One document matched: draft-jabley-dnssec-trust-anchor-05.xml


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<rfc category="info" docName="draft-jabley-dnssec-trust-anchor-05"
  ipr="trust200902">

  <front>
    <title abbrev="Root Zone Trust Anchor Publication">DNSSEC Trust
      Anchor Publication for the Root Zone</title>

    <author initials='J.' surname="Abley" fullname='Joe Abley'>
      <organization>ICANN</organization>
      <address>
        <postal>
          <street>4676 Admiralty Way, Suite 330</street>
          <city>Marina del Rey</city>
          <region>CA</region>
          <code>90292</code>
          <country>US</country>
        </postal>
        <phone>+1 519 670 9327</phone>
        <email>joe.abley@icann.org</email>
      </address>
    </author>

    <author fullname="Jakob Schlyter" initials="J." surname="Schlyter">
      <organization abbrev="Kirei">Kirei AB</organization>
      <address>
        <email>jakob@kirei.se</email>
      </address>
    </author>

    <author fullname="Guy Bailey" initials="G." surname="Bailey">
      <organization abbrev="Microsoft">Microsoft Corporation</organization>
      <address>
        <postal>
          <street>One Microsoft Way</street>
          <city>Redmond</city>
          <region>WA</region>
          <code>98052</code>
          <country>US</country>
        </postal>
        <phone>+1 425 538 6153 x86153</phone>
        <email>gubailey@microsoft.com</email>
      </address>
    </author>

    <date month="September" year="2012"/>

    <abstract>
      <t>The root zone of the Domain Name System (DNS) has been
        cryptographically signed using DNS Security Extensions
        (DNSSEC).</t>

      <t>In order to obtain secure answers from the root zone of the
        DNS using DNSSEC, a client must configure a suitable trust
        anchor.  This document describes how such trust anchors are
        published.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>The Domain Name System (DNS) is described in <xref
    target="RFC1034" /> and <xref target="RFC1035" />. Security
    extensions to the DNS (DNSSEC) are described in <xref
    target="RFC4033" />, <xref target="RFC4034" />, <xref
    target="RFC4035" />, <xref target="RFC4509" />, <xref
    target="RFC5155" /> and <xref target="RFC5702" />.</t>

      <t>A discussion of operational practices relating to DNSSEC
        can be found in <xref target="RFC4641" />.</t>

      <t>In DNSSEC resource record sets (RRSets) are cryptographically-signed,
        such that a response to a query contains signatures which allow its
        integrity and authenticity to be verified. An individual signature is
        validated by following a chain of signatures to a key which is trusted
        for some extra-protocol reason.</t>

      <t>The publication of trust anchors for the root zone of the DNS is an
        IANA function performed by ICANN. A detailed description of
        corresponding key management practices can be found in <xref
        target="DPS"/>, which can be retrieved from the IANA Repository
        located at <eref target="https://www.iana.org/dnssec/"/>.</t>

      <t>This document describes the distribution of DNSSEC trust anchors.
        Whilst the data formats and the publication and retrieval methods
        described in this document might well be adapted for other uses, this
        document's focus is more specific and is concerned only with the
        distribution of trust anchors for the root zone.</t>

    </section>

    <section title="Root Zone Trust Anchor Publication">

      <t>Trust anchors for the root zone are published in two formats,
        each of which is described in this document:

         <list style="symbols">

           <t>as the hashes of the corresponding DNSKEY records, consistent
             with the defined presentation format of Delegation Signer (DS)
             resource records <xref target="RFC4034"/>, contained within an
             XML document, as described in <xref target="xml"/>, and</t>

           <t>as Certificate Signing Requests (CSRs) in PKCS#10 format <xref
             target="RFC2986"/> for further processing by Certification
             Authorities and validation of proof of possession of the
             corresponding private keys, as described in <xref
             target="pkcs10"/>.</t>

