One document matched: draft-chiu-rmt-bb-track-00.txt



RMT Working Group                           D. M. Chiu/Sun Microsystems 
Internet Engineering Task Force                   B. Whetten/Consultant 
Category: Informational                    M. Kadansky/Sun Microsystems 
April 2003                                               S. J. Koh/ETRI 
Expires October 2003                                   G. Taskale/Tibco 
    
    
               Reliable Multicast Transport Building Block: 
                     Tree based ACK (TRACK) Mechanisms 
                                      
                     <draft-chiu-rmt-bb-track-00.txt> 
                                      
                                      
                                      
Status of this Memo 
 
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC 2026 [1]. 
 
   Internet-Drafts are valid for a maximum of six months and may be 
   updated, replaced, or obsoleted by other documents at any time.  It 
   is inappropriate to use Internet-Drafts as reference material or to 
   cite them other than as a "work in progress". 
    
   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt 
   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 
 
 
Abstract 
     
   This document describes the RMT Building Block for Tree-based ACK 
   (TRACK) mechanisms.  It contains functions relating to positive 
   acknowledgments and hierarchical tree construction and maintenance.  
   It might primarily be used as part of the TRACK Protocol 
   Instantiation.  It is also designed to be useful as part of overlay 
   multicast systems that wish to offer efficient confirmed delivery of 
   multicast messages.   
    
    
Conventions used in this document  
        
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",  
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this  
   document are to be interpreted as described in RFC 2119. 
    
    


 
 
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Table of Contents 
    
   1. Introduction...................................................3 
   2. Applicability Statement........................................7 
      2.1 Application Types..........................................8 
      2.2 Network Infrastructure.....................................8 
      2.3 Private and Public Networks................................8 
      2.4 Manual vs. Automatic Controls..............................9 
      2.5 Heterogeneous Networks.....................................9 
      2.6 Use of Network Infrastructure..............................9 
      2.7 Deployment Constraints.....................................9 
      2.8 Target Scalability.........................................9 
      2.9 Known Failure Modes.......................................10 
   3. Architecture Definition.......................................10 
      3.1 TRACK Entities............................................10 
      3.2 Basic Operation of the Protocol...........................13 
      3.3 Component Relationships...................................15 
   4. TRACK Functionality...........................................17 
      4.1 Hierarchical Session Creation and Maintenance.............17 
      4.2 Data Sessions.............................................24 
      4.3 Control Traffic Generation and Aggregation................28 
      4.4 Application Level Confirmed Delivery......................32 
      4.5 Distributed RTT Calculations..............................33 
      4.6 SNMP Support..............................................35 
      4.7 Late Join Semantics.......................................35 
   5. Message Types.................................................35 
   6. Global Configuration Variables, Constants, and Reason Codes...40 
      6.1 Global Configuration Variables............................40 
      6.2 Constants.................................................41 
      6.3 Reason Codes..............................................41 
   7. Security Considerations.......................................42 
   8. References....................................................42 
   Acknowledgments..................................................43 
   Author's Addresses...............................................44 
    
    
 











 
 
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1. Introduction 
 
   One of the protocol instantiations the RMT WG is chartered to create    
   is a TRee-based ACKnowledgement protocol (TRACK).  Rather than create 
   a set of monolithic protocol specifications, the RMT WG has chosen to 
   break the reliable multicast protocols into Building Blocks (BB) and 
   Protocol Instantiations (PI).  A Building Block is a specification of 
   the algorithms of a single component, with an abstract interface to 
   other BBs and PIs.  A PI combines a set of BBs, adds in the 
   additional required functionality not specified in any BB, and 
   specifies the specific instantiation of the protocol. For more 
   information, see the Reliable Multicast Transport Building Blocks and 
   Reliable Multicast Design Space documents [3][4].  
         
   As specified in [3], there are two primary reliability requirements 
   for a transport protocol, ensuring goodput, and confirming delivery 
   to the Sender.  The NORM and ALC PIs are responsible solely for 
   ensuring goodput.  TRACK is designed to offer application level 
   confirmed delivery, aggregation of control traffic and Receiver 
   statistics, local recovery, automatic tree building, and enhanced 
   flow and congestion control.    
        
   Whereas the NORM [8] and ALC [6] PIs run only over other building 
   blocks, the TRACK PI has a more difficult integration task.  To run 
   in conjunction with NORM, it must either re-implement the 
   functionality in the NORM PI, or integrate directly with the NORM PI.  
   In addition, in order to have reasonable commercial applicability, 
   TRACK needs to be able to run over other protocols in addition to 
   NORM.  To meet both of these challenges, the TRACK PI is designed to 
   integrate with other transport layer protocols, including NORM, PGM 
   [9], ALC, UDP [16], or an overlay multicast system.  In order to 
   accomplish this, there can be multiple TRACK PIs, one for each 
   transport protocol it is specified to integrate with.  The vast 
   majority of the protocol functionality exists in this document, the 
   TRACK BB, which in turn references the automatic tree building block 
   [10].   
    
   TRACK is organized around a Data Channel and a Control Channel.  The 
   Data Channel is responsible for multicast data from the Sender to all 
   other nodes in a TRACK session.  In order to integrate with NORM and 
   other goodput-ensuring transport protocols, these protocols are used 
   as the Data Channel for a given Data Session.  This Data Channel MAY 
   also provide congestion control.  Otherwise, congestion control MUST 
   be provided by the TRACK PI, through using the TFMCC or other 
   approved congestion control building block.   
    
   This document describes the TRACK Building Block.  It contains 
   functions relating to positive acknowledgments and hierarchical tree 
   construction and maintenance.  While named as a building block, this 

 
 
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   document describes more functionality than the PI documents.  With 
   the exception of congestion control, almost all of the functionality 
   is encapsulated in this document or the BBs it references.  The TRACK 
   PIs are then primarily responsible for instantiating packet formats 
   in conjunction with the other transport protocols it uses as its Data 
   Channel.  
        
   The TRACK BB assumes that there is an Automatic Tree Building BB [10] 
   which provides the list of parents (known as Service Nodes within the 
   Tree BB) each node should join to.  If Receivers are used that may 
   also serve as Repair Heads, the TRACK BB assumes the Auto Tree BB is 
   also responsible for selecting the role of each Receiver as either 
   Receiver or Repair Head.  However, the TRACK BB may specify that a 
   particular node may not operate as a Repair Head.    
        
   The TRACK BB also assumes that a separate session advertisement 
   protocol notifies the Receivers as to when to join a session, the 
   data multicast address for the session, and the control parameters 
   for the session.  This functionality MAY be provided in a TRACK PI 
   document.  
        
   The TRACK BB provides the following detailed functionality.  
        
   A. Hierarchical Session Creation and Maintenance   
       
        This set of functionality is responsible for creating and 
        maintaining (but not configuring) a hierarchical tree of Repair 
        Heads and Receivers.    
    
      o Bind.  When a child knows the parent it wishes to join to for a 
        given Data Session, it binds to that parent.  
       
      o Unbind.  When a child wishes to leave a Data Session, either  
        because the session is over or because the application is  
        finished with the session, it initiates an unbind operation  
        with its parent.  
       
      o Eject.  A parent can also force a child to unbind.  This  
        happens if the parent needs to leave the session, if the child  
        is not behaving correctly, or if the parent wants to move the  
        child to another parent as part of tree configuration  
        maintenance.  
       
      o Fault Detection.  In order to verify liveness, parents and  
        children send regular heartbeat messages between themselves.   
        The Sender also sends regular null data messages to the group,  
        if it has no data to send.  
       
      o Fault Recovery.  When a child detects that its parent is no  

 
 
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        longer reachable, it may switch to another parent.  When a  
        parent detects that one of its children is no longer  
        reachable, it removes that child from its membership list and  
        reports this up the tree to the Sender of the Data Session.  
         
      o Distributed Membership.  Each Parent is responsible for  
        maintaining a local list of the children attached to it.  
           
    
   B. Data Sessions   
    
        This functionality is responsible for the reliable, ordered 
        transmission of a set of data messages, which together      
        constitute a Data Session.  These are initially transmitted 
        using another transport protocol, the Data Channel Protocol, 
        which has primary responsibility for ensuring goodput and 
        congestion control.  
    
      o Data Transmission.  The Sender takes sequenced data messages  
        from the application, and passes them to the Data Channel  
        Protocol for multicast transmission.  It delays passing them  
        to the Data Channel Protocol if it is presently flow controlled.  
    
      o Flow Control and Buffer Management.  Receivers and Repair  
        Heads MAY maintain a set of buffers that are at least as large  
        as the Senders transmission window.  The Receivers pass their  
        reception status up to the Sender as part of their TRACK 
        messages.  This MAY be used to advance the buffer windows at  
        each node and limit the Senders window advancement to the  
        speed of the slowest Receiver.    
        
      o Retransmission Requests.  While primary responsibility for  
        goodput rests with the Data Channel Protocol, Receivers MAY  
        request retransmission of lost messages from their parents.  
         
      o Local Recovery.  Repair heads keep track of retransmission  
        requests from their children, and provide repairs to them.  If  
        a Repair Head cannot fulfill a retransmission request, it  
        forwards it up the tree.  
       
      o End of Stream.  When a Data Session is completed, this is  
        signaled as an End of Stream condition.  
        
   C. TRACK Generation and Aggregation   
       
        This set of functionality is responsible for periodically 
        generating TRACK messages from all Receivers and aggregating 
        them at Repair Heads.  These messages provide updated flow 
        control window information, roundtrip time measurements, and 

 
 
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        congestion control statistics.  They OPTIONALLY acknowledge 
        receipt of data, OPTIONALLY report missing messages, and 
        OPTIONALLY provide group statistics.   
         
        The algorithms include:  
         
      o TRACK Timing.  In order to avoid ACK implosion, the Receivers  
        and Repair Heads use timing algorithms to control the speed at  
        which TRACK messages are sent.  
       
      o TRACK Aggregation. In order to provide the highest levels of  
        scalability and reliability, interior tree nodes provide  
        aggregation of control traffic flowing up the tree.  The  
        aggregated feedback information includes that used for end-to- 
        end confirmed delivery, flow control, congestion control, and  
        group membership monitoring and management.  
        
      o Statistics Request.  A Sender may prompt Receivers to generate  
        and report a set of statistics back to the Sender.  These  
        statistics are self-describing data types, and may be defined  
        by either the TRACK PI or the application.  
    
   D. Statistics Aggregation  
    
        In addition to the predefined aggregation types, aggregation of 
        self-describing data may also be performed on Receiver 
        statistics flowing up the tree.  
             
   E. Distributed RTT Calculations   
    
        One of the primary challenges of congestion control is efficient 
        RTT calculation.  TRACK provides two methods to perform these 
        calculations.  
       
      o Sender Per-Message RTT Calculations.  On demand, a Sender  
        stamps outgoing messages with a timestamp.  As each TRACK is  
        passed up the tree, the amount of dally time spent waiting at  
        each node is accumulated.  The lowest measurements are passed  
        up the tree, and the dally time is subtracted from the  
        original measurement.  
        
      o Local Per-Level RTT Calculations.  Each parent measures the  
        local RTT to each of its children as part of the keep-alive  
        messages used for failure detection.    
        
