One document matched: draft-ietf-crisp-firs-arch-01.txt
Differences from draft-ietf-crisp-firs-arch-00.txt
INTERNET-DRAFT Eric A. Hall
Document: draft-ietf-crisp-firs-arch-01.txt May 2003
Expires: December, 2003
Category: Standards-Track
The Federated Internet Registry Service:
Architecture and Implementation Guide
Status of this Memo
This document is an Internet-Draft and is in full conformance with
all provisions of Section 10 of RFC 2026.
Internet-Drafts are working documents of the Internet Engineering
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Copyright Notice
Copyright (C) The Internet Society (2003). All Rights Reserved.
Abstract
This document describes the architectural framework for the
Federated Internet Registry Service (FIRS), a distributed service
for storing, locating and transferring information about Internet
resources using LDAPv3.
Internet Draft draft-ietf-crisp-firs-arch-01.txt May 2003
Table of Contents
1. Introduction...............................................2
1.1. Background..............................................3
1.2. Overview................................................4
2. Prerequisites and Terminology..............................5
3. Reference Example..........................................6
4. The FIRS Namespace.........................................8
4.1. The domainComponent Hierarchy...........................8
4.2. The inetResources Container.............................9
4.3. Resource-Specific Entries..............................10
4.4. Namespace Aliases......................................10
4.5. Partition Replicas.....................................11
5. FIRS Schema Definitions...................................12
5.1. Global Schema..........................................12
5.1.1. The inetResources schema.........................13
5.1.2. The inetAssociatedResources schema...............14
5.1.3. The referral schema..............................14
5.2. Resource-Specific Schema...............................14
6. Query Processing Behaviors................................15
6.1. Query Pre-Processing...................................16
6.2. Bootstrap Processing...................................17
6.3. Query Processing.......................................18
6.4. Query Post-Processing..................................19
6.4.1. Referrals........................................19
6.4.2. Internationalization and localization............20
7. Transition Issues.........................................22
7.1. NIC Handles............................................22
7.2. Change-Logs............................................23
8. Security Considerations...................................23
9. IANA Considerations.......................................26
10. Author's Address..........................................26
11. Normative References......................................26
12. Informational References..................................28
13. Acknowledgments...........................................28
14. Changes from Previous Versions............................29
15. Full Copyright Statement..................................30
1. Introduction
FIRS is intended to provide a distributed WHOIS-like information
service, using the LDAPv3 specifications [RFC3377] for the data-
formatting and query-transport functions.
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More specifically, the principle objective behind FIRS is to offer
structured information about distributed Internet resources in a
model which reflects the federated delegations of those resources.
This specifically includes centralized delegations from authorized
governance bodies (such as DNS domains within the "com" zone), but
also includes delegations from authorized bodies further down the
delegation path (such as leaf-node DNS domain names within the
"example.com" zone).
Furthermore, the FIRS service is intended to be used with a wide
variety of resources. The core set of specifications define rules
for handling the most-common resources (DNS domains, IP addresses,
contact information, and so forth), but other types of resources
may be grafted onto the architecture as needed. By extension, FIRS
should be capable of providing the necessary support structure for
any kind of information to be stored in a global mesh of FIRS-
centric LDAP directories, and for the FIRS-specific clients and
servers to be easily extended to accommodate that data.
Another critical objective can be described as predictability, in
that FIRS-specific data should be easily accessible to a wide
number of applications. For example, if a network manager wants to
retrieve information about a particular host or network, it should
be easy for the management application to be extended so that the
FIRS data can be fetched by that application, rather than always
requiring the use of a FIRS-specific application.
Finally, the collection of specifications which define the
Federated Internet Registry Service (FIRS) are intended to satisfy
the CRISP Working Group requirements, as specified in draft-ietf-
crisp-requirements-05, "Cross Registry Internet Service Protocol
(CRISP) Requirements" [CRISP-REQ].
In order to achieve these objectives, the FIRS specifications
collectively define an LDAP-specific application, including
application-specific namespaces, object classes, attributes,
syntaxes, queries, behavioral rules, and more.
1.1. Background
The original WHOIS service [RFC812] was provided as a front-end to
a centralized repository of ARPANET resources and users. Over
time, hundreds of WHOIS servers have been deployed across the
public Internet, with each server providing general information
about the particular network resources under the control of a
specific organization.
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Unfortunately, neither [RFC812] nor any of its successors define a
strict set of data-typing or formatting requirements, and as a
result, each of the different implementations provide different
kinds of information in slightly different ways. Furthermore, each
WHOIS server operates as a self-contained entity, with no
standardized mechanisms to infer knowledge of any other servers,
meaning that WHOIS servers cannot redirect clients to other
servers for additional information. Another concern is that the
WHOIS services which are being operated today offer no means of
client authentication, requiring that server operators essentially
publish all data with a single "world-readable" permission.
However, this single permission conflicts with the privacy and
security policies of specific jurisdictions.
There are many other secondary issues with the WHOIS service as it
exists in current form. However, the largest problems are a lack
of standardized data formats, a lack of widely-supported referral
mechanisms, and a lack of privacy and security controls, as
described in the preceding text.
FIRS attempts to address these issues by defining guidelines for
the operation of a distributed and highly-structured WHOIS-like
service, using LDAPv3 for the query/response transfer service, and
using LDAP schema for the search inputs, answer data, and
redirection mechanisms. In short, the intention of this approach
is to provide an extensible and scalable WHOIS-like service, by
leveraging the inherent capabilities of LDAPv3.
1.2. Overview
The FIRS collection of specifications cumulatively define a
structured and distributed information service, including an
extensible framework and resource-specific definitions. The
framework defined in this document is intended to accommodate a
variety of different resource-types and usages, while the other
specifications define the technical details for the service as a
whole or for the different resource-types.
Cumulatively, the FIRS collection of specifications define the
following service elements:
* Namespace Rules. The FIRS specifications define a layered
namespace consisting of DNS-based delegation hierarchies, a
FIRS-specific container entry, and resource-specific
subordinate entries.
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* Schema Definitions. The FIRS specifications reuse some
existing LDAP schema definitions, and also define several
FIRS-specific definitions, as needed.