         </list>
       </t>

      <section title="XML" anchor="xml">

        <t>Trust anchors are published in an XML document whose schema is
          described in <xref target="schema" />. The document contains a
          complete set of trust anchors for the root zone, including anchors
          suitable for immediate use and also historical data. Each trust
          anchor optionally includes Uniform Resource Locators (URLs) for
          retrieving corresponding X.509 certificates.</t>

        <t>Examples of trust anchors packaged and signed for
          publication can be found in <xref target="examples" />.</t>
      </section>

      <section title="Certificate Signing Request (PKCS#10)" anchor="pkcs10">

        <t>To facilitate signing the trust anchor by a public key
          infrastructure, trust anchors are also published as
          Certificate Signing Requests (CSRs) in <xref
          target="RFC2986">PKCS#10 format</xref>.</t>

        <t>Each CSR will have a Subject with following attributes:
          <list style="hanging">
            <t hangText="O:">the string "ICANN".</t>

            <t hangText="OU:">the string "IANA".</t>

            <t hangText="CN:">the string "Root Zone KSK" followed
              by the time and date of key generation in the format
              specified in <xref target="RFC3339"/>,
              e.g. "Root Zone KSK 2010-06-16T21:19:24+00:00".</t>

            <t hangText="resourceRecord:">the hash of the public
              key consistent with the presentation format of the
              Delegation Signer (DS) <xref target="RFC4034"/>
              resource record (see <xref
              target="asn1-rr"/> for attribute definition).</t>
          </list>
        </t>
      </section>
    </section>

    <section anchor="mechanisms" title="Root Zone Trust Anchor Retrieval">
      <section title="HTTP" anchor="http">
        <t>Trust anchors are available for retrieval using HTTP <xref
          target="RFC2616" />.</t>

        <t>The URL for retrieving the CSR is
          <http://data.iana.org/root-anchors/key-label.csr>, with
          "key-label" replaced by the key label of the corresponding KSK.</t>

        <t>The URL for retrieving the IANA-signed Certificate is
          <http://data.iana.org/root-anchors/key-label.crt>,
          with "key-label" again replaced as described above.</t>

        <t>The URL for retrieving the complete trust anchor set is
          <eref target="http://data.iana.org/root-anchors/root-anchors.xml"/>.</t>

        <t>The URL for a detached S/MIME <xref target="RFC5751"/> signature
          for the current trust anchor set is <eref
          target="http://data.iana.org/root-anchors/root-anchors.p7s"
          />.</t>

        <t>The URL for a detached OpenPGP <xref target="RFC4880"/>
          signature for the current trust anchor set is <eref
          target="http://data.iana.org/root-anchors/root-anchors.asc"
          />.</t>
      </section>

      <section title="HTTP Over TLS" anchor="HTTPOverTLS">
        <t>Trust anchors are available for retrieval using HTTP over TLS
          <xref target="RFC2818" />.</t>

        <t>The URLs specified in <xref target="http"/> are also
          available using HTTPS. That is:</t>

        <t>The URL for retrieving the CSR is
          <https://data.iana.org/root-anchors/key-label.csr>,
          with "key-label" replaced by the key label of the
          corresponding KSK.</t>

        <t>The URL for retrieving the IANA-signed Certificate is
          <https://data.iana.org/root-anchors/key-label.crt>,
          with "key-label" again replaced as described above.</t>

        <t>The URL for retrieving the complete trust anchor set is <eref
          target="https://data.iana.org/root-anchors/root-anchors.xml" />.</t>

        <t>The URL for a detached S/MIME <xref target="RFC5751"/> signature
          for the current trust anchor set is <eref
          target="https://data.iana.org/root-anchors/root-anchors.p7s"
          />.</t>

        <t>The URL for a detached OpenPGP <xref target="RFC4880"/>
          signature for the current trust anchor set is <eref
          target="https://data.iana.org/root-anchors/root-anchors.asc"
          />.</t>

    <t>TLS sessions are authenticated with certificates presented from the
      server. No client certificate verification is performed. The certificate
      presented by the server is chosen such that it can be trusted using an
      X.509 trust anchor that is believed to be well-known, e.g. one that
      corresponds to a WebTrust-accredited Certificate Authority. Other TLS
      authentication mechanisms may be considered in the future.</t>