        




 
 
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2. Applicability Statement  
        
   The primary objective of TRACK is to provide additional functionality    
   in conjunction with a receiver reliable protocol.  These functions    
   MAY include application layer reliability, enhanced congestion    
   control, flow control, statistics reporting, local recovery, and    
   automatic tree building.  It is designed to do this while still    
   offering scalability in the range of 10,000s of Receivers per Data    
   Session.  The primary corresponding design tradeoffs are additional   
   complexity, and lower isolation of nodes in the face of network and   
   host failures.  
        
   There is a fundamental tradeoff between reliability and real-time    
   performance in the face of failures.  There are two primary types of    
   single layer reliability that have been proposed to deal with this:  
   Sender reliable and Receiver reliable delivery.   
    
   Sender reliable delivery is similar to TCP, where the Sender knows 
   the identity of the Receivers in a Data Session, and is notified when 
   any of them fails to receive all the data messages.  Receiver 
   reliable delivery limits knowledge of group membership and failures 
   to only the actual Receivers.  Senders do not have any knowledge of 
   the membership of a group, and do not require Receivers to explicitly 
   join or leave a Data Session.  Receiver reliable protocols scale 
   better in the face of networks that have frequent failures, and have 
   very high isolation of failures between Receivers.  This TRACK BB 
   provides Sender reliable delivery, typically in conjunction with a 
   Receiver reliable system.  
        
   This BB is specified according to the guidelines in [5].  It   
   specifies all communication between entities in terms of messages, 
   rather than packets.  A message is an abstract communication unit, 
   which may be part of, or all of, a given packet.  It does not have a    
   specific format, although it does contain a list of fields, some of    
   which may be optional, and some of which may have fixed lengths    
   associated with them.  It is up to each protocol instantiation to    
   combine the set of messages in this BB, with those in other    
   components, and create the actual set of packet formats that will be    
   used.  
        
   As mentioned in the introduction, this BB assumes the existence of a    
   separate Auto Tree Configuration BB.  It also assumes that Data    
   Sessions are advertised to all Receivers as part of an external BB or    
   other component.    
        
   Except where noted, this applicability statement is applicable both    
   to the TRACK BB and to the TRACK PIs.  
        


 
 
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2.1 Application Types  
        
   TRACK is designed to support a wide range of applications that    
   require one to many bulk data transfer and application layer    
   confirmed delivery.  Examples of applications that fit into the one-   
   to-many data dissemination model are: real time financial news and    
   market data distribution, electronic software distribution, audio    
   video streaming, distance learning, software updates and server    
   replication.    
        
   Historically, financial applications have had the most stringent    
   reliability requirements, while audio video streaming have had the    
   least stringent.  For applications that do not require this level of    
   reliability, or that demand the lowest levels of latency and the    
   highest levels of failure isolation, TRACK may be less applicable.  
        
   TRACK is designed to work in conjunction with a receiver reliable    
   protocol such as NORM, to allow applications to select this tradeoff    
   on a dynamic basis.  
        
2.2 Network Infrastructure  
        
   TRACK is designed to work over almost all multicast and broadcast    
   capable network infrastructures.  It is specifically designed to be    
   able to support both asymmetrical and single source multicast    
   environments.  
    
   Asymmetric networks with very low upbound bandwidth and a very low    
   loss Data Channel may be better served solely through NACK based    
   protocols, particularly if high reliability is not required.  A good    
   example is some satellite networks.    
        
   Networks that have very high loss rates, and regularly experience    
   partial network partitions, router flapping, or other persistent    
   faults, may be better served through NACK only protocols.  Some    
   wireless networks fall in to this category.  
        
2.3 Private and Public Networks  
     
   TRACK is designed to work in private networks, controlled networks    
   and in the public Internet.  A controlled network typically has a    
   single administrative domain, has more homogenous network bandwidth, 
   and is more easily managed and controlled.  These networks have the    
   fewest barriers to IP multicast deployment and the most immediate    
   need for reliable multicast services.  Deployment in the Internet    
   requires a protocol to span multiple administrative domains, over    
   vastly heterogeneous networks.   
        


 
 
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2.4 Manual vs. Automatic Controls  
        
   Some networks can take advantage of manual or centralized tools for    
   configuring and controlling the usage of a reliable multicast group.   
   In the public Internet the tools have to span multiple administrative    
   domains where policies may be inconsistent.  Hence, it is preferable    
   to design tools that are fully distributed and automatic.  To address    
   these requirements, TRACK provides automatic configuration, but can    
   also support manual configuration options.  
        
2.5 Heterogeneous Networks  
        
   While the majority of controlled networks are symmetrical and support    
   many-to-many multicast, in designing a protocol for the Internet, we    
   must deal with virtually most network types.  These include    
   asymmetrical networks, satellite networks, networks where only a    
   single node may send to a multicast group, and wireless networks.     
   TRACK takes this into account by not requiring any many-to-many    
   multicast services.  TRACK does not assume that the topology used for    
   sending control messages has any congruence to the topology of the    
   multicast address used for sending data messages.  
        
2.6 Use of Network Infrastructure   
        
   TRACK is designed to run in either single level or hierarchical    
   configurations.  In a single level, there is no need for specialized    
   network infrastructure.  In hierarchical configurations, special    
   nodes called Repair Heads are defined, which may run either as part    
   of a distributed application, or as part of dedicated server    
   software.  TRACK does not specifically support or require Generic    
   Router Assist or other router level assist.  
      
2.7 Deployment Constraints  
    
   The two primary tradeoffs TRACK has, for the functionality it   
   provides, are additional complexity, and decreased failure isolation.     
   Hence, if target applications are to be deployed in networks with    
   high rates of persistent failures, and isolation of failed Receivers    
   from affecting other Receivers is of high importance, TRACK may not    
   be appropriate.  Similarly, if simplicity is paramount, TRACK may not    
   be appropriate.  
        
2.8 Target Scalability  
        
   The target scalability of TRACK is tens of thousands of simultaneous    
   Receivers per Data Session.  Dedicated Repair Heads are targeted to    
   be able to support thousands of simultaneous Data Sessions.  
     


 
 
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2.9 Known Failure Modes  
        
   If a hierarchical Control Tree is mis-configured, so that loop-free, 
   contiguous connection is not provided, failure will occur.  This    
   failure is designed to occur gracefully, at the initialization of a    
   Data Session.  
        
   If the configuration parameters on control traffic are poorly chosen    
   on an asymmetrical network, where there is much less control channel    
   bandwidth available than data channel bandwidth, there may be a very    
   high rate of control traffic.  This control traffic is not   
   dynamically congestion controlled like the data traffic, and so could    
   potentially cause congestion collapse. This potential control channel 
   overload could be exacerbated by an application that makes overly 
   heavy use of the application level confirmation or statistics 
   gathering functions.  
     
       
3. Architecture Definition  
     
3.1 TRACK Entities   
        
3.1.1 Node Types      
    
   TRACK divides the operation of the protocol into three major   
   entities:  Sender, Receiver, and Repair Head.  The Repair Head    
   corresponds to the Service Node described in the Tree Building draft.  
    
   It is assumed that Senders and Receivers typically run as part of an    
   application on an end host client. Repair Heads MAY be components in    
   the network infrastructure, managed by different network managers as    
   part of different administrative domains, or MAY run on an end host    
   client, in which case they function as both Receivers and Repair    
   Heads.  Absent of any automatic tree configuration, it is assumed   
   that the Infrastructure Repair Heads have relatively static    
   configurations, which consist of a list of nearby possible Repair    
   Heads.  Senders and Receivers, on the other hand, are transient    
   entities, which typically only exist for the duration of a single    
   Data Session. In addition to these core components, applications that    
   use TRACK are expected to interface with other services that reside    
   in other network entities, such as multicast address allocation, 
   session advertisement, network management consoles, DHCP, DNS, 
   overlay networking, application level multicast, and multicast key    
   management.  
        
3.1.2 Multicast Group Address  
        
   A Multicast Group Address is a logical address that is used to    
   address a set of TRACK nodes.  It is RECOMMENDED to consist of a pair    

 
 
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   consisting of an IP multicast address and a UDP port number.  In this    
   case, it may optionally have a Time To Live (TTL) value, although    
   this value MUST only be used for providing a global scope to a Data    
   Session, and not for scoping of local retransmissions. Data Multicast    
   Addresses are Multicast Group Addresses.  
        
   TRACK MAY be used with an overlay multicast or application layer    
   multicast system.  In this case, a Multicast Group Address MAY have a    
   different format.  The TRACK PI is responsible for specifying the    
   format of a Multicast Group Address.  
        
3.1.3 Data Session  
        
   A Data Session is the unit of reliable delivery of TRACK.  It   
   consists of a sequence of sequentially numbered Data messages, which    
   are sent by a single Sender over a single Data Multicast Address.   
    
   They are delivered reliably, with acknowledgements and    
   retransmissions occurring over the Control Tree.  A Data Session ID    
   uniquely identifies it.  A given Data Session is received by a set of    
   zero or more Receivers, and a set of zero or more Repair Heads.  One    
   or more Data Sessions MAY share the same Data Multicast Address    
   (although this is NOT RECOMMENDED).  Each TRACK node can    
   simultaneously participate in multiple Data Sessions.  A Receiver    
   MUST join all the Data Multicast Addresses and Control Trees    
   corresponding to the Data Sessions it wishes to receive.  
        
3.1.4 Data Channel  
        
   A Data Session is multicast over a Data Channel.  The Data Channel is    
   responsible for efficiently delivering the Data messages to the    
   members of a Data Session, and providing statistical reliability   
   guarantees on this delivery.  It does this by employing a Data    
   Channel Protocol, such as NORM, ALC, PGM, or Overlay Multicast.  
    
   TRACK is then responsible for providing application level, Sender    
   based reliability, by confirming delivery to all Receivers, and    
   optionally retransmitting lost messages that did not get correctly    
   delivered by the Data Channel.  A common scenario would be to use    
   TRACK to provide application level confirmation of delivery, and    
   recover from persistent failures in the network that are beyond the    
   scope of the Data Channel Protocol.  
     
3.1.5 Data Channel Protocol  
        
   This is the transport protocol used by a TRACK PI to ensure goodput    
   and statistical reliability on a Data Channel.  
    
     

 
 
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3.1.6 Data Multicast Address   
        
   This is the Multicast Group Address used by the Data Channel    
   Protocol, to efficiently deliver Data messages to all Receivers and    
   Repair Heads.  All Data Multicast Addresses used by TRACK are assumed    
   to be unidirectional and only support a single Sender.  
        
3.1.7 Control Tree  
        
   A Control Tree is a hierarchical communication path used to send    
   control information from a set of Receivers, through zero or more   
   Repair Heads (RHs), to a Sender.  Information from lower nodes is   
   aggregated as the information is relayed to higher nodes closer to    
   the Sender.  Each Data Session uses a Control Tree.  It is acceptable    
   to have a degenerate Control Tree with no Repair Heads, which    
   connects all of the Receivers directly to the Sender.  
        