* Query-Processing Rules. The FIRS specifications also reuse
some existing processing rules, and define several
additional rules as needed. Among these rules are
requirements for normalizing data, locating servers,
processing referrals, and more.
Some of these rules apply to the architecture as a whole, while
other rules apply to specific kinds of Internet resources.
2. Prerequisites and Terminology
The complete set of specifications in the FIRS collection
cumulative define a structured and distributed information service
using LDAPv3 for the data-formatting and transport functions. This
specification should be read in the context of the complete set of
specifications, which currently include the following:
draft-ietf-crisp-firs-arch-01, "The Federated Internet
Registry Service: Architecture and Implementation" (this
document) [FIRS-ARCH]
draft-ietf-crisp-firs-core-01, "The Federated Internet
Registry Service: Core Elements" [FIRS-CORE]
draft-ietf-crisp-firs-dns-01, "Defining and Locating DNS
Domains in the Federated Internet Registry Service"
[FIRS-DNS]
draft-ietf-crisp-firs-dnsrr-01, "Defining and Locating DNS
Resource Records in the Federated Internet Registry
Service" [FIRS-DNSRR]
draft-ietf-crisp-firs-contact-01, "Defining and Locating
Contact Persons in the Federated Internet Registry Service"
[FIRS-CONTCT]
draft-ietf-crisp-firs-asn-01, "Defining and Locating
Autonomous System Numbers in the Federated Internet
Registry Service" [FIRS-ASN]
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draft-ietf-crisp-firs-ipv4-01, "Defining and Locating IPv4
Address Blocks in the Federated Internet Registry Service"
[FIRS-IPV4]
draft-ietf-crisp-firs-ipv6-01, "Defining and Locating IPv6
Address Blocks in the Federated Internet Registry Service"
[FIRS-IPV6]
The FIRS service reuses, unites and clarifies several pre-existing
technologies. In order to fully understand FIRS, readers should be
familiar with the following technologies and specifications:
RFC 2247, "Using Domains in LDAP/X.500 DNs" [RFC2247]
RFC 2251, "Lightweight Directory Access Protocol (v3)"
[RFC2251]
RFC 2252, "Lightweight Directory Access Protocol (v3):
Attribute Syntax Definitions" [RFC2252]
RFC 2254, "The String Representation of LDAP Search
Filters" [RFC2254]
RFC 2256, "A Summary of the X.500(96) User Schema for use
with LDAPv3" [RFC2256]
RFC 2798, "Definition of the inetOrgPerson LDAP Object
Class" [RFC2798]
RFC 3296, "Named Subordinate References in Lightweight
Directory Access Protocol (LDAP) Directories" [RFC3296]
RFC 3377, "Lightweight Directory Access Protocol (v3):
Technical Specification" [RFC3377]
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL"
in this document are to be interpreted as described in RFC 2119.
3. Reference Example
Figure 1 below shows an example of a FIRS-specific data-set. This
example is referenced throughout this specification.
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dc=example,dc=com
|
+-cn=inetResources,dc=example,dc=com
[top object class]
[inetResources object class]
|
+-attribute: inetGeneralContacts
| value: "admins@example.com"
|
+-cn=admins@example.com,cn=inetResources,dc=example,dc=com
| [top object class]
| [inetResources object class]
| [inetOrgPerson object class]
| |
| +-attribute: mail
| value: "admins@example.com"
|
+-cn=example.com,cn=inetResources,dc=example,dc=com
| [top object class]
| [inetResources object class]
| [inetDnsDomain object class]
| |
| +-attribute: inetDnsAuthServers
| value: "ns1.example.net"
|
+-cn=www.example.com,cn=inetResources,dc=example,dc=com
[top object class]
[inetResources object class]
[inetDnsDomain object class]
[referral object class]
|
+-attribute: inetTechContacts
| value: "admins@example.com"
|
+-attribute: ref
value: "ldap://firs.example.net/cn=inetResources,
dc=example,dc=net"???
(1.3.6.1.4.1.7161.1.1.8:=host.example.net)"
Figure 1: The FIRS-specific data for Example Widgets.
As can be seen in Figure 1, entries use a FIRS-specific namespace
in conjunction with FIRS-specific schema. Meanwhile, clients use
FIRS-specific queries to locate and retrieve this information.
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4. The FIRS Namespace
A critical aspect of FIRS is the use of an application-specific
namespace which is imposed on all FIRS-based resources.
The FIRS namespace rules facilitate the programmatic creation of
searches, and help to ensure predictable results. The use of a
private namespace also acts to segregate FIRS-related data from
other kinds of data which may reside on a participating server,
thereby giving the operator greater control over the security and
replication considerations for all of the data.
The FIRS namespace consists of three "layers", which are:
* A set of domainComponent relative distinguished names which
cumulatively identify a specific partition of the global
directory tree.
* A FIRS-specific entry which acts as a container for all of
the FIRS-related resource-specific child entries.
* The resource-specific entries which describe the resources
under the control of the selected partition.
The namespace follows a right-to-left order.
As an example, Figure 1 shows a DNS domain resource entry named
"cn=example.com,cn=inetResources,dc=example,dc=com", which refers
to the "example.com" domain resource within the "cn=inetResources"
container under the "dc=example,dc=com" directory partition.
4.1. The domainComponent Hierarchy
The top-level of the namespace uses the domainComponent naming and
mapping rules specified in RFC 2247 [RFC2247], which maps DNS
domain names to domainComponent ("dc=") relative distinguished
names (RDNs). The full sequence of domainComponent RDNs map to an
equivalent scope of authority in the DNS namespace, with the full
sequence of RDNs cumulatively representing the root of a partition
in the LDAP directory tree.
In this model, a sequence of domainComponent RDNs map to a domain
name in the global DNS hierarchy, with the FIRS partitions
providing scopes of authority in the global FIRS database of
distributed partitions. Furthermore, the SRV resource records
associated with those DNS domains also provide a useful mechanism
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for locating the authoritative LDAP servers associated with any
particular resource in the global FIRS directory database.
