One document matched: draft-ietf-nea-pa-tnc-00.txt




    
    
  Network Working Group                                   P. Sangster  
  Internet Draft                                 Symantec Corporation  
  Intended status: Proposed Standard                   April 11, 2008  
  Expires: October 2008  
                                       
    
      PA-TNC: A Posture Attribute Protocol (PA) Compatible with TNC  
                      draft-ietf-nea-pa-tnc-00.txt  


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     This Internet-Draft will expire on October 5, 2008.  

  Copyright Notice  

     Copyright (C) The IETF Trust (2008).  

  Abstract  

     This document specifies PA-TNC, a Posture Attribute Protocol  
     identical to the Trusted Computing Group's IF-M 1.0 protocol.   
     The document then evaluates PA-TNC against the requirements  
     defined in the NEA Requirements specification.  

    
    
    
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  Conventions used in this document  

     The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL  
     NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and  
     "OPTIONAL" in this document are to be interpreted as described  
     in RFC 2119 [1].  

  Table of Contents  

     1. Introduction.............................................. 3
        1.1. Background on Trusted Computing Group................ 3  
        1.2. Background on Trusted Network Connect................ 4  
        1.3. Submission of This Document.......................... 4  
        1.4. Prerequisites........................................ 4  
        1.5. Message Diagram Conventions.......................... 5  
     2. PA-TNC Message Protocol................................... 5  
        2.1. PA-TNC Messaging Model............................... 5  
        2.2. PA-TNC Relationship to PB-TNC........................ 6  
        2.3. PA-TNC Messages in PB-TNC............................ 8  
        2.4. IETF Standard PA Subtypes............................ 9  
        2.5. PA-TNC Message Header Format.........................10  
     3. PA-TNC Attributes.........................................11  
        3.1. PA-TNC Attribute Header..............................12  
        3.2. IETF Standard PA-TNC Attribute Types.................16  
           3.2.1. Attribute Request...............................17  
           3.2.2. Product Information.............................19  
           3.2.3. Numeric Version.................................21  
           3.2.4. String Version..................................24  
           3.2.5. Operational Status..............................26  
           3.2.6. Port Filter.....................................29  
           3.2.7. Installed Packages..............................31  
           3.2.8. PA-TNC Error....................................34  
              3.2.8.1. Definition of Invalid Parameter Error Code 36  
              3.2.8.2. Definition of Version Not Supported Error
              Code................................................37  
              3.2.8.3. Definition of Attribute Type Not Supported  
              Error Code..........................................39  
        3.3. Vendor-Defined Attributes............................41  
     4. Evaluation Against NEA Requirements.......................41  
        4.1. Evaluation Against Requirement C-1...................41  
        4.2. Evaluation Against Requirement C-2...................42  
        4.3. Evaluation Against Requirement C-3...................42  
        4.4. Evaluation Against Requirement C-4...................42  
        4.5. Evaluation Against Requirement C-5...................43  
        4.6. Evaluation Against Requirement C-6...................43  
        4.7. Evaluation Against Requirement C-7...................43  
        4.8. Evaluation Against Requirement C-8...................44  
    
    
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        4.9. Evaluation Against Requirement C-9...................44
        4.10. Evaluation Against Requirement C-10 ................45  
        4.11. Evaluation Against Requirement PA-1 ................45  
        4.12. Evaluation Against Requirement PA-2 ................45  
        4.13. Evaluation Against Requirement PA-3 ................46  
        4.14. Evaluation Against Requirement PA-4 ................46  
        4.15. Evaluation Against Requirement PA-5 ................46  
        4.16. Evaluation Against Requirement PA-6 ................47  
     5. Security Considerations...................................47  
        5.1. Trust Relationships..................................48  
           5.1.1. Posture Collector...............................48  
           5.1.2. Posture Validator...............................48  
           5.1.3. Posture Broker Client, Posture Broker Server, and  
           PB-TNC.................................................49  
        5.2. Security Threats.....................................49  
           5.2.1. Attribute Theft.................................50  
           5.2.2. Message Fabrication.............................50  
           5.2.3. Attribute Modification..........................51  
           5.2.4. Attribute Replay................................51  
           5.2.5. Attribute Insertion.............................51  
           5.2.6. Denial of Service...............................52  
     6. Privacy Considerations....................................52  
     7. IANA Considerations.......................................54  
        7.1. New IETF Standard PA Subtypes........................54  
        7.2. Registry for IETF Standard PA-TNC Attribute Types....54  
        7.3. Registry for IETF Standard PA-TNC Error Codes........55  
     8. Acknowledgments ..........................................56  
     9. References ...............................................56  
        9.1. Normative References ................................56  
        9.2. Informative References...............................56  
     Author's Address.............................................57  
     Intellectual Property Statement..............................57  
     Disclaimer of Validity.......................................58  
       
  1. Introduction  

     This document specifies PA-TNC, a Posture Attribute Protocol  
     (PA) identical to the Trusted Computing Group's IF-M 1.0  
     protocol [6].  The document then evaluates PA-TNC against the  
     requirements defined in the NEA Requirements specification [7].  

  1.1. Background on Trusted Computing Group  

     The Trusted Computing Group (TCG) is a consortium that develops  
     specifications for trusted (secure) computing.  Since its  
     formation in 2003, TCG has published specifications for a  
     variety of technologies such as Trusted Platform Module (TPM),  
    
    
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     TCG Software Stack (TSS), Mobile Trusted Module (MTM), and  
     Trusted Network Connect (TNC).  

     TCG members include more than 175 organizations that design,  
     build, sell, or use trusted computing technology.  Membership is  
     open to any organization that signs the membership agreement and  
     pays the annual membership fee.  Non-members are welcome to  
     implement the TCG specifications.  Several open source  
     implementers have done so.  

  1.2. Background on Trusted Network Connect  

     Starting in 2004, the TCG has defined and published the Trusted  
     Network Connect (TNC) architecture and standards for network  
     access control.  These standards enable multi-vendor  
     interoperability at all points in the architecture and have been  
     widely adopted and deployed.  

  1.3. Submission of This Document  

     The IETF has recently chartered the Network Endpoint Assessment  
     (NEA) working group to develop several standards in the same  
     area as TNC.  In order to avoid the development of multiple  
     incompatible standards, the TCG is offering several of its TNC  
     standards to the IETF as candidates for standardization in the  
     IETF also.  This document is equivalent to TCG's IF-M 1.0.  

     Consistent with IETF's requirements for standards track  
     documents, the TCG has authorized the editors of this document  
     to offer the specification to the IETF without restriction.  As  
     with other Internet-Drafts, the IETF Trust owns the copyright to  
     this document.  The IETF may modify this document, ignore it,  
     publish it as an RFC, or take any other action.  If the IETF  
     decides to adopt a later version of this document as an RFC, the  
     TCG plans to publish a specification for an equivalent TNC  
     protocol to ensure compatibility.  

  1.4. Prerequisites  

     This document does not define an architecture or reference  
     model.  Instead, it defines a protocol that works within the  
     reference model described in the NEA Requirements specification.   
     The reader is assumed to be thoroughly familiar with that  
     document.  No familiarity with TCG specifications is assumed.  



    
    
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  1.5. Message Diagram Conventions  

     This specification defines the syntax of PA-TNC messages using  
     diagrams.  Each diagram depicts the format and size of each  
     field in bits.  Implementations MUST send the bits in each  
     diagram as they are shown, traversing the diagram from top to  
     bottom and then from left to right within each line (which  
     represents a 32-bit quantity).  Multi-byte fields representing  
     numeric values must be sent in network (big endian) byte order.  

     Descriptions of bit field (e.g. flag) values are described  
     referring to the position of the bit within the field.  These  
     bit positions are numbered from the most significant bit through  
     the least significant bit so a one octet field with only bit 0  
     set has the value 0x80.  

  2. PA-TNC Message Protocol  

     This section discusses the use of the PA-TNC message and its  
     attributes, and specifies the syntax and semantics for the PA- 
     TNC message header.  The details of each attribute included  
     within the PA-TNC payload are specified in section 3.2.  

  2.1. PA-TNC Messaging Model  

     PA-TNC messages are carried by the PB-TNC protocol [5], which  
     provides a multi-roundtrip reliable transport and end-to-end  
     message delivery to subscribed (interested) parties using a  
     variety of underlying network protocols.  PA-TNC is unaware of  
     these underlying PT transport protocols being used below PB-TNC.   
     The interested parties consist of Posture Collectors on the NEA  
     Client and Posture Validators associated with the NEA Server  
     that have registered to receive messages about particular types  
     of components (e.g. anti-virus) during an assessment.  The PA- 
     TNC messaging protocol operates synchronously within an  
     assessment session, with Posture Collectors and Posture  
     Validators taking turns sending one or more messages to each  
     other.  Each PA-TNC message may contain one or more attributes  
     associated with the functional component defined in the PB  
     protocol.  Posture Collectors may only send PA-TNC messages to  
     Posture Validators and vice versa.  No Posture Collector to  
     Posture Collector or Posture Validator to Posture Validator  
     messaging is allowed to occur.  Each Posture Collector or  
     Posture Validator may send several PA-TNC messages in succession  
     before indicating that it has completed its response to the  
     Posture Broker Client or Posture Broker Server respectively.  As  
     necessary, the Posture Broker Client and Posture Broker Server  
    
    
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     will batch these messages prior to sending them over the  
     network.  

     PB-TNC provides a publish/subscribe model of message exchange.   
     This means that, at any given point in time, zero or more  
     subscribers for a particular type of message may be present on a  
     Posture Broker Client or Posture Broker Server. This is  
     beneficial, since it allows one Posture Collector or Posture  
     Validator to combine multiple functions (like anti-virus and  
     personal firewall) by subscribing to both TNC standard component  
     types.  It also allows multiple Posture Collectors or Posture  
     Validators to support the same components, such as two anti- 
     virus Posture Validators that are each used to manage their own  
     respective anti-virus client software. However, this  
     publish/subscribe model has some possible negative side effects.   
     When a Posture Collector or Posture Validator initially sends a  
     PA-TNC message, it does not know whether it will receive many,  
     one, or no PA-TNC messages from the other side.  For many types  
     of assessments, this is acceptable, but in some cases a more  
     direct channel binding between a particular Posture Collector  
     and Posture Validator pair is necessary.  For example, a Posture  
     Validator may wish to provide remediation instructions to a  
     particular Posture Collector that it knows is capable of  
     remediating a non-compliant component.  This can be accomplished  
     using the PB-TNC capability to limit distribution of a message  
     to a single Posture Collector.  

  2.2. PA-TNC Relationship to PB-TNC  

     This section summarizes the major elements of a PA-TNC message  
     as they might appear inside of a PB-TNC message.  The double  
     line (===) in the diagram below indicates the separation between  
     the PB-TNC and PA-TNC protocols.  The PA-TNC portion of the  
     message is delivered to each Posture Collector or Posture  
     Validator registered to receive messages containing a particular  
     message type.  Note that PB-TNC is capable of carrying multiple  
     PB-TNC and PA-TNC messages in a single PB-TNC batch.  See the  
     PB-TNC specification [5] for more information on its  
     capabilities.  

     One important linkage between the PA-TNC and PB-TNC protocols is  
     the PA message type (PA Message Vendor ID and PA subtype) that  
     is used by the Posture Broker Client and Posture Broker Server  
     to route messages to interested Posture Collectors and Posture  
     Validators.  The message type indicates the software component  
     (component type) that is associated with the attributes included  
     inside the PA-TNC message.  Therefore, Posture Collectors and  
    
    
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     Posture Validators written to support an assessment of a  
     particular component can register to receive messages about the  
     component and thus participate in its assessment.  Each Posture  
     Collector and Posture Validator MUST only send PA-TNC messages  
     containing attributes that pertain to the software component  
     defined in the message type of the message.  This assures that  
     only the appropriate Posture Collectors and Posture Validators  
     that support a particular type of component will receive  
     attributes related to that component. If a PA-TNC message  
     contained a mix of attributes about different components and a  
     message type of only one of those components, the message would  
     only be delivered to parties interested in the component type  
     included in the message type, so other interested recipients  
     wouldn't see those attributes.  

