One document matched: draft-ietf-nsis-rsvp-sec-properties-01.txt

Differences from draft-ietf-nsis-rsvp-sec-properties-00.txt




                                                      Hannes Tschofenig 
   Internet Draft                                               Siemens 
   Document:                                                            
   draft-ietf-nsis-rsvp-sec-properties-01.txt 
   Expires: September, 2003                                             
                                                                        
                                                                        
                                                            March, 2003 
                                                                        

   
                         RSVP Security Properties 
               <draft-ietf-nsis-rsvp-sec-properties-01.txt> 
   
  Status of this Memo 
   
  This document is an Internet-Draft and is in full conformance 
  with all provisions of Section 10 of RFC2026. 
   
   
  Internet-Drafts are working documents of the Internet Engineering 
  Task Force (IETF), its areas, and its working groups.  Note that 
  other groups may also distribute working documents as Internet-
  Drafts. 
   
  Internet-Drafts are draft documents valid for a maximum of six months 
  and may be updated, replaced, or obsoleted by other documents at any 
  time.  It is inappropriate to use Internet-Drafts as reference 
  material or to cite them other than as "work in progress". 
   
  The list of current Internet-Drafts can be accessed at 
       http://www.ietf.org/ietf/1id-abstracts.txt 
  The list of Internet-Draft Shadow Directories can be accessed at 
       http://www.ietf.org/shadow.html. 




















     
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  Abstract 
   
  As the work of the NSIS working group has begun there are also 
  concerns about security and its implication for the design of a 
  signaling protocol. In order to understand the security properties 
  and available options of RSVP a number of documents have to be read. 
  This document tries to summarize the security properties of RSVP and 
  to view them from a different point of view. This work in NSIS is 
  part of the overall process of analyzing other signaling protocols 
  and to learn from their design considerations. This document should 
  also provide a starting point for security discussions. 
   
  Table of Contents 
   
   1  Introduction...................................................3 
   2  Terminology....................................................3 
   3  Overview.......................................................5 
   3.1  The RSVP INTEGRITY Object....................................5 
   3.2  Security Associations........................................6 
   3.3  RSVP Key Management Assumptions..............................7 
   3.4  Identity Representation......................................7 
   3.5  RSVP Integrity Handshake....................................11 
   4  Detailed Security Property Discussion.........................12 
   4.1  Discussed Network Topology..................................12 
   4.2  Host/Router.................................................13 
   4.3  User to PEP/PDP.............................................17 
   4.4  Communication between RSVP aware routers....................25 
   5  Miscellaneous Issues..........................................28 
   5.1  First Hop Issue.............................................28 
   5.2  Next-Hop Problem............................................28 
   5.3  Last-Hop Issue..............................................30 
   5.4  RSVP and IPsec..............................................31 
   5.5  End-to-End Security Issues and RSVP.........................33 
   5.6  IPsec protection of RSVP signaling messages.................33 
   5.7  Accounting/Charging Framework...............................34 
   6  Conclusions...................................................34 
   7  Security Considerations.......................................36 
   8  IANA considerations...........................................36 
   9  Open Issues...................................................36 
   10 Acknowledgments...............................................36 
   Appendix A. Dictionary Attacks and Kerberos......................36 
   Appendix B. Example of User-to-PDP Authentication................38 
   11 References....................................................39 
   12 Author's Contact Information..................................42 
   13 Full Copyright Statement......................................43 
   


     
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  1  Introduction 
   
  As the work of the NSIS working group has begun there are also 
  concerns about security and its implication for the design of a 
  signaling protocol. In order to understand the security properties 
  and available options of RSVP a number of documents have to be read. 
  This document tries to summarize the security properties of RSVP and 
  to view them from a different point of view. This work in NSIS is 
  part of the overall process of analyzing other signaling protocols 
  and to learn from their design considerations. This document should 
  also provide a starting point for further discussions. 
   
  The content of this document is organized as follows:  
   
  Section 3 provides an overview of the security mechanisms provided by 
  RSVP including the INTEGRITY object, a description of the identity 
  representation within the POLICY_DATA object (i.e. user 
  authentication) and the RSVP Integrity Handshake mechanism.  
   
  Section 4 provides a more detailed discussion of the used mechanism 
  and tries to describe the mechanisms provided in detail.  
   
  Finally a number of miscellaneous issues are described which address 
  first-hop, next-hop and last-hop issues. Furthermore the problem of 
  IPsec security protection of data traffic and RSVP signaling message 
  is discussed. 
   
  2  Terminology 
   
  To begin with the description of the security properties of RSVP it 
  is natural to explain some terms used throughout the document.  
   
  - Chain-of-Trust 
   
  The security mechanisms supported by RSVP [RFC2747] heavily relies on 
  optional hop-by-hop protection using the built-in INTEGRITY object. 
  Hop-by-hop security with the INTEGRITY object inside the RSVP message 
  thereby refers to the protection between RSVP supporting network 
  elements. Additionally there is the notion of policy aware network 
  elements that additionally understand the POLICY_DATA element within 
  the RSVP message. Since this element also includes an INTEGRITY 
  object there is an additional hop-by-hop security mechanism that 
  provides security between policy aware nodes. Policy ignorant nodes 
  are not affected by the inclusion of this object in the POLICY_DATA 
  element since they do not try to interpret it.  
   
  To protect signaling messages that are possibly modified by each RSVP 
  router along the path it must be assumed that each incoming request 
  is authenticated, integrity and replay protected. This provides 
  protection against unauthorized nodes injecting bogus messages. 
  Furthermore each RSVP-router is assumed to behave in the expected 

     
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  manner. Outgoing messages transmitted to the next hop network element 
  experience protection according RSVP security processing.  
   
  Using the above described mechanisms a chain-of-trust is created 
  whereby a signaling message transmitted by router A via router B and 
  received by router C is supposed to be secure if router A and B and 
  router B and C share a security association and all routers behave 
  expectedly. Hence router C trusts router A although router C does not 
  have a direct security association with router A. We can therefore 
  conclude that the protection achieved with this hop-by-hop security 
  for the chain-of-trust is as good as the weakest link in the chain.  
   
  If one router is malicious (for example because an adversary has 
  control over this router) then it can arbitrarily modify messages and 
  cause unexpected behavior and mount a number of attacks not only 
  restricted to QoS signaling. Additionally it must be mentioned that 
  some protocols demand more protection than others (this depends 
  between which nodes these protocols are executed). For example edge 
  devices, where end-users are attached, may more likely be attacked in 
  comparison to the more secure core network of a service provider. In 
  some cases a network service provider may choose not to use the RSVP 
  provided security mechanisms inside the core network because a 
  different security protection is deployed.  
   
  Section 6 of [RFC2750] mentions the term chain-of-trust in the 
  context of RSVP integrity protection. In Section 6 of [HH01] the same 
  term is used in the context of user authentication with the INTEGRITY 
  object inside the POLICY_DATA element. Unfortunately the term is not 
  explained in detail and the assumption is not clearly specified.  
   
  - Host and User Authentication 
   
  The presence of the RSVP protection and a separate user identity 
  representation leads to the fact that both user- and the host-
  identities are used for RSVP protection. Therefore user and host 
  based security is investigated separately because of the different 
  authentication mechanisms provided. To avoid confusion about the 
  different concepts Section 3.4 will describe the concept of user 
  authentication in more detail.  
   
  - Key Management 
   
  For most of the security associations required for the protection of 
  RSVP signaling messages it is assumed that they are already available 
  and hence key management was done in advance. There is however an 
  exception with the support for Kerberos. Using Kerberos an entity is 
  able to distribute a session key used for RSVP signaling protection.   
   
  - RSVP INTEGRITY and POLICY_DATA INTEGRITY Object 
   
  RSVP uses the INTEGRITY object in two places of the message. The 
  first usage is in the RSVP message itself and covers the entire RSVP 
     
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  message as defined in [RFC2747] whereas the latter is included in the 
  POLICY_DATA object and defined in [RFC2750]. In order to 
  differentiate the two objects regarding their scope of protection the 
  two terms RSVP INTEGRITY and POLICY_DATA INTEGRITY object are used. 
  The data structure of the two objects however is the same.  
   
  - Hop vs. Peer 
   
  In the past there was considerable discussion about the terminology 
  of a nodes that are addressed by RSVP. In particular two favorites 
  have used: hop and peer. This document uses the term hop which is 
  different to an IP hop. Two neighboring RSVP nodes communicating with 
  each other are not necessarily neighboring IP nodes (i.e. one IP hop 
  away).  
   
  3  Overview 
   
  3.1  The RSVP INTEGRITY Object 
   
  The RSVP INTEGRITY object is the major component of the RSVP security 
  protection. This object is used to provide integrity and replay 
  protect the content of the signaling message between two RSVP 
  participating router. Furthermore the RSVP INTEGRITY object provides 
  data origin authentication. The attributes of the object are briefly 
  described:  
   
  - Flags field 
   
  The Handshake Flag is the only defined flag and is used to 
  synchronize sequence numbers if the communication gets out-of-sync 
  (i.e. for a restarting host to recover the most recent sequence 
  number). Setting this flag to one indicates that the sender is 
  willing to respond to an Integrity Challenge message. This flag can 
  therefore be seen as a capability negotiation transmitted within each 
  INTEGRITY object.  
   
  - Key Identifier 
   
  The Key Identifier selects the key used for verification of the Keyed 
  Message Digest field and hence must be unique for the sender. Its 
  length is fixed with 48-bit. The generation of this Key Identifier 
  field is mostly a decision of the local host. [RFC2747] describes 
  this field as a combination of an address, the sending interface and 
  a key number. We assume that the Key Identifier is simply a (keyed) 
  hash value computed over a number of fields with the requirement to 
  be unique if more than one security association is used in parallel 
  between two hosts (i.e. as it is the case with security association 
  that have overlapping lifetimes). A receiving system uniquely 
  identifies a security association based on the Key Identifier and the 
  sender's IP address. The sender's IP address may be obtained from the 
  RSVP_HOP object or from the source IP address of the packet if the 
  RSVP_HOP object is not present. The sender uses the outgoing 
     
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  interface to determine which security association to use. The term 
  outgoing interface might be confusing. The sender selects the 
  security association based on the receiver's IP address (of the next 
  RSVP capable router). To determine which node is the next capable 
  RSVP router is not further specified and is likely to be statically 
  configured.  
   
  - Sequence Number 
   
  The sequence number used by the INTEGRITY object is 64-bits in length 
  and the starting value can be selected arbitrarily. The length of the 
  sequence number field was chosen to avoid exhaustion during the 
  lifetime of a security association as stated in Section 3 of 
  [RFC2747]. In order for the receiver to distinguish between a new and 
  a replayed sequence number each value must be monotonically 
  increasing modulo 2^64. We assume that the first sequence number seen 
  (i.e. the starting sequence number) is stored somewhere. The modulo-
  operation is required because the starting sequence number may be an 
  arbitrary number. The receiver therefore only accepts packets with a 
  sequence number larger (modulo 2^64) than the previous packet. As 
  explained in [RFC2747] this process is started by handshaking and 
  agreeing on an initial sequence number. If no such handshaking is 
  available then the initial sequence number must be part of the 
  establishment of the security association.  
   
  The generation and storage of sequence numbers is an important step 
  in preventing replay attacks and is largely determined by the 
  capabilities of the system in presence of system crashes, failures 
  and restarts. Section 3 of [RFC2747] explains some of the most 
  important considerations.  
   
  - Keyed Message Digest 
   
  The Keyed Message Digest is an RSVP built-in security mechanism used 
  to provide integrity protection of the signaling messages. Prior to 
  computing the value for the Keyed Message Digest field the Keyed 
  Message Digest field itself must be set to zero and a keyed hash 
  computed over the entire RSVP packet. The Keyed Message Digest field 
  is variable in length but must be a multiple of four octets. If HMAC-
  MD5 is used then the output value is 16 bytes long. The keyed hash 
  function HMAC-MD5 [RFC2104] is required for a RSVP implementation as 
  noted in Section 1 of [RFC2747]. Hash algorithms other than MD5 
  [RFC1321] like SHA [SHA] may also be supported. 
   
  The key used for computing this Keyed Message Digest may be obtained 
  from the pre-shared secret which is either manually distributed or 
  the result of a key management protocol. No key management protocol, 
  however, is specified to create the desired security associations. 
   
