One document matched: draft-ietf-rddp-security-05.txt
Differences from draft-ietf-rddp-security-04.txt
Internet Draft James Pinkerton
draft-ietf-rddp-security-05.txt Microsoft Corporation
Category: Standards Track Ellen Deleganes
Expires: February, 2005 Intel Corporation
Sara Bitan
Microsoft Corporation
August 2004
DDP/RDMAP Security
1 Status of this Memo
This document is an Internet-Draft and is in full conformance
with all provisions of Section 10 of RFC2026.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as Internet-
Drafts.
Internet-Drafts are draft documents valid for a maximum of six
months and may be updated, replaced, or obsoleted by other
documents at any time. It is inappropriate to use Internet-Drafts
as reference material or to cite them other than as "work in
progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
2 Abstract
This document analyzes security issues around implementation and
use of the Direct Data Placement Protocol(DDP) and Remote Direct
Memory Access Protocol (RDMAP). It first defines an architectural
model for an RDMA Network Interface Card (RNIC), which can
implement DDP or RDMAP and DDP. The document reviews various
attacks against the resources defined in the architectural model
and the countermeasures that can be used to protect the system.
Attacks are grouped into spoofing, tampering, information
disclosure, denial of service, and elevation of privilege.
Finally, the document concludes with a summary of security
services for DDP and RDMAP, such as IPsec.
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Table of Contents
1 Status of this Memo.........................................1
2 Abstract....................................................1
2.1 Revision History............................................3
2.1.1 Changes from -04 to -05 version............................3
2.1.2 Changes from -03 to -04 version............................4
2.1.3 Changes from -02 to -03 version............................4
2.1.4 Changes from the -01 to the -02 version....................5
2.1.5 Changes from the -00 to -01 version........................5
3 Introduction................................................7
4 Architectural Model.........................................9
4.1 Components.................................................10
4.2 Resources..................................................11
4.2.1 Stream Context Memory.....................................11
4.2.2 Data Buffers..............................................11
4.2.3 Page Translation Tables...................................12
4.2.4 STag Namespace............................................12
4.2.5 Completion Queues.........................................12
4.2.6 Asynchronous Event Queue..................................13
4.2.7 RDMA Read Request Queue...................................13
4.2.8 RNIC Interactions.........................................13
4.2.8.1 Privileged Control Interface Semantics................13
4.2.8.2 Non-Privileged Data Interface Semantics...............14
4.2.8.3 Privileged Data Interface Semantics...................14
4.2.9 Initialization of RNIC Data Structures for Data Transfer..14
4.2.10 RNIC Data Transfer Interactions.........................16
5 Trust and Resource Sharing.................................17
6 Attacker Capabilities......................................18
7 Attacks and Countermeasures................................19
7.1 Tools for Countermeasures..................................19
7.1.1 Protection Domain (PD)....................................19
7.1.2 Limiting STag Scope.......................................20
7.1.3 Access Rights.............................................21
7.1.4 Limiting the Scope of the Completion Queue................21
7.1.5 Limiting the Scope of an Error............................21
7.2 Spoofing...................................................21
7.2.1 Impersonation.............................................22
7.2.2 Stream Hijacking..........................................22
7.2.3 Man in the Middle Attack..................................22
7.2.4 Using an STag on a Different Stream.......................23
7.3 Tampering..................................................24
7.3.1 Buffer Overrun - RDMA Write or Read Response..............24
7.3.2 Modifying a Buffer After Indication.......................25
7.3.3 Multiple STags to access the same buffer..................25
7.3.4 Network based modification of buffer content..............25
7.4 Information Disclosure.....................................26
7.4.1 Probing memory outside of the buffer bounds...............26
7.4.2 Using RDMA Read to Access Stale Data......................26
7.4.3 Accessing a Buffer After the Transfer.....................26
7.4.4 Accessing Unintended Data With a Valid STag...............26
7.4.5 RDMA Read into an RDMA Write Buffer.......................27
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7.4.6 Using Multiple STags Which Alias to the Same Buffer.......27
7.4.7 Remote Node Loading Firmware onto the RNIC................28
7.4.8 Controlling Access to PTT & STag Mapping..................28
7.4.9 Network based eavesdropping...............................28
7.5 Denial of Service (DOS)....................................29
7.5.1 RNIC Resource Consumption.................................29
7.5.2 Resource Consumption By Active ULPs.......................30
7.5.2.1 Multiple Streams Sharing Receive Buffers..............30
7.5.2.2 Local ULP Attacking a Shared CQ.......................31
7.5.2.3 Remote Peer Attacking a Shared CQ.....................32
7.5.2.4 Attacking the RDMA Read Request Queue.................35
7.5.3 Resource Consumption by Idle ULPs.........................36
7.5.4 Exercise of non-optimal code paths........................36
7.5.5 Remote Invalidate an STag Shared on Multiple Streams......37
7.6 Elevation of Privilege.....................................37
8 Security Services for RDMA and DDP.........................38
8.1 Introduction to Security Options...........................38
8.1.1 Introduction to IPsec.....................................38
8.1.2 Introduction to SSL Limitations on RDMAP..................40
8.1.3 ULPs Which Provide Security...............................40
8.2 Requirements for IPsec Encapsulation of DDP................41
9 Security considerations....................................42
10 References.................................................43
10.1 Normative References......................................43
10.2 Informative References....................................43
11 Appendix A: ULP Issues for RDDP Client/Server Protocols....44
12 Appendix B: Summary of RNIC and ULP Implementation
Requirements.....................................................48
13 Appendix C: Partial Trust Taxonomy.........................50
14 Author’s Addresses.........................................52
15 Acknowledgments............................................53
16 Full Copyright Statement...................................54
Table of Figures
Figure 1 - RDMA Security Model...................................10
2.1 Revision History
2.1.1 Changes from -04 to -05 version
* Small modifications to normative statements per phone
call review.
* 4.1 - Moved MUST statement from Privileged Resource
Manager to section 5. Also added additional normative
statements around resource sharing and assumptions of
who trusts whom.
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* 7.2.4 - changed last paragraph SHOULD to should.
* 7.4.4 - changed last paragraph MUST to SHOULD.
* 7.5.2.2 - clarified it is the ULP at issue, and
removed reference to Protection Domain - key issue is
whether they share partial mutual trust.
* 7.5.2.4 - remove MUST statement at the end of the 3rd
paragraph - it was replaced with a more general MUST
in section <TBD>. Also changed the cap on the number
of outstanding RDMA Read Requests at the sender to a
SHOULD (from MUST).
* 8.1 - first paragraph after enumerated list. Change
MAY to may. It is a ULP issue.
* Removed "application" from the document and replaced it
with "ULP". In some cases also changed "Local Peer" to
ULP to clarify what the text meant.
2.1.2 Changes from -03 to -04 version
* Removed "issues" section because all issues have been
resolved.
* Completed section "ULPs Which Provide Security" by
providing a cross reference to channel bindings.
* Substantial rewrite of Section 11 Appendix A: ULP Issues
for RDDP Client/Server Protocols. Retargeted it to focus
on server application requirements, rather than RNIC
requirements.
* Changed "IPSec" to "IPsec" everywhere to match the RFC.
* Added new ULP requirement in section 7.5.2.4 Attacking
the RDMA Read Request Queue.
* Reviesed Sectio 12 Appendix B: Summary of RNIC and ULP
Implementation Requirements slightly to add one ULP
requirement and one RNIC requirement which is stated in
the document but was missed in this summary.
2.1.3 Changes from -02 to -03 version
* ID changed from Informational to Standards Track. This
caused previous RECOMMENDATIONS to be categorized into
the categories of MUST, SHOULD, MAY, RECOMMENDED, and in
one case, "recommended".
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* Completed Appendix B: Summary of Attacks to provide a
summary of implementation requirements for applications
using RDDP and for RNICs in Appendix B: Summary of
Attacks.
* Modified intro to better explain when concept of Partial
Mutual Trust is useful.
* Misc minor changes from Tom Talpey's extensive review,
including:
* Send Queue/Receive Queue formally defined/used.
* RI is gone, now use RNIC interface, RNIC, and Remote
Invalidate.
* Clarified attackers capabilities.
* In many cases replaced "session" with "Stream".
* Added definitions for equation variables in section
7.5.2.3.
* Changed section 8.2 to normative xref to IPS Security,
plus comment on the value of end-to-end IPsec.
* Added clarifying example on STag invalidation (e.g. One-
Shot STag discussion).
* Added clarifying text on why SSL is a bad idea.
* Normative statement on mitigation for Shared RQ.
2.1.4 Changes from the -01 to the -02 version
Minimal - some typos, deleted some text previously marked for
deletion.
2.1.5 Changes from the -00 to -01 version
* Added two pages to the architectural model to describe
the Asynchronous Event Queue, and the types of
interactions that can occur between the RNIC and the
modules above it.
* Addressed Mike Krauses comments submitted on 12/8/2003
* Moved "Trust Models" from the body of the document to an
appendix. Removed references to it throughout the
document (including use of "partial trust". Document now
assumes Remote Peer is untrusted. Thus the key issue is
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whether local resources are shared, and what the resource
is.
* Misc cleanup throughout the document.
* The Summary of Attacks at the end of the document is now
an Appendix. It also now provides a summary. Cleared
change bars because became unreadable. Also shortened
section names for attacks to fit in table.
* Added a new concept of "Partial Mutual Trust" between a
collection of Streams to better characterize a set of
attacks in a client/server environment.
* Filled in Security Services for RDMA and DDP section
(almost all is new, except IPsec overview).
* Globally tried to change "connection" to "Stream". In
some cases it can be either a connection or stream.
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3 Introduction
RDMA enables new levels of flexibility when communicating between
two parties compared to current conventional networking practice
(e.g. a stream-based model or datagram model). This flexibility
brings new security issues that must be carefully understood when
designing Upper Layer Protocols (ULPs) utilizing RDMA and when
implementing RDMA-aware NICs (RNICs). Note that for the purposes
of this security analysis, an RNIC may implement RDMAP and DDP,
or just DDP. Also, a ULP may be an application or it may be a
middleware library.
The specification first develops an architectural model that is
relevant for the security analysis - it details components,
resources, and system properties that may be attacked in Section
4.
It then defines what resources a ULP may share locally across
Streams and what resources the ULP may share with the Remote Peer
across Streams in Section 5. Intentional sharing of resources
between multiple Streams may imply some level of trust between
the Streams. However, some types of resource sharing have
unmitigated security attacks which would mandate not sharing a
specific type of resource unless there is some level of trust
between the Streams sharing resources. Partial Mutual Trust is
defined to address this concept:
Partial Mutual Trust - a collection of RDMAP/DDP Streams,
which represent the local and remote end points of the
Stream, are willing to assume that the Streams from the
collection will not perform malicious attacks against any of
the Streams in the collection. ULPs have explicit control of
which collection of endpoints is in the collection through
tools discussed in Section 7.1 Tools for Countermeasures on
page 19.