Since the partition roots determine the scope of control over a
set of resources, partitions which overlap also have overlapping
scopes of control. For example, the "dc=com" and
"dc=example,dc=com" partitions can both provide information about
the "www.example.com" domain name resource. In order to reduce the
amount of ambiguity which is naturally present in this kind of
model, FIRS defines multiple bootstrapping models and also defines
the default model which should be used for any given resource. For
example, queries for centrally-delegated resources are supposed to
ask the top-level partition for information about those resources,
while queries for user-managed resources are supposed to ask the
leaf-node partition for information about those resources.
For example, Figure 1 shows the directory partition of
"dc=example,dc=com" which maps to the "example.com" scope of
authority from the DNS hierarchy, with the "dc=example,dc=com"
sequence representing the root of a partition in the globally
distributed directory database.
4.2. The inetResources Container
This specification requires the use of a mandatory LDAP container
entry with the RDN of "cn=inetResources", which MUST exist at the
root of every directory partition that provides FIRS services. All
publically-accessible resource-specific entries MUST be stored in
the "cn=inetResources" container entry.
The primary motivation for this naming rule is for predictability,
in that it allows searches to be formed programmatically (a search
base for resources in "dc=example,dc=com" can be programmatically
formed as "cn=inetResources,dc=example,dc=com", for example).
Furthermore, the use of a single container entry for all of an
organization's FIRS-related resources allows that branch of the
directory database to be managed independently of other entries on
the server, which facilitates better operational security and
replication controls.
All told, the use of the inetResources container is important
enough to justify the MANDATORY usage of this naming syntax.
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4.3. Resource-Specific Entries
The FIRS collection of specifications define several Internet
resource types, each of which have their own naming rules.
However, each resource type follows a consistent naming principle,
in that each specific resource has an RDN which uniquely
identifies that resource within the inetResources container entry.
For example, Figure 1 shows an entry for the "www.example.com"
domain name resource in the "cn=inetResources" container of the
"dc=example,dc=com" partition, and also shows an entry for the
"admins@example.com" contact resource in that same container and
partition. Although the naming syntax is different for each
resource type, the naming rules are consistent and facilitate
predictable usage.
The naming rules for each of the distinct resource type are
provided in the documents which govern those resource types.
4.4. Namespace Aliases
FIRS allows entries to alias for other entries through the use of
referrals. In this model, an entry exists which will match against
searches for the queried data, but the attributes associated with
that entry indicate that some other entry should also be queried.
Referrals represent one of the strongest capabilities of the FIRS
architecture, in that they allow for a significant variety of
cross-referencing among entries. For example, referrals can be
used to point an inetResources container entry in one partition to
another inetResources container entry in another partition,
allowing multiple partitions to effectively share a single
partition (this is useful when organizations manage multiple
networks or domains, and wish to consolidate their management). As
another example, referrals can also be used to create placeholder
entries for specific resources (such as a web server) which only
exist as referrals for resources which are managed in other
partitions (such as a web-hosting server at an ISP), with both
entries providing information about that resource.
This latter example can be seen in Figure 1, which shows an entry
for "cn=www.example.com,cn=inetResources,dc=example,dc=com" which
provides a referral to the "cn=host.example.net" entry at
"cn=inetResources,dc=example,dc=net". Queries for the local entry
would be answered with the locally-available information and then
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redirected to the referral target where additional information
could be retrieved.
FIRS supports two different kinds of referrals, which are
subordinate reference referrals and continuation reference
referrals. Subordinate reference referrals indicate that the
search base used in the query only exists as an alias to another
partition or entry, meaning that the entire query must be
restarted in order for any answer data to be retrieved. Meanwhile,
continuation reference referrals indicate that some answer data is
available, but that more information is available at some other
location, and that the client should start new queries in order to
retrieve all of the information.
Referrals are provided as URLs. FIRS specifically requires the use
of LDAP URLs in order to ensure predictable automated processing.
Refer to section 6.4.1 for a brief discussion on how these URLs
are processed by FIRS clients.
4.5. Partition Replicas
All directory partitions which provide data for global Internet
resources SHOULD be replicated across two or more servers. Each of
the authoritative LDAP servers for the managed resource MUST be
specified with a unique DNS SRV resource record for the domain
name associated with the top-level resource assignment space.
Directory partitions which serve multiple organizations SHOULD
also be replicated. For example, an ISP which provides FIRS
services for their customers SHOULD also follow these same rules,
since outages of those servers will affect multiple parties. Leaf-
node directory partitions associated with an user-managed resource
MAY be replicated, and are encouraged to do so.
Similarly, any referral URLs which include host identifier
elements SHOULD provide multiple URLs, each of which identify
different hosts. For leaf-node referrals and labeledURI
references, this behavior MAY be relaxed, although it is still
encouraged.
Note that the most effective replication strategy will be for
entities to replicate their directory partitions with the
delegation parents, as this will allow queries for those resources
to be processed by the parent servers (thereby eliminating the
need for referral queries). In many cases, this will not be
feasible (the servers for the "dc=com" directory partition cannot
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be expected to host replicas of every subordinate directory
partition), but it is encouraged where practical.
It is also expected that certain servers will be configured to
serve as multi-replica masters, effectively acting as large-scale
caching servers for many different resources. When used in
conjunction with the targeted bootstrap model described in section
6.4.1, this will allow clients to retrieve a significant amount of
information without having to pursue a large number of referrals
or redirects. This usage is expected and endorsed.
Finally, it is important to recognize that the LDAP specifications
do not currently provide cache timers or any other mechanisms
which can indicate how accurate or timely any replicas may be.
5. FIRS Schema Definitions
Another critical aspect of FIRS is the use of well-known schema,
including object classes, attributes, syntaxes and matching
filters. Some of the schema definitions are for the global FIRS
service and are usable by all entries (including resource-specific
entries), while others are specific to particular resource-types.
Wherever any suitable pre-existing schema definitions are
available they should be reused, since reuse facilitates
integration with other LDAP applications.
5.1. Global Schema
There are three global schema definitions which can be used by any
of the entries within FIRS. These include:
* The "inetResources" master schema. All FIRS-related entries
(including the inetResources container entry and all of the
resource-specific subordinate entries) MUST use the
inetResources structural object class and schema
definitions defined in [FIRS-CORE]. The inetResources
object class defines a variety of general-purpose
attributes which are useful for general information about
an organization and its resources.
