One document matched: draft-ietf-pkix-x509-ipaddr-as-extn-01.txt

Differences from draft-ietf-pkix-x509-ipaddr-as-extn-00.txt


Internet Engineering Task Force                             Charles Lynn
Internet Draft                                              Stephen Kent
draft-ietf-pkix-x509-ipaddr-as-extn-01.txt                     Karen Seo
Expires December 2003                                   BBN Technologies
                                                               June 2003


          X.509 Extensions for IP Addresses and AS Identifiers


Status of this Memo

   This document is an Internet Draft and is in full conformance with
   all provisions of Section 10 of [RFC2026].  Internet Drafts are
   working documents of the Internet Engineering Task Force (IETF), its
   areas, and its working groups.  Note that other groups may also
   distribute working documents as Internet Drafts.

   Internet Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet Drafts as reference
   material or to cite them other than as "work in progress".

   The list of current Internet Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt.

   The list of current Internet Draft Shadow Directories can be accessed
   at http://www.ietf.org/shadow.html.

   Copyright (C) The Internet Society 2003.  All Rights Reserved.


Abstract

   This document defines two private X.509 v3 certificate extensions.
   The first binds a list of IP address blocks, or prefixes, to the
   subject of a certificate.  The second binds a list of Autonomous
   System Identifiers to the subject of a certificate.  These extensions
   may be used to convey the authorization of the subject to use the IP
   addresses and Autonomous System identifiers contained in the
   extensions.

   Please send comments on this draft to the ietf-pkix@imc.org mail
   list.












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Table of Contents

   Status of this Memo  . . . . . . . . . . . . . . . . . . . . . . .  1
   Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  1
   Table of Contents  . . . . . . . . . . . . . . . . . . . . . . . .  2

   1.  Introduction   . . . . . . . . . . . . . . . . . . . . . . . .  4

   2.  IP Address Delegation Extension  . . . . . . . . . . . . . . .  5
   2.1.  Context  . . . . . . . . . . . . . . . . . . . . . . . . . .  5
   2.2.  Specification  . . . . . . . . . . . . . . . . . . . . . . .  6
   2.2.1.  OID  . . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   2.2.2.  Criticality. . . . . . . . . . . . . . . . . . . . . . . .  6
   2.2.3.  Syntax . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   2.2.3.1.  Type IPAddrBlocks  . . . . . . . . . . . . . . . . . . .  7
   2.2.3.2.  Type IPAddressFamily . . . . . . . . . . . . . . . . . .  7
   2.2.3.3.  Element addressFamily  . . . . . . . . . . . . . . . . .  7
   2.2.3.4.  Element ipAddressChoice and Type IPAddressChoice . . . .  7
   2.2.3.5.  Element inherit  . . . . . . . . . . . . . . . . . . . .  7
   2.2.3.6.  Element addressesOrRanges  . . . . . . . . . . . . . . .  8
   2.2.3.7.  Type IPAddressOrRange  . . . . . . . . . . . . . . . . .  8
   2.2.3.8.  Element addressPrefix and Type IPAddress . . . . . . . .  8
   2.2.3.9.  Element addressRange and Type IPAddressRange . . . . . .  9
   2.3.  IP Address Delegation Extension Certification Path
                                                       Validation . . 10

   3.  Autonomous System Identifier Delegation Extension  . . . . . . 10
   3.1.  Context. . . . . . . . . . . . . . . . . . . . . . . . . . . 10
   3.2.  Specification. . . . . . . . . . . . . . . . . . . . . . . . 11
   3.2.1.  OID. . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
   3.2.2.  Criticality  . . . . . . . . . . . . . . . . . . . . . . . 11
   3.2.3.   Syntax  . . . . . . . . . . . . . . . . . . . . . . . . . 11
   3.2.3.1.  Type ASIdentifiers . . . . . . . . . . . . . . . . . . . 12
   3.2.3.2.  Elements asnum, rdi, and Type ASIdentifierChoice . . . . 12
   3.2.3.3.  Element inherit  . . . . . . . . . . . . . . . . . . . . 12
   3.2.3.4.  Element asIdOrRanges . . . . . . . . . . . . . . . . . . 12
   3.2.3.5.  Type ASIdOrRange . . . . . . . . . . . . . . . . . . . . 12
   3.2.3.6.  Element id . . . . . . . . . . . . . . . . . . . . . . . 12
   3.2.3.7.  Element range  . . . . . . . . . . . . . . . . . . . . . 13
   3.2.3.8.  Type ASRange . . . . . . . . . . . . . . . . . . . . . . 13
   3.2.3.9.  Elements min and max . . . . . . . . . . . . . . . . . . 13
   3.2.3.10.  Type ASId . . . . . . . . . . . . . . . . . . . . . . . 13
   3.3.  Autonomous System Identifier Delegation Extension
                                    Certification Path Validation . . 13

   4.  Security Considerations  . . . . . . . . . . . . . . . . . . . 13

   5.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 14

   Appendix A -- Examples of IP Address Delegation Extensions . . . . 14
   Appendix B -- Example of an AS Identifier Delegation Extension . . 18


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   Appendix C -- Use of X.509 Attribute Certificates  . . . . . . . . 19
   References . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
   Disclaimer . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
   Authors' Address . . . . . . . . . . . . . . . . . . . . . . . . . 23
   Intellectual Property Rights . . . . . . . . . . . . . . . . . . . 24
   Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 24















































