One document matched: draft-ietf-v6ops-3gpp-analysis-03.txt

Differences from draft-ietf-v6ops-3gpp-analysis-02.txt



 Internet Draft                                       J. Wiljakka (ed.) 
 Document: draft-ietf-v6ops-3gpp-analysis-03.txt                  Nokia 
 Expires: September 2003                                                
                                                                        
                                                             March 2003 
  
                Analysis on IPv6 Transition in 3GPP Networks 
  
 Status of this Memo 
     
    This document is an Internet-Draft and is in full conformance with 
    all provisions of Section 10 of RFC2026. 
     
    Internet-Drafts are working documents of the Internet Engineering 
    Task Force (IETF), its areas, and its working groups.  Note that 
    other groups may also distribute working documents as Internet-
    Drafts. 
     
    Internet-Drafts are draft documents valid for a maximum of six 
    months and may be updated, replaced, or obsoleted by other 
    documents at any time. It is inappropriate to use Internet-Drafts 
    as reference material or to cite them other than as "work in 
    progress." 
     
    The list of current Internet-Drafts can be accessed at  
         http://www.ietf.org/ietf/1id-abstracts.txt  
    The list of Internet-Draft Shadow Directories can be accessed at  
         http://www.ietf.org/shadow.html.  
         
 Abstract  
     
    This document analyzes making the transition to IPv6 in Third 
    Generation Partnership Project (3GPP) General Packet Radio Service 
    (GPRS) packet networks. The focus is on analyzing different 
    transition scenarios, applicable transition mechanisms and finding 
    solutions for those transition scenarios. In these scenarios, the 
    User Equipment (UE) connects to other nodes, e.g. in the Internet, 
    and IPv6/IPv4 transition mechanisms are needed. 
      











  
  
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 Table of Contents 
     
    1. Introduction..................................................2 
       1.1 Scope of this Document....................................3 
       1.2 Abbreviations.............................................3 
       1.3 Terminology...............................................4 
    2. Transition Mechanisms.........................................4 
       2.1 Dual Stack................................................5 
       2.2 Tunneling.................................................5 
       2.3 Protocol Translators......................................5 
    3. GPRS Transition Scenarios.....................................6 
       3.1 Dual Stack UE Connecting to IPv4 and IPv6 Nodes...........6 
       3.2 IPv6 UE Connecting to an IPv6 Node through an IPv4 Network  
        .............................................................8 
       3.3 IPv4 UE Connecting to an IPv4 Node through an IPv6 Network 
        ............................................................10 
       3.4 IPv6 UE Connecting to an IPv4 Node.......................11 
       3.5 IPv4 UE Connecting to an IPv6 Node.......................12 
    4. IMS Transition Scenarios.....................................13 
       4.1 DNS Interworking in IMS..................................13 
       4.2 UE Connecting to a Node in an IPv4 Network through IMS...14 
       4.3 Two IMS Islands Connected over IPv4 Network..............16 
    5. Security Considerations......................................16 
    6. Changes from draft-ietf-v6ops-3gpp-analysis-02.txt...........16 
    7. Copyright....................................................16 
    8. References...................................................17 
       8.1 Normative................................................17 
       8.2 Informative..............................................18 
    9. Authors and Acknowledgements.................................20 
    10. Editor's Contact Information................................20 
        
 1. Introduction 
     
    This document describes and analyzes the process of transition to 
    IPv6 in Third Generation Partnership Project (3GPP) General Packet 
    Radio Service (GPRS) packet networks. The authors can be found in 
    Authors and Acknowledgements section. Comments, input and feedback 
    from the people in the IETF v6ops Working Group are appreciated.  
     
    This document analyzes the transition scenarios in 3GPP packet  
    data networks that might come up in the deployment phase of IPv6.  
    The transition scenarios are documented in [3GPP-SCEN] and this 
    document will further analyze them. The scenarios are divided into 
    two categories: GPRS scenarios and IMS scenarios. 
     
    GPRS scenarios are the following: 
       - Dual Stack UE connecting to IPv4 and IPv6 nodes  
       - IPv6 UE connecting to an IPv6 node through an IPv4 network 
       - IPv4 UE connecting to an IPv4 node through an IPv6 network 
  
  
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       - IPv6 UE connecting to an IPv4 node 
       - IPv4 UE connecting to an IPv6 node 
  
    IMS scenarios are the following: 
       - UE connecting to a node in an IPv4 network through IMS 
       - Two IMS islands connected via IPv4 network 
     
    The focus is on analyzing different transition scenarios, 
    applicable transition mechanisms and finding solutions for those 
    transition scenarios. In the scenarios, the User Equipment (UE) 
    connects to nodes in other networks, e.g. in the Internet and 
    IPv6/IPv4 transition mechanisms are needed. 
         
 1.1 Scope of this Document 
     
    The scope of this informational document is to analyze and solve 
    the possible transition scenarios in the 3GPP defined GPRS network 
    where a UE connects to, or is contacted from the Internet, or 
    another UE. The document covers scenarios with and without the use 
    of the SIP based IP Multimedia Core Network Subsystem (IMS). This 
    document is not focused on radio interface issues; both 3GPP Second 
    (GSM) and Third Generation (UMTS) radio network architectures will 
    be covered by these scenarios. 
     
    The transition mechanisms specified by the IETF Ngtrans and v6ops 
    Working Groups shall be used. This document shall not specify any 
    new transition mechanisms, but if a need for a new mechanism is 
    found, that will be reported to the v6ops Working Group. 
     
