One document matched: draft-ietf-v6ops-3gpp-analysis-07.txt

Differences from draft-ietf-v6ops-3gpp-analysis-06.txt



  
 Internet Draft                                       J. Wiljakka (ed.) 
 Document: draft-ietf-v6ops-3gpp-analysis-07.txt                  Nokia 
 Expires: April 2004                                                    
                                                                        
                                                           October 2003 
  
                Analysis on IPv6 Transition in 3GPP Networks 
  
 Status of this Memo 
     
    This document is an Internet-Draft and is in full conformance with 
    all provisions of Section 10 of RFC2026. 
     
    Internet-Drafts are working documents of the Internet Engineering 
    Task Force (IETF), its areas, and its working groups.  Note that 
    other groups may also distribute working documents as Internet-
    Drafts. 
     
    Internet-Drafts are draft documents valid for a maximum of six 
    months and may be updated, replaced, or obsoleted by other 
    documents at any time. It is inappropriate to use Internet-Drafts 
    as reference material or to cite them other than as "work in 
    progress." 
     
    The list of current Internet-Drafts can be accessed at  
         http://www.ietf.org/ietf/1id-abstracts.txt  
    The list of Internet-Draft Shadow Directories can be accessed at  
         http://www.ietf.org/shadow.html.  
         
 Abstract  
     
    This document analyzes the transition to IPv6 in Third Generation 
    Partnership Project (3GPP) General Packet Radio Service (GPRS) 
    packet networks. The focus is on analyzing different transition 
    scenarios, applicable transition mechanisms and finding solutions 
    for those transition scenarios. In these scenarios, the User 
    Equipment (UE) connects to other nodes, e.g. in the Internet, and 
    IPv6/IPv4 transition mechanisms are needed. 
      










  
  
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 Table of Contents 
     
    1. Introduction..................................................2 
       1.1 Scope of this Document....................................3 
       1.2 Abbreviations.............................................3 
       1.3 Terminology...............................................4 
    2. Transition Mechanisms and DNS Guidelines......................4 
       2.1 Dual Stack................................................5 
       2.2 Tunneling.................................................5 
       2.3 Protocol Translators......................................5 
       2.4 DNS Guidelines for IPv4/IPv6 Transition...................6 
    3. GPRS Transition Scenarios.....................................6 
       3.1 Dual Stack UE Connecting to IPv4 and IPv6 Nodes...........6 
       3.2 IPv6 UE Connecting to an IPv6 Node through an IPv4 Network 8 
       3.3 IPv4 UE Connecting to an IPv4 Node through an IPv6 Network 10 
       3.4 IPv6 UE Connecting to an IPv4 Node.......................10 
       3.5 IPv4 UE Connecting to an IPv6 Node.......................11 
    4. IMS Transition Scenarios.....................................12 
       4.1 UE Connecting to a Node in an IPv4 Network through IMS...12 
       4.2 Two IMS Islands Connected over IPv4 Network..............14 
    5. About 3GPP UE IPv4/IPv6 Configuration........................14 
    6. Security Considerations......................................15 
    7. References...................................................15 
       7.1 Normative................................................15 
       7.2 Informative..............................................16 
    8. Contributors.................................................18 
    9. Authors and Acknowledgements.................................18 
    10. Editor's Contact Information................................19 
    11. Changes from draft-ietf-v6ops-3gpp-analysis-06.txt..........19 
    12. Intellectual Property Statement.............................19 
    13. Copyright...................................................19 
       Appendix A...................................................20 
  
 1. Introduction 
     
    This document describes and analyzes the process of transition to 
    IPv6 in Third Generation Partnership Project (3GPP) General Packet 
    Radio Service (GPRS) packet networks. The authors can be found in 
    Authors and Acknowledgements section. 
     
    This document analyzes the transition scenarios in 3GPP packet  
    data networks that might come up in the deployment phase of IPv6. 
     
    The transition scenarios are documented in [RFC3574] and this 
    document will further analyze them. The scenarios are divided into 
    two categories: GPRS scenarios and IP Multimedia Subsystem (IMS) 
    scenarios. 
     

  
  
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    GPRS scenarios are the following: 
       - Dual Stack UE connecting to IPv4 and IPv6 nodes  
       - IPv6 UE connecting to an IPv6 node through an IPv4 network 
       - IPv4 UE connecting to an IPv4 node through an IPv6 network 
       - IPv6 UE connecting to an IPv4 node 
       - IPv4 UE connecting to an IPv6 node 
  
    IMS scenarios are the following: 
       - UE connecting to a node in an IPv4 network through IMS 
       - Two IMS islands connected via IPv4 network 
     
    The focus is on analyzing different transition scenarios, 
    applicable transition mechanisms and finding solutions for those 
    transition scenarios. In the scenarios, the User Equipment (UE) 
    connects to nodes in other networks, e.g. in the Internet and 
    IPv6/IPv4 transition mechanisms are needed. 
         
 1.1 Scope of this Document 
     
    The scope of this Best Current Practices document is to analyze and 
    solve the possible transition scenarios in the 3GPP defined GPRS 
    network where a UE connects to, or is contacted from, the Internet 
    or another UE. The document covers scenarios with and without the 
    use of the SIP based IP Multimedia Core Network Subsystem (IMS). 
    This document does not focus on radio interface issues; both 3GPP 
    Second (GSM) and Third Generation (UMTS) radio network 
    architectures will be covered by these scenarios. 
     
    The transition mechanisms specified by the IETF Ngtrans and v6ops 
    Working Groups shall be used. This document shall not specify any 
    new transition mechanisms, but if a need for a new mechanism is 
    found, that will be reported to the IETF v6ops Working Group. 
     