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1.  Introduction

   This document defines two private X.509 v3 certificate extensions
   that authorize the transfer of the right to use IP addresses and
   Autonomous System numbers from IANA through the Regional Internet
   Registries (RIRs) to Internet Service Providers (ISPs) and user
   organizations.  The first binds a list of IP address blocks, often
   represented as IP address prefixes, to the subject (private key
   holder) of a certificate.  The second binds a list of Autonomous
   System (AS) Identifiers to the subject (private key holder) of a
   certificate.  The issuer of the certificate is an entity (e.g., the
   IANA, a Regional Internet Registry, or an ISP) that has the authority
   to transfer custodianship ("allocate") of the set of IP address
   blocks and AS Identifiers to the subject of the certificate.  These
   certificates provide a scalable means of verifying the usage right of
   IP address prefixes and AS Identifiers, and may be used by routing
   protocols, such as Secure BGP [S-BGP], to verify legitimacy and
   correctness of routing information, or by Internet Routing Registries
   to verify data that they receive.

   It is assumed that the reader is familiar with the terms and concepts
   described in "Internet X.509 Public Key Infrastructure Certificate
   and Certificate Revocation List (CRL) Profile" [RFC3280], "INTERNET
   PROTOCOL" [RFC791], "Internet Protocol Version 6 (IPv6) Addressing
   Architecture" [RFC3513], and "INTERNET REGISTRY IP ALLOCATION
   GUIDELINES" [RFC2050] and related RIR address management policy
   documents.  Some relevant terms include:

   Autonomous System (AS) - a set of routers under a single technical
      administration, using one or more interior gateway protocols and
      metrics to determine how to route packets within the Autonomous
      System, and using an exterior gateway protocol to determine how to
      route packets to other Autonomous Systems.

   Autonomous System number - a 32-bit number that identifies an
      Autonomous System [AS4Bytes].

   delegate - Transfer of custodianship (that is, the usage right) of an
      IP address block or AS identifier through issuance of a
      certificate to an entity.

   initial octet - the first octet in the value of a DER encoded BIT
      STRING [X.690].

   IP v4 address - a 32-bit identifier written as four decimal numbers,
      each in the range 0 to 255, separated by "."s.  10.5.0.5 is an
      example.

   IP v6 address - a 128-bit identifier written as eight hexadecimal
      quantities, each in the range 0 to ffff, separated by ":"s.
      2001:0:2:3:0:0:0:1 is an example.  One string of :0: quantities


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      may be replaced by "::", thus 2001:0:2:3::1 represents the same
      address as the immediately preceding example.  (See [RFC3513]).

   Regional Internet Registry (RIR) - any of the bodies recognized by
      IANA as the regional authorities for management of IP addresses
      and AS numbers.  At time of writing these include AfriNIC, APNIC,
      ARIN, LACNIC, and RIPE NCC.

   right to use - for an IP address prefix, being authorized to specify
      the AS that may originate advertisement of the prefix throughout
      the Internet.  For an Autonomous System Identifier, being
      authorized to operate a network(s) that identifies itself to other
      network operators using that Autonomous System Identifier.

   subsequent octets - the second through last octets in the value of a
      DER encoded BIT STRING [X.690].

   The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
   SHOULD NOT, RECOMMENDED, and MAY, and OPTIONAL, when they appear in
   this document, are to be interpreted as described in [RFC2119].


2.  IP Address Delegation Extension

   This extension conveys the allocation of IP addresses to an entity by
   binding those addresses to a public key belonging to the subject.


2.1.  Context

   IP address space is currently managed by a hierarchy nominally rooted
   at IANA, but managed by the RIRs.  IANA allocates IP address space to
   the RIRs, who in turn allocate IP address space to internet service
   providers (ISPs), who may allocate IP address space to down stream
   ISPs, customers, etc.  The RIRs may also assign IP address space to
   organizations who are end entities, i.e., organizations who will not
   be reassigning any of their space to other organizations.  (See
   [RFC2050] and related RIR policy documents for the guidelines on the
   allocation and assignment process).  The IP address delegation
   extension is intended to enable verification of the proper delegation
   of IP address blocks, i.e., of the authorization of an entity to use
   or sub-allocate IP address space.  Accordingly, it makes sense to
   take advantage of the inherent authoritativeness of the existing
   administrative framework for delegating IP address space.  As
   described in Section 1 above, this will be achieved by issuing
   certificates carrying the extension described in this section.  An
   example of one use of the information in this extension is an entity
   using it to verify the authorization of an organization to originate
   a BGP UPDATE advertising a path to a particular IP address block;
   see, e.g., [RFCbgp], [S-BGP].



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2.2.  Specification


2.2.1.  OID

   The OID for this extension is id-pe-ipAddrBlock.

   id-pe-ipAddrBlock  OBJECT IDENTIFIER ::= { id-pe 7 }

   where [RFC3280] defines

   id-pkix  OBJECT IDENTIFIER ::= { iso(1) identified-organization(3)
               dod(6) internet(1) security(5) mechanisms(5) pkix(7) }

   id-pe    OBJECT IDENTIFIER ::= { id-pkix 1 }


2.2.2.  Criticality

   This extension SHOULD be CRITICAL.  The intended use of this
   extension is to connote usage right to the block(s) of IP addresses
   identified in the extension.  A CA marks the extension as CRITICAL to
   convey the notion that a relying party must understand the semantics
   of the extension to make use of the certificate for the purpose it
   was issued.  Newly created applications that use certificates
   containing this extension are expected to recognize the extension.


