One document matched: draft-ietf-asid-ldapv3ext-01.txt

Differences from draft-ietf-asid-ldapv3ext-00.txt


Expires in six months from                              10 September 1996
Intended Category: Standards Track


                   Lightweight Directory Access Protocol:
                  Extensions for Dynamic Directory Services
                    <draft-ietf-asid-ldapv3ext-01.txt>

1. Status of this Memo

This document is an Internet-Draft.  Internet-Drafts are working 
documents of the Internet Engineering Task Force (IETF), its areas, and
its working groups.  Note that other groups may also distribute working
documents as Internet-Drafts.
 
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time.  It is inappropriate to use Internet-Drafts as reference material
or to cite them other than as "work in progress."
 
To learn the current status of any Internet-Draft, please check the
"1id-abstracts.txt" listing  contained in the Internet-Drafts Shadow
Directories on ds.internic.net (US East Coast), nic.nordu.net (Europe),
ftp.isi.edu (US West Coast), or munnari.oz.au (Pacific Rim).

2. Abstract

This document defines the requirements for dynamic directory services
and specifies the format of request and response extended operations for
supporting client-server interoperation in a dynamic directories
environment.

The Lightweight Directory Access Protocol (LDAP) [1] supports
lightweight access to static directory services, allowing relatively
fast search and update access. Static directory services store
information about people that persists in its accuracy and value over
a long period of time. 
   
Dynamic directory services are different in that they store information
about people that only persists in its accuracy and value while people 
are online. Though the protocol operations and attributes used by
dynamic  directory services are similar to the ones used for static
directory services, clients that are bound to a dynamic directory
service need to periodically refresh their presence at the server to
keep directory entries from getting stale in the presence of client
application crashes.


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A flow control mechanism from the server is also described that allows
a server to inform clients how often they should refresh their presence.
   
3. Requirements

The protocol extensions must allow accessing dynamic directories in a
standard LDAP manner, to allow clients to access static and dynamic
directories in the same way. 

By nature of dynamic directories, entries are not persistent and clients
may go away gracefully or not. The proposed extensions must offer a 
way for server to tell if entries are still valid, and to do this in a 
way that will scale for a relatively large number of users. There also
must be a mechanism for clients to reestablish their entry with the
server.

Finally, to allow clients to broadly use the dynamic extensions, they
need to be registered as standard LDAP extended operations. 

4. Description of Approach

The Lightweight Directory Access Protocol (LDAP) [1] permits additional
operation requests and responses to be added to the protocol. The
support for dynamic directories takes advantage of these to establish
a mechanism to support dynamic directories which is fully integrated
with LDAP.

A dynamic entry is an object in the directory tree which has a time-to-live
associated with it.  This time-to-live is set when the entry is created.
The time-to-live is automatically decremented, and when it expires the
dynamic entry disappears.  By invoking the refresh extended operation
(defined below) to re-set the time-to-live, a client can cause the entry
to remain present a while longer.

A dynamic entry is created by including the objectClass value given in
section 6 in the list of attributes when adding an entry. This method
is subject to standard access control restrictions.

The extended operation covered here, allows a client to refresh a
dynamic entry by invoking at intervals refresh operations containing
that entry's name.  Dynamic entries will be treated the same as
non-dynamic entries when processing search, compare, add, delete,
modify and modifydn operations.  However if clients stop sending
refresh operations for an entry, then the server will automatically
and without notification remove that entry from the directory.
This removal will be treated the same as if the client had issued a
delete operation on that entry.

There is no way to change a static entry into a dynamic one and vice-
versa. If the client is using Modify with an objectClass of dynamicObject
on a static entry, the server must return a service error either
"objectClassModsProhibited" (if the server does not allow objectClass 


Yaacovi/Wahl/Settle/Genovese                                    [Page 2]
Internet Draft                Dynamic LDAP                September 1996


modifications at all) or "objectClassViolation" (if the server does allow
objectClass modifications in general). 

A dynamic entry may be removed by the client using the delete operation.
This operation will be subject to access control restrictions.

A non-dynamic entry cannot be added subordinate to a dynamic entry: the
server must return an appropriate update or service error if this is 
attempted.


5. Protocol Additions

5.1 Refresh Request

Refresh is a protocol operation sent by a client to tell the server that
the client is still alive and the directory entry is still accurate and 
valuable. The client sends a Refresh request periodically based on the 
value of the client refresh period (CRP). The server can request that 
the client change this value. As long as the server receives a Refresh
request within the timeout period, the directory entry is guaranteed
to persist on the server. Clients implementors should be aware that
since the intervening network between the client and server is 
unreliable, a Refresh request packet may be delayed or lost while in 
transit.  If this occurs, the entry may disappear, and the client will 
need to detect this and re-add the entry. 