  3.2  Security Associations 
   

     
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  Different attributes are stored for security associations of sending 
  and receiving systems (i.e. unidirectional security associations). 
  The sending system needs to maintain the following attributes in such 
  a security association [RFC2747]: 
   
  - Authentication algorithm and algorithm mode 
  - Key 
  - Key Lifetime 
  - Sending Interface 
  - Latest sequence number (sent with this key identifier) 
   
  The receiving system has to store the following fields: 
   
  - Authentication algorithm and algorithm mode 
  - Key 
  - Key Lifetime 
  - Source address of the sending system 
  - List of last n sequence numbers (received with this key identifier) 
   
  Note that the security associations need to have additional fields to 
  indicate their state. It is necessary to have an overlapping lifetime 
  of security associations to avoid interrupting an ongoing 
  communication because of expired security associations. During such a 
  period of overlapping lifetime it is necessary to authenticate either 
  one or both active keys. As mentioned in [RFC2747] a sender and a 
  receiver might have multiple active keys simultaneously. 
  If more than one algorithm is supported then the algorithm used must 
  be specified for a security association. 
   
  3.3  RSVP Key Management Assumptions 
   
  [RFC2205] assumes that security associations are already available. 
  Manual key distribution must be provided by an implementation as 
  noted in Section 5.2 of [RFC2747]. Manual key distribution however 
  has different requirements to a key storage – a simple plaintext 
  ASCII file may be sufficient in some cases. If multiple security 
  associations with different lifetimes should be supported at the same 
  time then a key engine, for example PF_KEY [RFC2367], would be more 
  appropriate. Further security requirements listed in Section 5.2 of 
  [RFC2747] are the following: 
   
  - The manual deletion of security associations must be supported. 
  - The key storage should persist a system restart. 
  - Each key must be assigned a specific lifetime and a specific Key 
  Identifier. 
   
  3.4  Identity Representation 
   
  In addition to host-based authentication with the INTEGRITY object 
  inside the RSVP message user-based authentication is available as 
  introduced with [RFC2750]. Section 2 of [RFC3182] stated that 
  "Providing policy based admission control mechanism based on user 
     
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  identities or application is one of the prime requirements." To 
  identify the user or the application, a policy element called 
  AUTH_DATA, which is contained in the POLICY_DATA object, is created 
  by the RSVP daemon at the user’s host and transmitted inside the RSVP 
  message. The structure of the POLICY_DATA element is described in 
  [RFC2750]. Network nodes like the PDP then use the information 
  contained in the AUTH_DATA element to authenticate the user and to 
  allow policy-based admission control to be executed. As mentioned in 
  [RFC3182] the policy element is processed and the policy decision 
  point replaces the old element with a new one for forwarding to the 
  next hop router. 
   
  A detailed description of the POLICY_DATA element can be found in 
  [RFC2750]. The attributes contained in the authentication data policy 
  element AUTH_DATA, which is defined in [RFC3182], are briefly 
  explained in this Section. Figure 1 shows the abstract structure of 
  the RSVP message with its security relevant objects and the scope of 
  protection. The RSVP INTEGRITY object (outer object) covers the 
  entire RSVP message whereas the POLICY_DATA INTEGRITY object only 
  covers objects within the POLICY_DATA element.  
   
   +--------------------------------------------------------+ 
   | RSVP Message                                           | 
   +--------------------------------------------------------+ 
   | INTEGRITY +-------------------------------------------+| 
   | Object    |POLICY_DATA Object                         || 
   |           +-------------------------------------------+| 
   |           | INTEGRITY +------------------------------+|| 
   |           | Object    | AUTH_DATA Object             ||| 
   |           |           +------------------------------+|| 
   |           |           | Various Authentication       ||| 
   |           |           | Attributes                   ||| 
   |           |           +------------------------------+|| 
   |           +-------------------------------------------+| 
   +--------------------------------------------------------+ 
     Figure 1: Security relevant Objects and Elements within the RSVP 
                                 message 
   
  The AUTH_DATA object contains information for identifying users and 
  applications together with credentials for those identities. The main 
  purpose of those identities seems to be the usage for policy based 
  admission control and not for authentication and key management. As 
  noted in Section 6.1 of [RFC3182] an RSVP may contain more than one 
  POLICY_DATA object and each of them may contain more than one 
  AUTH_DATA object. As indicated in the Figure above and in [RFC3182] 
  one AUTH_DATA object contains more than one authentication attribute. 
  A typical configuration for a Kerberos-based user authentication 
  includes at least the Policy Locator and an attribute containing the 
  Kerberos session ticket.  
   
  A successful user authentication is the basis for doing policy-based 
  admission control. Additionally other information such as time-of-
     
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  day, application type, location information, group membership etc. 
  may be relevant for a policy. 
   
  The following attributes are defined for the usage in the AUTH_DATA 
  object: 
   
  a) Policy Locator 
   
  The policy locator string that is a X.500 distinguished name (DN) 
  used to locate the user and/or application specific policy 
  information. The following types of X.500 DNs are listed: 
   
  - ASCII_DN 
  - UNICODE_DN 
  - ASCII_DN_ENCRYPT 
  - UNICODE_DN_ENCRYPT 
   
  The first two types are the ASCII and the Unicode representation of 
  the user or application DN identity. The two "encrypted" 
  distinguished name types are either encrypted with the Kerberos 
  session key or with the private key of the user’s digital certificate 
  (i.e. digitally signed). The term encrypted together with a digital 
  signature is easy to misconceive. If user identity confidentiality 
  shall be provided then the policy locator has to be encrypted with 
  the public key of the recipient. How to obtain this public key is not 
  described in the document. Such an issue may be specified in a 
  concrete architecture where RSVP is used.  
   
  b) Credentials 
   
  Two cryptographic credentials are currently defined for a user: 
  Authentication with Kerberos V5 [RFC1510], and authentication with 
  the help of digital signatures based on X.509 [RFC2495] and PGP 
  [RFC2440]. The following list contains all defined credential types 
  currently available and defined in [RFC3182]: 
            
  +--------------+--------------------------------+ 
  | Credential   |  Description                   | 
  |    Type      |                                | 
  +===============================================| 
  | ASCII_ID     |  User or application identity  | 
  |              |  encoded as an ASCII string    | 
  +--------------+--------------------------------+ 
  | UNICODE_ID   |  User or application identity  | 
  |              |  encoded as an Unicode string  | 
  +--------------+--------------------------------+ 
  | KERBEROS_TKT |  Kerberos V5 session ticket    | 
  +--------------+--------------------------------+ 
  | X509_V3_CERT |  X.509 V3 certificate          | 
  +--------------+--------------------------------+ 
  | PGP_CERT     |  PGP certificate               | 
  +--------------+--------------------------------+ 
     
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                  Table 1: Credentials Supported in RSVP 
   
  The first two credentials only contain a plaintext string and 
  therefore they do not provide cryptographic user authentication. 
  These plaintext strings may be used to identify applications, which 
  are included for policy-based admission control. Note that these 
  plain-text identifiers may, however, be protected if either the RSVP 
  INTEGRITY and/or the INTEGRITY object of the POLICY_DATA element is 
  present. Note that the two INTEGRITY objects can terminate at 
  different entities depending on the network structure. The digital 
  signature may also provide protection of application identifiers. A 
  protected application identity (and the entire content of the 
  POLICY_DATA element) cannot be modified as long as no policy ignorant 
  nodes are used in between.  
   
  A Kerberos session ticket, as previously mentioned, is the ticket of 
  a Kerberos AP_REQ message [RFC1510] without the Authenticator. 
  Normally, the AP_REQ message is used by a client to authenticate to a 
  server. The INTEGRITY object (e.g. of the POLICY_DATA element) 
  provides the functionality of the Kerberos Authenticator, namely 
  replay protection and shows that the user was able to retrieve the 
  session key following the Kerberos protocol. This is, however, only 
  the case if the Kerberos session was used for the keyed message 
  digest field of the INTEGRITY object. Section 7 of [RFC2747] 
  discusses some issues for establishment of keys for the INTEGRITY 
  object. The establishment of the security association for the RSVP 
  INTEGRITY object with the inclusion of the Kerberos Ticket within the 
  AUTH_DATA element may be complicated by the fact that the ticket can 
  be decrypted by node B whereas the RSVP INTEGRITY object terminates 
  at a different host C. The Kerberos session ticket contains, among 
  many other fields, the session key. The Policy Locator may also be 
  encrypted with the same session key. The protocol steps that need to 
  be executed to obtain such a Kerberos service ticket are not 
  described in [RFC3182] and may involve several roundtrips depending 
  on many Kerberos related factors. The Kerberos ticket does not need 
  to be included in every RSVP message as an optimisation as described 
  in Section 7.1 of [RFC2747]. Thus the receiver must store the 
  received service ticket. If the lifetime of the ticket is expired 
  then a new service ticket must be sent. If the receiver lost his 
  state information (because of a crash or restart) then he may 
  transmit an Integrity Challenge message to force the sender to re-
  transmit a new service ticket.  
   
  If either the X.509 V3 or the PGP certificate is included in the 
  policy element then a digital signature must be added. The digital 
  signature computed over the entire AUTH_DATA object provides 
  authentication and integrity protection. The SubType of the digital 
  signature authentication attribute is set to zero before computing 
  the digital signature. Whether or not a guarantee of freshness with 
  the replay protection (either timestamps or sequence numbers) is 

     
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  provided by the digital signature is an open issue as discussed in 
  Section 4.3.  
   
  c) Digital Signature 
   
  The digital signature computed over the data of the AUTH_DATA object 
  must be the last attribute. The algorithm used to compute the digital 
  signature depends on the authentication mode listed in the 
  credential. This is only partially true since for example PGP again 
  allows different algorithms to be used for computing a digital 
  signature. The algorithm used for computing the digital signature is 
  not included in the certificate itself. The algorithm identifier 
  included in the certificate only serves the purpose to allow the 
  verification of the signature computed by the certificate authority 
  (except for the case of self-signed certificates).  
   
  d) Policy Error Object 
   
  The Policy Error Object is used in the case of a failure of the 
  policy based admission control or other credential verification. 
  Currently available error messages allow to notify if the credentials 
  are expired (EXPIRED_CREDENTIALS), if the authorization process 
  disallowed the resource request (INSUFFICIENT_PRIVILEGES) and if the 
  given set of credentials is not supported 
  (UNSUPPORTED_CREDENTIAL_TYPE). The last error message allows the 
  user's host to discover the type of credentials supported although by 
  very inefficient means. Furthermore it is unlikely that a user 
  supports different types of credentials. The purpose of the error 
  message IDENTITY_CHANGED is unclear. The protection of the error 
  message is not discussed in [RFC3182].  
   
  3.5  RSVP Integrity Handshake 
   
  The Integrity Handshake is a protocol that was designed to allow a 
  crashed or restarted host to obtain the latest valid challenge value 
  stored at the receiving host. A host stores the latest sequence 
  number of a fresh and correctly authenticated packet. An adversary 
  can replay eavesdropped packets if the crashed host has lost its 
  sequence numbers. A signaling message from the real sender with a new 
  sequence number would therefore allow the crashed host to update the 
  sequence number field and prevent further replays. Hence if there is 
  a steady flow of RSVP protected messages between the two hosts an 
  attacker may find it difficult to inject old messages since new 
  authenticated packets with high sequence numbers arrive and get 
  stored immediately. 
   
  The following description explains the details of the RSVP Integrity 
  Handshake that is started by Node A after recovering from a 
  synchronization failure: 
   
                     Integrity Challenge 
                 (1) Message (including 
     
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   +----------+      a Cookie)            +----------+ 
   |          |-------------------------->|          | 
   |  Node A  |                           |  Node B  | 
   |          |<--------------------------|          | 
   +----------+      Integrity Response   +----------+ 
                 (2) Message (including 
                     the Cookie and the 
                     INTEGRITY object) 
   
                    Figure 2: RSVP Integrity Handshake 
   
  The details of the messages are described below:  
   
  CHALLENGE= (Key Identifier, Challenge Cookie) 
  Integrity Challenge Message:=(Common Header, CHALLENGE) 
  Integrity Response Message:=(Common Header, INTEGRITY, CHALLENGE) 
   
  The "Challenge Cookie" is suggested to be a MD5 hash of a local 
  secret and a timestamp [RFC2747]. 
   