     The message type is comprised of 2 fields: a PA Message Vendor  
     ID and a PA Subtype. The PA Message Vendor ID identifies the  
     vendor or other organization that defined this message type. The  
     PA Subtype identifies the message type more particularly within  
     the set of message types defined by that vendor. This  
     specification defines several IETF Standard PA Subtypes to be  
     used with a PA Message Vendor ID of zero (0). Within this  
     specification, the PA Subtype field is used to indicate the type  
     of component (e.g. firewall) involved with the message's  
     attributes.  Therefore for clarity the PA subtype will be  
     referred to as the "component type" in this specification.   
     Vendor-defined name spaces may use other semantics for the PA  
     Subtype field as this is outside the scope of this  
     specification.   


















    
    
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     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                         PB-TNC Header                       |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                PB-TNC Message of type PB-PA-Message         |  
     | (includes PA Message Vendor ID, PA Subtype, and other fields|  
     | used by Posture Broker Client and Posture Broker Server for |  
     | routing)                                                    |  
     ===============================================================  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     PA-TNC Message Header                   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                         PA-TNC Attribute                    |  
     |                  (e.g. Product Information)                 |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                         PA-TNC Attribute                    |  
     |                  (e.g. Operational Status)                  |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
        Figure 1 Overview of a PB-TNC batch that contains a PA-TNC  
                                 Message  

     For example, if a Posture Broker Client sent a PB-TNC batch that  
     contained a PA-TNC message with a message type indicating  
     firewall component, this message would be routed by the Posture  
     Broker Server to Posture Validators registered to assess  
     firewalls.  Each registered Posture Validator would receive a  
     copy of the PA-TNC message including the PA-TNC header and set  
     of attributes.  It is important that each of the attributes  
     included in the PA-TNC message be associated with the firewall  
     component because only the Posture Collector and Posture  
     Validator interested in firewalls will receive such messages.   
     For example, if the above message contained both firewall and  
     operating system attributes (inside a PA-TNC message with a  
     component type of firewall), then any Posture Collector and  
     Posture Validator registered to receive operating system  
     messages would not receive those attributes, as the messages  
     would only be delivered to those registered for firewall  
     messages.    

  2.3. PA-TNC Messages in PB-TNC  

     As depicted in section 2.2, a PA-TNC message consists of a PA- 
     TNC header followed by a sequence of one or more attributes. The  
     PA-TNC message header (described in section 2.5) and the header  
     for each of the PA-TNC attributes (specified in section 3.1)  
     have a fixed type-length-value (TLV) format.  Each PA-TNC  
     message MAY contain a mixture of standards-based and vendor- 
    
    
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     defined attributes identifiable using the type portion of the  
     attribute header.  All Posture Collectors and Posture Validators  
     compliant with this specification MUST be capable of processing  
     multiple attributes in a received PA-TNC message. A Posture  
     Collector or Posture Validator that receives a PA-TNC message  
     can use the attribute header's length field to skip any  
     attributes that it does not understand, unless the attribute is  
     marked as mandatory to process.  

  2.4. IETF Standard PA Subtypes  

     This section defines several IETF Standard PA Subtypes. Each PA  
     subtype defined here identifies a specific component relevant to  
     the endpoint's posture. This allows a small set of generic PA- 
     TNC attributes (e.g. Product Information) to be used to describe  
     a large number of different components (e.g. OS, anti-virus  
     software, etc.). It also allows Posture Collectors and Posture  
     Validators to specialize in a particular component (e.g.  
     operating system) and only receive PA-TNC messages relevant to  
     that component.  

     Number   Name              Definition  
     ------   ----              ----------  
     0        Testing           Reserved for use in specification  
                                examples, experimentation and  
                                testing.  

     1        Operating System  Operating system running on the  
                                endpoint  

     2        Anti-Virus        Host-based anti-virus software  

     3        Anti-Spyware      Host-based anti-spyware software  

     4        Anti-Malware      Host-based anti-malware (e.g. anti- 
                                bot) software not included within  
                                anti-virus or anti-spyware components  

     5        Firewall          Host-based firewall  

     6        IDPS              Host-based Intrusion Detection and/or  
                                Prevention Software (IDPS)  

     7        VPN               Host-based Virtual Private Networking  
                                (VPN) software  


    
    
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     These PA subtypes must be used in a PB-PA message with a PA  
     Message Vendor ID of zero (0) (as described in the PB-TNC  
     specification [5]).  If these PA subtype values are used with a  
     different PA Message Vendor ID, they have a completely different  
     meaning that is not defined in this specification.  

  2.5. PA-TNC Message Header Format  

     This section describes the format and semantics of the PA-TNC  
     header.  Every PA-TNC message MUST start with a PA-TNC header.  
     The PA-TNC header provides a common context applying to all of  
     the attributes contained within the PA-TNC payload.  The payload  
     consists of a sequence of assessment attributes described in  
     section 3.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Version    |                    Reserved                   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                       Message Identifier                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Version  

        This field indicates the version of the format for the PA-TNC  
        message.  This version is intended to allow for evolution of  
        the PA-TNC message header and payload in a manner that can  
        easily be detected by message recipients.  

        PA-TNC message senders MUST set this field to 0x01 for all  
        PA-TNC messages that comply with formats and requirements  
        described in version 1.0 of this specification.   
        Implementations responding to a PA-TNC message containing a  
        supported version SHOULD use the same Version number to  
        minimize the risk of version incompatibility.  

        Message senders MAY send an empty PA-TNC message with the  
        Version value set to 0 in order to discover the PA-TNC  
        protocol versions supported by peer recipients (see PA-TNC  
        Error Code information in section 3.2.8).  Message recipients  
        MUST NOT support version 0 and MUST NOT interpret the  
        contents (after the Version field) of a PA-TNC message  
        containing a version number that the recipient does not  
        support.  Message recipients MUST respond to a PA-TNC message  
        with an unsupported version by sending a Version Not  
        Supported error code in a PA-TNC Error attribute.  
    
    
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        PA-TNC message initiators supporting multiple PA-TNC protocol  
        versions SHOULD be able to alter which version of PA-TNC  
        message they send based on prior message exchanges with a  
        particular peer Posture Collector or Posture Validator.  

     Reserved  

        Reserved for future use.  This field MUST be set to 0 on  
        transmission and ignored upon reception.  

     Message Identifier  

        This field contains a value that uniquely identifies this  
        message, differentiating it from others sent by a particular  
        PA-TNC message sender within this assessment.  This value can  
        be included in a response message to indicate which message  
        was received and caused the response.  For example, this  
        field is included in the PA-TNC error messages so the party  
        who receives the error message can determine which of the  
        messages they had sent caused the error.  

        PA-TNC message senders MUST NOT send the same message  
        identifier more than once during an assessment.  Message  
        identifiers may be randomly generated or sequenced as long as  
        values are not repeated during an assessment message  
        exchange.  PA-TNC message recipients are not required to  
        check for duplicate message identifiers.  

  3. PA-TNC Attributes  

     This section defines the PA-TNC attributes that can be carried  
     within a PA-TNC message.  The initial section defines the  
     standard attribute header that appears at the start of each  
     attribute in a PA-TNC message.  The second section defines each  
     of the IETF Standard PA-TNC attributes and the final section  
     discusses how vendor-defined PA-TNC attributes can be used  
     within a PA-TNC message.  Vendor-defined PA-TNC attributes use  
     the vendor's SMI Private Enterprise Number in the Attribute Type  
     field.  

     A PA-TNC message MUST contain a PA-TNC header (defined in  
     section 2.5) followed by a sequence of zero or more PA-TNC  
     attributes. All PA-TNC attributes MUST begin with a standard PA- 
     TNC attribute header, as defined in section 3.1.  The contents  
     of PA-TNC attributes vary widely, depending on their attribute  
     type. Section 3.2 defines the IETF Standard PA-TNC Attributes.  

    
    
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     Section 3.3 discusses how vendor-specific PA-TNC attributes can  
     be defined.  

  3.1. PA-TNC Attribute Header  

     Following the PA-TNC message header is a sequence of zero or  
     more attributes.  All PA-TNC attributes MUST begin with the  
     standard PA-TNC attribute header defined in this subsection.   
     Each attribute described in this specification is represented by  
     a TLV tuple.  The TLV tuple includes an attribute identifier  
     comprised of the Vendor ID and Attribute Type (type), the TLV  
     tuple's overall length and finally the attribute's value.  The  
     use of TLV representation was chosen due to its flexibility and  
     extensibility and use in other standards.  Recipients of an  
     attribute can use the attribute type fields to determine the  
     precise syntax and semantics of the attribute value field and  
     the length to skip over an unrecognized attribute.  The length  
     field is also beneficial when a variable length attribute value  
     is provided.    

     The TLV format does not contain an explicit TLV format version  
     number, so every attribute included in a particular PA-TNC  
     message MUST use the same TLV format.  Using the PA-TNC message  
     version number to indicate the format of all TLV attributes  
     within a PA-TNC message allows for future versioning of the TLV  
     format in a manner detectable by PA-TNC message recipients.   
     Similarly, requiring all TLV attribute formats to be the same  
     within a PA-TNC message also assures that recipients compliant  
     with a particular PA-TNC message version can at least parse  
     every attribute header and use the length to skip over  
     unrecognized attributes.  Every PA-TNC 1.0 compliant TLV  
     attribute MUST use the following TLV format:  















    
    
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                         1                   2                   3  
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |     Flags     |          PA-TNC Attribute Vendor ID           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     PA-TNC Attribute Type                     |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                    PA-TNC Attribute Length                    |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                        Correlation ID                         |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                 Attribute Value (Variable Length)             |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Flags  

        This field defines flags impacting the processing of the  
        associated attribute.  

        Bit 0 (0x80) is the NOSKIP flag. Any Posture Collector or  
        Posture Validator that receives an attribute with this flag  
        set to 1 but does not support this attribute MUST NOT process  
        any part of the PA-TNC message and SHOULD respond with an  
        Attribute Type Not Supported error in a PA-TNC error message.  

        In order to avoid taking action on a subset of the attributes  
        only to later find an unsupported attribute with the NOSKIP  
        flag set, recipients of a multi-attribute PA-TNC message  
        might need to scan all of the attributes prior to acting upon  
        any attribute.  

        When the NOSKIP flag is set to 0, recipients SHOULD skip any  
        unsupported attributes and continue processing the next  
        attribute.  

        Bit 1 (0x40) is the Correlation ID (COR) flag. This flag  
        indicates whether the optional Correlation ID value is  
        included in the header. When set to 1, a 32 bit Correlation  
        ID field is present.  Otherwise when set to 0, no Correlation  
        ID is included.  

        Bit 2-7 are reserved for future use.  These bits MUST be set  
        to 0 on transmission and ignored upon reception.  

     PA-TNC Attribute Vendor ID  


    
    
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        This field indicates the owner of the name space associated  
        with the PA-TNC Attribute Type.  This is accomplished by  
        specifying the 24 bit SMI Private Enterprise Number Vendor ID  
        of the party who owns the Attribute Type name space.  IETF  
        Standard PA-TNC Attribute Types MUST use zero (0) in this  
        field.  

        The PA-TNC Attribute Vendor ID 0xffffff is reserved.  Posture  
        Collectors and Posture Verifiers MUST NOT send PA-TNC  
        messages in which the PA-TNC Attribute Vendor ID has this  
        reserved value (0xffffff).  If a Posture Collector or Posture  
        Verifier receives a message in which the PA-TNC Attribute  
        Vendor ID has this reserved value (0xffffff), it SHOULD  
        respond with an Invalid Parameter error code in a PA-TNC  
        Error attribute.  

     PA-TNC Attribute Type  

        This field defines the type of the attribute included in the  
        Attribute Value field. This field is qualified by the PA-TNC  
        Attribute Vendor ID field so that a particular PA-TNC  
        Attribute Type value (e.g. 327) has a completely different  
        meaning depending on the value in the PA-TNC Attribute Vendor  
        ID field.   

        If the PA-TNC Attribute Vendor ID field has the value zero  
        (0) then the PA-TNC Attribute Type field contains an IETF  
        Standard PA-TNC Attribute Type, as listed in the IANA  
        registry. Section 3.2 of this specification defines the  
        initial set of IETF Standard PA-TNC Attribute Types.  