 1.2 Abbreviations 
     
    2G          Second Generation Mobile Telecommunications, for 
                 example GSM and GPRS technologies.  
    3G          Third Generation Mobile Telecommunications, for example  
                 UMTS technology. 
    3GPP        Third Generation Partnership Project  
    ALG         Application Level Gateway 
    APN         Access Point Name. The APN is a logical name referring  
                 to a GGSN and an external network. 
    CSCF        Call Session Control Function (in 3GPP Release 5 IMS) 
    DNS         Domain Name System 
    GGSN        Gateway GPRS Support Node (a default router for 3GPP  
                 User Equipment) 
    GPRS        General Packet Radio Service 
    GSM         Global System for Mobile Communications  
  
  
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    HLR         Home Location Register 
    IMS         IP Multimedia (Core Network) Subsystem, 3GPP Release 5 
                 IPv6-only part of the network 
    ISP         Internet Service Provider 
    NAT         Network Address Translator 
    NAPT-PT     Network Address Port Translation - Protocol Translation 
    NAT-PT      Network Address Translation - Protocol Translation 
    PCO-IE      Protocol Configuration Options Information Element 
    PDP         Packet Data Protocol 
    PPP         Point-to-Point Protocol 
    SGSN        Serving GPRS Support Node 
    SIIT        Stateless IP/ICMP Translation Algorithm 
    SIP         Session Initiation Protocol 
    UE          User Equipment, for example a UMTS mobile handset 
    UMTS        Universal Mobile Telecommunications System 
     
 1.3 Terminology 
     
    Some terms used in 3GPP transition scenarios and analysis documents 
    are briefly defined here. 
     
    Dual Stack UE  Dual Stack UE is a 3GPP mobile handset having both 
                   IPv4 and IPv6 stacks. It is capable of activating 
                   both IPv4 and IPv6 Packet Data Protocol (PDP) 
                   contexts. Dual stack UE may be capable of tunneling. 
     
    IPv6 UE        IPv6 UE is an IPv6-only 3GPP mobile handset. It is 
                   only capable of activating IPv6 PDP contexts. 
     
    IPv4 UE        IPv4 UE is an IPv4-only 3GPP mobile handset. It is 
                   only capable of activating IPv4 PDP contexts. 
     
    IPv4 node      IPv4 node is here defined to be IPv4 capable node 
                   the UE is communicating with. The IPv4 node can 
                   be, for example, an application server or another 
                   UE. 
     
    IPv6 node      IPv6 node is here defined to be IPv6 capable node 
                   the UE is communicating with. The IPv6 node can 
                   be, for example, an application server or another 
                   UE. 
     
 2. Transition Mechanisms and DNS Guidelines 
     
    This chapter briefly introduces some transition mechanisms 
    specified by the IETF. In addition to that, DNS recommendations are 
    given. The applicability of different transition mechanisms to 3GPP 
    networks is discussed in chapters 3 and 4. 
     
  
  
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    The IPv4/IPv6 transition methods can be divided to: 
     
       - dual IPv4/IPv6 stack 
       - tunneling 
       - protocol translators 
     
 2.1 Dual Stack 
     
    The dual IPv4/IPv6 stack is specified in [RFC2893]. If we consider 
    the 3GPP GPRS core network, dual stack implementation in the 
    Gateway GPRS Support Node (GGSN) enables support for IPv4 and IPv6 
    PDP contexts. UEs with dual stack and public (global) IP addresses 
    can typically access both IPv4 and IPv6 services without additional 
    translators in the network. However, it is good to remember that 
    public IPv4 addresses are a scarce resource and in many cases IPv4 
    NATs are deployed. Public/global IP addresses are also needed for 
    peer-to-peer services: the node needs a public/global IP address 
    that is visible to other nodes. 
     
 2.2 Tunneling 
     
    Tunneling is a transition mechanism that requires dual IPv4/IPv6 
    stack functionality in the encapsulating and decapsulating nodes. 
    Basic tunneling alternatives are IPv6-in-IPv4 and IPv4-in-IPv6. 
     
    Tunneling can be static or dynamic. Static (configured) tunnels are 
    fixed IPv6 links over IPv4, and they are specified in [RFC2893]. 
    Dynamic (automatic) tunnels are virtual IPv6 links over IPv4 where 
    the tunnel endpoints are not configured, i.e. the links are created 
    dynamically. 
     
 2.3 Protocol Translators 
     
    A translator can be defined as an intermediate component between a 
    native IPv4 node and a native IPv6 node to enable direct 
    communication between them without requiring any modifications to 
    the end nodes. 
     
    Header conversion is a translation mechanism. In header conversion, 
    IPv6 packet headers are converted to IPv4 packet headers, or vice 
    versa, and checksums are adjusted or recalculated if necessary. 
    NAT-PT (Network Address Translator / Protocol Translator) [RFC2766] 
    using SIIT [RFC2765] is an example of such a mechanism. 
     
    Translators may be needed in some cases when the communicating 
    nodes do not share the same IP version; in others, it may be 
    possible to avoid such communication altogether. Translation can 
    actually happen at Layer 3 (using NAT-like techniques), Layer 4 
    (using a TCP/UDP proxy) or Layer 7 (using application relays). 
  
  
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 2.4 DNS Guidelines for IPv4/IPv6 Transition 
     
    [DNStrans] provides guidelines to operate DNS in a mixed world of 
    IPv4 and IPv6 transport. The recommendations (including the 
    keywords) are copied verbatim from [DNStrans]: 
     
    "In order to preserve name space continuity, the following 
    administrative policies are RECOMMENDED: 
      -        every recursive DNS server SHOULD be either IPv4-only or dual 
         stack, 
      -        every single DNS zone SHOULD be served by at least one IPv4 
         reachable DNS server. 
     
    This rules out IPv6-only DNS server performing full recursion and 
    DNS zones served only by IPv6-only DNS servers.  This approach 
    could be revisited if/when translation techniques between IPv4 and 
    IPv6 were to be widely deployed. 
     