  The Integrity Challenge message is not protected with an INTEGRITY 
  object as show in the protocol flow above. As explained in Section 10 
  of [RFC2747] this was done to avoid problems in situations where both 
  communication parties do not have a valid starting sequence number.  
   
  Whether or not to use the RSVP Integrity Challenge/Response mechanism 
  is a site-local decision since it may not be needed in all network 
  environments. It is however recommended to use the RSVP Integrity 
  Handshake protocol.  
   
  4  Detailed Security Property Discussion  
   
  The purpose of this section is to describe the security protection of 
  the RSVP provided mechanisms individually for authentication, 
  authorization, integrity and replay protection, user identity 
  confidentiality, confidentiality of the signaling messages.  
   
  4.1  Discussed Network Topology 
   
  The main purpose of this paragraph is to show the basic interface of 
  a simple RSVP network architecture. The architecture below assumes 
  that there is only a very single domain and that two routers are RSVP 
  and policy aware. These assumptions are relaxed in the individual 
  paragraphs as necessary. Layer 2 devices between the clients and 
  their corresponding first hop routers are not shown. Other network 
  elements like a Kerberos Key Distribution Center and for example an 
  LDAP server where the PDP retrieves his policies are also omitted. 
  The security of various interfaces to the individual servers (KDC, 
  PDP, etc.) depends very much on the security policy of a specific 
  network service provider.  
   
   
     
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                          +--------+ 
                          |Policy  | 
                          |Decision| 
                     +----+Point   +---+ 
                     |    +--------+   | 
                     |                 | 
                     |                 | 
                     |                 | 
    +------+       +-+----+        +---+--+          +------+ 
    |Client|       |Router|        |Router|          |Client| 
    |  A   +-------+  1   +--------+  2   +----------+  B   | 
    +------+       +------+        +------+          +------+ 
                    Figure 3: Simple RSVP Architecture 
   
  4.2  Host/Router 
   
  When talking about authentication in RSVP it is very important to 
  make a distinction between user and host authentication of the 
  signaling messages. By using the RSVP INTEGRITY object the host is 
  authenticated while credentials inside the AUTH_DATA object can be 
  used to authenticate the user. In this Section the focus is on host 
  authentication whereas the next Section covers user authentication. 
   
  a) Authentication 
   
  We use the term host authentication above since the selection of the 
  security association is bound to the host’s IP address as mentioned 
  in Section 3.1 and 3.2. Depending on the key management protocol used 
  to create this security association and the identity used it is also 
  possible to bind a user identity to this security association. Since 
  the key management protocol is not specified it is difficult to 
  evaluate this part and hence we speak about data origin 
  authentication based on the host’s identity for RSVP INTEGRITY 
  objects. The fact that the host identity is used for selecting the 
  security association has already been described in Section 3.1. 
   
  Data origin authentication is provided with the keyed hash value 
  computed over the entire RSVP message excluding the keyed message 
  digest field itself. The security association used between the user’s 
  host and the first-hop router is, as previously mentioned, not 
  established by RSVP and must therefore be available before the 
  signaling is started.  
   
  Although not mentioned in [RFC2747] it is also possible to use IPsec 
  [RFC2401] to protect the RSVP signaling traffic from the client to 
  the first-hop router. Note that IPsec usage for RSVP signaling 
  protocol requires preconditions which are described in Section 5.6. 
  If we use IPsec to protect the interface between the user’s host and 
  the first hop router then the optional RSVP INTEGRITY object may not 
  be required. It may also be possible (which requires a further 
  investigation) whether an existing IPsec security association may 
  also be (re-)used for RSVP. IPsec allows the key exchange protocol 
     
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  IKE [RFC2409] to be used to dynamically negotiate IPsec security 
  associations. Note that KINK [FH+01] and other protocols are 
  available that are also able to establish an IPsec security 
  association. This text mainly refers to IKE since it is the most 
  frequently used protocol for this purpose. A detailed description of 
  IPsec and IKE is outside the scope of this document. Since IKE is 
  computationally expensive it might create a computational burden to 
  re-establish a new IPsec SA based of the movement of a mobile user 
  host. Work at the SEAMOBY group tries to tackle this problem by using 
  IPsec Context Transfer protocols. Hence in this case we would avoid 
  triggering a separate key exchange protocol run for RSVP to protect 
  messages at each layer if they terminate at the same node.  
   
  It is an open issue whether it is enough to provide IPsec protection 
  of messages between the user’s host and the first-hop router although 
  different protocols (i.e. protocols executed at different protocol 
  layers) (possibly) terminate at different endpoints.  
   
  - Kerberos for the RSVP INTEGRITY object 
   
  As described in Section 7 of [RFC2747] Kerberos may be used to create 
  the key for the RSVP INTEGRITY object. How to learn the principal 
  name (and realm information) of the other node is outside the scope 
  of [RFC2747]. Section 4.2.1 of [RFC2747] states that the required 
  identities can be obtained statically or dynamically via a directory 
  service or DHCP. [HA01] describes a way to distribute principal and 
  realm information via DNS which can be used for this purpose 
  (assuming that the FQDN or the IP address of the other node is known 
  for which this information is desired). It is only required to 
  encapsulate the Kerberos ticket inside the policy element. It is 
  furthermore mentioned that Kerberos tickets with expired lifetime 
  must not be used and the initiator is responsible for requesting and 
  exchanging a new service ticket before expiration.  
   
  RSVP multicast processing in combination with Kerberos requires 
  additional thoughts:  
   
  Section 7 of [RFC2747] states that in the multicast case all 
  receivers must share a single key with the Kerberos Authentication 
  Server i.e. a single principal used for all receivers). From a 
  personal discussion with Rodney Hess it seems that there is currently 
  no other solution available in the context of Kerberos.  
   
  An additional protocol needs to be executed after each user is 
  authenticated via Kerberos to establish a session key and to allow 
  multicast specific functionality like entering a group, leaving a 
  group to be executed securely. This would additionally allow 
  accounting and billing to be used efficiently and on a per-user 
  basis. This session key is then used to protect RSVP signaling 
  messages. These issues definitely need further investigation and are 
  not fully described in this version of the document.  
   
     
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  In case that one entity crashed the established security association 
  is lost and therefore the other node must retransmit the service 
  ticket. The crashed entity can use an Integrity Challenge message to 
  request a new Kerberos ticket to be retransmitted by the other node. 
  If a node receives such a request then a reply message must be 
  returned.  
   
  b) Integrity Protection 
   
  Integrity protection between the user’s host and the first hop router 
  is based on the RSVP INTEGRITY object. Since the RSVP Integrity 
  object is an optional element of the RSVP message IPsec protection of 
  the signaling message to the router may also provide integrity 
  protection either with IPsec AH [RFC2402] or IPsec ESP [RFC2406] as 
  mentioned already in the previous paragraph.  
   
  Furthermore it is stated that other keyed hash functions apart from 
  HMAC-MD5 may be used within the RSVP INTEGRITY object and it is 
  obvious that both communicating entities must have security 
  associations indicating the algorithm used. This may be however 
  difficult since there is no negotiation protocol defined to agree on 
  a specific algorithm. Hence it is very likely that HMAC-MD5 is the 
  only usable algorithm for the RSVP INTEGRITY object if RSVP is used 
  in a mobile environment and only in local environments it may be 
  useful to switch to a different keyed hash algorithm. The other 
  possible alternative is that every implementation must support the 
  most important keyed hash algorithms for example MD5, SHA-1, RIPEMD-
  160 etc. HMAC-MD5 was mainly chosen because of the performance 
  characteristics. The weaknesses of MD5 [DBP96] are known and 
  described in [Dob96]. Other algorithms like SHA-1 [SHA] and RIPEMD-
  160 [DBP96] instead are known to provide better security properties. 
   
  c) Replay Protection 
   
  The main mechanism used for replay protection in RSVP are sequence 
  numbers whereby the sequence number is included in the RSVP INTEGRITY 
  object. The properties of this sequence number mechanisms are 
  described in Section 3.1. The fact that the receiver stores a list of 
  sequence numbers is an indicator for a window mechanism. This somehow 
  conflicts with the requirement that the receiver only has to store 
  the highest number given in Section 3 of [RFC2747]. We assume that 
  this is a typo. Section 4.1 of [RFC2747] gives a few comments about 
  the out-of-order delivery and the ability of an implementation to 
  specify the replay window.  
   
  If IPsec is used to protect RSVP messages then the optional IPsec 
  replay protection mechanism may be used which is also based on 
  sequence numbers with a window mechanism. This window mechanism may 
  (theoretically) also cause problems whereby an adversary reorders 
  messages. This is however very difficult to exploit since the 
  signaling messages are exchanged at a relatively low rate compared to 
  regular data traffic that may also be protected with IPsec.  
     
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  - Integrity Handshake 
   
  The mechanism of the Integrity Handshake is explained in Section 3.5. 
  The Cookie value is suggested to be hash of a local secret and a 
  timestamp. The Cookie value is not verified by the receiver. The 
  mechanism used by the Integrity Handshake is a simple 
  Challenge/Response message which assumes that the key shared between 
  the two hosts survives the crash. If the security association is 
  however dynamically created then this assumption may not be true.  
   
  In Section 10 of [RFC2747] the authors note that an adversary can 
  create faked Integrity Handshake message including challenge cookies. 
  Subsequently he would store the received response. Later he tries to 
  replay these responses while a responder recovers from a crash or 
  restart. If this replayed Integrity Response value is valid and has a 
  lower sequence number than actually used then this value is stored at 
  the recovering host. In order for this attack to be successful the 
  adversary must either have collected a large number of 
  challenge/response value pairs or the adversary "discovered" the 
  cookie generation mechanism (for example by knowing the local 
  secret). The collection of Challenge/Response pairs is even more 
  difficult since they depend on the Cookie value, on sequence number 
  included in the response message and on the shared key which is used 
  by the INTEGRITY object.   
   
  d) Confidentiality 
   
  Confidentiality is not considered to be a security requirement for 
  RSVP. Hence it is not directly supported by RSVP. However, IPsec can 
  provide confidentiality by encrypting the transmitted signaling 
  traffic with IPsec ESP.  
   
  e) Authorization 
   
  The task of authorization consists of two subcategories: Network 
  access authorization and RSVP request authorization. Access 
  authorization is provided when a node is authenticated to the network 
  e.g. via AAA protocols (for example using RADIUS [RFC2865] or 
  DIAMETER [CA+02]) and authorization information is downloaded to one 
  or more network elements for example to the access router/first hop 
  router to modify filter rules to enable the IP traffic forwarding. 
  The access router is therefore acting as a firewall with dynamically 
  created filter rules based on a successful host or user 
  authentication. Issues related to network access authorization are 
  outside the scope of RSVP.  
   
  The second authorization refers to RSVP itself. Depending on the 
  network configuration 
  - the router either forwards the received RSVP request to the policy  
  decision point e.g. by using COPS (see [RFC2748] and [RFC2749]) and  
  to request admission control procedure to be executed or 
     
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  - the router supports the functionality of a PDP and therefore there 
  is no need to forward the request or 
  - the router may already be configured with the appropriate policy 
  information to decide locally whether to grant this request or not. 
   
  Based on the result of the admission control the request may be 
  granted or rejected. Without a policy element being embedded inside 
  the RSVP message no policy-based admission control can be done.  
   
  The interaction between the two access authorization procedures (and 
  the filter-installation at the various network devices) will likely 
  be investigated in more detail in the MIDCOM working group. 
   
  f) Performance 
   
  The computation of the keyed message digest for a RSVP INTEGRITY 
  object does not represent a performance problem. The same is true for 
  IPsec AH (or IPsec ESP). The protection of signaling messages is 
  usually not a problem since these messages are transmitted at a low 
  rate. Even a high number of messages does not cause performance 
  problems for a RSVP routers because of the efficiency of the keyed 
  message digest routine. 
   
  The key management which is computationally more demanding is more 
  important for scalability. Since RSVP does not specify a particular 
  key exchange protocol to be used it is difficult to estimate the 
  effort to create the required security associations. Furthermore the 
  number of key exchanges to be triggered depends on security policy 
  issues like lifetime of a security association, required security 
  properties of the key exchange protocol, authentication mode used by 
  the key exchange protocol etc.  In a stationary environment with a 
  single administrative domain the manual security association 
  distribution may be acceptable and provides the best performance 
  characteristics. In a mobile environment asymmetric authentication 
  methods are likely to be used with a key exchange protocol and some 
  sort of certificate verification needs to be supported. 
   
