One document matched: draft-zeilenga-ldapbis-vd-00.txt







INTERNET-DRAFT                                      Kurt D. Zeilenga
Intended Category: Informational                    OpenLDAP Foundation
Expires: 7 May 2001                                 7 November 2000



        Lightweight Directory Access Protocol: version differences
                       draft-zeilenga-ldapbis-vd-00


  This document is an Internet-Draft and is in full conformance with all
  provisions of Section 10 of RFC2026.

  This document is intended to be, after appropriate review and
  revision, submitted to the RFC Editor as an Informational document.
  Distribution of this memo is unlimited.  Technical discussion of this
  document will take place on the IETF LDAP Revision (Proposed) Working
  Group (LDAPbis) mailing list <ietf-ldapbis@openldap.org>.  Please send
  editorial comments directly to the author <Kurt@OpenLDAP.org>.

  Internet-Drafts are working documents of the Internet Engineering Task
  Force (IETF), its areas, and its working groups.  Note that other
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  The list of current Internet-Drafts can be accessed at
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  Copyright 2000, The Internet Society.  All Rights Reserved.

  Please see the Copyright section near the end of this document for
  more information.


1.  Overview

  This document details differences between Lightweight Directory Access
  Protocol versions 2 [RFC1777] and 3 [RFC2251].

  There has been is significant interest within the community to develop
  applications which implement both LDAPv2 and LDAPv3.  These are
  referred to as dual implementations in this document.  This discusses
  issues specific to dual implementations.




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2.  X.500 Issues

  LDAPv2 is defined in terms of X.500(1988) series of ITU
  Recommendations whereas LDAPv3 is defined in terms of the X.500(1993)
  series.


2.1.  Directory Strings

  The X.520(1988) directoryString is defined as:

       DirectoryString { INTEGER : maxSize } ::= CHOICE {
            teletexString       TeletexString (SIZE (1..maxSize)),
            printableString     PrintableString (SIZE (1..maxSize)) }

  LDAPv2 requires [RFC2252] that the encoding of values of the
  directoryString syntax is the string value itself.  As each choice was
  a subset of the T.61, the transferred value is restricted to T.61.

  A choice of universalString was added in the X.500(1993).  LDAPv2
  implementations which support this choice should transliterate values
  to T.61.

  LDAPv3 requires that values of directoryString syntax be encoded as
  ISO 10646-1 UTF-8 strings.  DirectoryString values of teletexString
  choice must be transliterated.

  A dual implementation must be able transliterate strings between ISO
  10646-1 and T.61 or restrict strings to IA5 (which is a subset of both
  ISO 10646-1 and T.61).


2.2.  Attribute type

  X.500(1988) makes no distinction between user, operational, and
  collective attributes whereas X.500(1993) does.  Hence, LDAPv2 makes
  no distinction whereas LDAPv3 does.

  For example, a LDAPv2 search request with an empty attribute list
  returns all attributes whereas LDAPv3 only returns all user
  attributes.  LDAPv3 only returns operational attributes unless
  specifically requested, whereas LDAPv2 has no such restriction.

  X.500(1993) also states that a search "request for a particular
  attribute is always treated as a request for the attribute and all
  subtypes of that attribute (except for requests processed by
  1988-edition systems)".  LDAPv2 does not support subtyping whereas
  LDAPv3 does (though it is optional).



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2.3.  Object Classes

  X.500(1988) makes no distinction between structural, auxiliary, and
  abstract object classes whereas X.500(1993) does.  Hence, LDAPv2 makes
  no distinction whereas LDAPv3 does.


2.3.  ExtensibleMatch

  X.500(1993) introduces extensible matching.  LDAPv2 does not support
  extensible matching, LDAPv3 does.


3.  Protocol elements

  LDAPv3 supports all protocol elements of LDAPv2.  LDAPv3, besides
  defining additional protocol elements, alters the syntax and semantics
  of existing protocol elements.


3.1.  LDAPString

  The LDAPString is a notational convenience to indicate that, although
  strings of LDAPString type encode as OCTET STRING types, the legal
  character set in such strings is restricted.  LDAPv2 restricts
  LDAPString to IA5 (ASCII) characters.  LDAPv3 restricts LDAPString to
  UTF-8 encoded ISO 10646-1 characters.  The change to UTF-8 allows
  strings to be internationalized.