    In order to enforce the second point, the zone validation process 
    SHOULD ensure that there is at least one IPv4 address record 
    available for the name servers of any child delegations within the 
    zone." 
     
 3. GPRS Transition Scenarios 
     
    This section discusses the scenarios that might occur when a GPRS 
    UE contacts services or other nodes, e.g. a web server in the 
    Internet. 
     
    The following scenarios described by [RFC3574] are analyzed here. 
    In all of the scenarios, the UE is part of a network where there is 
    at least one router of the same IP version, i.e. the GGSN, and the 
    UE is connecting to a node in a different network. 
             
    1) Dual Stack UE connecting to IPv4 and IPv6 nodes  
    2) IPv6 UE connecting to an IPv6 node through an IPv4 network  
    3) IPv4 UE connecting to an IPv4 node through an IPv6 network  
    4) IPv6 UE connecting to an IPv4 node 
    5) IPv4 UE connecting to an IPv6 node 
          
 3.1 Dual Stack UE Connecting to IPv4 and IPv6 Nodes 
     
    In this scenario, the dual stack UE is capable of communicating 
    with both IPv4 and IPv6 nodes. It is recommended to activate an 
    IPv6 PDP context when communicating with an IPv6 peer node and an 
    IPv4 PDP context when communicating with an IPv4 peer node. If the 
    3GPP network supports both IPv4 and IPv6 PDP contexts, the UE 
    activates the appropriate PDP context depending on the type of 
  
  
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    application it has started or depending on the address of the peer 
    host it needs to communicate with. If IPv6 PDP contexts are 
    available and IPv6-in-IPv4 tunneling is needed, it is recommended 
    to activate an IPv6 PDP context and perform tunneling in the 
    network. This case is described in more detail in section 3.2. 
     
    However, the UE may attach to a 3GPP network, in which the Serving 
    GPRS Support Node (SGSN), the GGSN, and the Home Location Register 
    (HLR) support IPv4 PDP contexts, but do not support IPv6 PDP 
    contexts. This may happen in early phases of IPv6 deployment. If 
    the 3GPP network does not support IPv6 PDP contexts, and an 
    application on the UE needs to communicate with an IPv6(-only) 
    node, the UE may activate an IPv4 PDP context and encapsulate IPv6 
    packets in IPv4 packets using a tunneling mechanism. 
     
    The use of private IPv4 addresses in the UE depends on the support 
    of these addresses by the tunneling mechanism and the deployment 
    scenario. In some cases public IPv4 addresses are required, but if 
    the tunnel endpoints are in the same private domain, or the 
    tunneling mechanism works through IPv4 NAT, private IPv4 addresses 
    can be used. One deployment scenario example is using a laptop 
    computer and a 3GPP UE as a modem. IPv6 packets are encapsulated in 
    IPv4 packets in the laptop computer and IPv4 PDP context is 
    activated. The used tunneling mechanism (automatic or configured) 
    in that case depends on the support of tunneling mechanisms in the 
    laptop computer. 
     
    To generally solve this problem (IPv6 not available in the 3GPP 
    network), this document strongly recommends the 3GPP operators to 
    deploy basic IPv6 support in their GPRS networks. That also makes 
    it possible to burden the transition effects in the network and 
    make the 3GPP UEs simpler. 
     
    As a general guideline, IPv6 communication is preferred to IPv4 
    communication going through IPv4 NATs to the same dual stack peer 
    node. 
     
    An application running on a UE can identify whether the endpoint is 
    an IPv4 or IPv6 capable node by examining the destination address. 
    Alternatively, if a user supplies a name to be resolved, the DNS 
    may contain records sufficient to identify which protocol should be 
    used to initiate the connection with the endpoint. In dual stack 
    networks, one of the main concerns of an operator is the correct 
    address space and routing management. The operator must maintain 
    address spaces for both protocols. Public IPv4 addresses are often 
    a scarce resource for the operator and typically it is not possible 
    for a UE to have a globally unique IPv4 address (continuously) 
    allocated for its use. Use of private IPv4 addresses means use of 
    NATs when communicating with a peer node outside the operator's 
  
  
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    network. In large networks, NAT systems can become very complex, 
    expensive and difficult to maintain. 
     
    For DNS recommendations, we refer to section 2.4. 
     
 3.2 IPv6 UE Connecting to an IPv6 Node through an IPv4 Network 
     
    The best solution for this scenario is obtained with tunneling, 
    i.e. IPv6-in-IPv4 tunneling is a requirement. An IPv6 PDP context 
    is activated between the UE and the GGSN. Tunneling is handled in 
    the network, because IPv6 UE is not capable of tunneling (it does 
    not have the dual stack functionality needed for tunneling). The 
    encapsulating node can be the GGSN, the edge router between the 
    border of the operator's IPv6 network and the public Internet, or 
    any other dual stack node within the operator's IP network. The 
    encapsulation (uplink) and decapsulation (downlink) can be handled 
    by the same network element. Typically the tunneling handled by the 
    network elements is transparent to the UEs and IP traffic looks 
    like native IPv6 traffic to them. For the applications, tunneling 
    enables end-to-end IPv6 connectivity. Note that this scenario is 
    comparable to 6bone [6BONE] network operation. 
     
    IPv6-in-IPv4 tunnels between IPv6 islands can be either static or 
    dynamic. The selection of the type of tunneling mechanism is up to 
    the operator / ISP deployment scenario and only generic 
    recommendations can be given in this document. 
     
    The following subsections are focused on the usage of different 
    tunneling mechanisms when the peer node is in the operator's 
    network or outside the operator's network. The authors note that 
    where the actual 3GPP network ends and which parts of the network 
    belong to the ISP(s) also depends on the deployment scenario. The 
    authors are not commenting how many ISP functions the 3GPP operator 
    should perform. However, many 3GPP operators are ISPs of some sort 
    themselves. ISP networks' transition to IPv6 is analyzed in [ISP-
    scen] and [ISP-an]. 