An untrusted peer relationship is appropriate when a ULP wishes
to ensure that it will be robust and uncompromised even in the
face of a deliberate attack by its peer. For example, a single
ULP that concurrently supports multiple unrelated Streams (e.g. a
server) would presumably treat each of its peers as an untrusted
peer. For a collection of Streams which share Partial Mutual
Trust, the assumption is that any Stream not in the collection is
untrusted. For the untrusted peer, a brief list of capabilities
is enumerated in Section 6.
The rest of the specification is focused on analyzing attacks.
First, the tools for mitigating attacks are listed (Section 7.1),
and then a series of attacks on components, resources, or system
properties is enumerated in the rest of Section 7. For each
attack, possible countermeasures are reviewed. If all recommended
mitigations are in place the implemented usage models, the
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RDMAP/DDP protocol can be shown to not expose any new security
vulnerabilities.
ULPs within a host are divided into two categories - Privileged
and Non-Privileged. Both ULP types can send and receive data and
request resources. The key differences between the two are:
The Privileged ULP is trusted by the system to not
maliciously attack the operating environment, but it is not
trusted to optimize resource allocation globally. For
example, the Privileged ULP could be a kernel ULP, thus the
kernel presumably has in some way vetted the ULP before
allowing it to execute.
A Non-Privileged ULP's capabilities are a logical sub-set of
the Privileged ULP's. It is assumed by the local system that
a Non-Privileged ULP is untrusted. All Non-Privileged ULP
interactions with the RNIC Engine that could affect other
ULPs need to be done through a trusted intermediary that can
verify the Non-Privileged ULP requests.
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4 Architectural Model
This section describes an RDMA architectural reference model that
is used as security issues are examined. It introduces the
components of the model, the resources that can be attacked, the
types of interactions possible between components and resources,
and the system properties which must be preserved.
Figure 1 shows the components comprising the architecture and the
interfaces where potential security attacks could be launched.
External attacks can be injected into the system from a ULP that
sits above the RNIC Interface or from the network.
The intent here is to describe high level components and
capabilities which affect threat analysis, and not focus on
specific implementation options. Also note that the architectural
model is an abstraction, and an actual implementation may choose
to subdivide its components along different boundary lines than
defined here. For example, the Privileged Resource Manager may be
partially or completely encapsulated in the Privileged ULP.
Regardless, it is expected that the security analysis of the
potential threats and countermeasures still apply.
+-------------+
| Privileged |
| Resource |
Admin<-+>| Manager | ULP Control Interface
| | |<------+-------------------+
| +-------------+ | |
| ^ v v
| | +-------------+ +-----------------+
|---------------->| Privileged | | Non-Privileged |
| | ULP | | ULP |
| +-------------+ +-----------------+
| ^ ^
|Privileged |Privileged |Non-Privileged
|Control |Data |Data
|Interface |Interface |Interface
RNIC | | |
Interface v v v
=================================================================
+--------------------------------------+
| |
| RNIC Engine | <-- Firmware
| |
+--------------------------------------+
^
|
v
Internet
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Figure 1 - RDMA Security Model
4.1 Components
The components shown in Figure 1 - RDMA Security Model are:
* RNIC Engine (RNIC) - the component that implements the
RDMA protocol and/or DDP protocol.
* Privileged Resource Manager - the component responsible
for managing and allocating resources associated with the
RNIC Engine. The Resource Manager does not send or
receive data. Note that whether the Resource Manager is
an independent component, part of the RNIC, or part of
the ULP is implementation dependent. If a specific
implementation does not wish to address security issues
resolved by the Resource Manager, there may in fact be no
resource manager at all.
* Privileged ULP - See Section 3 Introduction for a
definition of Privileged ULP. The local host
infrastructure can enable the Privileged ULP to map a
data buffer directly from the RNIC Engine to the host
through the RNIC Interface, but it does not allow the
Privileged ULP to directly consume RNIC Engine resources.
* Non-Privileged ULP - See Section 3 Introduction for a
definition of Non-Privileged ULP.
A design goal of the DDP and RDMAP protocols is to allow, under
constrained conditions, Non-Privileged ULP to send and receive
data directly to/from the RDMA Engine without Privileged Resource
Manager intervention - while ensuring that the host remains
secure. Thus, one of the primary goals of this paper is to
analyze this usage model for the enforcement that is required in
the RNIC Engine to ensure the system remains secure.
The host interfaces that could be exercised include:
* Privileged Control Interface - A Privileged Resource
Manager uses the RNIC Interface to allocate and manage
RNIC Engine resources, control the state within the RNIC
Engine, and monitor various events from the RNIC Engine.
It also uses this interface to act as a proxy for some
operations that a Non-Privileged ULP may require (after
performing appropriate countermeasures).
* ULP Control Interface - An ULP uses this interface to the
Privileged Resource Manager to allocate RNIC Engine
resources. The Privileged Resource Manager implements
countermeasures to ensure that if the Non-Privileged ULP
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launches an attack it can prevent the attack from
affecting other ULPs.
* Non-Privileged Data Transfer Interface - A Non-Privileged
ULP uses this interface to initiate and to check the
status of data transfer operations.
* Privileged Data Transfer Interface - A superset of the
functionality provided by the Non-Privileged Data
Transfer Interface. The ULP is allowed to directly
manipulate RNIC Engine mapping resources to map an STag
to a ULP data buffer.
* Figure 1 also shows the ability to load new firmware in
the RNIC Engine. Not all RNICs will support this, but it
is shown for completeness and is also reviewed under
potential attacks.
If Internet control messages, such as ICMP, ARP, RIPv4, etc. are
processed by the RNIC Engine, the threat analyses for those
protocols is also applicable, but outside the scope of this
paper.
4.2 Resources
This section describes the primary resources in the RNIC Engine
that could be affected if under attack. For RDMAP, all of the
defined resources apply. For DDP, all of the resources except the
RDMA Read Queue apply.
4.2.1 Stream Context Memory
The state information for each Stream is maintained in memory,
which could be located in a number of places - on the NIC, inside
RAM attached to the NIC, in host memory, or in any combination of
the three, depending on the implementation.
Stream Context Memory includes state associated with Data
Buffers. For Tagged Buffers, this includes how STag names, Data
Buffers, and Page Translation Tables inter-relate. It also
includes the list of Untagged Data Buffers posted for reception
of Untagged Messages (commonly called the Receive Queue), and a
list of operations to perform to send data (commonly called the
Send Queue).
4.2.2 Data Buffers
There are two different ways to expose a data buffer; a buffer
can be exposed for receiving RDMAP Send Type Messages (a.k.a. DDP
Untagged Messages) on DDP Queue zero or the buffer can be exposed
for remote access through STags (a.k.a. DDP Tagged Messages).
This distinction is important because the attacks and the
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countermeasures used to protect against the attack are different
depending on the method for exposing the buffer to the network.
For the purposes of the security discussion, a single logical
Data Buffer is exposed with a single STag. Actual implementations
may support scatter/gather capabilities to enable multiple
physical data buffers to be accessed with a single STag, but from
a threat analysis perspective it is assumed that a single STag
enables access to a single logical Data Buffer.
In any event, it is the responsibility of the RNIC to ensure that
no STag can be created that exposes memory that the consumer had
no authority to expose.
4.2.3 Page Translation Tables
Page Translation Tables are the structures used by the RNIC to be
able to access ULP memory for data transfer operations. Even
though these structures are called "Page" Translation Tables,
they may not reference a page at all - conceptually they are used
to map a ULP address space representation of a buffer to the
physical addresses that are used by the RNIC Engine to move data.
If on a specific system a mapping is not used, then a subset of
the attacks examined may be appropriate. Note that the Page
Translation Table may or may not be a shared resource.
4.2.4 STag Namespace
The DDP specification defines a 32-bit namespace for the STag.
Implementations may vary in terms of the actual number of STags
that are supported. In any case, this is a bounded resource that
can come under attack. Depending upon STag namespace allocation
algorithms, the actual name space to attack may be significantly
less than 2^32.
4.2.5 Completion Queues
Completion Queues are used in this specification to conceptually
represent how the RNIC Engine notifies the ULP about the
completion of the transmission of data, or the completion of the
reception of data through the Data Transfer Interface. Because
there could be many transmissions or receptions in flight at any
one time, completions are modeled as a queue rather than a single
event. An implementation may also use the Completion Queue to
notify the ULP of other activities, for example, the completion
of a mapping of an STag to a specific ULP buffer. Completion
Queues may be shared by a group of Streams, or may be designated
to handle a specific Stream's traffic.
Some implementations may allow this queue to be manipulated
directly by both Non-Privileged and Privileged ULPs.
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4.2.6 Asynchronous Event Queue
The Asynchronous Event Queue is a queue from the RNIC to the
Privileged Resource Manager of bounded size. It is used by the
RNIC to notify the host of various events which might require
management action, including protocol violations, Stream state
changes, local operation errors, low water marks on receive
queues, and possibly other events.
The Asynchronous Event Queue is a resource that can be attacked
because Remote or Local Peers can cause events to occur which
have the potential of overflowing the queue.
Note that an implementation is at liberty to implement the
functions of the Asynchronous Event Queue in a variety of ways,
including multiple queues or even simple callbacks. All
vulnerabilities identified are intended to apply regardless of
the implementation of the Asynchronous Event Queue. For example,
a callback function is simply a very short queue.
4.2.7 RDMA Read Request Queue
The RDMA Read Request Queue is the memory that holds state
information for one or more RDMA Read Request Messages that have
arrived, but for which the RDMA Read Response Messages have not
yet been completely sent. Because potentially more than one RDMA
Read Request can be outstanding at one time, the memory is
modeled as a queue of bounded size.
4.2.8 RNIC Interactions
With RNIC resources and interfaces defined, it is now possible to
examine the interactions supported by the generic RNIC functional
interfaces through each of the 3 interfaces - Privileged Control
Interface, Privileged Data Interface, and Non-Privileged Data
Interface.
4.2.8.1 Privileged Control Interface Semantics
Generically, the Privileged Control Interface controls the RNIC’s
allocation, deallocation, and initialization of RNIC global
resources. This includes allocation and deallocation of Stream
Context Memory, Page Translation Tables, STag names, Completion
Queues, RDMA Read Request Queues, and Asynchronous Event Queues.
The Privileged Control Interface is also typically used for
managing Non-Privileged ULP resources for the Non-Privileged ULP
(and possibly for the Privileged ULP as well). This includes
initialization and removal of Page Translation Table resources,
and managing RNIC events (possibly managing all events for the
Asynchronous Event Queue).
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4.2.8.2 Non-Privileged Data Interface Semantics
The Non-Privileged Data Interface enables data transfer (transmit
and receive) but does not allow initialization of the Page
Translation Table resources. However, once the Page Translation
Table resources have been initialized, the interface may enable a
specific STag mapping to be enabled and disabled by directly
communicating with the RNIC, or create an STag mapping for a
buffer that has been previously initialized in the RNIC.
For RDMAP, transmitting data means sending RDMAP Send Type
Messages, RDMA Read Requests, and RDMA Writes. For data
reception, for RDMAP it can receive Send Type Messages into
buffers that have been posted on the Receive Queue or Shared
Receive Queue. It can also receive RDMA Write and RDMA Read
Response Messages into buffers that have previously been exposed
for external write access through advertisement of an STag.