 1.2 Abbreviations 
     
    2G          Second Generation Mobile Telecommunications, for 
                 example GSM and GPRS technologies.  
    3G          Third Generation Mobile Telecommunications, for example  
                 UMTS technology. 
    3GPP        Third Generation Partnership Project  
    ALG         Application Level Gateway 
    APN         Access Point Name. The APN is a logical name referring  
                 to a GGSN and an external network. 
    CSCF        Call Session Control Function (in 3GPP Release 5 IMS) 
    GGSN        Gateway GPRS Support Node (a default router for 3GPP  
                 User Equipment) 
    GPRS        General Packet Radio Service 
    GSM         Global System for Mobile Communications  
    IMS         IP Multimedia (Core Network) Subsystem, 3GPP Release 5 
                 IPv6-only part of the network 
    ISP         Internet Service Provider 
    NAT         Network Address Translator 
    NAPT-PT     Network Address Port Translation - Protocol Translation 
  
  
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    NAT-PT      Network Address Translation - Protocol Translation 
    PDP         Packet Data Protocol 
    PPP         Point-to-Point Protocol 
    SIIT        Stateless IP/ICMP Translation Algorithm 
    SIP         Session Initiation Protocol 
    UE          User Equipment, for example a UMTS mobile handset 
    UMTS        Universal Mobile Telecommunications System 
     
 1.3 Terminology 
     
    Some terms used in 3GPP transition scenarios and analysis documents 
    are briefly defined here. 
     
    Dual Stack UE  Dual Stack UE is a 3GPP mobile handset having dual 
                   stack implemented. It is capable of activating 
                   both IPv4 and IPv6 PDP contexts. Dual stack UE may 
                   be capable of tunneling. 
     
    IPv6 UE        IPv6 UE is an IPv6-only 3GPP mobile handset. It is 
                   only capable of activating IPv6 PDP contexts. 
     
    IPv4 UE        IPv4 UE is an IPv4-only 3GPP mobile handset. It is 
                   only capable of activating IPv4 PDP contexts. 
     
    IPv4 node      IPv4 node is here defined to be IPv4 capable node 
                   the UE is communicating with. The IPv4 node can 
                   be, for example, an application server or another 
                   UE. 
     
    IPv6 node      IPv6 node is here defined to be IPv6 capable node 
                   the UE is communicating with. The IPv6 node can 
                   be, for example, an application server or another 
                   UE. 
     
 2. Transition Mechanisms 
     
    This chapter briefly introduces some transition mechanisms 
    specified by the IETF. Applicability of different transition 
    mechanisms to 3GPP networks is discussed in chapters 3 and 4. 
     
    The IPv4/IPv6 transition methods can be divided to: 
     
       - dual IPv4/IPv6 stack 
       - tunneling 
       - protocol translators 
     



  
  
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 2.1 Dual Stack 
     
    The dual IPv4/IPv6 stack is specified in [RFC2893]. If we consider 
    the 3GPP GPRS core network, dual stack implementation in the GGSN 
    enables support for both IPv4 and IPv6 and it is also needed to 
    perform IPv6 in IPv4 tunneling. UEs with dual stack and public / 
    global IP addresses can often access both IPv4 and IPv6 services 
    without additional translators in the network. 
     
 2.2 Tunneling 
     
    Tunneling is a transition mechanism that requires dual IPv4/IPv6 
    stack functionality in the encapsulating and decapsulating nodes. 
    Basic tunneling alternatives are IPv6-in-IPv4 and IPv4-in-IPv6. 
    IPv6-in-IPv4 tunneling mechanisms perform as virtual IPv6 links 
    over IPv4, and they are implemented by virtual IPv6 interfaces that 
    are configured over one or more physical IPv4 interfaces. Sending 
    nodes encapsulate IPv6 packets in IPv4 packets when the IPv6 
    routing table determines that the next hop toward the IPv6 
    destination address is via a tunnel interface. Receiving nodes 
    decapsulate IPv6 packets from IPv4 packets that arrive on tunnel 
    interfaces. Tunneling can be static or dynamic. 
        
    Static (configured) tunnels are fixed IPv6 links over IPv4. They 
    require static configuration of the IPv6 source, IPv6 next-hop and 
    IPv4 destination addresses for IPv6-in-IPv4 encapsulation. The IPv6 
    destination address is specified by the application and is used to 
    determine the IPv6 next-hop address via longest-prefix-match in the 
    IPv6 routing table. Configured tunnels are specified in [RFC2893]. 
     
    Dynamic (automatic) tunnels enable stateless encapsulation of IPv6-
    in-IPv4. They are virtual IPv6 links over IPv4 where the tunnel 
    endpoints are not configured, i.e. the links are created 
    dynamically, and they only require static configuration of the IPv6 
    source address. Like in static tunneling, the IPv6 destination 
    address is specified by the application and it is used to determine 
    the IPv6 next-hop address via a longest-prefix-match lookup in the 
    IPv6 routing table. But unlike static tunnels, the IPv4 destination 
    address is not configured (fixed); it is derived from the IPv6 
    next-hop address in some way. For example, the IPv4 destination 
    address can be embedded in the IPv6 next-hop address. Examples of 
    dynamic tunneling mechanisms are "6to4" [RFC3056], [ISATAP], [DSTM] 
    and [TEREDO]. 
     
 2.3 Protocol Translators 
     
    A translator can be defined as an intermediate component between a 
    native IPv4 node and a native IPv6 node to enable direct 

  
  
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    communication between them without requiring any modifications to 
    the end nodes. 
     
    Header conversion is a translation mechanism. In header conversion, 
    IPv6 packet headers are converted to IPv4 packet headers, and vice 
    versa, and checksums are adjusted or recalculated if necessary. 
    NAT-PT (Network Address Translator / Protocol Translator) [RFC2766] 
    using SIIT [RFC2765] is an example of such a mechanism. 
     