  4.3  User to PEP/PDP 
   
  As noted in the previous section both user and host based 
  authentication is supported by RSVP. Using RSVP, a user may 
  authenticate to the first hop router or to the PDP as specified in 
  [RFC2747] depending on the infrastructure provided by the network 
  domain or on the architecture used (e.g. the integration of RSVP and 
  Kerberos V5 into the Windows 2000 Operating System [MADS01]). Another 
  architecture where RSVP is tightly integrated is the one specified by 
  the PacketCable organization. The interested reader is referred to 
  [PKTSEC] for a discussion of the security architecture.  
   
  a) Authentication 
   

     
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  When a user sends a RSVP PATH or RESV message then this message may 
  include some information to authenticate the user. [RFC3182] 
  describes how user and application information is embedded into the 
  RSVP message (AUTH_DATA object) and how to protect it. A router 
  receiving such a message can use this information to authenticate the 
  client and forward the user/application information to the policy 
  decision point (PDP). Optionally the PDP itself can authenticate the 
  user, which is described in the next section. In order to be able to 
  authenticate the user, to verify the integrity and to check for 
  replays the entire POLICY_DATA element has to be forwarded from the 
  router to the PDP e.g. by including the element into a COPS message. 
  It is assumed that the INTEGRITY object within the POLICY_DATA 
  element is sent to the PDP along with all other attributes although 
  not clearly specified in [RFC3182]. 
   
  Certificate Verification 
   
  Using the policy element as described in [RFC3182] it is not possible 
  to provide a certificate revocation list or other information to 
  proof the validity of the certificate inside the policy element. A 
  specific mechanism for certificate verification is not discussed in 
  [RFC3182] and hence a number of them can be used for this purpose.  
  For certificate verification the network element (a router or the 
  policy decision point), which has to authenticate the user, could 
  frequently download certificate revocation lists or should use a 
  protocol like the Online Certificate Status Protocol (OCSP) [RFC2560] 
  and the Simple Certificate Validation Protocol (SCVP) [MHHF01] to 
  determine the current status of a digital certificate. 
   
  User Authentication to the PDP 
   
  This alternative authentication procedure uses the PDP to 
  authenticate the user instead of the first hop router. In Section 
  4.2.1 in [RFC3182] the choice is given for the user to either obtain 
  a session ticket for the next hop router or for the PDP. As noted in 
  the same Section the identity of the PDP or the next hop router is 
  statically configured or dynamically retrieved. Subsequently user 
  authentication to the PDP is considered. 
   
  Kerberos-based Authentication to the PDP 
   
  If Kerberos is used to authenticate the user then first a session 
  ticket for the PDP needs to be requested. If the user roams between 
  different routers in the same administrative domain then he does not 
  need to request a new service ticket since the PDP is likely to be 
  used by most or all first-hop routers within the same administrative 
  domain. This is different if a session ticket for a router has to be 
  obtained and authentication to a router is required. The router 
  therefore plays a passive role of forwarding the request only to the 
  PDP and executing the policy decision returned by the PDP. 
   
  Appendix B describes one example of user-to-PDP authentication.  
     
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  User authentication with the policy element only provides unilateral 
  authentication where the client authenticates to the router or to the 
  PDP. If a RSVP message is sent to the user’s host and public keyed 
  based authentication is used then the message does not contain a 
  certificate and digital signature. Hence no mutual authentication can 
  be assumed. In case of Kerberos mutual authentication may be 
  accomplished if the PDP or the router transmits a policy element with 
  an INTEGRITY object computed with the session key retrieved from the 
  Kerberos ticket or if the Kerberos ticket included in the policy 
  element is also used for the RSVP INTEGRITY object as described in 
  Section 4.2. This procedure only works if a previous message was 
  transmitted from the end host to the network and such key is already 
  established. [RFC3182] does not discuss this issue and therefore 
  there is no particular requirement dealing with transmitting network 
  specific credentials back to the end-user's host.  
   
  b) Integrity Protection 
   
  The integrity protection of the RSVP message and the POLICY_DATA 
  element are protected separately as shown in Figure 1. In case of a 
  policy ignorant node along the path the RSVP INTEGRITY object and the 
  INTEGRITY object inside the policy element terminate at different 
  nodes. Basically the same is true for the credentials of the user if 
  they are verified at the policy decision point instead of the first 
  hop router. 
   
  - Kerberos 
   
  If Kerberos is used to authenticate the user to the first hop router 
  then the session key included in the Kerberos ticket may be used to 
  compute the INTEGRITY object of the policy element. It is the keyed 
  message digest that provides the authentication. The existence of the 
  Kerberos service ticket inside the AUTH_DATA object does not provide 
  authentication and a guarantee of freshness for the receiving host. 
  Authentication and guarantee of freshness is provided by the keyed 
  hash value of the INTEGRITY object inside the POLICY_DATA element. 
  The user thereby shows that he actively participated in the Kerberos 
  protocol and that he was able to obtain the session key to compute 
  the keyed message digest. The Authenticator used in the Kerberos V5 
  protocol provides similar functionality but replay protection is 
  based on timestamps (or based on sequence number if the optional seq-
  number field inside the Authenticator is used for KRB_PRIV/KRB_SAFE 
  messages as described in Section 5.3.2 of [RFC1510]).  
   
  - Digital Signature 
   
  If public key based authentication is provided then user 
  authentication is accomplished with the digital signature. As 
  explained in Section 3.3.3 of [RFC3182] the DIGITAL_SIGNATURE 
  attribute must be the last attribute in the AUTH_DATA object and the 
  digital signature covers the entire AUTH_DATA object. Which hash 
     
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  algorithm and public key algorithm is used for the digital signature 
  computation is described in [RFC2440] in case that PGP is used. In 
  case of X.509 credentials the situation is more complex since 
  different mechanisms like CMS [RFC2630] or PKCS#7 [RFC2315] may be 
  used for the digitally signing the message element. X.509 only 
  provides the standard for the certificate layout which seems to 
  provide insufficient information for this purpose. Therefore X.509 
  certificates are supported for example by CMS and PKCS#7. [RFC3182], 
  however, does not make any statements about the usage of CMS and 
  PKCS#7. Currently there is no support for CMS or PKCS#7 described in 
  [RFC3182], which provides more than only public key based 
  authentication (e.g. CRL distribution, key transport, key agreement, 
  etc.). Furthermore the usage of PGP in RSVP is vague since there are 
  different versions of PGP (including a OpenPGP [RFC2440]) and there 
  has been no indication which version should be used. When thinking 
  about CMS support for RSVP the main question that has to be answered 
  is whether a public key based authentication (and key agreement 
  mechanism) should be supported for a QoS signaling protocol. 
  Especially the risks of denial of service attacks, large processing, 
  memory and bandwidth utilization should be considered.  
   
  If the INTEGRITY object is not included in the POLICY_DATA element or 
  not sent to the PDP then we have to make the following observation:  
   
  a) For the digital signature case only the replay protection provided 
  by the digital signature algorithm can be used. It is however not 
  clear whether this usage was anticipated or not. Hence we might 
  assume that the replay protection is based on the availability of 
  RSVP INTEGRITY object used with a security association that is 
  established by other means. 
   
  b) If a Kerberos session ticket is included but without using the 
  Kerberos session key then the analogon of the Kerberos Authenticator 
  is missing. Obviously there is no guarantee that the user actually 
  followed the Kerberos protocol and was able to decrypt the received 
  TGS_REP (or in rare cases the AS_REP if a session ticket is requested 
  with the initial AS_REQ).  
   
  c) Replay Protection 
   
  Figure 4 below shows the interfaces relevant for replay protection of 
  signaling messages in a more complicated architecture. The client 
  therefore uses the policy data element with PEP2 since PEP1 is not 
  policy aware. The interfaces between the client and the PEP1 and 
  between the PEP1 and PEP2 are protected with the RSVP INTEGRITY 
  object. The link between the PEP2 and the PDP is protected for 
  example by using the COPS built-in INTEGRITY object. The dotted line 
  between the Client and the PDP indicates the protection provided by 
  the AUTH_DATA element which has no RSVP INTEGRITY object included.  
   
                          AUTH_DATA                      +----+ 
     +- - - - - - - - - - - - - - - - - - - - - - - - - -+PDP +-+ 
     
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                                                         +----+ | 
     |                                                          | 
                                                                | 
     |                                                 COPS     | 
                                                       INTEGRITY| 
     |                                                          | 
                                                                | 
     |                                                          | 
  +--+---+   RSVP INTEGRITY  +----+    RSVP INTEGRITY    +----+ | 
  |Client+-------------------+PEP1+----------------------+PEP2+-+ 
  +--+---+                   +----+                      +-+--+ 
     |                                                     | 
     +-----------------------------------------------------+ 
                      POLICY_DATA INTEGRITY 
   
                       Figure 4: Replay Protection 
   
  Host authentication with the RSVP INTEGRITY object and user 
  authentication with the INTEGRITY object inside the POLICY_DATA 
  element both use the same replay mechanism. The length of the 
  Sequence Number field, sequence number rollover and the Integrity 
  Handshake is already explained in Section 3.1.  
   
  Section 9 in [RFC3182] states "RSVP INTEGRITY object is used to 
  protect the policy object containing user identity information from 
  security (replay) attacks.". Hence the public key based 
  authentication does not support the RSVP based replay protection 
  since the digital signature does not cover the POLICY_DATA INTEGRITY 
  object with its Sequence Number field. The digital signature covers 
  the entire AUTH_DATA object.  
   
  The use of public key systems within the AUTH_DATA object complicates 
  replay protection. Digital signature computation with PGP is 
  described in [PGP] and in [RFC2440]. The data structure preceding the 
  signed message digest includes information about the message digest 
  algorithm used and a 32-bit timestamp when the signature was created 
  ("Signature creation time"). The timestamp is included in the 
  computation of the message digest. The IETF standardized OpenPGP 
  version [RFC2440] contains more information and describes the 
  different hash algorithms (MD2, MD5, SHA-1, RIPEMD-160) provided. 
  [RFC3182] does not make any statements whether the "Signature 
  creation time" field is used for replay protection. Using timestamps 
  for replay protection requires different synchronization mechanisms 
  in case of clock-screws. Traditionally "loosely" synchronized clocks 
  are assumed in those cases but also requires specifying a replay-
  window.  
   
  If the "Signature creation time" is not used for replay protection 
  then a malicious policy ignorant node can use this weakness to 
  replace the user's credentials without destroying the digital 
  signature. Additionally the RSVP initiating host, where multiple 
  users may have access, must be trustworthy even if a smartcard is 
     
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  used since otherwise, replay attacks with a recorded AUTH_DATA object 
  are possible. Note that this however violates the hop-by-hop security 
  assumption. It is therefore assumed that replay protection of the 
  user credentials is not considered as an important security 
  requirement since the hop-by-hop processing of the RSVP message 
  protects the message against modification by an adversary between two 
  communicating nodes.  
   
  There are two additional issues related to a Kerberos based user 
  authentication in the context of replay protection. The lifetime of 
  the Kerberos ticket is based on the fields starttime and endtime of 
  the EncTicketPart structure of the ticket as described in Section 
  5.3.1 of [RFC1510]. Since the ticket is created by the KDC located at 
  the network of the verifying entity it is not difficult to have the 
  clocks roughly synchronized for the purpose of lifetime verification. 
  Additional information about clock-synchronization and Kerberos can 
  be found at [DG96].  
   
  If we assume that the Kerberos session key is used for RSVP then 
  there may be a need for rekeying. If we assume that a policy at the 
  user's host indicates when to rekey then the next RSVP message 
  includes a new Kerberos session ticket that is then used by the 
  verifying entity. If the lifetime of the Kerberos ticket or other 
  policies do not affect rekeying then an RSVP security association may 
  never require rekeying at all because of the large sequence number 
  space.  
   
  d) (User Identity) Confidentiality 
   
  This Section discusses the privacy protection of the identity 
  information transmitted inside the policy element. Especially the 
  user identity confidentiality is of interest because there is no 
  built-in RSVP mechanism for encryption of the POLICY_DATA or the 
  AUTH_DATA elements.  The encryption of one of the attributes inside 
  the AUTH_DATA element - of the POLICY_LOCATOR attribute is discussed 
  in the next section.  
   