For DDP, transmitting data means sending DDP Tagged or Untagged
Messages. For data reception, for DDP it can receive Untagged
Messages into buffers that have been posted on the Receive Queue
or Shared Receive Queue. It can also receive Tagged DDP Messages
into buffers that have previously been exposed for external write
access through advertisement of an STag.
Completion of data transmission or reception generally entails
informing the ULP of the completed work by placing completion
information on the Completion Queue.
4.2.8.3 Privileged Data Interface Semantics
The Privileged Data Interface semantics are a superset of the
Non-Privileged Data Transfer semantics. The interface can do
everything defined in the prior section, as well as
create/destroy buffer to STag mappings directly. This generally
entails initialization or clearing of Page Translation Table
state in the RNIC.
4.2.9 Initialization of RNIC Data Structures for Data Transfer
Initialization of the mapping between an STag and a Data Buffer
can be viewed in the abstract as two separate opertions:
a. Initialization of the allocated Page Translation Table
entries with the location of the Data Buffer, and
b. Initialization of a mapping from an allocated STag name
to a set of Page Translation Table entry(s) or partial-
entries.
Note that an implementation may not have a Page Translation Table
(i.e. it may support a direct mapping between an STag and a Data
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Buffer). In this case threats and mitigations associated with the
Page Translation Table are not relevant.
Initialization of the contents of the Page Translation Table can
be done by either the Privileged ULP or by the Privileged
Resource Manager as a proxy for the Non-Privileged ULP. By
definition the Non-Privileged ULP is not trusted to directly
manipulate the Page Translation Table. In general the concern is
that the Non-Privileged ULP may try to maliciously initialize the
Page Translation Table to access a buffer for which it does not
have permission.
The exact resource allocation algorithm for the Page Translation
Table is outside the scope of this specification. It may be
allocated for a specific Data Buffer, or be allocated as a pooled
resource to be consumed by potentially multiple Data Buffers, or
be managed in some other way. This paper attempts to abstract
implementation dependent issues, and focus on higher level
security issues such as resource starvation and sharing of
resources between Streams.
The next issue is how an STag name is associated with a Data
Buffer. For the case of an Untagged Data Buffer, there is no wire
visible mapping between an STag and the Data Buffer. Note that
there may, in fact, be an STag which represents the buffer.
However, because the STag by definition is not visible on the
wire, this is a local host specific issue which should be
analyzed in the context of local host implementation specific
security analysis, and thus is outside the scope of this paper.
For a Tagged Data Buffer, either the Privileged ULP, the Non-
Privileged ULP, or the Privileged Resource Manager acting on
behalf of the Non-Privileged Resource Manager may initialize a
mapping from an STag to a Page Translation Table, or may have the
ability to simply enable/disable an existing STag to Page
Translation Table mapping. There may also be multiple STag names
which map to a specific group of Page Translation Table entries
(or sub-entries). Specific security issues with this level of
flexibility are examined in Section 7.3.3 Multiple STags to
access the same buffer on page 25.
There are a variety of implementation options for initialization
of Page Translation Table entries and mapping an STag to a group
of Page Translation Table entries which have security
repercussions. This includes support for separation of Mapping an
STag verses mapping a set of Page Translation Table entries, and
support for ULPs directly manipulating STag to Page Translation
Table entry mappings (verses requiring access through the
Privileged Resource Manager).
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4.2.10 RNIC Data Transfer Interactions
RNIC Data Transfer operations can be subdivided into send
operations and receive operations.
For send operations, there is typically a queue that enables the
ULP to post multiple operations to send data (referred to as the
Send Queue). Depending upon the implementation, Data Buffers used
in the operations may or may not have Page Translation Table
entries associated with them, and may or may not have STags
associated with them. Because this is a local host specific
implementation issue rather than a protocol issue, the security
analysis of threats and mitigations is left to the host
implementation.
Receive operations are different for Tagged Data Buffers verses
Untagged Data Buffers. If more than one Untagged Data Buffer can
be posted by the ULP, the DDP specification requires that they be
consumed in sequential order. Thus the most general
implementation is that there is a sequential queue of receive
Untagged Data Buffers (Receive Queue). Some implementations may
also support sharing of the sequential queue between multiple
Streams. In this case defining "sequential" becomes non-trivial -
in general the buffers for a single stream are consumed from the
queue in the order that they were placed on the queue, but there
is no order guarantee between streams.
For receive Tagged Data Buffers, at some time prior to data
transfer, the mapping of the STag to specific Page Translation
Table entries (if present) and the mapping from the Page
Translation Table entries to the Data Buffer must have been
initialized (see the prior section for interaction details).
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5 Trust and Resource Sharing
It is assumed that in general the Local and Remote Peer are
untrusted, and thus attacks by either should have mitigations in
place.
A separate, but related issue is resource sharing between
multiple streams. If local resources are not shared, the
resources are dedicated on a per Stream basis. Resources are
defined in Section 4.2 Resources on page 10. The advantage of not
sharing resources between Streams is that it reduces the types of
attacks that are possible. The disadvantage is that ULPs might
run out of resources.
It is assumed in this paper that the component that implements
the mechanism to control sharing of the RNIC Engine resources is
the Privileged Resource Manager. The RNIC Engine exposes its
resources through the RNIC Interface to the Privileged Resource
Manager. All Privileged and Non-Privileged ULPs request resources
from the Resource Manager (note that by definition both the Non-
Privileged and the Privileged application might try to greedily
consume resources, thus creating a potential Denial of Service
(DOS) attack. The Resource Manager implements resource management
policies to ensure fair access to resources. The Resource Manager
should be designed to take into account security attacks detailed
in this specification. Note that for some systems the Privileged
Resource Manager may be implemented within the Privileged ULP.
All Non-Privileged ULP interactions with the RNIC Engine that
could affect other ULPs MUST be done using the Privileged
Resource Manager as a proxy. All ULP resource allocation requests
for scarce resources MUST also be done using a Privileged
Resource Manager.
The sharing of resources across Streams should be under the
control of the ULP, both in terms of the trust model the ULP
wishes to operate under, as well as the level of resource sharing
the ULP wishes to give Local Peer processes. For more discussion
on types of trust models which combine partial trust and sharing
of resources, see Appendix C: Partial Trust Taxonomy on page 50.
The Privileged Resource Manager MUST NOT assume different ULPs
share Partial Mutual Trust unless there is a mechanism to ensure
that the ULPs do indeed share partial mutual trust. This can be
done in several ways, including explicit notification from the
ULP.
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6 Attacker Capabilities
An attacker’s capabilities delimit the types of attacks that
attacker is able to launch. RDMAP and DDP require that the
initial LLP Stream (and connection) be set up prior to
transferring RDMAP/DDP Messages. Attackers with send only
capabilities must first guess the current LLP Stream parameters
before they can attack RNIC resources (e.g. TCP sequence number).
Attackers with both send and receive capabilities have presumably
setup a valid LLP Stream, and thus have a wider ability to attack
RNIC resources.
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7 Attacks and Countermeasures
This section describes the attacks that are possible against the
RDMA system defined in Figure 1 - RDMA Security Model and the
RNIC Engine resources defined in Section 4.2. The analysis
includes a detailed description of each attack, what is being
attacked, and a description of the countermeasures that can be
taken to thwart the attack.
Note that connection setup and teardown is presumed to be done in
stream mode (i.e. no RDMA encapsulation of the payload), so there
are no new attacks related to connection setup/teardown beyond
what is already present in the LLP (e.g. TCP or SCTP). Note,
however, that RDMAP/DDP parameters may be exchanged in stream
mode, and if they are corrupted by an attacker unintended
consequences will result. Therefore, any existing mitigations for
LLP Spoofing, Tampering, Repudiation, Information Disclosure,
Denial of Service, or Elevation of Privilege continues to apply
(and is out of scope of this document). Thus the analysis in this
section focuses on attacks that are present regardless of the LLP
Stream type.
The attacks are classified into five categories: Spoofing,
Tampering, Information Disclosure, Denail of Service (DoS)
attacks, and Elevation of Privileges. Tampering is any
modification of the legitimate traffic (machine internal or
network). Spoofing attack is a special case of tempering; where
the attacker falsifies an identity of the Remote Peer (identity
can be an IP address, machine name, ULP level identity etc.).
7.1 Tools for Countermeasures
The tools described in this section are the primary mechanisms
that can be used to provide countermeasures to potential attacks.
7.1.1 Protection Domain (PD)
Protection Domains are associated with two of the resources of
concern, Stream Context Memory and STags associated with Page
Translation Table entries and data buffers. Protection Domains
are used mainly to ensure that an STag can only be used to access
the associated data buffer through Streams in the same Protection
Domain as that STag.
If an implementation chooses to not share resources between
Streams, it is recommended that each Stream be associated with
its own, unique Protection Domain. If an implementation chooses
to allow resource sharing, it is recommended that Protection
Domain be limited to the number of Streams that have Partial
Mutual Trust.
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Note that a ULP (either Privileged or Non-Privileged) can
potentially have multiple Protection Domains. This could be used,
for example, to ensure that multiple clients of a server do not
have the ability to corrupt each other. The server would allocate
a Protection Domain per client to ensure that resources covered
by the Protection Domain could not be used by another (untrusted)
client.
7.1.2 Limiting STag Scope
The key to protecting a local data buffer is to limit the scope
of its STag to the level appropriate for the Streams which share
Partial Mutual Trust. The scope of the STag can be measured in
multiple ways.
* Number of Connections and/or Streams on which the STag is
valid. One way to limit the scope of the STag is to limit
the connections and/or Streams that are allowed to use
the STag. As noted in the previous section, use of
Protection Domains appropriately can limit the scope of
the STag. The analysis presented in this document assumes
two mechanisms for limiting the scope of Streams for
which the STag is valid:
* Protection Domain scope. The STag is valid if used on
any Stream within a specific Protection Domain, and
is invalid if used on any Stream that is not a member
of the Protection Domain.
* Single Stream scope. The STag is valid on a single
Stream, regardless of what the Stream association is
to a Protection Domain. If used on any other Stream,
it is invalid.
* Limit the time an STag is valid. By Invalidating an
Advertised STag (e.g., revoking remote access to the
buffers described by an STag when done with the
transfer), an entire class of attacks can be eliminated.
* Limit the buffer the STag can reference. Limiting the
scope of an STag access to *just* the intended ULP
buffers to be exposed is critical to prevent certain
forms of attacks.
* Allocating and/or advertising STag numbers in an
unpredictable way. If STags are allocated/advertised
using an algorithm which makes it hard for the attacker
to guess which STag(s) are currently in use, it makes it
more difficult for an attacker to guess the correct
value. As stated in the RDMAP specification [RDMAP], an
invalid STag will cause the RDMAP Stream to be
terminated. For the case of [DDP], at a minimum it must
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signal an error to the ULP, and commonly this will cause
the DDP stream to be terminated.
7.1.3 Access Rights
Access Rights associated with a specific Advertised STag or
RDMAP/DDP Stream provide another mechanism for ULPs to limit the
attack capabilities of the Remote Peer. The Local Peer can
control whether a data buffer is exposed for local only, or local
and remote access, and assign specific access privileges (read,
write, read and write) on a per stream basis.