2.2.3.  Syntax

   id-pe-ipAddrBlock     OBJECT IDENTIFIER ::= { id-pe 7 }

   IPAddrBlocks        ::= SEQUENCE OF IPAddressFamily

   IPAddressFamily     ::= SEQUENCE {
      addressFamily        OCTET STRING (SIZE (2..3)), -- AFI & opt SAFI
      ipAddressChoice      IPAddressChoice }

   IPAddressChoice     ::= CHOICE {
      inherit              BOOLEAN, -- Inherit from Issuer
      addressesOrRanges    SEQUENCE OF IPAddressOrRange }

   IPAddressOrRange    ::= CHOICE {
      addressPrefix        IPAddress,
      addressRange         IPAddressRange }

   IPAddressRange      ::= SEQUENCE {
      min                  IPAddress,
      max                  IPAddress }



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   IPAddress           ::= BIT STRING


2.2.3.1.  Type IPAddrBlocks

   The IPAddrBlocks type is a sequence of IPAddressFamily types.


2.2.3.2.  Type IPAddressFamily

   The IPAddressFamily type is a sequence containing an addressFamily
   and ipAddressChoice element.


2.2.3.3.  Element addressFamily

   The addressFamily element is an OCTET STRING containing a two-octet
   Address Family Identifier (AFI), in network byte order, optionally
   followed by a one-octet Subsequent Address Family Identifier (SAFI).
   AFI's and SAFI's are specified in [IANA-AFI] and [IANA-SAFI],
   respectively.

   There MUST be only one IPAddressFamily sequence per unique
   combination of AFI and SAFI.  Each sequence MUST be ordered by
   ascending addressFamily values (treating the octets as unsigned
   quantities).  An addressFamily without a SAFI MUST precede one that
   contains a SAFI.  When both IPv4 and IPv6 addresses are specified,
   the IPv4 addresses MUST precede the IPv6 addresses (since the IPv4
   AFI of 0001 is less than the IPv6 AFI of 0002).


2.2.3.4.  Element ipAddressChoice and Type IPAddressChoice

   The ipAddressChoice element is of type IPAddressChoice.  The
   IPAddressChoice type is a CHOICE of either an inherit or
   addressesOrRanges element.


2.2.3.5.  Element inherit

   If the IPAddressChoice choice contains the inherit element, then the
   BOOLEAN MUST be TRUE.  In this case, the set of authorized IP
   addresses for the specified AFI and optional SAFI is taken from the
   Issuer's certificate, or the Issuer's Issuer's certificate,
   recursively, until a certificate containing an IPAddressChoice
   containing an addressesOrRanges element is located.  If no
   authorization is being granted for a particular AFI and optional
   SAFI, then there SHOULD NOT be an IPAddressFamily member for that
   AFI/SAFI in the IPAddrBlocks sequence; i.e., the AFI/SAFI SHOULD be
   omitted rather than setting inherit BOOLEAN to FALSE.



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2.2.3.6.  Element addressesOrRanges

   The addressesOrRanges element is a sequence of IPAddressOrRange
   types.  The addressPrefixes and addressRange elements MUST be sorted
   using the binary representation of <IP prefix>/<prefix length>.  Note
   that the bytes in this representation (a.b.c.d/length for IPv4 or
   s:t:u:v:w:x:y:z/length for IPv6) are not in the same order as occurs
   in a DER encoded BIT STRING.  For example, given two addressPrefixes:

           IP addr/length  DER encoding
           --------------  --------------
           10.32.0.0/12    03 03 04 0a 20
           10.64.0.0/16    03 03 00 0a 40

   the prefix 10.32.0.0/12 MUST come before the prefix 10.64.0.0/16
   since 32 is less than 64; whereas if one were to sort by the DER BIT
   STRINGs, the order would be reversed as the unused bits octet would
   sort in the opposite order.  Any pair of IPAddressOrRange choices in
   an extension MUST NOT overlap each other.  Any contiguous address
   prefixes or ranges MUST be combined into a single range or, whenever
   possible, a single prefix.


2.2.3.7.  Type IPAddressOrRange

   The IPAddressOrRange type is a CHOICE of either an addressPrefix (an
   IP address Prefix) or an addressRange (an IP address range) element.


2.2.3.8.  Element addressPrefix and Type IPAddress

   The addressPrefix element is an IPAddress type.  The IPAddress type
   defines a range of IP addresses in which the most significant (left-
   most) N bits of the address remain constant while the remaining bits
   (32 - N bits for IPv4, or 128 - N bits for IPv6) may be either zero
   or one.  A prefix is written in textual form as the constant octets
   followed by a "/" and the number of constant bits (N).  For example,
   the IPv4 prefix 10.64/12 corresponds to the addresses 10.64.0.0 to
   10.79.255.255 while 10.64/11 corresponds to 10.64.0.0 to
   10.95.255.255.  The IPv6 prefix 2001:0:2/48 represents addresses
   2001:0:2:: to 2001:0:2:ffff:ffff:ffff:ffff:ffff.

