One document matched: draft-stiemerling-hip-nat-04.txt

Differences from draft-stiemerling-hip-nat-03.txt




HIP Research Group                                        M. Stiemerling
Internet-Draft                                                J. Quittek
Expires: January 9, 2006                                       L. Eggert
                                                                     NEC
                                                            July 8, 2005


Middlebox Traversal Issues of Host Identity Protocol (HIP) Communication
                      draft-stiemerling-hip-nat-04

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
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   This Internet-Draft will expire on January 9, 2006.

Copyright Notice

   Copyright (C) The Internet Society (2005).

Abstract

   The Host Identity Protocol (HIP) fundamentally changes the way in
   which two Internet hosts communicate.  One key advantage over other
   schemes is that HIP does not require modifications to the traditional
   network-layer functionality of the Internet, i.e., its routers.  In



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   the current Internet, however, many devices other than routers modify
   the traditional network-layer behavior of the Internet.  These
   "middleboxes" are intermediary devices that perform functions other
   than the standard functions of an IP router on the datagram path
   between source and destination hosts.  Whereas some types of
   middleboxes may not interfere with HIP at all, others can affect some
   aspects of HIP communication and others can render HIP communication
   impossible.  This document discusses the problems associated with HIP
   communication across network paths that include specific types of
   middleboxes, namely, network address translators and firewalls.  It
   identifies and discusses issues in the current HIP specifications
   that affect communication across these types of middleboxes.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  HIP Across NATs  . . . . . . . . . . . . . . . . . . . . . . .  4
     2.1   Phase 1: HIP Base Exchange . . . . . . . . . . . . . . . .  4
       2.1.1   IPv4 HIP Base Exchange . . . . . . . . . . . . . . . .  4
       2.1.2   IPv6 HIP Base Exchange . . . . . . . . . . . . . . . .  5
     2.2   Phase 2: IPsec Data Exchange . . . . . . . . . . . . . . .  5
   3.  HIP Across Firewalls . . . . . . . . . . . . . . . . . . . . .  6
     3.1   Phase 1: HIP Base Exchange . . . . . . . . . . . . . . . .  6
       3.1.1   IPv4 HIP Base Exchange . . . . . . . . . . . . . . . .  6
       3.1.2   IPv6 HIP Base Exchange . . . . . . . . . . . . . . . .  6
     3.2   Phase 2: IPsec Data Exchange . . . . . . . . . . . . . . .  6
   4.  HIP Extensions . . . . . . . . . . . . . . . . . . . . . . . .  7
   5.  NAT Extensions . . . . . . . . . . . . . . . . . . . . . . . .  7
   6.  Legacy NAT and Firewall Traversal  . . . . . . . . . . . . . .  8
   7.  HIP Across Other Middleboxes . . . . . . . . . . . . . . . . .  9
   8.  Security Considerations  . . . . . . . . . . . . . . . . . . .  9
   9.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .  9
   10.   References . . . . . . . . . . . . . . . . . . . . . . . . . 10
     10.1  Normative References . . . . . . . . . . . . . . . . . . . 10
     10.2  Informative References . . . . . . . . . . . . . . . . . . 10
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 12
       Intellectual Property and Copyright Statements . . . . . . . . 13














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1.  Introduction

   The current specification of the Host Identity Protocol (HIP)
   [I-D.ietf-hip-arch] assumes simple Internet paths, where routers
   forward globally routable IP packets based on their destination
   address alone.  Over such paths, the HIP protocol performs well.

   In the current Internet, such pure paths are becoming increasingly
   rare.  For a number of reasons, several types of devices modify or
   extend the pure forwarding functionality the Internet's network layer
   used to deliver.  [RFC3234] coins the term middleboxes for such
   devices: "A middlebox is (...) any intermediary device performing
   functions other than the normal, standard functions of an IP router
   on the datagram path between a source host and destination host."

   Middleboxes affect communication in a number of ways.  For example,
   they may inspect the flows of some transport protocols, such as TCP,
   and selectively drop, insert or modify packets.  If such devices
   encounter a higher-layer protocol they do not support, or even a
   variant of a supported protocol that they do not know how to handle,
   communication across the middlebox may become impossible for these
   kinds of traffic.

   There are many different variants of middleboxes.  The most common
   ones are network address translators and firewalls.  [RFC3234]
   identifies many other types of middleboxes.  One broad way of
   classifying them is by behavior.  The first group operates on
   packets, does not modify application-layer payloads and does not
   insert additional packets.  This group includes NAT, NAT-PT, SOCKS
   gateways, IP tunnel endpoints, packet classifiers, markers,
   schedulers, transport relays, IP firewalls, application firewalls,
   involuntary packet redirectors and anonymizers.

