One document matched: draft-kivinen-ipsecme-ikev2-minimal-00.xml
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docName='draft-kivinen-ipsecme-ikev2-minimal-00.txt'>
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<front>
<title>Minimal IKEv2</title>
<author initials='T.' surname='Kivinen' fullname='Tero Kivinen'>
<organization>AuthenTec</organization>
<address>
<postal>
<street>Eerikinkatu 28</street>
<code>FI-00180</code>
<city>HELSINKI</city>
<country>FI</country>
</postal>
<email>kivinen@iki.fi</email>
</address>
</author>
<date month='February' year='2011' />
<area>Security</area>
<workgroup>IP Security Maintenance and Extensions
(ipsecme)</workgroup>
<abstract>
<t>This document describes minimal version of the Internet Key
Exchange version 2 (IKEv2) protocol. IKEv2 is a component of IPsec
used for performing mutual authentication and establishing and
maintaining Security Associations (SAs). IKEv2 includes several
optional features, which are not needed in minimal
implementations. This document describes what is required from the
minimal implementation, and also describes various optimizations
which can be done. The protocol described here is compliant with
full IKEv2 with exception that this document only describes shared
secret authentication (IKEv2 requires support for certificate
authentication in addition to shared secret authentication).</t>
<t> This document does not update or modify RFC 5996, but provides
more compact description of the minimal version of the protocol.
If this document and RFC 5996 conflicts then RFC 5996 is the
authoritative description.</t>
</abstract>
</front>
<middle>
<section title='Introduction'>
<t>This document tells what minimal IKEv2 implementation could
look like. Minimal IKEv2 implementation only supports initiator
end of the protocol. It only supports the initial IKE_SA_INIT and
IKE_AUTH exchanges and does not initiate any other exchanges. It
also replies with empty (or error) message to all incoming
requests.</t>
<t>This means that most of the optional features of IKEv2 are left
out: NAT Traversal, IKE SA rekey, Child SA Rekey, Multiple Child
SAs, Deleting Child / IKE SAs, Configuration payloads, EAP
authentication, COOKIEs etc.</t>
<t>Some optimizations can be done because of limited set of
supported features, and this text should not be considered for
generic IKEv2 implementations (for example Message IDs can be done
as specified as implementation is only sending out IKE_SA_INIT and
IKE_AUTH request, and do not ever send any other request).</t>
<t>This document should be stand-alone, meaning everything needed to
implement IKEv2 is copied here except the description of the
cryptographic algorithms. The IKEv2 specification has lots of background
information and rationale which has been omitted from this
document.</t>
<t>Numerous additional numeric values from IANA registries have
been omitted from this document, only those which are of interest
for minimal implementation are listed in this document.</t>
<t>For more information check the full IKEv2 specification in RFC
5996 <xref target='RFC5996'/> and <xref target='IKEV2IANA'/>.</t>
<t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL"
in this document are to be interpreted as described in <xref
target='RFC2119'/>.</t>
<section title='Use Cases'>
<t>One use case for this kind of minimal implementation is in
small devices doing machine to machine communication. In such
environments the node initiating connections is usually very
small and the other end of the communication channel is some
kind of larger device. </t>
<t>An example of the small initiating node could be an remote
garage door opener device. I.e. device having buttons which open
and close garage door, and which connects to the home area
network server over wireless link. </t>
<t>Another example of the such device is some kind of sensor
device, for example room temperature sensor, which sends
periodic temperature data to some centralized node.</t>
<t>Those devices are usually sleeping long times, and only wakes
up because of user interaction or periodically. The data
transfer is always initiated from the sleeping node and after
they send packets there might be ACKs or other packets coming
back before they go back to sleep. If some data needs to be
transferred from server node to the small device, it can be
implemented by polling, i.e. small node periodically polls for
the server to see if it for example have some configuration
changes or similar.</t>
</section>
</section>
<section title='Exchanges'>
<section anchor='initial-exchange' title='Initial Exchange'>
<t>All IKEv2 communications consist of pairs of messages: a
request and a response. The pair is called an "exchange", and is
sometimes called a "request/response pair". Every request
requires a response.</t>
<t>For every pair of IKEv2 messages, the initiator is
responsible for retransmission in the event of a timeout. The
responder MUST never retransmit a response unless it receives a
retransmission of the request.</t>
<t>IKEv2 is a reliable protocol: the initiator MUST retransmit a
request until it either receives a corresponding response or
deems the IKE SA to have failed. A retransmission from the
initiator MUST be bitwise identical to the original request.
Retransmission times MUST increase exponentially.</t>
<t>IKEv2 is run over UDP port 500. All IKEv2 implementations
MUST be able to send, receive, and process IKEv2 messages that
are up to 1280 octets long. An implementation MUST accept
incoming requests even if the source port is not 500, and MUST
respond to the address and port from which the request was
received.</t>
<t>The minimal implementation of IKEv2 only uses first two
exchanges called IKE_SA_INIT and IKE_AUTH. Those are used to
create the IKE SA and the first child SA. In addition to those
messages minimal IKEv2 implementation need to understand
CREATE_CHILD_SA request so it can reply with CREATE_CHILD_SA
error response saying NO_ADDITIONAL_SAS to it, and understand
INFORMATIONAL request so much, it can reply with empty
INFORMATIONAL response to it. There is no requirement to be able
to respond to any other requests.</t>
<t>All messages following the IKE_SA_INIT exchange are
cryptographically protected using the cryptographic algorithms
and keys negotiated in the IKE_SA_INIT exchange.</t>
<t>Every IKEv2 message contains a Message ID as part of its
fixed header. This Message ID is used to match up requests and
responses, and to identify retransmissions of messages.</t>
<t>Minimal implementation need only support of being initiator,
so it does not ever need to send any other request as one
IKE_SA_INIT, and one IKE_AUTH message. As those messages have
fixed Message IDs (0 and 1) it does not need to keep track of
its own Message IDs for outgoing requests after that.</t>
<t>Minimal implementations can also optimize Message ID handling
of the incoming requests, as they do not need to protect
incoming requests against replays. This is possible because
minimal implementation will only return error or empty
notifications replies to incoming requests. This means that any
of those incoming requests do not have any effect on the minimal
implementation, thus processing them again does not cause any
harm. Because of this the minimal implementation can always
answer to request coming in, with the same Message ID than what
the request had and then forget the request/response pair
immediately. This means there is no need to keep any kind of
track of Message IDs of the incoming requests.</t>
<t>In the following descriptions, the payloads contained in the
message are indicated by names as listed below.</t>
<figure><artwork><![CDATA[
Notation Payload
-----------------------------------------
AUTH Authentication
CERTREQ Certificate Request
D Delete
HDR IKE header (not a payload)
IDi Identification - Initiator
IDr Identification - Responder
KE Key Exchange
Ni, Nr Nonce
N Notify
SA Security Association
SK Encrypted and Authenticated
TSi Traffic Selector - Initiator
TSr Traffic Selector - Responder
]]></artwork></figure>
<t>The initial exchanges are as follows:</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
HDR(SPIi=xxx, SPIr=0, IKE_SA_INIT,
Flags: Initiator, Message ID=0),
SAi1, KEi, Ni -->
<-- HDR(SPIi=xxx, SPIr=yyy, IKE_SA_INIT,
Flags: Response, Message ID=0),
SAr1, KEr, Nr, [CERTREQ]
]]></artwork></figure>
<t>HDR contains the Security Parameter Indexes (SPIs), version
numbers, and flags of various sorts. Each endpoint chooses one
of the two SPIs and MUST choose them so as to be unique
identifiers of an IKE SA. An SPI value of zero is special: it
indicates that the remote SPI value is not yet known by the
sender.</t>
<t>Incoming IKEv2 packets are mapped to an IKE SA only using the
packet's SPI, not using (for example) the source IP address of
the packet.</t>
<t>The SAi1 payload states the cryptographic algorithms the
initiator supports for the IKE SA. The KEi and KEr payload
contain Diffie-Hellman values and Ni and Nr are the nonces. The
SAr1 contains chosen cryptographic suite from initiator's
offered choices. Minimal implementation using shared secrets
will ignore the CERTREQ payload.</t>
<t>Minimal implementation will most likely support exactly one
set of cryptographic algorithms, meaning the SAi1 payload will
be static. It needs to check that the SAr1 received matches the
proposal it sent.</t>
<t>At this point in the negotiation, each party can generate
SKEYSEED, from which all keys are derived for that IKE SA.</t>
<figure><artwork><![CDATA[
SKEYSEED = prf(Ni | Nr, g^ir)
{SK_d | SK_ai | SK_ar | SK_ei | SK_er | SK_pi | SK_pr }
= prf+ (SKEYSEED, Ni | Nr | SPIi | SPIr )
prf+ (K,S) = T1 | T2 | T3 | T4 | ...
