One document matched: draft-irtf-nmrg-an-gap-analysis-01.xml


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<rfc category="info" docName="draft-irtf-nmrg-an-gap-analysis-01"
     ipr="trust200902">
  <front>
    <title abbrev="Autonomic Networking Gap Analysis">Gap Analysis for
    Autonomic Networking</title>

    <author fullname="Sheng Jiang" initials="S." surname="Jiang">
      <organization>Huawei Technologies Co., Ltd</organization>

      <address>
        <postal>
          <street>Q14, Huawei Campus, No.156 Beiqing Road</street>

          <city>Hai-Dian District, Beijing, 100095</city>

          <country>P.R. China</country>
        </postal>

        <email>jiangsheng@huawei.com</email>
      </address>
    </author>

    <author fullname="Brian Carpenter" initials="B. E." surname="Carpenter">
      <organization abbrev="Univ. of Auckland"></organization>

      <address>
        <postal>
          <street>Department of Computer Science</street>

          <street>University of Auckland</street>

          <street>PB 92019</street>

          <city>Auckland</city>

          <code>1142</code>

          <country>New Zealand</country>
        </postal>

        <email>brian.e.carpenter@gmail.com</email>
      </address>
    </author>

    <author fullname="Michael H. Behringer" initials="M.H."
            surname="Behringer">
      <organization>Cisco Systems</organization>

      <address>
        <postal>
          <street>Building D, 45 Allee des Ormes</street>

          <city>Mougins 06250</city>

          <country>France</country>
        </postal>

        <email>mbehring@cisco.com</email>
      </address>
    </author>

    <date day="" month="" year="2014" />

    <area>IRTF</area>

    <workgroup>Network Management Research Group</workgroup>

    <abstract>
      <t>This document summarises a problem statement for an IP-based
      autonomic network that is mainly based on distributed network devices.
      The document reviews the history and current status of autonomic aspects
      of IP networks. It then reviews the current network management style,
      which is still heavily depending on human administrators. Finally the
      document describes the general gaps between the ideal autonomic network
      concept and the current network abilities.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="intro" title="Introduction">
      <t>The general goals and relevant definitions for autonomic networking
      are discussed in <xref
      target="I-D.irtf-nmrg-autonomic-network-definitions"></xref>. In
      summary, the fundamental goal of an autonomic network is
      self-management, including self-configuration, self-optimization,
      self-healing and self-protection. Whereas interior gateway routing
      protocols such as OSPF and IS-IS largely exhibit these properties, most
      other aspects of networking require top-down configuration often
      involving human administrators and a considerable degree of
      centralisation. In essence Autonomous Networking is putting all network
      configurations onto the same footing as routing, limiting manual or
      database-driven configuration to an essential minimum. It should be
      noted that this is highly unlikely to eliminate the need for human
      administrators, because many of their essential tasks will remain. The
      idea is to eliminate tedious and error-prone tasks, for example manual
      calculations, cross-checking between two different configuration files,
      or tedious data entry. Higher level operational tasks, and
      trouble-shooting, will remain to be done in any case.</t>
    </section>

    <!-- intro -->

    <section anchor="terms" title="Terminology">
      <t>The terminology defined in <xref
      target="I-D.irtf-nmrg-autonomic-network-definitions"></xref> is used in
      this document. Additional terms include:</t>

      <t><list style="symbols">
          <t>Automatic: A process that occurs without human intervention, with
          step-by-step execution of rules. However it relies on humans
          defining the sequence of rules, so is not Autonomic in the full
          sense. For example, a start-up script is automatic but not
          autonomic.</t>
        </list></t>
    </section>

    <!-- terms -->

    <section anchor="Status"
             title="Current Status of Autonomic Aspects of IP Networks">
      <t>This section discusses the history and current status of autonomy in
      various aspects of network configuration, in order to establish a
      baseline for the gap analysis. In one particular area, routing
      protocols, autonomic information exchange and decision is a well
      established mechanism. The question is how to extend autonomy to cover
      all kinds of network management objectives.</t>