   Other middleboxes exist, such as TCP performance-enhancing proxies,
   application-level gateways, gatekeepers and session control boxes,
   transcoders, proxies, caches, modified DNS servers, content and
   applications distribution boxes, load balancers that divert or modify
   URLs, application-level interceptors and application-level multicast
   systems.  However, NATs and firewalls are the most frequent
   middleboxes HIP traffic can encounter in the Internet.  Consequently,
   this memo focuses on how NAT and firewall middleboxes can interfere
   with HIP traffic.

   Middleboxes can cause two different kinds of communication problems
   for HIP.  They can interfere with the transmission of HIP control
   traffic or with the transmission of the HIP data traffic carried
   within IPsec [RFC2401].




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   This document serves mainly as a problem description that solution
   proposals can refer to.  But it also discusses known approaches to
   solving the problem and gives recommendations for certain approaches
   depending on the specific scenario.  It also does not promote the use
   of any of the discussed types of middleboxes.

2.  HIP Across NATs

   This section focuses on the traversal of HIP across network address
   translator (NAT) middleboxes.  This document uses the term NAT for a
   basic translation of IP addresses, whereas it uses the term NAPT for
   NATs that additionally performs port translation [RFC2663], if a
   differentiation between the two is important.

   HIP operates in two phases.  It first performs a HIP "base exchange"
   handshake before starting to exchange application data in the second
   phase.  This section describes the problems that occur in each of the
   two phases when NATs are present along the path from the HIP
   initiator to the responder.

2.1  Phase 1: HIP Base Exchange

   The HIP base exchange uses different transport mechanisms for IPv6
   and IPv4.  With IPv6, it uses a HIP-specific IPv6 extension header,
   whereas it uses an IP payload with IPv4 [I-D.ietf-hip-base].

2.1.1  IPv4 HIP Base Exchange

   The HIP protocol specification [I-D.ietf-hip-base] suggests to
   encapsulate the IPv4 HIP base exchange in a new IP payload type.  The
   chances of NAT traversal for this traffic are different, depending on
   the type of NAT in the path.  The IPv4 HIP base exchange traverses
   basic NATs (that translate IP addresses only) without problems, if
   the NAT only interprets and modifies the IP header, i.e., it does not
   inspect the IP payload.

   However, basic NATs are rare.  NAPT devices that inspect and
   translate transport-layer port numbers are much more common.  Because
   the IP payload used for the IPv4 base exchange does not contain port
   numbers or other demultiplexing fields, NAPTs cannot relay it.

   A second issue is the well-known "data receiver behind a NAT"
   problem.  HIP nodes  behind a NAT are not reachable unless they
   initiate the communication themselves, because the necessary
   translation state is otherwise not present at the NAT before.






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2.1.2  IPv6 HIP Base Exchange

   The IPv6 HIP base exchange uses empty IPv6 packets (without a
   payload).  New HIP extension headers carry the base exchange
   information.  This approach can cause problems if NAT middleboxes
   translate or multiplex IP addresses.

   At this time, IPv6 NATs are rare.  However, when they exist, IPv6
   NATs operate similarly to IPv4 NATs.  Consequently, they will likely
   block IP payloads other than the "well-known" transport protocols.
   This includes the IPv6 HIP base exchange, which does not contain any
   IP payload.

2.2  Phase 2: IPsec Data Exchange

   HIP uses IPsec to secure the data transmission between two HIP nodes
   after the base exchange completes.  Thus, HIP faces the same
   challenges as IPsec with regard to NAT traversal.  [RFC3715]
   discusses these issues for IPsec and describes three distinct problem
   categories: NAT-intrinsic issues, NAT implementation issues and
   helper incompatibilities.

   This section focuses on the first category, i.e., NAT-intrinsic
   issues.  The two other problem categories are out of this document's
   scope.  They may be addressed in the BEHAVE working group or in
   [RFC3489].

   With ESP-encrypted data traffic, all upper-layer headers are
   invisible to a NAT.  Thus, changes of the IP header during NAT
   traversal can invalidate upper-layer checksums contained within the
   ESP-protected payload.  HIP hosts already avoid this problem by
   substituting HITs for IP addresses during checksum calculations
   [I-D.ietf-hip-base].

   Although the traversal of ESP-encrypted packets across NATs is
   possible, [RFC3715] notes that the SPI values of such traffic have
   only one-way significance.  NATs can use SPI values to demultiplex
   different IPsec flows, similar to how they use port number pairs to
   demultiplex unencrypted transport flows.  Furthermore, NATs may
   modify the SPIs, similar to how they modify port numbers, when
   multiple IPsec nodes behind them happen to choose identical SPIs.
   However, NATs can only observe the SPIs of outgoing IPsec flows and
   cannot determine the SPIs of the corresponding return traffic.

