One document matched: draft-ietf-ccamp-rwa-wson-framework-06.txt

Differences from draft-ietf-ccamp-rwa-wson-framework-05.txt


Network Working Group                                      Y. Lee (ed.) 
Internet Draft                                                   Huawei 
Intended status: Informational                       G. Bernstein (ed.) 
Expires: October 2010                                 Grotto Networking 
                                                         Wataru Imajuku 
                                                                    NTT 
 
                                                                        
                                    
                                    
                                                          April 5, 2010 
                                      
    Framework for GMPLS and PCE Control of Wavelength Switched Optical 
                              Networks (WSON) 
                draft-ietf-ccamp-rwa-wson-framework-06.txt 


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   publication of this document.  Please review these documents 
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Abstract 

   This memo provides a framework for applying Generalized Multi-
   Protocol Label Switching (GMPLS) and the Path Computation Element 
   (PCE) architecture to the control of wavelength switched optical 
   networks (WSON).  In particular we provide control plane models for 
   key wavelength switched optical network subsystems and processes. The 
   subsystems include wavelength division multiplexed links, tunable 
   laser transmitters, reconfigurable optical add/drop multiplexers 
   (ROADM) and wavelength converters. In addition, electro-optical 
   network elements and their compatibility constraints relative to 
   optical signal parameters are characterized. 

   Lightpath provisioning, in general, requires the routing and 
   wavelength assignment (RWA) process. This process is reviewed and the 
   information requirements, both static and dynamic for this process 
   are presented, along with alternative implementation architectures 
   that could be realized via various combinations of extended GMPLS and 
   PCE protocols. 

   This memo focuses on topological elements and path selection 
   constraints that are common across different WSON environments as 
   such it does not address optical impairments in any depth.   

    

Table of Contents 

    
     
   1. Introduction...................................................4 
      1.1. Revision History..........................................5 
         1.1.1. Changes from 00......................................5 
         1.1.2. Changes from 01......................................5 
         1.1.3. Changes from 02......................................5 
         1.1.4. Changes from 03......................................6 
         1.1.5. Changes from 04......................................6 
         1.1.6. Changes from 05......................................6 
   2. Terminology....................................................6 
   3. Wavelength Switched Optical Networks...........................7 
      3.1. WDM and CWDM Links........................................7 
     

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      3.2. Optical Transmitters......................................9 
      3.3. Optical Signals in WSONs.................................10 
         3.3.1. Optical Tributary Signals...........................11 
         3.3.2. WSON Signal Characteristics.........................12 
      3.4. ROADMs, OXCs, Splitters, Combiners and FOADMs............12 
         3.4.1. Reconfigurable Add/Drop Multiplexers and OXCs.......13 
         3.4.2. Splitters...........................................16 
         3.4.3. Combiners...........................................16 
         3.4.4. Fixed Optical Add/Drop Multiplexers.................17 
      3.5. Electro-Optical Systems..................................17 
         3.5.1. Regenerators........................................17 
         3.5.2. OEO Switches........................................20 
      3.6. Wavelength Converters....................................20 
         3.6.1. Wavelength Converter Pool Modeling..................22 
      3.7. Characterizing Electro-Optical Network Elements..........26 
         3.7.1. Input Constraints...................................27 
         3.7.2. Output Constraints..................................27 
         3.7.3. Processing Capabilities.............................28 
   4. Routing and Wavelength Assignment and the Control Plane.......29 
      4.1. Architectural Approaches to RWA..........................30 
         4.1.1. Combined RWA (R&WA).................................30 
         4.1.2. Separated R and WA (R+WA)...........................30 
         4.1.3. Routing and Distributed WA (R+DWA)..................31 
      4.2. Conveying information needed by RWA......................32 
   5. Modeling Examples and Control Plane Use Cases.................33 
      5.1. Network Modeling for GMPLS/PCE Control...................33 
         5.1.1. Describing the WSON nodes...........................33 
         5.1.2. Describing the links................................35 
      5.2. RWA Path Computation and Establishment...................36 
      5.3. Resource Optimization....................................37 
      5.4. Support for Rerouting....................................38 
      5.5. Electro-Optical Networking Scenarios.....................38 
         5.5.1. Fixed Regeneration Points...........................38 
         5.5.2. Shared Regeneration Pools...........................39 
         5.5.3. Reconfigurable Regenerators.........................39 
         5.5.4. Relation to Translucent Networks....................39 
   6. GMPLS & PCE Implications......................................40 
      6.1. Implications for GMPLS signaling.........................40 
         6.1.1. Identifying Wavelengths and Signals.................41 
         6.1.2. WSON Signals and Network Element Processing.........41 
         6.1.3. Combined RWA/Separate Routing WA support............41 
         6.1.4. Distributed Wavelength Assignment: Unidirectional, No 
         Converters.................................................42 
         6.1.5. Distributed Wavelength Assignment: Unidirectional, 
         Limited Converters.........................................42 
         6.1.6. Distributed Wavelength Assignment: Bidirectional, No 
         Converters.................................................42 
      6.2. Implications for GMPLS Routing...........................43 
     

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         6.2.1. Electro-Optical Element Signal Compatibility........43 
         6.2.2. Wavelength-Specific Availability Information........44 
         6.2.3. WSON Routing Information Summary....................45 
      6.3. Optical Path Computation and Implications for PCE........46 
         6.3.1. Lightpath Constraints and Characteristics...........46 
         6.3.2. Electro-Optical Element Signal Compatibility........47 
         6.3.3. Discovery of RWA Capable PCEs.......................47 
   7. Security Considerations.......................................48 
   8. IANA Considerations...........................................48 
   9. Acknowledgments...............................................48 
   10. References...................................................49 
      10.1. Normative References....................................49 
      10.2. Informative References..................................50 
   11. Contributors.................................................53 
   Author's Addresses...............................................54 
   Intellectual Property Statement..................................54 
   Disclaimer of Validity...........................................55 
    
1. Introduction 

   This memo provides a framework for applying GMPLS and the Path 
   Computation Element (PCE) architecture to the control of WSONs.  In 
   particular we provide control plane models for key wavelength 
   switched optical network subsystems and processes. The subsystems 
   include wavelength division multiplexed links, tunable laser 
   transmitters, reconfigurable optical add/drop multiplexers (ROADM) 
   and wavelength converters. In addition, electro-optical network 
   elements and their compatibility constraints relative to optical 
   signal parameters are characterized. 

   Lightpath provisioning, in general, requires the routing and 
   wavelength assignment (RWA) process. This process is reviewed and the 
   information requirements, both static and dynamic for this process 
   are presented, along with alternative implementation architectures 
   that could be realized via various combinations of extended GMPLS and 
   PCE protocols. 

   This document will focus on the unique properties of links, switches 
   and path selection constraints that occur in WSONs.  Different WSONs 
   such as access, metro and long haul may apply different techniques 
   for dealing with optical impairments hence this document will not 
   address optical impairments in any depth, but instead focus on 
   properties that are common across a variety of WSONs. For more on how 
   the GMPLS control plane can aid in dealing with optical impairments 
   see [WSON-Imp].  

    

     

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   1.1. Revision History 

      1.1.1. Changes from 00 

   o  Added new first level section on modeling examples and control 
      plane use cases. 

   o  Added new third level section on wavelength converter pool 
      modeling 

   o  Editorial clean up of English and updated references. 

      1.1.2. Changes from 01 

   Fixed error in wavelength converter pool example. 

      1.1.3. Changes from 02 

   Updated the abstract to emphasize the focus of this draft and 
   differentiate it from WSON impairment [WSON-Imp] and WSON 
   compatibility [WSON-Compat] drafts.  

   Added references to [WSON-Imp] and [WSON-Compat]. 

   Updated the introduction to explain the relationship between this 
   document and the [WSON-Imp] and [WSON-Compat] documents. 

   In section 3.1 removed discussion of optical impairments in fibers. 

   Merged section 3.2.2 and section 3.2.3. Deferred much of the 
   discussion of signal types and standards to [WSON-Compat]. 

   In section 3.4 on Wavelength converters removed paragraphs dealing 
   with signal compatibility discussion as this is addressed in [WSON-
   Compat]. 

   In section 6.1 removed discussion of signaling extensions to deal 
   with different WSON signal types. This is deferred to [WSON-Compat]. 

   In section 6 removed discussion of "Need for Wavelength Specific 
   Maximum Bandwidth Information".  

   In section 6 removed discussion of "Relationship to link bundling and 
   layering". 

   In section 6 removed discussion of "Computation Architecture 
   Implications" as this material was redundant with text that occurs 
   earlier in the document. 
     

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   In section 6 removed discussion of "Scaling Implications" as this 
   material was redundant with text that occurs earlier in the document. 

      1.1.4. Changes from 03 

   In Section 3.3.1 added 4-degree ROADM example and its connectivity 
   matrix.  

      1.1.5. Changes from 04 

   Added and enhanced sections on signal type and network element 
   compatibility. 

   Merged section 3.2.1 into section 3.2. 

   Created new section 3.3 on Optical signals with material from [WSON-
   Compat]. 

   Created new section 3.5 on Electro-Optical systems with material from 
   [WSON-Compat]. 

   Created new section 3.7 on Characterizing Electro-Optical Network 
   Elements with material from [WSON-Compat]. 

   Created new section 5.5 on Electro-Optical Networking Scenarios with 
   material from [WSON-Compat]. 

   Created new section 6.1.2 on WSON Signals and Network Element 
   Processing with material from [WSON-Compat]. 

   Created new section 6.3.2. Electro-Optical Related PCEP Extensions 
   with material from [WSON-Compat]. 

      1.1.6. Changes from 05 

   Removal of Section 1.2; Removal of section on lightpath temporal 
   characteristics; Removal of details on wavelength assignment 
   algorithms; Removal of redundant summary in section 6. 

    

2. Terminology 

   CWDM: Coarse Wavelength Division Multiplexing. 

   DWDM: Dense Wavelength Division Multiplexing. 

   FOADM: Fixed Optical Add/Drop Multiplexer. 
     

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   OXC: Optical cross connect. A symmetric optical switching element in 
   which a signal on any ingress port can reach any egress port. 

   ROADM: Reconfigurable Optical Add/Drop Multiplexer. An asymmetric 
   wavelength selective switching element featuring ingress and egress 
   line side ports as well as add/drop side ports.  

   RWA: Routing and Wavelength Assignment. 

   Transparent Network: a wavelength switched optical network that does 
   not contain regenerators or wavelength converters. 

   Translucent Network:  a wavelength switched optical network that is 
   predominantly transparent but may also contain limited numbers of 
   regenerators and/or wavelength converters. 

   Wavelength Conversion/Converters: The process of converting an 
   information bearing optical signal centered at a given wavelength to 
   one with "equivalent" content centered at a different wavelength. 
   Wavelength conversion can be implemented via an optical-electronic-
   optical (OEO) process or via a strictly optical process. 

   WDM: Wavelength Division Multiplexing. 

   Wavelength Switched Optical Networks (WSON): WDM based optical 
   networks in which switching is performed selectively based on the 
   center wavelength of an optical signal. 

3. Wavelength Switched Optical Networks 

   WSONs come in a variety of shapes and sizes from continent spanning 
   long haul networks, to metropolitan networks, to residential access 
   networks. In all these cases we are concerned with those properties 
   that constrain the choice of wavelengths that can be used, i.e., 
   restrict the wavelength label set, impact the path selection process, 
   and limit the topological connectivity. In addition, if electro-
   optical network elements are used in the WSON, additional 
   compatibility constraints may be imposed by the network elements on 
   various optical signal parameters. In the following we examine and 
   model some major subsystems of a WSON with an emphasis on those 
   aspects that are of relevance to the control plane. In particular we 
   look at WDM links, Optical Transmitters, ROADMs, and Wavelength 
   Converters.  