 3.2.1 Tunneling inside the 3GPP Operator's Network 
     
    Many GPRS operators already have IPv4 backbone networks deployed 
    and they are gradually migrating them while introducing IPv6 
    islands. IPv6 backbones can be considered quite rare in the first 
    phases of the transition. If the 3GPP operator already has IPv6 
    widely deployed in its network, this subsection is not so relevant. 
     
    In initial IPv6 deployment, where a small number of IPv6-in-IPv4 
    tunnels are required to connect the IPv6 islands over the 3GPP 
    operator's IPv4 network, manually configured tunnels can be used. 
  
  
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    In a 3GPP network, one IPv6 island can contain the GGSN while 
    another island can contain the operator's IPv6 application servers. 
    However, manually configured tunnels can be an administrative 
    burden when the number of islands and therefore tunnels rises. In 
    that case, upgrading parts of the backbone to dual stack may be the 
    simplest choice. The administrative burden could also be mitigated 
    by using automated management tools which are typically necessary 
    to manage large networks anyway. 
     
    Connection redundancy should also be noted as an important 
    requirement in 3GPP networks. Static tunnels on their own don't 
    provide a routing recovery solution for all scenarios where an IPv6 
    route goes down. However, they may provide an adequate solution 
    depending on the design of the network and in presence of other 
    router redundancy mechanisms. On the other hand, routing protocol 
    based mechanisms can provide redundancy. 

 3.2.2 Tunneling outside the 3GPP Operator's Network 
     
    This subsection includes the case in which the peer node is outside 
    the operator's network. In that case IPv6-in-IPv4 tunneling can be 
    necessary to obtain IPv6 connectivity and reach other IPv6 nodes. 
     
    Tunnel starting point can be in the operator's network depending on 
    how far the 3GPP operator has come in implementing IPv6. If the 
    3GPP operator does not have an IP backbone, or has not implemented 
    IPv6 in it, the encapsulating node can be the GGSN. If the 3GPP 
    operator has an IP backbone, and has implemented IPv6 in it, but 
    the upstream ISP does not provide IPv6 connectivity to the 
    Internet, the encapsulating node can be the edge router. 
     
    The case is pretty straightforward if the upstream ISP provides 
    IPv6 connectivity to the Internet and the operator's backbone 
    network supports IPv6. Then the 3GPP operator does not have to 
    configure any tunnels, since the upstream ISP will take care of 
    routing IPv6 packets. If the upstream ISP does not provide IPv6 
    connectivity, an IPv6-in-IPv4 tunnel should be configured e.g. from 
    the edge router to a dual stack border gateway operated by another 
    ISP which is offering IPv6 connectivity. 
     
    In the tunneling scenarios above, usage of configured IPv6-in-IPv4 
    tunneling is recommended. As the number of the tunnels outside of 
    the 3GPP network is limited, no more than a couple of tunnels 
    should be needed. 
     



  
  
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 3.3 IPv4 UE Connecting to an IPv4 Node through an IPv6 Network 
       
    3GPP networks are expected to support both IPv4 and IPv6 for a long 
    time, on the UE-GGSN link and between the GGSN and external 
    networks. For this scenario, it is useful to split the end-to-end 
    IPv4 UE to IPv4 node communication into UE-to-GGSN and GGSN-to-
    v4NODE. An IPv6-capable GGSN is expected to support both IPv6 and 
    IPv4 UEs. Therefore an IPv4-only UE will be able to use an IPv4 
    link (PDP context) to connect to the GGSN without the need to 
    communicate over an IPv6 network.  
     
    Regarding the GGSN-to-v4NODE communication, typically the transport 
    network between the GGSN and external networks will support only 
    IPv4 in the early stages and migrate to dual stack, since these 
    networks are already deployed. Therefore it is not envisaged that 
    tunneling of IPv4-in-IPv6 will be required from the GGSN to 
    external IPv4 networks either. In the longer run, 3GPP operators 
    may need to phase out IPv4 UEs and the IPv4 transport network. This 
    would leave only IPv6 UEs.  
     
    Therefore, overall, the transition scenario involving an IPv4 UE 
    communicating with an IPv4 peer through an IPv6 network is not 
    considered very likely in 3GPP networks. 
     
 3.4 IPv6 UE Connecting to an IPv4 Node 
     
    Generally speaking, IPv6-only UEs may be easier to manage, but that 
    would require all services to be used over IPv6, and that may not 
    be realistic in the near future. Dual stack implementation requires 
    management of both IPv4 and IPv6 networks and one approach is that 
    "legacy" applications keep using IPv4 for the foreseeable future 
    and new applications requiring end-to-end connectivity (for 
    example, peer-to-peer services) use IPv6. As a general guideline, 
    IPv6-only UEs are not recommended in the early phases of transition 
    until the IPv6 deployment has become so prevalent that direct 
    communication with IPv4(-only) nodes will no longer be necessary. 
    It is assumed that IPv4 will remain useful for quite a long time, 
    so in general, dual-stack implementation in the UE can be 
    recommended. This recommendation naturally includes manufacturing 
    dual-stack UEs instead of IPv4-only UEs. 
     
    However, if there is a need to connect to an IPv4(-only) node from 
    an IPv6-only UE, it is possible to use specific translation and 
    proxying techniques; generic IP protocol translation is not 
    recommended. There are three main ways for IPv6(-only) nodes to 
    communicate with IPv4(-only) nodes (excluding avoiding such 
    communication in the first place): 
     

  
  
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       1. the use of generic-purpose translator (e.g. NAT-PT [RFC2766]) 
         in the local network (not recommended as a general solution), 
     
       2. the use of specific-purpose protocol relays (e.g., IPv6<->IPv4 
         TCP relay configured for a couple of ports only [RFC3142]) or 
         application proxies (e.g., HTTP proxy, SMTP relay) in the 
         local network, or 
     
       3. the use of specific-purpose mechanisms (as described above in 
         2) in the foreign network; these are indistinguishable from 
         the IPv6-enabled services from the IPv6 UE's perspective, and 
         not discussed further here. 
     