   This document recommends to use the NAT traversal method for IPsec
   described in [RFC3948] for HIP data.





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3.  HIP Across Firewalls

   This section focuses on the traversal of HIP across IP firewalls and
   packet filters.  This type of middlebox inspects individual packets
   and decides whether to forward or discard them, based on a set of
   filter rules and associated actions.

   Firewalls are not inherently problematic for HIP, as long as their
   policy rules permit HIP base exchange and IPsec traffic to traverse.
   The next sections discuss specific issues for HIP in typical firewall
   configurations.

3.1  Phase 1: HIP Base Exchange

3.1.1  IPv4 HIP Base Exchange

   A common and recommended configuration for IPv4 firewalls is to block
   all unknown traffic by default and to allow well-known transport
   protocols only and often just on specific ports and with specific
   characteristics ("scrubbed" traffic).  This common configuration
   blocks the HIP base exchange.

3.1.2  IPv6 HIP Base Exchange

   The configuration of IPv6 firewalls is similar to IPv4 firewalls.
   Many IPv4 firewalls discard any IP packet that includes an IP option
   [FW-CONF].  With IPv6, the expectation is that firewalls will block
   IPv6 extension headers in general or will at least block unknown
   extension headers.  Furthermore, payloads other than specific, well-
   known transport protocols are likely to be blocked as well.  Like
   IPv4, this behavior blocks the HIP base exchange.

   A problem similar to the "data receiver behind a NAT" issue
   Section 2.1.1 applies to both IPv4 and IPv6 firewalls.  Typically,
   firewalls block all traffic into the protected network that is not
   identifiable return traffic of a prior outbound communication.  This
   means that HIP peers are not reachable outside the protected network,
   because firewalls block base exchange attempts from outside peers.

3.2  Phase 2: IPsec Data Exchange

   Firewalls are less problematic than NATs with regard to passing IPsec
   traffic.  The largest concern is commonly used firewall
   configurations Section 3.1 that block IPsec traffic, because it is
   not a well-known transport protocol and ports cannot be used to
   identify return flows.  However, firewalls could use mechanisms
   similar to SPINAT to use SPIs as flow identifiers [YLITALO].




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4.  HIP Extensions

   This section evaluates changes to HIP that attempt to improve
   middlebox traversal, specifically, the reachability of HIP peers
   behind middleboxes and traversal of the HIP base exchange.  Section 2
   and Section 3 describe several problems related to encapsulation
   schemes for the HIP base exchange in IPv4 and IPv6.  This document
   recommends that the HIP base exchange use UDP instead of new IP
   payload types or IPv6 extension headers.

   UDP improves HIP operation in the presence of NATs and firewalls.  It
   may also aid traversal of other middleboxes, too.  For example, load
   balancers that use IP- and transport-layer information can correctly
   operate with UDP-encapsulated HIP traffic.

   Using two different modes for the HIP base exchange, i.e., plain IP
   and UDP encapsulation, is not a useful solution and increases the
   complexity of the protocol significantly.  HIP peers need to
   determine whether to use one or the other mode, depending on network
   environments and a particular destination.

   When contacting peers, HIP nodes located behind a NAT must notify
   them about their NAT's public  IP address and a specific UDP port
   number to enable the peers to send return traffic to them.  This
   requires a new HIP parameter.

   To be reachable behind a NAT, a rendezvous point is required that
   lets HIP nodes behind a NAT register an IP address and port number
   that can be used to contact them.  Depending on the type of NAT, use
   of this rendezvous point may be required only during the base
   exchange or throughout the duration of a communication instance.  A
   rendezvous point is also useful for HIP nodes behind firewalls,
   because they suffer from an analogous problem, as described in
   Section 3.

   The proposed REA packet exchange [I-D.ietf-hip-mm][NIKANDER] can
   support this method of NAT traversal.  The original intention of this
   extension is to support host mobility and multi-homing.  This
   mechanism is similar to the Alternate Network Address Types (ANAT)
   described in [RFC4091].  However, HIP peers use REA to notify peers
   about rendezvous points, similar to [RFC4091].  HIP peers must
   determine their contact address before they can announced it to their
   peers.