  For example, an LDAPv3 server can provide localized errorMessage
  textual error diagnostic using non-IA5 characters.  LDAPv2 is
  restricted errorMessages to IA5.

  A number of protocol fields are restricted by LDAPString.  In most
  cases, this is not problematic for dual implementations as LDAPv3
  restricts these fields to IA5 subset of UTF-8 by other means.  For
  instance, attributeType which is an LDAPString is specifically
  restricted to a subset of IA5.

  There is however one case in which is quite problematic for dual
  implementations, Distinguished Names.


3.2.  Distinguished Names

  DNs are restricted to IA5 when transferred by LDAPv2 and are
  restricted to UTF-8 when transferred by LDAPv3 as DNs.




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  LDAPv2 DN syntax does not support escaping of arbitrary characters
  within values.  The BER encoding mechanism must be used for all
  attribute values contain any non-IA5 characters.

  LDAPv3 DN syntax supports escaping of arbitrary characters.

  LDAPv2 and LDAPv3 special character escaping requirements are
  different.

  LDAPv2 set of valid "keywords" is different from the set defined for
  LDAPv3.

  LDAPv2 and LDAPv3 DNs use incompatible mechanisms for specifying
  attribute types by OIDs.

  RFC 2253, Section 4 details additional requirements for LDAPv2
  implementations.  However, these requirements are too restrictive as
  they disallow encoding of DN in a number of cases (such as when OIDs
  must be used).  The requirements also do not account for the fact that
  encodings produced per RFC2253, Section 2 may not be transferable in
  an LDAPv2 LDAPString or may contain elements (such as hex pair
  escaping) not allowed by RFC 1779 grammar.

  A dual implementation should:
  - parse and generate LDAPv2 DNs per RFC 1779,
  - parse and generate LDAPv3 DNs per RFC 2253,
  - convert between LDAPv2 and LDAPv3 DN representations by though
    intermediate conversion to the DNs BER encoding.


3.4.  AttributeDescription

  LDAPv3 supports AttributeDescriptions, LDAPv2 doesn't.  An LDAPv2
  implementation has no mechanism to transfer attribute types with
  options.


3.5.  AttributeDescriptionList

  LDAPv2 has no special "*" to indicate transfer of all user attributes
  (see section 2).  An LDAPv2 client requesting "*" should expect a
  protocolError to be returned.


3.6.  ExtensibleMatch

  LDAPv3 Filter supports a choice of extensibleMatch.  An LDAPv2
  doesn't.  A LDAPv2 implementation would likely treat an unknown filter



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  choice as a protocol error.


3.7.  Empty 'or' and 'and' filters sets

  LDAPv3 requires 'and' and 'or' filter sets to be non-empty.  Though
  LDAPv2 does not explicitly require filter sets to be non-empty,
  support for non-empty sets is implied by the statement that an X.500
  "read" operation can be emulated by a base object LDAP search
  operation with the same filter.  That is, X.500(1988) supports 'and'
  and 'or' empty filters sets.  However, as defined filter string
  representation cannot represent an empty filter set, support for empty
  filter sets cannot be presumed to be present.


3.8.  LDAPResult

  LDAPv3 extends LDAPResult to allow additional resultCode values and
  the inclusion of an optional referral field.  LDAPv3 also requires
  that unknown result codes be treated as unknown error condition
  LDAPv2 does not have any such requirement.


3.9.  Unrecognized Tags

  LDAPv3 implementations must ignore elements of SEQUENCE encodings
  whose tags they do not recognize.  LDAPv2 does not have any such
  requirement.  A LDAPv2 implementation will likely treat an
  unrecognized as protocol error.


3.10.  Controls

  LDAPv3 introduces Controls which may alter the behavior of operations.
  LDAPv2 does not support Controls.  A LDAPv2 implementation will likely
  treat a control as a protocol error.


3.11.  New LDAP Message Types

  LDAPv3 introduces three new LDAP PDU choices: extended requests,
  extended responses, and search reference responses.  LDAPv2 does not
  support these new PDUs and likely will treat such as a protocol error.


4.   Protocol Semantics

  This section details semantical differences in the protocols.



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4.1.  Bind Operation

  This section will describe Bind operation issues.


4.2.  Search Operation

  This section will describe Search operation issues.