    For many applications, application proxies can be appropriate (e.g. 
    HTTP proxies, SMTP relays, etc.). Such application proxies will not 
    be transparent to the UE. Hence, a flexible mechanism with minimal 
    manual intervention should be used to configure these proxies on 
    IPv6 UEs. Within the 3GPP architecture, application proxies can be 
    placed on the GGSN external interface (Gi), or inside the service 
    network. 
     
    The authors note that [NATPTappl] discusses the applicability of 
    NAT-PT. The problems related to NAT-PT usage in 3GPP networks are 
    documented in appendix A. 
     
 3.5 IPv4 UE Connecting to an IPv6 Node 
     
    The legacy IPv4 nodes are mostly nodes that support the 
    applications that are popular today in the IPv4 Internet: mostly e-
    mail and web-browsing. These applications will, of course, be 
    supported in the future IPv6 Internet. However, the legacy IPv4 UEs 
    are not going to be updated to support the future applications. As 
    these applications are designed for IPv6, and to use the advantages 
    of newer platforms, the legacy IPv4 nodes will not be able to 
    profit from them. Thus, they will continue to support the legacy 
    services. 
     
    Taking the above into account, the traffic to and from the legacy 
    IPv4 UE is restricted to a few applications. These applications 
    already mostly rely on proxies or local servers to communicate 
    between private address space networks and the Internet. The same 
    methods and technology can be used for IPv4 to IPv6 transition. 
     
    For DNS recommendations, we refer to section 2.4. 
     




  
  
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 4. IMS Transition Scenarios 
     
    As the IMS is exclusively IPv6, the number of possible transition 
    scenarios is reduced dramatically. The possible IMS scenarios are 
    listed below and analyzed in sections 4.1 and 4.2. 
             
       1) UE connecting to a node in an IPv4 network through IMS  
       2) Two IMS islands connected over IPv4 network 
     
    For DNS recommendations, we refer to section 2.4. As DNS traffic is 
    not directly related to the IMS functionality, the recommendations 
    are not in contradiction with the IPv6-only nature of the IMS. 
  
 4.1 UE Connecting to a Node in an IPv4 Network through IMS 
     
    This scenario occurs when an IMS UE (IPv6) connects to a node in 
    the IPv4 Internet through the IMS, or vice versa. This happens when 
    the other node is a part of a different system than 3GPP, e.g. a 
    fixed PC, with only IPv4 capabilities. 
     
    The first priority is to upgrade the legacy IPv4 nodes to dual-
    stack, eliminating this particular problem in that specific 
    deployment. 
     
    Still, it is difficult to estimate how many non-upgradeable legacy 
    IPv4 nodes need to communicate with the IMS UEs. It is assumed that 
    the solution described here is used for limited cases, in which 
    communications with a small number of legacy IPv4 SIP equipment are 
    needed. 
     
    As the IMS is exclusively IPv6 [3GPP 23.221], translators have to 
    be used in the communication between the IPv6 IMS and legacy IPv4 
    hosts, i.e. making a dual stack based solution is not feasible. 
    This section aims to give a brief overview on how that interworking 
    can be handled. 
     
    This section presents higher level details of a solution based on 
    the use of a translator and SIP ALG. [3GPPtr] provides additional 
    information and presents a bit different solution proposal based on 
    SIP Edge Proxy and IP Address/Port Mapper. The authors recommend to 
    solve the general SIP/SDP IPv4/IPv6 transition problem in the IETF 
    SIP wg(s). 
     
    As control (or signaling) and user (or data) traffic are separated 
    in SIP, and thus, the IMS, the translation of the IMS traffic has 
    to be done at two levels: 
              1)Session Initiation Protocol (SIP) [RFC3261], and 
                 Session Description Protocol (SDP) [RFC2327] [RFC3266] 
                 (Mm-interface) 
  
  
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              2)the user data traffic (Mb-interface) 
     
    SIP and SDP transition has to be made in an SIP/SDP Application 
    Level Gateway. The ALG has to change the IP addresses transported 
    in the SIP messages and the SDP payload of those messages to the 
    appropriate version. In addition, there has to be interoperability 
    for DNS queries; see section 2.4 for details. 
    On the user data transport level, the translation is IPv4-IPv6 
    protocol translation, where the user data traffic transported is 
    translated from IPv6 to IPv4, and vice versa. 
     
    The legacy IPv4 host's address can be mapped to an IPv6 address for 
    the IMS, and this address is then used within the IMS to route the 
    traffic to the appropriate user traffic translator. This mapping 
    can be done by the SIP/SDP ALG for the SIP traffic. The user 
    traffic translator would do the similar mapping for the user 
    traffic. However, in order to have an IPv4 address for the IMS UE, 
    and to be able to route the user traffic within the legacy IPv4 
    network to the correct translator, there has to be an IPv4 address 
    allocated for the duration of the session from the user traffic 
    translator. The allocation of this address from the user traffic 
    translator has to be done by the SIP/SDP ALG in order for the 
    SIP/SDP ALG to know the correct IPv4 address. This can be achieved 
    by using a protocol for the ALG to do the allocation.  
     