* Associated resources. All FIRS-related entries MAY use the
"inetAssociatedResources" auxiliary object class and schema
definitions defined in [FIRS-CORE]. This object class
provides cross-reference pointer attributes which allow an
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entry to reference other resources which may be of interest
to the user.
* Referral pointers. All FIRS-related entries MAY use the
"referral" object class and schema definitions defined in
[RFC3296]. This object class allows an entry to exist as a
referral source, with queries for that resource being
redirected to the referral target. Refer to section 4.4 for
a discussion on the different kinds of referral mechanisms
offered by FIRS, and section 6.4.1 for a discussion on the
FIRS referral-processing mechanisms.
Figure 1 shows that all of the entries within and including the
"cn=inetResources" container entry have the inetResources object
class defined. Meanwhile, each of the resource-specific entries in
that example also have their own resource-specific object classes,
while the "cn=www.example.com" resource-specific entry also has
the referral object class defined.
5.1.1. The inetResources schema
The inetResources object class is intended to provide summary
information about a collection of resources under the control of a
single organization or management body. Since this object class is
also inherited by the resource-specific object classes, these
attributes can be defined at each of the subordinate entries if a
global set of attribute values is undesirable or unfeasible.
Since multiple directory partitions can use subordinate reference
referrals to share a single common inetResources entry, it is
important for the data to be applicable to all of the entries
which refer to it. For example, it would be effective for a small
private company to use a shared set of inetResources attributes
for their DNS domain names and IP network blocks, but it would
probably be counter-productive for a global ISP to share contact
data across all of their hosted domains and routed networks. If
separate contacts are required for each resource, the contact data
should be specified within each entry, rather than being linked to
the inetResources entry.
The inetResources object class provides several multi-valued
contact-related attributes for a variety of well-known
administrative roles. This model allows the inetResources entry
and each of the subordinate managed resources to share a common
set of administrative roles, or to have unique roles for each
resource, as seen fit by the managing entity.
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5.1.2. The inetAssociatedResources schema
The inetAssociatedResources object class defines attributes which
are useful for providing general-purpose cross-referencing
information with other resources. For example, a contact entry can
list IPv4 networks or DNS domains as associated resources, thereby
providing a simplistic cross-reference mechanism between an
administrator and the resource he manages. In short, any resource
can be associated with any other resource through the use of this
object class.
5.1.3. The referral schema
The referral object class is used to redirect queries to other
entries programmatically. This object class and its associated
schema and rules provide the backbone of the aliasing mechanisms
discussed in section 4.4.
5.2. Resource-Specific Schema
In addition to the global schema definitions, each of the
resource-specific entries in FIRS MUST use the resource-specific
schema definitions defined for use with that specific resource
type. These object classes are defined in the specifications which
govern the different resource-types. These include:
* DNS domains. Every domain name resource entry MUST use the
inetDnsDomain object class and schema definitions defined
in [FIRS-DNS]. These entries can refer to zone delegations,
host-specific entries, reverse-lookup pointer entries, or
any other domain name.
* DNS resource-records. Any domain name resource MAY use the
inetDnsRR object class and schema definitions defined in
[FIRS-DNSRR]. The inetDnsRR object class defines a single
optional attribute for storing multiple DNS resource
records as supplemental data to a domain name entry.
* IPv4 address blocks. Every IPv4 address block resource MUST
use the inetIpv4Network object class and schema definitions
defined in [FIRS-IPV4]. Entries can refer to entire
networks or to single hosts, as needed.
* IPv6 address blocks. Every IPv6 address block resource MUST
use the inetIpv6Network object class and schema definitions
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defined in [FIRS-IPV6]. Entries can refer to entire
networks or to single hosts, as needed.
* Autonomous system numbers. Every autonomous system number
resource MUST use the inetAsNumber object class and schema
definitions defined in [FIRS-ASN].
* Contacts. Every contact entry MUST use the inetOrgPerson
object class defined in [RFC2798], but MUST also use the
additional schema definitions defined in [FIRS-CONTCT].
As was discussed in section 5.1, each resource-specific entry MAY
exist as a referral source, or MAY have attributes which refer to
additional (related) resources.
6. Query Processing Behaviors
Another critical aspect to FIRS is the query-processing behavioral
rules which govern the ways in which a client parses an input
string, locates a server which is authoritative for the resource
being queried, generates LDAPv3 queries, and processes the
resulting answer data. More specifically:
* Query pre-processing. Portions of this process require the
client to determine the type of resource being queried for,
and to determine the initial partition which should be used
for the query. Since this process is different for each
particular resource-type, the rules which govern this
behavior are defined in each of the resource-specific
specifications.
* Bootstrap processing. Once a resource-type and partition
have been determined, the client must locate the LDAP
servers which are authoritative for that partition. [FIRS-
CORE] defines three different bootstrap models that clients
can use as part of this process, while each of the
resource-specific specifications define which of the models
are to be used for each particular resource-type.
* Query processing. Once a server has been located, the
client must submit the LDAP query which was formed during
the pre-preprocessing phase. [FIRS-CORE] defines certain
LDAPv3 query parameters which all FIRS clients MUST conform
with, while the resource-specific specifications define
resource-specific matching rules.
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* Query post-processing. Response data frequently needs to be
further processed. For example, referrals may need to be
processed, or some kinds of data may need to be localized.
These mechanisms and their behavioral rules are defined in
[FIRS-CORE], while the resource-specific specifications may
also describe supplemental rules.
Each of these phases are discussed in more detail below.
6.1. Query Pre-Processing
Client input is generally limited to a single well-formed unit of
data, such as a domain name ("example.com") or an email address
("admins@example.com"), and this single piece of information must
be used to subsequently build a fully-formed LDAPv3 query,
including the assertion value, the search base, the matching
filter, and so forth. All of these steps are part of the pre-
processing phase.
Although the exact sequence of steps will vary according to the
resource-type being queried, there are some commonalities between
each of them. Among these steps:
* Determine the resource type. Different kinds of resources
have different processing steps, validation mechanisms, and
so forth, each of which require that the resource-type be
appropriately identified. Clients MAY use any mechanisms
necessary to force this determination.