where:
T1 = prf (K, S | 0x01)
T2 = prf (K, T1 | S | 0x02)
T3 = prf (K, T2 | S | 0x03)
T4 = prf (K, T3 | S | 0x04)
...
]]></artwork></figure>
<t>(indicating that the quantities SK_d, SK_ai, SK_ar, SK_ei,
SK_er, SK_pi, and SK_pr are taken in order from the generated
bits of the prf+). g^ir is the shared secret from the ephemeral
Diffie-Hellman exchange. g^ir is represented as a string of
octets in big endian order padded with zeros if necessary to
make it the length of the modulus. Ni and Nr are the nonces,
stripped of any headers. </t>
<t>The SK_d is used for deriving new keys for the Child SAs. The
SK_ai and SK_ar are used as a key to the integrity protection
algorithm for authenticating the component messages of
subsequent exchanges. The SK_ei and SK_er are used for
encrypting (and of course decrypting) all subsequent exchanges.
The SK_pi and SK_pr are used when generating an AUTH payload.
The lengths of SK_d, SK_pi, and SK_pr MUST be the preferred key
length of the PRF agreed upon.</t>
<t>A separate SK_e and SK_a is computed for each direction. The
keys used to protect messages from the original initiator are
SK_ai and SK_ei. The keys used to protect messages in the other
direction are SK_ar and SK_er. The notation SK { ... } indicates
that these payloads are encrypted and integrity protected using
that direction's SK_e and SK_a.</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
HDR(SPIi=xxx, SPIr=yyy, IKE_AUTH,
Flags: Initiator, Message ID=1),
SK {IDi, AUTH, SAi2, TSi, TSr,
N(INITIAL_CONTACT)} -->
<-- HDR(SPIi=xxx, SPIr=yyy, IKE_AUTH, Flags:
Response, Message ID=1),
SK {IDr, AUTH, SAr2, TSi, TSr}
]]></artwork></figure>
<t>The initiator asserts its identity with the IDi payload,
proves knowledge of the secret corresponding to IDi and
integrity protects the contents of the first message using the
AUTH payload. The responder asserts its identity with the IDr
payload, authenticates its identity and protects the integrity
of the second message with the AUTH payload.</t>
<t>As minimal implementation usually has only one host where it
connects, and that means it has only one shared secret. This
means it does not need to care about IDr payload that much. If
the other end sends AUTH payload which initiator can verify
using the shared secret it has, then it knows the other end is
the peer it was configured to talk to.</t>
<t>In the IKE_AUTH initiator sends SA offer(s) in the SAi2
payload, and the proposed Traffic Selectors for the proposed
Child SA in the TSi and TSr payloads. The responder replies with
the accepted offer in an SAr2 payload, and selected Traffic
Selectors. The selected Traffic Selectors may be a subset of
what the initiator proposed.</t>
<t>In the minimal implementation both SA payloads and TS
payloads are going to be mostly static. The SA payload will have
the SPI value used in the ESP, but the algorithms are most
likely going to be the one and only supported set. The TS
payloads on the initiator end will most likely say from any to
any, i.e. full wildcard ranges, or from the local IP to the
remote IP. In the wildcard case the server quite often narrow
the range down to the one IP address pair. Using single IP
address pair as a traffic selectors when sending IKE_AUTH will
simplify processing as then server will either accept that pair
or return error. If wildcard ranges are used, there is
possibility that server narrows the range to some other range
than what was intended.</t>
<t>The IKE_AUTH (and IKE_SA_INIT) responses may contain multiple
status notification payloads which can be ignored by minimal
implementation. There can also be Vendor ID, Certificate,
Certificate Request or Configuration payloads, but any payload
unknown to minimal implementation can simply be skipped over
(response messages cannot have critical unsupported
payloads).</t>
<t>The exchange above includes N(INITIAL_CONTACT) notification
in the request as that is quite commonly sent by the minimal
implementation. It indicates to the other end that the initiator
does not have any other IKE SAs between them, and if there is
any left from previous runs they can be deleted. As minimal
implementation does not delete IKE SAs by sending IKE SA delete,
this will help server to clean up leftover state.</t>
<t>When using shared secret authentication, the peers are
authenticated by having each calculating a MAC over a block of
data:</t>
<figure><artwork><![CDATA[
For the initiator:
AUTH = prf( prf(Shared Secret, "Key Pad for IKEv2"),
<InitiatorSignedOctets>)
For the responder:
AUTH = prf( prf(Shared Secret, "Key Pad for IKEv2"),
<ResponderSignedOctets>)
]]></artwork></figure>
<t>The string "Key Pad for IKEv2" is 17 ASCII characters without
null termination. The implementation can precalculate the inner
prf and only store the output of it. This is possible because
minimal IKEv2 implementation usually only supports one PRF.</t>
<t>The initiator signs the first message (IKE_SA_INIT request),
starting with the first octet of the first SPI in the header and
ending with the last octet of the last payload in that first
message. Appended to this (for purposes of computing the
signature) are the responder's nonce Nr, and the value
prf(SK_pi, IDi').</t>
<t>For the responder, the octets to be signed start with the
first octet of the first SPI in the header of the second message
(IKE_SA_INIT response) and end with the last octet of the last
payload in that second message. Appended to this are the
initiator's nonce Ni, and the value prf(SK_pr, IDr').</t>
<t>In these calculations, IDi' and IDr' are the entire ID
payloads excluding the fixed header and the Ni, and Nr are only
the value, not the payload containing it. Note that neither the
nonce Ni/Nr nor the value prf(SK_pr, IDr')/prf(SK_pi, IDi') are
transmitted.</t>
<t>The initiator's signed octets can be described as:</t>