5.  NAT Extensions

   IPsec SPIs have only one-way significance, as described in
   Section 2.2.  Consequently, NATs and firewalls can observe the SPI



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   values of outgoing packets, but they cannot learn the SPI values of
   the corresponding inbound return traffic in the same way.  Two
   methods exist:

   First, NATs can observe the HIP base exchange and learn the SPI
   values that HIP peers agree to use.  Afterwards, NATs can map
   outgoing and incoming IPsec flows accordingly.  This approach is
   called architectured NAT, or SPINAT [YLITALO], and can be used by
   firewalls as well.  It requires HIP-specific NAT modifications.

   Second, HIP peers can use a generic NAT or firewall signaling
   protocol to explicitly signal appropriate SPI values to their NATs
   and firewalls.  This approach does not require HIP-specific changes
   at the middlebox, but does require integration of HIP with the
   signaling protocol at the end systems.

   Possible solutions for signaling SPI values are NSIS NAT/FW traversal
   [I-D.ietf-nsis-nslp-natfw] and MIDCOM [I-D.ietf-midcom-mib].  Using
   MIDCOM in the context of HIP requires additional knowledge about
   network topology.  For example, in multi-homed environments with
   different border NATs or firewalls, a host must know which of the
   multiple NATs/firewalls to signal.  Therefore, this solution can be
   problematic.

   By using the NSIS NAT/FW traversal (NATFW NSLP) mechanism HIP nodes
   can signal the used SPI values for both directions.  NATFW NSLP
   ensures that signaling messages will reach all NATs and firewalls
   along the data path (path-coupled signaling).  Although NSIS
   generally support at both peers, the NATFW NSLP offers a "proxy mode"
   for scenarios where only one end supports NSIS.  This has deployment
   advantages.

6.  Legacy NAT and Firewall Traversal

   The solutions outlined in Section 5 require that NATs and firewalls
   are updated to support new functions, such as HIP itself or NSIS
   NATFW signaling.  NATs and firewalls are already widely deployed.  It
   will be impossible to upgrade or replace all such middleboxes with
   HIP support.  This section explores how HIP operates in the presence
   of legacy NATs and firewalls that are not HIP-aware.  Because the
   vast majority of deployed NATs currently support IPv4 only, this
   section focuses on them.

   For HIP over IPv4, UDP encapsulation of HIP traffic already solves
   some NAT traversal issues.  Usually, UDP packets can traverse NATs
   and firewalls when communication was initiated from the inside.
   However, traffic initiated outside a NAT is typically dropped,
   because it cannot be demultiplexed to the final destination (for



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   NATs) or is prohibited by policy (for firewalls).

   Even when UDP encapsulation enables the HIP base exchange to succeed,
   IPsec still causes problems [RFC3715].  Some NAT implementations
   offer "VPN pass-through", where the NAT learns about IPsec flows and
   tries to correlate outgoing and incoming SPI values.  This often
   works reliably only for a small number of nodes behind a single NAT,
   due to the possibility of SPI collisions.

   A better solution uses UDP encapsulation for IPsec [RFC3948].  HIP
   should support IPsec over UDP transport through a new parameter in
   the base exchange.  It may be worthwhile to mandate UDP encapsulation
   for all HIP traffic to reduce the complexity of the protocol.

   HIP should also consider additional NAT/firewall traversal
   mechanisms, such as the widely deployed Universal Plug and Play
   (UPNP) [UPNP].  UPNP can be used to configure middleboxes on the same
   link as a HIP node.

7.  HIP Across Other Middleboxes

   This document focuses on NAT and firewall middleboxes and does not
   currently discuss other types identified in [RFC3234].  NATs and
   firewalls are the most frequently deployed middleboxes at the time of
   writing.  However, future versions of this document may describe how
   HIP interacts with other types of middleboxes.

8.  Security Considerations

   Opening pinholes in firewalls and creating NAT bindings are highly
   security-sensitive actions.  Any mechanism that does so in order to
   support HIP traversal across middleboxes should be well protected.
   Detailed discussion of the related security issues can be found in
   the security considerations sections of the corresponding standards
   documents, such as [RFC3715], [I-D.ietf-nsis-nslp-natfw], and
   [I-D.ietf-midcom-mib].

   Are there any threats to HIP security?  This needs further
   investigtion.

9.  Acknowledgments

   The following people have helped to improve this document through
   thoughtful suggestions and feedback: Pekka Nikander, Tom Henderson,
   and the HIP research group.

   Lars Eggert is partly funded by Ambient Networks, a research project
   supported by the European Commission under its Sixth Framework



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   Program.  The views and conclusions contained herein are those of the
   authors and should not be interpreted as necessarily representing the
   official policies or endorsements, either expressed or implied, of
   the Ambient Networks project or the European Commission.

10.  References

10.1  Normative References

   [I-D.ietf-hip-arch]
              Moskowitz, R., "Host Identity Protocol Architecture",
              draft-ietf-hip-arch-02 (work in progress), January 2005.