For DDP, when an STag is advertised, the Remote Peer is
presumably given write access rights to the data (otherwise there
was not much point to the advertisement). For RDMAP, when a ULP
advertises an STag, it can enable write-only, read-only, or both
write and read access rights.
Similarly, some ULPs may wish to provide a single buffer with
different access rights on a per-Stream or per-Stream basis. For
example, some Streams may have read-only access, some may have
remote read and write access, while on other Streams only the
Local Peer is allowed access.
7.1.4 Limiting the Scope of the Completion Queue
Completions associated with sending and receiving data, or
setting up buffers for sending and receiving data, could be
accumulated in a shared Completion Queue for a group of RDMAP/DDP
Streams, or a specific RDMAP/DDP Stream could have a dedicated
Completion Queue. Limiting Completion Queue association to one,
or a small number of RDMAP/DDP Streams can prevent several forms
of Denial of Service attacks.
7.1.5 Limiting the Scope of an Error
To prevent a variety of attacks, it is important that an
RDMAP/DDP implementation be robust in the face of errors. If an
error on a specific Stream can cause other unrelated Streams to
fail, then a broad class of attacks are enabled against the
implementation.
For example, an error on a specific RDMAP stream should not cause
the RNIC to stop processing incoming packets, or corrupt a
receive queue for an unrelated stream.
7.2 Spoofing
Spoofing attacks can be launched by the Remote Peer, or by a
network based attacker. A network based spoofing attack applies
to all Remote Peers.
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Because the RDMAP Stream requires an LLP Stream in the
ESTABLISHED state, certain types of traditional forms of wire
attacks do not apply -- an end-to-end handshake must have
occurred to establish the RDMAP Stream. So, the only form of
spoofing that applies is one when a remote node can both send and
receive packets. Yet even with this limitation the Stream is
still exposed to the following spoofing attacks.
7.2.1 Impersonation
A network based attacker can impersonate a legal RDMA/DDP peer
(by spoofing a legal IP address), and establish an RDMA/DDP
Stream with the victim. End to end authentication (i.e. IPsec,
SSL or ULP authentication) provides protection against this
attack. For additional information see Section 8, Security
Services for RDMA and DDP, on page 38.
7.2.2 Stream Hijacking
Stream hijacking happens when a network based attacker follows
the Stream establishment phase, and waits until the
authentication phase (if such a phase exists) is completed
successfully. He can then spoof the IP address and re-direct the
Stream from the victim to its own machine. For example, an
attacker can wait until an iSCSI authentication is completed
successfully, and hijack the iSCSI Stream.
The best protection against this form of attack is end-to-end
integrity protection and authentication, such as IPsec (see
Section 8, Security Services for RDMA and DDP, on page 38), to
prevent spoofing. Another option is to provide physical security.
Discussion of physical security is out of scope for this
document.
Because the connection and/or Stream itself is established by the
LLP, some LLPs are more difficult to hijack than others. Please
see the relevant LLP documentation on security issues around
connection and/or Stream hijacking.
7.2.3 Man in the Middle Attack
If a network based attacker has the ability to delete, inject
replay, or modify packets which will still be accepted by the LLP
(e.g., TCP sequence number is correct) then the Stream can be
exposed to a man in the middle attack. One style of attack is for
the man-in-the-middle to send Tagged Messages (either RDMAP or
DDP). If it can discover a buffer that has been exposed for STag
enabled access, then the man-in-the-middle can use an RDMA Read
operation to read the contents of the associated data buffer,
perform an RDMA Write Operation to modify the contents of the
associated data buffer, or invalidate the STag to disable further
access to the buffer. The only countermeasure for this form of
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attack is to either secure the RDMAP/DDP Stream (i.e. integrity
protect) or attempt to provide physical security to prevent man-
in-the-middle type attacks.
The best protection against this form of attack is end-to-end
integrity protection and authentication, such as IPsec (see
Section 8 Security Services for RDMA and DDP on page 38), to
prevent spoofing or tampering. If Stream or session level
authentication and integrity protection are not used, then a man-
in-the-middle attack can occur, enabling spoofing and tampering.
Because the connection/Stream itself is established by the LLP,
some LLPs are more exposed to man-in-the-middle attack then
others. Please see the relevant LLP documentation on security
issues around connection and/or Stream hijacking.
Another approach is to restrict access to only the local
subnet/link, and provide some mechanism to limit access, such as
physical security or 802.1.x. This model is an extremely limited
deployment scenario, and will not be further examined here.
7.2.4 Using an STag on a Different Stream
One style of attack from the Remote Peer is for it to attempt to
use STag values that it is not authorized to use. Note that if
the Remote Peer sends an invalid STag to the Local Peer, per the
DDP and RDMAP specifications, the Stream must be torn down. Thus
the threat exists if a STag has been enabled for Remote Access on
one Stream and a Remote Peer is able to use it on an unrelated
Stream. If the attack is successful, the attacker could
potentially be able to perform either RDMA Read Operations to
read the contents of the associated data buffer, perform RDMA
Write Operations to modify the contents of the associated data
buffer, or to Invalidate the STag to disable further access to
the buffer.
An attempt by a Remote Peer to access a buffer with an STag on a
different Stream in the same Protection Domain may or may not be
an attack depending on whether resource sharing is intended (i.e.
whether the Streams shared Partial Mutual Trust or not). For some
ULPs using an STag on multiple Streams within the same Protection
Domain could be desired behavior. For other ULPs attempting to
use an STag on a different Stream could be considered to be an
attack. Since this varies by ULP, a ULP typically would need to
be able to control the scope of the STag.
In the case where an implementation does not share resources
between Streams (including STags), this attack can be defeated by
assigning each Stream to a different Protection Domain. Before
allowing remote access to the buffer, the Protection Domain of
the Stream where the access attempt was made is matched against
the Protection Domain of the STag. If the Protection Domains do
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not match, access to the buffer is denied, an error is generated,
and the RDMAP Stream associated with the attacking Stream should
be terminated.
For implementations that share resources between multiple
Streams, it may not be practical to separate each Stream into its
own Protection Domain. In this case, the ULP can still limit the
scope of any of the STags to a single Stream (if it is enabling
it for remote access). If the STag scope has been limited to a
single Stream, any attempt to use that STag on a different Stream
will result in an error, and the RDMA Stream should be
terminated.
Thus for implementations that do not share STags between Streams,
each Stream MUST either be in a separate Protection Domain or the
scope of an STag MUST be limited to a single Stream.
An additional issue may be unintended sharing of STags (i.e. a
bug in the ULP) or a bug in the Remote Peer which causes an off-
by-one STag to be used. For additional protection, an
implementation should allocate STags in such a fashion that it is
difficult to predict the next allocated STag number. Allocation
methods which deterministically allocate the next STag should be
avoided (e.g. a method which always starts with STag equal to one
and monotonically increases it for each new allocation, or a
method which always uses the same STag for each operation).
7.3 Tampering
A Remote Peer or a network based attacker can attempt to tamper
with the contents of data buffers on a Local Peer that have been
enabled for remote write access. The types of tampering attacks
that are possible are outlined in the sections that follow.
7.3.1 Buffer Overrun - RDMA Write or Read Response
This attack is an attempt by the Remote Peer to perform an RDMA
Write or RDMA Read Response to memory outside of the valid length
range of the data buffer enabled for remote write access. This
attack can occur even when no resources are shared across
Streams. This issue can also arise if the ULP has a bug.
The countermeasure for this type of attack must be in the RNIC
implementation, using the STag. When the Local Peer specifies to
the RNIC the base address and the number of bytes in the buffer
that it wishes to make accessible, the RNIC must ensure that the
base and bounds check are applied to any access to the buffer
referenced by the STag before the STag is enabled for access.
When an RDMA data transfer operation (which includes an STag)
arrives on a Stream, a base and bounds byte granularity access
check must be performed to ensure the operation accesses only
memory locations within the buffer described by that STag.
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Thus an RNIC implementation MUST ensure that a Remote Peer is not
able to access memory outside of the buffer specified when the
STag was enabled for remote access.
7.3.2 Modifying a Buffer After Indication
This attack can occur if a Remote Peer attempts to modify the
contents of an STag referenced buffer by performing an RDMA Write
or an RDMA Read Response after the Remote Peer has indicated to
the Local Peer that the STag data buffer contents are ready for
use. This attack can occur even when no resources are shared
across Streams. Note that a bug in a Remote Peer, or network
based tampering, could also result in this problem.
For example, assume the STag referenced buffer contains ULP
control information as well as ULP payload, and the ULP sequence
of operation is to first validate the control information and
then perform operations on the control information. If the Remote
Peer can perform an additional RDMA Write or RDMA Read Response
(thus changing the buffer) after the validity checks have been
completed but before the control data is operated on, the Remote
Peer could force the ULP down operational paths that were never
intended.
The Local Peer can protect itself from this type of attack by
revoking remote access when the original data transfer has
completed and before it validates the contents of the buffer. The
Local Peer can either do this by explicitly revoking remote
access rights for the STag when the Remote Peer indicates the
operation has completed, or by checking to make sure the Remote
Peer Invalidated the STag through the RDMAP Invalidate
capability, and if it did not, the Local Peer then explicitly
revokes the STag remote access rights.
The Local Peer SHOULD follow the above procedure to protect the
buffer before it validates the contents of the buffer (or uses
the buffer in any way).
7.3.3 Multiple STags to access the same buffer
See section 7.4.6 Using Multiple STags Which Alias to the Same
Buffer on page 27 for this analysis.
7.3.4 Network based modification of buffer content
This is actually a man in the middle attack - but only on the
content of the buffer, as opposed to the man in the middle attack
presented above, where both the signaling and content can be
modified. See Section 7.2.3 Man in the Middle Attack on page 22.
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7.4 Information Disclosure
The main potential source for information disclosure is through a
local buffer that has been enabled for remote access. If the
buffer can be probed by a Remote Peer on another Stream, then
there is potential for information disclosure.
The potential attacks that could result in unintended information
disclosure and countermeasures are detailed in the following
sections.
7.4.1 Probing memory outside of the buffer bounds
This is essentially the same attack as described in Section
7.3.1, except an RDMA Read Request is used to mount the attack.
The same countermeasure applies.
7.4.2 Using RDMA Read to Access Stale Data
If a buffer is being used for a combination of reads and writes
(either remote or local), and is exposed to the Remote Peer with
at least remote read access rights, the Remote Peer may be able
to examine the contents of the buffer before they are initialized
with the correct data. In this situation, whatever contents were
present in the buffer before the buffer is initialized can be
viewed by the Remote Peer, if the Remote Peer performs an RDMA
Read.
Because of this, the Local Peer SHOULD ensure that no stale data
is contained in the buffer before remote read access rights are
granted (this can be done by zeroing the contents of the memory,
for example).
7.4.3 Accessing a Buffer After the Transfer
If the Remote Peer has remote read access to a buffer, and by
some mechanism tells the Local Peer that the transfer has been
completed, but the Local Peer does not disable remote access to
the buffer before modifying the data, it is possible for the
Remote Peer to retrieve the new data.