  There has often been the discussion whether the effort for protecting 
  user identity is worth the additional complexity. With the increasing 
  privacy awareness there must be at least a discussion on the 
  mechanisms provided by the given protocol. The main question in this 
  context is about the threat model i.e. against which entity the user 
  identity should be protected. Since RSVP does not make any 
  assumptions about the underlying key management protocol for most 
  parts it is difficult to make a judgment. However for the identity 
  representation part of the protocol it is possible to make some 
  observations. We assume that the most important threat for a user is 
  to reveal his identity to an adversary located between the user’s 
  host and the first-hop router. Identities should furthermore not be 
  transmitted outside the domain of the visited network provider i.e. 
  the user identity information inside the policy data element should 
  be removed or modified by the PDP to prevent revealing information to 
     
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  other (non-authorized) entities along the signaling path. We cannot 
  however provide user identity confidentiality against the network 
  provider to which the user is attached. Different mechanisms must be 
  deployed to disallow the network provider to create a profile of the 
  user. These mechanisms are outside the scope of this document since 
  there is a strong involvement with the initial authentication and key 
  agreement protocol executed between the user and the visited network.  
   
  If the link between the user’s host and the first hop router is 
  protected with IPsec ESP then confidentiality of the entire signaling 
  messages is provided. Note however that the IPsec protection may 
  terminate at the different node than the RSVP policy aware signaling 
  does. The focus of this Section is, however, the functionality 
  provided by RSVP. 
   
  The ASCII or Unicode distinguished name of user or application inside 
  the POLICY_LOCATOR attribute of the AUTH_DATA element may be 
  encrypted as specified in Section 3.3.1 of [RFC3182].  The user (or 
  application) identity is then encrypted with either the Kerberos 
  session key or with the private key in case of public key based 
  authentication. Since the private key is used we usually speak of a 
  digital signature which can be verified by everyone possessing the 
  public key. Since the certificate with the public key is included in 
  the message itself this is no obstacle. Furthermore the included 
  certificate provides enough identity information for an eavesdropper 
  together with the additional (unencrypted) information provided in 
  the RSVP message. Hence the possibility of encrypting the policy 
  locator in case of public key based authentication is less obvious. 
  To encrypt the identities using asymmetric cryptography the user’s 
  host must be able to somehow retrieve the public key of the entity 
  verifying the policy element (i.e. the first policy aware router or 
  the PDP). Currently no such mechanism is defined in [RFC3182].  
   
  There is no option to encrypt the user or application identity 
  without Kerberos or public key mechanisms are used since the 
  selection of an appropriate security association is not possible.  
   
  The algorithm used to encrypt the POLICY_LOCATOR with the Kerberos 
  session key is assumed to be the same as the one used for encrypting 
  the service ticket. The information about the used algorithm is 
  available in the etype field of the EncryptedData ASN.1 encoded 
  message part. Section 6.3 of [RFC1510] lists the supported 
  algorithms. [Rae01] defines new encryption algorithms (Rijndael, 
  Serpent, and Twofish) that were published in the context of the AES 
  competition.  
   
  The task of evaluating the confidentiality provided for the user 
  requires to look at protocols executed outside of RSVP (for example 
  to look at the Kerberos protocol). The ticket included in the 
  CREDENTIAL attribute may provide user identity protection by not 
  including the optional cname attribute inside the unencrypted part of 
  the Ticket. Since the Authenticator is not transmitted with the RSVP 
     
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  message the cname and the crealm of the unencrypted part of the 
  Authenticator are not revealed. In order for the user to request the 
  Kerberos session ticket, for inclusion in the CREDENTIAL attribute, 
  the Kerberos protocol exchange must be executed. Then the 
  Authenticator sent with the TGS_REQ reveals the identity of the user. 
  The AS_REQ must also include the user identity to allow the Kerberos 
  Authentication Server to respond with an AS_REP message that is 
  encrypted with the user's secret key. Using Kerberos, it is therefore 
  only possible not to reveal content of the encrypted policy locator, 
  which is only useful if this value differs from the user identity 
  used with Kerberos. Hence using Kerberos it is not "entirely" 
  possible to provide user identity confidentiality. 
   
  It is important to note that information stored in the policy element 
  may be changed by a policy aware router or by the policy decision 
  point. Which parts are changed depends upon whether multicast or 
  unicast is used, how the policy server reacts, where the user is 
  authenticated and whether he needs to be re-authenticated in other 
  network nodes etc. Hence user and application specific information 
  can leak after the messages leave the first hop within the network 
  where the user's host is attached. As mentioned at the beginning of 
  this Section this information leakage is assumed to be intentional. 
   
  e) Authorization 
   
  Additional to the description of the authorization steps of the 
  Host/Router interface, user based authorization is added with the 
  policy element providing user credentials. The inclusion of user and 
  application specific information enables policy-based admission 
  control with special user policies that are likely to be stored at a 
  dedicated server. Hence a Policy Decision Point can query for example 
  a LDAP server for a service level agreement stating the amount of 
  resources a certain user is allowed to request. Additional to the 
  user identity information group membership and other non-security 
  related information may contribute to the evaluation of the final 
  policy decision. If the user is not registered to the currently 
  attached domain then there is the question of how much information 
  the home domain of the user is willing to exchange. This also impacts 
  the users privacy policy. In general the user may not want to 
  distribute much of his policy information. Furthermore the missing 
  standardized authorization data format may create interoperability 
  problems when exchanging policy information. Hence we can assume that 
  the policy decision point may use information from an initial 
  authentication and key agreement protocol which may already required 
  cross-realm communication with the user's home domain to only assume 
  that the home domain knows the user and that the user is entitled to 
  roam and to be able to forward accounting messages to this domain. 
  This represents the traditional subscriber based accounting scenario. 
  Non-traditional or alternative means of accounting might be deployed 
  in the near future that do not require the any type of inter-domain 
  communication. Obviously there is a strong interrelationship between 
  the authorization and the process of accounting. Note that the term 
     
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  accounting in this context is not only related to process of 
  metering. Metering is only the process of measuring and collecting 
  resource usage information. Instead the term unites metering, 
  pricing, charging and billing.  
   
  f) Performance 
   
  If Kerberos is used for user authentication then a Kerberos ticket 
  must be included in the CREDENTIAL Section of the AUTH_DATA element. 
  The Kerberos ticket has a size larger than 500 bytes but only needs 
  to be sent once since a performance optimization allows the session 
  key to be cached as noted in Section 7.1 of [RFC2747]. It is assumed 
  that subsequent RSVP messages only include the POLICY_DATA INTEGRITY 
  object with a keyed message digest that uses the Kerberos session 
  key. This however assumes that the security association required for 
  the POLICY_DATA INTEGRITY object is created after (or modified) to 
  allow the selection of the correct key. Otherwise it difficult to say 
  which identifier is used to index the security association. 
   
  When Kerberos is used as an authentication system then, from a 
  performance perspective, then the message exchange to obtain the 
  session key needs to be considered although the exchange only needs 
  to be done once in a long time frame depending on the lifetime of the 
  session ticket. This is particularly true in a mobile environment 
  with a fast roaming user's host.  
   
  Public key based authentication usually provides the best scalability 
  characteristics for key distribution but the protocols are 
  performance demanding. A major disadvantage of the public key based 
  user authentication in RSVP is the non-existing possibility to derive 
  a session key. Hence every RSVP PATH or RESV message includes the 
  certificate and a digital signature, which is a huge performance and 
  bandwidth penalty. For a mobile environment with low performance 
  devices, high latency and low bandwidth links this seems to be less 
  encouraging. Note that a public key infrastructure is required to 
  allow the PDP (or the first-hop router) to verify the digital 
  signature and the certificate. To check for revoked certificates, 
  certificate revocation lists or protocols like the Online Certificate 
  Status Protocol [RFC2560] and the Simple Certificate Validation 
  Protocol [MHHF01]. Then the integrity of the AUTH_DATA object via the 
  digital signature is verified.  
   
  4.4 Communication between RSVP aware routers 
   
  a) Authentication 
   
  RSVP signaling messages are data origin authenticated and protected 
  against modification and replay using the RSVP INTEGRITY object. 
  IPsec may also provide RSVP signaling message protection is it, 
  however, not suggested because of the problems described in Section 
  5.6. Only in certain environments IPsec protection might not cause 
  problems. The RSVP message flow between routers is protected based on 
     
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  the chain of trust and hence each router only needs to have a 
  security association with its neighboring routers. This assumption 
  was made because of performance advantages and because of special 
  security characteristics of the core network where no user hosts are 
  directly attached. In the core network the network structure does not 
  change frequently and the manual distribution of shared secrets for 
  the RSVP INTEGRITY object may be acceptable. The shared secrets may 
  be either manually configured or distributed by using network 
  management protocols like SNMP.  
   
  If IPsec is used in a hop-by-hop fashion then the required security 
  associations may be manually created or dynamically distributed with 
  IKE by either using symmetric or asymmetric authentication modes. A 
  description of the existing IKE authentication modes and IKE security 
  properties is outside the scope of this document. The reader is 
  referred to the relevant documents at the IPsec working group.  
   
  Independent of the key distribution mechanism host authentication 
  with RSVP built-in mechanisms is accomplished with the keyed message 
  digest in the RSVP INTEGRITY object computed using the previously 
  exchanged symmetric key. In case of IPsec host authentication is 
  accomplished with the keyed message digest included in the 
  Authentication Data field of the IPsec Authentication Header included 
  in every IP packet. 
   
  b) Integrity Protection 
   
  Integrity protection is either accomplished with the RSVP INTEGRITY 
  object with the variable length Keyed Message Digest field or with 
  the IPsec Authentication Header. A description of the IPsec AH is 
  found in [RFC2402] and IPsec ESP [RFC2406] with null encryption is 
  found in [RFC2410]. The main difference between IPsec and RSVP 
  protection is the layer at which the security is applied. 
   
  c) Replay Protection 
   
  Replay protection with the RSVP INTEGRITY object is extensively 
  described in previous Sections. IPsec provides an optional window-
  based replay protection, which may cause problems if a strict message 
  ordering of RSVP messages is required. This problem was already 
  discussed in a previous Section and a possible solution is to include 
  the RSVP INTEGRITY object without a key, which reduces the RSVP 
  integrity protection to a simple MD5 hash. This modification must 
  however be integrated into an existing implementation and it is not 
  clear whether the RSVP standard allows this modification. If the RSVP 
  implementation is able to access the IPsec Security Association 
  Database and retrieve the required security association then no such 
  modification to RSVP is required and IKE is only used to distribute 
  the security associations. This however requires the RSVP 
  implementation to trigger the IKE exchange. 
   

     
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  To enable crashed hosts to learn the latest sequence number used the 
  Integrity Handshake mechanism is used in RSVP as explained in a 
  Section above. IPsec does not provide such a mechanism since a 
  crashed host looses its negotiated security associations and 
  therefore has to re-negotiate them using IKE. Note that manually 
  configured IPsec security associations do not provide replay 
  protection because a sequence number rollover would require the 
  establishment of a new SA. This is obviously not possible when using 
  manually configured IPsec SAs. Using IKE with pre-shared secrets is 
  therefore a simple solution.  
   
  d) Confidentiality 
   
  Confidentiality is not provided by RSVP but using IPsec ESP in a hop-
  by-hop mode can provide it. The usage of IPsec ESP for RSVP is not 
  recommended because of the additional overhead for little additional 
  security benefit if we think of the underlying assumed trust model of 
  chain of trust. Hence there must be a good reason why to require 
  confidentiality in a hop-by-hop fashion in the core network of the 
  same administrative domain. If the RSVP network spawns different 
  provider networks then it is possible to encapsulate RSVP messages 
  between RSVP networks over a non-RSVP cloud similar to a VPN. Such a 
  configuration is mainly determined by the network structure of a 
  provider. 
   
  e) Authorization 
   
  Depending on the RSVP network QoS resource authorization at different 
  routers may need to contact the PDP again. Since the PDP is allowed 
  to modify the policy element, a token may be added to the policy 
  element to increase the efficiency of the re-authorization procedure. 
  This token is used to refer to an already computed policy decision. 
  The communications interface from the PEP to the PDP must be properly 
  secured.  
   
  f) Performance 
   
  The performance characteristics the protection of the RSVP signaling 
  messages is largely determined by the key exchange protocol since the 
  RSVP INTEGRITY object or IPsec AH are only used to compute a keyed 
  message digest of the transmitted messages. Furthermore only RSVP 
  signaling messages are protected and the protection of the 
  application data stream is outside the scope of RSVP. IPsec ESP 
  provides a performance penalty but may only be rarely used. A network 
  administrator may however use IPsec ESP in transport mode with NULL 
  encryption to provide the same functionality as IPsec AH but with the 
  chance of better hardware support. 
   