        The PA-TNC Attribute Type 0xffffffff is reserved.  Posture  
        Collectors and Posture Verifiers MUST NOT send PA-TNC  
        messages in which the PA-TNC Attribute Type has this reserved  
        value (0xffffffff).  If a Posture Collector or Posture  
        Verifier receives a message in which the PA-TNC Attribute  
        Type has this reserved value (0xffffffff), it SHOULD respond  
        with an Invalid Parameter error code in a PA-TNC Error  
        attribute.  

     PA-TNC Attribute Length  

        This field contains the length in octets of the entire PA-TNC  
        Attribute including the PA-TNC Attribute Header (the fields  
        Flags, PA-TNC Attribute Vendor ID, PA-TNC Attribute Type, and  
        PA-TNC Attribute Length).  Therefore, this value MUST always  
        be at least 12 (16 if the Correlation ID is present).  Any  
    
    
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        Posture Collector or Posture Verifier that receives a message  
        with a PA-TNC Attribute Length field whose value is less than  
        12 (16 if the Correlation ID is present) SHOULD respond with  
        an Invalid Parameter PA-TNC error code.  

        Implementations that do not support the specified PA-TNC  
        Attribute Type can use this length to skip over this  
        attribute to the next attribute.  Note that while this field  
        is 4 octets the maximum usable attribute length is likely to  
        be less than 2^32-1 due to limitations of the underlying  
        protocol stack.  

     Correlation ID  

        This optional field MUST be present when the COR flag is set  
        to 1 and MUST NOT be present when the COR flag is set to 0.   
        Normally, this field will not be present.  However, there are  
        times when this field is necessary.  

        Some Posture Collectors may wish to report on several  
        products with the same component ID on an endpoint (e.g. two  
        anti-malware software packages). In this case, the Posture  
        Collector and Posture Validator need a way to identify the  
        different products. For example, if a Posture Validator  
        requests Product Information and Numeric Version attributes  
        for the anti-malware component, this Posture Collector would  
        produce two Product Information and two Numeric Version  
        attributes, each attribute having a Correlation ID specific  
        to the product being described.  The Product Information and  
        Numeric Version attributes describing the same product would  
        have the same Correlation ID.  This allows the Posture  
        Validator to associate the Product Information and Numeric  
        Version attributes that apply to a single product.  Because  
        the Product Information and Numeric Version attribute  
        requests might be requested at different times, it is  
        important that the Posture Collector use a consistent value  
        for each product upon which it is able to report.  A Posture  
        Collector might create a persistent table of locally unique  
        IDs (e.g. counters) for each product upon which it reports,  
        for situations where a Correlation ID is necessary.  

        Note that many Posture Collectors will not need to worry  
        about Correlation IDs because they will only support  
        reporting on one product per endpoint. If an endpoint has two  
        anti-malware Posture Collectors installed that each support  
        only one product and those Posture Collectors are reporting  
        on two separate anti-malware products, the Correlation ID is  
    
    
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        not required.  This is because the Posture Validator can use  
        the Posture Collector ID reported in the PB-TNC protocol to  
        associate the attributes sent by each Posture Collector.  

        When a single Posture Collector needs to send several  
        attributes in a single assessment that pertain to separate  
        products but have the same PA Message Vendor ID and PA  
        Subtype, the Posture Collector MUST use the Correlation ID  
        field.  The Correlation ID value MUST be constant per product  
        for an entire PB-TNC session so that the Posture Validator  
        can correlate attributes requested earlier about the same  
        product. The Posture Validator MAY send attributes with a  
        Correlation ID to identify the product to which they pertain.  

     Attribute Value  

        This field varies depending on the particular type of  
        attribute being expressed.  The contents of this field for  
        each of the IETF Standard PA-TNC Attribute Types is defined  
        in section 3.2.  

  3.2. IETF Standard PA-TNC Attribute Types  

     This section defines an initial set of IETF Standard PA-TNC  
     Attribute Types.  These Attribute Types MUST always be used with  
     a PA-TNC Vendor ID of zero (0).  If these PA-TNC Attribute Type  
     values are used with a different PA-TNC Vendor ID, they have a  
     completely different meaning that is not defined in this  
     specification.  

     The following table briefly describes each attribute and defines  
     the numeric value to be used in the PA-TNC Attribute Type field  
     of the PA-TNC Attribute Header.  Later subsections provide  
     detailed specifications for each PA-TNC Attribute Value.  

     Number  Name                     Description  
     ------  ----                     -----------  
     0       Testing                  Reserved for use in  
                                      specification examples,  
                                      experimentation and testing.  

     1       Attribute Request        Contains a list of attribute  
                                      type values defining the  
                                      attributes desired from the  
                                      Posture Collectors.  


    
    
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     2       Product Information      Manufacturer and product  
                                      information for the component.  

     3       Numeric Version          Numeric version of the  
                                      component.  

     4       String Version           String version of the  
                                      component.  
       
     5       Operational Status       Describes whether the component  
                                      is running on the endpoint.  

     6       Port Filter              Lists the set of ports (e.g.  
                                      TCP port 80 for HTTP) that are  
                                      allowed or blocked on the  
                                      endpoint.  

     7       Installed Packages       List of software packages  
                                      installed on endpoint that  
                                      provide the requested  
                                      component.  

     8       PA-TNC Error             PA-TNC message or attribute  
                                      processing error.  

     The following subsections discuss the usage, format and  
     semantics of the Attribute Value field for each IETF Standard  
     PA-TNC Attribute Type.  

  3.2.1. Attribute Request   

     This PA-TNC Attribute Type allows a Posture Validator to request  
     certain attributes from the registered set of Posture  
     Collectors.  

     All Posture Collectors that implement any of the IETF Standard  
     PA Subtypes defined in this specification SHOULD support  
     receiving and processing this attribute type for at least those  
     PA subtypes.  Posture Collectors that receive and process this  
     attribute MAY choose to send all, a subset or none of the  
     requested attributes but MUST NOT send attributes that were not  
     requested (except error attributes).  All Posture Validators  
     that implement any of the IETF Standard PA Subtypes defined in  
     this specification SHOULD support sending this attribute type  
     for at least those PA subtypes.  


    
    
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     Posture Verifiers MUST NOT include this attribute type in an  
     Attribute Request attribute. It does not make sense for a  
     Posture Verifier to request that a Posture Collector send an  
     Attribute Request attribute.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 1.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  

     Note that this diagram shows two attribute types. The actual  
     number of attribute types included in an Attribute Request  
     attribute can vary from one to a large number (limited only by  
     the maximum message and length supported by the underlying PT  
     transport protocol). However, each Attribute Request MUST  
     contain at least one attribute type.  Because the length of a  
     PA-TNC Attribute Vendor ID paired with a PA-TNC Attribute Type  
     and a one octet Reserved field is always 8 octets, the number of  
     requested attributes can be easily computed using the PA-TNC  
     Attribute Length field by subtracting the number of octets in  
     the PA-TNC Attribute Header and dividing by 8.  If the PA-TNC  
     Attribute Length field is invalid, Posture Collectors SHOULD  
     respond with an Invalid Parameter PA-TNC error code.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |   Reserved    |           PA-TNC Attribute Vendor ID          |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                      PA-TNC Attribute Type                    |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |   Reserved    |           PA-TNC Attribute Vendor ID          |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                      PA-TNC Attribute Type                    |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       

     Reserved  

        Reserved for future use.  This field MUST be set to 0 on  
        transmission and ignored upon reception.  

     PA-TNC Attribute Vendor ID  

    
    
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        This field contains the SMI Private Enterprise Number of the  
        organization that controls the name space for the following  
        PA-TNC Attribute Type.  This field enables IETF Standard PA- 
        TNC Attributes and vendor-defined PA-TNC Attributes to be  
        used without potential collisions.  

        Any IETF Standard PA-TNC Attribute Types defined in section  
        3.2 MUST use zero (0) in this field.  Vendor-defined  
        attributes MUST use the SMI Private Enterprise Number of the  
        organization that defined the attribute.  

     PA-TNC Attribute Type  

        The PA-TNC Attribute Type field (together with the PA-TNC  
        Vendor ID field) indicates the specific attribute requested.   
        Some IETF Standard PA-TNC Attribute Types MUST NOT be  
        requested using this field (e.g. requesting a PA-TNC Error  
        attribute). This is explicitly indicated in the description  
        of those PA-TNC Attribute Types.  Any Posture Collector or  
        Posture Validator that receives an Attribute Request  
        containing one of the prohibited Attribute Types SHOULD  
        respond with an Invalid Parameter error in a PA-TNC error  
        message.  

  3.2.2. Product Information  

     This PA-TNC Attribute Type contains identifying information  
     about a product that implements the component specified in the  
     PA Subtype field, as described in section 2.4.  For example, if  
     the PA Subtype is Anti-Virus, this attribute would contain  
     information identifying an anti-virus product installed on the  
     endpoint.  

     All Posture Collectors that implement any of the IETF Standard  
     PA Subtypes defined in this specification MUST support sending  
     this attribute type, at least for those PA subtypes.  Whether a  
     particular Posture Collector actually sends this attribute type  
     SHOULD still be governed by local privacy and security policies.   
     All Posture Validators that implement any of the IETF Standard  
     PA Subtypes defined in this specification MUST support receiving  
     this attribute type, at least for those PA subtypes.  Posture  
     Validators MUST NOT send this attribute type.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 2.  The value in the PA-TNC Attribute Length field  
     will vary, depending on the length of the Product Name field.  
    
    
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     However, the value in the PA-TNC Attribute Length field MUST be  
     at least 17 (21 if the Correlation ID field is present) because  
     this is the length of the fixed size fields in the PA-TNC  
     Attribute Header and the fixed size fields in this attribute  
     type.  If the PA-TNC Attribute Length field is less than the  
     size of these fixed length fields, implementations SHOULD  
     respond with an Invalid Parameter PA-TNC error code.  

     This attribute type includes both numeric and textual  
     identifiers for the organization that created the product (the  
     "product creator") and for the product itself. For automated  
     processing, numeric identifiers are superior because they are  
     less ambiguous and more efficient. However, numeric identifiers  
     are only available if the product creator has assigned them.  
     Therefore, a textual identifier is also included. This textual  
     identifier has the additional benefit that it may be easier for  
     humans to read (although this benefit is minimal since the  
     primary purpose of this attribute is automated assessment).  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.   

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |               Product Vendor ID               |  Product ID   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |  Product ID   |         Product Name (Variable Length)        |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       

     Product Vendor ID  

        This field contains the SMI Private Enterprise Number for the  
        product creator.  If the SMI PEN for the product creator is  
        unknown or if the product creator does not have an SMI PEN,  
        the Product Vendor ID field MUST be set to 0 and the identity  
        of the product creator SHOULD be included in the Product Name  
        along with the name of the product.  

     Product ID  

        This field identifies the product using a numeric identifier  
        assigned by the product creator.  If this Product ID value is  
        unknown or if the product creator has not assigned such a  
        value, this field MUST be set to 0. If the Product Vendor ID  
    
    
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        is 0, this field MUST be set to 0. In any case, the name of  
        the product SHOULD be included in the Product Name field.  

        Note that a particular Product ID value (e.g. 635) will have  
        completely different meanings depending on the Product Vendor  
        ID. Each Product Vendor ID defines a different space of  
        Product ID values. Product creators are encouraged to publish  
        lists of Product ID values for their products.  

     Product Name  

        This variable length field contains a UTF-8 [2] string  
        identifying the product (e.g. "Symantec Norton AntiVirus(TM)  
        2008") in enough detail to unambiguously distinguish it from  
        other products from the product creator.  Products whose  
        creator is known, but does not have a registered SMI Private  
        Enterprise Number, SHOULD be represented using a combination  
        of the creator name and full product name (e.g. "Ubuntu(R)  
        IPtables" for the IPtables firewall in the Ubuntu  
        distribution of Linux).  If the product creator's SMI Private  
        Enterprise Number is included in the Product Vendor ID field,  
        the product creator's name may be omitted from this field.  

        The length of this field can be determined by starting with  
        the value in the PA-TNC Attribute Length field in the PA-TNC  
        Attribute Header and subtracting the size of the fixed length  
        fields in that header (12 or 16, depending on whether the  
        Correlation ID is present) and the size of the fixed length  
        fields in this attribute (5). If the PA-TNC Attribute Length  
        field is less than the size of these fixed length fields,  
        implementations SHOULD respond with an Invalid Parameter PA- 
        TNC error code.  