<figure><artwork><![CDATA[
InitiatorSignedOctets = RealMessage1 | NonceRData | MACedIDForI
GenIKEHDR = [ four octets 0 if using port 4500 ] | RealIKEHDR
RealIKEHDR = SPIi | SPIr | . . . | Length
RealMessage1 = RealIKEHDR | RestOfMessage1
NonceRPayload = PayloadHeader | NonceRData
InitiatorIDPayload = PayloadHeader | RestOfInitIDPayload
RestOfInitIDPayload = IDType | RESERVED | InitIDData
MACedIDForI = prf(SK_pi, RestOfInitIDPayload)
]]></artwork></figure>
<t>The responder's signed octets can be described as:</t>
<figure><artwork><![CDATA[
ResponderSignedOctets = RealMessage2 | NonceIData | MACedIDForR
GenIKEHDR = [ four octets 0 if using port 4500 ] | RealIKEHDR
RealIKEHDR = SPIi | SPIr | . . . | Length
RealMessage2 = RealIKEHDR | RestOfMessage2
NonceIPayload = PayloadHeader | NonceIData
ResponderIDPayload = PayloadHeader | RestOfRespIDPayload
RestOfRespIDPayload = IDType | RESERVED | RespIDData
MACedIDForR = prf(SK_pr, RestOfRespIDPayload)
]]></artwork></figure>
<t>Note that all of the payloads inside the RestOfMessageX are
included under the signature, including any payload types not
listed in this document.</t>
<t>The initiator might also get unauthenticated response back
having notification payload with error code inside. As that
error code will be unauthenticated and may be faked, there is no
need to do anything for those. Minimal implementation can simply
ignore those errors, and retransmit its request until it times
out and if that happens then the IKE SA (and Child SA) creation
failed.</t>
<t>Responder might also reply with IKE_AUTH response packet
which do not contain payloads needed to set up Child SA (SAr2,
TSi and TSr), but contains AUTH payload and an error. As minimal
implementation probably do not support multiple SAs nor sending
the CREATE_CHILD_SA exchanges the IKE SA is useless for
initiator. It can delete the IKE SA and start over from the
beginning (which might fail again if this is configuration
error, or it might succeed if this was temporal failure).</t>
</section>
<section title='Other Exchanges'>
<t>Minimal implementation MUST be able to reply to INFORMATIONAL
request by sending empty response back:</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
<-- HDR(SPIi=xxx, SPIr=yyy, INFORMATIONAL,
Flags: none, Message ID=m),
SK {...}
HDR(SPIi=xxx, SPIr=yyy, INFORMATIONAL,
Flags: Initiator | Response,
Message ID=m),
SK {} -->
]]></artwork></figure>
<t>Minimal implementation also MUST be able to reply to incoming
CREATE_CHILD_SA requests. Typical implementation will reject the
CREATE_CHILD_SA exchanges by sending NO_ADDITIONAL_SAS error
notify back:</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
<-- HDR(SPIi=xxx, SPIy=yyy, CREATE_CHILD_SA,
Flags: none, Message ID=m),
SK {...}
HDR(SPIi=xxx, SPIr=yyy, CREATE_CHILD_SA,
Flags: Initiator | Response, Message ID=m),
SK {N(NO_ADDITIONAL_SAS)} -->
]]></artwork></figure>
<t>Note, that INFORMATIONAL and CREATE_CHILD_SA requests might
contain unsupported critical payloads, in which case complient
implementation MUST ignore the request, and send response
message back having the UNSUPPORTED_CRITICAL_PAYLOAD
notification. That notification payload data contains one-octet
payload type of the unsupported critical payload.</t>
</section>
<section title='Generating Keying Material'>
<t>Keying material for Child SA created by the IKE_AUTH exchange
is generated as follows:</t>
<figure><artwork><![CDATA[
KEYMAT = prf+(SK_d, Ni | Nr)
]]></artwork></figure>
<t>Where Ni and Nr are the nonces from the IKE_SA_INIT
exchange.</t>
<t>A single CHILD_SA negotiation may result in multiple Security
Associations. ESP and AH SAs exist in pairs (one in each
direction), so two SAs are created in a single Child SA
negotiation for them. The keying material for each Child SA MUST
be taken from the expanded KEYMAT using the following rules:</t>
<t><list style = 'symbols'>
<t>All keys for SAs carrying data from the initiator to the
responder are taken before SAs going from the responder to the
initiator.</t>
<t>If an IPsec protocol requires multiple keys, the order in
which they are taken from the SA's keying material needs to be
described in the protocol's specification. For ESP and AH,
[IPSECARCH] defines the order, namely: the encryption key (if
any) MUST be taken from the first bits and the integrity key
(if any) MUST be taken from the remaining bits.</t>
</list></t>
<t>Each cryptographic algorithm takes a fixed number of bits of
keying material specified as part of the algorithm, or
negotiated in SA payloads.</t>
</section>
</section>
<section title='Conformance Requirements'>
<t>For an implementation to be called conforming to RFC 5996
specification, it MUST be possible to configure it to accept the
following:</t>
<t><list style='symbols'>
<t>Public Key Infrastructure using X.509 (PKIX) Certificates
containing and signed by RSA keys of size 1024 or 2048 bits,
where the ID passed is any of ID_KEY_ID, ID_FQDN,
ID_RFC822_ADDR, or ID_DER_ASN1_DN.</t>
<t>Shared key authentication where the ID passed is any of
ID_KEY_ID, ID_FQDN, or ID_RFC822_ADDR.</t>
<t>Authentication where the responder is authenticated using
PKIX Certificates and the initiator is authenticated using
shared key authentication.</t>
</list></t>
<t>This document only supports the second bullet, it does not
support PKIX certificates at all. As full RFC5996 responders must
also support that shared key authentication, this allows minimal
implementation to be able to interoperate with all RFC 5996
compliant implementations.</t>
<t>PKIX certificates are left out from the minimal implementation
as those would add quite a lot of complexity to the
implementation. The actual code changes needed in the IKEv2
protocol are small, but the certificate validation code would be
more complex than the whole minimal IKEv2 implementation itself.
