT - Non-Shared Local Resources, no Local Trust, no 
           Remote Trust - typically a server ULP that wants to run 
           in the safest mode possible. All attack mitigations are 
           in place to ensure robust operation. 

       *   NS-RT - Non-Shared Local Resources, no Local Trust, 
           Remote Partial Trust - typically a peer-to-peer ULP, 
           which has, by some method outside of the scope of this 
           specification, authenticated the Remote Peer. Note that 
           unless some form of key based authentication is used on a 
           per RDMA/DDP Stream basis, it may not be possible be 


   J. Pinkerton, et al.     Expires - January 2005          [Page 50] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

           possible for man-in-the-middle attacks to occur. See 
           section 8, Security Services for RDMA and DDP on page 38. 

       *   S-NT - Shared Local Resources, no Local Trust, no Remote 
           Trust - typically a server ULP that runs in an untrusted 
           environment where the amount of resources required is 
           either too large or too dynamic to dedicate for each 
           RDMAP/DDP Stream. 

       *   S-LT - Shared Local Resources, Local Partial Trust, no 
           Remote Trust - typically a ULP, which provides a session 
           layer and uses multiple Streams, to provide additional 
           throughput or fail-over capabilities. All of the Streams 
           within the local ULP partially trust each other, but do 
           not trust the Remote Peer. This trust model may be 
           appropriate for embedded environments. 

       *   S-T - Shared Local Resources, Local Partial Trust, Remote 
           Partial Trust - typically a distributed application, such 
           as a distributed database application or a High 
           Performance Computer (HPC) application, which is intended 
           to run on a cluster. Due to extreme resource and 
           performance requirements, the application typically 
           authenticates with all of its peers and then runs in a 
           highly trusted environment. The application peers are all 
           in a single application fault domain and depend on one 
           another to be well-behaved when accessing data 
           structures. If a trusted Remote Peer has an 
           implementation defect that results in poor behavior, the 
           entire application could be corrupted.  

   Models NS-NT and S-NT above are typical for Internet networking - 
   neither Local Peers nor the Remote Peer is trusted. Sometimes 
   optimizations can be done that enable sharing of Page Translation 
   Tables across multiple Local Peers, thus Model S-LT can be 
   advantageous. Model S-T is typically used when resource scaling 
   across a large parallel ULP makes it infeasible to use any other 
   model. Resource scaling issues can either be due to performance 
   around scaling or because there simply are not enough resources. 
   Model NS-RT is probably the least likely model to be used, but is 
   presented for completeness.  

    











   J. Pinkerton, et al.     Expires - January 2005          [Page 51] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

14 Author’s Addresses 

   James Pinkerton 
   Microsoft Corporation 
   One Microsoft Way 
   Redmond, WA. 98052 USA 
   Phone: +1 (425) 705-5442 
   Email: jpink@windows.microsoft.com 

   Ellen Deleganes 
   Intel Corporation 
   MS JF5-355 
   2111 NE 25th Ave. 
   Hillsboro, OR 97124 USA 
   Phone: +1 (503) 712-4173 
   Email: ellen.m.deleganes@intel.com 

   Sara Bitan 
   Microsoft Corporation 
   Email: sarab@microsoft.com 

    
































   J. Pinkerton, et al.     Expires - January 2005          [Page 52] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

15 Acknowledgments 

   Allyn Romanow 
   Cisco Systems 
   170 W Tasman Drive 
   San Jose, CA 95134 USA 
   Phone: +1 408 525 8836 
   Email: allyn@cisco.com 

   Catherine Meadows 
   Naval Research Laboratory 
   Code 5543 
   Washington, DC 20375 
   Email: meadows@itd.nrl.navy.mil 

   Patricia Thaler 
   Agilent Technologies, Inc. 
   1101 Creekside Ridge Drive, #100  
   M/S-RG10 
   Roseville, CA 95678 
   Phone: +1-916-788-5662 
   email: pat_thaler@agilent.com 

   James Livingston 
   NEC Solutions (America), Inc. 
   7525 166th Ave. N.E., Suite D210 
   Redmond, WA 98052-7811 
   Phone: +1 (425) 897-2033 
   Email: james.livingston@necsam.com 

   John Carrier 
   Adaptec, Inc. 
   691 S. Milpitas Blvd. 
   Milpitas, CA 95035 USA 
   Phone: +1 (360) 378-8526 
   Email: john_carrier@adaptec.com 

   Caitlin Bestler 
   Email: cait@asomi.com 

   Bernard Aboba 
   Microsoft Corporation 
   One Microsoft Way 
   Redmond, WA. 98052 USA 
   Phone: +1 (425) 706-6606 
   Email: bernarda@windows.microsoft.com 

    

    




   J. Pinkerton, et al.     Expires - January 2005          [Page 53] 
   Internet-Draft             RDDP/RDMAP Security        August 2004 

16 Full Copyright Statement 

   Copyright (C) The Internet Society (2001). All Rights Reserved. 

   This document and translations of it may be copied and furnished 
   to others, and derivative works that comment on or otherwise 
   explain it or assist in its implementation may be prepared, 
   copied, published and distributed, in whole or in part, without 
   restriction of any kind, provided that the above copyright notice 
   and this paragraph are included on all such copies and derivative 
   works. However, this document itself may not be modified in any 
   way, such as by removing the copyright notice or references to 
   the Internet Society or other Internet organizations, except as 
   needed for the purpose of developing Internet standards in which 
   case the procedures for copyrights defined in the Internet 
   Standards process must be followed, or as required to translate 
   it into languages other than English. 

   The limited permissions granted above are perpetual and will not 
   be revoked by the Internet Society or its successors or assigns. 

   This document and the information contained herein is provided on 
   an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET 
   ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR 
   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE 
   OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY 
   IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR 
   PURPOSE. 

   Funding for the RFC Editor function is currently provided by the 
   Internet Society. 

    

    



















   J. Pinkerton, et al.     Expires - January 2005          [Page 54] 



PAFTECH AB 2003-20262026-04-18 14:18:53