This is similar to the attack defined in Section 7.3.2 Modifying
a Buffer After Indication on page 25. The same countermeasures
apply. In addition, the Local Peer SHOULD grant remote read
access rights only for the amount of time needed to retrieve the
data.
7.4.4 Accessing Unintended Data With a Valid STag
If the ULP enables remote access to a buffer using an STag that
references the entire buffer, but intends only a portion of the
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buffer to be accessed, it is possible for the Remote Peer to
access the other parts of the buffer anyway.
To prevent this attack, the ULP SHOULD set the base and bounds of
the buffer when the STag is initialized to expose only the data
to be retrieved.
7.4.5 RDMA Read into an RDMA Write Buffer
One form of disclosure can occur if the access rights on the
buffer enabled remote read, when only remote write access was
intended. If the buffer contained ULP data, or data from a
transfer on an unrelated Stream, the Remote Peer could retrieve
the data through an RDMA Read operation. Note that an RNIC
implementation is not required to support STags that have both
read and write access.
The most obvious countermeasure for this attack is to not grant
remote read access if the buffer is intended to be write-only.
Then the Remote Peer would not be able to retrieve data
associated with the buffer. An attempt to do so would result in
an error and the RDMAP Stream associated with the Stream would be
terminated.
Thus if a ULP only intends a buffer to be exposed for remote
write access, it MUST set the access rights to the buffer to only
enable remote write access.
7.4.6 Using Multiple STags Which Alias to the Same Buffer
Multiple STags which alias to the same buffer at the same time
can result in unintentional information disclosure if the STags
are used by different, mutually untrusted, Remote Peers. This
model applies specifically to client/server communication, where
the server is communicating with multiple clients, each of which
do not mutually trust each other.
If only read access is enabled, then the Local Peer has complete
control over information disclosure. Thus a server which intended
to expose the same data (i.e. buffer) to multiple clients by
using multiple STags to the same buffer creates no new security
issues beyond what has already been described in this document.
Note that if the server did not intend to expose the same data to
the clients, it should use separate buffers for each client (and
separate STags).
When one STag has remote read access enabled and a different STag
has remote write access enabled to the same buffer, it is
possible for one Remote Peer to view the contents that have been
written by another Remote Peer.
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If both STags have remote write access enabled and the two Remote
Peers do not mutually trust each other, it is possible for one
Remote Peer to overwrite the contents that have been written by
the other Remote Peer.
Thus multiple Remote Peers which do not share Partial Mutual
Trust MUST NOT be granted write access to the same buffer through
different STags. A buffer should be exposed to only one untrusted
Remote Peer at a time to ensure that no information disclosure or
information tampering occurs between peers.
7.4.7 Remote Node Loading Firmware onto the RNIC
If the Remote Peer can cause firmware to be loaded onto the RNIC,
there is an opportunity for information disclosure. See Elevation
of Privilege in Section 7.6 for this analysis.
7.4.8 Controlling Access to PTT & STag Mapping
If a Non-Privileged ULP is able to directly manipulate the RNIC
Page Translation Tables (which translate from an STag to a host
address), it is possible that the Non-Privileged ULP could point
the Page Translation Table at an unrelated ULP’s buffers and
thereby be able to gain access to information in the unrelated
ULP.
As discussed in Section 4 Architectural Model on page 9,
introduction of a Privileged Resource Manager to arbitrate the
mapping requests is an effective countermeasure. This enables the
Privileged Resource Manager to ensure a ULP can only initialize
the Page Translation Table (PTT)to point to its own buffers.
Thus if Non-Privileged ULPs are supported, the Privileged
Resource Manager MUST verify that the Non-Privileged ULP has the
right to access a specific Data Buffer before allowing an STag
for which the ULP has access rights to be associated with a
specific Data Buffer. This can be done when the Page Translation
Table is initialized to access the Data Buffer or when the STag
is initialized to point to a group of Page Translation Table
entries, or both.
7.4.9 Network based eavesdropping
An attacker that is able to eavesdrop on the network can read the
content of all read and write access to the peer’s buffers. To
prevent information disclosure, the read/written data must be
encrypted. See also Section 7.2.3 Man in the Middle Attack on
page 22. The encryption can be done either by the ULP, or by a
protocol that provides security services to the LLP (e.g. IPsec
or SSL). Refer to section 8 for discussion of security services
for DDP/RDMA.
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7.5 Denial of Service (DOS)
A DOS attack is one of the primary security risks of RDMAP. This
is because RNIC resources are valuable and scarce, and many ULP
environments require communication with untrusted Remote Peers.
If the remote ULP can be authenticated or encrypted, clearly, the
DOS profile can be reduced. For the purposes of this analysis, it
is assumed that the RNIC must be able to operate in untrusted
environments, which are open to DOS style attacks.
Denial of service attacks against RNIC resources are not the
typical unknown party spraying packets at a random host (such as
a TCP SYN attack). Because the connection/Stream must be fully
established, the attacker must be able to both send and receive
messages over that connection/Stream, or be able to guess a valid
packet on an existing RDMAP Stream.
This section outlines the potential attacks and the
countermeasures available for dealing with each attack.
7.5.1 RNIC Resource Consumption
This section covers attacks that fall into the general category
of a Local Peer attempting to unfairly allocate scarce (i.e.
bounded) RNIC resources. The Local Peer may be attempting to
allocate resources on its own behalf, or on behalf of a Remote
Peer. Resources that fall into this category include: Protection
Domains, Stream Context Memory, Translation and Protection
Tables, and STag namespace. These can be attacks by currently
active Local Peers or ones that allocated resources earlier, but
are now idle.
This type of attack can occur regardless of whether resources are
shared across Streams.
The allocation of all scarce resources MUST be placed under the
control of a Privileged Resource Manager. This allows the
Privileged Resource Manager to:
* prevent a Local Peer from allocating more than its fair
share of resources.
* detect if a Remote Peer is attempting to launch a DOS
attack by attempting to create an excessive number of
Streams (with associated resources) and take corrective
action (such as refusing the request or applying network
layer filters against the Remote Peer).
This analysis assumes that the Resource Manager is responsible
for handing out Protection Domains, and RNIC implementations will
provide enough Protection Domains to allow the Resource Manager
to be able to assign a unique Protection Domain for each
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unrelated, untrusted Local Peer (for a bounded, reasonable number
of Local Peers). This analysis further assumes that the Resource
Manager implements policies to ensure that untrusted Local Peers
are not able to consume all of the Protection Domains through a
DOS attack. Note that Protection Domain consumption cannot result
from a DOS attack launched by a Remote Peer, unless a Local Peer
is acting on the Remote Peer’s behalf.
7.5.2 Resource Consumption By Active ULPs
This section describes DOS attacks from Local and Remote Peers
that are actively exchanging messages. Attacks on each RDMA NIC
resource are examined and specific countermeasures are
identified. Note that attacks on Stream Context Memory, Page
Translation Tables, and STag namespace are covered in Section
7.5.1 RNIC Resource Consumption, so are not included here.
7.5.2.1 Multiple Streams Sharing Receive Buffers
The Remote Peer can attempt to consume more than its fair share
of receive data buffers (Untagged DDP buffers or for RDMAP
buffers consumed with Send Type Messages) if receive buffers are
shared across multiple Streams.
If resources are not shared across multiple Streams, then this
attack is not possible because the Remote Peer will not be able
to consume more buffers than were allocated to the Stream. The
worst case scenario is that the Remote Peer can consume more
receive buffers than the Local Peer allowed, resulting in no
buffers to be available, which could cause the Remote Peer’s
Stream to the Local Peer to be torn down, and all allocated
resources to be released.
If local receive data buffers are shared among multiple Streams,
then the Remote Peer can attempt to consume more than its fair
share of the receive buffers, causing a different Stream to be
short of receive buffers, thus possibly causing the other Stream
to be torn down. For example, if the Remote Peer sent enough one
byte Untagged Messages, they might be able to consume all local
shared receive queue resources with little effort on their part.
One method the Local Peer could use is to recognize that a Remote
Peer is attempting to use more than its fair share of resources
and terminate the Stream (causing the allocated resources to be
released). However, if the Local Peer is sufficiently slow, it
may be possible for the Remote Peer to still mount a denial of
service attack. One countermeasure that can protect against this
attack is implementing a low-water notification. The low-water
notification alerts the ULP if the number of buffers in the
receive queue is less than a threshold.
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If all of the following conditions are true, then the Local Peer
can size the amount of local receive buffers posted on the
receive queue to ensure a DOS attack can be stopped.
* a low-water notification is enabled, and
* the Local Peer is able to bound the amount of time that
it takes to replenish receive buffers, and
* the Local Peer maintains statistics to determine which
Remote Peer is consuming buffers.
The above conditions enable the low-water notification to arrive
before resources are depleted and thus the Local Peer can take
corrective action (e.g., terminate the Stream of the attacking
Remote Peer).
A different, but similar attack is if the Remote Peer sends a
significant number of out-of-order packets and the RNIC has the
ability to use the ULP buffer as a reassembly buffer. In this
case the Remote Peer can consume a significant number of ULP
buffers, but never send enough data to enable the ULP buffer to
be completed to the ULP.
An effective countermeasure is to create a high-water
notification which alerts the ULP if there is more than a
specified number of receive buffers "in process" (partially
consumed, but not completed). The notification is generated when
more than the specified number of buffers are in process
simultaneously on a specific Stream (i.e., packets have started
to arrive for the buffer, but the buffer has not yet been
delivered to the ULP).
A different countermeasure is for the RNIC Engine to provide the
capability to limit the Remote Peer’s ability to consume receive
buffers on a per Stream basis. Unfortunately this requires a
large amount of state to be tracked in each RNIC on a per Stream
basis.
Thus, if an RNIC Engine provides the ability to share receive
buffers across multiple Streams, the combination of the RNIC
Engine and the Privileged Resource Manager MUST be able to detect
if the Remote Peer is attempting to consume more than its fair
share of resources so that the Local Peer can apply
countermeasures to detect and prevent the attack.
7.5.2.2 Local ULP Attacking a Shared CQ
DOS attacks against a Shared Completion Queue (CQ) can be caused
by either the Local Peer's ULP or the Remote Peer if either
attempts to cause more completions than its fair share of the
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number of entries, thus potentially starving another unrelated
ULP such that no Completion Queue entries are available.
A Completion Queue entry can potentially be consumed by a
completion from the Send Queue or a completion from the Receive
Queue. In the former, the attacker is the Local Peer's ULP. In
the later, the attacker is the Remote Peer.
A form of attack can occur where the Local Peer ULPs can consume
resources on the CQ. A Local Peer ULP that is slow to free
resources on the CQ by not reaping the completion status quickly
enough could stall all other Local Peer ULPs attempting to use
that CQ.
One of two countermeasures can be used to avoid this kind of
attack. The first is to only share a CQ between ULPs that share
Partial Mutual Trust. The other is to use a trusted Local Peer to
act as a third party to free resources on the CQ and place the
status in intermediate storage until the untrusted ULP reaps the
status information. For these reasons, an RNIC MUST NOT enable
sharing a CQ across ULPs that do not share partial mutual trust.