   Each RH in the Control Tree uses a separate Local Control Channel for    
   communicating with its children.  It is RECOMMENDED that each Local    
   Control Channel correspond to a separate Multicast Group Address.     
   Optionally, these RH multicast addresses MAY be the same as the Data    
   Multicast Address.  
        
3.1.8 Local Control Channel  
        
   A Local Control Channel is a unidirectional multicast path from a    
   Repair Head or Sender to its children.  It uses a Multicast Group    
   Address for this communication.  
        
3.1.9 Host ID  
        
   With the widespread deployment of network address translators, 
   creating a short globally unique ID for a host is a challenge.  By   
   default, TRACK uses a 48 bit long Host ID field, filled with the low-
   order 48 bits of the MD5 signature of the DNS name of the source.  A    
   TRACK PI, to match up with the goodput-ensuring protocol that TRACK    
   PI uses as its Data Channel Protocol, MAY redefine the length and    
   contents of this identifier.  
        
3.1.10 Data Session ID  
        
   A Data Session ID is a globally unique identifier for a Data Session.     
   It may either be selected by the Data Channel Protocol (i.e. NORM) or    
   by TRACK.  By default, it is the combination of the Host ID for the    
   Sender, combined with the 16-bit port number used for the Data    
   Session at the Sender.  This identifier is included in every TRACK    
   message.  
    
        

 
 
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3.1.11 Child ID  
     
   All members in a TRACK Data Session, besides the Sender, are 
   identified by the combination of their Host ID, and the port number    
   with which they send IP packets to their parent.  
        
3.1.12 Message Sequence Numbers  
        
   A Message Sequence Number is a 32 bit number in the range from 1    
   through 2^32 - 1, which is used to specify the sequential order of a    
   Data message in a Data Stream.  A Sender node assigns consecutive    
   Sequence Numbers to the Data messages provided by the Sender    
   application.  By default, zero is reserved to indicate that the Data    
   Session has not yet started.  A TRACK PI MAY redefine this.  Message    
   Sequence Numbers may wrap around, and so Sequence Number arithmetic    
   MUST be used to compare any two Sequence Numbers.  
        
3.1.13 Data Queue  
        
   A Data Queue is a buffer, maintained by a Sender or a Repair Head, 
   for transmission and retransmission of the Data messages provided by    
   the Sender application.  New Data messages are added to the Data    
   Queue as they arrive from the sending application, up to a specified    
   buffer limit.  The admission rate of messages to the network is 
   controlled by the flow and congestion control algorithms.  Once a 
   message has been received by the Receivers of a Data Stream, it may    
   be deleted from the buffer.  
    
    
3.2 Basic Operation of the Protocol 
        
   For each Data Session, TRACK provides sequenced, reliable delivery of    
   data from a single Sender to up to tens of thousands of Receivers.  A    
   TRACK Data Session consists of a network that has exactly one Sender    
   node, zero or more Receiver nodes and zero or more Repair Heads.  
        
   The figure below illustrates a TRACK Data Session with multiple   
   Repair Heads.  
    











 
 
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                             -------> SD (Sender node)----->|  
                            ^^^                             |  
                          /  |  \    Control                |  
                 TRACKs /    |    \    Tree                 |  
                      /      |      \                       |  
                    /        |        \     (Repair         |  
                  /          |          \    Head           |  
                /            |            \  nodes)         v  
              RH             RH            RH  <------------|  
              ^^            ^^^            ^^               | Data  
             / |           / | \           | \              | Channel  
            /  |          /  |  \          |  \             |  
           /   |         /   |   \         |   \            v  
          R    R        R    R    R        R    R  <---------  
                              (Receiver Nodes)                 
        
                          Figure 1. TRACK Session 
    
   Before a Data Session starts, a session advertisement MUST be 
   received by all members of the Data Session, notifying them to join 
   the group, and the appropriate configuration information for the Data 
   Session.  This MAY be provided directly by the application, by an    
   external service, or by the TRACK PI.  
        
   A Sender joins the Control Tree and a Data Channel Protocol. It 
   multicasts Data messages on the Data Multicast Address, using the 
   Data Channel Protocol.  All of the nodes in the session subscribe to    
   the Data Multicast Address and join the Data Channel Protocol.   
        
   There is no assumption of congruence between the topology of the Data 
   Multicast Address and the topology of the Control Tree.    
    
   A Receiver joins the appropriate Data Channel Protocol, and the Data    
   Multicast Address used by that protocol, in order to receive Data.  A    
   Receiver periodically informs its parent about the messages that it 
   has received by unicasting a TRACK message to the parent.  It MAY    
   also request retransmission of lost messages in this TRACK.  Each    
   parent node aggregates the TRACKs from its child nodes and (if it is    
   not the Sender) unicasts a single aggregated TRACK to its parent.  
        
   The Sender and each Repair Head have a multicast Local Control    
   Channel to their children.  This is used for transmitting Heartbeat    
   messages that inform their child nodes that the parent node is still   
   functioning.  This channel is also used to perform local    
   retransmission of lost Data messages to just these children.  TRACK    
   MUST still provide correct operation even if multicast addresses are   
   reused across multiple Data Sessions or multiple Local Control    

 
 
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   Channels.  It is NOT RECOMMENDED to use the same multicast address    
   for multiple Local Control Channels serving any given Data Session.  
        
   The communication path forms a loop from the Sender to the Receivers, 
   through the Repair Heads back to the Sender.  Original data (ODATA), 
   Retransmission (RDATA) and NullData messages regularly exercise the    
   downward data direction.  Heartbeat messages exercise the downward    
   control direction.  TRACK messages regularly exercise the Control    
   Tree in the upward direction.  This combination constantly checks    
   that all of the nodes in the tree are still functioning correctly, 
   and initiates fault recovery when required.  
        
   This hierarchical infrastructure allows TRACK to provide a number of    
   functions in a scaleable way.  Application level confirmation of    
   delivery and statistics aggregation both operate in a request-reply    
   mode.  A sender issues a request for application level confirmation    
   or statistics reporting, and the receivers report back the    
   appropriate information in their TRACK messages.  This information is    
   aggregated by the Repair Heads, and passed back up to the Sender.     
   Since TRACK messages are not delivered with the reliability of data   
   messages, Receivers and Repair Heads transmit this information    
   redundantly.   
        
   TRACK also gathers control information that is useful for improving    
   the performance of flow and congestion control algorithms, including   
   scaleable round trip time measurements.  Normally, goodput in ensured 
   by lower level protocols, such as the NACKs and FEC algorithms in 
   NORM and PGM. However, TRACK MAY also include optional Retransmission 
   requests, in the form of selective bitmaps indicating which messages 
   need to be retransmitted.  
    
        
3.3 Component Relationships  
        
   TRACK is primarily designed to run in conjunction with another   
   transport protocol that is responsible for ensuring goodput.  It is    
   RECOMMENDED that this Data Channel Protocol also be responsible for    
   congestion control.  
        
   The primary Data Channel Protocol that TRACK is designed to work with    
   is NORM.  In this case, the NORM PI is responsible for interfacing    
   with the NACK BB, the FEC BB, the Generic Router Assist BB, and the   
   appropriate congestion control BB. TRACK then adds additional 
   functionality that complements this receiver-reliable protocol, such 
   as application level confirmed delivery, retransmission in the face 
   of persistent failures, statistics aggregation, and collection of 
   extra information for congestion control.  
        


 
 
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   The TRACK BB is responsible for specifying all of the TRACK-specific    
   functionality.  It interfaces with the Automatic Tree Building Block.   
   The TRACK PI is then responsible for instantiating a complete    
   protocol that includes all of the other components.  
        
   The following figure illustrates this, for the case where NORM is the    
   Data Channel Protocol.  
    
        
                               +----------+  
                               |          |  
                               |  TRACK   |  
                               |    PI    |  
                               |          |  
                               +----------+  
                                  /     \   
                                /         \                       
                              /             \                         
                      +---------+         +---------+  
                      |         |         |         |  
                      |  TRACK  |         |  NORM   |  Data Channel  
                      |   BB    |         |   PI    |  Protocol  
                      |         |         |         |  
                      +---------+         +---------+  
                           |                    |  
                           |                    |  
                           |                    |  
                      +---------+         +-----------------------+  
                      |   Tree  |         |  FEC, CC, GRA, NACK   |  
                      |    BB   |         |    Building Blocks    |  
                      +---------+         +-----------------------+  
        
    
               Figure 2. Relationship with Other BBs or PIs 
    
      














 
 
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4. TRACK Functionality  
        
4.1 Hierarchical Session Creation and Maintenance  
     
4.1.1 Overview of Tree Configuration  
        
   Before a Data Session starts reliably delivering data, the tree for    
   the Data Session needs to be created.  This process binds each    
   Receiver to either a Repair Head or the Sender, and binds the    
   participating Repair Heads into a loop-free tree structure with the    
   Sender as the root of the tree.  This process requires tree    
   configuration knowledge, which can be provided with some combination    
   of manual and/or automatic configuration.  The algorithms for    
   automatic tree configuration are part of the Automatic Tree    
   Configuration BB.  They return to each node the address of the parent    
   it should bind to, as well as zero or more backup parents to use if    
   the primary parent fails.    
        
   In addition to receiving the tree configuration information, the    
   Receivers all receive a Session Advertisement message from the    
   Senders, informing them of the Data Multicast Address and other   
   session configuration information.  This advertisement may contain    
   other relevant session information such as whether or not Repair    
   Heads should be used, whether manual or automatic tree configuration    
   should be used, the time at which the session will start, and other    
   protocol settings.  This advertisement is created as part of either    
   the TRACK PI or as part of an external service.  In this way, the    
   Sender enforces a set of uniform session configuration parameters on    
   all members of the session.   
        
   As described in the automatic tree configuration BB, the general    
   algorithm for a given node in tree creation is as follows.  
      1) Get advertisement that a session is starting  
      2) Get a list of neighbor candidates using the getSNs Tree BB  
         interface, and OPTIONALLY contact them  
      3) Select best neighbor as parent in a loop free manner  
      4) Bind to parent  
      5) Optionally, later rebind to another parent  
        
   When a child finishes step 4, it is up to automatic tree 
   configuration to, if necessary, continue building the tree in order    
   to connect the node back to the Sender.  After the session is created, 
   children can unbind from their parents and bind again to new parents.  
   This happens when faults occur, or as part of a tree optimization 
   process.  Steps 1 through 3 are external to the TRACK BB.   
    
   Step 4 is performed as part of session creation.  Step 5 is performed 
   as part of session maintenance in conjunction with automatic tree 


 
 
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   building, as either an Unbind or Eject, combined with another Bind 
   operation.  
        
   Once steps 1 through 3 are completed, Receivers join the Data    
   Multicast Address, and attempt to Bind to either the Sender or a    
   local Repair Head.  A Receiver will attempt to bind to the first node    
   in the tree configuration list returned by step 3, and if this fails, 
   it will move to the next one.  A Receiver only binds to a single    
   Repair Head or Sender, at a time, for each Data Session.   
        