If public key based authentication is needed for scalability
reasons, then raw RSA keys would probably be the best compromize
(see <xref target='raw-rsa'/>).</t>
</section>
<section title='Security Considerations'>
<t>As this implements same protocol as RFC 5996 this means all
security considerations from it also apply to this document.</t>
</section>
<section title='IANA Considerations'>
<t>There is no new IANA considerations in this document.</t>
</section>
<section title='Acknowledgements'>
<t>Most of the contents of this document is copied from the RFC
5996.</t>
</section>
</middle>
<back>
<references title="Normative References">
&rfc2119;
&rfc5996;
</references>
<references title='Informative References'>
&rfc3447;
&rfc5280;
<reference anchor='IKEV2IANA' target='http://www.iana.org'>
<front>
<title>Internet Key Exchange Version 2 (IKEv2) Parameters</title>
<author fullname='IANA'><organization/></author>
</front>
</reference>
<reference anchor='RSA'>
<front>
<title>A Method for Obtaining Digital
Signatures and Public-Key Cryptosystems</title>
<author surname='R. Rivest'><organization/></author>
<author surname='A. Shamir'><organization/></author>
<author surname='L. Adleman'><organization/></author>
<date month='February' year='1978'/>
</front>
<format type='TXT'
target='Communications of the ACM, v. 21, n. 2'/>
</reference>
<reference anchor="MODES">
<front>
<title>Recommendation for Block Cipher Modes of Operation</title>
<author>
<organization abbrev="NIST">National Institute of Standards and
Technology, U.S. Department of Commerce</organization>
</author>
<date year="2001"/>
</front>
<seriesInfo name="SP" value="800-38A"/>
</reference>
</references>
<section title='Header and Payload Formats'>
<t>This appendix describes actual packet payload formats. This is
required to make the document self contained. The descriptions are
mostly copied from the RFC5996 and more information can be found
from there.</t>
<t>Various payload contains RESERVED fields and those MUST be sent
as zero and MUST be ignored on receipt.</t>
<t>All multi-octet fields representing integers are laid out in
big endian order (also known as "most significant byte first", or
"network byte order").</t>
<section title='The IKE Header'>
<t>Each IKEv2 message begins with the IKE header, denoted HDR in
this document. Following the header are one or more IKE payloads
each identified by a "Next Payload" field in the preceding
payload. Payloads are identified in the order in which they
appear in an IKE message by looking in the "Next Payload" field
in the IKE header, and subsequently according to the "Next
Payload" field in the IKE payload itself until a "Next Payload"
field of zero indicates that no payloads follow. If a payload of
type "Encrypted" is found, that payload is decrypted and its
contents parsed as additional payloads. An Encrypted payload
MUST be the last payload in a packet and an Encrypted payload
MUST NOT contain another Encrypted payload.</t>
<t>The format of the IKE header is shown in Figure 1.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| IKE SA Initiator's SPI |
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| IKE SA Responder's SPI |
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload | MjVer | MnVer | Exchange Type | Flags |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Message ID |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 1: IKE Header Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Initiator's SPI (8 octets) - A value chosen by the
initiator to identify a unique IKE Security Association. This
value MUST NOT be zero.</t>
<t>Responder's SPI (8 octets) - A value chosen by the
responder to identify a unique IKE Security Association. This
value MUST be zero in the first message of an IKE initial
exchange.</t>
<t>Next Payload (1 octet) - Indicates the type of payload that
immediately follows the header. The format and value of each
payload are defined below.</t>
<t>Major Version (4 bits) - Indicates the major version of the
IKE protocol in use. Implementations based on this version of
IKE MUST set the major version to 2 and MUST drop the messages
with a higher major version number.</t>
<t>Minor Version (4 bits) - Indicates the minor version of the
IKE protocol in use. Implementations based on this version of
IKE MUST set the minor version to 0. They MUST ignore the
minor version number of received messages.</t>
<t>Exchange Type (1 octet) - Indicates the type of exchange
being used. This constrains the payloads sent in each message
in an exchange.
<figure><artwork><![CDATA[
Exchange Type Value
----------------------------------
IKE_SA_INIT 34
IKE_AUTH 35
CREATE_CHILD_SA 36
INFORMATIONAL 37
]]></artwork></figure></t>
<t>Flags (1 octet) - Indicates specific options that are set
for the message. Presence of options is indicated by the
appropriate bit in the flags field being set. The bits are as
follows:
<figure><artwork><![CDATA[
+-+-+-+-+-+-+-+-+
|X|X|R|V|I|X|X|X|
+-+-+-+-+-+-+-+-+
]]></artwork></figure>
In the description below, a bit being 'set' means its value
is '1', while 'cleared' means its value is '0'. 'X' bits MUST
be cleared when sending and MUST be ignored on receipt.
<list style='symbols'>
<t>R (Response) - This bit indicates that this message is a
response to a message containing the same Message ID. This
bit MUST be cleared in all request messages and MUST be set
in all responses. An IKEv2 endpoint MUST NOT generate a
response to a message that is marked as being a
response.</t>
<t>V (Version) - This bit indicates that the transmitter is
capable of speaking a higher major version number of the
protocol than the one indicated in the major version number
field. Implementations of IKEv2 MUST clear this bit when
sending and MUST ignore it in incoming messages.</t>
<t>I (Initiator) - This bit MUST be set in messages sent by
the original initiator of the IKE SA and MUST be cleared in
messages sent by the original responder. It is used by the
recipient to determine which eight octets of the SPI were
generated by the recipient. This bit changes to reflect who
initiated the last rekey of the IKE SA.</t>
</list></t>
<t>Message ID (4 octets, unsigned integer) - Message
identifier used to control retransmission of lost packets and
matching of requests and responses. It is essential to the
security of the protocol because it is used to prevent message
replay attacks. </t>
<t>Length (4 octets, unsigned integer) - Length of the total
message (header + payloads) in octets.</t>
</list></t>
</section>
<section title='Generic Payload Header'>
<t>Each IKE payload begins with a generic payload header, shown
in Figure 2. Figures for each payload below will include the
generic payload header, but for brevity, the description of each
field will be omitted.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 2: Generic Payload Header
]]></artwork></figure>
<t>The Generic Payload Header fields are defined as follows:</t>
<t><list style='symbols'>
<t>Next Payload (1 octet) - Identifier for the payload type of
the next payload in the message. If the current payload is the
last in the message, then this field will be 0. This field
provides a "chaining" capability whereby additional payloads
can be added to a message by appending each one to the end of
the message and setting the "Next Payload" field of the
preceding payload to indicate the new payload's type. An
Encrypted payload, which must always be the last payload of a
message, is an exception. It contains data structures in the
format of additional payloads. In the header of an Encrypted
payload, the Next Payload field is set to the payload type of
the first contained payload (instead of 0); conversely, the
Next Payload field of the last contained payload is set to
zero). The payload type values needed for minimal
implementations are listed here.
<figure><artwork><![CDATA[
Next Payload Type Notation Value
--------------------------------------------------
No Next Payload 0
Security Association SA 33
Key Exchange KE 34
Identification - Initiator IDi 35
Identification - Responder IDr 36
Certificate CERT 37
Certificate Request CERTREQ 38
Authentication AUTH 39
Nonce Ni, Nr 40
Notify N 41
Delete D 42
Traffic Selector - Initiator TSi 44
Traffic Selector - Responder TSr 45
Encrypted and Authenticated SK 46
]]></artwork></figure></t>
<t>Critical (1 bit) - MUST be set to zero if the sender wants
the recipient to skip this payload if it does not understand
the payload type code in the Next Payload field of the
previous payload. MUST be set to one if the sender wants the
recipient to reject this entire message if it does not
understand the payload type. MUST be ignored by the recipient
if the recipient understands the payload type code. MUST be
set to zero for payload types defined in this document. Note
that the critical bit applies to the current payload rather
than the "next" payload whose type code appears in the first
octet. </t>
<t>Payload Length (2 octets, unsigned integer) - Length in
octets of the current payload, including the generic payload
header.</t>
</list></t>
</section>
<section title='Security Association Payload'>
<t>The Security Association payload, denoted SA in this
document, is used to negotiate attributes of a Security
Association.</t>
<t>An SA payload consists of one or more proposals. Each
proposal includes one protocol. Each protocol contains one or
more transforms -- each specifying a cryptographic algorithm.