          +-------------------------------+ +------------+ 
          |                      +------+ | | +--------+ | 
          |                      |S-CSCF|---| |SIP ALG | |\ 
       |  |                      +------+ | | +--------+ | \ -------- 
     +-|+ |                       /       | |     |      |  |        | 
     |  | | +------+        +------+      | |     +      |   -|    |- 
     |  |-|-|P-CSCF|--------|I-CSCF|      | |     |      |    | () | 
     |  |   +------+        +------+      | |+----------+| /  ------ 
     |  |-----------------------------------||Translator||/ 
     +--+ |            IPv6               | |+----------+|     IPv4 
      UE  |                               | |Interworking| 
          |  IP Multimedia CN Subsystem   | |Unit        | 
          +-------------------------------+ +------------+ 
     
           Figure 1: UE using IMS to contact a legacy phone 
         
    Figure 1 shows a possible configuration scenario where the SIP ALG 
    is separated from the CSCFs. The translator can either be set up in 
    a single device with both SIP translation and media translation, or 
    those functionalities can be divided to two different entities with 
    an interface in between. We call the combined network element on 
    the edge of the IPv6-only IMS an "Interworking Unit" in this 
    document. A SIP-specific translation mechanism, which could e.g. 

  
  
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    re-use limited subsets of NAT-PT [RFC2766], needs to be specified. 
    The problems related to NAT-PT are discussed in appendix A. 
     
 4.2 Two IMS Islands Connected over IPv4 Network 
     
    At the early stages of IMS deployment, there may be cases where two 
    IMS islands are separated by an IPv4 network such as the legacy 
    Internet. Here both the UEs and the IMS islands are IPv6-only. 
    However, the IPv6 islands are not connected natively with IPv6. 
     
    In this scenario, the end-to-end SIP connections are based on IPv6. 
    The only issue is to make connection between two IPv6-only IMS 
    islands over IPv4 network. This scenario is closely related to GPRS 
    scenario represented in section 3.2. and similar tunneling 
    solutions are applicable also in this scenario. 
     
 5. About 3GPP UE IPv4/IPv6 Configuration 
     
    This informative section aims to give a brief overview on the 
    configuration needed in the UE in order to access IP based 
    services. There can also be other application specific settings in 
    the UE that are not described here. 
     
    To be able to access IPv6 or IPv4 based services, settings need to 
    be done in the UE. The GGSN Access Point has to be defined when 
    using, for example, the web browsing application. One possibility 
    is to use over the air configuration to configure the GPRS 
    settings. The user can visit the operator WWW page and subscribe 
    the GPRS Access Point settings to his/her UE and receive the 
    settings via Short Message Service (SMS). After the user has 
    accepted the settings and a PDP context has been activated, the 
    user can start browsing. The Access Point settings can also be 
    typed in manually or be pre-configured by the operator or the UE 
    manufacturer. 
     
    DNS server addresses typically also need to be configured in the 
    UE. In the case of IPv4 type PDP context, the (IPv4) DNS server 
    addresses can be received in the PDP context activation (a control 
    plane mechanism). Same kind of mechanism is also available for 
    IPv6: so-called Protocol Configuration Options Information Element 
    (PCO-IE) specified by the 3GPP [3GPP-24.008]. It is also possible 
    to use [DHCPv6-SL] or [RFC3315] and [DHCP-DNS] for receiving DNS 
    server addresses. The authors note that the general IPv6 DNS 
    discovery problem is being solved by the IETF dnsop Working Group. 
    The DNS server addresses can also be received over the air (using 
    SMS), or typed in manually in the UE. 
     
    When accessing IMS services, the UE needs to know the P-CSCF IPv6 
    address. 3GPP-specific PCO-IE mechanism, or DHCPv6-based mechanism 
  
  
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    ([DHCPv6-SL] or [RFC3315] and [RFC3319]) can be used. Manual 
    configuration or configuration over the air is also possible. IMS 
    subscriber authentication and registration to the IMS and SIP 
    integrity protection are not discussed here. 
     
 6. Security Considerations  
     
    There are some generic security considerations when moving to dual-
    stack IPv4/IPv6 deployment which are not analyzed at length here.  
    Two examples of these are ensuring that the access controls and 
    firewalls have similar (or known) security properties with both 
    IPv4 and IPv6, and that enabling IPv6 does not jeopardize the 
    access to the IPv4 services (e.g., in the form of misbehavior 
    towards DNS AAAA record lookups or operationally worse quality IP 
    transit services). 
     
    This memo recommends the use of a relatively small number of 
    techniques, which all of them have their own security 
    considerations, including: 
     
       - native upstream access or tunneling by the 3GPP network 
          operator, 
       - use of routing protocols to ensure redundancy, 
       - use of locally-deployed specific-purpose protocol relays and  
          application proxies to reach IPv4(-only) nodes from IPv6-only 
          UEs, or 
       - a specific mechanism for SIP signalling and media translation 
     
    These (except for the last one, naturally) have relatively well-
    known security considerations, which are also discussed in the 
    specific documents.  However, in particular one should note that a 
    proper configuration of locally-deployed relays and proxies is very 
    important, so that the outsiders will not have access to them, to 
    be used for abuse, laundering attacks, or circumventing access 
    controls. 
     
    In particular, this memo does not recommend the following technique 
    which has security issues, not further analyzed here: 
     
       - NAT-PT or other translator as a generic-purpose transition 
          mechanism, 
       
 7. References 
              
 7.1 Normative 
     
    [RFC2026] Bradner, S.: The Internet Standards Process -- Revision 
    3, RFC 2026, October 1996. 
     
  
  
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    [RFC2663] Srisuresh, P., Holdrege, M.: IP Network Address 
    Translator (NAT) Terminology and Considerations, RFC 2663, August 
    1999. 
     
    [RFC2765] Nordmark, E.: Stateless IP/ICMP Translation Algorithm 
    (SIIT), RFC 2765, February 2000. 
     
    [RFC2766] Tsirtsis, G., Srisuresh, P.: Network Address Translation 
    - Protocol Translation (NAT-PT), RFC 2766, February 2000.  
     
    [RFC2893] Gilligan, R., Nordmark, E.: Transition Mechanisms for 
    IPv6 Hosts and Routers, RFC 2893, August 2000. 
     