    Translators are typically needed when the two communicating nodes 
    do not share the same IP version. Translation can actually happen 
    at Layer 3 (using NAT-like techniques), Layer 4 (using a TCP/UDP 
    proxy) or Layer 7 (using application relays) 
     
 3. GPRS Transition Scenarios 
     
    This section discusses the scenarios that might occur when a GPRS 
    UE contacts services or other nodes, e.g. a web server in the 
    Internet. 
     
    The following scenarios described by [3GPP-SCEN] are analyzed here. 
    In all of the scenarios, the UE is part of a network where there is 
    at least one router of the same IP version, i.e. GGSN, and it is 
    connecting to a node in a different network. 
             
    1) Dual Stack UE connecting to IPv4 and IPv6 nodes  
    2) IPv6 UE connecting to an IPv6 node through an IPv4 network  
    3) IPv4 UE connecting to an IPv4 node through an IPv6 network  
    4) IPv6 UE connecting to an IPv4 node 
    5) IPv4 UE connecting to an IPv6 node 
          
 3.1 Dual Stack UE Connecting to IPv4 and IPv6 Nodes 
     
    In this scenario, the UE is capable of communicating with both IPv4 
    and IPv6 nodes by activating IPv4 or IPv6 PDP context. This also 
    requires that the GGSN is supporting both IPv4 and IPv6. The dual 
    stack UE may have both stacks or only one of them active 
    simultaneously. If "IPv6 in IPv4" tunneling is needed, it is 
    recommended to activate an IPv6 PDP context and make encapsulation 
    / decapsulation in the network (like described in section 3.2). 
     
    However, if the GGSN does not support IPv6, and an application on 
    the UE needs to communicate with an IPv6 node, the UE may activate 
    an IPv4 PDP context and tunnel IPv6 packets in IPv4 packets using a 
    tunneling mechanism. Tunneling in the UE requires dual stack 
    capability in the UE. The use of private IPv4 addresses in the UE 
    depends on the support of these addresses by the tunneling 
    mechanism and the deployment scenario. In some cases public IPv4 
    addresses are required, but if the tunnel endpoints are in the same 
  
  
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    private domain or the tunneling mechanism works through IPv4 NAT, 
    private IPv4 addresses can be used. One deployment scenario example 
    is using laptop computer and a UMTS UE as a modem. IPv6 packets are 
    encapsulated in IPv4 packets in the laptop computer and IPv4 PDP 
    context is activated. Although "IPv6 in IPv4" tunneling in the UE 
    can be either automatic or configured (by the user), the first 
    alternative is more probable, because it is expected that most UE 
    users just want to use an application in their UE; they might not 
    even care, whether the network connection is IPv4 or IPv6. 
     
    When analyzing a dual stack UE behavior, an application running on 
    a UE can identify whether the endpoint required is an IPv4 or IPv6 
    capable node by examining the address to discover what address 
    family category it falls into. Alternatively if a user supplies a 
    name to be resolved, the DNS may contain records sufficient to 
    identify which protocol should be used to initiate connection with 
    the endpoint. Since the UE is capable of native communication with 
    both protocols, one of the main concerns of an operator is correct 
    address space and routing management. The operator must maintain 
    address spaces for both protocols. Public IPv4 addresses often are 
    a scarce resource for the operator and typically it is not possible 
    for a UE to have a globally unique IPv4 address continually 
    allocated for its use. Use of private IPv4 addresses means use of 
    NATs (Network Address Translators) when communicating with a peer 
    node outside the operator's network. In large networks, NAT systems 
    can become very complex, expensive and difficult to maintain. 
     
    As a general guideline, IPv6 communication (native or tunneled from 
    the UE) is preferred to IPv4 communication going through IPv4 NATs 
    to the same dual stack peer node. In this scenario, the UE talks to 
    the DNS resolver using the IP version that is available via the 
    activated PDP context. 
     
    Keeping the Internet name space unfragmented is an important thing. 
    This covers IPv4 and IPv6. It means that any record in the public 
    Internet should be available unmodified to any nodes, IPv4 or IPv6, 
    regardless of the transport being used. The recommended approach 
    is: every recursive DNS server should be either IPv4-only or dual 
    stack and every single DNS zone should be served by at least an 
    IPv4 reachable DNS server. This recommendation rules out IPv6-only 
    recursive DNS servers and DNS zones served by IPv6-only DNS servers 
    and this approach could be revisited if translation techniques 
    between IPv4 and IPv6 were to be widely deployed [DNStrans]. 
     





  
  
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 3.2 IPv6 UE Connecting to an IPv6 Node through an IPv4 Network 
     
    The best solution for this scenario is obtained with tunneling, 
    i.e. "IPv6 in IPv4" tunneling is a requirement. An IPv6 PDP context 
    is activated between the UE and the GGSN. Tunneling is handled in 
    the network, because IPv6 UE is not capable of tunneling (it does 
    not have the dual stack functionality needed for tunneling). 
    Encapsulating node can be the GGSN, the edge router between the 
    border of the operator's IPv6 network and the public Internet, or 
    any other dual stack node within the operator's IP network. The 
    encapsulation (uplink) and decapsulation (downlink) can be  handled 
    by the same network element. Typically the tunneling handled by the 
    network elements is transparent to the UEs and the IP traffic looks 
    like native IPv6 traffic to them. For the applications, tunneling 
    enables end-to-end IPv6 connectivity. Note that this scenario is 
    comparable to 6bone [6BONE] network operation. 
     
    "IPv6 in IPv4" tunnels between the IPv6 islands can be static or 
    dynamic. The selection of the type of tunneling mechanism is up to 
    the operator / ISP deployment scenario and only generic 
    recommendations can be given in this document. 
     