4.3.  Modify Operation

  LDAPv3 alters the semantics of the Modify/replace.  In LDAPv2, a
  replace with no values commonly results in a protocolError.  In
  LDAPv3, a replace with no values is treated as a delete with no values
  excepting no error is generated if the attribute doesn't exist.


4.4.  Modify DN Operation

  This section will describe Modify DN/RDN operation issues.

4.5.  Unsolicited Notifications

  LDAPv2 implementations do not support Unsolicited Notifications.  A
  dual implementation should avoid returning an Unsolicited Notification
  unless a request has been received and this request is not a LDAPv2
  bind request.



5.  Protocol Encoding

  LDAPv3 places additional restrictions on the BER encoding of protocol
  elements.


6.  Schema

  LDAPv2 and LDAPv3 utilize dramatically different schema.

6.1 Syntaxes


6.1.1.  Common Syntax Encodings

  An number of BNF definitions differ between LDAPv2 and LDAPv3.




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  LDAPv3 allows ";" in the production k whereas LDAPv2 does not.
  Production k is used by production anhstring.

  LDAPv3 allows """ in the production p whereas LDAPv2 does not.  LDAPv2
  allows "'" in the production p whereas LDAPv3 does not.  Production p
  is used by production printablestring.

  The differences in these productions affects the specification of many
  common syntaxes.  A dual implement must ensure produces values which
  are consistent with the syntax restrictions of the protocol in use.


  6.1.2.  Object Identifier Syntax

  LDAPv2 and LDAPv3 use different string representations for object
  identifier (OIDs) syntax.  LDAPv2 defines an OID to be:

      oid = <descr> / <descr> '.' <numericoid> / <numericoid>

  whereas LDAPv3 defines an OID to be:

      oid = descr / numericoid

  Note the LDAPv3 eliminates one of the LDAPv3 forms.

  For example in LDAPv2, in encoding the object identifier representing
  an organizationName, the descriptor "organizationName" is preferable
  to "ds.4.10", which is in turn preferable to the string "2.5.4.10".

  For example in LDAPv3, in encoding the object identifier representing
  an organization name (o), the descriptor "o" is preferred to the
  string "2.5.4.20.

  A dual implementation must ensure it does not produce the eliminated
  form when using LDAPv3.


6.1.3.  Distinguished Name Syntax

  The issues discussed in Section 3.2 generally apply to values of
  Distinguished Name syntax.


6.1.4.  Certificate and related syntaxes

  LDAPv2 defines a string representation for X.509 certificates,
  revocation lists, and other related syntaxes.  LDAPv3 does not use
  these string representation and instead requires ";binary" transfer of



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  such values.  LDAPv2 does not support ";binary" transfer.

  Dual implementations must be prepared to recognize and generate the
  encoding required by the protocol.


6.2.  Attribute Types

  LDAPv2, in general, uses X.500 names such as commonName and
  organizationalName.  LDAPv3 uses short names such as cn and o.  Dual
  implementations should use attribute names appropriate for the the
  current protocol.


7.  Other version differences

  This section will discuss (when written) other version differences.


8.  Security Considerations

  LDAPv3 supports SASL [RFC2829] and TLS [RFC2830].  LDAPv2 does not
  offer integrity or confidentiality services.  LDAPv2 Kerberos bind
  choices are not widely nor consistently implemented.  Use of LDAPv3
  security features is RECOMMENDED when updating the directory or
  accessing sensitive information.


9.  Liberties taken

  Dual implementations of LDAPv2 and LDAPv3 have taken significant
  liberties to support both protocols.   The most common liberties take
  are to apply the restrictions of one protocol to both (while ignoring
  the restrictions of one protocol).  For example, it is common for dual
  implementations to ignore the LDAPv2 LDAPString IA5 restriction and/or
  the LDAPv2 directoryString T.61 restriction.


10.  Summary

  There are numerous differences between LDAPv2 and LDAPv3 which make in
  difficult for an application to properly support both protocols.  In
  addition, any application which implements LDAPv2 as specified is
  likely not to interoperate well due to the large deployment of non-
  conforming LDAPv2 implementations.  The value of applications which
  properly implement both LDAPv2 and LDAPv3.  There is little value in
  not adhere to specifications.  Hence, it is recommended that
  applications only implement LDAPv3.



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Copyright 2000, The Internet Society.  All Rights Reserved.

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Zeilenga                                                        [Page 9]


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