Each transform contains zero or more attributes (attributes are
needed only if the Transform ID does not completely specify the
cryptographic algorithm, currently only attribute is key length
attribute for variable length ciphers, meaning there is exactly
zero or one attribute).</t>
<t>The responder MUST choose a single suite, which may be any
subset of the SA proposal following the rules below.</t>
<t>Each proposal contains one protocol. If a proposal is
accepted, the SA response MUST contain the same protocol. Each
IPsec protocol proposal contains one or more transforms. Each
transform contains a Transform Type. The accepted cryptographic
suite MUST contain exactly one transform of each type included
in the proposal. For example: if an ESP proposal includes
transforms ENCR_3DES, ENCR_AES w/keysize 128, ENCR_AES w/keysize
256, AUTH_HMAC_MD5, and AUTH_HMAC_SHA, the accepted suite MUST
contain one of the ENCR_ transforms and one of the AUTH_
transforms. Thus, six combinations are acceptable.</t>
<t>Minimal implementation can create very simple SA proposal,
i.e. include one proposal, which contains exactly one transform
for each transform type. It is important to only include one
Diffie-Hellman group in proposal, so there is no need to do
INVALID_KE_PAYLOAD processing in responses.</t>
<t>When parsing an SA, an implementation MUST check that the
total Payload Length is consistent with the payload's internal
lengths and counts. Proposals, Transforms, and Attributes each
have their own variable-length encodings. They are nested such
that the Payload Length of an SA includes the combined contents
of the SA, Proposal, Transform, and Attribute information. The
length of a Proposal includes the lengths of all Transforms and
Attributes it contains. The length of a Transform includes the
lengths of all Attributes it contains.</t>
<t>Each Proposal/Protocol structure is followed by one or more
transform structures. The number of different transforms is
generally determined by the Protocol. AH generally has two
transforms: Extended Sequence Numbers (ESNs) and an integrity
check algorithm. ESP generally has three: ESN, an encryption
algorithm, and an integrity check algorithm. IKEv2 generally has
four transforms: a Diffie-Hellman group, an integrity check
algorithm, a PRF algorithm, and an encryption algorithm. For
each Protocol, the set of permissible transforms is assigned
Transform ID numbers, which appear in the header of each
transform.</t>
<t>If there are multiple transforms with the same Transform
Type, the proposal is an OR of those transforms. If there are
multiple transforms with different Transform Types, the proposal
is an AND of the different groups.</t>
<t>A given transform MAY have one or more Attributes. Attributes
are necessary when the transform can be used in more than one
way, as when an encryption algorithm has a variable key size.
The transform would specify the algorithm and the attribute
would specify the key size. To propose alternate values for an
attribute (for example, multiple key sizes for the AES
encryption algorithm), an implementation MUST include multiple
transforms with the same Transform Type each with a single
Attribute.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ <Proposals> ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 3: Security Association Payload
]]></artwork></figure>
<t><list style='symbols'>
<t>Proposals (variable) - One or more proposal
substructures.</t>
</list></t>
<section title='Proposal Substructure'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| 0 (last) or 2 | RESERVED | Proposal Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Proposal Num | Protocol ID | SPI Size |Num Transforms|
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~ SPI (variable) ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ <Transforms> ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 4: Proposal Substructure
]]></artwork></figure>
<t><list style='symbols'>
<t>0 (last) or 2 (more) (1 octet) - Specifies whether this
is the last Proposal Substructure in the SA.</t>
<t>Proposal Length (2 octets, unsigned integer) - Length of
this proposal, including all transforms and attributes that
follow.</t>
<t>Proposal Num (1 octet) - When a proposal is made, the
first proposal in an SA payload MUST be 1, and subsequent
proposals MUST be one more than the previous proposal. When
a proposal is accepted, the proposal number in the SA
payload MUST match the number on the proposal sent that was
accepted.</t>
<t>Protocol ID (1 octet) - Specifies the IPsec protocol
identifier for the current negotiation.
<figure><artwork><![CDATA[
Protocol Protocol ID
-----------------------------------
IKE 1
AH 2
ESP 3
]]></artwork></figure></t>
<t>SPI Size (1 octet) - For an initial IKE SA negotiation,
this field MUST be zero; the SPI is obtained from the outer
header. During subsequent negotiations, it is equal to the
size, in octets, of the SPI of the corresponding protocol (8
for IKE, 4 for ESP and AH).</t>
<t>Num Transforms (1 octet) - Specifies the number of
transforms in this proposal.</t>
<t>SPI (variable) - The sending entity's SPI. When the SPI
Size field is zero, this field is not present in the
Security Association payload.</t>
<t>Transforms (variable) - One or more transform
substructures.</t>
</list></t>
</section>
<section title='Transform Substructure'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| 0 (last) or 3 | RESERVED | Transform Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|Transform Type | RESERVED | Transform ID |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Transform Attributes ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 5: Transform Substructure
]]></artwork></figure>
<t><list style='symbols'>
<t>0 (last) or 3 (more) (1 octet) - Specifies whether this
is the last Transform Substructure in the Proposal.</t>
<t>Transform Length - The length (in octets) of the
Transform Substructure including Header and Attributes.</t>
<t>Transform Type (1 octet) - The type of transform being
specified in this transform. Different protocols support
different Transform Types. For some protocols, some of the
transforms may be optional. If a transform is optional and
the initiator wishes to propose that the transform be
omitted, no transform of the given type is included in the
proposal. If the initiator wishes to make use of the
transform optional to the responder, it includes a transform
substructure with Transform ID = 0 as one of the
options.</t>
<t>Transform ID (2 octets) - The specific instance of the
Transform Type being proposed.</t>
</list></t>
<t>The relevant Transform Type values are listed below.</t>
<figure><artwork><![CDATA[
Description Trans. Used In
Type
------------------------------------------------------------------
Encryption Algorithm (ENCR) 1 IKE and ESP
Pseudorandom Function (PRF) 2 IKE
Integrity Algorithm (INTEG) 3 IKE, AH, optional in ESP
Diffie-Hellman group (D-H) 4 IKE, optional in AH & ESP
Extended Sequence Numbers (ESN) 5 AH and ESP
]]></artwork></figure>
<t>For Transform Type 1 (Encryption Algorithm), the relevant
Transform IDs are listed below.</t>
<figure><artwork><![CDATA[
Name Number Defined In
---------------------------------------------------
ENCR_3DES 3 (RFC2451)
ENCR_AES_CBC 12 (RFC3602)
]]></artwork></figure>
<t>For Transform Type 2 (Pseudorandom Function), the relevant
Transform IDs are listed below.</t>
<figure><artwork><![CDATA[
Name Number Defined In
------------------------------------------------------
PRF_HMAC_MD5 1 (RFC2104), [MD5]
PRF_HMAC_SHA1 2 (RFC2104), [SHA]
]]></artwork></figure>
<t>For Transform Type 3 (Integrity Algorithm), relevant
Transform IDs are listed below.</t>
<figure><artwork><![CDATA[
Name Number Defined In
----------------------------------------
NONE 0
AUTH_HMAC_MD5_96 1 (RFC2403)
AUTH_HMAC_SHA1_96 2 (RFC2404)
AUTH_AES_XCBC_96 5 (RFC3566)
]]></artwork></figure>
<t>For Transform Type 4 (Diffie-Hellman group), relevant
Transform IDs are listed below.</t>
<figure><artwork><![CDATA[
Name Number Defined In
----------------------------------------
NONE 0
768-bit MODP 1 Appendix B
1024-bit MODP 2 Appendix B
1536-bit MODP 5 [ADDGROUP]
2048-bit MODP 14 [ADDGROUP]
]]></artwork></figure>
<t>For Transform Type 5 (Extended Sequence Numbers), relevant
Transform IDs are listed below.</t>
<figure><artwork><![CDATA[
Name Number
--------------------------------------------
No Extended Sequence Numbers 0
Extended Sequence Numbers 1
]]></artwork></figure>
<t>Note that an initiator who supports ESNs will usually