    [RFC3261] Rosenberg, J., et al.: SIP: Session Initiation Protocol, 
    RFC 3261, June 2002. 
     
    [RFC3574] Soininen, J. (editor): Transition Scenarios for 3GPP 
    Networks, RFC 3574, August 2003. 
     
    [3GPP-23.060] 3GPP TS 23.060 V5.4.0, "General Packet Radio Service 
    (GPRS); Service description; Stage 2 (Release 5)", December 2002.  
     
    [3GPP 23.221] 3GPP TS 23.221 V5.7.0, "Architectural requirements 
    (Release 5)", December 2002. 
          
    [3GPP-23.228] 3GPP TS 23.228 V5.7.0, "IP Multimedia Subsystem 
    (IMS); Stage 2 (Release 5)", December 2002. 
     
    [3GPP 24.228] 3GPP TS 24.228 V5.3.0, "Signalling flows for the IP 
    multimedia call control based on SIP and SDP; Stage 3 (Release 5)", 
    December 2002. 
     
    [3GPP 24.229] 3GPP TS 24.229 V5.3.0, "IP Multimedia Call Control 
    Protocol based on SIP and SDP; Stage 3 (Release 5)", December 2002. 
     
 7.2 Informative 
     
    [RFC2327] Handley, M., Jacobson, V.: SDP: Session Description 
    Protocol, RFC 2327, April 1998. 
     
    [RFC3142] Hagino, J., Yamamoto, K.: An IPv6-to-IPv4 Transport Relay 
    Translator, RFC 3142, June 2001. 
     
    [RFC3266] Olson, S., Camarillo, G., Roach, A. B.: Support for IPv6 
    in Session Description Protocol (SDP), June 2002. 
     
    [RFC3314] Wasserman, M. (editor): Recommendations for IPv6 in 3GPP 
    Standards, September 2002. 
     
  
  
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    [RFC3315] Droms, R. et al.: Dynamic Host Configuration Protocol for 
    IPv6 (DHCPv6), July 2003. 
     
    [RFC3319] Schulzrinne, H., Volz, B.: Dynamic Host Configuration 
    Protocol (DHCPv6) Options for Session Initiation Protocol (SIP) 
    Servers, July 2003. 
     
    [3GPPtr] El Malki K., et al.: "IPv6-IPv4 Translation mechanism for 
    SIP-based services in Third Generation Partnership Project (3GPP) 
    Networks", October 2003, draft-elmalki-sipping-3gpp-translator-
    00.txt, work in progress. 
     
    [DHCP-DNS] Droms, R. (ed.): "DNS Configuration options for DHCPv6", 
    August 2003, draft-ietf-dhc-dhcpv6-opt-dnsconfig-04.txt, work in 
    progress. 
     
    [DHCP-SL] Droms, R.: "A Guide to Implementing Stateless DHCPv6 
    Service", October 2003, draft-ietf-dhc-dhcpv6-stateless-01.txt, 
    work in progress. 
     
    [DNStrans] Durand, A. and Ihren, J.: "DNS IPv6 transport 
    operational guidelines", June 2003, draft-ietf-dnsop-ipv6-
    transport-guidelines-00.txt, work in progress. 
     
    [ISP-an] Ksinant, V. (ed.): " Analysis of Transition Mechanisms for 
    Introducing IPv6 into ISP Networks", October 2003, draft-ksinant-
    v6ops-isp-analysis-00.txt, work in progress. 
     
    [ISP-scen] Lind, M. (Editor): "Scenarios for Introducing IPv6 into 
    ISP Networks", October 2003, draft-lind-v6ops-isp-scenarios-01.txt, 
    work in progress. 
     
    [NATPTappl] Satapati, S., Sivakumar, S., Barany, P., Okazaki, S., 
    Wang, H.: " NAT-PT Applicability ", October 2003, draft-satapati-
    v6ops-natpt-applicability-00.txt, work in progress. 
     
    [NATPT-DNS] Durand, A.: "Issues with NAT-PT DNS ALG in RFC2766", 
    January 2003, draft-durand-v6ops-natpt-dns-alg-issues-00.txt, work 
    in progress, the draft has expired. 
     
    [v4v6trans] van der Pol, R., Satapati, S., Sivakumar, S.:  
    "Issues when translating between IPv4 and IPv6", January 2003, 
    draft-vanderpol-v6ops-translation-issues-00.txt, work in progress, 
    the draft has expired. 
     
    [3GPP-24.008] 3GPP TS 24.008 V5.8.0, "Mobile radio interface Layer 
    3 specification; Core network protocols; Stage 3 (Release 5)", June 
    2003. 
     
  
  
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    [6BONE] http://www.6bone.net 
     
 8. Contributors 
     
    Pekka Savola has contributed both text and his IPv6 experience to 
    this document. He has provided a large number of helpful comments 
    on the v6ops mailing list. 
     
 9. Authors and Acknowledgements 
     
    This document is written by: 
  
       Alain Durand, Sun Microsystems  
       <Alain.Durand@sun.com> 
  
       Karim El-Malki, Ericsson Radio Systems 
       <Karim.El-Malki@era.ericsson.se> 
     
       Niall Richard Murphy, Enigma Consulting Limited 
       <niallm@enigma.ie> 
     
       Hugh Shieh, AT&T Wireless  
       <hugh.shieh@attws.com> 
     
       Jonne Soininen, Nokia 
       <jonne.soininen@nokia.com> 
       
       Hesham Soliman, Flarion 
       <h.soliman@flarion.com> 
     
       Margaret Wasserman, Nokia 
       <margaret.wasserman@nokia.com> 
     
       Juha Wiljakka, Nokia 
       <juha.wiljakka@nokia.com> 
     
    The authors would like to thank Heikki Almay, Gabor Bajko, Ajay 
    Jain, Jarkko Jouppi, Ivan Laloux, Jasminko Mulahusic, Janne Rinne, 
    Andreas Schmid, Pedro Serna, Fred Templin, Anand Thakur and Rod Van 
    Meter for their valuable input. 
     