    The following subsections are focused on the usage of different 
    tunneling mechanisms when the peer node is in the operator's 
    network or outside the operator's network. The authors note that 
    where the actual 3GPP network ends and which parts of the network 
    belong to the ISP(s) also depends on the deployment scenario. The 
    authors are also not commenting how many ISP functions the 3GPP 
    operator should perform. However, many 3GPP operators are ISPs of 
    some sort themselves. 

 3.2.1 Tunneling inside the 3GPP Operator's Network 
     
    Many GPRS operators already have IPv4 backbone networks deployed 
    and they are gradually migrating them while introducing IPv6 
    islands. IPv6 backbones can be considered quite rare in the first 
    phases of the transition. If the 3GPP operator already has IPv6 
    widely deployed in its network, this subsection is not so relevant. 
     
    In initial, smaller scale IPv6 deployment, where a small number of 
    IPv6 in IPv4 tunnels are required to connect the IPv6 islands over 
    the 3GPP operator's IPv4 network, manually configured tunnels can 
    be used. In a 3GPP network, one IPv6 island could contain the GGSN 
    while another island contains the operator's IPv6 application 
    servers. However, manually configured tunnels can be an 
    administrative burden when the number of islands and therefore 
    tunnels rises. 
     
  
  
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    It is also possible to use dynamic tunneling mechanisms such as 
    "6to4" [RFC3056] and IGP/EGP routing protocol based tunneling 
    mechanisms [BGP][IGP]. Routing protocol based mechanisms such as 
    [BGP] consist of running BGP between the neighboring router tunnel 
    endpoints and using multi-protocol BGP extensions to exchange 
    reachability information of IPv6 prefixes. The routers use this 
    information to create IPv6 in IPv4 tunnel interfaces and route IPv6 
    packets over the IPv4 network. It is possible to combine this with 
    different types of tunnels. 
     
    "6to4" nodes use special IPv6 addresses with a "6to4" prefix 
    containing the IPv4 address of the corresponding "IPv6 in IPv4" 
    tunnel endpoint ("6to4" router) which performs encapsulation / 
    decapsulation. When connecting two nodes with "6to4" addresses, the 
    corresponding "6to4" routers use the IPv4 addresses specified in 
    the "6to4" prefixes to tunnel IPv6 packets through the IPv4 
    network. But if only one of them has a "6to4" address, a "6to4" 
    relay must be present to perform the missing "6to4" router 
    functionality for the native-IPv6 node. In this case there are two 
    deployment options for "IPv6 in IPv4" tunneling between the "6to4" 
    router and the relay. The first option assumes that "6to4" routers 
    using a given relay each have a default IPv6 route (configured 
    tunnel) pointing to that relay. The other one consists of using an 
    IPv6 exterior routing protocol; this way the set of "6to4" routers 
    using a given relay obtain native IPv6 routes from it using a 
    routing protocol such as BGP4+ [RFC2283]. Although this solution is 
    more complex, it provides effective policy control, i.e. BGP4+ 
    policy determines which "6to4" routers are able to use which relay. 
     
    The conclusion is that in most "internal" 3GPP scenarios it is 
    preferred to use manually configured tunnels or EGP/IGP based 
    tunneling mechanisms, if it is not feasible to enable IPv6 in the 
    network infrastructure yet. 

 3.2.2 Tunneling outside the 3GPP Operator's Network 
     
    This subsection includes the case when the peer node is outside the 
    operator's network. In that case the "IPv6 in IPv4" tunnel starting 
    point can be in the operator's network - encapsulating node can be 
    e.g. the GGSN or the edge router. 
     
    The case is pretty straightforward if the upstream ISP provides 
    native IPv6 connectivity to the Internet. If there is no native 
    IPv6 connectivity available in the 3GPP network, an "IPv6 in IPv4" 
    tunnel should be configured from e.g. the GGSN to the dual stack 
    border gateway in order to access the upstream ISP. 
     

  
  
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    If the ISP only provides IPv4 connectivity, then the IPv6 traffic 
    initiated from the 3GPP network should be transported tunneled in 
    IPv4 to the ISP. Defining the tunnel endpoint depends on the 
    deployment scenario. 
     
    Usage of manually configured "IPv6 in IPv4" tunneling is sensible 
    if the number of the tunnels can be kept limited. It is assumed 
    that a maximum of 10-15 configured "IPv6 in IPv4" tunnels from the 
    3GPP network towards the ISP / Internet should be sufficient. 
     
    Usage of dynamic tunneling, such as "6to4", can also be considered, 
    but the scalability problems arise when thinking about the great 
    number of UEs in the 3GPP networks. If we consider the "6to4" 
    tunneling mechanism and the 3GPP addressing model (a unique /64 
    prefix allocated for each primary PDP context), a /48 "6to4" prefix 
    would only be enough for approximately 65000 UEs. Thus, a few 
    public IPv4 addresses would be needed depending on the size of the 
    operator. Other issues to keep in mind with respect to the "6to4" 
    mechanism are that reverse DNS is not yet completely solved and 
    there are some security considerations associated with the use of 
    "6to4" relay routers (see [6to4SEC]). Moreover, in a later phase of 
    the transition period, there will be a need for assigning new 
    (native IPv6) addresses to all "6to4" nodes in order to enable 
    native IPv6 connectivity.  
     
    The conclusion is that in most "external" 3GPP scenarios it is 
    preferred to use a few manually configured tunnels. 
     