      </section>

      <section title="Signature Verification" anchor="sigs">

        <t>The OpenPGP <xref target="RFC4880"/> keys used to sign trust anchor
          documents carry signatures from personal keys of staff who are able
          to personally attest to their validity. Those staff members will
          continue to make their personal keys freely available for
          examination by third parties, e.g. by way of PGP key parties at
          operator and IETF meetings. In this fashion a diverse set of paths
          through the PGP web of trust will be maintained to the trust anchor
          PGP keys.</t>

        <t>An OpenPGP keyring containing public keys pertinent to
          signature verification is published at <eref
          target="http://data.iana.org/root-anchors/icann.pgp" />.
          The public keys on that keyring will also be distributed
          widely, e.g.  to public PGP key servers.</t>

        <t>Certificates used to create S/MIME <xref target="RFC5751"/>
          signatures will be signed by a Certificate Authority (CA)
          administered by ICANN as the IANA functions operator and also
          optionally by well-known (e.g. WebTrust-certified) CAs to facilitate
          signature validation with widely-available X.509 trust anchors.</t>
      </section>
    </section>

    <section title="Implementation Considerations">
      <t>Note: This non-normative section gives suggestions for
        implementing root zone trust anchor retrieval.</t>

      <t>Root trust anchor retrieval by the HTTP or HTTP over TLS
        transports has several implementation considerations to
        ensure robustness, usability and secure operation.</t>

      <section title="HTTP Over TLS Transport">
        <t>The HTTP over TLS transport <xref target="RFC2818"/> is suggested
          over the unencrypted HTTP transport <xref target="RFC2616"/> for
          implementations using the XML-format root trust anchors, since the
          latter transport does not provide authentication. It is not
          suggested that implementations restrict certification path
          validation of the HTTP over TLS transport session to the current or
          historical certificate authorities used by the root trust anchor
          server, since doing so would reduce robustness of the
          implementation. It is suggested that the implementation configure
          the HTTP over TLS transport library to validate the certification
          path against certificate revocation lists <xref target="RFC3280"/>,
          and reject self-signed certificates and certification paths that do
          not terminate in a trusted certificate authority.</t>

        <t>Implementations can allow configuration of the URL used
          to retrieve the root trust anchor resources, but it is
          suggested that the default configuration use the URLs
          specified in <xref target="HTTPOverTLS"/>.</t>
      </section>

      <section title="XML Validation">
        <t>Implementations may perform strict validation of the
          retrieved XML document against the XML schema; however,
          such an implementation would not be robust against future
          changes in the XML schema. It is suggested that the
          implementation perform "loose" validation, where unknown
          attributes and elements are ignored. This suggestion
          allows for future additions to the XML schema without
          affecting existing implementations.</t>
      </section>

      <section title="Trust Anchor Validation">
        <t>The implementation can ignore trust anchors for which
          the Algorithm or DigestType elements refer to an unknown,
          or unsupported algorithm. Additionally, trust anchors for
          which the Algorithm or DigestType elements refer to a
          deprecated algorithm can be ignored, provided that this
          suggestion does not cause all trust anchors to be
          ignored. Further, note that these suggestions may not
          apply where an implementation shares trust anchors
          between many DNS validating resolvers, since the set of
          supported algorithms may vary between resolvers, and
          could possibly be disjoint.</t>

        <t>The implementation can also ignore a trust anchor when
          the validUntil time, if present, is in the past. If the
          implementation also supports automated updates of trust
          anchors <xref target="RFC5011"/>, it can ignore trust
          anchors where the current time subtracted from the
          validFrom time, if present, is greater than the add-hold
          down time <xref target="RFC5011"/> for the trust
          point.</t>

        <t>The implementation can reject any trust anchor for a
        trust point other than the root zone.</t>
      </section>
    </section>

    <section title="IANA Considerations">
      <t>Key Signing Key (KSK) management for the root zone is an
        IANA function. This document describes an initial set of
        publication mechanisms for trust anchors related to that
        management. In the future, additional publication schemes
        may be also be made available, in which case they will be
        described in a new document that updates this one.</t>