   3.1. WDM and CWDM Links 

   WDM and CWDM links run over optical fibers, and optical fibers come 
   in a wide range of types that tend to be optimized for various 
     

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   applications from access networks, metro, long haul, and submarine 
   links to name a few. ITU-T standards exist for various types of 
   fibers. For the purposes here we are concerned only with single mode 
   fibers (SMF). The following SMF fiber types are typically encountered 
   in optical networks: 

      ITU-T Standard |  Common Name  
      ------------------------------------------------------------     
      G.652 [G.652]  |  Standard SMF                              | 
      G.653 [G.653]  |  Dispersion shifted SMF                    | 
      G.654 [G.654]  |  Cut-off shifted SMF                       | 
      G.655 [G.655]  |  Non-zero dispersion shifted SMF           | 
      G.656 [G.656]  |  Wideband non-zero dispersion shifted SMF  | 
      ------------------------------------------------------------ 
   Typically WDM links operate in one or more of the approximately 
   defined optical bands [G.Sup39]: 

      Band     Range (nm)     Common Name    Raw Bandwidth (THz) 
      O-band   1260-1360      Original       17.5 
      E-band   1360-1460      Extended       15.1 
      S-band   1460-1530      Short          9.4 
      C-band   1530-1565      Conventional   4.4 
      L-band   1565-1625      Long           7.1 
      U-band   1625-1675      Ultra-long     5.5 
    

    
   Not all of a band may be usable, for example in many fibers that 
   support E-band there is significant attenuation due to a water 
   absorption peak at 1383nm. Hence we can have a discontinuous 
   acceptable wavelength range for a particular link. Also some systems 
   will utilize more than one band. This is particularly true for coarse 
   WDM (CWDM) systems.  

   Current technology breaks up the bandwidth capacity of fibers into 
   distinct channels based on either wavelength or frequency. There are 
   two standards covering wavelengths and channel spacing. ITU-T 
   recommendation [G.694.1] describes a DWDM grid defined in terms of 
   frequency grids of 12.5GHz, 25GHz, 50GHz, 100GHz, and other multiples 
   of 100GHz around a 193.1THz center frequency. At the narrowest 
   channel spacing this provides less than 4800 channels across the O 
   through U bands. ITU-T recommendation [G.694.2] describes a CWDM grid 
   defined in terms of wavelength increments of 20nm running from 1271nm 
   to 1611nm for 18 or so channels. The number of channels is 
   significantly smaller than the 32 bit GMPLS label space allocated to 
   lambda switching.  A label representation for these ITU-T grids is 
   given in [Otani] and allows a common vocabulary to be used in 
   signaling lightpaths. Further, these ITU-T grid based labels can also 
     

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   be used to describe WDM links, ROADM ports, and wavelength converters 
   for the purposes of path selection. 

   With a tremendous existing base of fiber many WDM links are designed 
   to take advantage of particular fiber characteristics or to try to 
   avoid undesirable properties.  For example dispersion shifted SMF 
   [G.653] was originally designed for good long distance performance in 
   single channel systems, however putting WDM over this type of fiber 
   requires much system engineering and a fairly limited range of 
   wavelengths. Hence for our basic, impairment unaware, modeling of a 
   WDM link we will need the following information: 

   o  Wavelength range(s): Given a mapping between labels and the ITU-T 
      grids each range could be expressed in terms of a doublet 
      (lambda1, lambda2) or (freq1, freq1) where the lambdas or 
      frequencies can be represented by 32 bit integers. 

   o  Channel spacing: currently there are about five channel spacings 
      used in DWDM systems 12.5GHz to 200GHz and one defined CWDM 
      spacing. 

   For a particular link this information is relatively static, i.e., 
   changes to these properties generally require hardware upgrades. Such 
   information could be used locally during wavelength assignment via 
   signaling, similar to label restrictions in MPLS or used by a PCE in 
   solving the combined routing and wavelength assignment problem. 

   3.2. Optical Transmitters 

   WDM optical systems make use of laser transmitters utilizing 
   different wavelengths (frequencies). Some laser transmitters were and 
   are manufactured for a specific wavelength of operation, that is, the 
   manufactured frequency cannot be changed. First introduced to reduce 
   inventory costs, tunable optical laser transmitters are becoming 
   widely deployed in some systems [Coldren04], [Buus06]. This allows 
   flexibility in the wavelength used for optical transmission and aids 
   in path selection.  

   Fundamental modeling parameters from the control plane perspective 
   optical transmitters are: 

   o  Tunable: Is this transmitter tunable or fixed. 






     

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   o  Tuning range: This is the frequency or wavelength range over which 
      the laser can be tuned. With the fixed mapping of labels to 
      lambdas of [Otani] this can be expressed as a doublet (lambda1, 
      lambda2) or (freq1, freq2) where lambda1 and lambda2 or freq1 and 
      freq2 are the labels representing the lower and upper bounds in 
      wavelength or frequency. 

   o  Tuning time: Tuning times highly depend on the technology used. 
      Thermal drift based tuning may take seconds to stabilize, whilst 
      electronic tuning might provide sub-ms tuning times. Depending on 
      the application this might be critical. For example, thermal drift 
      might not be applicable for fast protection applications. 

   o  Spectral Characteristics and stability: The spectral shape of the 
      laser's emissions and its frequency stability put limits on 
      various properties of the overall WDM system. One relatively easy 
      to characterize constraint is the finest channel spacing on which 
      the transmitter can be used. 

   Note that ITU-T recommendations specify many aspects of a laser 
   transmitter. Many of these parameters, such as spectral 
   characteristics and stability, are used in the design of WDM 
   subsystems consisting of transmitters, WDM links and receivers 
   however they do not furnish additional information that will 
   influence label switched path (LSP) provisioning in a properly 
   designed system. 

   Also note that lasers transmitters as a component can degrade and 
   fail over time. This presents the possibility of the failure of a LSP 
   (lightpath) without either a node or link failure. Hence, additional 
   mechanisms may be necessary to detect and differentiate this failure 
   from the others, e.g., one doesn't not want to initiate mesh 
   restoration if the source transmitter has failed, since the laser 
   transmitter will still be failed on the alternate optical path. 

   3.3. Optical Signals in WSONs 

   In wavelength switched optical networks (WSONs) our fundamental unit 
   of switching is intuitively that of a "wavelength". The transmitters 
   and receivers in these networks will deal with one wavelength at a 
   time, while the switching systems themselves can deal with multiple 
   wavelengths at a time. Hence we are generally concerned with 
   multichannel dense wavelength division multiplexing (DWDM) networks 
   with single channel interfaces. Interfaces of this type are defined 
   in ITU-T recommendations [G.698.1] and [G.698.1]. Key non-impairment 
   related parameters defined in [G.698.1] and [G.698.2] are: 

   (a)   Minimum Channel Spacing (GHz) 
     

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   (b)   Minimum and Maximum central frequency 

   (c)   Bit-rate/Line coding (modulation) of optical tributary signals 

   In for the purposes of modeling the WSON in the control plane we can 
   consider (a) and (b) as properties of the link and restrictions on 
   the GMPLS labels while (c) is a property of the "signal". 

      3.3.1. Optical Tributary Signals 

   The optical interface specifications [G.698.1], [G.698.2], and 
   [G.959.1] all use the concept of an Optical Tributary Signal which is 
   defined as "a single channel signal that is placed within an optical 
   channel for transport across the optical network". Note the use of 
   the qualifier "tributary" to indicate that this is a single channel 
   entity and not a multichannel optical signal.  

   There are a currently a number of different "flavors" of optical 
   tributary signals, known as "optical tributary signal classes". These 
   are currently characterized by a modulation format and bit rate range 
   [G.959.1]: 

   (a)   optical tributary signal class NRZ 1.25G 

   (b)   optical tributary signal class NRZ 2.5G 

   (c)   optical tributary signal class NRZ 10G 

   (d)   optical tributary signal class NRZ 40G 

   (e)   optical tributary signal class RZ 40G 

   Note that with advances in technology more optical tributary signal 
   classes may be added and that this is currently an active area for 
   deployment and standardization. In particular at the 40G rate there 
   are a number of non-standardized advanced modulation formats that 
   have seen significant deployment including Differential Phase Shift 
   Keying (DPSK) and Phase Shaped Binary Transmission (PSBT)[Winzer06]. 

   Note that according to [G.698.2] it is important to fully specify the 
   bit rate of the optical tributary signal: 

   "When an optical system uses one of these codes, therefore, it is 
   necessary to specify both the application code and also the exact bit 
   rate of the system. In other words, there is no requirement for 
   equipment compliant with one of these codes to operate over the 
   complete range of bit rates specified for its optical tributary 
   signal class." 
     

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   Hence we see that modulation format (optical tributary signal class) 
   and bit rate are key parameters in characterizing the optical 
   tributary signal. 

      3.3.2. WSON Signal Characteristics 

   We refer an optical tributary signal defined in ITU-T G.698.1 and .2 
   to as the signal in this document. This is an "entity" that can be 
   put on an optical communications channel formed from links and 
   network elements in a WSON. This corresponds to the "lambda" LSP in 
   GMPLS. For signal compatibility purposes with electro-optical network 
   elements we will be interested in the following signal 
   characteristics: 

                    List 1. WSON Signal Characteristics 

  1. Optical tributary signal class (modulation format).  
  2. FEC: whether forward error correction is used in the digital stream 
     and what type of error correcting code is used 
  3. Center frequency (wavelength)  
  4. Bit rate 
  5. G-PID: General Protocol Identifier for the information format  
    
   The first three items on this list can change as a WSON signal 
   traverses a network with regenerators, OEO switches, or wavelength 
   converters. 
    
   Bit rate and GPID would not change since they describe the encoded 
   bit stream. A set of G-PID values is already defined for lambda 
   switching in [RFC3471] and [RFC4328]. 
    
   Note that a number of "pre-standard" or proprietary modulation 
   formats and FEC codes are commonly used in WSONs. For some digital 
   bit streams the presence of FEC can be detected, e.g., in [G.707] 
   this is indicated in the signal itself via the FEC status indication 
   (FSI) byte, while in [G.709] this can be inferred from whether the 
   FEC field of the OTUk is all zeros or not.  
    

   3.4. ROADMs, OXCs, Splitters, Combiners and FOADMs 

   Definitions of various optical devices and their parameters can be 
   found in [G.671], we only look at a subset of these and their non-
   impairment related properties. 

     

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      3.4.1. Reconfigurable Add/Drop Multiplexers and OXCs 

   Reconfigurable add/drop optical multiplexers (ROADM) have matured and 
   are available in different forms and technologies [Basch06]. This is 
   a key technology that allows wavelength based optical switching. A 
   classic degree-2 ROADM is shown in Figure 1. 

 
        Line side ingress    +---------------------+  Line side egress 
                         --->|                     |---> 
                             |                     | 
                             |        ROADM        | 
                             |                     | 
                             |                     | 
                             +---------------------+ 
                                 | | | |  o o o o 
                                 | | | |  | | | | 
                                 O O O O  | | | | 
         Tributary Side:   Drop (egress)  Add (ingress)  
    
                          Figure 1 Degree-2 ROADM 

   The key feature across all ROADM types is their highly asymmetric 
   switching capability. In the ROADM of Figure 1, the "add" ingress 
   ports can only egress on the line side egress port and not on any of 
   the "drop" egress ports. The degree of a ROADM or switch is given by 
   the number of line side ports (ingress and egress) and does not 
   include the number of "add" or "drop" ports. Sometimes the "add" 
   "drop" ports are also called tributary ports. As the degree of the 
   ROADM increases beyond two it can have properties of both a switch 
   (OXC) and a multiplexer and hence we must know the switched 
   connectivity offered by such a network element to effectively utilize 
   it. A straight forward way to do this is via a "switched 
   connectivity" matrix A where Amn = 0 or 1, depending upon whether a 
   wavelength on ingress port m can be connected to egress port n 
   [Imajuku]. For the ROADM of Figure 1 the switched connectivity matrix 
   can be expressed as 











     

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               Ingress  Egress Port 
               Port     #1 #2 #3 #4 #5 
                        -------------- 
               #1:      1  1  1  1  1 
               #2       1  0  0  0  0 
         A =   #3       1  0  0  0  0 
               #4       1  0  0  0  0   
               #5       1  0  0  0  0 
    
   Where ingress ports 2-5 are add ports, egress ports 2-5 are drop 
   ports and ingress port #1 and egress port #1 are the line side (WDM) 
   ports. 

   For ROADMs this matrix will be very sparse, and for OXCs the 
   complement of the matrix will be very sparse, compact encodings and 
   examples, including high degree ROADMs/OXCs, are given in [WSON-
   Encode]. A classic degree-4 ROADM is shown in Figure 2. 