7.5.2.3 Remote Peer Attacking a Shared CQ
For an overview of the Shared CQ attack model, see Section
7.5.2.2.
<TBD: add text that says if not shared there is no security
threat). If you get a CQ overflow it MUST NOT affect any resource
outside the scope of the current Stream.>
The Remote Peer can attack a CQ by consuming more than its fair
share of CQ entries by using one of the following methods:
* The ULP protocol allows the Remote Peer to reserve a
specified number of CQ entries, possibly leaving
insufficient entries for other Streams that are sharing
the CQ.
* If the Remote Peer or Local Peer (or both) can attack the
CQ by overwhelming the CQ with completions, then
completion processing on other Streams sharing that
Completion Queue can be affected (e.g. the Completion
Queue overflows and stops functioning).
The first method of attack can be avoided if the ULP does not
allow a Remote Peer to reserve CQ entries or there is a trusted
intermediary such as a Privileged Resource Manager. Unfortunately
it is often unrealistic to not allow a Remote Peer to reserve CQ
entries - particularly if the number of completion entries is
dependent on other ULP negotiated parameters, such as the amount
of buffering required by the ULP. Thus an implementation MUST
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implement a Privileged Resource Manager to control the allocation
of CQ entries. See Section 4.1 Components on page 10 for a
definition of Privileged Resource Manager.
One way that a Local or Remote Peer can attempt to overwhelm a CQ
with completions is by sending minimum length RDMAP/DDP Messages
to cause as many completions (receive completions for the Remote
Peer, send completions for the Local Peer) per second as
possible. If it is the Remote Peer attacking, and we assume that
the Local Peer does not run out of receive buffers (if they do,
then this is a different attack, documented in Section 7.5.2.1
Multiple Streams Sharing Receive Buffers on page 30), then it
might be possible for the Remote Peer to consume more than its
fair share of Completion Queue entries. Depending upon the CQ
implementation, this could either cause the CQ to overflow (if it
is not large enough to handle all of the completions generated)
or for another Stream to not be able to generate CQ entries (if
the RNIC had flow control on generation of CQ entries into the
CQ). In either case, the CQ will stop functioning correctly and
any Streams expecting completions on the CQ will stop
functioning.
This attack can occur regardless of whether all of the Streams
associated with the CQ are in the same Protection Domain or are
in different Protection Domains - the key issue is that the
number of Completion Queue entries is less than the number of all
outstanding operations that can cause a completion.
The Local Peer can protect itself from this type of attack using
either of the following methods:
* Size the CQ to the appropriate level, as specified below
(note that if the CQ currently exists, and it needs to be
resized, resizing the CQ can fail, so the CQ resize
should be done before sizing the Send Queue and Receive
Queue on the Stream), OR
* Grant fewer resources than the Remote Peer requested (not
supplying the number of Receive Data Buffers requested).
The proper sizing of the CQ is dependent on whether the Local
Peer will post as many resources to the various queues as the
size of the queue enables or not. If the Local Peer can be
trusted to post a number of resources that is smaller than the
size of the specific resource’s queue, then a correctly sized CQ
means that the CQ is large enough to hold completion status for
all of the outstanding Data Buffers (both send and receive
buffers), or:
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CQ_MIN_SIZE = SUM(MaxPostedOnEachRQ)
+ SUM(MaxPostedOnEachSRQ)
+ SUM(MaxPostedOnEachSQ)
Where:
MaxPostedOnEachRQ = the maximum number of requests which
can cause a completion that will be posted on a
specific Receive Queue.
MaxPostedOnEachSRQ = the maximum number of requests which
can cause a completion that will be posted on a
specific Shared Receive Queue.
MaxPostedOnEachSQ = the maximum number of requests which
can cause a completion that will be posted on a
specific Send Queue.
If the local peer must be able to completely fill the queues, or
can not be trusted to observe a limit smaller than the queues,
then the CQ must be sized to accommodate the maximum number of
operations that it is possible to post at any one time. Thus the
equation becomes:
CQ_MIN_SIZE = SUM(SizeOfEachRQ)
+ SUM(SizeOfEachSRQ)
+ SUM(SizeOfEachSQ)
Where:
SizeOfEachRQ = the maximum number of requests which
can cause a completion that can ever be posted
on a specific Receive Queue.
SizeOfEachSRQ = the maximum number of requests which
can cause a completion that can ever be posted
on a specific Shared Receive Queue.
SizeOfEachSQ = the maximum number of requests which
can cause a completion that can ever be posted
on a specific Send Queue.
Where MaxPosted*OnEach*Q and SizeOfEach*Q varies on a per Stream
or per Shared Receive Queue basis.
If the ULP is sharing a CQ across multiple streams which do not
share partial mutual trust, then the ULP MUST implement a
mechanism to ensure that the Completion Queue can not overflow.
Note that it is possible to share CQs even if the Remote Peers
accessing the CQs are untrusted if either of the above two
formulas are implemented. If the ULP can be trusted to not post
more than MaxPostedOnEachRQ, MaxPostedOnEachSRQ, and
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MaxPostedOnEachSQ, then the first formula applies. If the ULP can
not be trusted to obey the limit, then the second formula
applies.
7.5.2.4 Attacking the RDMA Read Request Queue
If RDMA Read Request Queue resources are pooled across multiple
Streams, one attack is if the Local Peer attempts to unfairly
allocate RDMA Read Request Queue resources for its Streams. For
example, the Local Peer attempts to allocate all available
resources on a specific RDMA Read Request Queue for its Streams,
thereby denying the resource to ULPs sharing the RDMA Read
Request Queue. The same type of argument applies even if the RDMA
Read Request is not shared - but a Local Peer attempts to
allocate all of the RNICs resource when the queue is created.
Thus access to interfaces that allocate RDMA Read Request Queue
entries MUST be restricted to a trusted Local Peer, such as a
Privileged Resource Manager. The Privileged Resource Manager
SHOULD prevent a Local Peer from allocating more than its fair
share of resources.
Another form of attack is if the Remote Peer sends more RDMA Read
Requests than the depth of the RDMA Read Request Queue at the
Local Peer. If the RDMA Read Request Queue is a shared resource,
this could corrupt the queue. If the queue is not shared, then
the worst case is that the current Stream is disabled. One
approach to solving the shared RDMA Read Request Queue would be
to create thresholds, similar to those described in Section
7.5.2.1 Multiple Streams Sharing Receive Buffers on page 30. A
simpler approach is to not share RDMA Read Request Queue
resources amoung Streams or enforce hard limits of consumption
per Stream. Thus RDMA Read Request Queue resource consumption
MUST be controlled by the Privileged Resource Manager such that
RDMAP/DDP Streams which do not share Partial Mutual Trust do not
share RDMA Read Request Queue resources.
If the issue is a bug in the Remote Peer’s implementation, and
not a malicious attack, the issue can be solved by requiring the
Remote Peer’s RNIC to throttle RDMA Read Requests. By properly
configuring the Stream at the Remote Peer through a trusted
agent, the RNIC can be made to not transmit RDMA Read Requests
that exceed the depth of the RDMA Read Request Queue at the Local
Peer. If the Stream is correctly configured, and if the Remote
Peer submits more requests than the Local Peer’s RDMA Read
Request Queue can handle, the requests would be queued at the
Remote Peer’s RNIC until previous requests complete. If the
Remote Peer’s Stream is not configured correctly, the RDMAP
Stream is terminated when more RDMA Read Requests arrive at the
Local Peer than the Local Peer can handle (assuming the prior
paragraph’s recommendation is implemented). Thus an RNIC
implementation SHOULD provide a mechanism to cap the number of
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outstanding RDMA Read Requests. The configuration of this limit
is outside the scope of this specification.
7.5.3 Resource Consumption by Idle ULPs
The simplest form of a DOS attack given a fixed amount of
resources is for the Remote Peer to create a RDMAP Stream to a
Local Peer, and request dedicated resources then do no actual
work. This allows the Remote Peer to be very light weight (i.e.
only negotiate resources, but do no data transfer) and consumes a
disproportionate amount of resources in the server.
A general countermeasure for this style of attack is to monitor
active RDMAP Streams and if resources are getting low, reap the
resources from RDMAP Streams that are not transferring data and
possibly terminate the Stream. This would presumably be under
administrative control.
Refer to Section 7.5.1 for the analysis and countermeasures for
this style of attack on the following RNIC resources: Stream
Context Memory, Page Translation Tables and STag namespace.
Note that some RNIC resources are not at risk of this type of
attack from a Remote Peer because an attack requires the Remote
Peer to send messages in order to consume the resource. Receive
Data Buffers, Completion Queue, and RDMA Read Request Queue
resources are examples. These resources are, however, at risk
from a Local Peer that attempts to allocate resources, then goes
idle. This could also be created if the ULP negotiates the
resource levels with the Remote Peer, which causes the Local Peer
to consume resources, however the Remote Peer never sends data to
consume them. The general countermeasure described in this
section can be used to free resources allocated by an idle Local
Peer.
7.5.4 Exercise of non-optimal code paths
Another form of DOS attack is to attempt to exercise data paths
that can consume a disproportionate amount of resources. An
example might be if error cases are handled on a "slow path"
(consuming either host or RNIC computational resources), and an
attacker generates excessive numbers of errors in an attempt to
consume these resources. Note that for most RDMAP or DDP errors,
the attacking Stream will simply be torn down. Thus for this form
of attack to be effective, the Remote Peer needs to exercise data
paths which do not cause the Stream to be torn down.
If an RNIC implementation contains "slow paths" which do not
result in the tear down of the Stream, it is recommended that an
implementation provide the ability to detect the above condition
and allow an administrator to act, including potentially
administratively tearing down the RDMAP Stream associated with
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the Stream exercising data paths consuming a disproportionate
amount of resources.
7.5.5 Remote Invalidate an STag Shared on Multiple Streams
If a Local Peer has enabled an STag for remote access, the Remote
Peer could attempt to remote invalidate the STag by using the
RDMAP Send with Invalidate or Send with SE and Invalidate
Message. If the STag is only valid on the current Stream, then
the only side effect is that the Remote Peer can no longer use
the STag; thus there are no security issues.
If the STag is valid across multiple Streams, then the Remote
Peer can prevent other Streams from using that STag by using the
remote invalidate functionality.
Thus if RDDP Streams do not share Partial Mutual Trust (i.e. the
Remote Peer may attempt to invalidate the STag prematurely), the
ULP MUST NOT enable an STag which would be valid across multiple
Streams.
7.6 Elevation of Privilege
The RDMAP/DDP Security Architecture explicitly differentiates
between three levels of privilege - Non-Privileged, Privileged,
and the Privileged Resource Manager. If a Non-Privileged ULP is
able to elevate its privilege level to a Privileged ULP, then
mapping a physical address list to an STag can provide local and
remote access to any physical address location on the node. If a
Privileged Mode ULP is able to promote itself to be a Resource
Manager, then it is possible for it to perform denial of service
type attacks where substantial amounts of local resources could
be consumed.