  3.2.3. Numeric Version  

     This PA-TNC Attribute Type contains numeric version information  
     for a product on the endpoint that implements the component  
     specified in the PA Subtype field, as described in section 2.4.   
     For example, if the PA Subtype is Operating System, this  
     attribute would contain numeric version information for the  
     operating system installed on the endpoint. The version  
     information in this attribute is associated with a particular  
     product, so Posture Validators are expected to also possess the  
     corresponding Product Information attribute when interpreting  
     this attribute.  


    
    
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     All Posture Collectors that implement the IETF Standard PA  
     Subtype for Operating System SHOULD support sending this  
     attribute type, at least for the Operating System PA subtype.   
     Other Posture Collectors MAY support sending this attribute  
     type.  Whether a particular Posture Collector actually sends  
     this attribute type SHOULD still be governed by local privacy  
     and security policies.  All Posture Validators that implement  
     the IETF Standard PA Subtype for Operating System SHOULD support  
     receiving this attribute type, at least for the Operating System  
     PA subtype.  Other Posture Validators MAY support receiving this  
     attribute type.  A Posture Validator that does not support  
     receiving this attribute type SHOULD simply ignore attributes  
     with this type.  Posture Validators MUST NOT send this attribute  
     type.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 3.  The value in the PA-TNC Attribute Length field  
     MUST be 28 if the Correlation ID field is not present and 32 if  
     it is present.  If the PA-TNC Attribute Length field is less  
     than the size of these fixed length fields, implementations  
     SHOULD respond with an Invalid Parameter PA-TNC error code.  

     This attribute type includes numeric values for the product  
     version information, enabling Posture Validators to do  
     comparative operations on the version.  Some Posture Collectors  
     may not be able to determine some or all of this information for  
     a product.  However, this attribute can be especially useful for  
     describing the version of the operating system, where numeric  
     version numbers are generally available.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  













    
    
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                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                        Major Version Number                   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                         Minor Version Number                  |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                            Build Number                       |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |      Service Pack Major       |      Service Pack Minor       |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Major Version Number  

        This field contains the major version number for the product,  
        if applicable. If unused or unknown, this field SHOULD be set  
        to 0.  

     Minor Version Number  

        This field contains the minor version number for the product,  
        if applicable. If unused or unknown, this field SHOULD be set  
        to 0.  

     Build Number  

        This field contains the build number for the product, if  
        applicable.  This may provide more granularity than the minor  
        version number, as many builds may occur leading up to an  
        official release, and all these builds may share a single  
        major and minor version number.  If unused or unknown, this  
        field SHOULD be set to 0.  

     Service Pack Major  

        This field contains the major version number of the service  
        pack for the product, if applicable.  If unused or unknown,  
        this field SHOULD be set to 0.  

     Service Pack Minor  

        This field contains the minor version number of the service  
        pack for the product, if applicable. If unused or unknown,  
        this field SHOULD be set to 0.  



    
    
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  3.2.4. String Version  

     This PA-TNC Attribute Type contains string version information  
     for a product on the endpoint that implements the component  
     specified in the PA Subtype field, as described in section 2.4.   
     For example, if the PA Subtype is Firewall, this attribute would  
     contain string version information for a host-based firewall  
     product installed on the endpoint (if any).  The version  
     information in this attribute is associated with a particular  
     product, so Posture Validators are expected to also possess the  
     corresponding Product Information attribute when interpreting  
     this attribute.  

     All Posture Collectors that implement any of the IETF Standard  
     PA Subtypes defined in this document MUST support sending this  
     attribute type, at least for those PA subtypes.  Other Posture  
     Collectors MAY support sending this attribute type.  Whether a  
     particular Posture Collector actually sends this attribute type  
     SHOULD still be governed by local privacy and security policies.   
     All Posture Validators that implement any of the IETF Standard  
     PA Subtypes defined in this document MUST support receiving this  
     attribute type, at least for those PA subtypes.  Other Posture  
     Validators MAY support receiving this attribute type.  Posture  
     Validators MUST NOT send this attribute type.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 4.  The value in the PA-TNC Attribute Length field  
     will vary, depending on the length of the Component Version  
     Number, Internal Build Number, and Configuration Version Number  
     fields. However, the value in the PA-TNC Attribute Length field  
     MUST be at least 15 (19 if the Correlation ID field is present)  
     because this is the length of the fixed size fields in the PA- 
     TNC Attribute Header and the fixed size fields in this attribute  
     type.  If the PA-TNC Attribute Length field is less than the  
     size of these fixed length fields or does not match the length  
     indicated by the sum of the fixed length and variable length  
     fields, implementations SHOULD respond with an Invalid Parameter  
     PA-TNC error code.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  




    
    
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                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |  Version Len  |   Product Version Number (Variable Length)    |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     | Build Num Len |   Internal Build Number (Variable Length)     |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |  Config. Len  | Configuration Version Number (Variable Length)|  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Version Len  

        This field defines the number of octets in the Product  
        Version Number field.  If the product version number is  
        unavailable or unknown, this field MUST be set to 0 and the  
        Product Version Number field will be zero length (effectively  
        not present).  

     Product Version Number  

        This field contains a UTF-8 string identifying the version of  
        the component (e.g. "1.12.23.114").  This field MUST be sized  
        to fit the version string and MUST NOT include extra octets  
        for padding or NUL character termination.  

        Various products use a wide range of different formats and  
        semantics for version strings.  Some use alphabetic  
        characters, white space, and punctuation.  Some consider  
        version "1.21" to be later than version "1.3" and some  
        earlier.  Therefore, the syntax and semantics of this string  
        are not defined.  

     Build Num Len  

        This field defines the number of octets in the Internal Build  
        Number field.  For products where the internal build number  
        is unavailable or unknown, this field MUST be set to 0 and  
        the Internal Build Number field will be zero length  
        (effectively not present).  

     Internal Build Number  

        This field contains a UTF-8 string identifying the  
        engineering build number of the product.  This field MUST be  
        sized to fit the build number string and MUST NOT include  
        extra octets for padding or NUL character termination.  The  
        syntax and semantics of this string are not defined.  
    
    
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     Config. Len  

        This field defines the number of octets in the Configuration  
        Version Number field.  If the product version number is  
        unavailable or unknown, this field MUST be set to 0 and the  
        Product Version Number field will be zero length (effectively  
        not present).  

     Configuration Version Number  

        This field contains a UTF-8 string identifying the version of  
        the configuration used by the component.  This version SHOULD  
        represent the overall configuration version even if several  
        configuration policy files or settings are used.  Posture  
        Collectors MAY include multiple version numbers in this  
        single string if a single version is not practical.  This  
        field MUST be sized to fit the version string and MUST NOT  
        include extra octets for padding or NUL character  
        termination.  

        Various products use a wide range of different formats for  
        version strings.  Some use alphabetic characters, white  
        space, and punctuation.  Some consider version "1.21" to be  
        later than version "1.3" and some earlier.  In addition, some  
        Posture Collectors may place multiple configuration version  
        numbers in this single string. Therefore, the syntax and  
        semantics of this string are not defined.  

  3.2.5. Operational Status  

     This PA-TNC Attribute Type describes the operational status of a  
     product that can implement the component specified in the PA  
     Subtype field, as described in section 2.4.  For example, if the  
     PA Subtype is Anti-Spyware, this attribute would contain  
     information about the operational status of a host-based anti- 
     spyware product that may or may not be installed on the  
     endpoint.   

     Posture Collectors that implement the IETF Standard PA Subtype  
     for Operating System or VPN MAY support sending this attribute  
     type for those PA subtypes.  Posture Collectors that implement  
     other IETF Standard PA Subtypes defined in this specification  
     SHOULD support sending this attribute type for those PA  
     subtypes.  Other Posture Collectors MAY support sending this  
     attribute type.  Whether a particular Posture Collector actually  
     sends this attribute type SHOULD still be governed by local  
     privacy and security policies.  Posture Validators that  
    
    
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     implement the IETF Standard PA Subtype for Operating System or  
     VPN MAY support receiving this attribute type, at least for  
     those PA subtypes.  Posture Validators that implement other IETF  
     Standard PA Subtypes defined in this specification SHOULD  
     support receiving this attribute type, at least for those PA  
     subtypes.  Other Posture Validators MAY support receiving this  
     attribute type.  A Posture Validator that does not support  
     receiving this attribute type SHOULD simply ignore attributes  
     with this type.  Posture Validators MUST NOT send this attribute  
     type.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 5.  The value in the PA-TNC Attribute Length field  
     MUST be 36 if the Correlation ID field is not present and 40 if  
     it is present.  If the PA-TNC Attribute Length field does not  
     have this value, implementations SHOULD respond with an Invalid  
     Parameter PA-TNC error code.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Status     |     Result    |         Reserved              |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                          Last Use                             |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     Last Use (continued)                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     Last Use (continued)                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     Last Use (continued)                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     Last Use (continued)                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Status  

        This field gives the operational status of the product.  The  
        following table lists the values currently defined for this  
        field.  As described in section 7, the IANA maintains a  
        registry of valid values for this field so that new values  
        can be defined.  

    
    
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        Value   Description  
        -----   -----------  
        0       Unknown or other  
        1       Not installed  
        2       Installed but not operational  
        3       Operational  
       
        If a Posture Validator receives a value for this field that  
        it does not recognize, it SHOULD treat this value as  
        equivalent to the value 0.  

     Result  

        This field contains the result of the last use of the  
        product.  The following table lists the values currently  
        defined for this field.  As described in section 7, the IANA  
        maintains a registry of valid values for this field so that  
        new values can be defined.  

        Value   Description  
        -----   -----------  
        0       Unknown or other  
        1       Successful use with no errors detected  
        2       Successful use with one or more errors detected  
        3       Unsuccessful use (e.g. aborted)  
       
        Posture Collectors SHOULD set this field to 0 if the Status  
        field contains a value of 1 (Not installed) or 2 (Installed  
        but not operational).  If a Posture Validator receives a  
        value for this field that it does not recognize, it SHOULD  
        treat this value as equivalent to the value 0.  

     Reserved  

        This field is reserved for future use.  The field MUST be set  
        to 0 on transmission and ignored upon reception.   

     Last Use  

        This field contains the date and time of the last use of the  
        component.  The Last Use date and time MUST be represented as  
        an RFC 3339 [4] compliant ASCII string in Coordinated  
        Universal Time (UTC) time with the additional restrictions  
        that the 't' delimiter and the 'z' suffix MUST be capitalized  
        and fractional seconds (time-secfrac) MUST NOT be included.   
        Leap seconds are permitted and Posture Validators MUST  
        support them. The last use string MUST NOT be NUL terminated  
    
    
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        or padded in any way.  If the last use time is not known, not  
        applicable, or cannot be represented in this format, the  
        Posture Collector MUST set this field to the value "0000-00- 
        00T00:00:00Z" (allowing this field to be fixed length). Not  
        that this particular reserved value is NOT a valid RFC 3339  
        date and time and MUST NOT be used for any other purpose in  
        this field.  

        This encoding produces a string that is easy to read, parse,  
        and interpret.  The format (more precisely defined in RFC  
        3339) is YYYY-MM-DDTHH:MM:SSZ, resulting in one and only one  
        representation for each second in UTC time from year 0000 to  
        year 9999.  For example, 9:05:00AM EST (GMT-0500) on January  
        19, 1995 can be represented as "1995-01-19T14:05:00Z".  The  
        length of this field is always 20 octets.  

  3.2.6. Port Filter  

     This PA-TNC Attribute Type provides the list of port numbers and  
     associated protocols (e.g. TCP and UDP) that are currently  
     blocked or allowed by a host-based firewall on the endpoint.  

     Posture Collectors that implement the IETF Standard PA Subtype  
     for Firewall or VPN SHOULD support sending this attribute type  
     for those PA subtypes.  Posture Collectors that implement other  
     IETF Standard PA Subtypes defined in this specification MUST NOT  
     support sending this attribute type for those PA subtypes.   
     Other Posture Collectors MAY support sending this attribute  
     type, if it is appropriate to their PA subtype.  Whether a  
     particular Posture Collector actually sends this attribute type  
     SHOULD still be governed by local privacy and security policies.   
     Posture Validators that implement the IETF Standard PA Subtype  
     for Firewall or VPN SHOULD support receiving this attribute  
     type, at least for those PA subtypes.  Posture Validators that  
     implement other IETF Standard PA Subtypes defined in this  
     specification MUST NOT support receiving this attribute type for  
     those PA subtypes.  Other Posture Validators MAY support  
     receiving this attribute type.  A Posture Validator that does  
     not support receiving this attribute type SHOULD simply ignore  
     attributes with this type.  Posture Validators MUST NOT send  
     this attribute type.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 6.  