 3.3 IPv4 UE Connecting to an IPv4 Node through an IPv6 Network    
       
    3GPP networks are expected to support both IPv4 and IPv6 for a long 
    time, on the UE-GGSN link and between the GGSN and external 
    networks. For this scenario it is useful to split the end-to-end 
    IPv4 UE to IPv4 node communication into UE-to-GGSN and GGSN-to-
    v4NODE. An IPv6-capable GGSN is expected to support both IPv6 and 
    IPv4 UEs. Therefore an IPv4-only UE will be able to use an IPv4 
    link (PDP context) to connect to the GGSN without the need to 
    communicate over an IPv6 network. Regarding the GGSN-to-v4NODE 
    communication, typically the transport network between the GGSN and 
    external networks will support only IPv4 in the early stages and 
    migrate to dual stack, since these networks are already deployed. 
    Therefore it is not envisaged that tunneling of IPv4 in IPv6 will 
    be required from the GGSN to external IPv4 networks either. In the 
    longer run, 3GPP operators may need to phase out IPv4 UEs and the 
    IPv4 transport network. This would leave only IPv6 UEs. Therefore, 
    overall, the transition scenario involving an IPv4 UE communicating 
    with an IPv4 peer through an IPv6 network is not considered very 
    likely in 3GPP networks. 
                  
  
  
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 3.4 IPv6 UE Connecting to an IPv4 Node 
     
    IPv6 nodes can communicate with IPv4 hosts by making use of a 
    translator (SIIT [RFC2765], NAT-PT [RFC2766]) within the local 
    network. For some applications, application proxies can be 
    appropriate (e.g. HTTP, email relays, etc.). Such applications will 
    not be transparent to the UE. Hence, a flexible mechanism with 
    minimal manual intervention should be used to configure these 
    proxies on IPv6 UEs. Within the 3GPP architecture, application 
    proxies can be placed on the GGSN external interface (Gi), or 
    inside the service network. 
     
    However, since it is difficult to anticipate all possible 
    applications, there is a need for translators that can translate 
    headers independent of the type of application being used. 
     
    Due to the significant lack of IPv4 addresses in some domains, port 
    multiplexing is likely to be a necessary feature for translators 
    (i.e. NAPT-PT). 
     
    When NA(P)T-PT is used, it needs to be placed on the GGSN external 
    (Gi) interface, typically separate from the GGSN. NA(P)T-PT can be 
    installed, for example, on the edge of the operator's network and 
    the public Internet. NA(P)T-PT will intercept DNS requests and 
    other applications that include IP addresses in their payloads, 
    translate the IP header (and payload for some applications if 
    necessary) and forward packets through its IPv4 interface. 
     
    NA(P)T-PT introduces limitations that are expected to be magnified 
    within the 3GPP architecture. Some of these limitations are listed 
    below (notice that some of them are also relevant for IPv4 NAT). We 
    note here that [Unmaneval] section 3.2 analyzes the problem with 
    address translation. However, the NAT-PT issues should be clearly 
    documented in an RFC in the v6ops Working Group and a decision 
    should be made, whether revisiting the NAT-PT RFC is necessary / 
    what kind of update is needed. 
     
       1. NA(P)T-PT is a single point of failure for all ongoing 
         connections. 
          
       2. Additional forwarding delays due to further processing, when 
         compared to normal IP forwarding. 
          
       3. Problems with source address selection due to the inclusion of 
         a DNS ALG on the same node [NATPT-DNS]. 
          
       4. NA(P)T-PT does not work (without application level gateways) 
         for applications that embed  IP addresses in their payload. 
          
  
  
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       5. NA(P)T-PT breaks DNSSEC. 
          
       6. NA(P)T-PT does not scale very well in large networks.  
     
    3GPP networks are expected to handle a very large number of 
    subscribers on a single GGSN (default router). Each GGSN is 
    expected to handle hundreds of thousands of connections. 
    Furthermore, high reliability is expected for 3GPP networks. 
    Consequently, a single point of failure on the GGSN external 
    interface, would raise concerns on the overall network reliability. 
    In addition, IPv6 users are expected to use delay-sensitive 
    applications provided by IMS. Hence, there is a need to minimize 
    forwarding delays within the IP backbone. Furthermore, due to the 
    unprecedented number of connections handled by the default routers 
    (GGSN) in 3GPP networks, a network design that forces traffic to go 
    through a single node at the edge of the network (typical NA(P)T-PT 
    configuration) is not likely to scale. Translation mechanisms 
    should allow for multiple translators, for load sharing and 
    redundancy purposes.  
     
    To minimize the problems associated with NA(P)T-PT, the following 
    actions can be recommended:  
     
         1. Separate the DNS ALG from the NA(P)T-PT node (in the "IPv6 
            to IPv4" case). 
             
         2. Ensure (if possible) that NA(P)T-PT does not become a 
            single point of failure. 
             
         3. Allow for load sharing between different translators. That 
            is, it should be possible for different connections to go 
            through different translators. Note that load sharing alone 
            does not prevent NA(P)T-PT from becoming a single point of 
            failure. 
     
    There are some ways to fix the problems with NA(P)T-PT, one 
    suggestion is [NAT64]. 
     
    When thinking the DNS issues, the IPv6 UE needs to find the IPv4 
    address in the DNS [DNStrans]. Note that DNSSEC is broken if 
    NA(P)T-PT is used. 
     
 3.5 IPv4 UE Connecting to an IPv6 Node 
     
    The legacy IPv4 nodes are mostly nodes that support the 
    applications that are popular today in the IPv4 Internet: mostly e-
    mail, and web-browsing. These applications will, of course, be 
    supported in the IPv6 Internet of the future. However, the legacy 
    IPv4 UEs are not going to be updated to support the future 
  
  
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    applications. As these application are designed for IPv6, and to 
    use the advantages of newer platforms, the legacy IPv4 nodes will 
    not be able to profit from them. Thus, they will continue to 
    support the legacy services. 
     