* Validate and normalize the data. In all cases, the input
data MUST be validated and normalized according to the
syntax rules defined in the specification which governs the
resource-type. As an example of this step, queries for
internationalized domain names must be validated and
normalized into a canonical UTF-8 [RFC2279] form before any
other steps can be taken. Similarly, IPv6 addresses are
required to conform to specific syntax rules, and input
address may need to be expanded or compressed in order to
comply with the syntax requirements.
* Determine the authoritative directory partition for the
named resource. In most cases, the authoritative partition
will be a variation of the input query string, but this is
not always the case. For example, the default partition for
an email address will be extrapolated from the domain
component of the email address itself, while the
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authoritative partition for an ASN uses a reserved
(special-purpose) domain name. In some cases, the
authoritative partition may change during the subsequent
query-processing steps.
* Determine the search base for the query. Each resource type
has resource-specific query-processing rules which will
dictate how the authoritative partitions are mapped to the
search base. In some cases, the cn=inetResources container
entry in the authoritative partition will be used "as-is",
while in other cases, the cn=inetResources container entry
in a delegation parent of the authoritative partition will
be used instead. In some cases, the search base may change
during subsequent query-processing steps.
* Determine the assertion value for the query. The assertion
value will usually be the normalized form of the input
query. In some cases, the assertion value may change during
subsequent query-processing steps.
* Determine the matching filter. Each resource-type has its
own matching filter rules. For example, contact entries are
matched with a simple equalityMatch comparison, while in
other cases the matching filter will be an extensibleMatch
which is peculiar to the resource-type in use.
Once all of the pre-processing steps have been successfully
completed, the client will have to locate an LDAPv3 server which
is authoritative for the search base before it can submit the
query. This process is described in section 6.2 below.
6.2. Bootstrap Processing
The bootstrap process uses DNS queries to locate the LDAP servers
which should be used for a query. However, since different kinds
of resources are managed through different delegation models,
there are also different bootstrap models which have to be used to
perform this process.
FIRS supports three different bootstrap models, which are:
* Targeted. The "targeted" bootstrap model has the client
attempting to locate the LDAP servers associated with a
specific domain name, such as a domain name which may be
returned as referrals or URLs. If no servers can be found,
the client exits the query.
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* Top-down. The "top-down" bootstrap model has the client
attempting to locate the LDAP servers associated with a
top-level partition in the delegation path to the
authoritative partition. If no servers can be found for the
top-level domain, the client exits the query.
* Bottom-up. The "bottom-up" bootstrap model has the client
attempting to locate the LDAP servers associated with the
authoritative partition itself. If no servers can be found
for that partition, the authoritative partition is reset to
the immediate parent in the delegation hierarchy and new
DNS queries are issued, with this process repeating until
some servers are found or there are no more partitions in
the delegation path which can be queried.
Each of the models are appropriate to different usages. For
example, The targeted model is most useful when a particular piece
of data is presumed to exist at a pre-determined location.
Meanwhile, the top-down model is best suited for searches about
global resources which are centrally managed and delegated (such
as IP addresses and DNS domains), and where centrally-managed
delegation information is critical. Finally, the bottom-up model
is most appropriate for resources which are not centrally
delegated and managed (such as contact information).
6.3. Query Processing
Once an LDAP server has been located, the LDAPv3 query is
submitted to that server.
Most of the values for the query will have been collected during
the pre-processing phase, although [FIRS-CORE] defines some rules
which govern all queries. For example, [FIRS-CORE] specifies a
maximum time limit of 60 seconds for all queries in order to
prevent runaway searches which match all entries.
[FIRS-CORE] also allows for authentication and access controls, in
that FIRS servers are allowed to limit the depth and breadth of
information that they provide to a specific client based on a
variety of factors, including the level of authenticated access.
Another consideration which can arise during this phase of the
process is protocol and schema versioning considerations. These
mechanisms are already existent in the LDAPv3 specifications, and
their usage is encouraged by [FIRS-CORE].
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6.4. Query Post-Processing
Once a query has been submitted and processed, the server should
return answer data or some kind of referral, or possibly both. In
general, FIRS clients are expected to display all of the answer
data and process all of the referrals, although there are specific
considerations which must be taken into account. In particular,
there are considerations for handling the different kinds of
referrals, and there are localizations issues for specific kinds
of attribute data.
6.4.1. Referrals
As was discussed in section 4.4, there are two kinds of referral
mechanisms which are used with FIRS, which are subordinate
reference referrals and continuation reference referrals. More
specifically:
* Subordinate reference referrals. Subordinate reference
referrals are returned when the search base specified in a
query exists as a referral to some other entry. This
condition means that the current search operation cannot
proceed, and that the search MUST be restarted using the
search base specified in the referral message.
Any of the FIRS-specific entries MAY be defined as
subordinate reference referrals, although they are
typically only used when the inetResources container entry
in a partition is an alias for an inetResources container
entry in another partition. Subordinate reference referrals
and their schema are defined in [RFC3296] although there
are additional restrictions placed on their usage as
described in [FIRS-CORE].
* Continuation reference referrals. Continuation reference
referrals are returned when a search operation has been
successfully processed by the queried server, but the
answer data also includes referrals to other entries. This
condition means that the current search operation has
succeeded, but that additional searches SHOULD be started
for all of the known answer data to be retrieved.
These referrals are often provided as supplemental data to
an answer set, although this is not required (a
continuation reference referral can be the only response,
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but it won't be the only response in the common case).
Continuation reference referrals and their schema are also
defined in [RFC3296], with additional restrictions placed
on their usage as described in [FIRS-CORE].
Whenever a referral is received in response to a query, the client
is required to display any answer data which has also been
received and then process the referral.
LDAP referrals can use any kind of URL, although FIRS specifically
requires the use of LDAP URLs. The client is required to parse the
resulting URL for a host identifier, port number, search base, and
assertion value elements, and then use these elements to construct
and issue new queries.
Note that [RFC2251] defines a superior reference referral which is
used as a "default referral" for out-of-scope searches. However,
FIRS specifically excludes support for superior reference
referrals. Any superior reference referrals which are encountered
as part of this service are to be treated as errors.