     
    
                      +-----------------------+   
   Line side-1    --->|                       |--->    Line side-2  
   ingress (I1)       |                       |        egress (E2) 
   Line side-1    <---|                       |<---    Line side-2  
   Egress  (E1)       |                       |        Ingress (I2) 
                      |         ROADM         |                                
   Line side-3    --->|                       |--->    Line side-4 
   ingress (I3)       |                       |        egress (E4) 
   Line side-3    <---|                       |<---    Line side-4  
   Egress (E3)        |                       |        Ingress (I4) 
                      |                       | 
                      +-----------------------+ 
                      | O    | O    | O    | O 
                      | |    | |    | |    | | 
                      O |    O |    O |    O | 
 Tributary Side:     E5 I5  E6 I6  E7 I7  E8 I8 
 
 
                          Figure 2 Degree-4 ROADM 

 
   Note that this example is 4-degree example with one (potentially 
   multi-channel) add/drop per line side port.  

   Note also that the connectivity constraints for typical ROADM designs 
   are "bi-directional", i.e. if ingress port X can be connected to 
   egress port Y, typically ingress port Y can be connected to egress 
   port X, assuming the numbering is done in such a way that ingress X 
     

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   and egress X correspond to the same line side direction or the same 
   add/drop port. This makes the connectivity matrix symmetrical as 
   shown below.  

   Ingress  Egress Port 
      Port     E1 E2 E3 E4 E5 E6 E7 E8 
               ----------------------- 
         I1    0  1  1  1  0  1  0  0 
         I2    1  0  1  1  0  0  1  0 
     A = I3    1  1  0  1  1  0  0  0 
         I4    1  1  1  0  0  0  0  1 
         I5    0  0  1  0  0  0  0  0 
         I6    1  0  0  0  0  0  0  0 
         I7    0  1  0  0  0  0  0  0  
         I8    0  0  0  1  0  0  0  0 

   where I5/E5 are add/drop ports to/from line side-3, I6/E6 are 
   add/drop ports to/from line side-1, I7/E7 are add/drop ports to/from 
   line side-2 and I8/E8 are add/drop ports to/from line side-4. Note 
   that diagonal elements are zero since it is assumed that loopback is 
   not supported. If ports support loopback, diagonal elements would be 
   one. 

   Additional constraints may also apply to the various ports in a 
   ROADM/OXC. In the literature of optical switches and ROADMs the 
   following restrictions/terms are used: 

   Colored port: An ingress or more typically an egress (drop) port 
   restricted to a single channel of fixed wavelength.  

   Colorless port: An ingress or more typically an egress (drop) port 
   restricted to a single channel of arbitrary wavelength. 

   In general a port on a ROADM could have any of the following 
   wavelength restrictions: 

   o  Multiple wavelengths, full range port 

   o  Single wavelength, full range port 

   o  Single wavelength, fixed lambda port 

   o  Multiple wavelengths, reduced range port (for example wave band 
      switching) 

   To model these restrictions we need two pieces of information for 
   each port: (a) number of wavelengths, (b) wavelength range and 

     

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   spacing.  Note that this information is relatively static. More 
   complicated wavelength constraints are modeled in [WSON-Info]. 

      3.4.2. Splitters 

   An optical splitter consists of a single ingress port and two or more 
   egress ports. The ingress optical signaled is essentially copied 
   (with power loss) to all egress ports.  

   Using the modeling notions of section 3.4.1. the ingress and egress 
   ports of a splitter would have the same wavelength restrictions. In 
   addition we can describe a splitter by a connectivity matrix Amn as 
   follows: 

               Ingress  Egress Port 
               Port     #1 #2 #3 ...   #N 
                        ----------------- 
         A =   #1       1  1  1  ...   1 
                
   The difference from a simple ROADM is that this is not a switched 
   (potential) connectivity matrix but the fixed connectivity matrix of 
   the device. 

      3.4.3. Combiners 

   A optical combiner is somewhat the dual of a splitter in that it has 
   a single multi-wavelength egress port and multiple ingress ports.  
   The contents of all the ingress ports are copied and combined to the 
   single egress port.  The various ports may have different wavelength 
   restrictions. It is generally the responsibility of those using the 
   combiner to assure that wavelength collision does not occur on the 
   egress port. The fixed connectivity matrix Amn for a combiner would 
   look like: 

               Ingress  Egress Port 
               Port     #1  
                        --- 
               #1:      1   
               #2       1   
         A =   #3       1   
               ...      1      
               #N       1   
    
    




     

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      3.4.4. Fixed Optical Add/Drop Multiplexers 

   A fixed optical add/drop multiplexer can alter the course of an 
   ingress wavelength in a preset way. In particular a given wavelength 
   (or waveband) from a line side ingress port would be dropped to a 
   fixed "tributary" egress port. Depending on the device's construction 
   that same wavelength may or may not be "continued" to the line side 
   egress port ("drop and continue" operation).  Further there may exist 
   tributary ingress ports ("add" ports) whose signals are combined with 
   each other and "continued" line side signals.  

   In general to represent the routing properties of an FOADM we need a 
   fixed connectivity matrix Amn as previously discussed and we need the 
   precise wavelength restrictions for all ingress and egress ports. 
   From the wavelength restrictions on the tributary egress ports (drop 
   ports) we can see what wavelengths have been dropped. From the 
   wavelength restrictions on the tributary ingress (add) ports we can 
   see which wavelengths have been added to the line side egress port. 
   Finally from the added wavelength information and the line side 
   egress wavelength restrictions we can infer which wavelengths have 
   been continued.  

   To summarize, the modeling methodology introduced in section 3.4.1. 
   consisting of a connectivity matrix and port wavelength restrictions 
   can be used to describe a large set of fixed optical devices such as 
   combiners, splitters and FOADMs. Hybrid devices consisting of both 
   switched and fixed parts are modeled in [WSON-Info]. 

   3.5. Electro-Optical Systems 

   This section describes how Electro-Optical Systems (e.g., OEO 
   switches, wavelength converters, and regenerators) interact with the 
   WSON signal characteristics defined in List 1 in Section 2.3. OEO 
   switches, wavelength converters and regenerators all share a similar 
   property: they can be more or less "transparent" to an "optical 
   signal" depending on their functionality and/or implementation. 
   Regenerators have been fairly well characterized in this regard so we 
   start by describing their properties. 

      3.5.1. Regenerators 

   The various approaches to regeneration are discussed in ITU-T G.872 
   Annex A [G.872]. They map a number of functions into the so-called 
   1R, 2R and 3R categories of regenerators as summarized in Table 1 
   below: 



     

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   Table 1 Regenerator functionality mapped to general regenerator 
   classes from [G.872]. 

   --------------------------------------------------------------------- 
   1R | Equal amplification of all frequencies within the amplification  
      | bandwidth. There is no restriction upon information formats. 
      +----------------------------------------------------------------- 
      | Amplification with different gain for frequencies within the  
      | amplification bandwidth. This could be applied to both single- 
      | channel and multi-channel systems. 
      +----------------------------------------------------------------- 
      | Dispersion compensation (phase distortion). This analogue  
      | process can be applied in either single-channel or multi- 
      | channel systems. 
   --------------------------------------------------------------------- 
   2R | Any or all 1R functions. Noise suppression. 
      +----------------------------------------------------------------- 
      | Digital reshaping (Schmitt Trigger function) with no clock  
      | recovery. This is applicable to individual channels and can be  
      | used for different bit rates but is not transparent to line  
      | coding (modulation). 
   -------------------------------------------------------------------- 
   3R | Any or all 1R and 2R functions. Complete regeneration of the  
      | pulse shape including clock recovery and retiming within  
      | required jitter limits. 
   -------------------------------------------------------------------- 

   From the previous table we can see that 1R regenerators are generally 
   independent of signal modulation format (also known as line coding), 
   but may work over a limited range of wavelength/frequencies.  We see 
   that 2R regenerators are generally applicable to a single digital 
   stream and are dependent upon modulation format (line coding) and to 
   a lesser extent are limited to a range of bit rates (but not a 
   specific bit rate). Finally, 3R regenerators apply to a single 
   channel, are dependent upon the modulation format and generally 
   sensitive to the bit rate of digital signal, i.e., either are 
   designed to only handle a specific bit rate or need to be programmed 
   to accept and regenerate a specific bit rate.  In all these types of 
   regenerators the digital bit stream contained within the optical or 
   electrical signal is not modified. 

   However, in the most common usage of regenerators the digital bit 
   stream may be slightly modified for performance monitoring and fault 
   management purposes. SONET, SDH and G.709 all have digital signal 
   "envelopes" designed to be used between "regenerators" (in this case 
   3R regenerators). In SONET this is known as the "section" signal, in 
   SDH this is known as the "regenerator section" signal, in G.709 this 
   is known as an OTUk (Optical Channel Transport Unit-k).  These 
     

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   signals reserve a portion of their frame structure (known as 
   overhead) for use by regenerators. The nature of this overhead is 
   summarized in Table 2. 

       Table 2. SONET, SDH, and G.709 regenerator related overhead. 

    
    +-----------------------------------------------------------------+ 
    |Function          |       SONET/SDH      |     G.709 OTUk        | 
    |                  |       Regenerator    |                       | 
    |                  |       Section        |                       | 
    |------------------+----------------------+-----------------------| 
    |Signal            |       J0 (section    |  Trail Trace          | 
    |Identifier        |       trace)         |  Identifier (TTI)     | 
    |------------------+----------------------+-----------------------| 
    |Performance       |       BIP-8 (B1)     |  BIP-8 (within SM)    | 
    |Monitoring        |                      |                       | 
    |------------------+----------------------+-----------------------| 
    |Management        |       D1-D3 bytes    |  GCC0 (general        | 
    |Communications    |                      |  communications       | 
    |                  |                      |  channel)             | 
    |------------------+----------------------+-----------------------| 
    |Fault Management  |       A1, A2 framing |  FAS (frame alignment | 
    |                  |       bytes          |  signal), BDI(backward| 
    |                  |                      |  defect indication)BEI| 
    |                  |                      |  (backward error      | 
    |                  |                      |  indication)          | 
    +------------------+----------------------+-----------------------| 
    |Forward Error     |       P1,Q1 bytes    |  OTUk FEC             | 
    |Correction (FEC)  |                      |                       | 
    +-----------------------------------------------------------------+ 
    

   In the previous table we see support for frame alignment, signal 
   identification, and FEC. What this table also shows by its omission 
   is that no switching or multiplexing occurs at this layer. This is a 
   significant simplification for the control plane since control plane 
   standards require a multi-layer approach when there are multiple 
   switching layers, but not for "layering" to provide the management 
   functions of Table 2. That is, many existing technologies covered by 
   GMPLS contain extra management related layers that are essentially 
   ignored by the control plane (though not by the management plane!). 
   Hence, the approach here is to include regenerators and other devices 
   at the WSON layer unless they provide higher layer switching and then 
   a multi-layer or multi-region approach [RFC5212] is called for. 
   However, this can result in regenerators having a dependence on the 
   client signal type. 

     

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   Hence we see that depending upon the regenerator technology we may 
   have the following constraints imposed by a regenerator device: 

              Table 3. Regenerator Compatibility Constraints 

   +--------------------------------------------------------+ 
   |      Constraints            |   1R   |   2R   |   3R   |  
   +--------------------------------------------------------+ 
   | Limited Wavelength Range    |    x   |    x   |    x   | 
   +--------------------------------------------------------+ 
   | Modulation Type Restriction |        |    x   |    x   | 
   +--------------------------------------------------------+ 
   | Bit Rate Range Restriction  |        |    x   |    x   | 
   +--------------------------------------------------------+ 
   | Exact Bit Rate Restriction  |        |        |    x   | 
   +--------------------------------------------------------+ 
   | Client Signal Dependence    |        |        |    x   | 
   +--------------------------------------------------------+ 
    

   Note that Limited Wavelength Range constraint is already modeled in 
   GMPLS for WSON and that Modulation Type Restriction constraint 
   includes FEC.  

      3.5.2. OEO Switches 

   A common place where optical-to-electrical-to-optical (OEO) 
   processing may take place is in WSON switches that utilize (or 
   contain) regenerators. A vendor may add regenerators to a switching 
   system for a number of reasons. One obvious reason is to restore 
   signal quality either before or after optical processing (switching).  
   Another reason may be to convert the signal to an electronic form for 
   switching then reconverting to an optical signal prior to egress from 
   the switch. In this later case the regeneration is applied to adapt 
   the signal to the switch fabric regardless of whether or not it is 
   needed from a signal quality perspective.  