    Taking the above into account, the traffic to and from the legacy 
    IPv4 UE is restricted to a few applications. These applications 
    already today mostly rely on proxies or local servers to 
    communicate between private address space networks and the 
    Internet. The same methods and technology can be used for IPv4 to 
    IPv6 transition. 
     
    An alternative solution could be a general network address 
    translation mechanisms such as NAT46 [NAT64]. 
     
    When thinking the DNS issues, the DNS zones containing AAAA records 
    for the IPv6 nodes need to be served by at least one IPv4 
    accessible DNS server [DNStrans]. 
     
 4. IMS Transition Scenarios 
      
    As the IMS is exclusively IPv6, the number of possible transition 
    scenarios is reduced dramatically. In the following, the possible 
    transition scenarios are listed. Those scenarios are analyzed in 
    sections 4.2 and 4.3. 
             
       1) UE connecting to a node in an IPv4 network through IMS  
       2) Two IMS islands connected over IPv4 network 
     
 4.1 DNS Interworking in IMS 
     
    The recommended approach (as documented in [DNStrans]) currently is 
    that every recursive DNS server should be either IPv4-only or dual 
    stack and every single DNS zone should be served by at least an 
    IPv4 reachable DNS server. The recommendation rules out IPv6-only 
    recursive DNS servers and DNS zones served by IPv6-only DNS 
    servers. 
     
    To perform DNS resolution in the IMS, the UE can be configured as a 
    stub resolver pointing to a recursive DNS resolver. This 
    communication can happen over IPv6. However, in the process to find 
    the IPv6 address of a SIP server, the recursive DNS resolver may 
    need to access data that is available only on some IPv4 DNS 
    servers, see [DNStrans]. One way to achieve this is to make the DNS 
    resolver be dual stack. As DNS traffic is not directly related to 
    the IMS functionality, this is not in contradiction with the IPv6-
    only nature of the IMS. 
     

  
  
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 4.2 UE Connecting to a Node in an IPv4 Network through IMS 
     
    This scenario occurs when an IMS UE (IPv6) connects to a node in 
    the IPv4 Internet through the IMS, or vice versa. This happens when 
    the other node is a part of a different system than 3GPP, e.g. a 
    fixed PC, with only IPv4 capabilities. 
     
    There will probably be few legacy IPv4 nodes in the Internet that 
    will communicate with the IMS UEs. It is assumed that the solution 
    described here is used for limited cases, in which communications 
    with a small number of legacy IPv4 SIP equipment are needed. As the 
    IMS is exclusively IPv6 [3GPP 23.221], translators have to be used 
    in the communication between the IPv6 IMS and legacy IPv4 hosts, 
    i.e. making a dual stack based solution is not feasible. This 
    section aims to give a brief overview on how that interworking can 
    be handled. 
     
    As control (or signaling) and user (or data) traffic are separated 
    in SIP, and thus, the IMS, the translation of the IMS traffic has 
    to be done on two levels - Session Initiation Protocol (SIP) 
    [RFC3261], and Session Description Protocol (SDP) [RFC2327] 
    [RFC3266] on the one hand (Mm-interface), and on the actual user 
    data traffic level on the other (Mb-interface).  
     
    SIP and SDP transition has to be made in an SIP/SDP Application 
    Level Gateway. The ALG has to change the IP addresses transported 
    in the SIP messages and the SDP payload of those messages to the 
    appropriate version. In addition, there has to be interoperability 
    for DNS queries; see section 4.1 for details. 
     
    On the user data transport level, the translation is IPv4-IPv6 
    protocol translation, where the user data traffic transported is 
    translated from IPv6 to IPv4, and vice versa. 
     
    The legacy IPv4 host's address can be mapped to an IPv6 address for 
    the IMS, and this address is then used within the IMS to route the 
    traffic to the appropriate user traffic translator. This mapping 
    can be done by the SIP/SDP ALG for the SIP traffic. The user 
    traffic translator would do the similar mapping for the user 
    traffic. However, in order to have an IPv4 address for the IMS UE, 
    and to be able to route the user traffic within the legacy IPv4 
    network to the correct translator, there has to be an IPv4 address 
    allocated for the duration of the session from the user traffic 
    translator. The allocation of this address from the user traffic 
    translator has to be done by the SIP/SDP ALG in order for the 
    SIP/SDP ALG to know the correct IPv4 address. This can be achieved 
    by using a protocol for the ALG to do the allocation such as MEGACO 
    [RFC3015].  
     
  
  
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          +-------------------------------+ +------------+ 
          |                      +------+ | | +--------+ | 
          |                      |S-CSCF|---| |SIP ALG | |\ 
       |  |                      +------+ | | +--------+ | \ -------- 
     +-|+ |                       /       | |     |      |  |        | 
     |  | | +------+        +------+      | |     +      |   -|    |- 
     |  |-|-|P-CSCF|--------|I-CSCF|      | |     |      |    | () | 
     |  |   +------+        +------+      | |+----------+| /  ------ 
     |  |-----------------------------------||Translator||/ 
     +--+ |            IPv6               | |+----------+|     IPv4 
      UE  |                               | |Interworking| 
          |  IP Multimedia CN Subsystem   | |Unit        | 
          +-------------------------------+ +------------+ 
     
           Figure 1: UE using IMS to contact a legacy phone 
         
    Figure 1 shows a possible configuration scenario where the SIP ALG 
    is separate to the CSCFs. The translator can either be set up in a 
    single device with both SIP translation and media translation, or 
    those functionalities can be divided to two different entities with 
    an interface in between. We call the combined network element on 
    the edge of the IPv6-only IMS an "Interworking Unit" in this 
    document. One alternative is to use a suitable subset of NAT-PT 
    [RFC2766] in this network element to take care of the media (user 
    data) IPv4/IPv6 translation. The problems related to NAT-PT are 
    documented in subsection 3.4. 
     
