One document matched: draft-aboba-rtpscale-00.txt








     INTERNET-DRAFT                                           Bernard Aboba
     <draft-aboba-rtpscale-00.txt>                    Microsoft Corporation


                   Alternatives for Enhancing RTP Scalability


     1.  Status of this Memo

     This document is an Internet-Draft.  Internet-Drafts are working docu-
     ments of the Internet Engineering Task Force (IETF),  its  areas,  and
     its  working groups.  Note that other groups may also distribute work-
     ing documents as Internet-Drafts.

     Internet-Drafts are draft documents valid for a maximum of six  months
     and  may  be updated, replaced, or obsoleted by other documents at any
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     The  distribution  of  this memo is unlimited.  It is filed as <draft-
     aboba-rtpscale-00.txt>, and  expires June 1, 1997.  Please  send  com-
     ments to the authors.


     2.  Abstract

     This document discusses current issues with RTP scalability as well as
     describing the advantages and disadvantages of possible solutions.


     3.  Requirements

     In evaluating a solution to the RTP scaling problem, it  is  important
     to  have an understanding of the requirements that a proposed solution
     must meet. This document proposes three requirements:

          Decrease in convergence time
          Decrease in effective RTCP sending population
          Improvement in receiver reporting information


     3.1.  Decrease in convergence time

     Currently RTCP relies on multicasting of receiver reports to establish
     a  receiver-population  estimate.   This  shared-state is then used by
     receivers to establish the receiver reporting interval. This mechanism
     appears  to function satisfactorily for conferences with several thou-
     sand members. However, for larger conferences the result is very  slow
     convergence  of  receiver  population  estimates,  resulting  in  long



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     receiver reporting intervals, and RTCP bandwidth usage well in  excess
     of  the 5 percent recommendation. This is particularly problematic for
     dialup clients, which can experience severe RTCP-induced congestion.

     For example, in a large conference the algorithm described in [1] ini-
     tially  results  in a flood of reports from receivers joining the con-
     ference, even though some random delay is imposed. This is because the
     delay  interval will initially be set low since receivers will set the
     initial membership estimate to one. For dialup users,  the  result  is
     severe  RTCP-induced  congestion. However, even if all available band-
     width is devoted to listening to RTCP receiver reports,  a  user  con-
     nected  via  a  14.4  Kbps  modem  can  only receive a maximum of 1440
     receiver reports a minute (assuming 60  octet  receiver  reports).  In
     reality,  the  number  of  actual reports that can be received will be
     much less, since it is likely that the  user  will  want  to  receiver
     other  traffic,  such  as  audio/video  from  the  conference they are
     attempting to subscribe to. This is likely to reflect itself in having
     RTCP  packets  set  at  lower  priority than RTP packets, resulting in
     dropping of RTCP packets during periods of  congestion.  Therefore  in
     reality  a  more realistic maximum convergence rate might be closer to
     200 receiver reports a minute.  This  implies  very  long  convergence
     times.   In  a  20,000 user conference, the algorithm described in [1]
     could take well over an hour and a half to converge. By  the  time  we
     have  achieved convergence, the average reporting interval will be 1.9
     hours.


     3.2.  Decrease in effective RTCP sending population

     Today the MBONE uses DVMRP as its multicast  routing  protocol.  DVMRP
     generates forwarding cache entries on demand for each (source network,
     destination group) pair, and supports source-specific prune  messages.
     The typical forwarding cache expiration time is 200 seconds.

     Since  the current RTCP mechanism requires each RTP receiver to become
     a sender on the RTCP group, for large conferences, the result is  cre-
     ation  of  groups  with a large number of senders. For example, an RTP
     session with a single sender and 20,000 listeners would  result  in  a
     companion RTCP group with 20,001 senders and receivers.

     Even  given  the slow convergence of receiver population estimates, it
     is likely that the reporting interval will exceed the forwarding cache
     expiration  time within the first few minutes after conference initia-
     tion. As a result, only a portion of all (source network,  destination
     group)  pairs  would  be  cached  by a DVMRP implementation at a given
     time. Nevertheless, the router will expend considerable  resources  in
     adding and flushing forwarding cache entries, as well as in responding
     to source-specific prune requests.

     While future versions of DVMRP may prove more scalable, it is unlikely
     that these versions will be widely deployed within the next 18 months.
     As a result, it would desirable for an RTP scaling solution to provide
     for a decrease in the number senders on the RTCP group.