      <section title="IP Address Management and DNS">
        <t>Originally there was no alternative to completely manual and static
        management of IP addresses. Once a site had received an IPv4 address
        assignment (usually a Class C /24 or Class B /16, and rarely a Class A
        /8) it was a matter of paper-and-pencil design of the subnet plan (if
        relevant) and the addressing plan itself. Subnet prefixes were
        manually configured into routers, and /32 addresses were assigned
        administratively to individual host computers, and configured manually
        by system administrators. Records were typically kept in a plain text
        file or a simple spreadsheet.</t>

        <t>Clearly this method was clumsy and error-prone as soon as a site
        had more than a few tens of hosts, but it had to be used until DHCP
        <xref target="RFC2131"></xref> became a viable solution during the
        second half of the 1990s. DHCP made it possible to avoid manual
        configuration of individual hosts (except, in many deployments, for a
        small number of servers configured with static addresses).</t>

        <t>In terms of management, it is difficult to separate IP address
        management from DNS management. At roughly the same time as DHCP came
        into widespread use, it became very laborious to manually maintain DNS
        source files in step with IP address assignments. Because of reverse
        DNS lookup, it also became necessary to synthesise DNS names even for
        hosts that only played the role of clients. Therefore, it became
        necessary to synchronise DHCP server tables with forward and reverse
        DNS. For this reason, Internet Protocol address management tools
        emerged. These are, however, a centralised and far from autonomic type
        of solution.</t>

        <!-- <t>IPv6 has complicated the situation. Using DHCPv6 <xref
        target="RFC3315"></xref>, the situation is similar to IPv4. However,
        IPv6 also allows stateless address auto-configuration, which is
        largely autonomic, as long as the local router is correctly configured
        to provide Router Advertisements. There is significant disagreement in
        the community which of these methods is better, and there are
        coexistence issues.</t> -->

        <t>A related issue is prefix delegation, especially in IPv6 when more
        than one prefix may be delegated to the same physical subnet. DHCPv6
        Prefix Delegation <xref target="RFC3633"></xref> is a useful solution,
        but how this topic is to be handled in home networks is still an open
        question. Still further away is automated assignment and delegation of
        IPv4 subnet prefixes.</t>

        <t>Another complication is the possibility of Dynamic DNS Update <xref
        target="RFC2136"></xref>. With appropriate security, this is an
        autonomic approach, where no human intervention is required to create
        the DNS records for a host. Also, there are coexistence issues with a
        traditional DNS setup.</t>
      </section>

      <section title="Routing">
        <t>Since a very early stage, it has been a goal that Internet routing
        should be self-healing when there is a failure of some kind in the
        routing system (i.e. a link or a router goes wrong). Also, the problem
        of finding optimal routes through a network was identified many years
        ago as a problem in mathematical graph theory, for which well known
        algorithms were discovered (the Dijkstra and Bellman-Ford algorithms).
        Thus routing protocols became largely autonomic in the 1980s, as soon
        as the network was big enough for manual configuration of routing
        tables to become difficult.</t>

        <t>IGP routers do need some initial configuration data to start up the
        autonomic routing protocol. Also, BGP-4 routers need static
        configuration of routing policy data. So far, this policy
        configuration has not been made autonomic at all.</t>
      </section>

      <section title="Configuration of Default Router">
        <t>Originally this was a manual operation. Since the deployment of
        DHCP, this has been automatic as far as most IPv4 end systems are
        concerned, but the DHCP server must be appropriately configured. In
        simple environments such as a home network, the DHCP server resides in
        the same box as the default router, so this configuration is also
        automatic. In more complex environments, where an independent DHCP
        server or a local DHCP relay is used, configuration is more complex
        and not automatic.</t>

        <t>In IPv6 networks, the default router is provided by Router
        Advertisement messages <xref target="RFC4861"></xref> from the router
        itself, and all IPv6 hosts make use of it. The router may also provide
        more complex Route Information Options. The process is automatic as
        far as all IPv6 end systems are concerned, and DHCPv6 is not involved.
        However, there are still open issues when more than one prefix is in
        use on a subnet and more than one first-hop router may be available as
        a result.</t>
      </section>