    A special case is when the IPv4-only destination node is registered 
    to a SIP proxy that happens to be dual stack. In such a case, the 
    connection from the edge of the IMS to the destination network 
    could be either IPv4 or IPv6, as the SIP INVITE message sent by the 
    IMS UE involves DNS address resolution only for the destination SIP 
    proxy (and not for the destination node). If IPv4 is used (from the 
    edge of the IMS to the destination SIP proxy), then no further 
    IPv4-IPv6 interworking is needed outside the IMS domain, as IPv4-
    IPv6 translation will be performed on the edge of the IMS. 
     
    On the other hand, when IPv6 is used to connect both SIP proxies 
    (that is more likely), translation is not taken care of in the IMS 
    because there is no way of detecting that the destination node is 
    IPv4-only (i.e., only the IP version of the destination SIP proxy 
    can be detected from the DNS reply). Thus, IPv6 to IPv4 translation 
    should be performed in the destination SIP domain (for example, 
    implemented in the dual stack SIP proxy). In addition, it could 
    also happen (especially in the initial stages of IPv6 deployment) 
    that end-to-end IPv6 connectivity between the IMS and the 
    destination domain is not yet available. Thus, this would be 
    equivalent to the scenario described in 4.3 (two IPv6 islands 
  
  
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    connecting through an IPv4 network) and an IPv6 in IPv4 tunneling 
    mechanism should be used (in addition to IPv4-IPv6 translation in 
    the destination domain). 
     
 4.3 Two IMS Islands Connected over IPv4 Network 
     
    At the early stages of IMS deployment, there may be cases where two 
    IMS islands are separated by an IPv4 network such as the legacy 
    Internet. Here both the UEs and the IMS islands are IPv6-only. 
    However, the IPv6 islands are not native IPv6 connected. 
     
    In this scenario, the end-to-end SIP connections would be based on 
    IPv6. The only issue is to make connection between two IPv6-only 
    IMS islands over IPv4 network. So, in practice, this scenario is 
    very closely related to GPRS scenario represented in section 3.2. 
     
    IPv4 / IPv6 interworking can be taken care of in the network; the 
    basic options are static and dynamic tunneling. The tunnel starting 
    point or endpoint should be located on the edge of the IMS domain. 
    Static "IPv6 in IPv4" tunnels configured between different IMS 
    domains would be a good solution. Note that this scenario is 
    comparable to 6bone [6BONE] network operation. 
     
 5. Security Considerations  
      
         1. Problems have been identified in the case of the 
            reachability of IPv4 and IPv6 nodes (use of DNS through 
            NAT-PT). NAT-PT DNS ALG problems are described in [NATPT-
            DNS] and [Unmaneval]. 
             
         2. The 3GPP specifications do not currently define the usage 
            of DNS Security. They neither disallow the usage of DNSSEC, 
            nor do they mandate it. 
             
         3. NAT-PT breaks DNSSEC. 
     
 6. Changes from draft-ietf-v6ops-3gpp-analysis-02.txt 
     
       - Editorial changes in some sections 
     
 7. Copyright 
     
    The following copyright notice is copied from [RFC2026], Section 
    10.4. It describes the applicable copyright for this document. 
     
    Copyright (C) The Internet Society March 30, 2003. All Rights 
    Reserved. 
     
    This document and translations of it may be copied and furnished to 
  
  
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    others, and derivative works that comment on or otherwise explain 
    it or assist in its implementation may be prepared, copied, 
    published and distributed, in whole or in part, without restriction 
    of any kind, provided that the above copyright notice and this 
    paragraph are included on all such copies and derivative works. 
    However, this document itself may not be modified in any way, such 
    as by removing the copyright notice or references to the Internet 
    Society or other Internet organizations, except as needed for the 
    purpose of developing Internet standards in which case the 
    procedures for copyrights defined in the Internet Standards process 
    must be followed, or as required to translate it into languages 
    other than English. 
     
    The limited permissions granted above are perpetual and will not be 
    revoked by the Internet Society or its successors or assignees. 
     
    This document and the information contained herein is provided on 
    an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET 
    ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR 
    IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF 
    THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
    WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.  
        
 8. References 
              
 8.1 Normative 
     
    [RFC2026] Bradner, S.: The Internet Standards Process -- Revision 
    3, RFC 2026, October 1996. 
     
    [RFC2327] Handley, M., Jacobson, V.: SDP: Session Description 
    Protocol, RFC 2327, April 1998. 
     
    [RFC2663] Srisuresh, P., Holdrege, M.: IP Network Address 
    Translator (NAT) Terminology and Considerations, RFC 2663, August 
    1999. 
     
    [RFC2765] Nordmark, E.: Stateless IP/ICMP Translation Algorithm 
    (SIIT), RFC 2765, February 2000. 
     
    [RFC2766] Tsirtsis, G., Srisuresh, P.: Network Address Translation 
    - Protocol Translation (NAT-PT), RFC 2766, February 2000.  
     
    [RFC2893] Gilligan, R., Nordmark, E.: Transition Mechanisms for 
    IPv6 Hosts and Routers, RFC 2893, August 2000. 
     
    [RFC3015] Cuervo, F., et al: Megaco Protocol Version 1.0, RFC 3015, 
    November 2000. 
     
  
  
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    [RFC3056] Carpenter, B., Moore, K.: Connection of IPv6 Domains via 
    IPv4 Clouds, RFC 3056, February 2001. 
     