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     3.3.  Improvement in receiver reporting information

     The  RTCP  receiver report mechanism provides important information on
     listenership, reception  quality,  and  bandwidth  availability.  This
     information is important useful both for engineering and business pur-
     poses. Engineers use reception quality information to  diagnose  prob-
     lems  with  the network. Sending systems can use reception quality and
     bandwidth availability information to modify  transmission  parameters
     such as compression ratio and sending rate. Business people use infor-
     mation on listenership to track the size of the audience,  and  recep-
     tion  quality  information  to measure the quality of the user experi-
     ence.

     Since in large conferences the algorithm described  in  [1]  leads  to
     underestimates  of  the  receiver  population  and infrequent receiver
     reporting, it can be argued that it does not meet the requirements for
     accurate   and   timely  receiver  reporting.  Therefore  any  scaling
     "improvement" should not hamper the ability to collect  this  informa-
     tion, and probably should be expected to result in improved reporting.


     4.  Scaling alternatives

     Several alternatives have been proposed for improving the  scalability
     of RTCP. These include:

          Turning off RTCP receiver reports
          Improved convergence algorithms
          Use of separate multicast groups for receiver and sender reports
          Unicasting of receiver reports
          Selective reporting
          Use of TTL scoping and summary messages
          Use of RTP translators

     These alternatives are discussed in turn.


     4.1.  Turning off RTCP receiver reports

     In  some  applications  (such as satellite transmission) it may not be
     possible to  offer  an  upstream  channel  for  transmission  of  RTCP
     receiver  reports.  As a result, it may be desirable to allow receiver
     reporting to be turned off. Since  there  is  no  receiver  reporting,
     there would be no way to estimate the receiver population.

     Influence  on  RTCP receivers could be exercised via the SDP announce-
     ment mechanism. For example, Mark Handley has proposed that  the  ses-
     sion  profile specified in SDP via the "m=" line be used to define the
     desired RTCP behavior. This  would  allow  for  turning  off  of  RTCP
     receiver reports, or another desired mechanism.

     While  this  proposal  would  eliminate  the  congestion  problem  for
     receivers, it would deprive interested parties of information on  lis-
     tenership and reception quality. This will prevent senders from making



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     adjustments to their transmission parameters, and would  also  prevent
     RTP  monitors  from providing listenership estimates needed to justify
     advertising rates.


     4.2.  Improved convergence algorithms

     Just as non-linear equation solvers can benefit  from  improved  algo-
     rithms,  it  may  be possible to improve RTP receiver population esti-
     mates via improvements in the algorithm. These may  include  improving
     the  initial  population estimate, as well as improve the algorithm by
     which receivers estimate the overall population.

     Currently the receiver population estimate has an initial value of  1,
     but  it  is possible for an initial population estimate to be supplied
     in the session announcement.  Successive  population  estimates  could
     then  be  derived  via  an  averaging  of the initial estimate and the
     receiver's own estimate, so that the effect of  the  initial  estimate
     would die out over time.

     It  is  also  possible to improve the speed of convergence by allowing
     the receiver to use information on the rate at which receiver  reports
     are  being sent, and incorporate this into the population estimate and
     receiver reporting interval. For example,  due  to  bandwidth  limita-
     tions,  receivers  on higher bandwidth connections have greater knowl-
     edge of the overall receiver population. Thus if a  receiver  were  to
     note a receiver report from a system advertising high bandwidth avail-
     ability, that report could be weighed more heavily in determining  the
     overall population estimate.

     It  is  also possible to incorporate the receiver report rate into the
     reporting interval calculation.  For example, if my current population
     estimate  results in a receiver reporting interval of 3 minutes, and I
     am receiving 200 receiver  reports/minute,  it  may  be  desirable  to
     incorporate  the  rate  of  receiver  reports  into  my  calculations,
     increasing the reporting interval accordingly.

     However, the utility of such methods is limited in the case of  dialup
     clients,  since  they  will only be able to receive a modest number of
     receiver reports/minute, and thus the rate at which  receiver  reports
     are  flowing in may not be reflective of the overall population. Thus,
     while an improved initial population estimate would result in improved
     convergence times, were the initial estimate to be way off, converging
     to a better estimate could still take a long time. This leads  to  the
     conclusion  that  we  need  to  be  able  to  make better use of those
     receiver reports that can be received.

     Thus while this proposal  could  lessen  the  congestion  problem  for
     higher-bandwidth  receivers,  it  would not necessarily improve things
     markedly for dialup clients, and would not result in a lower number of
     senders on the RTCP receiver report group.






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     4.3.  Use of separate multicast groups for receiver and sender reports

     Currently RTCP sender and receiver reports are sent to the same multi-
     cast  group,  and both RTP senders and receivers join this group. Were
     sender and receiver reports to be multicast on different  groups,  RTP
     receivers  could be allowed to only join the sender report group, thus
     allowing them to avoid  listening  to  receiver  report  traffic.  RTP
     senders  would  still join both groups in order to receive feedback on
     listenership and transmission  quality,  and  would  need  to  provide
     information  on  the  estimated  receiver population within the sender
     reports.