   The automatic tree building BB ensures that the tree is formed    
   without loops.  As part of this, when a Repair Head has a Receiver    
   attempt to bBnd to it for a given Data Session, it may not at first   
   be able to accept the connection, until it is able to join the tree   
   itself.  Because of this, a Receiver will sometimes have to    
   repeatedly attempt to Bind to a given parent before succeeding.  
        
   Once the Sender initiates tree building, it is also free to start    
   sending Data messages on the Data Multicast Address.  Repair Heads   
   and Receivers may start receiving these messages, but may not request    
   retransmission or deliver data to the application until they receive    
   confirmation that they have successfully bound to the tree.    
    
4.1.2 Bind    
     
4.1.2.1 Input Parameters  
        
   In order to join a Data Session and Bind to the tree, the following    
   nodes need the following parameters.    
        
   A Repair Head requires the following parameters.  
        
      - Session:  the unique identifier for the Data Session to join,  
        received from the session advertisement algorithm specified in 
        the PI.  
        
      - ParentAddress:  the address and port of the parent node to which  
        the node should connect, received from the Auto Tree BB.  
    
      - UDPListenPort:  the number of the port on which the node will  
        listen for its childrens control messages.  This parameter is  
        configured by the application.  
        
      - RepairAddr:  the multicast address, UDP port, and TTL on which 
        this node sends control messages to its children.  This 
        parameter is configured by the application.  
        



 
 
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   A Sender requires the above parameters, except for the ParentAddress.     
   A Receiver requires the above parameters, except for the    
   UDPListenPort and RepairAddr.  
     
4.1.2.2 Bind Algorithm  
        
   A Bind operation happens when a child wishes to join a parent in the    
   distribution tree for a given Data Session.  The Receivers initiate    
   the first Bind protocols to their parents, which then cause recursive    
   binding by each parent, up to the Sender.  Each Receiver sends a    
   separate BindRequest message for each of the streams that it would    
   like to join.  At the discretion of the PI, multiple BindRequest    
   messages may be bundled together in a single message.  
        
   A node sends a BindRequest message to its automatically selected or    
   manually configured parent node.  The parent node sends either a    
   BindConfirm message or a BindReject message.  Reception of a    
   BindConfirm message terminates the algorithm successfully, while    
   receipt of a BindReject message causes the node to either retry the    
   same parent or restart the Bind algorithm with its next parent    
   candidate (depending on the BindReject reason code), or if it has    
   none, to declare a REJECTED_BY_PARENT error.  Once the node is 
   accepted by a Repair head, it informs the Tree BB using the setSN   
   interface.  
        
   Reliability is achieved through the use of a standard request-
   response protocol.  At the beginning of the algorithm, the child    
   initializes TimeMaxBindResponse to the constant 
   TIMEOUT_PARENT_RESPONSE and initializes NumBindResponseFailures to 0.     
   Every time it sends a BindRequest message, it waits    
   TimeMaxBindResponse for a response from the parent node.  If no    
   response is received, the node doubles its value for    
   TimeMaxBindResponse, but limits TimeMaxBindResponse to be no larger    
   than MAX_TIMEOUT_PARENT_RESPONSE.  It also increments 
   NumBindResponseFailures, and retransmits the BindRequest message.  If 
   NumBindResponseFailures reaches NUM_MAX_PARENT_ATTEMPTS, it reports a 
   PARENT_UNREACHABLE error.  
        
   When a parent receives a BindRequest message, it first consults the    
   automatic tree building BB for approval (using the acceptChild Tree    
   BB interface), for instance to ensure that accepting the BindRequest    
   will not cause a loop in the tree. Then the parent checks to be sure    
   that it does not have more than MaxChildren children already bound to   
   it for this session.  If it can accept the child, it sends back a    
   BindConfirm message.  Otherwise, it sends the node a BindReject    
   message. Then the parent checks to see if it is already a member of    
   this Data Session.  If it is not yet a member of this session, it    
   attempts to join the tree itself.    
        

 
 
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   The BindConfirm message contains the lowest Sequence Number that the    
   Repair Head has available.  If this number is 0, then the Repair Head    
   has all of the data available from the start of the session.     
   Otherwise, the requesting node is attempting a late join, and can 
   only use this Repair Head if late join was allowed by the PI.  If    
   late join is not allowed, the node may try another Repair Head, or    
   give up.  
        
   Similarly, if a failure recovery occurs, when a node tries to bind to    
   a new Repair Head, it must follow the same rules as for a late join.     
   See Fault Recovery, below.  
    
4.1.3 Unbind  
        
   A child may decide to leave a Data Session for the following reasons.     
   1) It detects that the Data Session is finished.  2) The application    
   requests to leave the Data Session.  3) It is not able to keep up    
   with the data rate of the Data Session.  When any of these conditions    
   occurs, it initiates an Unbind process.  
        
   An Unbind is, like the Bind function, a simple request-reply    
   protocol.  Unlike the Bind function, it only has a single response, 
   UnbindConfirm.   With this exception, the Unbind operation uses the    
   same state variables and reliability algorithms as the Bind function.  
        
   When a child receives an UnbindConfirm message from its parent, it    
   reports a LEFT_DATA_SESSION_GRACEFULLY event.  If it does not receive    
   this message after NUM_MAX_PARENT_ATTEMPTS, then it reports a    
   LEFT_DATA_SESSION_ABNORMALLY event.  Unbinds are reported to the Tree    
   BB using the lostSN interface.  
     
4.1.4 Eject  
     
   A parent may decide to remove one or more of its children from a data    
   stream for the following reasons.  1) The parent needs to leave the    
   group due to application reasons.  2) The Repair Head detects an    
   unrecoverable failure with either its parent or the Sender.  3) The    
   parent detects that the child is not able to keep up with the speed    
   of the data stream.  4) The parent is not able to handle the load of   
   its children and needs some of them to move to another parent.  In    
   the first two cases, the parent needs to multicast the advertisement    
   of the termination of one or more Data Sessions to all of its    
   children.  In the second two cases, it needs to send one or more    
   unicast notifications to one or more of its children.  
        
   Consequently, an Eject can be done either with a repeated multicast    
   advertisement message to all children, or a set of unicast request-   
   reply messages to the subset of children that it needs to go to.      
    

 
 
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   For the multicast version of Eject, the parent sends a multicast    
   UnbindRequest message to all of its children for a given Data    
   Session, on its Local Multicast Channel.  It is only necessary to    
   provide statistical reliability on this message, since children will    
   detect the parents failure even if the message is not received.     
   Therefore, the UnbindRequest message is sent 
   FAILURE_DETECTION_REDUNDANCY times.  
        
   For the unicast version of Eject, the parent sends a unicast    
   UnbindRequest message to all of its children.  Each of them responds    
   with an EjectConfirm.  Reliability is ensured through the same    
   request-reply mechanism as the Bind operation.  
        
   Ejections are reported to the Tree BB using the removeChild interface.  
    
4.1.5 Fault Detection  
        
   There are three cases where fault detection is needed.  1) Detection    
   (by a child) that a parent has failed.  2) Detection (by a parent) 
   that a child has failed.  3) Detection (by either a Repair Head or    
   Receiver) that a Sender has failed.   
        
   In order to be scaleable and efficient, fault detection is primarily    
   accomplished by periodic keep-alive messages, combined with the    
   existing TRACK messages.  Nodes expect to see keep-alive messages    
   every set period of time.  If more than a fixed number of periods go    
   by, and no keep-alive messages of a given type are received, the node   
   declares a preliminary failure.  The detecting node may then ping the   
   potentially failed node before declaring it failed, or it can just    
   declare it failed.  
        
   Failures are detected through three keep-alive messages:  Heartbeat, 
   TRACK, and NullData.  The Heartbeat message is multicast periodically   
   from a parent to its children on its Local Control Channel.  NullData   
   messages are multicast by a Sender on the Data Control Channel when    
   it has no data to send.  TRACK messages are generated periodically, 
   even if no data is being sent to a Data Session. 
     
   Heartbeat messages are multicast every HeartbeatPeriod seconds, from    
   a parent to its children.  Every time that a parent sends a    
   Retransmission message or a Heartbeat message (as well as at   
   initialization time), it resets a timer for HeartbeatPeriod seconds.     
   If the timer goes off, a Heartbeat is sent.  The HeatbeatPeriod is    
   dynamically computed as follows:  
     
              interval = AckWindow / MessageRate  
        
              HeartbeatPeriod = 2 * interval  
        

 
 
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   Global configuration parameters ConstantHeartbeatPeriod and    
   MinimumHeartbeatPeriod can be used to either set HeartbeatPeriod to a    
   constant, or give HeartbeatPeriod a lower bound, globally.  
        
   Similarly, a NullData message is multicast by the Sender to all Data    
   Session members, every NULL_DATA_PERIOD.  The NullData timer is set    
   to NULL_DATA_PERIOD, and is reset every time that a Data or NullData   
   message is sent by the Sender.  
        
   The key parameter for failure detection is the global tree parameter    
   FAILURE_DETECTION_REDUNDANCY.  The higher the value for this    
   parameter, the more keep-alive messages that must be missed before a    
   failure is declared.    
        
   A major goal of failure detection is for children to detect parent    
   failures fast enough that there is a high probability they can rejoin    
   the stream at another parent, before flow control has advanced the    
   buffer window to a point where the child can not recover all lost    
   messages in the stream.  In order to attempt to do this, children    
   detect a failure of a parent if FAILURE_DETECTION_REDUNDANCY * 
   HeartbeatPeriod time goes by without any heartbeats.  As part of    
   buffer window advancement, all parents MAY choose to buffer all    
   messages for a minimum of FAILURE_DETECTION_REDUNDANCY * 2 * 
   HeartbeatPeriod seconds, which gives children a period of time to    
   find a new parent before the buffers are freed.  Children report    
   parent failures to the Tree BB using the lostSN interface.  
        
   A parent detects a preliminary failure of one of its children if it    
   does not receive any TRACK messages from that child in    
   FAILURE_DETECTION_REDUNDANCY * TrackTimeout seconds (see discussion    
   of how TrackTimeout is computed below).  Because a failed child can    
   slow down the groups progress, it is very important that a parent    
   resolve the childs status quickly.  Once a parent declares a    
   preliminary failure of a child, it issues a set of up to    
   FAILURE_DETECTION_REDUNDANCY Heartbeat messages that are unicast (or    
   multicast) to the failed Receiver(s).  These messages are spaced    
   apart by 2*LocalRTT, where LocalRTT is the round trip time that has    
   been measured to the child in question (see below for description of     
   how LocalRTT is measured).  These Heartbeat messages contain a    
   ChildrenList field that contains the children who are requested to    
   send a TRACK immediately.  
        
   Whenever a child receives a Heartbeat message where the child is    
   identified in the ChildrenList field, it immediately sends a TRACK to    
   its parent.  If a parent does not receive a TRACK message from a    
   child after waiting a period of 2*LocalRTT after the last Heartbeat    
   message to that child, it declares the child failed, and removes it    
   from the parents child membership list.  It informs the Tree BB using    
   the removeChild interface.    

