One document matched: draft-ietf-tls-cached-info-13.xml


<?xml version="1.0"?>
<?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
  <!ENTITY RFC2119 PUBLIC ''  
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml'>
  <!ENTITY RFC5246 PUBLIC ''
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.5246.xml'>
  <!ENTITY RFC5226 PUBLIC ''  
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.5226.xml'>	
  <!ENTITY RFC3874 PUBLIC ''  
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.3874.xml'>
  <!ENTITY RFC1321 PUBLIC ''  
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.1321.xml'>
  <!ENTITY RFC6066 PUBLIC ''
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.6066.xml'>
  <!ENTITY RFC6574 PUBLIC ''
    'http://xml.resource.org/public/rfc/bibxml/reference.RFC.6574.xml'>
  <!ENTITY I-D.ietf-tls-oob-pubkey PUBLIC ''
    'http://xml.resource.org/public/rfc/bibxml3/reference.I-D.ietf-tls-oob-pubkey.xml'>
	]>
	
	

	<?rfc toc="yes" ?>
	<?rfc symrefs="yes" ?>
	<?rfc sortrefs="yes"?>
	<?rfc iprnotified="no" ?>
	<?rfc strict="yes" ?>

<rfc ipr="trust200902" category="std" docName="draft-ietf-tls-cached-info-13.txt">
    <front>
        <title abbrev="TLS Cached Information Extension"> Transport Layer Security (TLS) Cached Information Extension </title>

        <author initials="S." surname="Santesson" fullname="Stefan Santesson">
            <organization>3xA Security AB</organization>
            <address>
                <postal>
                    <street>Scheelev. 17</street>
					<city>Lund</city>
                    <code>223 70</code>
                    <country>Sweden</country>
                </postal>
                <email>sts@aaa-sec.com</email>
            </address>
        </author>

        <author fullname="Hannes Tschofenig" initials="H." surname="Tschofenig">
            <organization>Nokia Siemens Networks</organization>
            <address>
                <postal>
                    <street>Linnoitustie 6</street>
                    <city>Espoo</city>
                    <code>02600</code>
                    <country>Finland</country>
                </postal>
                <phone>+358 (50) 4871445</phone>
                <email>Hannes.Tschofenig@gmx.net</email>
                <uri>http://www.tschofenig.priv.at</uri>
            </address>
        </author>

        <date year="2012"/>
        <area>Security</area>
        <workgroup>TLS</workgroup>
        <keyword>Internet-Draft</keyword>
        <abstract>
		 <t>Transport Layer Security (TLS) handshakes often include fairly 
		 static information, such as the server
   certificate and a list of trusted Certification Authorities (CAs).
   This information can be of considerable size, particularly if the server
   certificate is bundled with a complete certificate path (including
   all intermediary certificates up to the trust anchor public key).</t>
   
   <t>This document defines an extension that omits the exchange of already 
   available information. The TLS client informs a server of cached information, 
   for example from a previous TLS handshake, allowing the server to omit 
   the already available information.</t>
        </abstract>

    </front>
    <middle>

        <section title="Introduction">

   <t>Transport Layer Security (TLS) handshakes often include fairly 
   static information, such as the server certificate and a list of 
   trusted Certification Authorities (CAs). This information can be of 
   considerable size, particularly if the server certificate is bundled 
   with a complete certificate path (including all intermediary 
   certificates up to the trust anchor public key).</t>

   <t>Optimizing the exchange of information to a minimum helps to 
   improve performance in environments where devices are connected to a 
   network with characteristics like low bandwidth, high latency and high 
   loss rate. These types of networks exist, for example, when smart objects 
   are connected using a low power IEEE 802.15.4 radio. For more information 
   about the challenges with smart object deployments please see 
   <xref target="RFC6574"/>.</t>

   <t>This specification defines a TLS extension that allows a client and a 
   server to exclude transmission of cached information from the TLS handshake.
   </t>
   
   <t>A typical example exchange may therefore look as follows. First, the TLS exchange executes the usual TLS handshake. It may decide to store the certificate provided by the server for a future exchange. When the TLS client then connects to the TLS server some time in the future, without using session resumption, it then attaches the cached_information extension defined in this document to the client hello message to indicate that it had cached the certificate, and it provides the fingerprint of it. If the server's certificate had not changed then the TLS server does not need to send the full certificate to the client again. In case the information had changed, the certificate payload is transmitted to the client to allow the client to update it's state information.</t>

   </section>

        <!-- ******************************************************************************** -->

        <section title="Terminology">

		<t>The key words "MUST", "MUST NOT", "REQUIRED", "MUST", "MUST NOT",   
		"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this 
		document are to be interpreted as described in <xref target="RFC2119"/>.
		</t>
		   
		</section>

        <!-- ******************************************************************************** -->

		<section anchor="cached-info" title="Cached Information Extension">
<t>
   This document defines a new extension type (cached_information(TBD)), which is used in
   client hello and server hello messages. The extension type
   is specified as follows.
</t>
        <t><figure>
            <artwork>
              <![CDATA[
      enum {
           cached_information(TBD), (65535)
      } ExtensionType;
]]></artwork>
          </figure></t>