  The security associations within the core network i.e. between 
  individual routers (in comparison to the security association between 
  the user’s host and the first-hop router or with the attached network 
  in general) can be established more easily because of the strong 
     
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  trust assumptions. Furthermore it is possible to use security 
  associations with an increased lifetime to avoid too frequent 
  rekeying. Hence there is less impact for the performance compared to 
  the user to network interface. The security association storage 
  requirements are also less problematic.  

 5  Miscellaneous Issues 
    
   This section describes a number of issues which illustrate some of 
   the short-comings of RSVP with respect to security.  
    
 5.1  First Hop Issue 
    
   In case of end-to-end signaling an end host starts signaling to its 
   attached network. The first-hop communication is often more difficult 
   because of the different requirements and a missing trust 
   relationship. An end host must therefore obtain some information to 
   start RSVP signaling: 
    
   - Does this network support RSVP signaling?  
   - Which node supports RSVP signaling?  
   - To which node is authentication required?  
   - Which identity is used for authentication?  
   - Which security mechanisms are used for authentication?  
   - Which algorithms have to be used?  
   - Where should the keys/security association come from?  
   - Should a security association be established? 
    
   RSVP, as specified today, is used as a building block. Hence these 
   questions have to be answered as part of overall architectural 
   considerations. Without giving an answer to this question "ad-hoc" 
   RSVP communication by an end host roaming to an unknown network is 
   not possible. A negotiation of security mechanisms and algorithms is 
   not supported for RSVP. 
   
 5.2  Next-Hop Problem 
   
  Throughout the document it was always assumed that the next RSVP node 
  along the path is always known. Knowing your next hop is important to 
  be able to select the correct key for the RSVP Integrity object to 
  provide proper protection. In case that an RSVP node assumes to know 
  which node is the next hop then the following protocol exchange can 
  occur: 
   
                                   Integrity 
                                    (A<->C)    +------+ 
                                     (3)       | RSVP | 
                                +------------->+ Node | 
                                |              |  B   | 
                   Integrity    |              +--+---+ 
                    (A<->C)     |                 | 
         +------+    (2)     +--+----+            | 
     
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    (1)  | RSVP +----------->+Router |            |  Error 
   ----->| Node |            | or    +<-----------+ (I am B) 
         |  A   +<-----------+Network|       (4) 
         +------+    (5)     +--+----+ 
                    Error       . 
                   (I am B)     .              +------+ 
                                .              | RSVP | 
                                ...............+ Node | 
                                               |  C   | 
                                               +------+ 
                         Figure 5: Next-Hop Issue 
   
  When RSVP node A in Figure x receives an incoming RSVP Path message 
  then standard RSVP message processing takes place. Node A then has to 
  decide which key to select to protect the signaling message. We 
  assume that some mechanism which is not further specified is used to 
  make this decision. In this example node A assumes that the message 
  will travel to RSVP node C. However because of some reasons (e.g. a 
  route change, inability to learn the next RSVP hop along the path, 
  etc.) the message travels to node B via a non-RSVP supporting router 
  which cannot verify the integrity of the message (or cannot decrypt 
  the Kerberos service ticket). The processing failure causes a PathErr 
  message to be returned to the originating sender of the Path message. 
  This error message also contains information about the node 
  recognizing the error. In many cases a security association might not 
  be available. Node A receiving the PathErr message might use the 
  information returned with the PathErr message to select a different 
  security association (or to establish one). The RSVP Path message 
  therefore provides a number of functions: path discovery, detecting 
  route changes, learning of QoS capabilities along the path using the 
  Adspec object, (with some interpretation) next-hop discovery and 
  possibly security association establishment (for example in case of 
  Kerberos). 
   
  From a security point of view there is a conflict between  
   
  - Idempotent messages delivery and efficiency 
   
  Especially the RSVP Path message performs a number of functions. 
  Supporting idempotent message delivery somehow contradicts with 
  security association establishment and efficient message delivery and 
  size. For example a "real" idempotent signaling message would contain 
  enough information to perform security processing without depending 
  on a previously executed message exchange. Adding a Kerberos ticket 
  with every signaling message is, however, very inefficient. Using 
  public key based mechanisms is even more inefficient when included in 
  every signaling message. With public key based protection for 
  idempotent messages there is additionally a risk of introducing 
  denial of service attacks.  
   
  - RSVP Path message functionality and next-hop discovery 
   
     
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  To protect an RSVP signaling message (and a RSVP Path message in 
  particular) it is necessary to know the identity of the next RSVP 
  aware node (and some other parameters). Without a mechanism for next-
  hop discovery an RSVP Path message is also responsible for this task. 
  Without knowing the identity of the next hop the Kerberos principal 
  name is also unknown. The so-called Kerberos user-to-user 
  authentication mechanism is not supported which would allow the 
  receiver to trigger the process of establishing Kerberos 
  authentication is not supported. This issue will again be discussed 
  in relationship with the last-hop problem.   
   
  It is fair to assume that a RSVP supporting node might not have a 
  security association with all immediately neighboring RSVP nodes. 
  Especially for inter-domain signaling, IntServ over DiffServ or for 
  some new applications such as firewall signaling the next RSVP aware 
  node might not be known in advance. The number of next RSVP nodes 
  might be considerably large if they are separated by a large number 
  of non-RSVP aware nodes. Hence a node transmitting a RSVP Path 
  message might experience difficulties to properly protect the message 
  if it serves as a mechanism to detect both the next RSVP node (i.e. 
  Router Alert Option added to the signaling message and addressed to 
  the destination address) and to detect route changes. It is fair to  
  note that in an intra-domain case this might be possible due to 
  manual configuration in case of a dense distribution of RSVP nodes. 
   
  There is nothing which prevents an adversary from continuously 
  flooding an RSVP node with bogus PathErr messages. It might be 
  possible to protect the PathErr message with an existing security 
  association if available. A legitimate RSVP node would believe that a 
  change in the path took place. Hence this node would try to select a 
  different security association or try to create one with the 
  indicated node. Hence an adversary can send a PathErr message at any 
  time to confuse an RSVP node. If an adversary is located along 
  somewhere along the path then it might also be possible to act as a 
  man-in-the-middle adversary if either authentication and/or 
  authorization is not performed with the necessary accuracy.  
   
 5.3  Last-Hop Issue 
   
  This section tries to address practical difficulties when 
  authentication and key establishment is accomplished with a protocol 
  which shows some asymmetry in message processing when executed 
  between two nodes. Kerberos is such a protocol and also the only 
  supported protocol which provides dynamic session key establishment 
  for RSVP. For first-hop communication authentication is typically 
  done between a user and some network in the network (for example the 
  access router). Especially in a mobile environment it is not feasible 
  to authenticate end hosts based on their IP or MAC address. To show 
  the problem the typical processing steps for Kerberos are shown for 
  first-hop communication:  
   

     
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  a) The end host A learns the identity (i.e. Kerberos principal name) 
  of some entity B. This entity B is either the next RSVP node or a PDP 
  or the next policy aware RSVP node. 
   
  b) Entity A then requests a ticket granting ticket for the network 
  domain. This assumes that the identity of the network domain is 
  known.  
   
  c) Entity A then requests a service ticket for entity B which was 
  learned in step (a).  
   
  d) Entity A includes the service ticket to the RSVP signaling message 
  (inside the policy object). The Kerberos session key is used to 
  protect the entire RSVP signaling message. 
   
  For last-hop communication this processing step theoretically has to 
  be reversed; entity A is then a node in the network (for example the 
  access router) and entity B is the other end host. This assumes that 
  RSVP signaling is accomplished between two end hosts and not between 
  an end host and a application server. The access router might however 
  in step (a) not be able to learn the identity of the user's principal 
  name since this information might not be available. Entity A could 
  reverse the process by triggering an IAKERB exchange. This would 
  cause entity B to request a service ticket for A as described above. 
  IAKERB is however not supported.  
   
 5.4  RSVP and IPsec protected data traffic 
    
   QoS signaling requires flow information to be established at routers 
   along a path. This flow identifier installed at each devices tells 
   the router which data packets should experience QoS treatment. RSVP 
   typically establishes a flow identifier based on the 5-tuple (source 
   IP address, destination IP address, transport protocol type, source 
   port and destination port). If this 5-tuple information is not 
   available then other identifiers have to be used. IPsec protected 
   data traffic is such an example where the transport protocol and the 
   port numbers are not accessible. Hence the IPsec SPI is used as a 
   substitute for them. RFC 2207 considers these IPsec implications for 
   RSVP and is based on three assumptions: 
    
   a) An end host, which initiates the RSVP signaling message exchange, 
   has to be able to retrieve the SPI for given flow. This requires some 
   interaction with the IPsec SADB and SPD. An application usually does 
   not know the SPI of the protected flow and cannot provide the desired 
   values. It can provide the signaling protocol daemon with flow 
   identifiers. The signaling daemon would then need to query the IPsec 
   security association database by providing the flow identifiers as 
   input parameters and the SPI as an output parameter. 
    
   b) RFC 2207 assumes an end-to-end IPsec protection of the data 
   traffic. In IPsec is applied in a nested fashion then parts of the 
   path do not experience QoS treatment. This problem can be treated as 
     
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   a tunneling problem but is initiated by the end host. A figure better 
   illustrates the problem in case of enforcing secure network access: 
    
   +------+          +---------------+      +--------+          +------+ 
   | Host |          | Security      |      | Router |          | Host | 
   |  A   |          | Gateway (SGW) |      |   Rx   |          |  B   | 
   +--+---+          +-------+-------+      +----+---+          +--+---+ 
      |                      |                   |                 | 
      |IPsec-Data(           |                   |                 | 
      | OuterSrc=A,          |                   |                 | 
      | OuterDst=SGW,        |                   |                 | 
      | SPI=SPI1,            |                   |                 | 
      | InnerSrc=A,          |                   |                 | 
      | OuterDst=B,          |                   |                 | 
      | Protocol=X,          |IPsec-Data(        |                 | 
      | SrcPort=Y,           | SrcIP=A,          |                 | 
      | DstPort=Z)           | DstIP=B,          |                 | 
      |=====================>| Protocol=X,       |IPsec-Data(      | 
      |                      | SrcPort=Y,        | SrcIP=A,        | 
      | --IPsec protected->  | DstPort=Z)        | DstIP=B,        | 
      |    data traffic      |------------------>| Protocol=X,     | 
      |                      |                   | SrcPort=Y,      | 
      |                      |                   | DstPort=Z)      | 
      |                      |                   |---------------->| 
      |                      |                   |                 | 
      |                      |     --Unprotected data traffic->    | 
      |                      |                   |                 | 
              Figure 6: RSVP and IPsec protected data traffic 
    
   Host A transmitting data traffic would either indicate a 3-tuple <A, 
   SGW, SPI1> or a 5-tuple <A, B, X, Y, Z>. In any case it is not 
   possible to make a QoS reservation for the entire path. Similar 
   examples are remote access using a VPN, protection of data traffic 
   between the home agent (or a security gateway in the home network) 
   and the mobile node and other. With a nested application of IPsec 
   (for example IPsec between A and SGW and between A and B) the same 
   problem occurs. 
    
   One possible solution to this problem is to change the flow 
   identifier along the path to capture the new flow identifier after an 
   IPsec endpoint. 
    
   IPsec tunnels which neither start nor terminate at one of the 
   signaling end points (for example between two networks) should be 
   addressed differently by recursively applying an RSVP signaling 
   exchange for the IPsec tunnel. RSVP signaling within tunnels is 
   addressed in [RFC2746]. 
    
   c) It is assumed that SPIs do not change during the lifetime of the 
   established QoS reservation. If a new IPsec SA is created then a new 
   SPI is allocated for the security association. To reflect this change 
   either a new reservation has to be established or the flow identifier 
     
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   of the existing reservation has to be updated. Since IPsec SAs have a 
   longer lifetime this issue does not seem to be a major issue. IPsec 
   protection of SCTP data traffic might more often require an IPsec SA 
   (and an SPI) change to reflect added and removed IP addresses from an 
   SCTP association. 
   