 
 
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   A child or a Repair Head detects the failure of a Sender if it does    
   not receive a Data or NullData message from a Sender in    
   FAILURE_DETECTION_REDUNDANCY * NULL_DATA_PERIOD.  
        
   Note that the more Receivers there are in a tree, and the higher the    
   loss rate, the larger FAILURE_DETECTION_REDUNDANCY must be, in order    
   to give the same probability that erroneous failures wont be declared.    
    
4.1.6 Fault Notification  
        
   When a parent detects the failure of a child, it adds a failure    
   notification field to the next TRANSMISSION_REDUNDANCY TRACK messages    
   that it sends up the tree.  It sends this notification multiple times    
   because TRACKs are not delivered reliably.  A failure notification    
   field includes the failure code, as well as a list of one or more    
   failed nodes.  Failure notifications are aggregated up the tree and    
   delivered to the Sender.  A failure notification is not a definitive   
   report of a node failure, as the child may have detected a    
   communication failure with its parent and moved to a different Repair    
   Head.  
     
4.1.7 Fault Recovery  
        
   The Fault Recovery algorithms require a list of one or more addresses    
   of alternate parents that can be bound to, and that still provide    
   loop free operation.  
        
   If a child detects the failure of its parent, it then re-runs the    
   Bind operation to a new parent candidate, in order to rejoin the    
   tree.  A node may perform a late join, i.e. binding with a Repair   
   Head which cannot provide all the necessary repair data, only if    
   allowed by the PI.  
        
4.1.8 Distributed Membership.    
      
   Each Repair Head is responsible for maintaining a set of state    
   variables on the status of its children.  Unlike the Generic Router    
   Assist, this is hard state, that only is removed when a child leaves   
   that Repair Head gracefully, or after the Repair Head detects that a   
   child has failed.  These variables MUST include, but are not   
   necessarily limited to, the following:  
    
    - ChildID.  This is the two byte identifier assigned to the Child by  
      the Repair Head.  This uniquely identifies this Child to this  
      Repair Head, but has no meaning outside that scope.  
    - GlobalChildIdentifier.  This is the globally unique identifier for  
      this Child.  
    - ChildRTT.  This is the weighted average of the local RTT to Child.  

 
 
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   - LastTRACK.  This is the contents of the last TRACK message sent  
      from this Child, if any, not including options.  
    - LastApplicationLevelConfirmation.  This is the content of the last  
      Application Level Confirmation sent from this Child, if any.  
    - Last Statistics.  This is the contents of the last Statistics  
      message sent from this Child, if any.  
    - ChildLiveness.  This is a set of variables that keep track of the  
      liveness of each child.  This includes the last time a TRACK  
      message was received from this child, as well as the number of  
      Heartbeat messages that have been directed at it, and the time at  
      which the last Heartbeat message was sent to the child. Please see  
      Fault Detection, above, for more details.  
       
4.2 Data Sessions    
     
4.2.1 Data Transmission and Retransmission  
        
   Data is multicast by a Sender on the Data Multicast Address via the    
   Data Channel Protocol.  The Data Channel Protocol is responsible for   
   taking care of as many retransmissions as possible, and for ensuring   
   the goodput of the Data Session.  TRACK is then responsible for    
   providing OPTIONAL flow control and application level reliability.     
   The mechanics of an application level confirmation of delivery are    
   handled by TRACK, including keeping track of the distributed    
   membership list of receivers and aggregating acknowledgements up the    
   Control Tree.  Please see below for more details on flow control and    
   application level confirmation.  
        
   A common scenario for handling recovery of lost messages is to allow    
   the Data Channel Protocol to provide statistical reliability, and    
   then allow TRACK to provide retransmissions for more persistent    
   failure cases, such as if a Receiver is not able to receive any Data    
   messages for a few minutes.  
        
   Retransmissions of data messages may be multicast by the Sender on    
   the Data Multicast Address or be multicast on a Local Control Channel    
   by a Repair Head.  
        
   A Repair Head joins all of the Data Multicast Addresses that any of    
   its descendants have joined.  A Repair Head is responsible for    
   receiving and buffering all data messages using the reliability   
   semantics configured for a stream.  As a simple to implement option, 
   a Repair Head MAY also function as a Receiver, and pass these data    
   messages to an attached application.  
        
   For additional fault tolerance, a Receiver MAY subscribe to the    
   multicast address associated with the Local Control Channel of one or    
   more Repair Heads in addition to the multicast address of its parent.   
   In this case it does not bind to this Repair Head or Sender, but will    

 
 
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   process Retransmission messages sent to this address.  If the    
   Receivers Repair Head fails and it transfers to another Repair Head, 
   this minimizes the number of data messages it needs to recover after   
   binding to the new Repair Head.   
        
4.2.2 Local Retransmission  
        
   If a Repair Head or Sender determines from its child nodes TRACK    
   messages that a Data message was missed, the Repair Head retransmits    
   the Data message.  The Repair Head or Sender multicasts the    
   Retransmission message on its multicast Local Control Channel.  In    
   the event that a Repair Head receives a retransmission and knows that    
   its children need this repair, it re-multicasts the retransmission to    
   its children.  
        
   The scope of retransmission (the multicast TTL) is considered part of    
   the Control Channels multicast address, and is derived during tree    
   configuration.  
        
   A Repair Head maintains the following state for each of its children,    
   for the purpose of providing repair service to the local group:  
        
     - HighestConsecutivelyReceived.  A Sequence Number indicating all  
        Data messages up to this number (inclusive) that have been 
        received by a given child.  
        
      - MissingMessages.  A data structure to keep track of the 
        reception status of the Data messages with Sequence Number 
        higher than HighestConsecutivelyReceived.  
        
   The minimum HighestConsecutivelyReceived value of all its children is    
   kept as the variable LocalStable.  
      
   A Repair Head also maintains a retransmission buffer. The size of the    
   retransmission buffer MUST be greater than the maximum value of a    
   Senders transmission window.  The retransmission buffer MUST keep all    
   the Data messages received by the Repair Head with Sequence Number    
   higher than LocalStable, optionally some messages with Sequence    
   Number lower than LocalStable if there is room (beyond the maximum    
   value of Senders transmission window).  The latter messages are kept    
   in the retransmission buffer in case a Receiver from another group    
   losses its parent and needs to join this group.  
        
   As TRACK messages are received, the Repair Head updates the above    
   state variables.  
        
   To perform local repair, a Repair Head implements a retransmission    
   queue with memory.  Each lost message is entered into the    
   retransmission queue in increasing order according to its Sequence    

 
 
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   Number. If the same Data message has already been retransmitted    
   recently (recognized due to the queues memory) it is delayed by the    
   local group RTT (see roundtrip time measurement) before    
   retransmission.  
        
   Retransmissions MAY NOT be sent at a faster rate than the current    
   TransmissionRate advertised by the Sender.  
        
4.2.3 Flow and Rate Control  
        
   TRACK offers the ability to limit the rate of Data traffic, through    
   both flow control and rate limits.  
        
   When a Receiver sends a TRACK to its parent, the HighestAllowed field    
   provides information on the status of the Receivers flow control    
   window.  The value of HighestAllowed is computed as follows:  
        
              HighestAllowed = seqnum + ReceiverWindow  
        
   Where seqnum is the highest Sequence Number of consecutively received    
   data messages at the Receiver.  The size of the ReceiverWindow may    
   either be based on a parameter local to the Receiver or be a global   
   parameter.  
        
   If flow control is enabled for a given Data Session, then a Sender    
   MUST NOT send any Data messages to the Data Channel Protocol that are    
   higher than the current value for HighestAllowed that it has. On    
   startup, HighestAllowed is initialized to ReceiverWindow.  
        
   In addition, the Sender application MAY provide minimum and maximum    
   rate limits.  Unless overridden by the Data Channel Protocol, a    
   Sender will not offer Data messages to the Data Channel Protocol at    
   lower than MinimumDataRate (except possibly during short periods of    
   time when certain slow Receivers are being ejected), or higher than    
   MaximumDataRate.  If a Receiver is not able to keep up with the    
   minimum rate for a period of time, it SHOULD leave the group    
   promptly. Receivers that leave the group MAY attempt to rejoin the    
   group at a later time, but SHOULD NOT attempt an immediate    
   reconnection.  
        
4.2.4 Reliability Window  
        
   The Sender and each Repair Head maintain a window of messages for    
   possible retransmission.  As messages are acknowledged by all of its    
   children, they are released from the parents retransmission buffer, 
   as described in 4.2.2. In addition, there are two global parameters    
   that can affect when a parent releases a data message from the    
   retransmission buffer -- MinHoldTime, and MaxHoldTime.  
        

 
 
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   MinHoldTime specifies a minimum length of time a message must be held    
   for retransmission from when it was received. This parameter is    
   useful to handle scenarios where one or more children have been    
   disconnected from their parent, and have to reconnect to another.     
   If, for example, MinHoldTime is set to FAILURE_DETECTION_REDUNDANCY * 
   2 * ConstantHeartbeatPeriod, then there is a high likelihood that any    
   child will be able to recover any lost messages after reconnecting to    
   another parent.  
     
   The Sender continually advertises to the members of the Data Session    
   both edges of its retransmission window.  The higher value is the    
   SeqNum field in each Data or NullData message, which specifies the   
   highest Sequence Number of any data message sent.  The trailing edge    
   of the window is advertised in the HighestReleased field.  This    
   specifies the largest Sequence Number of any message sent that has    
   subsequently been released from the Senders retransmission window.    
   If both values are the same then the window is presently empty.  Zero    
   is not a legitimate value for a data Sequence Number, so if either    
   field has a value of zero, then no messages have yet reached that    
   state.  All Sequence Number fields use Sequence Number arithmetic so    
   that a Data Session can continue after exhausting the Sequence Number   
   space.  
        
   When a member of a Data Session receives an advertisement of a new    
   HighestReleased value, it stores this, and is no longer allowed to    
   ask for retransmission for any messages up to and including the    
   HighestReleased value.  If it has any outstanding missing messages    
   that are less than or equal to HighestReleased, it MAY move forward   
   and continue delivering the next data messages in the stream.  It    
   also SHOULD report an error for the messages that are no longer    
   recoverable.  
      
   MaxHoldTime specifies the maximum length of time a message may be    
   held for retransmission.  This parameter is set at the Sender which    
   uses it to set the HighestReleased field in data message headers.    
   This is particularly useful for real-time, semi-reliable streams such    
   as live video, where retransmissions are only useful for up to a few    
   seconds.  When combined with Unordered delivery semantics, and    
   application-level jitter control at the Receivers, this provides Time    
   Bounded Reliability.  MaxHoldTime MUST always be larger than    
   MinHoldTime.  
        
4.2.5 Ordering Semantics  
        
   TRACK offers two flavors of ordering semantics: Ordered or Unordered.    
   One of these is selected on a per session basis as part of the    
   Session Configuration Parameters.  
        