   [I-D.ietf-hip-base]
              Moskowitz, R., "Host Identity Protocol",
              draft-ietf-hip-base-03 (work in progress), June 2005.

   [RFC2663]  Srisuresh, P. and M. Holdrege, "IP Network Address
              Translator (NAT) Terminology and Considerations",
              RFC 2663, August 1999.

   [RFC2766]  Tsirtsis, G. and P. Srisuresh, "Network Address
              Translation - Protocol Translation (NAT-PT)", RFC 2766,
              February 2000.

   [RFC3948]  Huttunen, A., Swander, B., Volpe, V., DiBurro, L., and M.
              Stenberg, "UDP Encapsulation of IPsec ESP Packets",
              RFC 3948, January 2005.

10.2  Informative References

   [FW-CONF]  CERT Web Site, "Configure firewall packet filtering", Web
              Site http://www.cert.org/security-improvement/practices/
              p058.html, July 2005.

   [I-D.eggert-hiprg-rr-prob-desc]
              Eggert, L. and J. Laganier, "HIP Resolution and Rendezvous
              Problem Description", draft-eggert-hiprg-rr-prob-desc-00
              (work in progress), October 2004.

   [I-D.ietf-hip-mm]
              Nikander, P., "End-Host Mobility and Multi-Homing with
              Host Identity Protocol", draft-ietf-hip-mm-01 (work in
              progress), February 2005.

   [I-D.ietf-midcom-mib]
              Quittek, J., "Definitions of Managed Objects for Middlebox
              Communication", draft-ietf-midcom-mib-05 (work in



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              progress), March 2005.

   [I-D.ietf-nsis-nslp-natfw]
              Stiemerling, M., "NAT/Firewall NSIS Signaling Layer
              Protocol (NSLP)", draft-ietf-nsis-nslp-natfw-06 (work in
              progress), May 2005.

   [NIKANDER]
              Nikander, P., Ylitalo, J., and J. Wall, "Integrating
              Security, Mobility, and Multi-Homing in a HIP Way", Proc.
              Network and Distributed Systems Security Symposium
              (NDSS) 2003, February 2003.

   [RFC2401]  Kent, S. and R. Atkinson, "Security Architecture for the
              Internet Protocol", RFC 2401, November 1998.

   [RFC3234]  Carpenter, B. and S. Brim, "Middleboxes: Taxonomy and
              Issues", RFC 3234, February 2002.

   [RFC3489]  Rosenberg, J., Weinberger, J., Huitema, C., and R. Mahy,
              "STUN - Simple Traversal of User Datagram Protocol (UDP)
              Through Network Address Translators (NATs)", RFC 3489,
              March 2003.

   [RFC3715]  Aboba, B. and W. Dixon, "IPsec-Network Address Translation
              (NAT) Compatibility Requirements", RFC 3715, March 2004.

   [RFC4091]  Camarillo, G. and J. Rosenberg, "The Alternative Network
              Address Types (ANAT) Semantics for the Session Description
              Protocol (SDP) Grouping Framework", RFC 4091, June 2005.

   [UPNP]     UPNP Web Site, "Universal Plug and Play Web Site", Web
              Site http://www.upnp.org/, July 2005.

   [YLITALO]  Ylitalo, J., Melen, J., Nikander, P., and V. Torvinen,
              "Re-Thinking Security in IP-Based Micro-Mobility", Proc.
              7th Information Security Conference (ISC) 2004,
              September 2004.













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Authors' Addresses

   Martin Stiemerling
   NEC Network Laboratories
   Kurfuerstenanlage 36
   Heidelberg  69115
   Germany

   Phone: +49 6221 90511 13
   Fax:   +49 6221 90511 55
   Email: stiemerling@netlab.nec.de
   URI:   http://www.netlab.nec.de/


   Juergen Quittek
   NEC Network Laboratories
   Kurfuerstenanlage 36
   Heidelberg  69115
   Germany

   Phone: +49 6221 90511 15
   Fax:   +49 6221 90511 55
   Email: juergen.quittek@netlab.nec.de
   URI:   http://www.netlab.nec.de/


   Lars Eggert
   NEC Network Laboratories
   Kurfuerstenanlage 36
   Heidelberg  69115
   Germany

   Phone: +49 6221 90511 43
   Fax:   +49 6221 90511 55
   Email: lars.eggert@netlab.nec.de
   URI:   http://www.netlab.nec.de/















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   Copyright (C) The Internet Society (2005).  This document is subject
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Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.




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PAFTECH AB 2003-20262026-04-22 06:13:42