      <t>Existing mechanisms will not be deprecated without very
        strong technical justification.</t>

      <t>This document contains information about an existing
        service, and has no IANA actions.</t>
    </section>

    <section title="Security Considerations">
      <t>This document describes how DNSSEC trust anchors for the
        root zone of the DNS are published. It is to be expected
        that many DNSSEC clients will only configure a single trust
        anchor to perform validation, and that the trust anchor
        they use will be that of the root zone. As a consequence,
        reliable publication of trust anchors is important.</t>

      <t>This document aims to specify carefully the means by which
        such trust anchors are published, as an aid to the formats
        and retrieval methods described here being integrated
        usefully into user environments.</t>
    </section>

    <section title="Acknowledgements">
      <t>Many pioneers paved the way for the deployment of DNSSEC
        in the root zone of the DNS, and the authors hereby acknowledge
        their substantial collective contribution.</t>

      <t>This document incorporates suggestions made by Paul Hoffman
        and Alfred Hoenes, whose contributions are appreciated.</t>
    </section>

  </middle>

  <back>
    <references title="Normative References">
      &rfc1034;
      &rfc1035;
      &rfc2616;
      &rfc2818;
      &rfc2986;
      &rfc3280;
      &rfc3339;
      &rfc4033;
      &rfc4034;
      &rfc4035;
      &rfc4509;
      &rfc4641;
      &rfc4880;
      &rfc5011;
      &rfc5155;
      &rfc5702;
      &rfc5751;
    </references>

    <references title="Informative References">
      <reference anchor="DPS">
        <front>
          <title abbrev="Root Zone KSK Operator DPS">DNSSEC Practice Statement for the Root Zone KSK Operator</title>
          <author fullname="Fredrik Ljunggren" initials="F." surname="Ljunggren">
          </author>
          <author fullname="Tomofumi Okubo" initials="T." surname="Okubo">
          </author>
          <author fullname="Richard Lamb" initials="R." surname="Lamb">
          </author>
          <author fullname="Jakob Schlyter" initials="J." surname="Schlyter">
          </author>
          <date day="21" month="May" year="2010" />
        </front>
        <format type="TXT"
          target="https://www.iana.org/dnssec/icann-dps.txt" />
      </reference>
    </references>

    <section anchor="schema" title="Trust Anchor Publication Document Schema">
      <t>A Relax NG Compact Schema for the documents used to publish
        trust anchors can be found in <xref target="schemafig"/>.</t>

      <figure anchor="schemafig">
        <artwork>
<![CDATA[
datatypes xsd = "http://www.w3.org/2001/XMLSchema-datatypes"

start = element TrustAnchor {
    attribute id { xsd:string },
    attribute source { xsd:string },
    element Zone { xsd:string },

    keydigest+
}

keydigest = element KeyDigest {
    attribute id { xsd:string },
    attribute validFrom { xsd:dateTime },
    attribute validUntil { xsd:dateTime }?,

    element KeyTag {
            xsd:nonNegativeInteger { maxInclusive = "65535" } },
    element Algorithm {
            xsd:nonNegativeInteger { maxInclusive = "255" } },
    element DigestType {
            xsd:nonNegativeInteger { maxInclusive = "255" } },
    element Digest { xsd:hexBinary },

    element Certificate {
            attribute source { xsd:string },
            empty
    }+
}
]]>
       </artwork>
      </figure>
    </section>

    <section anchor="examples" title="Example Signed Trust Anchor Set">
      <t><xref target="eg1"/> describes two trust anchors for the
        root zone such as might be retrieved using the URL <eref
        target="https://data.iana.org/root-anchors/root-anchors.xml"/>.</t>

      <figure anchor="eg1">
        <artwork>
<![CDATA[
<?xml version="1.0" encoding="UTF-8"?>

<TrustAnchor
    id="AD42165F-B099-4778-8F42-D34A1D41FD93"
    source="http://data.iana.org/root-anchors/root-anchors.xml">