   An IP address prefix is encoded as a BIT STRING.  The DER encoding of
   a BIT STRING uses the initial octet of the string to specify how many
   of the least significant bits of the last subsequent octet are
   unused.  DER encoding specifies that these unused bits MUST be set to
   zero.  The special case of all IP address blocks, i.e., a prefix of
   all zero bits -- "0/0", MUST be encoded per DER with a length octet
   of one, an initial octet of zero, and no subsequent octets -- 0x03,
   0x01, 0x00.  Note that the number of trailing zero bits is


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   significant for IP addresses.  For example, the DER encoding of
   10.64/12, 0x03, 0x03, 0x04, 0x0a, 0x40, is different than 10.64/11,
   encoded as 0x03, 0x03, 0x05, 0x0a, 0x40.


2.2.3.9.  Element addressRange and Type IPAddressRange

   The addressRange element is of type IPAddressRange.  The
   IPAddressRange type consists of a SEQUENCE containing a minimum
   (element min) and maximum (element max) IP address.  Each IP address
   is encoded as a BIT STRING.  The semantic interpretation of the
   minimum address in an IPAddressRange is that all the unspecified bits
   (for the full length of the IP address) are zero-bits (0).  The
   semantic interpretation of the maximum address is that all the
   unspecified bits are one-bits (1).

   Note that an IP address prefix can be encoded as a range, where the
   minimum and maximum values would be identical.  However, a range of
   IP addresses MUST, whenever possible, be encoded as a single prefix
   and MUST NOT be encoded as a range.

   1) Address ranges (bit strings) should be sorted into ascending order
      by most-significant address bits

   2) Contiguous prefixes and/or ranges MUST be combined into a single
      prefix (whenever possible) or range.

      Let "LMBx" denote the "Left Most Bits of x".

   3) If a range is of the form minimum IP address = <n LMBp><zeros>
                            and maximum IP address = <n LMBp><ones>,
      where n >= 0, then the prefix form MUST be used:
      BIT STRING ((8 - (n mod 8)) mod 8) <n LMBp><zero pad last byte>
      otherwise the min/max form MUST be used.

      Example:
          128.0.0.0       = 1000 0000.0000 0000.0000 0000.0000 0000
       to 143.255 255 255 = 1000 1111.1111 1111.1111 1111.1111 1111
      BIT STRING 4 128   -- 1000

   4) A range form with minimum IP address = <(i - 1) LMBn><1><zeros>
                       and maximum IP address = <(j - 1) LMBx><0><ones>
      MUST be encoded as:
      SEQUENCE {
         BIT STRING ((8 - (i mod 8)) mod 8) <i LMBn><zero pad last
      octet>
         BIT STRING ((8 - (j mod 8)) mod 8) <j LMBx><zero pad last
      octet> }

      I.e., all trailing zero bits are removed from the min and all
      trailing 1 bits are removed from the max.


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      Example:
             129.64.0.0       = 1000 0001.0100 0000.0000 0000.0000 0000
          to 143.255.255.255  = 1000 1111.1111 1111.1111 1111.1111 1111
      SEQUENCE {
         BIT STRING 6 129 64 -- 1000 0001.01
         BIT STRING 4 128    -- 1000
      }

   To simplify the comparison of IP address blocks when performing
   certificate path validation, a maximum IP address MUST contain at
   least one bit whose value is 1, i.e., the subsequent octets may
   neither be omitted nor all zero.


2.3.  IP Address Delegation Extension Certification Path Validation

   Certification path validation of a certificate containing the IP
   address delegation extension requires additional processing.  As each
   certificate in a path is validated, the IP addresses in the IP
   address delegation extension of that certificate MUST be subsumed by
   IP addresses in the IP address delegation extension in the issuer's
   certificate.  Validation MUST fail when this is not the case.


3.  Autonomous System Identifier Delegation Extension

   This extension conveys the allocation of Autonomous System (AS)
   identifiers to the subject by binding those AS identifiers to a
   public key belonging to the subject.


3.1.  Context

   AS identifier delegation is currently managed by a hierarchy
   nominally rooted at IANA, but managed by the RIRs.  IANA allocates AS
   identifiers to the RIRs, who in turn allocate AS identifiers to
   organizations who are end entities, i.e., will not be re-delegating
   any of their AS identifiers to other organizations.  The AS
   identifier delegation extension is intended to enable verification of
   the proper delegation of AS identifiers, i.e., of the authorization
   of an entity to use these AS identifiers.  Accordingly, it makes
   sense to take advantage of the inherent authoritativeness of the
   existing administrative framework for delegating AS identifiers.  As
   described in Section 1 above, this will be achieved by issuing
   certificates carrying the extension described in this section.  An
   example of one use of the information in this extension is an entity
   using it to verify the authorization of an organization to manage the
   AS identified by an AS identifier in the extension.