   In either case these optical switches have essentially the same 
   compatibility constraints as those we described for regenerators in 
   Table 3.  

   3.6. Wavelength Converters 

   Wavelength converters take an ingress optical signal at one 
   wavelength and emit an equivalent content optical signal at another 
   wavelength on egress. There are currently two approaches to building 
     

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   wavelength converters. One approach is based on optical to electrical 
   to optical (OEO) conversion with tunable lasers on egress. This 
   approach can be dependent upon the signal rate and format, i.e., this 
   is basically an electrical regenerator combined with a tunable laser. 
   Hence, this type wavelength converter has signal processing 
   restrictions that are essentially the same as those we described for 
   regenerators in Table 3 of section 3.5.1.  

   The other approach performs the wavelength conversion, optically via 
   non-linear optical effects, similar in spirit to the familiar 
   frequency mixing used in radio frequency systems, but significantly 
   harder to implement.  Such processes/effects may place limits on the 
   range of achievable conversion. These may depend on the wavelength of 
   the input signal and the properties of the converter as opposed to 
   only the properties of the converter in the OEO case. Different WSON 
   system designs may choose to utilize this component to varying 
   degrees or not at all. 

   Current or envisioned contexts for wavelength converters are: 

  1. Wavelength conversion associated with OEO switches and tunable 
     laser transmitters. In this case there are plenty of converters to 
     go around since we can think of each tunable output laser 
     transmitter on an OEO switch as a potential wavelength converter.  

  2. Wavelength conversion associated with ROADMs/OXCs. In this case we 
     may have a limited pool of wavelength converters available. 
     Conversion could be either all optical or via an OEO method. 

  3. Wavelength conversion associated with fixed devices such as FOADMs. 
     In this case we may have a limited amount of conversion. Also in 
     this case the conversion may be used as part of light path routing. 

   Based on the above considerations we model wavelength converters as 
   follows: 

   1. Wavelength converters can always be modeled as associated with 
      network elements. This includes fixed wavelength routing elements. 

   2. A network element may have full wavelength conversion capability, 
      i.e., any ingress port and wavelength, or a limited number of 
      wavelengths and ports. On a box with a limited number of 
      converters there also may exist restrictions on which ports can 
      reach the converters. Hence regardless of where the converters 
      actually are we can associate them with ingress ports. 

   3. Wavelength converters have range restrictions that are either 
      independent or dependent upon the ingress wavelength.  
     

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   In WSONs where wavelength converters are sparse we may actually see a 
   light path appear to loop or "backtrack" upon itself in order to 
   reach a wavelength converter prior to continuing on to its 
   destination. The lambda used on the "detour" out to the wavelength 
   converter would be different from that coming back from the "detour" 
   to the wavelength converter. 

   A model for an individual O-E-O wavelength converter would consist 
   of: 

   o  Input lambda or frequency range 

   o  Output lambda or frequency range 

   

      3.6.1. Wavelength Converter Pool Modeling 

   A WSON node may include multiple wavelength converters. These are 
   usually arranged into some type of pool to promote resource sharing. 
   There are a number of different approaches used in the design of 
   switches with converter pools. However, from the point of view of 
   path computation we need to know the following: 

   1. The nodes that support wavelength conversion. 

   2. The accessibility and availability of a wavelength converter to 
      convert from a given ingress wavelength on a particular ingress 
      port to a desired egress wavelength on a particular egress port. 

   3. Limitations on the types of signals that can be converted and the 
      conversions that can be performed. 

   To model point 2 above we can use a similar technique as used to 
   model ROADMs and optical switches, i.e., matrices to indicate 
   possible connectivity along with wavelength constraints for 
   links/ports. Since wavelength converters are considered a scarce 
   resource we will also want our model to include as a minimum the 
   usage state of individual wavelength converters in the pool.  

   We utilize a three stage model as shown schematically in Figure 3. In 
   this model we assume N ingress ports (fibers), P wavelength 
   converters, and M egress ports (fibers). Since not all ingress ports 
   can necessarily reach the converter pool, the model starts with a 
   wavelength pool ingress matrix WI(i,p) = {0,1} whether ingress port i 
   can reach potentially reach wavelength converter p.  


     

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   Since not all wavelength can necessarily reach all the converters or 
   the converters may have limited input wavelength range we have a set 
   of ingress port constraints for each wavelength converter. Currently 
   we assume that a wavelength converter can only take a single 
   wavelength on input. We can model each wavelength converter ingress 
   port constraint via a wavelength set mechanism.  

   Next we have a state vector WC(j) = {0,1} dependent upon whether 
   wavelength converter j in the pool is in use. This is the only state 
   kept in the converter pool model. This state is not necessary for 
   modeling "fixed" transponder system, i.e., systems where there is no 
   sharing.  In addition, this state information may be encoded in a 
   much more compact form depending on the overall connectivity 
   structure [WSON-Encode]. 

   After that, we have a set of wavelength converter egress wavelength 
   constraints. These constraints indicate what wavelengths a particular 
   wavelength converter can generate or are restricted to generating due 
   to internal switch structure. 

   Finally, we have a wavelength pool egress matrix WE(p,k) = {0,1} 
   depending on whether the output from wavelength converter p can reach 
   egress port k. Examples of this method being used to model wavelength 
   converter pools for several switch architectures from the literature 
   are given in reference [WSON-Encode]. 























     

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      I1   +-------------+                       +-------------+ E1 
     ----->|             |      +--------+       |             |-----> 
      I2   |             +------+ WC #1  +-------+             | E2 
     ----->|             |      +--------+       |             |-----> 
           | Wavelength  |                       |  Wavelength | 
           | Converter   |      +--------+       |  Converter  | 
           | Pool        +------+ WC #2  +-------+  Pool       | 
           |             |      +--------+       |             | 
           | Ingress     |                       |  Egress     | 
           | Connection  |           .           |  Connection | 
           | Matrix      |           .           |  Matrix     | 
           |             |           .           |             | 
           |             |                       |             | 
      IN   |             |      +--------+       |             | EM 
     ----->|             +------+ WC #P  +-------+             |-----> 
           |             |      +--------+       |             | 
           +-------------+   ^               ^   +-------------+ 
                             |               | 
                             |               | 
                             |               | 
                             |               | 
    
                    Ingress wavelength    Egress wavelength 
                    constraints for       constraints for 
                    each converter        each converter 
    
      Figure 3 Schematic diagram of wavelength converter pool model. 

   Example: Shared Per Node 

   In Figure 4 below we show a simple optical switch in a four 
   wavelength DWDM system sharing wavelength converters in a general 
   "per node" fashion.  












     

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                +-----------+ ___________                +------+ 
                |           |--------------------------->|      | 
                |           |--------------------------->|  C   | 
          /|    |           |--------------------------->|  o   | E1 
    I1   /D+--->|           |--------------------------->|  m   | 
        + e+--->|           |                            |  b   |====> 
   ====>| M|    |  Optical  |    +-----------+  +----+   |  i   | 
        + u+--->|   Switch  |    |  WC Pool  |  |O  S|-->|  n   | 
         \x+--->|           |    |  +-----+  |  |p  w|-->|  e   | 
          \|    |           +----+->|WC #1|--+->|t  i|   |  r   | 
                |           |    |  +-----+  |  |i  t|   +------+ 
                |           |    |           |  |c  c|   +------+ 
          /|    |           |    |  +-----+  |  |a  h|-->|      | 
    I2   /D+--->|           +----+->|WC #2|--+->|l   |-->|  C   | E2 
        + e+--->|           |    |  +-----+  |  |    |   |  o   | 
   ====>| M|    |           |    +-----------+  +----+   |  m   |====> 
        + u+--->|           |                            |  b   | 
         \x+--->|           |--------------------------->|  i   | 
          \|    |           |--------------------------->|  n   | 
                |           |--------------------------->|  e   | 
                |___________|--------------------------->|  r   | 
                +-----------+                            +------+ 
    
     Figure 4 An optical switch featuring a shared per node wavelength 
                       converter pool architecture. 

   In this case the ingress and egress pool matrices are simply: 

              +-----+       +-----+ 
              | 1 1 |       | 1 1 | 
          WI =|     |,  WE =|     | 
              | 1 1 |       | 1 1 | 
              +-----+       +-----+ 
    
    
   Example: Shared Per Link 

   In Figure 5 we show a different wavelength pool architecture know as 
   "shared per fiber". In this case the ingress and egress pool matrices 
   are simply: 







     

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              +-----+       +-----+ 
              | 1 1 |       | 1 0 | 
          WI =|     |,  WE =|     | 
              | 1 1 |       | 0 1 | 
              +-----+       +-----+ 
    
    

                +-----------+                            +------+ 
                |           |--------------------------->|      | 
                |           |--------------------------->|  C   | 
          /|    |           |--------------------------->|  o   | E1 
    I1   /D+--->|           |--------------------------->|  m   | 
        + e+--->|           |                            |  b   |====> 
   ====>| M|    |  Optical  |    +-----------+           |  i   | 
        + u+--->|   Switch  |    |  WC Pool  |           |  n   | 
         \x+--->|           |    |  +-----+  |           |  e   | 
          \|    |           +----+->|WC #1|--+---------->|  r   | 
                |           |    |  +-----+  |           +------+ 
                |           |    |           |           +------+ 
          /|    |           |    |  +-----+  |           |      | 
    I2   /D+--->|           +----+->|WC #2|--+---------->|  C   | E2 
        + e+--->|           |    |  +-----+  |           |  o   | 
   ====>| M|    |           |    +-----------+           |  m   |====> 
        + u+--->|           |                            |  b   | 
         \x+--->|           |--------------------------->|  i   | 
          \|    |           |--------------------------->|  n   | 
                |           |--------------------------->|  e   | 
                |___________|--------------------------->|  r   | 
                +-----------+                            +------+ 
    Figure 5 An optical switch featuring a shared per fiber wavelength 
                       converter pool architecture. 

    
   3.7. Characterizing Electro-Optical Network Elements 

   In this section we characterize Electro-Optical WSON network elements 
   by the three key functional components: Input constraints, Output 
   constraints and Processing Capabilities.  









     

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                             WSON Network Element 
                          +-----------------------+  
          WSON Signal     |      |         |      |    WSON Signal 
                          |      |         |      | 
        --------------->  |      |         |      | -----------------> 
                          |      |         |      |    
                          +-----------------------+ 
                          <-----> <-------> <----->     
                            
                          Input   Processing Output      
    
                       Figure 6 WSON Network Element 

      3.7.1. Input Constraints 

   Section 3 discussed the basic properties regenerators, OEO switches 
   and wavelength converters from these we have the following possible 
   types of input constraints and properties: 

   1. Acceptable Modulation formats 

   2. Client Signal (GPID) restrictions 

   3. Bit Rate restrictions 

   4. FEC coding restrictions 

   5. Configurability: (a) none, (b) self-configuring, (c) required 

   We can represent these constraints via simple lists. Note that the 
   device may need to be "provisioned" via signaling or some other means 
   to accept signals with some attributes versus others. In other cases 
   the devices maybe relatively transparent to some attributes, e.g., 
   such as a 2R regenerator to bit rate. Finally, some devices maybe 
   able to auto-detect some attributes and configure themselves, e.g., a 
   3R regenerator with bit rate detection mechanisms and flexible phase 
   locking circuitry. To account for these different cases we've added 
   item 5, which describes the devices configurability. 

   Note that such input constraints also apply to the final destination, 
   sink or termination, of the WSON signal. 

      3.7.2. Output Constraints 

   None of the network elements considered here modifies either the bit 
   rate or the basic type of the client signal. However, they may modify 
   the modulation format or the FEC code. Typically we'd see the 
   following types of output constraints: 
     

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   1. Output modulation is the same as input modulation (default) 

   2. A limited set of output modulations is available 

   3. Output FEC is the same as input FEC code (default) 

   4. A limited set of output FEC codes is available 

   Note that in cases (2) and (4) above, where there is more than one 
   choice in the output modulation or FEC code then the network element 
   will need to be configured on a per LSP basis as to which choice to 
   use. 

      3.7.3. Processing Capabilities 

   A general WSON network element (NE) can perform a number of signal 
   processing functions including: 

     (A) Regeneration (possibly different types) 

     (B) Fault and Performance Monitoring  

     (C) Wavelength Conversion   

     (D) Switching   

   Item(D) can be modeled with existing GMPLS mechanisms.  