6.4.2. Internationalization and localization
The FIRS model uses the internationalization and localization
services which are inherent in LDAPv3. In many cases, this native
support is sufficient to accommodate internationalization and
localization considerations. However, there are several cases
where additional and explicit support is required.
For example, the domainComponent attribute is specifically
restricted to seven-bit character codes, and is traditionally
interpreted as simple [US-ASCII]. This is problematic with
internationalized domain names and the domainComponent attributes
derived from them, since these attribute sequences are used in
partition identifiers, search bases, and numerous other areas. In
order to ensure interoperability, all DNS domain names which are
mapped to domainComponent attributes MUST be reduced to their
ASCII-compatible form using the ToASCII process defined in
[RFC3490] before they are used for domainComponent sequences.
Similarly, although DNS is technically capable of storing eight-
bit code-point values, the operational rules which govern DNS do
not support this usage for domain names which are used as host
identifiers (and this includes zone delegations). As a result,
internationalized domain names which are to be used for SRV or A
resource record lookups MUST be reduced to their ASCII-compatible
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form using the ToASCII process defined in [RFC3490] before these
DNS queries are issued.
In those cases where entries or attributes use normalized UTF-8
sequences inside of FIRS (specifically domain names and email
addresses), FIRS clients SHOULD offer ASCII-compatible versions of
those sequences, using the ToASCII process defined in [RFC3490].
This will ensure that clients are able to use these sequences with
legacy (pre-IDNA) applications directly. For example, if an entry
displays an inetAssociatedDomains attribute, the domain names in
that attribute should be displayed in their default UTF-8 form
(assuming that the client's operating system and application
allows it), but should also be made available in their ASCII-
compatible form (either as a clipboard option, command-line
option, or some other user-selectable switch) in order to allow
the data to be passed to a legacy application in a form which is
understandable by that application.
Attribute names are fixed, and can therefore be localized easily.
As such, clients MAY choose to convert attribute names into a
language appropriate to the local user for display purposes if
this is desirable. However, clients MUST NOT localize attribute
names which are used for query input. For example, clients MUST
NOT convert "cn=" or "dc=" relative distinguished labels into a
language-specific mapping and then use the mapped versions of
these labels for assertion values in a subsequent query.
RFC 2277 [RFC2277] requires free-text data to be tagged with
language tags. RFC 2596 [RFC2596] defines a mechanism for storing
language tags and language-specific attribute values, and these
mechanisms SHOULD be supported by FIRS clients and servers. For
example, an organization name could be provided in English and
Arabic, with the language tags allowing the client to display the
appropriate attribute value instance based on the locale settings
of the user.
International postal regulations generally require that the
recipient address on an envelope be provided in a language and
charset which is native to the recipient's country, with the
exception of the destination country name which should be provided
in a language and charset that is native to the sender's country.
This model ensures that the sender's post office will be able to
route the mail to the recipient's country, while also ensuring
that the destination country's post office will be able to perform
local delivery. In order to facilitate this usage, the country
attribute value MAY (encouraged) be localized to the local user's
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nomenclature for a country, but other postal address information
SHOULD NOT be localized.
Notwithstanding the above, it is ENCOURAGED that contact names be
provided in English forms in order to facilitate inter-party
communications, using the mechanisms offered by [RFC2596]. For
example, the default contact entry for a person in Japan SHOULD be
provided in the native form for that person, but an English form
is also ENCOURAGED in order to allow non-Japanese users to
properly address that person in subsequent communications. As
stated in the preceding paragraph however, any postal
communications for that person SHOULD use the native-language
representation (at least on the envelope) in order to facilitate
the delivery of postal mail.
Time and date strings in LDAP use the generalizedTime syntax,
making them predictable and easily convertible if necessary. As
such, dates MAY be localized for display purposes by client
applications as necessary.
Finally, clients must recognize that some URL data is likely to be
escaped, using at least one of the multiple rules which affect
URLs and resource-specific data. For example, a URL which contains
a domain name resource could theoretically have been escaped with
three or four different syntax rules, and clients MUST be prepared
to decode these URLs appropriately.
7. Transition Issues
There are a handful of areas where FIRS does not fully compare
with all of the existing WHOIS service offerings. These areas are
discussed in more detail below.
7.1. NIC Handles
Legacy NIC handles in existing databases can be accommodated using
two possible mechanisms:
* NIC handle output in legacy WHOIS systems may be replaced
with email addresses for the contacts. This option
facilitates faster coalescence around the FIRS system.
* NIC handles can be converted into locally-scoped email
addresses. For example, the NIC handle of EH26 on Network
Solutions' WHOIS server could be replaced with the locally-
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scoped email address of "ehall@whois.netsol.com" or some
variation thereof.
Of the two mechanisms described above, the former is preferred.
7.2. Change-Logs
Several WHOIS services provide pseudo change-logs in their
response data, listing each unique modification event which has
occurred for a particular resource. For example, RIPE and some of
its member ccTLDs provide WHOIS output which includes a series of
"changed" fields that itemize every modification event ("updated",
"added", etc.), the modifier, and the modification date, which
cumulatively act as a change-log for the resource in question.
Organizations are certainly free to maintain this information on
their internal systems (and are even encouraged to do so).
However, this information is not necessary for public view of the
data in the FIRS service. Where the auditing information will be
required, a format which is more suitable to legal review will
also be required.
Organizations who wish to make change-log information available to
the public should use an LDAP schema for this purpose. An initial
schema has been developed for this purpose and is available at
http://www.ehsco.com/misc/draft-hall-ldap-audit-00.txt. However,
this schema has not yet been proposed as a standards-track effort,
and should only be used as a starting point for other development.
8. Security Considerations
The FIRS collection of specifications describe an application of
the LDAPv3 protocol, and as such it inherits the security
considerations associated with LDAPv3, as described in section 7
of [RFC2251].