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3.2.  Specification


3.2.1.  OID

   The OID for this extension is id-pe-autonomousSysId.

   id-pe-autonomousSysId  OBJECT IDENTIFIER ::= { id-pe 8 }

   where [RFC3280] defines

   id-pkix  OBJECT IDENTIFIER ::= { iso(1) identified-organization(3)
               dod(6) internet(1) security(5) mechanisms(5) pkix(7) }

   id-pe    OBJECT IDENTIFIER ::= { id-pkix 1 }


3.2.2.  Criticality

   This extension SHOULD be CRITICAL.  The intended use of this
   extension is to connote usage right to the AS identifiers in the
   extension.  A CA marks the extension as CRITICAL to convey the notion
   that a relying party must understand the semantics of the extension
   to make use of the certificate for the purpose it was issued.  Newly
   created applications that use certificates containing this extension
   are expected to recognize the extension.


3.2.3.  Syntax

   id-pe-autonomousSysId  OBJECT IDENTIFIER ::= { id-pe 8 }

   ASIdentifiers      ::= SEQUENCE {
       asnum              [0] EXPLICIT ASIdentifierChoice OPTIONAL,
       rdi                [1] EXPLICIT ASIdentifierChoice OPTIONAL}

   ASIdentifierChoice ::= CHOICE {
      inherit             BOOLEAN, -- Inherit from Issuer
      asIdsOrRanges       SEQUENCE OF ASIdOrRange }

   ASIdOrRange        ::= CHOICE {
       id                 ASId,
       range              ASRange }

   ASRange            ::= SEQUENCE {
       min                ASId,
       max                ASId }

   ASId               ::= INTEGER




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3.2.3.1.  Type ASIdentifiers

   The ASIdentifiers type is a SEQUENCE containing one or more forms of
   Autonomous System identifiers -- AS numbers (in the asnum element) or
   Routing Domain Identifiers (in the rdi element).  When the
   ASIdentifiers type contains multiple forms of identifiers, the asnum
   entry MUST precede the rdi entry.  AS numbers are used by BGP and
   Routing Domain Identifiers are specified in the IDRP.


3.2.3.2.  Elements asnum, rdi, and Type ASIdentifierChoice

   The asnum and rdi elements are both of type ASIdentifierChoice.  The
   ASIdentifierChoice type is a CHOICE of either the inherit or
   asIdsOrRanges element.


3.2.3.3.  Element inherit

   If the ASIdentifierChoice choice contains the inherit element, then
   the BOOLEAN MUST be TRUE.  In this case, the set of authorized AS
   identifiers is taken from the Issuer's certificate, or the Issuer's
   Issuer's certificate, recursively, until a certificate containing an
   ASIdentifierChoice containing an asIdsOrRanges element is located.
   If no authorization is being granted for a particular form of AS
   identifier then there MUST NOT be an asnum/rdi member in the
   ASIdentifiers sequence; i.e., the member MUST be omitted rather than
   setting inherit BOOLEAN to FALSE.


3.2.3.4.  Element asIdsOrRanges

   The asIdsOrRanges element is a SEQUENCE of ASIdOrRange types.  Any
   pair of items in the asIdsOrRanges SEQUENCE MUST NOT overlap.  Any
   contiguous AS identifiers MUST be combined into a single range
   whenever possible.  The AS identifiers in the asIdsOrRanges element
   MUST be sorted by increasing numeric value.


3.2.3.5.  Type ASIdOrRange

   The ASIdOrRange type is a CHOICE of either a single integer (ASId) or
   a single sequence (ASRange).


3.2.3.6.  Element id

   The id element has type ASId.





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3.2.3.7.  Element range

   The range element has type ASRange.


3.2.3.8.  Type ASRange

   The ASRange type is a SEQUENCE of a min and a max element and is used
   to specify a range of AS identifier values.


3.2.3.9.  Elements min and max

   The min and max elements have type ASId.  The min element is used to
   specify the value of the minimum AS identifier in the range and the
   max elements specifies the value of the maximum AS identifier in the
   range.


3.2.3.10.  Type ASId

   The ASId type is an INTEGER.


3.3.  Autonomous System Identifier Delegation Extension Certification
      Path Validation

   Certification path validation of a certificate containing the
   Autonomous System identifier delegation extension requires additional
   processing.  As each certificate in a path is validated, the AS
   identifiers in the Autonomous System identifier delegation extension
   of that certificate MUST be subsumed by the AS identifiers in the
   Autonomous System identifier delegation extension in the issuer's
   certificate.  Validation MUST fail when this is not the case.


4.  Security Considerations

   This specification describes two private X.509 extensions.  Since
   X.509 certificates are digitally signed, no additional integrity
   service is necessary.  Certificates with these extensions need not be
   kept secret, and unrestricted and anonymous access to these
   certificates has no security implications.

   However, security factors outside the scope of this specification
   will affect the assurance provided to certificate users.  This
   section highlights critical issues that should be considered by
   implementors, administrators, and users.

   These extensions represent authorization information, i.e., usage
   right to IP addresses or AS identifiers.  They were developed to


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   support a secure version of BGP [S-BGP], but may be employed in other
   contexts.  In the secure BGP context, certificates containing these
   extensions function as capabilities: the certificate asserts that the
   holder of the private key (the Subject) is authorized to use the IP
   addresses or AS identifiers represented in the extension(s).  As a
   result of this capability model, the Subject field is largely
   irrelevant for security purposes, contrary to common PKI conventions.


5.  Acknowledgements

   The authors would like to acknowledge the contributions to this
   specification by Charles Gardiner and Russ Housley.