A client may request this operation by transmitting an LDAP PDU containing
an ExtendedRequest. An LDAP ExtendedRequest is defined as follows:
 
         ExtendedRequest ::= [APPLICATION 23] SEQUENCE {
                 requestName             [0] LDAPOID,
                 requestValue            [1] OCTET STRING }
        
The requestName field must be set to the string
"1.3.6.1.4.1.1466.101.119.1".

The requestValue field will contain as a value the DER-encoding of the 
following ASN.1 data type:

        SEQUENCE {
                entryName  [0] LDAPDN,
                requestTtl [1] INTEGER
        }

The entryName field is the UTF-8 string representation of the name of the 
dynamic entry [3].  This entry must already exist.

The requestTtl is a time in seconds (between 1 and 31557600) that the 
client requests that the entry exists in the directory before it is 
automatically removed. Servers are not required to accept this value
and might return a different TTL value to the client. Clients must be


Yaacovi/Wahl/Settle/Genovese                                    [Page 3]
Internet Draft                Dynamic LDAP                September 1996


able to use this server-dictated value as their CRP.

5.2 Refresh Response

If a server implements this extension, then when the request is made it 
will return an LDAP PDU containing an ExtendedResponse. An LDAP 
ExtendedResponse is defined as follows:

        ExtendedResponse ::= [APPLICATION 24] SEQUENCE {      
                responseName            [0] LDAPOID OPTIONAL,
                response                [1] OCTET STRING OPTIONAL,
                standardResponse        [2] LDAPResult }
 
The responseName field contains the same string as that present in the
request.

The response field will contain as a value the DER-encoding of the
following ASN.1 data type:

        SEQUENCE {
                responseTtl [1] INTEGER
        }

The responseTtl field is the time in seconds which the server chooses
to have as the time-to-live field for that entry.  It must not be any 
smaller than that which the client requested, and it may be larger.
 
If the operation was successful, the errorCode field in the 
standardResponse part of an ExtendedResponse will be set to success.  

In case of an error, the responseTtl field will have the value 0,
and the errorCode field will contain an appropriate value, as follows:
If the entry named by entryName could not be located, the errorCode 
field will contain "noSuchObject".
If the entry is not dynamic, the errorCode field will contain
"objectClassViolation".
If the requestor does not have permission to refresh the entry,
the errorCode field will contain "insufficientAccessRights".
If the requestTtl field is too large, the errorCode field will contain
"sizeLimitExceeded".

If a server does not implement this extension, it will return an LDAP
PDU containing an ExtendedResponse, which contains only the
standardResponse element (the responseName and response elements
will be absent).  The LDAPResult element will indicate the protocolError 
result code.

This request is permitted to be invoked when LDAP is carried by a 
connectionless transport.

When using a connection-oriented transport, there is no requirement that 
this operation be on the same particular connection as any other.  A client


Yaacovi/Wahl/Settle/Genovese                                    [Page 4]
Internet Draft                Dynamic LDAP                September 1996


may open multiple connections, or close and then reopen a connection.

6. Schema Additions

All dynamic entries must have the dynamicObject value in their
objectClass attribute. This object class is defined as follows
(using the ObjectClassDescription notation of [2]):

( 1.3.6.1.4.1.1466.101.119.2 NAME 'dynamicObject'
  DESC 'This class, if present in an entry, indicates that this entry has
        a limited lifetime and may disappear automatically when its 
        time-to-live has reached 0.  There are no mandatory attributes of 
        this class, however if the client has not supplied a value for 
        the entryTtl attribute, the server will provide one.'
  SUP top AUXILIARY )  


Furthermore, the dynamic entry must have the following operational 
attribute. It is described using the AttributeTypeDescription notation
of [2]:

( 1.3.6.1.4.1.1466.101.119.3 NAME 'entryTtl'
  DESC 'This operational attribute is maintained by the server and appears
        to be present in every dynamic entry.  The attribute is not present
        when the entry does not contain the dynamicObject object class.
        The value of this attribute is the time in seconds that the entry
        will continue to exist before it disappears from the directory.  
        In the absence of intervening refresh operations, the values
        returned by reading the attribute in two successive searches
        are guaranteed to be nonincreasing.  The smallest permissible value 
        is 0, indicating that the entry may disappear without warning.
        The attribute is marked NO-USER-MODIFICATION since it may only be
        changed using the refresh operation.'
  SYNTAX 'Integer' SINGLE-VALUE NO-USER-MODIFICATION USAGE dSAOperation )


7. Client and Server Requirements

7.1 Client Requirements

Once a dynamic entry has been created, clients are responsible for 
invoking the refresh extended operation, in order to keep that entry
present in the directory. 

Clients must not expect that the entry will be present in the DIT after 
it has timed out, however it must not either require that the server 
remove the entry immediately (some servers may only process timing out
entries at intervals). If the client wishes to ensure the entry
does not exist it should issue a RemoveRequest for that entry.