By nature, LDAP is a read-write protocol, while the legacy WHOIS
service has always been a read-only service. As such, there are
significant risks associated with allowing unintended updates by
unauthorized third-parties. Moreover, allowing the FIRS service to
update the underlying delegation databases could result in network
resources being stolen from their lawful operators. For example,
if the LDAP front-end had update access to a domain delegation
database, a malicious third-party could theoretically take
ownership of that domain by exploiting an authentication weakness,
thereby causing ownership of the domain to be changed to another
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party. For this reason, it is imperative that the FIRS service not
be allowed to make critical modifications to delegated resources
without ensuring that all possible precautions have been taken.
The query processing models described in this document make use of
DNS lookups in order to locate the LDAP servers associated with a
particular resource. DNS is susceptible to certain attacks and
forgeries which may be used to redirect clients to LDAP servers
which are not authoritative for the resource in question.
This document provides multiple query models which will cause the
same query to be answered by different servers (one would be
processed by a delegation entity, while another would be processed
by an operational entity). As a result, each of the servers may
provide different information, depending upon the query type that
was originally selected.
Some operators may choose to purposefully provide misleading or
erroneous information in an effort to avoid responsibility for bad
behavior. In addition, there are likely to be sporadic operator
errors which will result in confusing or erroneous answers.
Neither this specification nor the LDAPv3 protocol currently
provide cache timers or any other mechanisms which can indicate
how accurate or timely any replicas may be. As a result, it is
possible for a replica to become significantly outdated, even to
the point of containing wholesale errors.
For all of the reasons listed above, it is essential that
applications and end-users not make critical decisions based on
the information provided by the FIRS service without having reason
to believe the veracity of the information. Users should limit
unknown or untrusted information to routine purposes.
Despite these disclaimers, however, it is very likely that the
information presented through the FIRS service will be used for
many operational and problem-resolution purposes. In order to
ensure the veracity of the information, a minimal set of
operational guidelines are provided herein. For the most part,
these rules are designed to prevent unauthorized modifications to
the data.
Note that these rules only apply to data which is willingly
provided; no data is required to be entered, but where the data is
provided, it SHOULD be validated as accurate on entry, and it MUST
be secured against unauthorized modifications.
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* The inetResources container entry and all of the resource-
specific subordinate entries within every public DIT that
provides FIRS resources SHOULD have anonymous read-only
access permissions, and SHOULD NOT have anonymous add,
delete or modify permissions.
* With the exception of contact-related attributes from the
inetOrgPerson object class, each attribute MAY have
whatever restrictions are necessary in order to suit local
security policies, government regulations or personal
privacy concerns. When the inetOrgPerson object class is
used to provide contact details, the mail attribute MUST be
defined, SHOULD be valid, SHOULD have read-only anonymous
access, and SHOULD NOT have anonymous add, delete or modify
permissions.
By using the inetOrgPerson object class, it is expected
that existing contact-related entries can be reused. If
reusing these entries is undesirable or unfeasible, entries
with the necessary access SHOULD be made available.
Note that contact pointers are entirely optional and are
not required to exist. However, where they exist, they MUST
comply with the above requirements.
* End-users and implementers SHOULD provide anonymous access
to the creatorsName, createTimestamp, modifiersName and
modifyTimestamp operational attributes associated with each
entry in the inetResources branch, since this information
is useful for determining the age of the information.
* Server administrators MAY define additional add, delete or
modify permissions for authenticated users, using any
LDAPv3 authentication mechanisms they wish. In particular,
delegation entities MAY provide for the remote management
of delegated resources (such as assigning modification
privileges to the managers of a particular delegated domain
or address block), although this is entirely optional, and
is within the sole discretion of the delegation body.
Finally, there are physical security issues associated with any
service which provides physical addressing and delivery
information. Although organizations are generally encouraged to
provide as much information as they feel comfortable with, no
information is required.
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9. IANA Considerations
The FIRS collection of specifications define an application of the
LDAPv3 protocol rather than a new Internet application protocol.
As such, there are no protocol-related IANA considerations.
However, the FIRS collection of specifications do define several
LDAP schema elements, including object classes, attributes,
syntaxes and extensibleMatch filters, and these elements should be
assigned OID values from the IANA branch. Furthermore, some of the
specifications define their own status codes as attribute values,
and IANA is expected to maintain the code-point mapping values
associated with these attributes.
Finally, some of the specifications also describe public DNS and
LDAP servers and data. It is expected that IANA will see to the
establishment and maintenance of these servers and data.
10. Author's Address
Eric A. Hall
ehall@ehsco.com
11. Normative References
[CRISP-REQ] Newton, A. "Cross Registry Internet Service
Protocol (CRISP) Requirements", draft-ietf-
crisp-requirements-05, May 2003.
[FIRS-ARCH] Hall, E. "The Federated Internet Registry
Service: Architecture and Implementation
Guide", draft-ietf-crisp-firs-arch-01, May
2003.
[FIRS-ASN] Hall, E. "Defining and Locating Autonomous
System Numbers in the Federated Internet
Registry Service", draft-ietf-crisp-firs-asn-
01, May 2003.
[FIRS-CONTCT] Hall, E. "Defining and Locating Contact
Persons in the Federated Internet Registry
Service", draft-ietf-crisp-firs-contact-01,
May 2003.
[FIRS-CORE] Hall, E. "The Federated Internet Registry
Service: Core Elements", draft-ietf-crisp-
firs-core-01, May 2003.
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[FIRS-DNS] Hall, E. "Defining and Locating DNS Domains in
the Federated Internet Registry Service",
draft-ietf-crisp-firs-dns-01, May 2003.
[FIRS-DNSRR] Hall, E. "Defining and Locating DNS Resource
Records in the Federated Internet Registry
Service", draft-ietf-crisp-firs-dnsrr-01, May
2003.
[FIRS-IPV4] Hall, E. "Defining and Locating IPv4 Address
Blocks in the Federated Internet Registry
Service", draft-ietf-crisp-firs-ipv4-01, May
2003.
[FIRS-IPV6] Hall, E. "Defining and Locating IPv6 Address
Blocks in the Federated Internet Registry
Service", draft-ietf-crisp-firs-ipv6-01, May
2003.
[RFC1274] Barker, P., and Kille, S. "The COSINE and
Internet X.500 Schema", RFC 1274, November
1991.