    
    
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     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  

     Note that this diagram shows two Protocol/Port Number pairs. The  
     actual number of Protocol/Port Number pairs included in a Port  
     Filter attribute can vary from one to a large number (limited  
     only by the maximum message and length supported by the  
     underlying PT transport protocol). However, each Port Filter  
     attribute MUST contain at least one Protocol/Port Number pair.   
     Because the length of a Protocol/Port Number pair with the  
     Reserved field and B flag is always 4 octets, the number of  
     Protocol/Port Number pairs can be easily computed using the PA- 
     TNC Attribute Length field by subtracting the number of octets  
     in the PA-TNC Attribute Header and dividing by 4.  If the PA-TNC  
     Attribute Length field is invalid, Posture Validators SHOULD  
     respond with an Invalid Parameter PA-TNC error code.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |   Reserved  |B|    Protocol   |         Port Number           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |   Reserved  |B|    Protocol   |         Port Number           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Reserved  

        This field is reserved for future use.  It MUST be set to 0  
        on transmission and ignored upon reception.  

     B Flag (Blocked or Allowed Port)  

        This single bit field indicates whether the following port is  
        blocked or allowed.  This bit MUST be set to 1 if the  
        protocol and port combination is blocked.  Otherwise this  
        field MUST be set to 0.  This field was provided to allow for  
        more abbreviated reporting of the port filtering policy (e.g.  
        when all ports are blocked except a few, the Posture  
        Collector can just list the few that are allowed).  

        Posture Collectors MUST NOT provide a mixed list of block and  
        non-blocked ports for a particular protocol.  To be more  
        precise, a Posture Collector MUST NOT include two  
        Protocol/Port Number pairs in a single Port List attribute  
        where the protocol number is the same but the B flag is  
        different.  Also, Posture Collectors MUST NOT list the same  
    
    
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        Protocol and Port Number combination twice in a Port List  
        attribute.  

        Posture Collectors MAY list all blocked ports for one  
        protocol and all allowed ports for a different protocol in a  
        single Port List attribute, using the B flag to indicate  
        whether each entry is blocked.  For example, a Posture  
        Collector might list all the blocked TCP ports but only list  
        the allowed UDP ports.  However it MUST NOT list some blocked  
        TCP ports and some other allowed TCP ports.  

     Protocol  

        This field contains the protocol number being blocked or  
        allowed. The values used in this field are the same ones used  
        in the IPv4 Protocol and IPv6 Next Header fields.  The IANA  
        already maintains a registry of these values.  

     Port Number  

        This field contains the port number being blocked or allowed.  
        The values used in this field are specific to the protocol  
        identified by the Protocol field.  The IANA maintains  
        registries for TCP and UDP port numbers.  

  3.2.7. Installed Packages   

     This PA-TNC Attribute Type contains a list of the installed  
     packages that comprise a product on the endpoint that implements  
     the component specified in the PA Subtype field, as described in  
     section 2.4.  This allows a Posture Validator to check which  
     packages are installed for a particular product and which  
     versions of those packages are installed.  

     Posture Collectors that implement any of the IETF Standard PA  
     Subtypes defined in this document SHOULD support sending this  
     attribute type for those PA subtypes.  Other Posture Collectors  
     MAY support sending this attribute type, if it is appropriate to  
     their PA subtype.  Whether a particular Posture Collector  
     actually sends this attribute type SHOULD still be governed by  
     local privacy and security policies.  Posture Validators that  
     implement any of the IETF Standard PA Subtypes defined in this  
     document SHOULD support receiving this attribute type, at least  
     for those PA subtypes.  Other Posture Validators MAY support  
     receiving this attribute type.  A Posture Validator that does  
     not support receiving this attribute type SHOULD simply ignore  

    
    
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     attributes with this type.  Posture Validators MUST NOT send  
     this attribute type.  

     This attribute type can be quite long, especially for the  
     Operating System PA subtype. This can cause problems, especially  
     with 802.1X and other limited transport protocols. Therefore,  
     Posture Collectors SHOULD NOT send this attribute unless  
     specifically requested to do so using the Attribute Request  
     attribute or otherwise configured to do so. Also, Posture  
     Validators SHOULD NOT request this attribute unless the  
     transport protocol in use can support the large amount of data  
     that may be sent in response.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 7.  The value in the PA-TNC Attribute Length field  
     will vary, depending on the number of packages and the length of  
     the Package Name and Package Version Number fields for those  
     packages. However, the value in the PA-TNC Attribute Length  
     field MUST be at least 16 (20 if the Correlation ID field is  
     present) because this is the length of the fixed size fields in  
     the PA-TNC Attribute Header and the fixed size fields in this  
     attribute type.  If the PA-TNC Attribute Length field is less  
     than the size of these fixed length fields or does not match the  
     length indicated by the sum of the fixed length and variable  
     length fields, implementations SHOULD respond with an Invalid  
     Parameter PA-TNC error code.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  

     Note that this diagram shows an attribute containing information  
     on one package. The actual number of package descriptions  
     included in an Installed Packages attribute is indicated by the  
     Package Count field. This value may vary from zero to a large  
     number (up to 65535, if the underlying PT transport protocol can  
     support that many). If this number is not sufficient,  
     specialized patch management software should be employed which  
     can simply report compliance with a pre-established patch  
     policy.  






    
    
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                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |          Reserved             |         Package Count         |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     | Pkg Name Len  |        Package Name (Variable Length)         |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |  Version Len  |    Package Version Number (Variable Length)   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Reserved  

        This field is reserved for future use.  The field MUST be set  
        to 0 on transmission and ignored upon reception.   

     Package Count  

        This field is an unsigned 16-bit integer that indicates the  
        number of packages listed in this attribute.  For each  
        package so indicated, a Pkg Name Len, Package Name, Version  
        Len, and Package Version Number field is included in the  
        attribute.  

     Pkg Name Len  

        This field is an unsigned 8-bit integer that indicates the  
        length of the Package Name field in octets. This field may be  
        zero if a Package Name is not available.  

     Package Name  

        This field contains the name of the package associated with  
        the product.  This field is a UTF-8 encoded character string  
        whose octet length is given by the Pkg Name Len field. This  
        field MUST NOT include extra octets for padding or NUL  
        character termination.  The syntax and semantics of this name  
        are not specified in this document, since they may vary  
        across products and/or operating systems. Posture Collectors  
        MAY list two packages with the same name in a single  
        Installed Packages attribute. The meaning of doing so is not  
        defined here.  

     Version Len  

        This field is an unsigned 8-bit integer that indicates the  
        length of the Package Version Number field in octets. This  

    
    
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        field may be zero if a Package Version Number is not  
        available.  

     Package Version Number  

        This field contains the version string for the package named  
        in the previous Package Name field.  This field is a UTF-8  
        encoded character string whose octet length is given by the  
        Version Len field. This field MUST NOT include extra octets  
        for padding or NUL character termination.  The syntax and  
        semantics of this version string are not specified in this  
        document, since they may vary across products and/or  
        operating systems. Posture Collectors MAY list two packages  
        with the same Package Version Number (and even the same  
        Package Name and Package Version Number) in a single  
        Installed Packages attribute. The meaning of doing so is not  
        defined here.  

  3.2.8. PA-TNC Error   

     This PA-TNC Attribute Type contains an error code and  
     supplemental information regarding an error pertaining to PA- 
     TNC.  

     All Posture Collectors and Posture Validators that implement any  
     of the IETF Standard PA Subtypes defined in this specification  
     MUST support sending and receiving this attribute type, at least  
     for those PA subtypes.  

     For this attribute type, the PA-TNC Attribute Vendor ID field  
     MUST be set to zero (0) and the PA-TNC Attribute Type field MUST  
     be set to 8.  The value in the PA-TNC Attribute Length field  
     will vary, depending on the length of the Error Information  
     field. However, the value in the PA-TNC Attribute Length field  
     MUST be at least 20 (24 if the Correlation ID field is present)  
     because this is the length of the fixed size fields in the PA- 
     TNC Attribute Header and the fixed size fields in this attribute  
     type.  

     A PA-TNC error code SHOULD be sent with the same PA Message  
     Vendor ID and PA Subtype used by the PA-TNC message that caused  
     the error so that the error code is sent to the party who sent  
     the offending PA-TNC message. Other measures (such as setting  
     PB-TNC's EXCL flag and Posture Collector Identifier or Posture  
     Validator Identifier fields) SHOULD also be taken to attempt to  
     ensure that only the party who sent the offending message  
     receives the error.  
    
    
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     When a PA-TNC error code is received, the recipient MUST NOT  
     respond with a PA-TNC error code because this could result in an  
     infinite loop of errors. Instead, the recipient MAY log the  
     error, modify its behavior to attempt to avoid the error  
     (attempting to avoid loops or long strings of errors), ignore  
     the error, terminate the assessment, or take other action as  
     appropriate (as long as it is consistent with the requirements  
     of this specification).  

     Posture Verifiers MUST NOT include this attribute type in an  
     Attribute Request attribute. It does not make sense for a  
     Posture Verifier to request that a Posture Collector send a PA- 
     TNC Error attribute.  

     The following diagram illustrates the format and contents of the  
     Attribute Value field for this attribute type.  The text after  
     this diagram describes the fields shown here.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Reserved   |            PA-TNC Error Code Vendor ID        |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                        PA-TNC Error Code                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                 Error Information (Variable Length)           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Reserved  

        This field is reserved for future use.  This field MUST be  
        set to 0 on transmission and ignored upon reception.   

     PA-TNC Error Code Vendor ID  

        This field contains the SMI Private Enterprise Number for the  
        organization that defined the PA-TNC Error Code that is being  
        used in the attribute.  For IETF Standard PA-TNC Error Code  
        values this field MUST be set to zero (0).   

     PA-TNC Error Code  

        This field contains the PA-TNC Error Code being reported in  
        this attribute. Note that a particular PA-TNC Error Code  
        value will have completely different meanings depending on  
        the PA-TNC Error Code Vendor ID. Each PA-TNC Error Code  

    
    
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        Vendor ID defines a different space of PA-TNC Error Code  
        values.  

        When the PA-TNC Error Code Vendor ID is set to zero (0), the  
        PA-TNC Error Code is an IETF Standard PA-TNC Error Code. The  
        IANA maintains a registry for these values. The following  
        table lists the IETF Standard PA-TNC Error Codes defined in  
        this specification:  

        Value   Description  
        -----   -----------  
        0       Reserved  
        1       Invalid Parameter  
        2       Version Not Supported  
        3       Attribute Type Not Supported  
       
        The next few subsections of this document provide detailed  
        definitions of these error codes.  

     Error Information  

        This field provides additional context for the error.  The  
        contents of this field vary based on the PA-TNC Error Code  
        Vendor ID and PA-TNC Error Code. Therefore, whenever a PA-TNC  
        Error Code is defined, the format of this field for that  
        error code must also be defined. The definitions of IETF  
        Standard PA-TNC Error Codes on the next few pages provide  
        good examples of such definitions.  

        The length of this field can be determined by the recipient  
        using the PA-TNC Attribute Length field by subtracting the  
        length of the fixed-length fields in the PA-TNC Attribute  
        Header and the fixed-length fields in this attribute.  

  3.2.8.1. Definition of Invalid Parameter Error Code  

     The Invalid Parameter error code is an IETF Standard PA-TNC  
     Error Code (value 1) that indicates that the sender of this  
     error code has detected an invalid value in a PA-TNC message  
     sent by the recipient of this error code in the current  
     assessment.   

     For this error code, the Error Information field contains the  
     first 8 octets of the PA-TNC message that contained the invalid  
     parameter and an offset indicating the position within that  
     message of the invalid parameter.  

    
    
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     The following diagram illustrates the format and contents of the  
     Error Information field for this error code.  The text after  
     this diagram describes the fields shown here.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Version    |                Copy of Reserved               |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                       Message Identifier                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                             Offset                            |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Version  

        This field MUST contain an exact copy of the Version field in  
        the PA-TNC Message Header of the PA-TNC message that caused  
        this error.  