 
 
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   Unordered service provides a reliable stream of messages, without    
   duplicates, and delivers them to the application in the order    
   received.  This allows the lowest latency delivery for time sensitive  
   applications.  It may also be used by applications that wish to    
   provide its own jitter control.  
        
   Ordered service provides TCP semantics on delivery. All messages are    
   delivered in the order sent, without duplicates.  
     
4.2.6 Retransmission Requests.  
        
   A Receiver detects that it has missed one or more Data messages by    
   gaps in the sequence numbers of received messages.  Each Receiver    
   keeps track of HighestSequenceNumber, the highest sequence number    
   known of for a Data Session, as observed from Data, RData, and    
   NullData messages.  Any sequence numbers between HighestReleased and    
   HighestSequenceNumber that have not been received are assumed to be    
   missing.  
        
   When a Receiver detects missing messages it MAY send off a request    
   for retransmission, if local retransmission is enabled.  It does this    
   by sending a Retransmission Request message.  The timing of this    
   request is described below.  
        
4.2.7 End Of Stream.    
        
   When an application signals that a Data Session is complete, the    
   Sender advertises this to its children by setting the End of Session    
   option on the last Data Message in the Data Session, as well as all    
   subsequent retransmissions of that Data Message, and all subsequent    
   Null Data messages.    
     
   The Sender SHOULD NOT leave the Data Session until it has a report    
   from the TRACK reports that all group members have left the Data    
   Session, or it has waited a period of at least    
   FAILURE_DETECTION_REDUNDANCY * TrackTimeout seconds.  
        
    
4.3 Control Traffic Generation and Aggregation.  
        
   One of the largest challenges for scaleable reliable multicast    
   protocols has been that of controlling the potential explosion of    
   control traffic.  There is a fundamental tradeoff between the latency    
   with which losses can be detected and repaired, and the amount of    
   control traffic generated by the protocol.    
        
   TRACK messages are the primary form of control traffic in this BB.      
   They are sent from Receivers and Repair Heads to their parents.     
   TRACK messages may be sent for the following purposes:  

 
 
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    - to request retransmission of messages  
    - to advance the Senders transmission window for flow control  
      purposes  
    - to deliver application level confirmation of data reception  
    - to propagate other relevant feedback information up through the  
      session (such as RTT and loss reports, for congestion control)  
    
        
4.3.1 TRACK Generation with the Rotating TRACK Algorithm  
        
   Each Receiver sends a TRACK message to its parent once per AckWindow    
   of data messages received.  A Receiver uses an offset from the    
   boundary of each AckWindow to send its TRACK, in order to reduce    
   burstiness of control traffic at the parents.  Each parent has a    
   maximum number of children, MaxChildren.  When a child binds to the    
   parent, the parent assigns a locally unique ChildID to that child, 
   between 0 and MaxChildren-1.    
        
   Each child in a tree generates a TRACK message at least once every    
   AckWindow of data messages, when the most recent data messages    
   Sequence Number, modulo AckWindow, is equal to MemberID.  If the    
   message that would have triggered a given TRACK for a given node is    
   missed, the node will generate the TRACK as soon as it learns that it    
   has missed the message, typically through receipt of a higher    
   numbered data message.  
        
   Together, AckWindow and MaxChildren determine the maximum ratio of    
   control messages to data messages seen by each parent, given a    
   constant load of data messages. In each data message, the Sender 
   advertises the current MessageRate (measured in messages per second) 
   it is sending data at.  This rate is generated by the congestion 
   control algorithms in use at the Sender.     
     
   At the time a node sends a regular TRACK, it also computes a    
   TRACKTimeout value:  
        
              interval = AckWindow / MessageRate  
       
              TRACKTimeout = 2 * interval  
        
   If no TRACKs are sent within TRACKTimeout interval, a TRACK is    
   generated, and TRACKTimeout is increased by a factor of 2, up to a    
   value of MAX_TRACK_TIMEOUT.  
        
   This timer mechanism is used by a Receiver to ensure timely repair of    
   lost messages and regular feedback propagation up the tree even when    
   the Sender is not sending data continuously. This mechanism    
   complements the AckWindow-based regular TRACK generation mechanism.  
        

 
 
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4.3.2 TRACK Aggregation.   
        
   There are many reasons for providing feedback from all the Receivers    
   to the Sender in an aggregated form.  The major ones are listed    
   below:  
        
   1) End-to-end delivery confirmation.  This confirmation tells the  
      Sender that all the Receivers (in the entire tree) have received 
      data messages up to a certain Sequence Number.  This is carried 
      in an Application Level Confirmation message.  
        
   2) Flow control.  The aggregated information is carried in the field  
      HighestAllowed.  It tells the Sender the highest Sequence Number 
      that all the Receivers (in the entire tree) are prepared to 
      receive.  
        
   3) Congestion control feedback.  Information about the state of the  
      tree can be passed up to help control the congestion control  
      algorithms for the group.  
        
   4) Counting current membership in the group.  This information is  
      carried in the field SubTreeCount.  This lets the Sender know the  
      number of Receivers currently connected to the repair tree.  
        
   5) Measuring the round-trip time from the Sender to the "worst"  
      Receiver.  
        
   A Repair Head maintains state for each child.  Each time a TRACK    
   (from a child) is received, the corresponding states for that child    
   are updated based on the information in the TRACK message. When a    
   Repair Head sends a TRACK message to its parent, the following fields    
   of its TRACK message are derived from the aggregation of the    
   corresponding states for its children.  The following rules describe    
   how the aggregation is performed:  
        
      - WorstLossRate. Take the maximum value of the WorstLossRate from  
        all Children.  
      - SubTreeCount. Take the sum of the SubTreeCount from all Children.  
      - HighestAllowed. Take the minimum of the HighestAllowed value 
        from all children.  
      - WorstEdgeThroughput. Take the minimum value of the  
        WorstEdgeThroughput field from all Children.  
      - UnicastCost. Take the sum of the UnicastCost from all Children.  
      - MulticastCost. Take the sum of MulticastCost from all Children.  
      - SenderDallyTime: take the minimum value, for all of the children,  
        of (childs reported SenderDallyTime + childs local dally time).  
      - FailureCount: take the sum of the FailureCount for all Children.  
      - FailureList: concatenate the FailureList fields for all Children,  
        up to a maximum list size of MaxFailureListSize.  

 
 
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   Note, the SenderTimeStamp, ParentTimestamp, and ParentDallyTime    
   fields are not aggregated.  The Sender will derive the roundtrip time    
   to the worst Receiver by doing its local aggregation for    
   SenderDallyTime. 
    
   Application level confirmations (ALCs) are handled as follows.  For a    
   set of ALC requests from receivers, the ones with the highest value    
   for HighConfirmationSequenceNumber are considered, and all others are    
   discarded.    
        
   For the ConfirmationStatus field, the following rules apply.  Note    
   that ConfirmationStatus of SomeReceiversAcknowledge can correspond to    
   a ConfirmationCount of zero.  
    
           If all children report AllReceiversAcknowledge Then  
                   ConfirmationStatus = AllReceiversAcknowlege  
           Else If at least one child reports (ListOfFailures OR  
                   FailuresExceedMaximumListSize) Then  
                   If the count of all reported failures >  
                     MaximumFailureListSize Then  
                       ConfimationStatus = FailuresExceedMaximumListSize  
                   Else  
                        ConfirmationStatus = ListOfFailures  
           Else  
                   ConfirmationStatus = SomeReceiversAcknowledge  
        
   The ConfirmationCount field is equal to the sum of the    
   ConfimationCount for the aggregated ALC reports of all Children.  The    
   PendingCount field is equal to the sum of the PendingCount fields of    
   all Children.  The FailureList field is the concatenation of the  
     
   FailureList fields of all aggregated ALC reports of all children, up    
   to a maximum length of MaximumFailureListSize.  
        
   In addition to these fields with fixed aggregation rules, TRACK    
   supports a set of user defined aggregation statistics.  These    
   statistics are self-describing in terms of their data type and   
   aggregation method.  Statistics reports are numbered, and only the    
   most recent statistics report request is aggregated to the Sender.    
   Statistics are aggregated over the set of Child statistics reports    
   that have been received with that number.  Aggregation methods    
   include minimum, maximum, sum, product, and concatenation.  
    
4.3.3 Statistics Reporting.    
        
   A Sender can request a list of aggregated statistics from all    
   Receivers in the group.  There are a set of predefined statistics, 
   such as loss rate and average throughput.  There is also the capacity    

 
 
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   to request a set of other TRACK statistics, as well as application- 
   defined statistics.    
        
   The format of each statistic is self-describing, both in terms of    
   data type, size, and aggregation method.  A Sender reliably sends out    
   a statistics request by attaching it as an option to a Data message.     
   When a Receiver gets a request for a statistic, it fills in the data    
   fields, and forwards it up the tree in the next TRACK message.  Since   
   TRACKs are not reliable, multiple copies are sent in a total of    
   NumReplies consecutive TRACK messages from each Receiver.  Each    
   statistics report is aggregated according to the method described in    
   the statistic, and the result is delivered to the Sender.    
        
   Most aggregation options have fixed length no matter how many    
   Receivers there are.  The one exception is concatenation, which    
   creates a list of values from some or all Receivers, up to a length    
   of MaximumStatisticsListSize entries.  It is NOT RECOMMENDED to use    
   this to create group-wide lists, unless the group size is carefully   
   controlled.  
     
       
4.4 Application Level Confirmed Delivery.    
        
   Flow control and the reliability window are concerned with goodput, 
   of delivering data with a high probability that it is delivered at    
   all Receivers.  However, neither mechanism provides explicit    
   confirmation to the Sender as to the list of recipients for each   
   message.  Application level confirmed delivery allows applications to    
   determine the set of applications that have received a set of data    
   messages.  
        
   There are three primary factors that determine the reliability    
   semantics of a message: the senders knowledge of the Receiver list, 
   the application level actions that must be performed in order to    
   consider a message delivered, and the response to persistent failure    
   conditions at Receivers.  For example, an extremely strong    
   distributed guarantee would consist of the following.  First, the    
   full Receiver membership list is known at the Sender, and verified to    
   make sure no Receivers have left the group.  Second, the application    
   at each Receiver must write the Data to persistent store before it   
   can be acknowledged.  Third, Receivers are given a very long period    
   of time - say one hour ?to recover all lost Data messages, before    
   they are ejected from the Data Session.  In the meantime, 
   transmission of Data messages is flow controlled by the slowest    
   receivers.  
        
   A weaker form of reliability would include the following.  First, 
   that the Sender gets a count of Receivers, and otherwise depends on    
   the distributed group membership algorithms to maintain the    

 
 
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   membership list. Second, that Data messages are considered reliably    
   delivered as soon as the application receives the Data from TRACK.     
   Third, that Retransmissions are limited to only 30 seconds, and    
   Receivers must choose to leave the Data Session or continue with   
   missing Data messages, if a failure takes longer than this period to    
   recover from.  
        