      <section title="Hostname Lookup">
        <t>Originally host names were looked up in a static table, often
        referred to as /etc/hosts from its traditional file path in Unix
        systems. When the DNS was deployed during the 1980s, all hosts needed
        DNS resolver code, and needed to be configured with the IP addresses
        (not the names) of suitable DNS servers. Like the default router,
        these were originally manually configured. Today, they are provided
        automatically via DHCP or DHCPv6 <xref target="RFC3315"></xref>. For
        IPv6 end systems, there is also a way for them to be provided
        automatically via a Router Advertisement option. However, the DHCP or
        DHCPv6 server, or the IPv6 router, need to be configured with the
        appropriate DNS server addresses.</t>
      </section>

      <section title="User Authentication and Accounting">
        <t>Originally, user authentication and accounting are mainly based on
        the physical connectivities. Network operators charged based on the
        set up of dedicated physical links with users. Autonomic user
        authentication are introduced by Point-to-Point Protocol <xref
        target="RFC1661"></xref>, <xref target="RFC1994"></xref> and RADIUS
        protocol <xref target="RFC2865"></xref>, <xref
        target="RFC2866"></xref> in early 1990s. As long as a user complete
        online authentication through RADIUS protocol, the accounting for that
        user starts on AAA server autonomically. This mechanism enables
        charging business model based on the usage of users, either traffic
        based or time based. However, the management for user authentication
        information remains manual by network administrators.</t>
      </section>

      <section title="Security">
        <t>Security has many aspects that need configuration and are therefore
        candidates to become autonomic. On the other hand, it is essential
        that a network's central policy should be applied strictly for all
        security configurations. As a result security has largely been based
        on centrally imposed configurations.</t>

        <t>Many aspects of security depend on policy, for example firewall
        policies. Policies are by definition human made and will therefore
        also persist in an autonomic environment. However, policies are
        becoming more high-level, abstracting for example addressing, and
        focusing on the user or application. The methods to manage, distribute
        and apply policy, and to monitor compliance and violations could be
        autonomic.</t>

        <t>Today, many security mechanisms show some autonomic properties. For
        example user authentication via 802.1x allows automatic mapping of
        users after authentication into logical contexts (typically VLANs).
        While today configuration is still very important, the overall
        mechanism displays signs of self-adaption to changing situations.</t>

        <t>BGP Flowspec <xref target="RFC5575"></xref> allows a partially
        autonomic threat defense mechanism, where threats are identified, the
        flow information is automatically distributed, and counter-actions can
        be applied. Today typically a human operator is still in the loop to
        check correctness, but over time such mechanisms can become more
        autonomic.</t>

        <t>Negotiation capabilities, present in many security protocols, also
        display simple autonomic behaviours. In this case a security policy
        about algorithm strength can be configured into servers but will
        propagate automatically to clients. A proposal has been made recently
        for automatic bootstrapping of trust in a network <xref
        target="I-D.behringer-default-secure"></xref>. Solutions for
        opportunistic encryption have been defined <xref
        target="RFC4322"></xref>, <xref
        target="I-D.farrelll-mpls-opportunistic-encrypt"></xref>, but these do
        not adhere to a central policy.</t>
      </section>

      <section title="Miscellaneous">
        <t>There are innumerable other properties of network devices and end
        systems that today need to be configured either manually or using a
        management protocol such as SNMP <xref target="RFC1157"></xref> or
        NETCONF <xref target="RFC6241"></xref>. In a truly autonomic network,
        all of these would need to either have satisfactory default values or
        be configured automatically. Some examples are parameters for tunnels
        of various kinds, flows (in an SDN context), quality of service,
        service function chaining, energy management, system identification,
        NTP configuration etc. Even one undefined parameter would be
        sufficient to prevent fully autonomic operation.</t>
      </section>
    </section>

    <!-- history -->

    <!--
      <section anchor="summary" title="Summary of Autonomic Status and Trends">
      <t>The most advanced area is of course routing protocols, where we
      observe that a minimal amount of information must be pre-configured
      (neighbour routers, prefixes supported, and BGP-4 policies) and the rest
      is calculated dynamically as a result of peer-to-peer communication with
      other routers. In all other areas, there has been a slow progress over
      many years from fully manual configuration towards top-down
      configuration from central administrators or network management systems
      driven by databases. There are only a few instances, such as negotiation
      of cryptographic algorithms, where automation is not in the top-down
      style that relies ultimately on humans - either to correctly create and
      maintain configuration files, or to correctly use a network management
      system to do this work. At the moment the trend seems to be towards more
      widespread deployment of tools to help centralised configuration, such
      as IPAM tools, rather than to move away from this towards a more
      distributed and autonomic approach.</t>
    </section> -->