Initially, a client needs to know how often it should send refresh
requests to the server. This value is defined as the CRP (Client Refresh


Yaacovi/Wahl/Settle/Genovese                                    [Page 5]
Internet Draft                Dynamic LDAP                September 1996


Period) and is set by the server based on the entryTtl. Since the
AddRequest is left unchanged and is not modified in this proposal to
return this value, a client must issue a Refresh extended operation
immediately after an Add that created a dynamic entry. The Refresh
Response will return the CRP (in responseTtl) to the client.

Clients must not refresh dynamic entries which they have not created.

Clients should always be ready to handle the case in which their entry
timed out. In such a case, the Refresh operation will fail with 
an error code such as noSuchObject, and the client is expected to
re-create its entry.

Clients should be prepared to experience refresh operations failing
with protocolError, even though the add and any previous refresh 
requests succeeded. This might happen if a proxy between the client
and the server goes down, and another proxy is used which does not
support the Refresh extended operation.


7.2 Server Requirements

Servers are responsible for removing dynamic entries when they time out.
Server are not required to do this immediately.
  
Servers must enforce the structural rules listed in above section 4.  

Servers must ensure that the operational attribute described in section 6
is present in dynamic entries.

Servers are permitted to check the authentication of the client invoking
a refresh extended operation, and only permit the operation if it
matches that of the client which created the dynamic entry. Servers may
permit anonymous users to refresh entries.

Servers may require that a client which attempts to create a dynamic entry
have remove permission for that entry.

Servers which implement this extension must have the OBJECT 
IDENTIFIERs, described above in section 5 for the request and response, 
present as values of the supportedExtension field in the root DSE.  They 
must also have as values in the attributeTypes and objectClasses attributes
of their subschema subentries, the AttributeTypeDescription and 
ObjectClassDescription from section 6.

8. Implementation issues

8.1 Storage of dynamic information

Dynamic information is expected to change very often. In addition, 
Refresh requests are expected to arrive at the server very often. 
Disk-based databases that static directory services often use are 


Yaacovi/Wahl/Settle/Genovese                                    [Page 6]
Internet Draft                Dynamic LDAP                September 1996


likely  inappropriate for storing dynamic information. We recommend
that server implementations store dynamic entries in memory sufficient
to avoid paging. This is not a requirement.

We expect LDAP servers to be able to store static and dynamic entries.
If an LDAP server does not support dynamic entries, it should respond
with an error code such as objectClassViolation

8.2 Client refresh behavior

In some cases, the client might not get a Refresh response. This
may happen as a result of a server crash after receiving the Refresh
request, the TCP/IP socket timing out in the connection case, or
the UDP packet getting lost in the connection-less case.

It is recommended that in such a case, the client will retry the 
Refresh operation immediately, and if this Refresh request does
not get a response as well, it will resort to its original Refresh
cycle, i.e. send a Refresh request at its Client Refresh Period
(CRP).


9. Localization
   
The are no localization issues for this extended operation.

10. Security Considerations

Security issues are not addressed in this document. Please note, though,
that anonymous clients are able to refresh entries which they did not
create.

11. Acknowledgements

Design ideas included in this document are based on those 
discussed in ASID and other IETF Working Groups. 

12. Authors Addresses

       Yoram Yaacovi
       Microsoft
       One Microsoft way
       Redmond, WA 98052
       USA

       Phone:  +1 206-936-9629
       EMail:  yoramy@microsoft.com

       Mark Wahl
       Critical Angle Inc.
       4815 W. Braker Lane #502-385
       Austin, TX 78759


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Internet Draft                Dynamic LDAP                September 1996


       USA

       EMail:  M.Wahl@critical-angle.com

       Kent Settle
       Microsoft
       One Microsoft way
       Redmond, WA 98052
       USA

       Phone:  +1 206-936-3027
       EMail:  kentse@microsoft.com


       Tony Genovese
       Microsoft
       One Microsoft way
       Redmond, WA 98052
       USA

       Phone:  +1 206-703-0852
       EMail:  tonyg@microsoft.com

13. Bibliography

[1] M.Wahl, T. Howes, S. Kille, "Lightweight Directory Access Protocol 
    (Version 3)". INTERNET DRAFT <draft-ietf-asid-ldapv3-protocol-01.txt>

[2] M.Wahl, A.Coulbeck, T. Howes, S. Kille, "Lightweight Directory Access
    Protocol Standard and Pilot Attributes". INTERNET DRAFT 
    <draft-ietf-asid-ldapv3-attributes-02.txt>

[3] M.Wahl, S.Kille, "Lightweight Directory Access Protocol UTF-8 String
    Representation of Distinguished Names". INTERNET DRAFT
    <draft-ietf-asid-ldapv3-dn-00.txt>


Expires on 10 March 1996.
















Yaacovi/Wahl/Settle/Genovese                                    [Page 8]


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