    [RFC3261] Rosenberg, J., et al.: SIP: Session Initiation Protocol, 
    June 2002. 
     
    [RFC3266] Olson, S., Camarillo, G., Roach, A. B.: Support for IPv6 
    in Session Description Protocol (SDP), June 2002. 
     
    [3GPP-SCEN] Soininen, J. (editor): "Transition Scenarios for 3GPP 
    Networks", January 2003, draft-ietf-v6ops-3gpp-cases-02.txt, work 
    in progress. 
         
    [3GPP-23.060] 3GPP TS 23.060 V5.4.0, "General Packet Radio Service 
    (GPRS); Service description; Stage 2 (Release 5)", December 2002.  
     
    [3GPP 23.221] 3GPP TS 23.221 V5.7.0, "Architectural requirements 
    (Release 5)", December 2002. 
          
    [3GPP-23.228] 3GPP TS 23.228 V5.7.0, "IP Multimedia Subsystem 
    (IMS); Stage 2 (Release 5)", December 2002. 
     
    [3GPP 24.228] 3GPP TS 24.228 V5.3.0, "Signalling flows for the IP 
    multimedia call control based on SIP and SDP; Stage 3 (Release 5)", 
    December 2002. 
     
    [3GPP 24.229] 3GPP TS 24.229 V5.3.0, "IP Multimedia Call Control 
    Protocol based on SIP and SDP; Stage 3 (Release 5)", December 2002. 
     
 8.2 Informative 
     
    [RFC2283] Bates, T., Chandra, R., Katz, D., Rekhter, Y.: 
    Multiprotocol Extensions for BGP-4, RFC 2283, February 1998. 
     
    [RFC3314] Wasserman, M. (editor): "Recommendations for IPv6 in 3GPP 
    Standards", September 2002. 
     
    [6to4SEC] Savola, P.: "Security Considerations for 6to4", January 
    2003, draft-savola-v6ops-6to4-security-02.txt, work in progress. 
     
    [BGP] De Clercq, J., Gastaud, G., Ooms, D., Prevost, S., Le 
    Faucheur, F.: "Connecting IPv6 Islands across IPv4 Clouds with 
    BGP", October 2002, draft-ooms-v6ops-bgp-tunnel-00.txt, work in 
    progress. 
     
    [DNStrans] Durand, A.: "IPv6 DNS transition issues", October 2002, 
    draft-ietf-dnsop-ipv6-dns-issues-00.txt, work in progress. 
     

  
  
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    [DSTM] Bound, J., et al: "Dual Stack Transition Mechanism (DSTM)", 
    July 2002, draft-ietf-ngtrans-dstm-08.txt, work in progress, the 
    draft has expired. 
     
    [IGP] Cristallo, G., Gastaud, G., Ooms, D., Galand, D., Preguica, 
    C., Baudot, A., Diribarne, G.: "Connecting IPv6 islands within an 
    IPv4 AS", February 2002, draft-many-ngtrans-connect-ipv6-igp-
    02.txt, work in progress, the draft has expired. 
     
    [ISATAP] Templin, F., et al.: "Intra-Site Automatic Tunnel 
    Addressing Protocol (ISATAP)", January 2003, draft-ietf-ngtrans-
    isatap-12.txt, work in progress. 
     
    [NAT64] Durand, A.: "NAT64 - NAT46", June 2002, draft-durand-
    ngtrans-nat64-nat46-00.txt, work in progress, the draft has 
    expired. 
     
    [NATPT-DNS] Durand, A.: "Issues with NAT-PT DNS ALG in RFC2766", 
    January 2003, draft-durand-v6ops-natpt-dns-alg-issues-00.txt, work 
    in progress. 
     
    [TEREDO] Huitema, C.: "Teredo: Tunneling IPv6 over UDP Through 
    NATs", September 2002, draft-ietf-ngtrans-shipworm-08.txt, work in 
    progress. 
     
    [Unmaneval] Huitema, C., Austein, R., Dilettante, B., Satapati, S., 
    van der Pol, R.: "Evaluation of Transition Mechanisms for Unmanaged 
    Networks", November 2002, draft-huitema-ngtrans-unmaneval-01.txt, 
    work in progress. 
     
    [6BONE] http://www.6bone.net 
     

















  
  
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 9. Authors and Acknowledgements 
     
    This document is written by: 
  
       Alain Durand, Sun Microsystems  
       <Alain.Durand@sun.com> 
  
       Karim El-Malki, Ericsson Radio Systems 
       <Karim.El-Malki@era.ericsson.se> 
     
       Niall Richard Murphy, Enigma Consulting Limited 
       <niallm@enigma.ie> 
     
       Hugh Shieh, AT&T Wireless  
       <hugh.shieh@attws.com> 
     
       Jonne Soininen, Nokia 
       <jonne.soininen@nokia.com> 
     
       Hesham Soliman, Ericsson Radio Systems 
       <hesham.soliman@era.ericsson.se> 
     
       Margaret Wasserman, Wind River 
       <mrw@windriver.com> 
     
       Juha Wiljakka, Nokia 
       <juha.wiljakka@nokia.com> 
     
    The authors would like to thank Gabor Bajko, Ajay Jain, Ivan 
    Laloux, Pekka Savola, Pedro Serna, Fred Templin, Anand Thakur and 
    Rod Van Meter for their valuable input. 
     
 10. Editor's Contact Information 
  
    Comments or questions regarding this document should be sent to the 
    v6ops mailing list or directly to the document editor: 
     
    Juha Wiljakka  
    Nokia 
    Visiokatu 3                    Phone:  +358 7180 48372  
    FIN-33720 TAMPERE, Finland     Email:  juha.wiljakka@nokia.com 








  
  
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