Appendix A -- Examples of IP Address Delegation Extensions

   A critical X.509 v3 certificate extension that specifies:
   IPv4 unicast address prefixes
       1)  10.0.32/20     i.e., 10.0.32.0 to 10.0.47.255
       2)  10.0.64/24     i.e., 10.0.64.0 to 10.0.64.255
       3)  10.1/16        i.e., 10.1.0.0  to 10.1.255.255
       4)  10.2.48/20     i.e., 10.2.48.0 to 10.2.63.255
       5)  10.2.64/24     i.e., 10.2.64.0 to 10.2.64.255
       6)  10.3/16        i.e., 10.3.0.0  to 10.3.255.255, and
       7)  inherits all IPv6 addresses from the Issuer's certificate
   would be (in hexadecimal):


























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   30 47                       Extension {
      06 08 2b06010505070107     extnID        1.3.6.1.5.5.7.1.7
      01 01 ff                   critical
      04 38                      extnValue {
         30 36                     IPAddrBlocks {
            30 2b                    IPAddressFamily {
               04 03 0001  01          addressFamily: IPv4 Unicast
                                       IPAddressChoice {
               30 24                     addressesOrRanges {
                                           IPAddressOrRange {
                  03 04 04 0a0020            addressPrefix 10.0.32/20
                                           } -- IPAddressOrRange
                                           IPAddressOrRange {
                  03 04 00 0a0040            addressPrefix 10.0.64/24
                                           } -- IPAddressOrRange
                                           IPAddressOrRange {
                  03 03 00 0a01              addressPrefix    10.1/16
                                           } -- IPAddressOrRange
                                           IPAddressOrRange {
                  30 0c                      addressRange {
                     03 04 04 0a0230           min        10.2.48.0
                     03 04 00 0a0240           max        10.2.64.255
                                             } -- addressRange
                                           } -- IPAddressOrRange
                                           IPAddressOrRange {
                  03 03 00 0a03              addressPrefix    10.3/16
                                           } -- IPAddressOrRange
                                         } -- addressesOrRanges
                                       } -- IPAddressChoice
                                     } -- IPAddressFamily
            30 07                    IPAddressFamily {
               04 02 0002              addressFamily: IPv6
                                       IPAddressChoice {
               01 01 ff                  inherit: TRUE from Issuer
                                       } -- IPAddressChoice
                                     } -- IPAddressFamily
                                   } -- IPAddrBlocks
                                 } -- extnValue
                               } -- Extension

   This example illustrates how the prefixes and ranges are sorted.

    + Prefix 1 MUST precede prefix 2, even though the number of unused
      bits (4) in prefix 1 is larger than the number of unused bits (0)
      in prefix 2.

    + Prefix 2 MUST precede prefix 3 even though the number of octets
      (4) in the BIT STRING encoding of prefix 2 is larger than the
      number of octets (3) in the BIT STRING encoding of prefix 3.

    + Prefixes 4 and 5 are adjacent (representing the range of addresses


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      from 10.2.48.0 to 10.2.64.255), so MUST be combined into a range
      (since the range cannot be encoded by a single prefix).

    + Note that the six trailing zero bits in the max element of the
      range are significant to the semantic interpretation of the value
      (as all unused bits are interpreted to be 1's, not 0's).  The four
      trailing zero bits in the min element are not significant and MUST
      be removed (thus the (4) unused bits in the encoding of the min
      element).  (DER encoding requires that any unused bits in the last
      subsequent octet be set to zero.)

    + The range formed by prefixes 4 and 5 MUST precede prefix 6 even
      though the SEQUENCE encoding for a range (30) is larger than the
      encoding for the BIT STRING (03) used to encode prefix 6.

    + The IPv4 information MUST precede the IPv6 information since the
      address family identifier for IPv4 (0001) is less than the
      identifier for IPv6 (0002).

   An extension specifying the IPv6 prefix 2001:0:2/48 and the IPv4
   prefixes 10/8 and 172.16/12, and which inherits all IPv4 multicast
   addresses from the issuer's certificate would be:































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   30 3e                       Extension {
      06 08 2b06010505070107     extnID        1.3.6.1.5.5.7.1.7
      01 01 ff                   critical
      04 2f                      extnValue {
         30 2d                     IPAddrBlocks {
            30 10                    IPAddressFamily {
               04 03 0001 01           addressFamily: IPv4 Unicast
                                       IPAddressChoice {
               30 09                     addressesOrRanges {
                                           IPAddressOrRange {
                  03 02 00 0a                addressPrefix    10/8
                                           } -- IPAddressOrRange
                                           IPAddressOrRange {
                  03 03 04 b010              addressPrefix    172.16/12
                                           } -- IPAddressOrRange
                                         } -- addressesOrRanges
                                       } -- IPAddressChoice
                                     } -- IPAddressFamily
            30 08                    IPAddressFamily {
               04 03 0001 02           addressFamily: IPv4 Multicast
                                       IPAddressChoice {
               01 01 ff                  inherit: TRUE from Issuer
                                       } -- IPAddressChoice
                                     } -- IPAddressFamily
            30 0f                    IPAddressFamily {
               04 02 0002              addressFamily: IPv6
                                       IPAddressChoice {
               30 09                     addressesOrRanges {
                                           IPAddressOrRange {
                  03 07 00 200100000002      addressPrefix    2001:0:2/47
                                           } -- IPAddressOrRange
                                         } -- addressesOrRanges
                                       } -- IPAddressChoice
                                     } -- IPAddressFamily
                                   } -- IPAddrBlocks
                                 } -- extnValue
                               } -- Extension
