In general, elevation of privilege is a local implementation
specific issue and thus outside the scope of this specification.
<TBD: make more general and include authentication etc>
There is one issue worth noting, however. If the RNIC
implementation, by some insecure mechanism (or implementation
defect), can enable a Remote Peer or un-trusted Local Peer to
load firmware into the RNIC Engine, it is possible to use the
RNIC to attack the host. Thus, an implementation MUST NOT enable
firmware to be loaded on the RNIC Engine directly from a Remote
Peer, unless the Remote Peer is properly authenticated (by a
mechanism outside the scope of this specification. The mechanism
presumably entails authenticating that the remote ULP has the
right to perform the update), and the update is done via a secure
protocol, such as IPsec (See Section 8 Security Services for RDMA
and DDP on page 38). Further, an implementation MUST NOT allow a
Non-Privileged Local Peer to update firmware in the RNIC Engine.
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8 Security Services for RDMA and DDP
RDMA and DDP are used to control, read and write data buffers
over IP networks. Therefore, the control and the data packets of
these protocols are vulnerable to the spoofing, tampering and
information disclosure attacks listed in Section 7.
Generally speaking, Stream confidentiality protects against
eavesdropping. Stream and/or session authentication and integrity
protection is a counter measurement against various spoofing and
tampering attacks. The effectiveness of authentication and
integrity against a specific attack, depend on whether the
authentication is machine level authentication (as the one
provided by IPsec and SSL), or ULP authentication.
8.1 Introduction to Security Options
The following security services can be applied to an RDMAP/DDP
Stream:
1. Session confidentiality - protects against eavesdropping
(section 7.4.9).
2. Per-packet data source authentication - protects against the
following spoofing attacks: network based impersonation
(section 7.2.1), Stream hijacking (section 7.2.2), and man in
the middle (section 7.2.3).
3. Per-packet integrity - protects against tampering done by
network based modification of buffer content (section 7.3.4)
4. Packet sequencing - protects against replay attacks, which is
a special case of the above tampering attack.
If an RDMAP/DDP Stream may be subject to impersonation attacks,
or Stream hijacking attacks, it is recommended that the Stream be
authenticated, integrity protected, and protected from replay
attacks; it may use confidentiality protection to protect from
eavesdropping (in case the RDMAP/DDP Stream traverses a public
network).
Both IPsec and SSL are capable of providing the above security
services for IP and TCP traffic respectively. ULP protocols are
able to provide only part of the above security services. The
next sections describe the different security options.
8.1.1 Introduction to IPsec
IPsec is a protocol suite which is used to secure communication
at the network layer between two peers. The IPsec protocol suite
is specified within the IP Security Architecture [RFC2401], IKE
[RFC2409], IPsec Authentication Header (AH) [RFC2402] and IPsec
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Encapsulating Security Payload (ESP) [RFC2406] documents. IKE is
the key management protocol while AH and ESP are used to protect
IP traffic.
An IPsec SA is a one-way security association, uniquely
identified by the 3-tuple: Security Parameter Index (SPI),
protocol (ESP/AH) and destination IP address. The parameters for
an IPsec security association are typically established by a key
management protocol. These include the encapsulation mode,
encapsulation type, session keys and SPI values.
IKE is a two phase negotiation protocol based on the modular
exchange of messages defined by ISAKMP [RFC2408],and the IP
Security Domain of Interpretation (DOI) [RFC2407]. IKE has two
phases, and accomplishes the following functions:
1. Protected cipher suite and options negotiation - using keyed
MACs and encryption and anti-replay mechanisms.
2. Master key generation - via Diffie-Hellman calculations.
3. Authentication of end-points (usually machine level
authentication).
4. IPsec SA management (selector negotiation, options
negotiation, create, delete, and rekeying).
Items 1 through 3 are accomplished in IKE Phase 1, while item 4
is handled in IKE Phase 2.
IKE phase 1 defines four authentication methods; three of them
require both sides to have certified signature or encryption
public keys; the forth require the side to exchange out-of-band a
secret random string - called pre-shared-secret (PSS).
An IKE Phase 2 negotiation is performed to establish both an
inbound and an outbound IPsec SA. The traffic to be protected by
an IPsec SA is determined by a selector which has been proposed
by the IKE initiator and accepted by the IKE Responder. The IPsec
SA selector can be a "filter" or traffic classifier, defined as
the 5-tuple: <Source IP address, Destination IP address,
transport protocol (e.g. UDP/SCTP/TCP), Source port, Destination
port>. The successful establishment of a IKE Phase-2 SA results
in the creation of two uni-directional IPsec SAs fully qualified
by the tuple <Protocol (ESP/AH), destination address, SPI>.
The session keys for each IPsec SA are derived from a master key,
typically via a MODP Diffie-Hellman computation. Rekeying of an
existing IPsec SA pair is accomplished by creating two new IPsec
SAs, making them active, and then optionally deleting the older
IPsec SA pair. Typically the new outbound SA is used immediately,
and the old inbound SA is left active to receive packets for some
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locally defined time, perhaps 30 seconds or 1 minute. Optionally,
rekeying can use Diffie-Helman for keying material generation.
8.1.2 Introduction to SSL Limitations on RDMAP
SSL and TLS [RFC 2246] provide Stream authentication, integrity
and confidentiality for TCP based ULPs. SSL supports one-way
(server only) or mutual certificates based authentication.
There are at least two limitations that make SSL underneath RDMAP
less appropriate then IPsec for DDP/RDMA security:
1. The maximum length supported by the TLS record layer protocol
is 2^14 bytes - longer packets must be fragmented (as a
comparison, the maximal length of an IPsec packet is
determined by the maximum length of an IP packet).
2. SSL is a connection oriented protocol. If a stream cipher or
block cipher in CBC mode is used for bulk encryption, then a
packet can be decrypted only after all the packets preceding
it have already arrived. If SSL is used to protect DDP/RDMA
traffic, then SSL must gather all out-of-order packets before
RDMAP/DDP can place them into the ULP buffer, which might
cause a significant decrease in its efficiency.
If SSL is layered on top of RDMAP or DDP, SSL does not protect
the RDMAP and/or DDP headers. Thus a man-in-the-middle attack can
still occur by modifying the RDMAP/DDP header to incorrectly
place the data into the wrong buffer, thus effectively corrupting
the data stream.
8.1.3 ULPs Which Provide Security
ULPs which provide integrated security but wish to leverage
lower-layer protocol security should be aware of security
concerns around correlating a specific channel’s security
mechanisms to the authentication performed by the ULP. See
[NFSv4CHANNEL] for additional information on a promising approach
called "channel binding". From [NFSv4CHANNEL]:
"The concept of channel bindings allows applications to
prove that the end-points of two secure channels at
different network layers are the same by binding
authentication at one channel to the session protection at
the other channel. The use of channel bindings allows
applications to delegate session protection to lower layers,
which may significantly improve performance for some
applications."
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8.2 Requirements for IPsec Encapsulation of DDP
The IP Storage working group has spent significant time and
effort to define the normative IPsec requirements for IP Storage
[RFC3723]. Portions of that specification are applicable to a
wide variety of protocols, including the RDDP protocol suite. In
order to not replicate this effort, an RNIC implementation MUST
follow the requirements defined in RFC3723 Section 2.3 and
Section 5, including the associated normative references for
those sections.
Additionally, since IPsec acceleration hardware may only be able
to handle a limited number of active IKE Phase 2 SAs, Phase 2
delete messages may be sent for idle SAs, as a means of keeping
the number of active Phase 2 SAs to a minimum. The receipt of an
IKE Phase 2 delete message MUST NOT be interpreted as a reason
for tearing down an DDP/RDMA Stream. Rather, it is preferable to
leave the Stream up, and if additional traffic is sent on it, to
bring up another IKE Phase 2 SA to protect it. This avoids the
potential for continually bringing Streams up and down.
Note that there are serious security issues if IPsec is not
implemented end-to-end. For example, if IPsec is implemented as a
tunnel in the middle of the network, any hosts between the peer
and the IPsec tunneling device can freely attack the unprotected
Stream.
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9 Security considerations
This entire specification is focused on security considerations.
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10 References
10.1 Normative References
[RFC2828] Shirley, R., "Internet Security Glossary", FYI 36, RFC
2828, May 2000.
[DDP] Shah, H., J. Pinkerton, R.Recio, and P. Culley, "Direct
Data Placement over Reliable Transports", Internet-Draft
draft-ietf-rddp-ddp-01.txt, February 2003.
[RDMAP] Recio, R., P. Culley, D. Garcia, J. Hilland, "An RDMA
Protocol Specification", Internet-Draft draft-ietf-rddp-
rdmap-01.txt, February 2003.
[RFC3723] Aboba B., et al, "Securing Block Storage Protocols over
IP", Internet draft (work in progress), RFC3723, April 2004.
[SCTP] R. Stewart et al., "Stream Control Transmission Protocol",
RFC 2960, October 2000.
[TCP] Postel, J., "Transmission Control Protocol - DARPA Internet
Program Protocol Specification", RFC 793, September 1981.
10.2 Informative References
[IPv6-Trust] Nikander, P., J.Kempf, E. Nordmark, "IPv6 Neighbor
Discovery Trust Models and threats", Internet-Draft draft-
ietf-send-psreq-01.txt, January 2003.
[NFSv4CHANNEL] Williams, N., "On the Use of Channel Bindings to
Secure Channels", Internet-Draft draft-ietf-nfsv4-channel-
bindings-02.txt, July 2004.
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11 Appendix A: ULP Issues for RDDP Client/Server Protocols
This section is a normative appendix to the specification that is
focused on client/server ULP implementation requirements to
ensure a secure server implementation.
The prior sections outlined specific attacks and their
countermeasures. This section summarizes the attacks and
countermeasures that have been defined in the prior section which
are applicable to creation of a secure ULP (e.g. application)
server. A ULP server is defined as a ULP which must be able to
communicate with many clients which do not trust each other and
ensure that each client can not attack another client through
server interactions. Further, the server may wish to use multiple
Streams to communicate with a specific client, and those Streams
may share mutual trust. Note that this section assumes a
compliant RNIC and Privileged Resource Manager implementation -
thus it focuses specifically on ULP server (e.g. application)
implementation issues.
All of the prior section's details on attacks and countermeasures
apply to the server. In some cases normative SHOULD statements
for the ULP in the main body of this document are made MUST
statements for the ULP because the operating conditions can be
refined to make the motives for a SHOULD inapplicable. If a prior
SHOULD is changed to a MUST in this section, it is explicitly
noted.
The following list summarizes the relevent attacks that clients
can mount on the shared server, by re-stating the previous
normative statements to be client/server specific:
* Spoofing
* Sections 7.2.1 to 7.2.3. For protection against many
forms of spoofing attacks, enable IPsec.
* Section 7.2.4 Using an STag on a Different Stream on
page 23. To ensure that one client can not access
another client's data via use of the other client's
STag, the server ULP MUST either scope an STag to a
single Stream or use a Protection Domain per client.