   TRACK provides the functionality to easily implement a wide range of    
   application level confirmation semantics, based on how these three    
   items are configured.  It is the applications responsibility to then    
   select the configurations it desires for a given Data Session.  
        
4.4.1 Application Level Confirmation Mechanisms  
        
   The primary mechanism for application level confirmation (ALC) of    
   delivery is the ALC report.  To check for ALC of delivery, a Sender    
   issues a Application Level Confirmation Request, by attaching this    
   message as an option to a Data message, and reliably transmitting it    
   to all Receivers.  Each ALC Request includes a specified level of    
   reliability, a reply redundancy factor, and the range of Data message    
   sequence numbers that the ALC Confirmation covers.  
        
   When a Receiver gets an ALC Request, it checks to see if the    
   application has delivered the specified range of Data Messages, 
   including both the Low Confirmation Sequence Number and the High   
   Confirmation Sequence Number.  When it sends the next TRACK out, it    
   sets the ConfirmationStatus field to either SomeReceiversAcknowledge    
   if it is still pending confirmation, AllReceiversAcknowledge if it    
   has application level confirmation, ListOfFailures if it has a    
   failure and MaximumFailureListSize > 0, or    
   FailuresExceedsMaximumListSize otherwise.  It also sets the    
   ConfirmCount to 1 if it has a confirmation, and PendingCount to 1 if    
   it is still pending.  If the Immediate ACK bit is set in the ALC    
   Request, the Receiver generates an ACK immediately.    
        
   One example of how an application can implicitly signal confirmation    
   of delivery is through the freeing of buffers passed to it by the    
   transport.  The API could specify that whenever an application has   
   freed up a buffer containing one or more data messages, then these   
   messages are considered acknowledged by the application.     
   Alternatively, the application could be required to explicitly    
   acknowledge each message.    
    
4.5 Distributed RTT Calculations.    
        
   This TRACK BB provides two algorithms for distributed RTT    
   calculations: LocalRTT measurements and SenderRTT measurements.     
   LocalRTT measurements are only between a parent and its children.   
   SenderRTT measurements are end-to-end RTT measurements, measuring the    

 
 
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   RTT to the worst Receiver as selected by the congestion control    
   algorithms.    
        
   The SenderRTT is useful for congestion control. It can be used to set    
   the data rate based on the TCP response function, which is being    
   proposed for the congestion control building blocks.  
        
   The LocalRTT can be used to (a) quickly detect faulty children (as    
   described under fault detection) or (b) avoid sending unnecessary    
   retransmissions (as described in the local repair algorithm).  
         
   In the case of LocalRTT measurements, a parent initiates measurement    
   by including a ParentTimestamp field in a Heartbeat message sent to    
   its children.  When a child receives a Heartbeat message with this    
   field set, it notes the time of receipt using its local system clock, 
   and stores this with the message as HeartbeatReceiveTime.  When the   
   child next generates a TRACK, just before sending it, it measures its    
   system clock again as TRACKSendTime, and calculates the    
   LocalDallyTime.    
        
          LocalDallyTime = TRACKSendTime - HeartbeatReceiveTime.  
        
   The child includes this value, along with the ParentTimestamp field, 
   as fields in the next TRACK message sent.  Every heartbeat message    
   that is multicast to all children SHOULD include a ParentTimestamp    
   field.  
        
   The SenderRTT algorithm is similar.  A Sender initiates the process    
   by including a SenderTimestamp field in a data message.  When a    
   Receiver gets a message with this field set, it keeps track of the    
   DataReceiveTime for that message, and when it generates the next    
   TRACK message, includes the SenderTimestamp and SenderDallyTime     
   value.  These values are aggregated by Repair Heads. 
    
   Each node only keeps track of the most recent value for    
   {SenderTimestamp, DataReceiveTime} and {ParentTimestamp,   
   HeartbeatReceiveTime}, replacing any older values any time that a new    
   message is received with these values set.  As long as it has non-   
   zero values to report, each node sends up both a {SenderTimestamp,   
   SenderDallyTime} and a {ParentTimestamp, LocalDallyTime} set of    
   fields in each TRACK message generated.  
        
   Unless redefined by the TRACK PI, these RTT measurements are averaged    
   using an exponentially weighted moving average, where the first RTT    
   measurement, RTT_measurement, initializes the average RTT_average,    
   and then each successive measurement is averaged in according to the    
   following formula.  The RECOMMENDED value for alpha is 1/8.  
    
      RTT_average = RTT_measurement * alpha + RTT_average (1-alpha)  

 
 
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4.6 SNMP Support  
        
   The Repair Heads and the Sender are designed to interact with SNMP    
   management tools.  This allows network managers to easily monitor and    
   control the sessions being transmitted.  All TRACK nodes MAY have    
   SNMP MIBs defined in a separate document.  SNMP support is OPTIONAL    
   for Receiver nodes, but is RECOMMENDED for all other nodes.  
     
       
4.7 Late Join Semantics  
        
   TRACK offers three flavors of late join support:  
    
      a) No Recovery  
         A Receiver binds to a Repair Head after the session has started       
         and agrees to the reliability service starting from the 
         Sequence Number in the current data message received from the 
         Sender.  
    
      b) Continuation  
         This semantic is used when a Receiver has lost its Repair Head  
         and needs to re-affiliate.  In this case, the Receiver must  
         indicate the oldest Sequence Number it needs to repair in order  
         to continue the reliability service it had from the previous  
         Repair Head.  The binding occurs if this is possible.  
          
      c) No Late Join  
        For some applications, it is important that a Receiver receives  
        either all data or no data (e.g. software distribution). In this  
        case option (c) is used.  
        
   These are specified by the LateJoinSemantics session parameter, and    
   enforced by a Parent when a Child attempts to bind to it.  
    
    
5. Message Types  
    
   The following table summarizes the messages and their fields used by    
   the TRACK BB.  All messages contain the session identifier.  
    









 
 
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                          Table 1. TRACK Messages 
                                      
   +-------------------------------------------------------------------+  
    Message       From      To     Mcast?            Fields  
   +-------------------------------------------------------------------+              
    BindRequest   Child    Parent    no    Scope, Level, Role,Rejoin  
                                        BindSequenceNumber,SubTreeCount  
   +-------------------------------------------------------------------+  
    BindConfirm   Parent   Child     no   RepairAddr,BindSequenceNumber  
                                           LowestAvailableRepair Level                
                                           ChildIndex, Role  
   +-------------------------------------------------------------------+   
    BindReject    Parent   Child     no   Reason, BindSequenceNumber  
   +-------------------------------------------------------------------+   
    UnbindRequest  Child    Parent    no   Reason, ChildIndex  
   +-------------------------------------------------------------------+  
     UnbindConfirm  Parent   Child     no            
   +-------------------------------------------------------------------+  
    EjectRequest   Parent   Child    either  Reason, AlternateParent  
   +-------------------------------------------------------------------+  
    EjectConfirm   Child    Parent    no            
   +-------------------------------------------------------------------+  
    Heartbeat      Parent   Child    either  Level, ParentTimestamp  
                                             ChildrenList,  
                                             SeqNum HighestReleased  
   +-------------------------------------------------------------------+  
    NullData,      Sender    all    yes  SenderTimeStamp, DataLength  
    OData                                  HighestReleased, SeqNum  
                                          EndOfStream, TransmissionRate  
   +-------------------------------------------------------------------+   
    Rdata          Parent   Child     yes   SenderTimeStamp, DataLength  
                                            HighestReleased, SeqNum  
                                          EndOfStream, TransmissionRate  
   +-------------------------------------------------------------------+  
    Track         Child    Parent    no       BitMask, SubTreeCount  
                                              Slowest, HighestAllowed  
                                           ParentThere, ParentTimeStamp  
                                       ParentDallyTime, SenderTimeStamp  
                                     SenderDallyTime, CongestionControl  
                                                         FailureList  
   +-------------------------------------------------------------------+   
    StatsRequest  Sender   Receiver    yes   Immediate, StatsSeqNum  
                                              NumReplies, StatsList  
   +-------------------------------------------------------------------+   
    StatsReply      Child   Parent      yes   StatsSeqNum, StatsList  
   +-------------------------------------------------------------------+  
     
    

 
 
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   The various fields of the messages are described as follows:  
     
    - BindSequenceNumber:  This is a monotonically increasing sequence  
      number for each bind request from a given Receiver for a given 
      Data Session.  
        
    - Scope: an integer to indicate how far a repair message travels.   
      This is optional.  
        
    - Rejoin: a flag as to whether this Receiver was previously a member  
      of this Data Session.  
        
    - Level: an integer that indicates the level in the repair tree.   
      This value is used to keep loops in the tree from forming, in  
      addition to indicating the distance from the Sender. Any changes 
      in a nodes level are passed down to the Tree BB using the  
      treeLevelUpdate interface.  
        
    - Role: This indicates if the bind requestor is a Receiver or Repair  
      Head.  
        
    - SubTreeCount: This is an integer indicating the current number of  
      Receivers below the node.   
        
    - RepairAddr: This field in the BindConfirm message is used to tell  
      the Receiver which multicast address the Repair Head will be 
      sending retransmissions on.  If this field is null, then the 
      Receiver should expect retransmissions to be sent on the Senders 
      data multicast address.    
        
    - AlternateParent: This is an optional field that specifies another  
      parent a Child may attempt to bind to.  
        
    - SeqNum: an integer indicating the Sequence Number of a data 
      message within a given Data Session.  For a Heartbeat, it is the 
      highest sequence number the parent knows about.  
        
    - ChildIndex: This is an integer the Repair Head assigns to a  
      particular child.  The child Receiver uses this value to implement  
      the rotating TRACK Generation algorithm.  
        
    - LowestRepairAvailable: This is the lowest sequence number that a  
      Repair Head will provide repairs for.  
        
    - Reason: a code indicating the reason for the BindReject,  
      UnbindRequest, or EjectRequest message.  
     
    - ParentTimestamp: This field is included in Heartbeat messages to  

 
 
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      signal the need to do a local RTT measurement from a parent.  It 
      is the time when the parent sent the message.  
        
    - ChildrenList: This field contains the identifiers for a list of  
      children.  As part of the keepalive message, this field together 
      with the SeqNum field is used to urge those listed Receivers to 
      send a TRACK (for the provided SeqNum).  The Repair Head sending 
      this must have been missing the regular TRACKs from these 
      children for an extended period of time.  
        
    - SenderTimestamp: This field is included in Data messages to signal  
      the need to do a roundtrip time measurement from the Sender, 
      through the tree, and back to the Sender.  It is the time 
      (measured by the Senders local clock) when it sent the message.  
     
    - ApplicationSynch: a Sequence Number signaling a request for  
      confirmed delivery by the application.  
     
    - EndOfStream: indicates that this message is the end of the data 
      for this session.  
        
    - TransmissionRate: This field is used by the Sender to tell the  
      Receivers its sending rate, in messages per second.  It is part of  
      the data or nulldata messages.  
        