    <Zone>.</Zone>

    <KeyDigest id="42"
               validFrom="2010-07-01T00:00:00-00:00"
               validUntil="2010-08-01T00:00:00-00:00">
        <KeyTag>34291</KeyTag>
        <Algorithm>5</Algorithm>
        <DigestType>1</DigestType>
        <Digest>c8cb3d7fe518835490af8029c23efbce6b6ef3e2</Digest>
    </KeyDigest>

    <KeyDigest id="53"
               validFrom="2010-08-01T00:00:00-00:00">
        <KeyTag>12345</KeyTag>
        <Algorithm>5</Algorithm>
        <DigestType>1</DigestType>
        <Digest>a3cf809dbdbc835716ba22bdc370d2efa50f21c7</Digest>
        <Certificate
          source="http://data.iana.org/root-anchors/Kexample1.crt"/>
        <Certificate
          source="http://data.iana.org/root-anchors/Kexample2.crt"/>
    </KeyDigest>

</TrustAnchor>
]]>
        </artwork>
      </figure>
    </section>

    <section anchor="asn1-rr" title="ASN.1 Module for DNS Resource Record">
      <figure>
        <artwork>
<![CDATA[
ResourceRecord
  { iso(1) identified-organization(3) dod(6) internet(1) security(5)
    mechanisms(5) pkix(7) id-mod(0) id-mod-dns-resource-record(70) }

DEFINITIONS IMPLICIT TAGS ::=

BEGIN

-- EXPORTS ALL --

IMPORTS

caseIgnoreMatch FROM SelectedAttributeTypes
    { joint-iso-itu-t ds(5) module(1) selectedAttributeTypes(5) 4 }

;

iana OBJECT IDENTIFIER ::= { iso(1) identified-organization(3)
    dod(6) internet(1) private(4) enterprise(1) 1000 }

iana-dns OBJECT IDENTIFIER ::= { iana 53 }

resourceRecord ATTRIBUTE ::= {
    WITH SYNTAX IA5String
    EQUALITY MATCHING RULE caseIgnoreIA5Match
    ID iana-dns
}

END
]]>
       </artwork>
      </figure>
    </section>

    <section title="Historical Note">
      <t>The first KSK for use in the root zone of the DNS was
    generated at a key ceremony at an ICANN Key Management Facility
    (KMF) in Culpeper, Virginia, USA on 2010-06-16.  This key
    entered production during a second key ceremony held at an
    ICANN KMF in El Segundo, California, USA on 2010-07-12.
    The resulting trust anchor was first published on 2010-07-15.</t>
    </section>

    <section title="About this Document">
      <t>[RFC Editor: please remove this section, including all
        subsections, prior to publication.]</t>

      <section title="Discussion">
        <t>This document is not the product of any IETF working
          group.  However, communities interested in similar technical
          work can be found at the IETF in the DNSOP and DNSEXT
          working groups.</t>

        <t>The team responsible for deployment of DNSSEC in the
          root zone can be reached at rootsign@icann.org.</t>

        <t>The authors also welcome feedback sent to them directly.</t>
      </section>

      <section title="Document History">
        <section title="draft-jabley-dnssec-trust-anchor-00">
          <t>This document is based on earlier documentation used
            within and published by the team responsible for DNSSEC
            deployment in the root zone. This is the first revision
            circulated with the intention of publication in the RFC
            series.</t>
        </section>

        <section title="draft-jabley-dnssec-trust-anchor-01">
          <t>Incorporated initial community suggestions. Editorial
            improvements. Allocate OID and clean up syntax of ASN.1
            module.</t>
        </section>

        <section title="draft-jabley-dnssec-trust-anchor-02">
          <t>Draft expired.</t>
        </section>

        <section title="draft-jabley-dnssec-trust-anchor-04">
          <t>Added the optional <Certificate> element to the XML
            schema to provide a mechanism for locating external
            X.509 certificates relating to a particular key.</t>
        </section>
      </section>
    </section>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 03:37:41