include two ESN transforms, with values "0" and "1", in its
proposals. A proposal containing a single ESN transform with
value "1" means that using normal (non-extended) sequence
numbers is not acceptable.</t>
</section>
<section title='Valid Transform Types by Protocol'>
<t>The number and type of transforms that accompany an SA
payload are dependent on the protocol in the SA itself. An SA
payload proposing the establishment of an SA has the following
mandatory and optional Transform Types. A compliant
implementation MUST understand all mandatory and optional
types for each protocol it supports (though it need not accept
proposals with unacceptable suites). A proposal MAY omit the
optional types if the only value for them it will accept is
NONE.</t>
<figure><artwork><![CDATA[
Protocol Mandatory Types Optional Types
---------------------------------------------------
IKE ENCR, PRF, INTEG, D-H
ESP ENCR, ESN INTEG, D-H
AH INTEG, ESN D-H
]]></artwork></figure>
</section>
<section title='Transform Attributes'>
<t>Transform type 1 (Encryption Algorithm) transforms might
include one transform attribute: Key Length.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|1| Attribute Type | Attribute Value |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 6: Data Attributes
]]></artwork></figure>
<t><list style='symbols'>
<t>Attribute Type (15 bits) - Unique identifier for each
type of attribute (see below).</t>
<t>Attribute Value - Value of the attribute associated with
the attribute type. </t>
</list></t>
<figure><artwork><![CDATA[
Attribute Type Value
----------------------------
Key Length (in bits) 14
]]></artwork></figure>
<t>The Key Length attribute specifies the key length in bits
(MUST use network byte order) for certain transforms as
follows:</t>
<t><list style='symbols'>
<t>The Key Length attribute MUST NOT be used with transforms
that use a fixed-length key.</t>
<t>Some transforms specify that the Key Length attribute
MUST be always included. For example ENCR_AES_CBC.</t>
</list></t>
</section>
</section>
<section title='Key Exchange Payload'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Diffie-Hellman Group Num | RESERVED |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Key Exchange Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 7: Key Exchange Payload Format
]]></artwork></figure>
<t>A Key Exchange payload is constructed by copying one's
Diffie-Hellman public value into the "Key Exchange Data" portion
of the payload. The length of the Diffie-Hellman public value
for modular exponentiation group (MODP) groups MUST be equal to
the length of the prime modulus over which the exponentiation
was performed, prepending zero bits to the value if
necessary.</t>
<t>The Diffie-Hellman Group Num identifies the Diffie-Hellman
group in which the Key Exchange Data was computed. This
Diffie-Hellman Group Num MUST match a Diffie-Hellman group
specified in a proposal in the SA payload that is sent in the
same message</t>
</section>
<section title='Identification Payloads'>
<t>The Identification payloads, denoted IDi and IDr in this
document, allow peers to assert an identity to one another. When
using the ID_IPV4_ADDR/ID_IPV6_ADDR identity types in IDi/IDr
payloads, IKEv2 does not require this address to match the
address in the IP header of IKEv2 packets, or anything in the
TSi/TSr payloads. The contents of IDi/IDr are used purely to
fetch the policy and authentication data related to the other
party. In minimal implementation it might be easiest to always
use KEY_ID type. This allows the ID payload to be static. Using
IP address has problems in environments where IP addresses are
dynamically allocated.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| ID Type | RESERVED |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Identification Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 8: Identification Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>ID Type (1 octet) - Specifies the type of Identification
being used.</t>
<t>Identification Data (variable length) - Value, as indicated
by the Identification Type. The length of the Identification
Data is computed from the size in the ID payload header.</t>
</list></t>
<t>The following table lists the assigned semantics for the
Identification Type field. </t>
<figure><artwork><![CDATA[
ID Type Value
-------------------------------------------------------------------
ID_IPV4_ADDR 1
A single four (4) octet IPv4 address.
ID_FQDN 2
A fully-qualified domain name string. An example of an ID_FQDN
is "example.com". The string MUST NOT contain any terminators
(e.g., NULL, CR, etc.). All characters in the ID_FQDN are ASCII;
for an "internationalized domain name", the syntax is as defined
in [IDNA], for example "xn--tmonesimerkki-bfbb.example.net".
ID_RFC822_ADDR 3
A fully-qualified RFC 822 email address string. An example of a
ID_RFC822_ADDR is "jsmith@example.com". The string MUST NOT
contain any terminators. Because of [EAI], implementations would
be wise to treat this field as UTF-8 encoded text, not as
pure ASCII.
ID_IPV6_ADDR 5
A single sixteen (16) octet IPv6 address.
ID_KEY_ID 11
An opaque octet stream that may be used to pass vendor-
specific information necessary to do certain proprietary
types of identification. Minimal implementation might use
this type to send out serial number or similar device
specific unique static identification data for the device.
]]></artwork></figure>
</section>
<section title='Certificate Payload'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Cert Encoding | |
+-+-+-+-+-+-+-+-+ |
~ Certificate Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 9: Certificate Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Certificate Encoding (1 octet) - This field indicates the
type of certificate or certificate-related information
contained in the Certificate Data field.
<figure><artwork><![CDATA[
Certificate Encoding Value
----------------------------------------------------
X.509 Certificate - Signature 4
Raw RSA Key 11
]]></artwork></figure></t>
<t>Certificate Data (variable length) - Actual encoding of
certificate data. The type of certificate is indicated by the
Certificate Encoding field.</t>
</list></t>
<t>The syntax of the types above are:</t>
<t><list style='symbols'>
<t>"X.509 Certificate - Signature" contains a DER-encoded
X.509 certificate whose public key is used to validate the
sender's AUTH payload. Note that with this encoding, if a
chain of certificates needs to be sent, multiple CERT payloads
are used, only the first of which holds the public key used to
validate the sender's AUTH payload.</t>
<t>"Raw RSA Key" contains a PKCS #1 encoded RSA key, that is,
a DER-encoded RSAPublicKey structure (see <xref target='RSA'/>
and <xref target='RFC3447'/>).</t>
</list></t>
</section>
<section title='Certificate Request Payload'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Cert Encoding | |
+-+-+-+-+-+-+-+-+ |
~ Certification Authority ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 10: Certificate Request Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Certificate Encoding (1 octet) - Contains an encoding of
the type or format of certificate requested. </t>
<t>Certification Authority (variable length) - Contains an
encoding of an acceptable certification authority for the type
of certificate requested.</t>
</list></t>
<t>The Certificate Encoding field has the same values as those
defined certificate payload. The Certification Authority field
contains an indicator of trusted authorities for this
certificate type. The Certification Authority value is a
concatenated list of SHA-1 hashes of the public keys of trusted
Certification Authorities (CAs). Each is encoded as the SHA-1
hash of the Subject Public Key Info element (see section 4.1.2.7
of <xref target='RFC5280'/>) from each Trust Anchor certificate.
The 20-octet hashes are concatenated and included with no other
formatting.</t>
</section>
<section title='Authentication Payload'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Auth Method | RESERVED |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Authentication Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 11: Authentication Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Auth Method (1 octet) - Specifies the method of
authentication used.
<figure><artwork><![CDATA[
Mechanism Value
-----------------------------------------------------------------
RSA Digital Signature 1
Using an RSA private key with RSASSA-PKCS1-v1_5 signature
scheme specified in [PKCS1], see [RFC5996] section 2.15 for
details.