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Appendix B -- Example of an AS Identifier Delegation Extension

   An extension that specifies AS Numbers 135, 3000 to 3999, and 5001,
   and which inherits all Routing Domain Identifiers from the issuers
   certificate would be (in hexadecimal):

   30 2c                       Extension {
      06 08 2b06010505070108     extnID        1.3.6.1.5.5.7.1.8
      01 01 ff                   critical
      04 1d                      extnValue {
         30 1b                     ASIdentifiers {
            a0 14                    asnum
                                       ASIdentifierChoice {
               30 12                     asIdsOrRanges {
                                           ASIdOrRange {
                  02 02 0087                 ASId
                                           } -- ASIdOrRange
                                           ASIdOrRange {
                  30 08                      ASRange {
                     02 02 0bb8                min
                     02 02 0f9f                max
                                             } -- ASRange
                                           } -- ASIdOrRange
                                           ASIdOrRange {
                  02 02 1389                 ASId
                                           } -- ASIdOrRange
                                         } -- asIdsOrRanges
                                       } -- ASIdentifierChoice
                                     } -- asnum
            a1 03                    rdi {
                                       ASIdentifierChoice {
               01 01 ff                  inherit
                                       } -- ASIdentifierChoice
                                     } -- rdi
                                   } -- ASIdentifiers
                                 } -- extnValue
                               } -- Extension
















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Appendix C -- Use of X.509 Attribute Certificates

   This appendix discusses issues arising from a proposal to use
   Attribute Certificates (ACs, as specified in RFC 3281) [RFC3281] to
   convey, from the Regional Internet Registries (RIRs) to the end-user
   organizations (orgs), the "right-to-use" IP address blocks or AS
   identifiers.

   The two resources, AS numbers and IP address blocks, are currently
   managed differently.  All orgs with the right-to-use an AS number
   receive the authorization directly from an RIR.  Orgs with a right-
   to-use an IP address block receive the authorization either directly
   from an RIR, or indirectly, e.g., from a Downstream Service Provider,
   who might receive its authorization from an Internet Service
   Provider, who in turn gets its authorization from a RIR.  Note that
   AS identifiers might be sub-allocated in the future, so the
   mechanisms used should not rely upon a three level hierarchy.

   In section 1 of RFC 3281, two reasons are given why the use of ACs
   might be preferable to use of Public Key Certificates (PKCs) with
   extensions that convey the authorization information:

      "Authorization information may be placed in a PKC extension or
      placed in a separate attribute certificate (AC).  The placement of
      authorization information in PKCs is usually undesirable for two
      reasons.  First, authorization information often does not have the
      same lifetime as the binding of the identity and the public key.
      When authorization information is placed in a PKC extension, the
      general result is the shortening of the PKC useful lifetime.
      Second, the PKC issuer is not usually authoritative for the
      authorization information.  This results in additional steps for
      the PKC issuer to obtain authorization information from the
      authoritative source."

      "For these reasons, it is often better to separate authorization
      information from the PKC.  Yet, authorization information also
      needs to be bound to an identity.  An AC provides this binding; it
      is simply a digitally signed (or certified) identity and set of
      attributes."

   In the case of these authorizations, these reasons do not apply.
   First, the public key certificates are issued exclusively for
   authorization, so the certificate lifetime corresponds exactly to the
   authorization lifetime, which is tied to a contractual relationship
   between the issuer and entity receiving the authorization.  The
   Subject and Issuer names are only used for chaining during
   certification path validation, and the names need not correspond to
   any physical entity.  The Subject name in the PKCs may actually be
   assigned by the issuing CA, allowing the resource holder limited
   anonymity.  Second, the certificate hierarchy is constructed so that
   the certificate issuer is authoritative for the authorization


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   information.

   Thus the two points in the first cited paragraph above are not true
   in the case of AS number and IP address block allocations.  The point
   of the second cited paragraph is also not applicable as the resources
   are not being bound to an identity but to the holder of the private
   key corresponding to the public key in the PKC.

   RFC 3281 specifies several requirements that a conformant Attribute
   Certificates must meet.  In relation to S-BGP, the more significant
   requirements are:

   1  from section 1: "this specification does NOT RECOMMEND the use of
      AC chains.  Other (future) specifications may address the use of
      AC chains."

      Delegation from IANA to RIRs to ISPs to DSPs to end organizations
      would require the use of chains, at least for IP address block
      delegation.  We would have to provide a description of how the
      superior's AC should be located and its processed.  Readers of
      this document are encouraged to propose ways the chaining might be
      avoided.

   2  from section 4.2.9: "section 4.3 defines the extensions that MAY
      be used with this profile, and whether or not they may be marked
      critical.  If any other critical extension is used, the AC does
      not conform to this profile.  However, if any other non-critical
      extension is used, the AC does conform to this profile."

      This means that the existing delegation extensions, which are
      critical, could not be simply placed into an AC.  They could be
      used if not marked critical, but the intended use requires the
      extensions be critical so that the certificates that contain them
      cannot be used as identity certificates by an unsuspecting
      application.