   An NE may or may not have the ability to perform regeneration (of the 
   one of the types previously discussed). In addition some nodes may 
   have limited regeneration capability, i.e., a shared pool, which may 
   be applied to selected signals traversing the NE. Hence to describe 
   the regeneration capability of a link or node we have at a minimum: 

   1. Regeneration capability: (a)fixed, (b) selective, (c) none 

   2. Regeneration type: 1R, 2R, 3R 

   3. Regeneration pool properties for the case of selective 
      regeneration (ingress & egress restrictions, availability) 

   Note that the properties of shared regenerator pools would be 
   essentially the same at that of wavelength converter pools modeled in 
   section 3.6.1.  

   Item (B), fault and performance monitoring, is typically outside the 
   scope of the control plane. However, when the operations are to be 
   performed on an LSP basis or as part of an LSP then the control plane 
     

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   can be of assistance in their configuration. Per LSP, per node, fault 
   and performance monitoring examples include setting up a "section 
   trace" (a regenerator overhead identifier) between two nodes, or 
   intermediate optical performance monitoring at selected nodes along a 
   path. 

    

4. Routing and Wavelength Assignment and the Control Plane 

   In wavelength switched optical networks consisting of tunable lasers 
   and wavelength selective switches with wavelength converters on every 
   interface, path selection is similar to the MPLS and TDM circuit 
   switched cases in that the labels, in this case wavelengths 
   (lambdas), have only local significance. That is, a wavelength-
   convertible network with full wavelength-conversion capability at 
   each node is equivalent to a circuit-switched TDM network with full 
   time slot interchange capability; thus, the routing problem needs to 
   be addressed only at the level of the traffic engineered (TE) link 
   choice, and wavelength assignment can be resolved locally by the 
   switches on a hop-by-hop basis. 

   However, in the limiting case of an optical network with no 
   wavelength converters, a light path (optical signal) needs a route 
   from source to destination and must pick a single wavelength that can 
   be used along that path without "colliding" with the wavelength used 
   by any other light path that may share an optical fiber. This is 
   sometimes referred to as a "wavelength continuity constraint". To 
   ease up on this constraint while keeping network costs in check a 
   limited number of wavelength converters may be introduced at key 
   points in the network [Chu03]. 

   In the general case of limited or no wavelength converters this 
   computation is known as the Routing and Wavelength Assignment (RWA) 
   problem [HZang00]. The "hardness" of this problem is well documented. 
   There, however, exist a number of reasonable approximate methods for 
   its solution [HZang00]. 

   The inputs to the basic RWA problem are the requested light paths 
   source and destination, the network's topology, the locations and 
   capabilities of any wavelength converters, and the wavelengths 
   available on each optical link. The output from an algorithm solving 
   the RWA problem is an explicit route through ROADMs, a wavelength for 
   the optical transmitter, and a set of locations (generally associated 
   with ROADMs or switches) where wavelength conversion is to occur and 
   the new wavelength to be used on each component link after that point 
   in the route. 

     

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   It is to be noted that choice of specific RWA algorithm is out of the 
   scope for this document. However there are a number of different 
   approaches to dealing with the RWA algorithm that can affect the 
   division of effort between signaling, routing and PCE. 

    

   4.1. Architectural Approaches to RWA 

   Two general computational approaches are taken to solving the RWA 
   problem. Some algorithms utilize a two step procedure of path 
   selection followed by wavelength assignment, and others solve the 
   problem in a combined fashion.   

   In the following, three different ways of performing RWA in 
   conjunction with the control plane are considered. The choice of one 
   of these architectural approaches over another generally impacts the 
   demands placed on the various control plane protocols.   

      4.1.1. Combined RWA (R&WA) 

   In this case, a unique entity is in charge of performing routing and 
   wavelength assignment. This approach relies on a sufficient knowledge 
   of network topology, of available network resources and of network 
   nodes capabilities. This solution is compatible with most known RWA 
   algorithms, and in particular those concerned with network 
   optimization. On the other hand, this solution requires up-to-date 
   and detailed network information.  

   Such a computational entity could reside in two different logical 
   places:  

   o  In a separate Path Computation Element (PCE) which owns the 
      complete and updated knowledge of network state and provides path 
      computation services to nodes. 

   o  In the Ingress node, in that case all nodes have the R&WA 
      functionality; the knowledge of the network state is obtained by a 
      periodic flooding of information provided by the other nodes. 

      4.1.2. Separated R and WA (R+WA) 

   In this case a first entity performs routing, while a second performs 
   wavelength assignment. The first entity furnishes one or more paths 
   to the second entity that will perform wavelength assignment and 
   possibly final path selection. 


     

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   As the entities computing the path and the wavelength assignment are 
   separated, this constrains the class of RWA algorithms that may be 
   implemented. Although it may seem that algorithms optimizing a joint 
   usage of the physical and spectral paths are excluded from this 
   solution, many practical optimization algorithms only consider a 
   limited set of possible paths, e.g., as computed via a k-shortest 
   path algorithm [Ozdaglar03]. Hence although there is no guarantee 
   that the selected final route and wavelength offers the optimal 
   solution, by allowing multiple routes to pass to the wavelength 
   selection process reasonable optimization can be performed. 

   The entity performing the routing assignment needs the topology 
   information of the network, whereas the entity performing the 
   wavelength assignment needs information on the network's available 
   resources and on network node capabilities.  

    

      4.1.3. Routing and Distributed WA (R+DWA) 

   In this case a first entity performs routing, while wavelength 
   assignment is performed on a hop-by-hop manner along the previously 
   computed route. This mechanism relies on updating of a list of 
   potential wavelengths used to ensure conformance with the wavelength 
   continuity constraint. 

   As currently specified, the GMPLS protocol suite signaling protocol 
   can accommodate such an approach. Per [RFC3471], the Label Set 
   selection works according to an AND scheme. Each hop restricts the 
   Label Set sent to the next hop from the one received from the 
   previous hop by performing an AND operation between the wavelength 
   referred by the labels the message includes with the one available on 
   the ongoing interface. The constraint to perform this AND operation 
   is up to the node local policy (even if one expects a consistent 
   policy configuration throughout a given transparency domain). When 
   wavelength conversion is performed at an intermediate node, a new 
   Label Set is generated. The egress nodes selects one label in the 
   Label Set received at the node, which is also up to the node local 
   policy. 

   Depending on these policies a spectral assignment may not be found or 
   one consuming too many conversion resources relative to what a 
   dedicated wavelength assignment policy would have achieved. Hence, 
   this approach may generate higher blocking probabilities in a heavily 
   loaded network. 

   On the one hand, this solution may be empowered with some signaling 
   extensions to ease its functioning and possibly enhance its 
     

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   performances relatively to blocking. Note that this approach requires 
   less information dissemination than the others.  

   The first entity may be a PCE or the ingress node of the LSP. This 
   solution is applicable inside networks where resource optimization is 
   not as critical. 

   4.2. Conveying information needed by RWA 

   The previous sections have characterized WSONs and lightpath 
   requests. In particular, high level models of the information used by 
   the RWA process were presented. We can view this information as 
   either static, changing with hardware changes (including possibly 
   failures), or dynamic, those that can change with subsequent 
   lightpath provisioning. The timeliness in which an entity involved in 
   the RWA process is notified of such changes is fairly situational. 
   For example, for network restoration purposes, learning of a hardware 
   failure or of new hardware coming online to provide restoration 
   capability can be critical. 
   Currently there are various methods for communicating RWA relevant 
   information, these include, but are not limited to:  

   o  Existing control plane protocols such as GMPLS routing and 
      signaling. Note that routing protocols can be used to convey both 
      static and dynamic information. Static information currently 
      conveyed includes items like router options and such.  

   o  Management protocols such as NetConf, SNMPv3, CLI, CORBA, or 
      others.  

   o  Directory services and accompanying protocols. These are good for 
      the dissemination of relatively static information. Not intended 
      for dynamic information.  

   o  Other techniques for dynamic information: messaging straight from 
      NEs to PCE to avoid flooding. This would be useful if the number 
      of PCEs is significantly less than number of WSON NEs. Or other 
      ways to limit flooding to "interested" NEs. 

   Mechanisms to improve scaling of dynamic information: 

   o  Tailor message content to WSON. For example the use of wavelength 
      ranges, or wavelength occupation bit maps. 

   Utilize incremental updates if feasible. 



     

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5. Modeling Examples and Control Plane Use Cases 

   This section provides examples of the fixed and switch optical node 
   and wavelength constraint models of section 3. and WSON control plane 
   use cases related to path computation, establishment, rerouting, and 
   optimization.  

   5.1. Network Modeling for GMPLS/PCE Control 

   Consider a network containing three routers (R1 through R3), eight 
   WSON nodes (N1 through N8) and 18 links (L1 through L18) and one OEO 
   converter (O1) in a topology shown below.  

    

                    +--+    +--+             +--+       +--------+ 
               +-L3-+N2+-L5-+  +--------L12--+N6+--L15--+   N8   +-- 
               |    +--+    |N4+-L8---+      +--+       ++--+---++ 
               |            |  +-L9--+|                  |  |   | 
   +--+      +-+-+          ++-+     ||                  | L17 L18 
   |  ++-L1--+   |           |      ++++      +----L16---+  |   | 
   |R1|      | N1|           L7     |R2|      |             |   | 
   |  ++-L2--+   |           |      ++-+      |            ++---++ 
   +--+      +-+-+           |       |        |            +  R3 | 
               |    +--+    ++-+     |        |            +-----+ 
               +-L4-+N3+-L6-+N5+-L10-+       ++----+ 
                    +--+    |  +--------L11--+ N7  +---- 
                            +--+             ++---++ 
                                              |   | 
                                             L13 L14 
                                              |   | 
                                             ++-+ | 
                                             |O1+-+ 
                                             +--+ 
      5.1.1. Describing the WSON nodes 

   The eight WSON nodes in this example have the following properties: 

   o  Nodes N1, N2, N3 have fixed OADMs (FOADMs) installed and can 
      therefore only access a static and pre-defined set of wavelengths 

   o  All other nodes contain ROADMs and can therefore access all 
      wavelengths. 

   o  Nodes N4, N5, N7 and N8 are multi-degree nodes, allowing any 
      wavelength to be optically switched between any of the links. Note 
      however, that this does not automatically apply to wavelengths 
      that are being added or dropped at the particular node.  
     

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   o  Node N4 is an exception to that: This node can switch any 
      wavelength from its add/drop ports to any of its outgoing links 
      (L5, L7 and L12 in this case) 

   o  The links from the routers are always only able to carry one 
      wavelength with the exception of links L8 and L9 which are capable 
      to add/drop any wavelength. 

   o  Node N7 contains an OEO transponder (O1) connected to the node via 
      links L13 and L14. That transponder operates in 3R mode and does 
      not change the wavelength of the signal. Assume that it can 
      regenerate any of the client signals, however only for a specific 
      wavelength. 

   Given the above restrictions, the node information for the eight 
   nodes can be expressed as follows: (where ID == identifier, SCM == 
   switched connectivity matrix, and FCM == fixed connectivity matrix). 