    - HighestReleased:  This field contains a Sequence Number,  
      corresponding to the trailing edge of the Senders retransmission  
      window.  It is used (as part of the data, nulldata or 
      retransmission headers) to inform the Receivers that they should 
      no longer attempt to recover those messages with a smaller (or 
      same) Sequence Number.  
        
    - HighestAllowed: a Sequence Number, used for flow control from the  
      Receivers.  It signals the highest  
      Sequence Number the Sender is allowed to send that will not 
      overrun the Receivers buffer pools.  
        
    - BitMask: an array of 1s and 0s.  Together with a Sequence Number 
      it is used to indicate lost data messages.  If the ith element is 
      a 1, it indicates the message SeqNum+i is lost.  
     
    - Slowest: This field contains a field that characterizes the 
      slowest Receiver in the subtree beneath (and including) the node 
      sending the TRACK.  This is used to provide information for the 
      congestion control BB.  
        
    - SenderDallyTime: This field is associated with a SenderTimestamp  
      field.  It contains the sum of the waiting time that should be  
      subtracted from the RTT measurement at the Sender.  

 
 
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    - ParentDallyTime: This is the same as the SenderDallyTime, but is  
      associated with a ParentTimestamp instead of a SenderTimestamp.    
       
    - DataLength: This is the length of the Data payload.  
       
    - CongestionControl:  This includes any additional congestion 
      control variables for aggregation, such as WorstLossRate,  
      WorstEdgeThroughput, UnicastCost, and MulticastCost.  
        
    - ApplicationConfirms: This is the SeqNum value for which delivery  
      has been confirmed by all children at or below this parent.  
        
    - FailedChildren: This is a list of all children that have recently  
      been dropped from the repair tree.  
        
    - Immediate: If set to 1, a Receiver should immediately send a TRACK  
      on receipt of this packet.  
        
    - Reliability: The level of reliability required in order to 
      consider the set of data packets reliably delivered.  
        
    - NumReplies: The number of consecutive TRACK messages that should 
      be sent with this message attached  
        
    - SeqNumRange: The set of data messages that the ALC request applies  
      to.  
        
    - ConfirmStatus: The acknowledgement status of the Receivers in the  
      subtree up to the node that sends this message.  
        
    - ConfirmCount: The number of Receivers in the subtree up to the 
      node that sends this message, that have acknowledged the ALC 
      request.  
        
    - PendingCount: The number of Receivers in this subtree that are  
      still pending in their decision as to acknowledging this ALC 
      request.  
        
    - StatsSeqNum: The number of this request for statistics.  
        
    - StatsList: The list of statistics to be filled in by Receivers, 
      and aggregated by the control tree.  
        
        



 
 
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6. Global Configuration Variables, Constants, and Reason Codes  
        
6.1 Global Configuration Variables  
    
   These are variables that control the Data Session and are advertised 
   to all participants. Some of them MAY be configured as constants.  
     
    - TimeMaxBindResponse: the time, in seconds, to wait for a response  
      to a BindRequest.  Initial value is TIMEOUT_PARENT_RESPONSE  
      (recommended value is 3).  Maximum value is  
      MAX_TIMEOUT_PARENT_RESPONSE.  
     
    - MaxChildren: The maximum number of children a Repair Head is  
      allowed to handle. Recommended value: 32.  
     
    - ConstantHeartbeatPeriod: Instead of dynamically calculating the  
      HeartbeatPeriod, a constant period may be used instead.  
      Recommended value: 3 seconds.  
     
    - MinimumHeartbeatPeriod: The minimum value for the dynamically  
      calculated HeartbeatPeriod.  Recommended value: 1 second.  
     
    - MinHoldTime: The minimum amount of time a Repair Head holds on to  
      data messages.  
     
    - MaxHoldTime: The maximum amount of time a Repair Head holds on to  
      data messages.  
     
    - AckWindow: The number of messages seen before a Receiver issues an  
      acknowledgement.  Recommended value: 32.  
     
    - LateJoinSemantics: The options available to a Receiver who wishes  
      to join a Data Session that is already in progress.  
        
    - MaximumFailureListSize: The maximum number of entries that can be  
      in a failure list.  This MUST be small enough that the FailureList  
      does not ever cause a TRACK to exceed the size of a maximum UDP  
      packet.  Recommended value:  800.  
        
    - MaximumStatisticsListSize: The maximum number of entries that can  
      be in a statistics list.  This MUST be small enough that the  
      FailureList does not ever cause a TRACK to exceed the size of a  
      maximum UDP packet.  Recommended value:  100.  
        
    - MaximumDataRate: The maximum admission rate for data messages from  
      the application to the Data Channel Protocol.  
        
    - MinimumDataRate: The minimum admission rate for data messages from  
      the application to the Data Channel Protocol.  

 
 
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6.2 Constants   
        
    - NUM_MAX_PARENT_ATTEMPTS: The number of times to try to bind to a  
      Repair Head before declaring a PARENT_UNREACHABLE error.  
      Recommended value is 5.  
     
    - TIMEOUT_PARENT_RESPONSE: The minimum value, in seconds, between  
      attempts to contact a parent.  Recommended value is 1 second.  
        
    - MAX_TIMEOUT_PARENT_RESPONSE:  The maximum value, in seconds,  
      between attempts to contact a parent.  Recommended value is 16.  
        
    - NULL_DATA_PERIOD: The time between transmission of NullData  
      Messages.  Recommended value is 1.  
     
    - FAILURE_DETECTION_REDUNDANCY: The number of times a message is 
      sent without receiving a response before declaring an error.  
      Recommended value is 3.  
     
    - MAX_TRACK_TIMEOUT: The maximum value for TRACKTimeout.  
      Recommended value is 5 seconds.  
     
    - TRANSMISSION_REDUNDANCY: The number of times a failure 
      notification is redundantly sent up the tree in a TRACK message.  
      Recommended value is 3.  
     
6.3 Reason Codes  
        
    o BindReject reason codes  
      - LOOP_DETECTED  
      - MAX_CHILDREN_EXCEEDED  
    
    o UnbindRequest reason codes  
       - SESSION_DONE  
       - APPLICATION_REQUEST  
       - RECEIVER_TOO_SLOW  
     
     o EjectRequest reason codes  
       - PARENT_LEAVING  
       - PARENT_FAILURE  
       - CHILD_TOO_SLOW  
       - PARENT_OVERLOADED  
     
        





 
 
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7. Security Considerations 
        
   Basically, this document is for informational and security issues are 
   not applied. The following considerations are given just for 
   information: 
    
      a. The primary security requirement for a TRACK protocol is 
         protection of the transport infrastructure.  This is 
         accomplished through the use of lightweight group 
         authentication of the control and, optionally, the data 
         messages sent to the group.  These algorithms use IPsec and 
         shared symmetric keys.   
    
      b. For TRACK, it is recommended that there be one shared key for 
         the Data Session and one for each Local Control Channel.  
         These keys are distributed through a separate key manager 
         component, which may be either centralized or distributed.  
         Each member of the group is responsible for contacting the key 
         manager, establishing a pair-wise security association with 
         the key manager, and obtaining the appropriate keys.    
        
      c. The exact algorithms for this BB are presently the subject of 
         research within the IRTF Secure Multicast Group (SMuG) and/or    
         standardization within the IETF Multicast Security (MSEC) 
         working group.    
        
8. References  
     
   [1] Bradner, S., "The Internet Standards Process -- Revision 3", BCP  
       9, RFC 2026, October 1996.  
    
   [2] Bradner, S., "Key words for use in RFCs to Indicate Requirement  
       Levels", BCP 14, RFC 2119, March 1997  
        
   [3] Whetten, B., et. al. "Reliable Multicast Transport Building  
       Blocks for One-to-Many Bulk-Data Transfer."  RFC 3048, January  
       2001.  
        
   [4] Handley, M., et. al.  "The Reliable Multicast Design Space for  
       Bulk Data Transfer."  RFC 2887, August 2000.  
        
   [5] Kermode, R., Vicisano, L., "Author Guidelines for RMT Building  
       Blocks and Protocol Instantiation Documents", RFC 3269.   
    
   [6] Luby, M., et. al., "Asynchronous Layered Coding - A  
       scalable reliable multicast protocol", RFC 3450, December 2002.   
    
   [7] Luby, M., et. al., "Forward Error Correction Building Block",  
      RFC 3452, December 2002.   

 
 
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   [8] Adamson, B., et. al.,  "NACK Oriented Reliable Multicast  
       Protocol (NORM), draft-ietf-rmt-pi-norm-06.txt, March 2003.  
      
   [9] Speakman, T., et. al., "Pragmatic General Multicast (PGM) 
      Reliable Transport Protocol Specification", RFC 3208, December 
      2001.  
       
   [10] Whetten, B., D. Chiu, M. Kadansky, S. Koh, and G. Taskale, "RMT 
        BB: Tree Auto-Configuration,"  draft-ietf-rmt-bb-tree-config-
        03.txt, November 2002.  
    
   [11] Whetten, B., D. Chiu, M. Kadansky, S. Koh, and G. Taskale, "RMT 
        BB for TRACK,"  draft-ietf-rmt-bb-track-02.txt, November 2002.  
    
   [12] Whetten, B., Taskale, G.  "Overview of the Reliable Multicast  
       Transport Protocol II (RMTP-II)."  IEEE Networking, Special Issue  
       on Multicast, February 2000.  
    
   [13] Hardjorno, T., Whetten, B.  "Security Requirements for TRACK"  
        draft-ietf-rmt-pi-track-security-00.txt, June 2000.  Work in  
        Progress.  
        
   [14] Kadansky, M., D. Chiu, J. Wesley, J. Provino, "Tree-based  
        Reliable Multicast (TRAM)", draft-kadansky-tram-02.txt, Work in  
        Progress.  
        
   [15] ITU-T and ISO/IEC, "Enhanced Communications Transport Protocol 
        (ECTP): Specification of Simplex Multicast Transport", ITU-T 
        Recommendation X.606 and ISO/IEC 14476-1, January 2002.  
    
   [16] Whetten, B. et. al., "TRACK Protocol Instantiation Over UDP",  
        draft-ietf-rmt-track-pi-udp-00.txt, November 2002.  
        
    
    
Acknowledgments 
    
   The authors would like to give special thanks to Sanjoy Paul,Supratik 
   Bhattacharyya, Joe Wesley, and Joe Provino, for their valuable 
   comments. 
    
    







 
 
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Author's Addresses 
    
    
      Dah Ming Chiu 
      dahming.chiu@sun.com 
      Sun Microsystems Laboratories 1 Network Drive 
      Burlington, MA 01803 
 
      Brian Whetten 
      890 Sea Island Lane Foster City, CA 94404 
      brian@whetten.net 
 
      Miriam Kadansky 
      miriam.kadansky@sun.com 
      Sun Microsystems Laboratories 1 Network Drive 
      Burlington, MA 01803 
 
      Seok Joo Koh 
      sjkoh@etri.re.kr 
      ETRI 
      161 Kajong-dong Yusong-Gu,  
      TAEJON, 305-350, KOREA 
       
      Gursel Taskale 
      gursel@tibco.com 
 
    























 
 
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