[RFC2079] Smith, M. "Definition of an X.500 Attribute
Type and an Object Class to Hold Uniform
Resource Identifiers (URIs)", RFC 2079,
January 1997.
[RFC2247] Kille, S., Wahl, M., Grimstad, A., Huber, R.,
and Sataluri, S. "Using Domains in LDAP/X.500
DNs", RFC 2247, January 1998.
[RFC2279] Yergeau, F. "UTF-8, a transformation format of
ISO 10646", RFC 2279, January 1998.
[RFC2251] Wahl, M., Howes, T., and Kille, S.
"Lightweight Directory Access Protocol (v3)",
RFC 2251, December 1997.
[RFC2252] Wahl, M., Coulbeck, A., Howes, T., and Kille,
S. "Lightweight Directory Access Protocol
(v3): Attribute Syntax Definitions", RFC 2252,
December 1997.
[RFC2253] Wahl, M., Kille, S., and Howes, T.
"Lightweight Directory Access Protocol (v3):
UTF-8 String Representation of DNs", RFC 2253,
December 1997.
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[RFC2254] Howes, T. "The String Representation of LDAP
Search Filters", RFC 2254, December 1997.
[RFC2255] Howes, T., and Smith, M. "The LDAP URL
Format", RFC 2255, December 1997.
[RFC2256] Wahl, M. "A Summary of the X.500(96) User
Schema for use with LDAPv3", RFC 2256,
December 1997.
[RFC2277] Alvestrand, H. "IETF Policy on Character Sets
and Languages", BCP 18, RFC 2277, January
1998.
[RFC2308] Andrews, M. "Negative Caching of DNS Queries
(DNS NCACHE)", RFC 2308, March 1998.
[RFC2596] Wahl, M., and Howes, T. "Use of Language Codes
in LDAP", RFC 2596, May 1999.
[RFC2782] Gulbrandsen, A., Vixie, P., and Esibov, L. "A
DNS RR for specifying the location of services
(DNS SRV)", RFC 2782, February 2000.
[RFC2798] Smith, M. "Definition of the inetOrgPerson
LDAP Object Class", RFC 2798, April 2000.
[RFC3296] Zeilenga, K. "Named Subordinate References in
Lightweight Directory Access Protocol (LDAP)
Directories", RFC 3296, July 2002.
[RFC3377] Hodges, J., and Morgan, R. "Lightweight
Directory Access Protocol (v3): Technical
Specification", RFC 3377, September 2002.
[RFC3490] Faltstrom, P., Hoffman, P., and Costello, A.
"Internationalizing Domain Names in
Applications (IDNA)", RFC 3490, March 2003.
[US-ASCII] Cerf, V. "ASCII format for Network
Interchange", RFC 20, October 1969.
12. Informational References
[RFC812] Harrenstien, K., and White, V.
"NICNAME/WHOIS", RFC 812, March 1982.
13. Acknowledgments
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Funding for the RFC editor function is currently provided by the
Internet Society.
Portions of this document were funded by Verisign Labs.
The first version of this specification was co-authored by Andrew
Newton of Verisign Labs, and subsequent versions continue to be
developed with his active participation.
14. Changes from Previous Versions
draft-ietf-crisp-firs-arch-01:
* Several clarifications and corrections have been made.
draft-ietf-crisp-firs-arch-00:
* Restructured document set, separating the architectural
discussion from the technical descriptions.
* Consolidated the security discussions.
draft-ietf-crisp-lw-core-00:
* As a result of the formation of the CRISP working group,
the original monolithic document has been broken into
multiple documents, with draft-ietf-crisp-lw-core
describing the core service, while related documents
describe the per-resource schema and access mechanisms.
* References to the ldaps: URL scheme have been removed,
since there is no standards-track specification for the
ldaps: scheme.
* An acknowledgements section was added.
draft-hall-ldap-whois-01:
* The "Objectives" section has been removed. [ir-dir-req] is
now being used as the guiding document for this service.
* Several typographical errors have been fixed.
* Some unnecessary text has been removed.
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* Figures changed to show complete sets of object classes, to
improve inheritance visibility.
* Clarified the handling of reverse-lookup domains (zones
within the in-addr.arpa portion of the DNS hierarchy) in
the inetDnsDomain object class reference text.
* Referrals now use regular LDAP URLs (multiple responses
with explicit hostnames and port numbers). Prior editions
of this specification used LDAP SRV resource records for
all referrals.
* The delegation status codes used by the
inetDnsDelegationStatus, inetIpv4DelegationStatus,
inetIpv6DelegationStatus and inetAsnDelegationStatus
attributes have been condensed to a more logical set.
* Added an inetDnsAuthServers attribute for publishing the
authoritative DNS servers associated with a domain. NOTE
THAT THIS IS A TEMPORARY ATTRIBUTE THAT WILL EVENTUALLY BE
REPLACED BY GENERALIZED RESOURCE-RECORD ENTRIES AND
ATTRIBUTES.
* Added an inetGeneralDisclaimer attribute for publishing
generalized disclaimers.
* Added the inetAssociatedResources auxiliary object class
for defining associated resources, and moved some of the IP
addressing and ASN attributes to the new object class.
* Several attributes had their OIDs changed. NOTE THAT THIS
IS AN INTERNET DRAFT, AND THAT THE OIDS ARE SUBJECT TO
ADDITIONAL CHANGES AS THIS DOCUMENT IS EDITED.
15. Full Copyright Statement
Copyright (C) The Internet Society (2003). All Rights Reserved.
This document and translations of it may be copied and furnished
to others, and derivative works that comment on or otherwise
explain it or assist in its implementation may be prepared,
copied, published and distributed, in whole or in part, without
restriction of any kind, provided that the above copyright notice
and this paragraph are included on all such copies and derivative
works. However, this document itself may not be modified in any
way, such as by removing the copyright notice or references to the
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Internet Society or other Internet organizations, except as needed
for the purpose of developing Internet standards in which case the
procedures for copyrights defined in the Internet Standards
process must be followed, or as required to translate it into
languages other than English.
The limited permissions granted above are perpetual and will not
be revoked by the Internet Society or its successors or assigns.
This document and the information contained herein is provided on
an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET
ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR
IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
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