If a single client has multiple streams that share
Partial Mutual Trust, then the STag can be shared
between the associated Streams by using a single
Protection Domain amoung the associated Streams (see
section 8.1.3 ULPs Which Provide Security on page 40
for additional issues). To prevent unintended sharing
of STags within the associated Streams, a server ULP
SHOULD use STags in such a fashion that it is
difficult to predict the next allocated STag number.
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* Tampering
* 7.3.2 Modifying a Buffer After Indication on page 25.
Before the server ULP operates on a buffer that was
written using an RDMA Write or RDMA Read, the server
MUST ensure the the buffer can no longer be modified
by invalidating the STag for remote access (note that
this is stronger than the SHOULD in section 7.3.2).
This can either be done explicitly by revoking remote
access rights for the STag when the client indicates
the operation has completed, or by checking to make
sure the client Invalidated the STag through the
RDMAP Invalidate capability, and if it did not, the
Local Peer then explicitly revokes the STag remote
access rights.
* Information Disclosure
* 7.4.2 Using RDMA Read to Access Stale Data on page
26. A server ULP MUST (this is stronger than the
SHOULD in section 7.4.2) ensure that no stale data is
contained in a buffer before remote read access
rights are granted to a client (this can be done by
zeroing the contents of the memory, for example).
* 7.4.3 Accessing a Buffer After the Transfer on page
26. This mitigation is already covered by section
7.3.2 (above).
* 7.4.4 Accessing Unintended Data With a Valid STag on
page 26. The ULP server MUST set the base and bounds
of the buffer when the STag is initialized to expose
only the data to be retrieved.
* 7.4.5 RDMA Read into an RDMA Write Buffer on page 27.
If a server only intends a buffer to be exposed for
remote write access, it MUST set the access rights to
the buffer to only enable remote write access.
* 7.4.6 Using Multiple STags Which Alias to the Same
Buffer on page 27. The requirement in section 7.2.4
(above) mitigates this attack. A buffer is exposed to
only one client at a time to ensure that no
information disclosure or information tampering
occurs between peers.
* 7.4.9 Network based eavesdropping on page 28. Enable
IPsec if this threat is a concern.
* Denial of Service
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* 7.5.2.1 Multiple Streams Sharing Receive Buffers on
page 30. ULP memory footprint size can be important
for some server ULPs. If a server ULP is expecting
significant network traffic from multiple clients,
using a receive buffer queue per Stream where there
is a large number of Streams can consume substantial
amounts of memory. Thus a receive queue that can be
shared by multiple Streams is attractive.
However, because of the attacks outlined in this
section, sharing a single receive queue between
multiple clients MUST only be done if the mechanism
to ensure one client can't consume too many receive
buffers is enabled. For multiple Streams within a
single client ULP (which presumably shared partial
mutual trust) this added overhead does not have to be
enabled.
* 7.5.2.2 Local ULP Attacking a Shared CQ on page 31.
<TBD>The normative mitigations were
* RNIC MUST NOT enable sharing a CQ across Streams
that belong to different Protection Domains.
* A ULP SHOULD NOT share a CQ between Streams which
do not share Partial Mutual Trust.
Because the attack is a local server ULP attacking
another server ULP,
* 7.5.2.3 Remote Peer Attacking a Shared CQ on page 32.
There are two mitigations specified in this section -
one requires a worst-case size of the CQ, and can be
implemented entirely within the Privileged Resource
Manager. The second approach requires cooperation
with the local ULP server (to not post too many
buffers), and enables a smaller CQ to be used.
In some server environments, partial trust of the
server ULP (but not the clients) is acceptable, thus
the smaller CQ fully mitigates the remote attacker.
In other environments, the local server ULP could
also contain untrusted elements which can attack the
local machine (or have bugs). In those environments,
the worst-case size of the CQ must be used.
* 7.5.2.4 The section requires a Privileged Resource
Manager to not enable sharing of RDMA Read Request
Queues across multiple Streams that do not share
partial mutual trust. However, because the server ULP
knows best which of its Streams share partial mutual
trust, this requirement can be reflected back to the
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ULP. The ULP (i.e. server) requirement is that it
MUST NOT request RDMA Read Request Queues to be
shared between ULPs which do not have partial mutual
trust.
* 7.5.5 Remote Invalidate an STag Shared on Multiple
Streams on page 37. This mitigation is already
covered by section 7.3.2 (above).
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12 Appendix B: Summary of RNIC and ULP Implementation Requirements
Below is a summary of implementation requirements for the RNIC:
* 7.3.1 Buffer Overrun - RDMA Write or Read Response
* 7.4.8 Controlling Access to PTT & STag Mapping
* 7.5.1 RNIC Resource Consumption
* 7.5.2.1 Multiple Streams Sharing Receive Buffers
* 7.5.2.2 Local ULP Attacking a Shared CQ
* 7.5.2.3 Remote Peer Attacking a Shared CQ
* 7.5.2.4 Attacking the RDMA Read Request Queue
* 7.5.4 Exercise of non-optimal code paths
* 7.6 Elevation of Privilege
* 8.2 Requirements for IPsec Encapsulation of DDP
Below is a summary of implementation requirements for the ULP
above the RNIC:
* 7.2.4 Using an STag on a Different Stream
* 7.3.2 Modifying a Buffer After Indication
* 7.4.2 Using RDMA Read to Access Stale Data
* 7.4.3 Accessing a Buffer After the Transfer
* 7.4.4 Accessing Unintended Data With a Valid STag
* 7.4.5 RDMA Read into an RDMA Write Buffer
* 7.4.6 Using Multiple STags Which Alias to the Same Buffer
* 7.4.9 Network based eavesdropping
* 7.5.2.2 Local ULP Attacking a Shared CQ
* 7.5.5 Remote Invalidate an STag Shared on Multiple
Streams
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13 Appendix C: Partial Trust Taxonomy
Partial Trust is defined as when one party is willing to assume
that another party will refrain from a specific attack or set of
attacks, the parties are said to be in a state of Partial Trust.
Note that the partially trusted peer may attempt a different set
of attacks. This may be appropriate for many ULPs where any
adverse effects of the betrayal is easily confined and does not
place other clients or ULPs at risk.
The Trust Models described in this section have three primary
distinguishing characteristics. The Trust Model refers to a Local
Peer and Remote Peer, which are the local and remote ULP
instances communicating via RDMA/DDP.
* Local Resource Sharing (yes/no) - When local resources
are shared, they are shared across a grouping of
RDMAP/DDP Streams. If local resources are not shared, the
resources are dedicated on a per Stream basis. Resources
are defined in Section 4.2 - Resources on page 11. The
advantage of not sharing resources between Streams is
that it reduces the types of attacks that are possible.
The disadvantage is that ULPs might run out of resources.
* Local Partial Trust (yes/no) - Local Partial Trust is
determined based on whether the local grouping of
RDMAP/DDP Streams (which typically equates to one ULP or
group of ULPs) mutually trust each other to not perform a
specific set of attacks.
* Remote Partial Trust (yes/no) - The Remote Partial Trust
level is determined based on whether the Local Peer of a
specific RDMAP/DDP Stream partially trusts the Remote
Peer of the Stream (see the definition of Partial Trust
in Section 3 Introduction).
Not all of the combinations of the trust characteristics are
expected to be used by ULPs. This paper specifically analyzes
five ULP Trust Models that are expected to be in common use. The
Trust Models are as follows:
* NS-NT - Non-Shared Local Resources, no Local Trust, no
Remote Trust - typically a server ULP that wants to run
in the safest mode possible. All attack mitigations are
in place to ensure robust operation.
* NS-RT - Non-Shared Local Resources, no Local Trust,
Remote Partial Trust - typically a peer-to-peer ULP,
which has, by some method outside of the scope of this
specification, authenticated the Remote Peer. Note that
unless some form of key based authentication is used on a
per RDMA/DDP Stream basis, it may not be possible be
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possible for man-in-the-middle attacks to occur. See
section 8, Security Services for RDMA and DDP on page 38.
* S-NT - Shared Local Resources, no Local Trust, no Remote
Trust - typically a server ULP that runs in an untrusted
environment where the amount of resources required is
either too large or too dynamic to dedicate for each
RDMAP/DDP Stream.
* S-LT - Shared Local Resources, Local Partial Trust, no
Remote Trust - typically a ULP, which provides a session
layer and uses multiple Streams, to provide additional
throughput or fail-over capabilities. All of the Streams
within the local ULP partially trust each other, but do
not trust the Remote Peer. This trust model may be
appropriate for embedded environments.
* S-T - Shared Local Resources, Local Partial Trust, Remote
Partial Trust - typically a distributed application, such
as a distributed database application or a High
Performance Computer (HPC) application, which is intended
to run on a cluster. Due to extreme resource and
performance requirements, the application typically
authenticates with all of its peers and then runs in a
highly trusted environment. The application peers are all
in a single application fault domain and depend on one
another to be well-behaved when accessing data
structures. If a trusted Remote Peer has an
implementation defect that results in poor behavior, the
entire application could be corrupted.
Models NS-NT and S-NT above are typical for Internet networking -
neither Local Peers nor the Remote Peer is trusted. Sometimes
optimizations can be done that enable sharing of Page Translation
Tables across multiple Local Peers, thus Model S-LT can be
advantageous. Model S-T is typically used when resource scaling
across a large parallel ULP makes it infeasible to use any other
model. Resource scaling issues can either be due to performance
around scaling or because there simply are not enough resources.
Model NS-RT is probably the least likely model to be used, but is
presented for completeness.
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14 Author’s Addresses
James Pinkerton
Microsoft Corporation
One Microsoft Way
Redmond, WA. 98052 USA
Phone: +1 (425) 705-5442
Email: jpink@windows.microsoft.com
Ellen Deleganes
Intel Corporation
MS JF5-355
2111 NE 25th Ave.
Hillsboro, OR 97124 USA
Phone: +1 (503) 712-4173
Email: ellen.m.deleganes@intel.com
Sara Bitan
Microsoft Corporation
Email: sarab@microsoft.com
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15 Acknowledgments
Allyn Romanow
Cisco Systems
170 W Tasman Drive
San Jose, CA 95134 USA
Phone: +1 408 525 8836
Email: allyn@cisco.com
Catherine Meadows
Naval Research Laboratory
Code 5543
Washington, DC 20375
Email: meadows@itd.nrl.navy.mil
Patricia Thaler
Agilent Technologies, Inc.
1101 Creekside Ridge Drive, #100
M/S-RG10
Roseville, CA 95678
Phone: +1-916-788-5662
email: pat_thaler@agilent.com
James Livingston
NEC Solutions (America), Inc.
7525 166th Ave. N.E., Suite D210
Redmond, WA 98052-7811
Phone: +1 (425) 897-2033
Email: james.livingston@necsam.com
John Carrier
Adaptec, Inc.
691 S. Milpitas Blvd.
Milpitas, CA 95035 USA
Phone: +1 (360) 378-8526
Email: john_carrier@adaptec.com
Caitlin Bestler
Email: cait@asomi.com
Bernard Aboba
Microsoft Corporation
One Microsoft Way
Redmond, WA. 98052 USA
Phone: +1 (425) 706-6606
Email: bernarda@windows.microsoft.com
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16 Full Copyright Statement
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