    <!-- summary-->

    <section anchor="HumanDependencies"
             title="Current Non-Autonomic Behaviors">
      <t>In the current networks, many operations are still heavily depending
      on human intelligence and decision, or on centralised top-down network
      management systems. These operations are the targets of Autonomic
      Network technologies. The ultimate goal of Autonomic Network is to
      replace tedious human operations by autonomic functions, so that the
      networks can independently run without having to ask human support for
      routine details, while it remains possible to restore human intervention
      when unavoidable. Of course, there would still be the absolute minimum
      of human input required, particularly during the network establishment
      stage, and during difficult trouble-shooting.</t>

      <t>This section analyzes the existing human and central dependencies in
      the current networks.</t>

      <section title="Network Establishment">
        <t>Network establishment requires network operators to analyze the
        requirements of the new network, design a network architecture and
        topology, decide device locations and capacities, set up hardware,
        design network services, choose and enable required protocols,
        configure each device and each protocol, set up user authentication
        and accounting policies and databases, design and deploy security
        mechanisms, etc.</t>

        <t>Overall, these jobs are quite complex work that cannot become fully
        autonomic in the forseeable future. However, part of these jobs may be
        able to become autonomic, such as device and protocol configurations
        and database population. The initial network management
        policies/behaviors may also be transplanted from other networks and
        automatically localized.</t>
      </section>

      <section title="Network Maintenance & Management">
        <t>The network maintenance and management are very different for ISP
        networks and enterprise networks. ISP networks have to change much
        more frequently than enterprise networks, given the fact that ISP
        networks have to serve a large number of customers who have very
        diversified requirements. The current rigid model is that network
        administrators design a limited number of services for customers to
        order. New requirements of network services may not be able to be met
        quickly by human management. Given a real-time request, the response
        must be autonomic, in order to be flexible and quickly deployed.
        However, behind the interface, describing abstracted network
        information and user authorization management may have to depend on
        human intelligence from network administrators in the forseeable
        future. User identification integration/consolidation among networks
        or network services is another challenge for autonomic network access.
        Currently, the end users have to manually manage their user accounts
        and authentication information when they switch among networks or
        network services.</t>

        <t>Classical network maintenance and management mainly manages the
        configuration of network devices. Tools have developed to enable
        remote management and make the management easier. However, the
        decision of each configuration depends either on human intelligence or
        rigid templates. This is the source of most network configuration
        errors. It is also the barrier to increase the utility of network
        resources because the human management cannot respond quickly enough
        to network events, such as traffic bursts, etc. For example,
        currently, a light load is normally assumed in network design because
        there is no mechanism to properly handle a sudden traffic flood. It is
        actually normal to avoid network crashes caused by traffic overload by
        wasting a huge amount of resources.</t>

        <t>Autonomic decision processes of configuration would enable dynamic
        management of network resources (by managing resource relevant
        configuration). Self-adapting network configuration would adjust the
        network into the best possible situation, which also prevents
        configuration errors from having lasting impact.</t>
      </section>

      <section title="Troubleshooting and Recovery">
        <t>Current networks suffer difficulties in locating the cause of
        network failures. Although network devices may issue many warnings
        while running, most of them are not sufficiently precise to be
        identified as errors. Some of them are early warnings that would not
        develop into real errors. Others are in effect random noise. During a
        major failure, many different devices will issue multiple warnings
        within a short time, causing overload for the NMS and the operators.
        However, for many scenarios, human experience is still vital to
        identify real issues and locate them. This situation may be improved
        by automatically associating warnings from multiple network devices
        together. Also, introducing automated learning techniques (comparing
        current warnings with historical relationships between warnings and
        actual faults) could increase the possibility and success rate of
        autonomic network diagnoses and troubleshooting.</t>