     

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   +ID+SCM                    +FCM                    + 
   |  |   |L1 |L2 |L3 |L4 |   |   |L1 |L2 |L3 |L4 |   | 
   |  |L1 |0  |0  |0  |0  |   |L1 |0  |0  |1  |0  |   | 
   |N1|L2 |0  |0  |0  |0  |   |L2 |0  |0  |0  |1  |   | 
   |  |L3 |0  |0  |0  |0  |   |L3 |1  |0  |0  |1  |   | 
   |  |L4 |0  |0  |0  |0  |   |L4 |0  |1  |1  |0  |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L3 |L5 |   |   |   |   |L3 |L5 |   |   |   | 
   |N2|L3 |0  |0  |   |   |   |L3 |0  |1  |   |   |   | 
   |  |L5 |0  |0  |   |   |   |L5 |1  |0  |   |   |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L4 |L6 |   |   |   |   |L4 |L6 |   |   |   | 
   |N3|L4 |0  |0  |   |   |   |L4 |0  |1  |   |   |   | 
   |  |L6 |0  |0  |   |   |   |L6 |1  |0  |   |   |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L5 |L7 |L8 |L9 |L12|   |L5 |L7 |L8 |L9 |L12| 
   |  |L5 |0  |1  |1  |1  |1  |L5 |0  |0  |0  |0  |0  | 
   |N4|L7 |1  |0  |1  |1  |1  |L7 |0  |0  |0  |0  |0  | 
   |  |L8 |1  |1  |0  |1  |1  |L8 |0  |0  |0  |0  |0  | 
   |  |L9 |1  |1  |1  |0  |1  |L9 |0  |0  |0  |0  |0  | 
   |  |L12|1  |1  |1  |1  |0  |L12|0  |0  |0  |0  |0  | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L6 |L7 |L10|L11|   |   |L6 |L7 |L10|L11|   | 
   |  |L6 |0  |1  |0  |1  |   |L6 |0  |0  |1  |0  |   | 
   |N5|L7 |1  |0  |0  |1  |   |L7 |0  |0  |0  |0  |   | 
   |  |L10|0  |0  |0  |0  |   |L10|1  |0  |0  |0  |   | 
   |  |L11|1  |1  |0  |0  |   |L11|0  |0  |0  |0  |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L12|L15|   |   |   |   |L12|L15|   |   |   | 
   |N6|L12|0  |1  |   |   |   |L12|0  |0  |   |   |   | 
   |  |L15|1  |0  |   |   |   |L15|0  |0  |   |   |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L11|L13|L14|L16|   |   |L11|L13|L14|L16|   | 
   |  |L11|0  |1  |0  |1  |   |L11|0  |0  |0  |0  |   | 
   |N7|L13|1  |0  |0  |0  |   |L13|0  |0  |1  |0  |   | 
   |  |L14|0  |0  |0  |1  |   |L14|0  |1  |0  |0  |   | 
   |  |L16|1  |0  |1  |0  |   |L16|0  |0  |1  |0  |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
   |  |   |L15|L16|L17|L18|   |   |L15|L16|L17|L18|   | 
   |  |L15|0  |1  |0  |0  |   |L15|0  |0  |0  |1  |   | 
   |N8|L16|1  |0  |0  |0  |   |L16|0  |0  |1  |0  |   | 
   |  |L17|0  |0  |0  |0  |   |L17|0  |1  |0  |0  |   | 
   |  |L18|0  |0  |0  |0  |   |L18|1  |0  |1  |0  |   | 
   +--+---+---+---+---+---+---+---+---+---+---+---+---+ 
    
      5.1.2. Describing the links 

   For the following discussion some simplifying assumptions are made: 
     

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   o   It is assumed that the WSON node support a total of four 
      wavelengths designated WL1 through WL4. 

   o   It is assumed that the impairment feasibility of a path or path 
      segment is independent from the wavelength chosen. 

   For the discussion of the RWA operation to build LSPs between two 
   routers, the wavelength constraints on the links between the routers 
   and the WSON nodes as well as the connectivity matrix of these links 
   needs to be specified: 

   +Link+WLs supported    +Possible egress links+ 
   | L1 | WL1             | L3                  | 
   +----+-----------------+---------------------+ 
   | L2 | WL2             | L4                  | 
   +----+-----------------+---------------------+ 
   | L8 | WL1 WL2 WL3 WL4 | L5 L7 L12           | 
   +----+-----------------+---------------------+ 
   | L9 | WL1 WL2 WL3 WL4 | L5 L7 L12           | 
   +----+-----------------+---------------------+ 
   | L10| WL2             | L6                  | 
   +----+-----------------+---------------------+ 
   | L13| WL1 WL2 WL3 WL4 | L11 L14             | 
   +----+-----------------+---------------------+ 
   | L14| WL1 WL2 WL3 WL4 | L13 L16             | 
   +----+-----------------+---------------------+ 
   | L17| WL2             | L16                 | 
   +----+-----------------+---------------------+ 
   | L18| WL1             | L15                 | 
   +----+-----------------+---------------------+ 
    

   Note that the possible egress links for the links connecting to the 
   routers is inferred from the Switched Connectivity Matrix and the 
   Fixed Connectivity Matrix of the Nodes N1 through N8 and is show here 
   for convenience, i.e., this information does not need to be repeated. 

   5.2. RWA Path Computation and Establishment  

   The calculation of optical impairment feasible routes is outside the 
   scope of this framework document. In general impairment feasible 
   routes serve as an input to the RWA algorithm. 

   For the example use case shown here, assume the following feasible 
   routes: 



     

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   +Endpoint 1+Endpoint 2+Feasible Route        + 
   |  R1      | R2       | L1 L3 L5 L8          | 
   |  R1      | R2       | L1 L3 L5 L9          | 
   |  R1      | R2       | L2 L4 L6 L7 L8       | 
   |  R1      | R2       | L2 L4 L6 L7 L9       | 
   |  R1      | R2       | L2 L4 L6 L10         | 
   |  R1      | R3       | L1 L3 L5 L12 L15 L18 | 
   |  R1      | N7       | L2 L4 L6 L11         | 
   |  N7      | R3       | L16 L17              | 
   |  N7      | R2       | L16 L15 L12 L9       | 
   |  R2      | R3       | L8 L12 L15 L18       | 
   |  R2      | R3       | L8 L7 L11 L16 L17    | 
   |  R2      | R3       | L9 L12 L15 L18       | 
   |  R2      | R3       | L9 L7 L11 L16 L17    | 
    
   Given a request to establish a LSP between R1 and R2 the RWA 
   algorithm finds the following possible solutions: 

   +WL  + Path          + 
   | WL1| L1 L3 L5 L8   | 
   | WL1| L1 L3 L5 L9   | 
   | WL2| L2 L4 L6 L7 L8| 
   | WL2| L2 L4 L6 L7 L9| 
   | WL2| L2 L4 L6 L10  | 
    

   Assume now that the RWA chooses WL1 and the Path L1 L3 L5 L8 for the 
   requested LSP. 

   Next, another LSP is signaled from R1 to R2. Given the established 
   LSP using WL1, the following table shows the available paths: 

   +WL  + Path          + 
   | WL2| L2 L4 L6 L7 L9| 
   | WL2| L2 L4 L6 L10  |  

   Assume now that the RWA chooses WL2 and the path L2 L4 L6 L7 L9 for 
   the establishment of the new LSP. 

   Faced with another LSP request -this time from R2 to R3 - can not be 
   fulfilled since the only four possible paths (starting at L8 and L9) 
   are already in use. 

   5.3. Resource Optimization 

   The preceding example gives rise to another use case: The 
   optimization of network resources. Optimization can be achieved on a 
   number of layers (e.g. through electrical or optical multiplexing of 
     

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   client signals) or by re-optimizing the solutions found by the RWA 
   algorithm. 

   Given the above example again, assume that the RWA algorithm should 
   find a path between R2 and R3. The only possible path to reach R3 
   from R2 needs to use L9. L9 however is blocked by one of the LSPs 
   from R1.  

   5.4. Support for Rerouting 

   It is also envisioned that the extensions to GMPLS and PCE support 
   rerouting of wavelengths in case of failures. 

   Assume for this discussion that the only two LSPs in use in the 
   system are: 

   LSP1: WL1 L1 L3 L5 L8 

   LSP2: WL2 L2 L4 L6 L7 L9 

   Assume furthermore that the link L5 fails. The RWA can now find the 
   following alternate path and and establish that path: 

   R1 -> N7 -> R2 

   Level 3 regeneration will take place at N7, so that the complete path 
   looks like this: 

   R1 -> L2 L4 L6 L11 L13 -> O1 -> L14 L16 L15 L12 L9 -> R2 

   5.5. Electro-Optical Networking Scenarios 

   In the following we look at various networking scenarios involving 
   regenerators, OEO switches and wavelength converters. We group these 
   scenarios roughly by type and number of extensions to the GMPLS 
   control plane that would be required. 

      5.5.1. Fixed Regeneration Points 

   In the simplest networking scenario involving regenerators, the 
   regeneration is associated with a WDM link or entire node and is not 
   optional, i.e., all signals traversing the link or node will be 
   regenerated. This includes OEO switches since they provide 
   regeneration on every port. 

   There maybe input constraints and output constraints on the 
   regenerators. Hence the path selection process will need to know from 
   an IGP or other means the regenerator constraints so that it can 
     

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   choose a compatible path. For impairment aware routing and wavelength 
   assignment (IA-RWA) the path selection process will also need to know 
   which links/nodes provide regeneration. Even for "regular" RWA, this 
   regeneration information is useful since wavelength converters 
   typically perform regeneration and the wavelength continuity 
   constraint can be relaxed at such a point. 

   Signaling does not need to be enhanced to include this scenario since 
   there are no reconfigurable regenerator options on input, output or 
   with respect to processing. 

      5.5.2. Shared Regeneration Pools 

   In this scenario there are nodes with shared regenerator pools within 
   the network in addition to fixed regenerators of the previous 
   scenario. These regenerators are shared within a node and their 
   application to a signal is optional. There are no reconfigurable 
   options on either input or output. The only processing option is to 
   "regenerate" a particular signal or not. 

   Regenerator information in this case is used in path computation to 
   select a path that ensures signal compatibility and IA-RWA criteria. 

   To setup an LSP that utilizes a regenerator from a node with a shared 
   regenerator pool we need to be able to indicate that regeneration is 
   to take place at that particular node along the signal path. Such a 
   capability currently does not exist in GMPLS signaling.  

      5.5.3. Reconfigurable Regenerators 

   In this scenario we have regenerators that require configuration 
   prior to use on an optical signal. We discussed previously that this 
   could be due to a regenerator that must be configured to accept 
   signals with different characteristics, for regenerators with a 
   selection of output attributes, or for regenerators with additional 
   optional processing capabilities.  

   As in the previous scenarios we will need information concerning 
   regenerator properties for selection of compatible paths and for IA-
   RWA computations. In addition during LSP setup we need to be able 
   configure regenerator options at a particular node along the path. 
   Such a capability currently does not exist in GMPLS signaling. 

      5.5.4. Relation to Translucent Networks 

   In the literature, networks that contain both transparent network 
   elements such as reconfigurable optical add drop multiplexers 
   (ROADMs) and electro-optical network elements such regenerators or 
     

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   OEO switches are frequently referred to as Translucent optical 
   networks [Trans07]. Earlier work suggesting GMPLS extensions for 
   translucent optical networks can be found in [Yang05] while a more 
   comprehensive evaluation of differing GMPLS control plane approaches 
   to translucent networks can be found in [Sambo09]. 

   Three main types of translucent optical networks have been discussed: 

   4. Transparent "islands" surrounded by regenerators. This is 
      frequently seen when transitioning from a metro optical sub-
      network to a long haul optical sub-network. 

   5. Mostly transparent networks with a limited number of OEO 
      ("opaque") nodes strategically placed. This takes advantage of the 
      inherent regeneration capabilities of OEO switches. In the 
      planning of such networks one has to determine the optimal 
      placement of the OEO switches [Sen08]. 

   6. Mostly transparent networks with a limited number of optical 
      switching nodes with "shared regenerator pools" that can be 
      optionally applied to signals passing through these switches. 
      These switches are sometimes called translucent nodes.  

   All three of these types of translucent networks fit within either 
   the networking scenarios of sections 5.5.1. and 5.5.2.  above. And 
   hence, can be accommodated by the GMPLS extensions suggested in this 
   document.  

6. GMPLS & PCE Implications 

   The presence and amount of wavelength conversion available at a 
   wavelength switching interface has an impact on the information that 
   needs to be transferred by the control plane (GMPLS) and the PCE 
   architecture. Current GMPLS and PCE standards can address the full 
   wavelength conversion case so the following will only address the 
   limited and no wavelength conversion cases. 

   6.1. Implications for GMPLS signaling 

   Basic support for WSON signaling already exists in GMPLS with the 
   lambda (value 9) LSP encoding type [RFC3471], or for G.709 compatible 
   optical channels, the LSP encoding type (value = 13) "G.709 Optical 
   Channel" from [RFC4328]. However a number of practical issues arise 
   in the identification of wavelengths and signals, and distributed 
   wavelength assignment processes which are discussed below.  



     

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      6.1.1. Identifying Wavelengths and Signals 

   As previously stated a global fixed mapping between wavelengths and 
   labels simplifies the characterization of WDM links and WSON devices. 
   Furthermore such a mapping as described in [Otani] eases 
   communication between PCE and WSON PCCs. 