     Copy of Reserved  

        This field MUST contain an exact copy of the Reserved field  
        in the PA-TNC Message Header of the PA-TNC message that  
        caused this error.  

     Message Identifier  

        This field MUST contain an exact copy of the Message  
        Identifier field in the PA-TNC Message Header of the PA-TNC  
        message that caused this error.  

     Offset  

        This field MUST contain an octet offset from the start of the  
        PA-TNC Message Header of the PA-TNC message that caused this  
        error to the start of the value that caused this error. For  
        instance, if the first PA-TNC attribute in the message had an  
        invalid PA-TNC Attribute Length (e.g. 0), this value would be  
        16.  

  3.2.8.2. Definition of Version Not Supported Error Code  

     The Version Not Supported error code is an IETF Standard PA-TNC  
     Error Code (value 2) that indicates that the sender of this  
     error code does not support the PA-TNC version number included  

    
    
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     in the PA-TNC Message Header of a PA-TNC message sent by the  
     recipient of this error code in the current assessment.  

     For this error code, the Error Information field contains the  
     first 8 octets of the PA-TNC message that contained the  
     unsupported version as well as Max Version and Min Version  
     fields that indicate which PA-TNC version numbers are supported  
     by the sender of the error code.  

     The sender MUST support all PA-TNC versions between the Min  
     Version and the Max Version, inclusive (i.e. including the Min  
     Version and the Max Version). When possible, recipients of this  
     error code SHOULD send future messages to the Posture Collector  
     or Posture Validator that originated this error message with a  
     PA-TNC version number within the stated range.  

     Any party that is sending the Version Not Supported error code  
     SHOULD include that error code as the only PA-TNC attribute in a  
     PA-TNC message with version number 1. All parties that send PA- 
     TNC messages SHOULD be able to properly process a message that  
     meets this description, even if they cannot process any other  
     aspect of PA-TNC version 1. This ensures that a PA-TNC version  
     exchange can proceed properly, no matter what versions of PA-TNC  
     the parties implement.  

     The following diagram illustrates the format and contents of the  
     Error Information field for this error code.  The text after  
     this diagram describes the fields shown here.  

                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Version    |                Copy of Reserved               |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                       Message Identifier                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |  Max Version  |  Min Version  |            Reserved           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Version  

        This field MUST contain an exact copy of the Version field in  
        the PA-TNC Message Header of the PA-TNC message that caused  
        this error.  

     Copy of Reserved  

    
    
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        This field MUST contain an exact copy of the Reserved field  
        in the PA-TNC Message Header of the PA-TNC message that  
        caused this error.  

     Message Identifier  

        This field MUST contain an exact copy of the Message  
        Identifier field in the PA-TNC Message Header of the PA-TNC  
        message that caused this error.  

     Max Version  

        This field MUST contain the maximum PA-TNC version supported  
        by the sender of this error code.  

     Min Version  

        This field MUST contain the minimum PA-TNC version supported  
        by the sender of this error code.  

     Reserved  

        Reserved for future use.  This field MUST be set to 0 on  
        transmission and ignored upon reception.  

  3.2.8.3. Definition of Attribute Type Not Supported Error Code  

     The Attribute Type Not Supported error code is an IETF Standard  
     PA-TNC Error Code (value 3) that indicates that the sender of  
     this error code does not support the PA-TNC Attribute Type  
     included in the Error Information field. This PA-TNC Attribute  
     Type was included in a PA-TNC message sent by the recipient of  
     this error code in the current assessment.  

     For this error code, the Error Information field contains the  
     first 8 octets of the PA-TNC message that contained the  
     unsupported attribute type as well as a copy of the attribute  
     type that caused the problem.  

     The following diagram illustrates the format and contents of the  
     Error Information field for this error code.  The text after  
     this diagram describes the fields shown here.  





    
    
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                          1                   2                   3  
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |    Version    |                    Reserved                   |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                       Message Identifier                      |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |     Flags     |          PA-TNC Attribute Vendor ID           |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
     |                     PA-TNC Attribute Type                     |  
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
       
     Version  

        This field MUST contain an exact copy of the Version field in  
        the PA-TNC Message Header of the PA-TNC message that caused  
        this error.  

     Copy of Reserved  

        This field MUST contain an exact copy of the Reserved field  
        in the PA-TNC Message Header of the PA-TNC message that  
        caused this error.  

     Message Identifier  

        This field MUST contain an exact copy of the Message  
        Identifier field in the PA-TNC Message Header of the PA-TNC  
        message that caused this error.  

     Flags  

        This field MUST contain an exact copy of the Flags field in  
        the PA-TNC Attribute Header of the PA-TNC attribute that  
        caused this error.  

     PA-TNC Attribute Vendor ID  

        This field MUST contain an exact copy of the PA-TNC Attribute  
        Vendor ID field in the PA-TNC Attribute Header of the PA-TNC  
        attribute that caused this error.  

     PA-TNC Attribute Type  

        This field MUST contain an exact copy of the PA-TNC Attribute  
        Type field in the PA-TNC Attribute Header of the PA-TNC  
        attribute that caused this error.  
    
    
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  3.3. Vendor-Defined Attributes  

     This section discusses the use of vendor-defined attributes  
     within PA-TNC.  The PA-TNC protocol was designed to allow for  
     vendor-defined attributes to be used as a replacement where a  
     standard attribute could be used.  In some cases even the  
     standard attributes allow for vendor-defined information to be  
     included.  It is envisioned that over time as particular vendor- 
     defined attributes become popular, an equivalent standard  
     attribute could be added allowing for broader interoperability.  

     This specification does not define vendor-defined attributes,  
     but rather highlights how such attributes can be used with PA- 
     TNC without the potential for name space collisions or  
     misinterpretations.  In order to avoid collisions, PA-TNC uses  
     the well-established SMI Private Enterprise Numbers as Vendor  
     IDs to define separate name spaces for important fields within a  
     PA-TNC message.  For example, to ensure the uniqueness of  
     attribute types while providing for vendor extensions, vendor- 
     defined attribute types include the vendor's unique Vendor ID,  
     to indicate the intended name space for the attribute type,  
     followed by the attribute type.  IETF Standard PA-TNC Attribute  
     Types use a Vendor ID of zero (0).  

     SMI Private Enterprise Numbers are used to provide a separate  
     identifier space for each vendor. The IANA provides a registry  
     for SMI Private Enterprise Numbers. Any organization (including  
     non-profit organizations, governmental bodies, etc.) can obtain  
     one of these numbers at no charge and thousands of organizations  
     have done so. Within this document, SMI Private Enterprise  
     Numbers are known as "vendor IDs".  

  4. Evaluation Against NEA Requirements  

     This section evaluates the PA-TNC protocol against the  
     requirements defined in the NEA Requirements document.  Each  
     subsection considers a separate requirement from the NEA  
     Requirements document.  Only common requirements (C-1 through C- 
     10) and PA requirements (PA-1 through PA-6) are considered,  
     since these are the only ones that apply to PA.  

  4.1. Evaluation Against Requirement C-1  

     Requirement C-1 says:  

     C-1   NEA protocols MUST support multiple round trips between  
           the NEA Client and NEA Server in a single assessment.  
    
    
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     PA-TNC meets this requirement.  It allows an unlimited number of  
     round trips between the NEA Client and NEA Server.  

  4.2. Evaluation Against Requirement C-2  

     Requirement C-2 says:  

     C-2   NEA protocols SHOULD provide a way for both the NEA Client  
           and the NEA Server to initiate a posture assessment or  
           reassessment as needed.  

     PA-TNC meets this requirement.  PA-TNC is designed to work  
     whether the NEA Client or the NEA Server initiates a posture  
     assessment or reassessment.  

  4.3. Evaluation Against Requirement C-3  

     Requirement C-3 says:  

     C-3   NEA protocols including security capabilities MUST be  
           capable of protecting against active and passive attacks  
           by intermediaries and endpoints including prevention from  
           replay based attacks.  

     Security for PA-TNC can be provided through PT security or  
     through the use of PA-TNC security, which is defined in a  
     separate specification: PA-TNC Security [8]. Therefore, this  
     base specification for PA-TNC does not include any security  
     capabilities. Since this requirement only applies to NEA  
     protocols that include security capabilities, this base  
     specification for PA-TNC meets this requirement.  

  4.4. Evaluation Against Requirement C-4  

     Requirement C-4 says:  

     C-4   The PA and PB protocols MUST be capable of operating over  
           any PT protocol.  For example, the PB protocol must  
           provide a transport independent interface allowing the PA  
           protocol to operate without change across a variety of  
           network protocol environments (e.g. EAP/802.1X, PANA, TLS  
           and IKE/IPsec).  

     PA-TNC meets this requirement.  PA-TNC can operate over any PT  
     protocol that meets the requirements for PT stated in the NEA  
     Requirements document.  PA-TNC does not have any dependencies on  
     specific details of the underlying PT protocol.  
    
    
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  4.5. Evaluation Against Requirement C-5  

     Requirement C-5 says:  

     C-5   The selection process for NEA protocols MUST evaluate and  
           prefer the reuse of existing open standards that meet the  
           requirements before defining new ones.  The goal of NEA is  
           not to create additional alternative protocols where  
           acceptable solutions already exist.  

     Based on this requirement, PA-TNC should receive a strong  
     preference.  PA-TNC is equivalent with IF-M 1.0, an open TCG  
     specification.  Other specifications from TCG and other groups  
     are also under development based on the IF-M 1.0 specification.   
     Selecting PA-TNC as the basis for the PA protocol will ensure  
     compatibility with IF-M 1.0, with these other specifications,  
     and with their implementations.  

  4.6. Evaluation Against Requirement C-6  

     Requirement C-6 says:  

     C-6   NEA protocols MUST be highly scalable; the protocols MUST  
           support many Posture Collectors on a large number of NEA  
           Clients to be assessed by numerous Posture Validators  
           residing on multiple NEA Servers.  

     PA-TNC meets this requirement.  PA-TNC supports an unlimited  
     number of Posture Collectors, Posture Validators, NEA Clients,  
     and NEA Servers.  It also is quite scalable in many other  
     aspects as well.  A PA-TNC message can contain up to 2^32-1  
     octets and about 2^28 PA-TNC attributes.  Each organization with  
     an SMI Private Enterprise Number is entitled to define up to  
     2^32 vendor-specific PA-TNC Attribute Types, 2^16 vendor- 
     specific PA-TNC Product IDs, and 2^32 vendor-specific PA-TNC  
     Error Codes. Each attribute can contain almost 2^32 octets.  It  
     is generally not advisable or necessary to send this much data  
     in a NEA assessment, but still PA-TNC is highly scalable and  
     meets requirement C-6 easily.  

  4.7. Evaluation Against Requirement C-7  

     Requirement C-7 says:  

     C-7   The protocols MUST support efficient transport of a large  
           number of attribute messages between the NEA Client and  
           the NEA Server.  
    
    
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     PA-TNC meets this requirement.  Each PA-TNC message can contain  
     about 2^28 PA-TNC attributes.  PA-TNC supports up to 2^32 round  
     trips in a session so the maximum number of attribute messages  
     that can be sent in a single session is actually about 2^50.   
     However, it is generally inadvisable and unnecessary to send a  
     large number of messages in a NEA assessment.  As for  
     efficiency, PA-TNC adds only 12 octets of overhead per attribute  
     and 8 octets per message (which is negligible on a per-attribute  
     basis).  

  4.8. Evaluation Against Requirement C-8  

     Requirement C-8 says:  

     C-8   NEA protocols MUST operate efficiently over low bandwidth  
           or high latency links.  

     PA-TNC meets this requirement.  A typical PA-TNC exchange will  
     involve one or two round trips with less than 500 octets of PA- 
     TNC messages. Of course, use of PA-TNC security or vendor- 
     specific PA-TNC attribute types could expand the assessment.   
     However, PA-TNC itself imposes an overhead of only 8 octets per  
     PA-TNC message and 12 octets per attribute.  

  4.9. Evaluation Against Requirement C-9  

     Requirement C-9 says:  

     C-9   For any strings intended for display to a user, the  
           protocols MUST support adapting these strings to the  
           user's language preferences.  