        <t>Depending on the network errors, some of them may always require
        human interventions, particularly for hardware failures. However,
        autonomic network management behavior may help to reduce the impact of
        errors, for example by switching traffic flows around. Today this is
        usually manual (except for classical routing updates). Fixing software
        failures and configuration errors currently depends on humans, and may
        even involve rolling back software versions and rebooting hardware.
        Such problems could be autonomically corrected if there were
        diagnostics and recovery functions defined in advance for them. This
        would fulfill the concept of self-healing.</t>

        <t>Another possible autonomic function is predicting device failures
        or overloads before they occur. A device could predict its own failure
        and warn its neighbors; or a device could predict its neighbor's
        failure. In either case, an autonomic network could respond as if the
        failure had already occurred by routing round the problem and
        reporting the failure, with no disturbance to users. The criteria for
        predicting failure could be temperature, battery status, bit error
        rates, etc. The criteria for predicting overload could be increasing
        load factor, latency, jitter, congestion loss, etc.</t>
      </section>
    </section>

    <section anchor="Gaps" title="Approach toward Autonomy">
      <t>The task of autonomic networking is to build up individual autonomic
      decision processes that could properly combine to respond to every type
      of network event. This section (when complete) will outline what needs
      to be developed.</t>

      <section title="More Coordination among Devices or Network Partitions">
        <t>Events in networks are normally not independent. They are
        associated with each other. But most of current response functions are
        based on independent processes. The network events that may naturally
        happen distributed should be associated in the autonomic
        processes.</t>

        <t>In order to make right or good decisions autonomically, the network
        devices need to know more information than just reachability (routing)
        information from the relevant or neighbor devices. There are
        dependencies between such information and configurations. Currently,
        most of these configurations currently require manual coordination by
        network administrators.</t>

        <t>There are therefore increased requirements for horizontal
        information exchanging in the networks. Particularly, negotiations
        among network devices are needed for autonomic decision. <xref
        target="I-D.jiang-config-negotiation-ps"></xref> analyzes such
        requirements. Although there are many existing protocols with
        negotiation ability, each of them only serves a specific and narrow
        purpose. <xref target="I-D.jiang-config-negotiation-protocol"></xref>
        is one of the attempts to create a generic negotiation platform, which
        would support different negotiation objectives.</t>
      </section>

      <section title="Reusable Common Components">
        <t>Elements of autonomic functions already exist today, within many
        different protocols. However, all such functions have their own
        discovery, transport, messaging and security mechanisms as well as
        non-autonomic management interfaces. Each protocol has its own version
        of the above-mentioned functions to serve specific and narrow
        purposes. It is often difficult to extend an existing protocol to
        serve different purposes. So, it is desirable to develop a set of
        reusable common components for Autonomic Networks. These components
        should be:<list style="symbols">
            <t>Able to manage any type of information and information
            flows</t>

            <t>Able to discover counterparts for various autonomic service
            agents (or autonomic functions)</t>

            <t>Able to support closed-loop operations when needed to provide
            self-managing functions involving more than one device</t>

            <t>Little dependency: independent from the specific autonomic
            service agents (or autonomic functions)</t>

            <t>Reusable by other autonomic functions</t>
          </list></t>
      </section>

      <section title="Less Configuration">
        <t>Most existing protocols have been defined to be as flexible as
        possible. Consequently, these protocols need many initial
        configurations to start operations. There are many choices and options
        that are unnecessary in any particular case. A large portion of these
        configurations target corner cases. Furthermore, in many protocols
        that already exist for years, some design considerations are no longer
        valid since the hardware technologies have made dramatic progress in
        recent years. There is much scope for simplifying the protocols and
        the operation of protocols.</t>

        <t>From another perspective, the deep reason why human decisions are
        often needed mainly result from the lack of information. When a device
        can collect enough information horizontally from other devices, it
        should be able to decide many parameters by itself, instead of
        receiving them from top-down configuration.</t>

        <t>It is desired that the top-down management is reduced in the
        Autonomic Networking. Ideally, only the abstract intent is needed from
        the human administrators. The detailed parameters should be decided by
        distributed Autonomic Nodes themselves, either from historic
        knowledge, analytics of current conditions, closed logical decision
        loops, or a combination of all.</t>
      </section>