 5.5  End-to-End Security Issues and RSVP 
   
  End-to-end security for RSVP has not been discussed throughout the 
  document. In this context end-to-end security refers to credentials 
  transmitted between the two end hosts using RSVP. It is obvious that 
  care must be taken to ensure that routers along the path are able to 
  process and modify the signaling messages according to the processing 
  procedure. Some objects however could be used for end-to-end 
  protection. The main question however is what the benefit of such an 
  end-to-end security is. First there is the question how to establish 
  the required security association. Between two arbitrary hosts on the 
  Internet this might turn out to be quite difficult. Furthermore it 
  depends on an architecture where RSVP is deployed whether it is 
  useful to provide end-to-end security. If RSVP is only used to signal 
  QoS information into the network and other protocols have to be 
  executed beforehand to negotiate the parameters and to decide which 
  entity is charged for the QoS reservation then no end-to-end security 
  is likely to be required. Introducing end-to-end security to RSVP 
  would then cause problems with extensions like RSVP proxy [GD+02], 
  Localized RSVP [MS+02] and others which terminate RSVP signaling 
  somewhere along the path without reaching the destination end host. 
  Such a behavior could then be interpreted as a man-in-the-middle 
  attack.  
   
 5.6  IPsec protection of RSVP signaling messages 
    
   In this document it was assumed that RSVP signaling messages can also 
   be protected by IPsec in a hop-by-hop fashion between two adjacent 
   RSVP nodes. RSVP uses a special processing of signaling messages 
   which complicates IPsec protection. As we explain in this section 
   IPsec should only be used for protection of RSVP signaling messages 
   in a point-to-point communication environment (i.e. a RSVP message 
   can only reach one RSVP router and not possibly more than one). This 
   circumstance is caused by the combination of signaling message 
   delivery and discovery into a single message. Furthermore the end-to-
   end addressing complicates IPsec handling considerably. This section 
   tries to describe these complications. 
    
   RSVP messages are transmitted as raw IP packets with protocol number 
   46. It might be possible to encapsulate them in UDP as described in 
   Appendix C of [RFC2205]. Some RSVP messages (Path, PathTear, and 
   ResvConf) must have the Router Alert IP Option set in the IP header. 
   These messages are addressed to the (unicast or multicast) 
   destination address and not to the next RSVP node along the path. 
   Hence an IPsec traffic selector can only use these fields for IPsec 
   SA selection. If there is only a single path (and possibly every 
     
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   traffic is protected) then there is no problem for IPsec protection 
   of signaling messages. This type of protection is not common and 
   might only be used to secure network access between an end host and 
   its first-hop router. Since the described RSVP messages are addressed 
   to the destination address instead of the next RSVP node it is not 
   possible to use IPsec in transport mode - only IPsec in tunnel mode 
   is possible. 
    
   If there is more than one possible path which an RSVP message can 
   take then the IPsec engine will experience difficulties to protect 
   the message. Even if the RSVP daemon installs a traffic selector with 
   the destination IP address then still there is no distinguishing 
   element which allows to select the correct security association of 
   one of the possible RSVP nodes along. Even if it possible to apply 
   IPsec protection (in tunnel mode) for RSVP signaling messages by 
   incorporating some additional information then there is still the 
   possibility that the tunneled messages do not recognize a path change 
   in a non-RSVP router. Then the signaling messages would simply follow 
   different path than the data. 
    
   RSVP messages like RESV can be protected by IPsec since they are 
   contain enough information to create IPsec traffic selectors which 
   allow a differentiation between different next RSVP nodes. A traffic 
   selector would then contain the protocol number and the source / 
   destination address pair. 
   
 5.7  Accounting/Charging Framework 
   
  In [TB+03] two trust models (NJ Turnpike and NJ Parkway model) and 
  two authorization models (per-session and per-channel financial 
  settlement). The NJ Turnpike model gives a justification for the hop-
  by-hop security protection. RSVP supports the NJ Parkway model and 
  per-channel financial settlement to some extend only. The 
  communication procedures defined for policy object [Her95] can be 
  improved to support the more efficient per-channel financial 
  settlement by avoiding policy handling between inter-domain networks 
  at a signaling message granularity.   
   
  6  Conclusions 
   
  RSVP was the first QoS signaling protocol which provided some 
  security protection. Whether RSVP provides enough security protection 
  heavily depends on the environment where it is deployed. As RSVP is 
  specified today should be seen as a building block that has to be 
  adapted to a given architecture. 
   
  This document aims to provide more insights into the security of 
  RSVP. It cannot not be interpreted as a pass or fail evaluation of 
  the security provided by RSVP.  
   
  Certainly this document is not complete to describe all security 
  issues related to RSVP. Some issues that require further 
     
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  considerations are RSVP extensions (for example [RFC2207]), multicast 
  issues and other security properties like traffic analysis etc. 
  Additionally the interaction with mobility protocols (micro- and 
  macro-mobility) from a security point of view demands further 
  investigation.  
   
  What can be learned from a practical protocol experience and from the 
  increased awareness regarding security is that some of the available 
  credential types have received more acceptance. Kerberos is such a 
  system which is integrated in many IETF protocols today.  
  Public key based authentication techniques are however still 
  considered to be too heavy-weight (computationally and from a 
  bandwidth perspective) to be used for a per-flow signaling. The 
  increased focus on denial of service attacks additionally demands a 
  closer look on public key based authentication.  
   
  The following list briefly summarizes a few security or architectural 
  issues which desire improvement: 
   
  * Discovery and signaling message delivery should be separated. 
   
  * For some applications and scenarios it cannot be assumed that 
  neighboring RSVP aware nodes know each other. Hence some in-path 
  discovery mechanism should be provided.  
   
  * Addressing for signaling messages should be done in a hop-by-hop 
  fashion. 
   
  * Standard security protocols (IPsec, TLS or CMS) should be used 
  whenever possible. Authentication and key exchange should separated 
  from signaling message protection. In general it is necessary to 
  provide key management to dynamically establish a security 
  association for signaling message protection. Relying on manually 
  configured keys between neighboring RSVP nodes is insufficient.  
   
  * The usage of public key cryptography for authorization tokens, 
  identity representation, selective object protection, etc. is likely 
  to cause fragmentation and problems. 
   
  * Public key authentication and user identity confidentiality 
  provided with RSVP require some improvement. 
   
  * Public key based user authentication only provides entity 
  authentication. An additional security association is required to 
  protect the signaling message.  
   
  * Data origin authentication should not be provided by non-RSVP nodes 
  (such as the PDP). Such a procedure could be accomplished by entity 
  authentication during the authentication and key exchange phase.  
   
  * Authorization and charging should be better integrated in the base 
  protocol. 
     
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  * Selective message protection should be provided. A protected 
  message should be recognizable from a flag in the header. 
   
  * Confidentiality protection is missing and should therefore be added 
  to the protocol.  
   
  * Parameter and mechanism negotiation should be provided. 
   
  7  Security Considerations 
   
  This document discusses security properties of RSVP and as such, it 
  is concerned entirely with security. 
   
  8  IANA considerations 
   
  This document does not address any IANA considerations. 
   
  9  Open Issues 
   
  A future version of this draft will restructure and shorten the 
  document and include references to other RSVP security related 
  activities and papers. 
   
  10   Acknowledgments 
   
  I would like to thank Jorge Cuellar, Robert Hancock, Xiaoming Fu and 
  Guenther Schaefer for their valuable comments. Additionally I would 
  like to thank Robert and Jorge for their time to discuss various 
  issues with me. Furthermore I would like to thank Marc De Vuyst for 
  his comments to the draft.  
   
  Appendix A.  Dictionary Attacks and Kerberos 
   
  This section addresses issues related to Kerberos and its 
  vulnerability against dictionary attacks since there often seems to 
  be a misunderstanding. The reason for including this discussion in 
  this document is that Kerberos seems to be one of the most widely 
  supported authentication and key distribution systems available.  
   
  The initial Kerberos AS_REQ request (without pre-authentication, 
  various extensions and without PKINIT) is unprotected. The response 
  message AS_REP is encrypted with the client's long-term key. An 
  adversary can take advantage of this fact by requesting AS_REP 
  messages to mount an off-line dictionary attack. Using pre-
  authentication ([Pat92]) can be used to reduce this problem.  
  However pre-authentication does not entirely prevent dictionary 
  attacks by an adversary since he can still eavesdrop Kerberos 
  messages if being located at the path between the mobile node and the 
  KDC. With mandatory pre-authentication for the initial request an 
  adversary cannot request a Ticket Granting Ticket for an arbitrary 

     
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  user. On-line password guessing attacks are still possible by 
  choosing a password (e.g. from a dictionary) and then transmitting an 
  initial request including pre-authentication data field. An 
  unsuccessful authentication by the KDC results in an error message 
  and the gives the adversary a hint to try a new password and restart 
  the protocol again. 
   
  There are however some proposals that prevent dictionary attacks from 
  happening. The use of Public Key Cryptography for initial 
  authentication [TN+01] (PKINIT) is one such solution. Other proposals 
  use strong-password based authenticated key agreement protocols like 
  the Encrypted Key Exchange protocol (EKE) to avoid leaking of user 
  password information. B. Jaspan investigated the use of EKE for 
  Kerberos V5 called "Dual-workfactor Encrypted Key Exchange" [Jas96] 
  which is described below. 
   
  With the PA-ENC-DH pre-authentication Jaspan included the Diffie-
  Hellman "public key" of the client encrypted with the user password 
  in the initial AS_REQ to the Authentication Server. Additionally the 
  modulus m is included since the client can choose this value 
  dynamically. 
   
  It is interesting to note that pre-authentication was orginally 
  introduced to allow the user to authenticate to the AS with the 
  inital AS_REQ message . The use of the Encrypted Key Exchange 
  protocol [BM92] as a pre-authentication mechanism does not allow the 
  Authentication Server to authenticate the client since this would 
  require the client to include verifiable data (e.g. a keyed message 
  digest for data origin authentication) but this destroys the 
  properties of EKE. EKE was designed to create a strong-password based 
  authentication protocol that is resistant against dictionary attacks.  
  Hence after the second message the Authentication Server is 
  authenticated to the client by showing that he was able to compute 
  the shared key k(a,as) used to encrypt the first part of message (2). 
  The client is not authenticated to the Authentication Server. 
   
  It is obvious that both the client and the Authentication Server must 
  be able to provide good random numbers for the creation of the 
  Diffie-Hellman key pair. Jaspan additionally noted that the timestamp 
  in the response from the Authentication Server (AS_REP message) can 
  be used to eliminate the dependency on time synchronization of the 
  Kerberos protocol.  The client can use this value to adjust his clock 
  after successful authentication of the Authentication Server. 
   
  The vulnerability against denial of service attacks is a disadvantage 
  common to many strong-password based authenticated key agreement 
  protocols. Nothing prevents an adversary from flooding the 
  Authentication Server with bogus AS_REQ messages using the pre-
  authentication method PA-ENC-DH. This forces the Authentication 
  Server to create a Diffie-Hellman public/private key pair, to decrypt 
  the received response and to compute the session key k(a,as) and to 
  return a message to the source IP address of the previously received 
     
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  message. Even if the Authentication Server does not re-create a new 
  public/private key pair with every session he still has to compute 
  the session key which requires multiprecision operations and this is 
  time consuming. 
   
  Jaspan furthermore noted that the missing client authentication can 
  be used by an undetectable on-line password guessing attack as 
  described in [DH95]. An adversary sends an AS_REQ for a user B 
  encrypted with a password k(b’). The Authentication Server decrypts 
  the value of the pre-authentication field with the real user password 
  k(b) and encrypts his response to the adversary. If the adversary 
  correctly guessed the password of user B then the receive response 
  verifies correctly. Jaspan proposed to modify the KDC to allow only a 
  certain number of requests per day but this can be used by an 
  attacker to mount a denial of service attack against such users to 
  lock their accounts by sending a number of incorrect requests to the 
  KDC. The KDC would then reject Ticket Granting Ticket or even a 
  service ticket  from legitimate users. 
   