     PA-TNC meets this requirement.  The fields defined here do not  
     include any strings intended for display to a user. They are  
     intended for logging and programmatic comparisons.  

     If any vendor-specific PA-TNC attribute types or future IETF  
     Standard PA-TNC Attribute Types include strings that are  
     intended for display to a user, they can be adapted to the  
     user's language preferences using the PB-TNC protocol's ability  
     to exchange information about those preferences in a standard  
     manner.  The Posture Broker Server will need to expose the  
     user's preferences to the Posture Validators through whatever  
     API or protocol is used to connect those components. However,  
     that is all out of scope for this specification.      


    
    
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  4.10. Evaluation Against Requirement C-10  

     Requirement C-10 says:  

     C-10  NEA protocols MUST support encoding of strings in UTF-8  
           format.  

     PA-TNC meets this requirement.  All strings in the PA-TNC  
     protocol are encoded in UTF-8 format.  This allows the protocol  
     to support a wide range of languages efficiently.  

  4.11. Evaluation Against Requirement PA-1  

     Requirement PA-1 says:  

     PA-1  The PA protocol MUST support communication of an  
           extensible set of NEA standards defined attributes.  These  
           attributes will be uniquely identifiable from non-standard  
           attributes.  

     PA-TNC meets this requirement.  Each attribute is identified  
     with a PA-TNC Attribute Vendor ID and a PA-TNC Attribute Type.   
     IETF Standard PA-TNC Attribute Types use a vendor ID of zero  
     (0), in contrast with vendor-specific PA-TNC Attribute Types,  
     which will use the vendor's SMI Private Enterprise Number as the  
     vendor ID.  The IANA will maintain a registry of IETF Standard  
     PA-TNC Attribute Types with new values added by IETF Consensus,  
     as described in the IANA Considerations section of this  
     specification.  Thus, the set of standard attribute types is  
     extensible, but all standard attribute types are uniquely  
     identifiable.  

  4.12. Evaluation Against Requirement PA-2  

     Requirement PA-2 says:  

     PA-2  The PA protocol MUST support communication of an  
           extensible set of vendor-specific attributes.  These  
           attributes will be segmented into uniquely identifiable  
           vendor specific name spaces.  

     PA-TNC meets this requirement.  Each attribute is identified  
     with a PA-TNC Attribute Vendor ID and a PA-TNC Attribute Type.   
     Vendor-defined PA-TNC Attribute Types use the vendor's SMI  
     Private Enterprise Number as the PA-TNC Attribute Vendor ID.   
     Each vendor can define up to 2^32 PA-TNC Attribute Types, using  
     its own internal processes to manage its set of attribute types.   
    
    
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     The IANA is not involved, other than the initial assignment of  
     the vendor's SMI Private Enterprise Number.  Thus, the set of  
     vendor-specific attributes is segmented into uniquely  
     identifiable vendor-specific name spaces.  

  4.13. Evaluation Against Requirement PA-3  

     Requirement PA-3 says:  

     PA-3  The PA protocol MUST enable a Posture Validator to make  
           one or more requests for attributes from a Posture  
           Collector within a single assessment.  This enables the  
           Posture Validator to reassess the posture of a particular  
           endpoint feature or to request additional posture  
           including from other parts of the endpoint.  

     PA-TNC meets this requirement.  The Attribute Request attribute  
     type is an IETF Standard PA-TNC Attribute Type that permits a  
     Posture Validator to send to one or more Posture Collectors a  
     request for one or more attributes. This attribute may be sent  
     at any point in the posture assessment process and may in fact  
     be sent more than once if the Posture Validator needs to first  
     determine the type of operating system and then request certain  
     attributes specific to that operating system, for example.  

  4.14. Evaluation Against Requirement PA-4  

     Requirement PA-4 says:  

     PA-4  The PA protocol MUST be capable of returning attributes  
           from a Posture Validator to a Posture Collector.  For  
           example, this might enable the Posture Collector to learn  
           the specific reason for a failed assessment and to aid in  
           remediation and notification of the system owner.  

     PA-TNC meets this requirement.  A Posture Validator can easily  
     send attributes to one or more Posture Collectors.  

  4.15. Evaluation Against Requirement PA-5  

     Requirement PA-5 says:  

     PA-5  The PA protocol SHOULD provide authentication, integrity,  
           and confidentiality of attributes communicated between a  
           Posture Collector and Posture Validator.  This enables  
           end-to-end security across a NEA deployment that might  
           involve traversal of several systems or trust boundaries.  
    
    
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     PA-TNC meets this requirement when a PA-TNC Security mechanism  
     is used, such as PA-TNC Security with CMS.  The specifications  
     for those mechanisms should be consulted for a complete analysis  
     of their security properties.  

     PA-TNC Security is an optional addition to PA-TNC because  
     different products and deployments may require different  
     security mechanisms. For example, one product might integrate  
     Posture Validators, the Posture Broker Server, and the Posture  
     Transport Server into a single entity. In that case, PA-TNC  
     security may not be needed. PT security may be enough. Another  
     deployment may employ remote Posture Validators in the same  
     trust domain as the Posture Broker Server. In that case, a TLS  
     session between the Posture Broker Server and the Posture  
     Validators may suffice. A third deployment may include a Posture  
     Broker Server that is not trusted to see PA-TNC messages, at  
     least for some Posture Validators. In that case, PA-TNC security  
     may be desirable. Even there, some deployments may wish to use  
     PKI (Public Key Infrastructure) for security, while others may  
     wish to use Kerberos or another mechanism.  

  4.16. Evaluation Against Requirement PA-6  

     Requirement PA-6 says:  

     PA-6  The PA protocol MUST be capable of carrying attributes  
           that contain non-binary and binary data including  
           encrypted content.  

     PA-TNC meets this requirement.  PA-TNC attributes can contain  
     non-binary and binary data including encrypted content.  For  
     examples, see the attribute type definitions contained in this  
     specification and in the PA-TNC Security with CMS specification.  

  5. Security Considerations  

     This section discusses the major types of potential security  
     threats relevant to the PA-TNC message protocol and summarizes  
     the expected security protections that should be offered by PA- 
     TNC security protocols.  PA-TNC security protocols are described  
     in separate specifications which layer upon the base PA-TNC  
     protocol described in this specification.  It is envisioned that  
     additional attribute types will be defined to facilitate the  
     exchange of security capabilities, keys, and security protected  
     attributes.  Ultimately, the NEA deployer decides which security  
     protection is most appropriate for a particular deployment  
     environment.  The security protections discussed in this section  
    
    
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     highlight the need for PA-TNC security protocol implementations  
     to be capable of offering the feature.  

  5.1. Trust Relationships  

     In order to understand where security countermeasures are  
     necessary, this section starts with a discussion of where the  
     TNC architecture envisions some trust relationships between the  
     processing elements of the PA-TNC protocol.  Some deployments  
     may wish to reduce the amount of assumed trust by using a PA-TNC  
     security protocol to protect the PA-TNC messages.  The following  
     sub-sections discuss the trust properties associated with each  
     portion of the NEA reference model directly involved with the  
     processing of the PA-TNC protocol.  

  5.1.1. Posture Collector  

     The Posture Collectors are trusted by Posture Validators to:  

     o  Collect valid information about the component type associated  
        with the Posture Collector  

     o  Report upon collected information consistent with local  
        security and privacy policies  

     o  Accurately report information associated with the type of  
        component for the PA-TNC message  

     o  Not act maliciously to the Posture Broker Server and Posture  
        Validators, including attacks such as Denial Of Service  

  5.1.2. Posture Validator  

     The Posture Validators are trusted by Posture Collectors to:  

     o  Only request information necessary to assess the security  
        state of the endpoint  

     o  Make assessment decisions based on deployer defined policies  

     o  Discard collected information consistent with data retention  
        and privacy policies  

     o  Not act maliciously to the Posture Broker Server and Posture  
        Collectors, including attacks such as Denial Of Service  


    
    
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  5.1.3. Posture Broker Client, Posture Broker Server, and PB-TNC  

     The Posture Broker Client and Posture Broker Server are trusted  
     by the Posture Collector and Posture Validator to:  

     o  Provide a reliable transport for PA-TNC messages  

     o  Deliver messages for a particular PA Subtype only to those  
        Posture Collectors and Posture Validators that have  
        registered for them  

     o  Not disclose any provided attributes to unauthorized parties  

     o  Not act maliciously to drop messages, duplicate messages, or  
        flood the Posture Collectors and Posture Validators with  
        unnecessary messages  

     o  Not observe, fabricate, or alter the contents of a PA-TNC  
        message (this trust can be minimized with a PA-TNC security  
        protocol)  

     o  Properly place Posture Collector and Posture Validator  
        identifiers into the PB-TNC protocol, deliver those  
        identifiers to Posture Collectors and Posture Validators as  
        needed, and manage exclusive delivery to a particular Posture  
        Collector or Posture Validator  

     o  Properly expose authentication information from PT security  
        so that Posture Collectors and Posture Validators can use  
        this to make policy decisions  

  5.2. Security Threats  

     Beyond the trusted relationships assumed in section 5.1, the PA- 
     TNC protocol faces a number of potential security attacks that  
     could require targeted security countermeasures.  PA-TNC  
     security protocol specifications MUST state if and how the  
     security protocol will safeguard against these types of attack.  

     Generally the PA-TNC protocol, without the presence of security  
     countermeasures, relies upon the underlying PT protocol to  
     protect the messages from attack when traveling over the  
     network.  Once the message resides on the Posture Broker Client  
     or Posture Broker Server, it is trusted to be properly and  
     safely delivered to the appropriate Posture Collectors and  
     Posture Validators.  However, in some deployments the PA-TNC  
     messages need to travel over network hops that are not protected  
    
    
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     by PT or require more assurance that only the appropriate  
     Posture Collector or Posture Validator has received the message.   
     In these cases, end to end PA-TNC message protection might be  
     required.  The following sub-sections focus on the potential  
     threats where end to end protection might be desired and thus  
     when the use of the PA-TNC security protocol becomes beneficial.  

  5.2.1. Attribute Theft  

     When PA-TNC messages are sent over unprotected network links or  
     spanning local software stacks that are not trusted, the  
     contents of the PA-TNC messages may be subject to information  
     theft by an intermediary party.  This theft could result in  
     information being recorded for future use or analysis by the  
     adversary.  Attributes observed by eavesdroppers could contain  
     information that exposes potential weaknesses in the security of  
     the endpoint, or system fingerprinting information easing the  
     ability of the attacker to employ attacks more likely to be  
     successful against the endpoint.  The eavesdropper might also  
     learn information about the endpoint or network policies that  
     either singularly or collectively is considered sensitive  
     information (e.g. certain endpoints are lacking patches, or  
     particular sub-networks have more lenient policies).  PA-TNC  
     attributes are not intended to carry privacy-sensitive  
     information, but should some exist in a message, the adversary  
     could come into possession of the information which could be  
     used for other financial gain.  

  5.2.2. Message Fabrication  

     Attackers on the network or present within the NEA system could  
     introduce fabricated PA-TNC messages intending to trick or  
     create a denial of service against aspects of an assessment.   
     This could occur if an active attacker could launch a man-in- 
     the-middle (MiTM) attack by proxying the PA-TNC messages and was  
     able to replace undesired messages with ones easing future  
     attack upon the endpoint.  Consider a scenario where PT security  
     protection is not used, and the Posture Broker Server proxies  
     all assessment traffic to a remote Posture Broker Server.  The  
     proxy could eavesdrop and replace assessment results attributes,  
     tricking the endpoint into thinking it has passed an assessment,  
     when in fact it has not and requires remediation.  Because the  
     Posture Collector has no way to verify that attributes were  
     actually created by an authentic Posture Validator, it is unable  
     to detect the falsified attribute or message.  