     While this proposal would lessen the congestion problem for receivers,
     it would not improve things for senders who could still be deluged. It
     also would only result in improved convergence of receiver  population
     estimates  to  the  extent  that senders can be assumed to have higher
     bandwidth connections than receivers. Finally, it would not result  in
     a lower number of senders on the RTCP receiver report group.


     4.4.  Unicasting of receiver reports

     Instead  of  multicasting  receiver reports, it is possible to unicast
     them back to the senders. This would  allow  RTP  listeners  to  avoid
     receiver  report  traffic, while RTP senders would still receive feed-
     back on listenership and transmission quality. In order to control the
     receiver  report  transmission  rate,  senders  would  need to provide
     information  on  the  estimated  receiver  population  within   sender
     reports.

     While this proposal would lessen the congestion problem for receivers,
     it would not necessarily improve things for senders who could still be
     deluged. It also would only result in improved convergence of receiver
     population estimates to the extent that senders can be assumed to have
     higher  bandwidth connections than receivers. However, it would elimi-
     nate multicasting of RTCP receiver reports, which will be  of  benefit
     to overtaxed routers.


     4.5.  Selective reporting

     RTCP receiver reports serve multiple purposes. One of these is to pro-
     vide information on listenership; another is to provide information on
     reception  quality  and  bandwidth  availability.  Given that receiver
     reporting intervals will tend to be very long for  large  conferences,
     it  can  be argued that absent an emergency, it makes sense to provide
     information on listenership, reception quality  and  bandwidth  avail-
     ability  within  the RTCP Bye message. Thus on leaving the conference,
     the receiver would send a message providing information  on  the  time
     period  in  which  they  joined  the conference, the overall reception
     quality and other information.  Conventional  receiver  reports  would
     then either not be sent at all, or would be sent with a TTL of 1. How-
     ever, in order to supply engineers with timely information on network-
     related  problems,  it  is  necessary  to  add  a  mechanism  by which



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     receivers could report packet losses exceeding some threshold.

     While this proposal would lessen the congestion problem at the  begin-
     ning  of  a  session,  it could result in a deluge of receiver reports
     toward the end of the session. Given that no receiver population esti-
     mate  would be available, it appears that this approach could actually
     worsen convergence times, unless it were combined with  some  kind  of
     summarization  mechanism.  It would also not reduce the number of RTCP
     senders.


     4.6.  Use of TTL scoping and summary messages

     In this approach, RTCP receiver reports would be sent with a TTL of 1,
     and  a  designated  summarizer  would  be  elected  to provide summary
     reports with a larger TTL. This approach has the advantage of increas-
     ing  the leverage of those RTCP receiver reports that are sent, and is
     likely to be particularly effective for conferences in  which  member-
     ship  is densely distributed. However, in sparsely distributed confer-
     ences, the effect of summarization will be small unless multiple  lev-
     els  of  summarization  are  used. The designated summarizer would not
     necesarily be a router; it could also be  another  receiver,  although
     this  brings  up  the  possibility  of  how  a new summarizer could be
     elected if the current summarizer leaves the conference.

     Since  in  this  scheme  receiver  reports  are  not  forwarded,  non-
     summarizing  RTP  receivers should use the population estimate gleaned
     from local scope reports to calculate their reporting interval. Summa-
     rizers  and  RTP  senders  will then use global estimates gleaned from
     global scope summary reports to calculate their reporting interval.  A
     recommended  bandwidth  allocation  for  reporting  is  25 percent for
     sender reports, 25 percent for summary reports,  and  50  percent  for
     receiver reports.

     Since  this  proposal  decreases  the  scope of RTCP announcements, it
     would substantially reduce  the  congestion  problem.  It  would  also
     reduce  the  number of RTCP senders visible to the multicast backbone,
     and would decrease convergence times, since those messages  that  were
     sent  would  include more information on the receiver population. How-
     ever, it would also require substantial modifications  in  RTP  client
     behavior.


     4.6.1.  Summary reports

     Via the use of summary reports, privacy can be provided while simulta-
     neously providing senders  with  improved  listenership  and  receiver
     quality  reporting. This is possible because in the existing implemen-
     tation much of the information gained from receiver reports is  redun-
     dant.   For example, if congestion results in packets being dropped on
     a particular link, then all receivers downstream from that  link  will
     report  the  same problem. This overabundance of redundant information
     obscures the information of greatest interest, which is information on
     global listenership and reception quality. Via introduction of summary



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     reports, it is possible to provide more accurate and timely  reporting
     on listenership and reception quality.