  
  
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 10. Editor's Contact Information 
  
    Comments or questions regarding this document should be sent to the 
    v6ops mailing list or directly to the document editor: 
     
    Juha Wiljakka  
    Nokia 
    Visiokatu 3                    Phone:  +358 7180 48372 
    FIN-33720 TAMPERE, Finland     Email:  juha.wiljakka@nokia.com 
     
 11. Changes from draft-ietf-v6ops-3gpp-analysis-06.txt 
     
       - 3.2.2 edited based on wg last call comments 
       - Editorial / textual changes in many sections 
     
 12. Intellectual Property Statement 
     
    The IETF takes no position regarding the validity or scope of any 
    intellectual property or other rights that might be claimed to 
    pertain to the implementation or use of the technology described in 
    this document or the extent to which any license under such rights 
    might or might not be available; neither does it represent that it 
    has made any effort to identify any such rights. Information on the 
    IETF's procedures with respect to rights in standards-track and 
    standards-related documentation can be found in BCP-11. Copies of 
    claims of rights made available for publication and any assurances 
    of licenses to be made available, or the result of an attempt made 
    to obtain a general license or permission for the use of such 
    proprietary rights by implementers or users of this specification 
    can be obtained from the IETF Secretariat. 
     
    The IETF invites any interested party to bring to its attention any 
    copyrights, patents or patent applications, or other proprietary 
    rights which may cover technology that may be required to practice 
    this standard. Please address the information to the IETF Executive 
    Director. 
     
 13. Copyright 
     
    The following copyright notice is copied from [RFC2026], Section 
    10.4. It describes the applicable copyright for this document. 
     
    Copyright (C) The Internet Society October 26, 2003. All Rights 
    Reserved. 
     
    This document and translations of it may be copied and furnished to 
    others, and derivative works that comment on or otherwise explain 
    it or assist in its implementation may be prepared, copied, 
    published and distributed, in whole or in part, without restriction 
  
  
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    of any kind, provided that the above copyright notice and this 
    paragraph are included on all such copies and derivative works. 
    However, this document itself may not be modified in any way, such 
    as by removing the copyright notice or references to the Internet 
    Society or other Internet organizations, except as needed for the 
    purpose of developing Internet standards in which case the 
    procedures for copyrights defined in the Internet Standards process 
    must be followed, or as required to translate it into languages 
    other than English. 
     
    The limited permissions granted above are perpetual and will not be 
    revoked by the Internet Society or its successors or assignees. 
     
    This document and the information contained herein is provided on 
    an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET 
    ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR 
    IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF 
    THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
    WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.  
  
  
 Appendix A - On the Use of Generic Translators in the 3GPP Networks 
  
    This appendix lists mainly 3GPP-specific arguments about generic 
    translators, even though the use of generic translators is 
    discouraged.  The section may be removed in future versions of the 
    memo. 
     
    Due to the significant lack of IPv4 addresses in some domains, port 
    multiplexing is likely to be a necessary feature for translators 
    (i.e. NAPT-PT). If NA(P)T-PT is used, it needs to be placed on the 
    GGSN external (Gi) interface, typically separate from the GGSN. 
    NA(P)T-PT can be installed, for example, on the edge of the 
    operator's network and the public Internet. NA(P)T-PT will 
    intercept DNS requests and other applications that include IP 
    addresses in their payloads, translate the IP header (and payload 
    for some applications if necessary) and forward packets through its 
    IPv4 interface. 
     
    NA(P)T-PT introduces limitations that are expected to be magnified 
    within the 3GPP architecture. Some of these limitations are listed 
    below (notice that some of them are also relevant for IPv4 NAT). 
    [NATPTappl] discusses the applicability of NAT-PT in more detail. 
     
       1. NA(P)T-PT is a single point of failure for all ongoing 
         connections. 
          


  
  
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       2. There are additional forwarding delays due to further 
         processing, when compared to normal IP forwarding. 
          
       3. There are problems with source address selection due to the 
         inclusion of a DNS ALG on the same node [NATPT-DNS]. 
          
       4. NA(P)T-PT does not work (without application level gateways) 
         for applications that embed  IP addresses in their payload. 
          
       5. NA(P)T-PT breaks DNSSEC. 
          
       6. NA(P)T-PT does not scale very well in large networks.  
     
    3GPP networks are expected to handle a very large number of 
    subscribers on a single GGSN (default router). Each GGSN is 
    expected to handle hundreds of thousands of connections. 
    Furthermore, high reliability is expected for 3GPP networks. 
    Consequently, a single point of failure on the GGSN external 
    interface would raise concerns on the overall network reliability. 
    In addition, IPv6 users are expected to use delay-sensitive 
    applications provided by IMS. Hence, there is a need to minimize 
    forwarding delays within the IP backbone. Furthermore, due to the 
    unprecedented number of connections handled by the default routers 
    (GGSN) in 3GPP networks, a network design that forces traffic to go 
    through a single node at the edge of the network (typical NA(P)T-PT 
    configuration) is not likely to scale. Translation mechanisms 
    should allow for multiple translators, for load sharing and 
    redundancy purposes.  
     
    To minimize the problems associated with NA(P)T-PT, the following 
    actions can be recommended:  
     
      1. Separate the DNS ALG from the NA(P)T-PT node (in the "IPv6 to 
         IPv4" case). 
          
      2. Ensure (if possible) that NA(P)T-PT does not become a single 
         point of failure. 
          
      3. Allow for load sharing between different translators. That is, 
         it should be possible for different connections to go through 
         different translators. Note that load sharing alone does not 
         prevent NA(P)T-PT from becoming a single point of failure. 
     






  
  
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