    
    
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  5.2.3. Attribute Modification  

     This attack could allow an active attacker capable of  
     intercepting a message to modify a PA-TNC message attribute to a  
     desired value to ease the compromise of an endpoint.  Without  
     the ability for message recipients to detect whether a received  
     message contains the same content as what was originally sent,  
     active attackers can stealthily modify the attribute exchange.   
     For example, an attacker might wish to change the contents of  
     the firewall component's version string attribute to disguise  
     the fact that the firewall is running an old, vulnerable  
     version.  The attacker would change the version string sent by  
     the firewall Posture Collector to the current version number, so  
     the Posture Validator's assessment passes while leaving the  
     endpoint vulnerable to attack.  Similarly, an attacker could  
     achieve widespread denial of service by altering large numbers  
     of assessments' version string attributes to an old value so  
     they repeatedly fail assessments even after a successful  
     remediation.  Upon receiving the lower value, the Posture  
     Validator would continue to believe that the endpoint is running  
     old, potentially vulnerable versions of the firewall that does  
     not meet network compliance policy, so therefore the endpoint  
     would not be allowed to join the network.  

  5.2.4. Attribute Replay  

     Another potential attack against an unprotected PA-TNC message  
     attribute exchange is to exploit the lack of a strong binding  
     between the attributes sent during an assessment to the specific  
     endpoint.  Without a strong binding of the endpoint to the  
     measurement information, an attacker could record the attributes  
     sent during an assessment of a compliant endpoint and later  
     replay those attributes so that a non-compliant endpoint can now  
     gain access to the network or protected resource.  This attack  
     could be employed by a network MiTM that is able to eavesdrop  
     and proxy message exchanges, or by using local rogue agents on  
     the endpoints.  Assessments lacking some form of freshness  
     exchange could be subject to replay of prior assessment data,  
     even if it no longer reflects the current state of the endpoint.  

  5.2.5. Attribute Insertion  

     Similar to the attribute modification attacks, an adversary  
     wishing to include one or more attributes or PA-TNC messages  
     inside a valid assessment may be able to insert the attributes  
     or messages without detection is possible by the recipient.   
     Even if authentication of the parties is present during a PA-TNC  
    
    
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     exchange, if no per-message and per-session integrity protection  
     is present, an attacker can add information to the assessment,  
     possibly causing incorrect assessment results.  For example, an  
     attacker could add attributes to the front of a PA-TNC message  
     to cause an assessment to succeed even for a non-compliant  
     endpoint, particularly if it knew that the recipient ignored  
     repeated attributes within a message.  Similarly, if a Posture  
     Collector or Posture Validator always generated an error if it  
     saw unexpected attributes, the attacker could cause failures and  
     denial of service by adding attributes or messages to an  
     exchange.  

  5.2.6. Denial of Service  

     A variety of types of denial of service attacks are possible  
     against the PA-TNC message exchange if left unprotected to  
     untrusted parties along the communication path between the  
     Posture Collector and Posture Validator.   Normally, the PT  
     exchange is bi-directionally authenticated which helps to  
     prevent a MiTM on the network from becoming an active proxy, but  
     transparent message routing gateways may still exist on the  
     communication path and can modify the integrity of the message  
     exchange unless adequate integrity protection is provided.  If  
     the MiTM or other entities on the network can send messages to  
     the Posture Broker Client or Posture Broker Server that appear  
     to be part of an assessment, these messages could confuse the  
     Posture Collector and Posture Validator or cause them to perform  
     unnecessary work or take incorrect action.  Several example  
     denial of service situations are described in section 5.2.3 and  
     5.2.5.  Many potential denial of service examples exist,  
     including flooding messages to Posture Collector or Posture  
     Validator, sending very large messages containing many  
     attributes, and repeatedly asking for resource intensive  
     operations.  

  6. Privacy Considerations  

     The PA-TNC protocol is designed to allow for controlled  
     disclosure of security relevant information about an endpoint,  
     specifically for the purpose of enabling an assessment of the  
     endpoint's compliance with network policy.  The purpose of this  
     protocol is to provide visibility into the state of the  
     protective mechanisms on the endpoint, in order for the Posture  
     Validators and Posture Broker Server to determine whether the  
     endpoint is up to date and thus has the best chance of being  
     resilient in the face of malware threats.  One risk associated  
     with providing visibility into the contents of an endpoint is  
    
    
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     the increased chance for exposure of privacy sensitive  
     information without the consent of the user.    

     While this protocol does provide the Posture Validator the  
     ability to request specific information about the endpoint, the  
     protocol is not open ended--bounding the Posture Validator to  
     only query specific information (attributes) about specific  
     security features (component types) of the endpoint.  Each PA- 
     TNC message is explicitly about a single component from the list  
     of components in section 2.4.  These components include a list  
     of security-related aspects of the endpoint that affect the  
     ability of the endpoint to resist attacks and thus are of  
     interest during an assessment.  Discretionary components used by  
     the user to create or view content are not on the list, as they  
     are more likely to have access to privacy sensitive information.   
     Similarly, PA-TNC messages contain a set of attributes which  
     describe the particular component.  Each attribute contains  
     generic information (e.g. product information or versions) about  
     the component, so it is unlikely to include any user specific or  
     identifying information.  This combination of limited set of  
     security related components with non-user specific attributes  
     greatly reduces the risk of exposure of privacy sensitive  
     information.  Vendors that choose to define additional component  
     types and/or attributes within their name space are encouraged  
     to provide similar constraints.  

     Even with the bounding of standard attribute information to  
     specific components, it is possible that individuals might wish  
     to share less information with different networks they wish to  
     access.  For example, a user may wish to share more information  
     when connecting or being reassessed by the user's employer  
     network than what would be made available to the local coffee  
     shop wireless network.  While these situations do not impact the  
     protocol itself, they do suggest that Posture Collector  
     implementations should consider supporting a privacy filter  
     allowing the user and/or system owner to restrict access to  
     certain attributes based upon the target network.  The  
     underlying PT protocol authenticates the network's Posture  
     Broker Server at the start of an assessment, so identity can be  
     made available to the Posture Collector and per-network privacy  
     filtering is possible.  Network owners should make available a  
     list of the attributes they require to perform an assessment and  
     any privacy policy they enforce when handling the data.  Users  
     wishing to use a more restricted privacy filter on the endpoint  
     may risk not being able to pass an assessment and thus not gain  
     access to the requested network or resource.  

    
    
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  7. IANA Considerations  

     Two new IANA registries are defined by this specification: IETF  
     Standard PA-TNC Attribute Types and IETF Standard PA-TNC Error  
     Codes.  This section explains how these registries work. Also,  
     this specification defines nine new IETF Standard PA Subtypes.  
     These assignments will be added to the registry for IETF  
     Standard PA Subtypes when this document is approved by the IESG  
     as an RFC.  

     Section 7.1 defines the new IETF Standard PA Subtypes. Sections  
     7.2 and 7.3 provide guidance to the IANA in creating and  
     managing the two new IANA registries defined by this  
     specification.  

  7.1. New IETF Standard PA Subtypes  

     Section 2.4 of this specification defines several new IETF  
     Standard PA Subtypes. Here is a list of these assignments:  

     Number   Name  
     ------   ----  
     0        Testing  
     1        Operating System  
     2        Anti-Virus  
     3        Anti-Spyware  
     4        Anti-Malware  
     5        Firewall  
     6        IDPS  
     7        VPN  
       
     Once this document becomes an RFC, these IETF Standard PA  
     Subtypes should be added to the registry for IETF Standard PA  
     Subtypes defined in the PB-TNC specification. The RFC number  
     assigned to this document should be associated with these  
     assignments.  

  7.2. Registry for IETF Standard PA-TNC Attribute Types  

     The name for this registry is "IETF Standard PA-TNC Attribute  
     Types".  Each entry in this registry should include a human- 
     readable name, a decimal integer value between 0 and 2^32-1, and  
     a reference to an RFC where the contents of this attribute type  
     are defined.  This RFC must define the meaning of this PA-TNC  
     attribute type and the format and semantics of the PA-TNC  
     Attribute Value field for PA-TNC attributes that include the  

    
    
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     designated numeric value in the PA-TNC Attribute Type field and  
     the value 0 in the PA-TNC Attribute Vendor ID field.  

     Entries to this registry may only be added by IETF Consensus, as  
     defined in RFC 2434 [3].  That is, they can only be added in an  
     RFC approved by the IESG.  

     The following entries for this registry are defined in this  
     document.  Once this document becomes an RFC, they should become  
     the initial entries in the registry for IETF Standard PA-TNC  
     Attribute Types.  

     Integer Value  Name                      Defining RFC  
     -------------  ----                      ------------  
     0              Testing                   RFC # Assigned to this I-D  
     1              Attribute Request         RFC # Assigned to this I-D  
     2              Product Information       RFC # Assigned to this I-D  
     3              Numeric Version           RFC # Assigned to this I-D  
     4              String Version            RFC # Assigned to this I-D  
     5              Operational Status        RFC # Assigned to this I-D  
     6              Port Filter               RFC # Assigned to this I-D  
     7              Installed Packages        RFC # Assigned to this I-D  
     8              PA-TNC Error              RFC # Assigned to this I-D  
       
  7.3. Registry for IETF Standard PA-TNC Error Codes  

     The name for this registry is "IETF Standard PA-TNC Error  
     Codes".  Each entry in this registry should include a human- 
     readable name, a decimal integer value between 0 and 2^32-1, and  
     a reference to an RFC where this error code is defined.  This  
     RFC must define the meaning of this error code and the format  
     and semantics of the Error Information field for PA-TNC  
     attributes that have a PA-TNC Vendor ID of 0, a PA-TNC Attribute  
     Type of PA-TNC Error, the designated numeric value in the PA-TNC  
     Error Code field, and the value 0 in the PA-TNC Error Code  
     Vendor ID field.  

     Entries to this registry may only be added by IETF Consensus, as  
     defined in RFC 2434.  That is, they can only be added in an RFC  
     approved by the IESG.  

     The following entries for this registry are defined in this  
     document.  Once this document becomes an RFC, they should become  
     the initial entries in the registry for IETF Standard PA-TNC  
     Error Codes.  


    
    
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     Integer Value  Name                      Defining RFC  
     -------------  ----                      ------------  
     1              Invalid Parameter         RFC # Assigned to this I-D  
     2              Version Not Supported     RFC # Assigned to this I-D  
     3           Attribute Type Not Supported RFC # Assigned to this I-D  
       
  8. Acknowledgments  

     The authors of this draft would like to acknowledge the  
     following people who have contributed to or provided substantial  
     input on the preparation of this document or predecessors to it:  
     Stuart Bailey, Roger Chickering, Lauren Giroux, Charles  
     Goldberg, Steve Hanna, Ryan Hurst, Meenakshi Kaushik, Greg  
     Kazmierczak, Scott Kelly, PJ Kirner, Houcheng Lee, Lisa  
     Lorenzin, Mahalingam Mani, Sung Lee, Ravi Sahita, Mauricio  
     Sanchez, Brad Upson, and Han Yin.  

     This document was prepared using 2-Word-v2.0.template.dot.  

  9. References  

  9.1. Normative References  

     [1]   Bradner, S., "Key words for use in RFCs to Indicate  
           Requirement Levels", BCP 14, RFC 2119, March 1997.  

     [2]   F. Yergeau, "UTF-8, a transformation format of ISO 10646",  
           RFC 3629, November 2003.  

     [3]   Alvestrand, H. and T. Narten, "Guidelines for Writing an  
           IANA Considerations Section in RFCs", RFC 2434, October  
           1998.  

     [4]   Klyne, G. and C. Newman, "Date and Time on the Internet:  
           Timestamps", RFC 3339, July 2002.  

     [5]   Sahita, R., Hanna, S., and R. Hurst, "PB-TNC: A Posture  
           Broker Protocol (PB) Compatible with TNC", draft-ietf-nea- 
           pb-tnc-00.txt, Work In Progress, April 2008.  

  9.2. Informative References  

     [6]   Trusted Computing Group, "IF-M: TLV Binding", February  
           2008.  



    
    
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     [7]   Sangster, P., Khosravi, H., Mani, M., Narayan, K., and J.  
           Tardo, "Network Endpoint Assessment (NEA): Overview and  
           Requirements", draft-ietf-nea-requirements-06.txt, Work In  
           Progress, February 2008.  

     [8]   Sangster, P., "PA-TNC Security: A Posture Attribute (PA)  
           Security Protocol Compatible with TNC", draft-sangster- 
           nea-pa-tnc-security-00.txt, Work In Progress, February  
           2008.  

  Author's Address  

     Paul Sangster  
     Symantec Corporation  
     6825 Citrine Drive  
     Carlsbad, CA 92009 USA  
     Phone: +1.760.438.5656  
     Email: Paul_Sangster@symantec.com  
       

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