   3  from section 4.5: "an AC issuer MUST NOT also be a PKC Issuer.
      That is, an AC issuer cannot be a CA as well."

      This means that for each AC issuer there would need to be a
      separate CA to issue the PKC that contains the public key of the
      AC holder.  The AC issuer cannot issue the PKC of the holder, and
      the PKC issuer cannot sign the AC.  Thus each entity in the PKI
      would need to operate an AC issuer in addition to its CA.There
      would be twice as many certificate issuers, and CRLs to process,
      to support Attribute certificates than are needed if PKCs are
      used.  The possibility of mis-alignment also arises when there are
      two issuers issuing certificates for a single purpose.

      The AC model of RFC 3281 implies that the AC holder presents the
      AC to the AC verifier when the holder wants to substantiate an


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      attribute or authorization.  The intended usage does not have a
      direct interaction between an AC verifier (a NOC) and the AC
      issuers (all RIRs and NOCs).  Given a signature on a claimed right
      to use object, the "AC verifier" can locate the AC holder's PKC,
      but there is no direct way to locate the Subject's AC(s).

   4  from section 5: "4. The AC issuer MUST be directly trusted as an
      AC issuer (by configuration or otherwise)."

   This is not true in the case of right to use an IP address block,
   which is delegated through a hierarchy.  Path validation of the AC
   will require chaining up through the delegation hierarchy.  Having to
   configure each replying party (NOC) to "trust" every other NOC does
   not scale, and such "trust" has resulted in failures that the
   proposed security mechanism are designed to prevent.  A single PKI
   with a trusted root is used, not thousands of individually trusted
   per-ISP AC issuers.

   The amount of work that would be required to properly validate an AC
   is larger than for the mechanism that places the S-BGP extensions in
   the PKCs.  There are twice as many certificates to be validated, in
   addition to the ACs.  There could be considerable increase in the
   management burden required to support ACs.






























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References

Normative References

   [IANA-AFI] http://www.iana.org/assignments/address-family-numbers.

   [IANA-SAFI]http://www.iana.org/assignments/safi-namespace.

   [RFC2026]  Bradner, S., "The Internet Standards Process -- Revision
              3", RFC 2026, BCP 00009, October 1996.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Level", BCP 14, RFC 2119, March 1997.

   [RFC3279]  W. Polk, R. Housley, and L. Bassham, " Algorithms and
              Identifiers for the Internet X.509 Public Key
              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 3279, April 2002.

   [RFC3280]  R. Housley, W. Polk, W. Ford, D. Solo, "Internet X.509
              Public Key Infrastructure Certificate and Certificate
              Revocation List (CRL) Profile", RFC 3280, April 2002.

   [X.690]    ITU-T Recommendation X.690 (1997) | ISO/IEC 8825-1:1998,
              "Information Technology - ASN.1 Encoding Rules:
              Specification of Basic Encoding Rules (BER), Canonical
              Encoding Rules (CER) and Distinguished Encoding Rules
              (DER)".


Informational References

   [AS4Bytes] Q. Vohra, and E. Chen, "BGP support for four-octet AS
              number space", draft-ietf-idr-as4bytes-05.txt, May 2002.

   [RFC2050]  K. Hubbard, M. Kosters, D. Conrad, D. Karrenberg, J.
              Postel, "Internet Registry IP Allocation Guidelines", RFC
              2050, BCP 00012, November 1996.

   [RFC3513]  R. Hinden, S. Deering, "Internet Protocol Version 6 (IPv6)
              Addressing Architecture", RFC 3513, April 2003.

   [RFC3280]  R. Housley, W., Polk, W. Ford, D. Solo, "Internet X.509
              Public Key Infrastructure Certificate and Certificate
              Revocation List (CRL) Profile", RFC 3280, April 2002.

   [RFC3281]  S. Farrell, and R. Housley, "An Internet Attribute
              Certificate Profile for Authorization", RFC 3281, April
              2002.

   [RFCbgp]   Rekhter, Y., Li, T., Hares, S., "A Border Gateway Protocol


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              4 (BGP-4)", draft-ietf-idr-bgp4-20.txt

   [S-BGP]    S. Kent, C. Lynn, and K. Seo, "Secure Border Gateway
              Protocol (S-BGP)," IEEE JSAC Special Issue on Network
              Security, April 2000.

   [X.509]    ITU-T Recommendation X.509 (1997 E): "Information
              Technology - Open Systems Interconnection - The Directory:
              Authentication Framework", June 1997.


Disclaimer

   The views and specification here are those of the authors and are not
   necessarily those of their employers.  The authors and their
   employers specifically disclaim responsibility for any problems
   arising from correct or incorrect implementation or use of this
   specification.


Authors' Address

   Charles Lynn
   BBN Technologies
   10 Moulton St.
   Cambridge, MA 02138
   USA

   Phone: +1 (617) 873-3367
   Email: CLynn@BBN.Com

   Stephen Kent
   BBN Technologies
   10 Moulton St.
   Cambridge, MA 02138
   USA

   Phone: +1 (617) 873-3988
   Email: Kent@BBN.Com

   Karen Seo
   BBN Technologies
   10 Moulton St.
   Cambridge, MA 02138
   USA

   Phone: +1 (617) 873-3152
   Email: KSeo@BBN.Com





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