  Tom Wu mentioned in [Wu99] the use of a variant of SRP [Wu98] and the 
  use of SPEKE [Jab96] to be used in the pre-authentication process as 
  possible candidates to prevent dictionary attacks. Unfortunately Wu 
  does not explain the proposals in detail. 
   
  Currently only PKINIT is available for preventing off-line dictionary 
  attacks. Other proposals described above like SPEKE, SRP etc. are not 
  included in the current Kerberos version. IPR issues may be one of 
  the reasons.  
   
  Appendix B.  Example of User-to-PDP Authentication 
   
  The following Section describes an example of user-to-PDP 
  authentication. Note that the description below is not fully covered 
  by the RSVP specification and hence it should only be seen as an 
  example.  
   
  Windows 2000, which integrates Kerberos into RSVP, uses a 
  configuration with the user authentication to the PDP as described in 
  [MADS01]. The steps for authenticating the user to the PDP in an 
  intra-realm scenario are the following: 
   
  - Windows 2000 requires the user to contact the KDC and to request a 
  Kerberos service ticket for the PDP account AcsService in the local 
  realm.  
   
  - This ticket is then embedded in the AUTH_DATA element and included 
  in either the PATH or the RESV message. In case of Microsoft’s 
  implementation the user identity encoded as a distinguished name is 
  encrypted with the session key provided with the Kerberos ticket. The 
  Kerberos ticket is sent without the Kerberos authdata element that 
  contains authorization information as explained in [MADS01]. 

     
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  - The RSVP message is then intercepted by the PEP who forwards it to 
  the PDP. [MADS01] does not state which protocol is used to forward 
  the RSVP message to the PDP.  
   
  - The PDP who finally receives the message decrypts the received 
  service ticket. The ticket contains the session key which was used by 
  the user's host to 
  a) Encrypt the principal name inside the policy locator field of the 
  AUTH_DATA object and to 
  b) Create the integrity protected Keyed Message Digest field in the 
  INTEGRITY object of the POLICY_DATA element. The protection described 
  here is between the user's host and the PDP. The RSVP INTEGRITY 
  object on the other hand is used to protect the path between the 
  users host and the first-hop router since the two message parts 
  terminate at a different node and a different security association 
  must be used. The interface between the message intercepting first-
  hop router and the PDP must be protected as well. 
  c) The PDP does not maintain a user database and [MADS01] describes 
  that the PDP may query the Active Directory (a LDAP based directory 
  service) for user policy information. 
   
  11   References 
   
  [BM92]       Bellovin, B., Merrit, M.: "Encrypted Key Exchange: 
  Password-based protocols secure against dictionary attacks", in 
  "Proceedings of the IEEE Symposium on Research in Security and 
  Privacy", May, 1992. 
   
  [CA+02]      Calhoun, P., Arkko, J., Guttman, E., Zorn, G., 
  Loughney, J.: "DIAMETER Base Protocol", <draft-ietf-aaa-diameter-
  17.txt>, (work in progress), December, 2002. 
   
  [DBP96]      Dobbertin, H., Bosselaers, A., Preneel, B.: "RIPEMD-
  160: A strengthened version of RIPEMD", in "Fast Software Encryption, 
  LNCS Vol 1039, pp. 71-82", 1996. 
   
  [DG96]       Davis, D., Geer, D.: "Kerberos With Clocks Adrift: 
  History, Protocols and Implementation", in "USENIX Computing Systems 
  Volume 9 no. 1, Winter", 1996. 
   
  [DH95]       Ding, Y., Horster, P.: "Undetectable On-line Password 
  Guessing Attacks", Operating Systems Review, 29(No. 4), pp. 77-86, 
  1995. 
   
  [Dob96]      Dobbertin, H.: "The Status of Md5 After a Recent 
  Attack," RSA Laboratories' CryptoBytes, Volume 2, Number 2, 1996. 
   
  [FH+01]      Thomas, M., Vilhuber, J.: "Kerberized Internet 
  Negotiation of Keys (KINK)", <draft-ietf-kink-kink-05.txt>, (work in 
  progress), January, 2003. 
   
     
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                       RSVP Security Properties             March 2003 
    
    
  [GD+02]      Gai, S., Dutt, D., Elfassy, N., Bernet, Y.: "RSVP 
  Proxy", <draft-ietf-rsvp-proxy-03.txt>, (expired), March, 2002. 
   
  [HA01]       Hornstein, K., Altman, J.: "Distributing Kerberos KDC 
  and Realm Information with DNS", <draft-ietf-krb-wg-krb-dns-locate-
  03.txt>, (work in progress), July, 2002. 
   
  [HH01]       Hess, R., Herzog, S.: "RSVP Extensions for Policy 
  Control", <draft-ietf-rap-new-rsvp-ext-00.txt>, (expired), June, 
  2001. 
   
  [Jab96]      Jablon, D.: "Strong password-only authenticated key 
  exchange", Computer Communication Review, 26(5), pp. 5-26, October, 
  1996. 
   
  [Jas96]      Jaspan, B.: "Dual-workfactor Encrypted Key Exchange: 
  Efficiently Preventing Password Chaining and Dictionary Attacks", in 
  "Proceedings of the Sixth Annual USENIX Security Conference", pp. 43-
  50, July, 1996. 
   
  [MADS01]     "Microsoft Authorization Data Specification v. 1.0 for 
  Microsoft Windows 2000 Operating Systems", April, 2000, available at: 
  http://www.microsoft.com/technet/security/kerberos/default.asp, 
  February, 2001. 
   
  [MHHF01]     Malpani, A., Hoffman, P., Housley, R., Freeman, T.: 
  "Simple Certificate Validation Protocol (SCVP)", <draft-ietf-pkix-
  scvp-11.txt>, (work in progress), December, 2002. 
   
  [MS+02]              Manner, J., Suihko, T., Kojo, M., Liljeberg, 
  M., Raatikainen, K.: "Localized RSVP", <draft-manner-lrsvp-00.txt>, 
  (expired), May, 2002.  
   
  [Pat92]      Pato, J., "Using Pre-Authentication to Avoid Password 
  Guessing Attacks", Open Software Foundation DCE Request for Comments 
  26, December, 1992. 
   
  [PGP] 
        "Specifications and standard documents", 
  http://www.pgpi.org/doc/specs/, March, 2002. 
   
  [PKTSEC]     PacketCable Security Specification, PKT-SP-SEC-I01-
  991201, Cable Television Laboratories, Inc., December 1, 1999, 
  http://www.PacketCable.com/. 
   
  [Rae01]      Raeburn, K.: "Rijndael, Serpent, and Twofish 
  Cryptosystems for Kerberos 5", <draft-raeburn-krb-rijndael-krb-
  01.txt>, (expired), July, 2001. 
   
  [RF2367]     McDonald, D., Metz, C., Phan, B.: "PF_KEY Key 
  Management API, Version 2", RFC 2367, July, 1998. 
   

     
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  [RFC1321]    Rivest, R.: "The MD5 Message-Digest Algorithm", RFC 
  1321, April, 1992. 
   
  [RFC1510]    Kohl, J., Neuman, C.: "The Kerberos Network 
  Authentication Service (V5)", RFC 1510, September 1993. 
   
  [RFC2104]    Krawczyk, H., Bellare, M., Canetti, R.: "HMAC: Keyed-
  Hashing for Message Authentication", RFC 2104, February, 1997. 
   
  [RFC2205]    Braden, R., Zhang, L., Berson, S., Herzog, S., Jamin, 
  S.: „Resource ReSerVation Protocol (RSVP) – Version 1 Functional 
  Specification", RFC 2205, September 1997. 
   
  [RFC2207]    Berger, L., O’Malley, T.: „RSVP Extensions for IPSEC 
  Data Flows", RFC 2207, September 1997. 
   
  [RFC2315]    Kaliski, B.: " PKCS #7: Cryptographic Message Syntax 
  Version 1.5", RFC 2315, March, 1998. 
   
  [RFC2367]    McDonald, D., Metz, C., Phan, B.: "PF_KEY Key 
  Management API, Version 2", RFC 2367, July, 1998. 
   
  [RFC2401]    Kent, S., Atkinson, R.: "Security Architecture for the 
  Internet Protocol", RFC 2401, November, 1998. 
   
  [RFC2402]    Kent, S., Atkinson, R.: "IP Authentication Header", RFC 
  2402, November, 1998. 
   
  [RFC2406]    Kent, S., Atkinson, R.: "IP Encapsulating Security 
  Payload (ESP)", RFC 2406, November, 1998. 
   
  [RFC2409]    Harkins, D., Carrel, D.: "The Internet Key Exchange 
  (IKE)", RFC 2409, November, 1998. 
   
  [RFC2410]    Glenn, R., Kent, S.: "The NULL Encryption Algorithm and 
  Its Use With IPsec", RFC 2410, November, 1998. 
   
  [RFC2440]    Callas, J.,  Donnerhacke, L., Finney, H., Thayer, R.: 
  "OpenPGP Message Format", RFC 2440, November, 1998. 
   
  [RFC2495]    Housley, R., Ford, W., Polk, W., Solo, D.: "Internet 
  X.509 Public Key Infrastructure Certificate and CRL Profile", RFC 
  2459, January, 1999. 
   
  [RFC2560]    Myers, M., Ankney, R., Malpani, A., Galperin, S., 
  Adams, C.: "X.509 Internet Public Key Infrastructure Online 
  Certificate Status Protocol – OCSP", RFC 2560, June, 1999. 
   
  [RFC2630]    Housley, R.: "Cryptographic Message Syntax", RFC 2630, 
  June, 1999. 
   

     
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  [RFC2747]    Baker, F., Lindell, B., Talwar, M.: "RSVP Cryptographic 
  Authentication", RC 2747, January, 2000. 
   
  [RFC2748]    Boyle, J., Cohen, R., Durham, D., Herzog, S., Rajan, 
  R., Sastry, A.: "The COPS(Common Open Policy Service) Protocol", RFC 
  2748, January, 2000. 
   
  [RFC2749]    Boyle, J., Cohen, R., Durham, D., Herzog, S., Rajan, 
  R., Sastry, A.: "COPS usage for RSVP", RFC 2749, January, 2000. 
   
  [RFC2750]    Herzog, S.: "RSVP Extensions for Policy Control", RFC 
  2750, January, 2000. 
   
  [RFC2865]    Rigney, C., Willens, S., Rubens, A., Simpson, W.: 
  "Remote Authentication Dial In User Service (RADIUS)", RFC 2865, 
  June, 2000. 
   
  [RFC3182]    Yadav, S., Yavatkar, R., Pabbati, R., Ford, P., Moore, 
  T., Herzog, S., Hess, R.: "Identity Representation for RSVP", RFC 
  3182, October, 2001. 
   
  [SHA] 
        NIST, FIPS PUB 180-1, "Secure Hash Standard", April, 1995. 
   
  [TN+01]      Tung, B., Neuman, C., Hur, M., Medvinsky, A., 
  Medvinsky, S., Wray, J., Trostle, J.: "Public Key Cryptography for 
  Initial Authentication in Kerberos", <draft-ietf-cat-kerberos-pk-
  init-16.txt>, (work in progress), October, 2001. 
   
  [Wu98]       Wu, T.: "The Secure Remote Password Protocol", in  
  "Proceedings of the Internet Society Network and Distributed System 
  Security Symposium", pp. 97-111, March, 1998. 
   
  [Wu99]       Wu, T.: "A Real-World Analysis of Kerberos Password 
  Security", in "Proceedings of the 1999 Network and Distributed System 
  Security", February, 1999. 
   
  [TB+03]      H. Tschofenig, M. Buechli, S. Van den Bosch, H. 
  Schulzrinne: "NSIS Authentication, Authorization and Accounting 
  Issues", <draft-tschofenig-nsis-aaa-issues-01.txt>, (work in 
  progress), March, 2003. 
   
  [Her95]      Herzog, S.: " Accounting and Access Control in RSVP", 
  <draft-ietf-rsvp-lpm-arch-00.txt>, (expired), November, 1995.  
   
  12   Author's Contact Information 
   
  Hannes Tschofenig  
  Siemens AG 
  Otto-Hahn-Ring 6 
  81739 Munich 
  Germany 
  Email: Hannes.Tschofenig@siemens.com 
     
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  13   Full Copyright Statement 
   
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