Shared Key Message Integrity Code 2
Computed as specified earlier using the shared key associated
with the identity in the ID payload and the negotiated PRF.
DSS Digital Signature 3
Using a DSS private key (see [DSS]) over a SHA-1 hash, see
[RFC5996] Section 2.15 for details.
]]></artwork></figure></t>
<t>Authentication Data (variable length) - see <xref
target='initial-exchange'/>.</t>
</list></t>
</section>
<section title='Nonce Payload'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Nonce Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 12: Nonce Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Nonce Data (variable length) - Contains the random data
generated by the transmitting entity.</t>
</list></t>
<t>The size of the Nonce Data MUST be between 16 and 256 octets,
inclusive. Nonce values MUST NOT be reused.</t>
</section>
<section title='Notify Payload'>
<t>The Notify payload, denoted N in this document, is used to
transmit informational data, such as error conditions and state
transitions, to an IKE peer. A Notify payload may appear in a
response message (usually specifying why a request was
rejected), in an INFORMATIONAL Exchange (to report an error not
in an IKE request), or in any other message to indicate sender
capabilities or to modify the meaning of the request.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Protocol ID | SPI Size | Notify Message Type |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Security Parameter Index (SPI) ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Notification Data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 13: Notify Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Protocol ID (1 octet) - If this notification concerns an
existing SA whose SPI is given in the SPI field, this field
indicates the type of that SA. If the SPI field is empty, this
field MUST be sent as zero and MUST be ignored on receipt.</t>
<t>SPI Size (1 octet) - Length in octets of the SPI as defined
by the IPsec protocol ID or zero if no SPI is applicable. For
a notification concerning the IKE SA, the SPI Size MUST be
zero and the field must be empty.</t>
<t>Notify Message Type (2 octets) - Specifies the type of
notification message.</t>
<t>SPI (variable length) - Security Parameter Index.</t>
<t>Notification Data (variable length) - Status or error data
transmitted in addition to the Notify Message Type. Values for
this field are type specific.</t>
</list></t>
<section title='Notify Message Types'>
<t>Notification information can be error messages specifying
why an SA could not be established. It can also be status data
that a process managing an SA database wishes to communicate
with a peer process. </t>
<t>Types in the range 0 - 16383 are intended for reporting
errors. An implementation receiving a Notify payload with one
of these types that it does not recognize in a response MUST
assume that the corresponding request has failed entirely.
Unrecognized error types in a request and status types in a
request or response MUST be ignored, and they should be
logged.</t>
<t>Notify payloads with status types MAY be added to any
message and MUST be ignored if not recognized. They are
intended to indicate capabilities, and as part of SA
negotiation, are used to negotiate non-cryptographic
parameters.</t>
<figure><artwork><![CDATA[
NOTIFY messages: error types Value
-------------------------------------------------------------------
UNSUPPORTED_CRITICAL_PAYLOAD 1
Indicates that the one-octet payload type included in the
Notification Data field is unknown.
INVALID_SYNTAX 7
Indicates the IKE message that was received was invalid because
some type, length, or value was out of range or because the
request was rejected for policy reasons. To avoid a DoS
attack using forged messages, this status may only be
returned for and in an encrypted packet if the Message ID and
cryptographic checksum were valid. To avoid leaking information
to someone probing a node, this status MUST be sent in response
to any error not covered by one of the other status types.
To aid debugging, more detailed error information should be
written to a console or log.
NO_PROPOSAL_CHOSEN 14
None of the proposed crypto suites was acceptable. This can be
sent in any case where the offered proposals are not acceptable
for the responder.
NO_ADDITIONAL_SAS 35
Specifies that the node is unwilling to accept any more Child
SAs.
]]></artwork></figure>
<figure><artwork><![CDATA[
NOTIFY messages: status types Value
-------------------------------------------------------------------
INITIAL_CONTACT 16384
Asserts that this IKE SA is the only IKE SA currently active
between the authenticated identities.
]]></artwork></figure>
</section>
</section>
<section title='Traffic Selector Payload'>
<t>Traffic Selector (TS) payloads allow endpoints to communicate
some of the information from their SPD to their peers. TS
payloads specify the selection criteria for packets that will be
forwarded over the newly set up SA.</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Number of TSs | RESERVED |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ <Traffic Selectors> ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 14: Traffic Selectors Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Number of TSs (1 octet) - Number of Traffic Selectors being
provided.</t>
<t>Traffic Selectors (variable length) - One or more
individual Traffic Selectors.</t>
</list></t>
<t>The length of the Traffic Selector payload includes the TS
header and all the Traffic Selectors.</t>
<t>There is no requirement that TSi and TSr contain the same
number of individual Traffic Selectors. Thus, they are
interpreted as follows: a packet matches a given TSi/TSr if it
matches at least one of the individual selectors in TSi, and at
least one of the individual selectors in TSr.</t>
<t>Two TS payloads appear in each of the messages in the
exchange that creates a Child SA pair. Each TS payload contains
one or more Traffic Selectors. Each Traffic Selector consists of
an address range (IPv4 or IPv6), a port range, and an IP
protocol ID.</t>
<t>The first of the two TS payloads is known as TSi (Traffic
Selector- initiator). The second is known as TSr (Traffic
Selector-responder). TSi specifies the source address of traffic
forwarded from (or the destination address of traffic forwarded
to) the initiator of the Child SA pair. TSr specifies the
destination address of the traffic forwarded to (or the source
address of the traffic forwarded from) the responder of the
Child SA pair.</t>
<t>IKEv2 allows the responder to choose a subset of the traffic
proposed by the initiator.</t>
<t>When the responder chooses a subset of the traffic proposed
by the initiator, it narrows the Traffic Selectors to some
subset of the initiator's proposal (provided the set does not
become the null set). If the type of Traffic Selector proposed
is unknown, the responder ignores that Traffic Selector, so that
the unknown type is not returned in the narrowed set.</t>
<t>To enable the responder to choose the appropriate range, if
the initiator has requested the SA due to a data packet, the
initiator SHOULD include as the first Traffic Selector in each
of TSi and TSr a very specific Traffic Selector including the
addresses in the packet triggering the request. If the initiator
creates the Child SA pair not in response to an arriving packet,
but rather, say, upon startup, then there may be no specific
addresses the initiator prefers for the initial tunnel over any
other. In that case, the first values in TSi and TSr can be
ranges rather than specific values.</t>
<t>As minimal implementations might only support one SA, the
traffic selectors will usually be from initiator's IP address to
responders IP address (i.e. no port or protocol selectors and
only one range).</t>
<section anchor='sect-3.13.1' title='Traffic Selector'>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| TS Type |IP Protocol ID | Selector Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Start Port | End Port |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Starting Address ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Ending Address ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 15: Traffic Selector
]]></artwork></figure>
<t><list style='symbols'>
<t>TS Type (one octet) - Specifies the type of Traffic
Selector.</t>
<t>IP protocol ID (1 octet) - Value specifying an associated
IP protocol ID (such as UDP, TCP, and ICMP). A value of zero
means that the protocol ID is not relevant to this Traffic
Selector -- the SA can carry all protocols.</t>
<t>Selector Length - Specifies the length of this Traffic
Selector substructure including the header.</t>
<t>Start Port (2 octets, unsigned integer) - Value
specifying the smallest port number allowed by this Traffic
Selector. For protocols for which port is undefined
(including protocol 0), or if all ports are allowed, this
field MUST be zero. </t>
<t>End Port (2 octets, unsigned integer) - Value specifying
the largest port number allowed by this Traffic Selector.