     Information useful in summary reports would include:

          Total number of systems being summarized
          Packets received and lost
          Histogram of reception quality (fraction lost)
          Histogram of receiver bandwidth
          Information on users registering

     The  total  systems  summarized number is used in order to provide for
     faster convergence times. Information on  packets  received  and  lost
     will  typically be used by network engineers looking to diagnose prob-
     lems with the MBONE. The histograms of reception quality and  receiver
     bandwidth  are propagated in order to allow senders to deduce informa-
     tion relating to the global user experience.  In order  to  allow  for
     location  of individuals participating in a conference, the summarizer
     may wish to relay information on the users in the conference. Alterna-
     tively,  it  may  register users in a directory service via use of the
     LDAP extensions defined in [4].


     4.7.  Use of RTP translators

     Through the use of RTP translators,  it  is  possible  to  divide  RTP
     receivers  into areas in much the same way as is accomplished by OSPF.
     Through the use of summary receiver reports, information on  listener-
     ship and receiver report quality can be propagated between areas while
     reducing RTCP bandwidth usage and the RTCP sending population  on  the
     MBONE.

     In  order  to insulate receivers within an area from external receiver
     reports, the RTP translator must  filter  external  receiver  reports,
     while  allowing  external  summary  reports and sender reports to pass
     through.  Similarly,  the  RTP  translator  will  listen  to  receiver
     reports  generated  from within its area, but will not pass them on to
     external areas. Instead, it would issue to external areas two types of
     summary  reports.  The  first will be based on the packets it receives
     and will be identical to a conventional receiver  report,  except  for
     the  use of the summary report type; the second will be a true summary
     report based on area receiver reports. It is useful to allow  receiver
     reports  from RTP translators to pass through so as to allow diagnosis
     of internal distribution  problems.  The  RTP  translator  will  allow
     internal sender reports to pass through unmodified.

     The introduction of RTP translators has several advantages:

          Improved convergence of the receiver population estimate
          Decreased RTCP bandwidth
          Improved privacy
          Listenership and reception quality information available to senders

     While  most of the above advantages are also available in the receiver



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     summary approach, one advantage of the translator approach is that  it
     provides  for  greater control by the network administrator. For exam-
     ple, since summary reports would be sent  by  RTP  translators  rather
     than by client summarizers, it would be possible for administrators to
     control the propagation of user information on a  site-by-site  basis,
     rather  than  on  a per-session basis. For example, rather than having
     this sent in the summary report, it could be  stored  as  a  temporary
     attribute  in  the  area  directory server. This may be perceived as a
     substantial advantage by corporations looking  to  control  access  to
     directory  information. For those cases where it is desirable to allow
     external access to area registration information, the  IP  address  of
     the  area  directory  server  may be advertised in the summary report.
     This allows senders with appropriate privileges to retrieve conference
     registration data from the area directory server via LDAP.

     The  RTP  translator  approach  has several major disadvantages. These
     include:
          Requires modifications to routers
          Increases loading on routers that now must function as RTP translators


     5.  Acknowledgements

     Thanks to Steve Casner of Precept, Mark Handley of ISI, Bob Hinden  of
     Ipsilon and Thomas Pfenning and Stefan Solomon of Microsoft for useful
     discussions of this problem space.


     6.  References

      [1]  H. Schulzrinne, S. Casner, R. Frederick, V. Jacobson.   "RTP:  A
     Transport  Protocol  for Real-Time Applications." RFC 1889, GMD Fokus,
     January 1996.

     [2]  H. Schulzrinne.  "RTP Profile for  Audio  and  Video  Conferences
     with Minimal Control." RFC 1890, GMD Fokus, January 1996.

     [3]   M.  F.  Speer,  S.  McCanne.  "RTP Usage with Layered Multimedia
     Streams."  draft-speer-avt-layered-video-01.txt,   Sun   Microsystems,
     LBNL, June 1996.

     [4]  Y. Yaacovi, M. Wahl, K. Settle, T. Genovese.  "Lightweight Direc-
     tory Access Protocol:  Extensions  for  Dynamic  Directory  Services."
     draft-ietf-asid-ldapv3ext-02.txt,  Microsoft, Critical Angle, October,
     1996.



     7.  Authors' Addresses

     Bernard Aboba
     Microsoft Corporation
     One Microsoft Way
     Redmond, WA 98052



     Aboba                                                         [Page 8]





     INTERNET-DRAFT                                        26 November 1996


     Phone: 206-936-6605
     EMail: bernarda@microsoft.com























































     Aboba                                                         [Page 9]




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