      6.1.2. WSON Signals and Network Element Processing 

   We saw in section 3.3.2. 3.3.2. that a WSON signal at any point along 
   its path can be characterized by the (a) modulation format, (b) FEC, 
   (c) wavelength, (d)bit rate, and (d)G-PID.  

   Currently G-PID, wavelength (via labels), and bit rate (via bandwidth 
   encoding) are supported in [RFC3471] and [RFC3473]. These RFCs can 
   accommodate the wavelength changing at any node along the LSP and can 
   thus provide explicit control of wavelength converters. 

   In the fixed regeneration point scenario (section 5.5.1. ) no 
   enhancements are required to signaling since there are no additional 
   configuration options for the LSP at a node. 

   In the case of shared regeneration pools (section 5.5.2. ) we need to 
   be able to indicate to a node that it should perform regeneration on 
   a particular signal. Viewed another way, for an LSP we want to 
   specify that certain nodes along the path perform regeneration.  Such 
   a capability currently does not exist in GMPLS signaling. 

   The case of configurable regenerators (section 5.5.3. ) is very 
   similar to the previous except that now there are potentially many 
   more items that we may want to configure on a per node basis for an 
   LSP.  

   Note that the techniques of [RFC5420] which allow for additional LSP 
   attributes and their recording in an RRO object could be extended to 
   allow for additional LSP attributes in an ERO. This could allow one 
   to indicate where optional 3R regeneration should take place along a 
   path, any modification of LSP attributes such as modulation format, 
   or any enhance processing such as performance monitoring. 

      6.1.3. Combined RWA/Separate Routing WA support 

   In either the combined RWA or separate routing WA cases, the node 
   initiating the signaling will have a route from the source to 
   destination along with the wavelengths (generalized labels) to be 
   used along portions of the path. Current GMPLS signaling supports an 
   explicit route object (ERO) and within an ERO an ERO Label subobject 
   can be use to indicate the wavelength to be used at a particular 
     

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   node. In case the local label map approach is used the label sub-
   object entry in the ERO has to be translated appropriately. 

      6.1.4. Distributed Wavelength Assignment: Unidirectional, No 
         Converters 

   GMPLS signaling for a uni-directional lightpath LSP allows for the 
   use of a label set object in the RSVP-TE path message. The processing 
   of the label set object to take the intersection of available lambdas 
   along a path can be performed resulting in the set of available 
   lambda being known to the destination that can then use a wavelength 
   selection algorithm to choose a lambda.  

      6.1.5. Distributed Wavelength Assignment: Unidirectional, Limited 
         Converters 

   The previous outlined the case with no wavelength converters. In the 
   case of wavelength converters, nodes with wavelength converters would 
   need to make the decision as to whether to perform conversion. One 
   indicator for this would be that the set of available wavelengths 
   which is obtained via the intersection of the incoming label set and 
   the egress links available wavelengths is either null or deemed too 
   small to permit successful completion. 

   At this point the node would need to remember that it will apply 
   wavelength conversion and will be responsible for assigning the 
   wavelength on the previous lambda-contiguous segment when the RSVP-TE 
   RESV message passes by. The node will pass on an enlarged label set 
   reflecting only the limitations of the wavelength converter and the 
   egress link. The record route option in RVSP-TE signaling can be used 
   to show where wavelength conversion has taken place. 

      6.1.6. Distributed Wavelength Assignment: Bidirectional, No 
         Converters 

   There are potential issues in the case of a bi-directional lightpath 
   which requires the use of the same lambda in both directions. We can 
   try to use the above procedure to determine the available 
   bidirectional lambda set if we use the interpretation that the 
   available label set is available in both directions. However, a 
   problem, arises in that bidirectional LSPs setup, according to 
   [RFC3471] section 4.1, is indicated by the presence of an upstream 
   label in the path message.  

   However, until the intersection of the available label sets is 
   obtained, e.g., at the destination node and the wavelength assignment 
   algorithm has been run the upstream label information will not be 
   available. Hence currently distributed wavelength assignment with 
     

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   bidirectional lightpaths is not supported. 
    

   6.2. Implications for GMPLS Routing 

   GMPLS routing [RFC4202] currently defines an interface capability 
   descriptor for "lambda switch capable" (LSC) which we can use to 
   describe the interfaces on a ROADM or other type of wavelength 
   selective switch. In addition to the topology information typically 
   conveyed via an IGP, we would need to convey the following subsystem 
   properties to minimally characterize a WSON: 

  1. WDM Link properties (allowed wavelengths). 

  2. Laser Transmitters (wavelength range). 

  3. ROADM/FOADM properties (connectivity matrix, port wavelength 
     restrictions). 

  4. Wavelength Converter properties (per network element, may change if 
     a common limited shared pool is used). 

   This information is modeled in detail in [WSON-Info] and a compact 
   encoding is given in [WSON-Encode]. 

      6.2.1. Electro-Optical Element Signal Compatibility  

   In network scenarios where signal compatibility is a concern we need 
   to add parameters to our existing node and link models to take into 
   account electro-optical input constraints, output constraints, and 
   the signal processing capabilities of a NE in path computations. 

   Input Constraints: 

  1. Permitted optical tributary signal classes: A list of optical 
     tributary signal classes that can be processed by this network 
     element or carried over this link. [configuration type] 
  2. Acceptable FEC codes [configuration type] 
  3. Acceptable Bit Rate Set: A list of specific bit rates or bit rate 
     ranges that the device can accommodate. Coarse bit rate info is 
     included with the optical tributary signal class restrictions. 
  4. Acceptable G-PID list: A list of G-PIDs corresponding to the 
     "client" digital streams that is compatible with this device. 
    



     

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   Note that since the bit rate of the signal does not change over the 
   LSP. We can make this an LSP parameter and hence this information 
   would be available for any NE that needs to use it for configuration. 
   Hence we do not need "configuration type" for the NE with respect to 
   bit rate. 

   Output Constraints: 

   1. Output modulation: (a)same as input, (b) list of available types 

   2. FEC options: (a) same as input, (b) list of available codes 

   Processing Capabilities: 

   1. Regeneration: (a) 1R, (b) 2R, (c) 3R, (d)list of selectable 
      regeneration types 

   2. Fault and Performance Monitoring (a)GPID particular capabilities 
      TBD, (b) optical performance monitoring capabilities TBD. 

   Note that such parameters could be specified on an (a) Network 
   element wide basis, (b) a per port basis, (c) on a per regenerator 
   basis.  Typically such information has been on a per port basis, 
   e.g., the GMPLS interface switching capability descriptor [RFC4202]. 

      6.2.2. Wavelength-Specific Availability Information 

   For wavelength assignment we need to know which specific wavelengths 
   are available and which are occupied if we are going to run a 
   combined RWA process or separate WA process as discussed in sections 
   4.1.1. 4.1.2.  This is currently not possible with GMPLS routing 
   extensions.  

   In the routing extensions for GMPLS [RFC4202], requirements for 
   layer-specific TE attributes are discussed. The RWA problem for 
   optical networks without wavelength converters imposes an additional 
   requirement for the lambda (or optical channel) layer: that of 
   knowing which specific wavelengths are in use. Note that current 
   dense WDM (DWDM) systems range from 16 channels to 128 channels with 
   advanced laboratory systems with as many as 300 channels. Given these 
   channel limitations and if we take the approach of a global 
   wavelength to label mapping or furnishing the local mappings to the 
   PCEs then representing the use of wavelengths via a simple bit-map is 
   feasible [WSON-Encode].  




     

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      6.2.3. WSON Routing Information Summary 

   The following table summarizes the WSON information that could be 
   conveyed via GMPLS routing and attempts to classify that information 
   as to its static or dynamic nature and whether that information would 
   tend to be associated with either a link or a node. 

    

      Information                         Static/Dynamic       Node/Link 
      ------------------------------------------------------------------ 
      Connectivity matrix                 Static               Node 
      Per port wavelength restrictions    Static               Node(1) 
      WDM link (fiber) lambda ranges      Static               Link 
      WDM link channel spacing            Static               Link 
      Laser Transmitter range             Static               Link(2) 
      Wavelength conversion capabilities  Static(3)            Node 
      Maximum bandwidth per Wavelength    Static               Link 
      Wavelength Availability             Dynamic(4)           Link 
      Signal Compatibility & Processing   Static/Dynamic       Node 
    
   Notes: 

   1. These are the per port wavelength restrictions of an optical 
      device such as a ROADM and are independent of any optical 
      constraints imposed by a fiber link. 

   2. This could also be viewed as a node capability. 

   3. This could be dynamic in the case of a limited pool of converters 
      where the number available can change with connection 
      establishment. Note we may want to include regeneration 
      capabilities here since OEO converters are also regenerators. 

   4. Not necessarily needed in the case of distributed wavelength 
      assignment via signaling. 

    

   While the full complement of the information from the previous table 
   is needed in the Combined RWA and the separate Routing and WA 
   architectures, in the case of Routing + distribute WA via signaling 
   we only need the following information: 





     

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      Information                         Static/Dynamic       Node/Link 
      ------------------------------------------------------------------ 
      Connectivity matrix                 Static               Node 
      Wavelength conversion capabilities  Static(3)            Node 
    

   Information models and compact encodings for this information is 
   provided in [WSON-Info], [Gen-Encode] and [WSON-Encode]. 

    
    
   6.3. Optical Path Computation and Implications for PCE 

   As previously noted the RWA problem can be computationally intensive 
   [HZang00]. Such computationally intensive path computations and 
   optimizations were part of the impetus for the PCE (path computation 
   element) architecture. 

   As the PCEP defines the procedures necessary to support both 
   sequential [RFC5440] and global concurrent path computations 
   [RFC5557], PCE is well positioned to support WSON-enabled RWA 
   computation with some protocol enhancement.  

   Implications for PCE generally fall into two main categories: (a) 
   lightpath constraints and characteristics, (b) computation 
   architectures. 

      6.3.1. Lightpath Constraints and Characteristics 

   For the varying degrees of optimization that may be encountered in a 
   network the following models of bulk and sequential lightpath 
   requests are encountered: 

   o  Batch optimization, multiple lightpaths requested at one time.  

   o  Lightpath(s) and backup lightpath(s) requested at one time. 

   o  Single lightpath requested at a time.  

   PCEP and PCE-GCO can be readily enhanced to support all of the 
   potential models of RWA computation.  

   Lightpath constraints include: 

   o  Bidirectional Assignment of wavelengths 

   o  Possible simultaneous assignment of wavelength to primary and 
      backup paths.  
     

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   o  Tuning range constraint on optical transmitter. 

      6.3.2. Electro-Optical Element Signal Compatibility  

   When requesting a path computation to PCE, the PCC should be able to 
   indicate the following: 

   o  The GPID type of an LSP  

   o  The signal attributes at the transmitter (at the source): (i) 
      modulation type; (ii) FEC type 

   o  The signal attributes at the receiver (at the sink): (i) 
      modulation type; (ii) FEC type 

   The PCE should be able to respond to the PCC with the following: 

   o  The conformity of the requested optical characteristics associated 
      with the resulting LSP with the source, sink and NE along the LSP.  

   o  Additional LSP attributes modified along the path (e.g., 
      modulation format change, etc.)  

    

      6.3.3. Discovery of RWA Capable PCEs 

   The algorithms and network information needed for solving the RWA are 
   somewhat specialized and computationally intensive hence not all PCEs 
   within a domain would necessarily need or want this capability.  
   Hence, it would be useful via the mechanisms being established for 
   PCE discovery [RFC5088] to indicate that a PCE has the ability to 
   deal with the RWA problem. Reference [RFC5088] indicates that a sub-
   TLV could be allocated for this purpose. 

   Recent progress on objective functions in PCE [RFC5541] would allow 
   the operators to flexibly request differing objective functions per 
   their need and applications. For instance, this would allow the 
   operator to choose an objective function that minimizes the total 
   network cost associated with setting up a set of paths concurrently. 
   This would also allow operators to choose an objective function that 
   results in a most evenly distributed link utilization.  

   This implies that PCEP would easily accommodate wavelength selection 
   algorithm in its objective function to be able to optimize the path 
   computation from the perspective of wavelength assignment if chosen 
   by the operators.  

     

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7. Security Considerations 

   This document has no requirement for a change to the security models 
   within GMPLS and associated protocols. That is the OSPF-TE, RSVP-TE, 
   and PCEP security models could be operated unchanged.  
    