      <section title="Forecasting and Dry Runs">
        <t>In a conventional network, there is no mechanism for trying
        something out. That means that configuration changes have to be
        designed in the abstract and their probable effects have to be
        estimated theoretically. The only alternative to this would be to test
        them on a complete and realistic network simulator, which is unlikely
        to be possible for a network of any size. In any case, there is a risk
        that applying the changes to the running network will cause a failure
        of some kind. An autonomic network could fill this gap by supporting a
        "dry run" mode in which a configuration change could be tested out in
        the control plane without actually affecting the data plane. If the
        results are satisfactory, the change could be made live; if there is a
        problem, the change could be rolled back with no effect on users.</t>
      </section>

      <section title="Benefit from Knowledge">
        <t>The more knowledge we have, the more intelligent we are. It is the
        same for networks and network management. It is when one component in
        the network lacks knowledge that affects what it should do, and
        another component has that knowledge, that we usually rely on a human
        operator or a centralised management tool to convey the knowledge.</t>

        <t>Up to now, most available network knowledge is only the current
        network status, either inside a device or relevant data from other
        devices.</t>

        <t>However, historic knowledge is very helpful to make correct
        decisions, in particular to reduce network oscillation or to manage
        network resources over time. Transplantable knowledge from other
        networks can be helpful to initially set up a new network or new
        network devices. Knowledge of relationships between network events and
        network configuration may help a network to decide the best parameters
        according to real performance feedback.</t>

        <t>In addition to such historic knowledge, powerful data analytics of
        current network conditions may also be a valuable source of knowledge
        that can be exploited directly by autonomic nodes.</t>
      </section>
    </section>

    <!-- gaps -->

    <section anchor="security" title="Security Considerations">
      <t>This document is focused on what is missing to allow autonomic
      network configuration, including of course security settings. Therefore,
      it does not itself create any new security issues. It is worth
      underlining that autonomic technology must be designed with strong
      security properties from the start, since a network with vulnerable
      autonomic functions would be at great risk.</t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This memo includes no request to IANA.</t>
    </section>

    <section anchor="ack" title="Acknowledgements">
      <t>The authors would like to acknowledge the valuable comments made by
      participants in the IRTF Network Management Research Group and
      others.</t>

      <t>This document was produced using the xml2rfc tool <xref
      target="RFC2629"></xref>.</t>
    </section>

    <section anchor="changes" title="Change log [RFC Editor: Please remove]">
      <t>draft-irtf-nmrg-an-gap-analysis-01: RG comments added and more
      content in "Approach toward Autonomy" section, 2014-08-30.</t>

      <t>draft-irtf-nmrg-an-gap-analysis-00: RG comments added,
      2014-04-02.</t>

      <t>draft-jiang-nmrg-an-gap-analysis-00: original version,
      2014-02-14.</t>
    </section>

    <!-- changes -->
  </middle>

  <back>
    <references title="Informative References">
      <?rfc include='reference.RFC.2629'?>

      <?rfc include='reference.RFC.1157'?>

      <?rfc include='reference.RFC.1661'?>

      <?rfc include='reference.RFC.1994'?>

      <?rfc include='reference.RFC.2131'?>

      <?rfc include='reference.RFC.2136'?>

      <?rfc include='reference.RFC.2865'?>

      <?rfc include='reference.RFC.2866'?>

      <?rfc include='reference.RFC.3315'?>

      <?rfc include='reference.RFC.3633'?>

      <?rfc include='reference.RFC.4322'?>

      <?rfc include='reference.RFC.4861'?>

      <?rfc include='reference.RFC.5575'?>

      <?rfc include='reference.RFC.6241'?>

      <?rfc include="reference.I-D.jiang-config-negotiation-ps"?>

      <?rfc include="reference.I-D.jiang-config-negotiation-protocol"?>

      <?rfc include="reference.I-D.irtf-nmrg-autonomic-network-definitions.xml"?>

      <?rfc include="reference.I-D.behringer-default-secure.xml"?>

      <?rfc include="reference.I-D.farrelll-mpls-opportunistic-encrypt.xml"?>
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-22 05:26:16