For protocols for which port is undefined (including
protocol 0), or if all ports are allowed, this field MUST be
65535. </t>
<t>Starting Address - The smallest address included in this
Traffic Selector (length determined by TS Type).</t>
<t>Ending Address - The largest address included in this
Traffic Selector (length determined by TS Type).</t>
</list></t>
<t>The following table lists values for the Traffic Selector
Type field and the corresponding Address Selector Data.</t>
<figure><artwork><![CDATA[
TS Type Value
-------------------------------------------------------------------
TS_IPV4_ADDR_RANGE 7
A range of IPv4 addresses, represented by two four-octet
values. The first value is the beginning IPv4 address
(inclusive) and the second value is the ending IPv4 address
(inclusive). All addresses falling between the two specified
addresses are considered to be within the list.
TS_IPV6_ADDR_RANGE 8
A range of IPv6 addresses, represented by two sixteen-octet
values. The first value is the beginning IPv6 address
(inclusive) and the second value is the ending IPv6 address
(inclusive). All addresses falling between the two specified
addresses are considered to be within the list.
]]></artwork></figure>
</section>
</section>
<section title='Encrypted Payload'>
<t>The Encrypted payload, denoted SK{...} in this document,
contains other payloads in encrypted form. </t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Initialization Vector |
| (length is block size for encryption algorithm) |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~ Encrypted IKE Payloads ~
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| | Padding (0-255 octets) |
+-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+
| | Pad Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~ Integrity Checksum Data ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 16: Encrypted Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Next Payload - The payload type of the first embedded
payload. Note that this is an exception in the standard header
format, since the Encrypted payload is the last payload in the
message and therefore the Next Payload field would normally be
zero. But because the content of this payload is embedded
payloads and there was no natural place to put the type of the
first one, that type is placed here.</t>
<t>Payload Length - Includes the lengths of the header,
initialization vector (IV), Encrypted IKE payloads, Padding,
Pad Length, and Integrity Checksum Data.</t>
<t>Initialization Vector - For CBC mode ciphers, the length of
the initialization vector (IV) is equal to the block length of
the underlying encryption algorithm. Senders MUST select a new
unpredictable IV for every message; recipients MUST accept any
value. The reader is encouraged to consult <xref
target='MODES'/> for advice on IV generation. In particular,
using the final ciphertext block of the previous message is
not considered unpredictable. For modes other than CBC, the IV
format and processing is specified in the document specifying
the encryption algorithm and mode.</t>
<t>IKE payloads are as specified earlier in this section. This
field is encrypted with the negotiated cipher.</t>
<t>Padding MAY contain any value chosen by the sender, and
MUST have a length that makes the combination of the payloads,
the Padding, and the Pad Length to be a multiple of the
encryption block size. This field is encrypted with the
negotiated cipher.</t>
<t>Pad Length is the length of the Padding field. The sender
SHOULD set the Pad Length to the minimum value that makes the
combination of the payloads, the Padding, and the Pad Length a
multiple of the block size, but the recipient MUST accept any
length that results in proper alignment. This field is
encrypted with the negotiated cipher.</t>
<t>Integrity Checksum Data is the cryptographic checksum of
the entire message starting with the Fixed IKE header through
the Pad Length. The checksum MUST be computed over the
encrypted message. Its length is determined by the integrity
algorithm negotiated.</t>
</list></t>
</section>
</section> <!-- end of appendix -->
<section title='Useful Optional Features'>
<t>There are some optional features of IKEv2, which might be
useful for minimal implementations in some scenarios. Such
features include Raw RSA keys authentication, and sending IKE SA
delete notification. </t>
<section title='IKE SA Delete Notification'>
<t>In some scenarios the minimal implementation device creates
IKE SA, sends one or few packets, perhaps gets some packets
back, and then device goes back to sleep forgetting the IKE SA.
In such scenarios it would be nice for the minimal
implementation to send the IKE SA delete notification to tell
the other end that the IKE SA is going away, so it can free the
resources.</t>
<t>Deleting the IKE SA can be done using by sending one packet
with fixed Message ID, and with only one payload inside the
encrypted payload. The other end will send back an empty
response:</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
HDR(SPIi=xxx, SPIr=yyy, INFORMATIONAL,
Flags: Initiator, Message ID=2),
SK {D} -->
<-- HDR(SPIi=xxx, SPIr=yyy, INFORMATIONAL,
Flags: Response, Message ID=2),
SK {}
]]></artwork></figure>
<t>The delete payload format is:</t>
<figure><artwork><![CDATA[
1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Protocol ID | SPI Size | Num of SPIs |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Security Parameter Index(es) (SPI) ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 17: Delete Payload Format
]]></artwork></figure>
<t><list style='symbols'>
<t>Protocol ID (1 octet) - Must be 1 for an IKE SA.</t>
<t>SPI Size (1 octet) - Length in octets of the SPI as defined
by the protocol ID. It MUST be zero for IKE (SPI is in message
header).</t>
<t>Num of SPIs (2 octets, unsigned integer) - The number of
SPIs contained in the Delete payload. This MUST be zero for
IKE.</t>
<t>Security Parameter Index(es) (variable length) - Identifies
the specific Security Association(s) to delete. The length of
this field is determined by the SPI Size and Num of SPIs
fields. This field is empty for the IKE SA delete.</t>
</list></t>
</section>
<section anchor='raw-rsa' title='Raw RSA keys'>
<t>In some scenarios the shared secret authentication is not
safe enough, as anybody who knows the secret can impersonate
himself of being the server. If the shared secret is printed on
the side of the device, then anybody who gets physical access to
the device can read it. In such environments public key
authentication allows stronger authentication with minimal
operational overhead. Certificate support is quite complex, and
minimal implementations do not usually have need for them. Using
Raw RSA keys is much simpler, and it allows similar scalability
than certificates. The fingerprint of the Raw RSA key can still
be distributed by for example printing it on the side of the
device allowing similar setup than using shared secret.</t>
<t>Raw RSA keys can also be used in leap of faith or baby duck
style initial setup, where the device imprints itself to the
first device it sees when it first time boots up. After that
initial connection it stores the fingerprint of the Raw RSA key
of the server to its own configuration and verifies that it
never changes (unless reset to factory setting or similar
command is issued).</t>
<t>This changes the initial IKE_AUTH payloads as follows:</t>
<figure><artwork><![CDATA[
Initiator Responder
-------------------------------------------------------------------
HDR(SPIi=xxx, SPIr=yyy, IKE_AUTH,
Flags: Initiator, Message ID=1),
SK {IDi, CERT, AUTH, SAi2, TSi, TSr,
N(INITIAL_CONTACT)} -->
<-- HDR(SPIi=xxx, SPIr=yyy, IKE_AUTH, Flags:
Response, Message ID=1),
SK {IDr, CERT, AUTH, SAr2, TSi, TSr}
]]></artwork></figure>
<t>The CERT payloads contains the Raw RSA keys used the sign the
hash of the InitiatorSignedOctects/ResponderSignedOctects when
generating AUTH payload. Minimal implementations should use
SHA-1 as the hash function as that is the SHOULD support
algorithm specified in the RFC5996, so it is the most likely one
that is supported by all devices.</t>
</section>
</section>
</back>
</rfc>
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