   However satisfying the requirements for RWA using the existing 
   protocols may significantly affect the loading of those protocols. 
   This makes the operation of the network more vulnerable to denial of 
   service attacks. Therefore additional care maybe required to ensure 
   that the protocols are secure in the WSON environment.  
    
   Furthermore the additional information distributed in order to 
   address the RWA problem represents a disclosure of network 
   capabilities that an operator may wish to keep private. Consideration 
   should be given to securing this information.  

8. IANA Considerations 

   This document makes no request for IANA actions. 

9. Acknowledgments 

   The authors would like to thank Adrian Farrel for many helpful 
   comments that greatly improved the contents of this draft. 

   This document was prepared using 2-Word-v2.0.template.dot. 





















     

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10. References 

   10.1. Normative References 

   [RFC3471] Berger, L., "Generalized Multi-Protocol Label Switching 
             (GMPLS) Signaling Functional Description", RFC 3471, 
             January 2003. 

   [RFC3473] Berger, L., Ed., "Generalized Multi-Protocol Label 
             Switching (GMPLS) Signaling Resource ReserVation Protocol-
             Traffic Engineering (RSVP-TE) Extensions", RFC 3473, 
             January 2003. 

   [RFC4202] Kompella, K. and Y. Rekhter, "Routing Extensions in Support 
             of Generalized Multi-Protocol Label Switching (GMPLS)", RFC 
             4202, October 2005. 

   [RFC4328] Papadimitriou, D., "Generalized Multi-Protocol Label 
             Switching (GMPLS) Signaling Extensions for G.709 Optical 
             Transport Networks Control", RFC 4328, January 2006. 

   [G.694.1] ITU-T Recommendation G.694.1, "Spectral grids for WDM 
             applications: DWDM frequency grid", June, 2002. 

   [RFC5088] J.L. Le Roux, J.P. Vasseur, Yuichi Ikejiri, and Raymond 
             Zhang, "OSPF protocol extensions for Path Computation 
             Element (PCE) Discovery", January 2008. 

   [RFC5212] Shiomoto, K., Papadimitriou, D., Le Roux, JL., Vigoureux, 
             M., and D. Brungard, "Requirements for GMPLS-Based Multi-
             Region and Multi-Layer Networks (MRN/MLN)", RFC 5212, July 
             2008. 

   [RFC5557] Y. Lee, J.L. Le Roux, D. King, and E. Oki, "Path 
             Computation Element Communication Protocol (PCECP) 
             Requirements and Protocol Extensions In Support of Global 
             Concurrent Optimization", RFC 5557, July 2009. 

   [RFC5420] Farrel, A., Ed., Papadimitriou, D., Vasseur, JP., and A. 
             Ayyangarps, "Encoding of Attributes for MPLS LSP 
             Establishment Using Resource Reservation Protocol Traffic 
             Engineering (RSVP-TE)", RFC 5420, February 2009. 

   [RFC5440] J.P. Vasseur and J.L. Le Roux (Editors), "Path Computation 
             Element (PCE) Communication Protocol (PCEP)", RFC 5440, May 
             2009.  


     

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   [RFC5541] J.L. Le Roux, J.P. Vasseur, and Y. Lee, "Encoding of 
             Objective Functions in Path Computation Element (PCE) 
             communication and discovery protocols", RFC 5541, July 
             2009. 

   [WSON-Compat]  G. Bernstein, Y. Lee, B. Mack-Crane, "WSON Signal 
             Characteristics and Network Element Compatibility 
             Constraints for GMPLS", draft-bernstein-ccamp-wson-
             compatibility, work in progress.  

   [WSON-Encode]  G. Bernstein, Y. Lee, D. Li, and W. Imajuku, "Routing 
             and Wavelength Assignment Information Encoding for 
             Wavelength Switched Optical Networks", draft-ietf-ccamp-
             wson-encode, work in progress.  

   [Gen-Encode] G. Bernstein, Y. Lee, D. Li, and W. Imajuku, "General 
             Network Element Constraint Encoding for GMPLS Controlled 
             Networks", draft-ietf-ccamp-general-constraint-encode, work 
             in progress. 

   [WSON-Imp]  Y. Lee, G. Bernstein, D. Li, G. Martinelli, "A Framework 
             for the Control of Wavelength Switched Optical Networks 
             (WSON) with Impairments", draft-ietf-ccamp-wson-
             impairments, work in progress.  

   [WSON-Info] Y. Lee, G. Bernstein, D. Li, W. Imajuku, "Routing and 
             Wavelength Assignment Information for Wavelength Switched 
             Optical Networks", draft-bernstein-ccamp-wson-info, work in 
             progress 

    

   10.2. Informative References 

   [HZang00] H. Zang, J. Jue and B. Mukherjeee, "A review of routing and 
             wavelength assignment approaches for wavelength-routed 
             optical WDM networks", Optical Networks Magazine, January 
             2000. 

   [Coldren04]    Larry A. Coldren, G. A. Fish, Y. Akulova, J. S. 
             Barton, L. Johansson and C. W. Coldren, "Tunable 
             Seiconductor Lasers: A Tutorial", Journal of Lightwave 
             Technology, vol. 22, no. 1, pp. 193-202, January 2004. 

   [Chu03]   Xiaowen Chu, Bo Li and Chlamtac I, "Wavelength converter 
             placement under different RWA algorithms in wavelength-
             routed all-optical networks", IEEE Transactions on 
             Communications, vol. 51, no. 4, pp. 607-617, April 2003. 
     

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   [Buus06]    Jens Buus EJM, "Tunable Lasers in Optical Networks", 
             Journal of Lightware Technology, vol. 24, no. 1, pp. 5-11, 
             January 2006. 

   [Basch06] E. Bert Bash, Roman Egorov, Steven Gringeri and Stuart 
             Elby, "Architectural Tradeoffs for Reconfigurable Dense 
             Wavelength-Division Multiplexing Systems", IEEE Journal of 
             Selected Topics in Quantum Electronics, vol. 12, no. 4, pp. 
             615-626, July/August 2006. 

   [Otani]  T. Otani, H. Guo, K. Miyazaki, D. Caviglia, "Generalized 
             Labels of Lambda-Switching Capable Label Switching Routers 
             (LSR)", work in progress: draft-otani-ccamp-gmpls-g-694-
             lambda-labels, work in progress. 

   [Winzer06]    Peter J. Winzer and Rene-Jean Essiambre, "Advanced 
             Optical Modulation Formats", Proceedings of the IEEE, vol. 
             94, no. 5, pp. 952-985, May 2006. 

   [G.652] ITU-T Recommendation G.652, Characteristics of a single-mode 
             optical fibre and cable, June 2005.  

   [G.653] ITU-T Recommendation G.653, Characteristics of a dispersion-
             shifted single-mode optical fibre and cable, December 2006. 

   [G.654] ITU-T Recommendation G.654, Characteristics of a cut-off 
             shifted single-mode optical fibre and cable, December 2006. 

   [G.655] ITU-T Recommendation G.655, Characteristics of a non-zero 
             dispersion-shifted single-mode optical fibre and cable, 
             March 2006. 

   [G.656] ITU-T Recommendation G.656, Characteristics of a fibre and 
             cable with non-zero dispersion for wideband optical 
             transport, December 2006. 

   [G.671]  ITU-T Recommendation G.671, Transmission characteristics of 
             optical components and subsystems, January 2005. 

   [G.872]  ITU-T Recommendation G.872, Architecture of optical 
             transport networks, November 2001. 

   [G.959.1] ITU-T Recommendation G.959.1, Optical Transport Network 
             Physical Layer Interfaces, March 2006. 

   [G.694.1] ITU-T Recommendation G.694.1, Spectral grids for WDM 
             applications: DWDM frequency grid, June 2002. 

     

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   [G.694.2] ITU-T Recommendation G.694.2, Spectral grids for WDM 
             applications: CWDM wavelength grid, December 2003. 

   [G.Sup39] ITU-T Series G Supplement 39, Optical system design and 
             engineering considerations, February 2006. 

   [G.Sup43] ITU-T Series G Supplement 43, Transport of IEEE 10G base-R 
             in optical transport networks (OTN), November 2006. 

   [Imajuku] W. Imajuku, Y. Sone, I. Nishioka, S. Seno, "Routing 
             Extensions to Support Network Elements with Switching 
             Constraint", work in progress: draft-imajuku-ccamp-rtg-
             switching-constraint. 

   [Ozdaglar03]   Asuman E. Ozdaglar and Dimitri P. Bertsekas, "Routing 
             and wavelength assignment in optical networks," IEEE/ACM 
             Transactions on Networking,  vol. 11, 2003, pp. 259 -272. 

   [Sambo09] N. Sambo, N. Andriolli, A. Giorgetti, L. Valcarenghi, I. 
             Cerutti, P. Castoldi, and F. Cugini, "GMPLS-controlled 
             dynamic translucent optical networks," Network, IEEE,  vol. 
             23, 2009, pp. 34-40.  

   [Sen08] A. Sen, S. Murthy, and S. Bandyopadhyay, "On Sparse Placement 
             of Regenerator Nodes in Translucent Optical Network," 
             Global Telecommunications Conference, 2008. IEEE GLOBECOM 
             2008. IEEE, 2008, pp. 1-6. 

   [Trans07] Gangxiang Shen and Rodney S. Tucker, "Translucent optical 
             networks: the way forward [Topics in Optical 
             Communications]," Communications Magazine, IEEE,  vol. 45, 
             2007, pp. 48-54. 

   [Yang05]  Xi Yang and B. Ramamurthy, "Dynamic routing in translucent 
             WDM optical networks: the intradomain case," Lightwave 
             Technology, Journal of,  vol. 23, 2005, pp. 955-971. 












     

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11. Contributors 

   Snigdho Bardalai 
   Fujitsu 
   Email: Snigdho.Bardalai@us.fujitsu.com 
    
   Diego Caviglia  
   Ericsson 
   Via A. Negrone 1/A 16153 
   Genoa Italy 
    
   Phone: +39 010 600 3736 
   Email: diego.caviglia@(marconi.com, ericsson.com) 
    
   Daniel King 
   Old Dog Consulting 
   UK 
   Aria Networks 
   Email: daniel@olddog.co.uk 
    
    
   Itaru Nishioka 
   NEC Corp. 
   1753 Simonumabe, Nakahara-ku, Kawasaki, Kanagawa 211-8666 
   Japan 
   Phone: +81 44 396 3287 
   Email: i-nishioka@cb.jp.nec.com 
    
   Lyndon Ong 
   Ciena 
   Email: Lyong@Ciena.com 
    
   Pierre Peloso 
   Alcatel-Lucent 
   Route de Villejust - 91620 Nozay - France 
   Email: pierre.peloso@alcatel-lucent.fr 
    
   Jonathan Sadler 
   Tellabs 
   Email: Jonathan.Sadler@tellabs.com 
    
   Dirk Schroetter 
   Cisco 
   Email: dschroet@cisco.com 
    
   Jonas Martensson 
   Acreo 
   Electrum 236 
     

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   16440 Kista, Sweden 
   Email:Jonas.Martensson@acreo.se 
    
    
    
Author's Addresses 

   Greg M. Bernstein (ed.) 
   Grotto Networking 
   Fremont California, USA 
       
   Phone: (510) 573-2237 
   Email: gregb@grotto-networking.com 
    

   Young Lee (ed.) 
   Huawei Technologies 
   1700 Alma Drive, Suite 100 
   Plano, TX 75075 
   USA 
    
   Phone: (972) 509-5599 (x2240) 
   Email: ylee@huawei.com 
    
    
   Wataru Imajuku 
   NTT Network Innovation Labs 
   1-1 Hikari-no-oka, Yokosuka, Kanagawa 
   Japan 
    
   Phone: +81-(46) 859-4315 
   Email: imajuku.wataru@lab.ntt.co.jp 
    
    
 

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   claimed to pertain to the implementation or use of the technology 
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   Copies of Intellectual Property disclosures made to the IETF 
   Secretariat and any assurances of licenses to be made available, or 
     

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   the result of an attempt made to obtain a general license or 
   permission for the use of such proprietary rights by implementers or 
   users of this specification can be obtained from the IETF on-line IPR 
   repository at http://www.ietf.org/ipr 

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   Bernstein and Lee Expires October 5, 2010 [Page 55] 

PAFTECH AB 2003-20262026-04-23 05:59:47