<t>
The extension_data field of this extension, when included in the
client hello, MUST contain the CachedInformation structure.
</t>
        <t><figure>
            <artwork>
              <![CDATA[
      enum {
           certificate_chain(1), trusted_cas(2) (255)
      } CachedInformationType;

      struct {
           CachedInformationType type;
           HashAlgorithm hash;
           opaque hash_value<1..255>;
      } CachedObject;

      struct {
           CachedObject cached_info<1..2^16-1>;
      } CachedInformation;
]]></artwork>
          </figure></t>

		  <t>
   When the CachedInformationType identifies a certificate_chain, then
   the hash_value field MUST include the hash calculated over the certificate_list
   element of the Certificate payload provided by the TLS server in an earlier exchange, excluding the three
   length bytes of the certificate_list vector.</t>

<t>When the CachedInformationType identifies a trusted_cas, then the hash_value
   MUST include a hash calculated over the certificate_authorities
   element of the CertificateRequest payload provided by the TLS server in an earlier exchange, excluding the
   two length bytes of the certificate_authorities vector.
</t>
<t>The hash algorithm used to calculate hash values is conveyed in the 'hash' field of the CachedObject element. The list of registered hash algorithms can be found in the TLS HashAlgorithm Registry, which was created by RFC 5246 <xref target="RFC5246"/>. The value zero (0) for 'none' is not an allowed choice for a hash algorithm and MUST NOT be used.</t>
<t>This document establishes a registry for CachedInformationType types and additional values can be added following the policy described in <xref target="IANA"/>.
</t>

   </section> 

        <!-- ******************************************************************************** -->

<section title="Exchange Specification">

<t>Clients supporting this extension MAY include the "cached_information" extension in the
   (extended) client hello, which MAY contain zero or more CachedObject attributes. 
</t>
<t>
Server supporting this extension MAY include the "cached_information" extension 
in the (extended) server hello, which MAY contain one or more CachedObject attributes.
By returning the "cached_information" extension the server indicates that it
supports caching of each present CachedObject that matches the specified hash value. 
The server MAY support other cached objects that are not present in the extension.
</t>

<t>Note: Clients may need the ability to cache different values
   depending on other information in the Client Hello that modify what
   values the server uses, in particular the Server Name Indication
   <xref target="RFC6066"/> value.
</t>

<t>Following a successful exchange of "cached_information" extensions,
   the server MAY send fingerprints of the cached information in the handshake
   exchange as a replacement for the exchange of the full data. 
   <xref target="certificate_chain"/> and <xref target="trusted_cas"/> defines the syntax of the 
fingerprinted information.</t>

<t>The handshake protocol MUST proceed using the information as
   if it was provided in the handshake protocol. The Finished message
   MUST be calculated over the actual data exchanged in the handshake
   protocol. That is, the Finished message will be calculated over the
   hash values of cached information objects and not over the cached
   information that were omitted from transmission.</t>

<t>The server MUST NOT include more than one fingerprint for a single information element, i.e., at maximum only one CachedObject structure 
per replaced information is provided.</t>


<section anchor="certificate_chain" title="Fingerprint of the Certificate Chain">

<t>When an object of type 'certificate_chain' is provided in the client
   hello, the server MAY send a fingerprint instead of the complete certificate chain as shown below.</t>

<t>The original handshake message syntax is defined in RFC 5246 <xref target="RFC5246"/> and has the following 
structure:</t>

        <t><figure>
            <artwork>
              <![CDATA[
      opaque ASN.1Cert<1..2^24-1>;

      struct {
          ASN.1Cert certificate_list<0..2^24-1>;
      } Certificate;
]]></artwork>
          </figure></t>
		  
<t>By using the extension defined in this document the following information is sent:</t>
        <t><figure>
            <artwork>
              <![CDATA[
struct {
              CachedObject cached_objects<1..2^24-1>;
} Certificate;
]]></artwork>
          </figure></t>

<t>The certificate_list vector of opaque ASN.1Cert elements in the original syntax is replaced with a vector holding CachedObject	
			structures as defined in this document.</t>
		  
 <t>Note:  <xref target="I-D.ietf-tls-oob-pubkey"/> allows a PKIX
 certificate containing only the SubjectPublicKeyInfo instead of the full information typically found in a certificate. 
 Hence, when this specification is used in combination with <xref target="I-D.ietf-tls-oob-pubkey"/> 
 and the negotiated certificate type is a raw public key then the TLS server sends the hashed 
Certificate payload that contains a ASN.1Cert structure of the SubjectPublicKeyInfo.</t>
   
   </section> 

<section anchor="trusted_cas" title="Fingerprint for Trusted CAs">

<t>When a hash for an object of type 'trusted_cas' is provided in the
   client hello, the server MAY send a fingerprint instead of the complete certificate authorities information as shown below.</t>

<t>The original handshake message syntax is defined in RFC 5246 <xref target="RFC5246"/> and has the following 
structure:</t>

           <t><figure>
            <artwork>
              <![CDATA[
      opaque DistinguishedName<1..2^16-1>;

      struct {
          ClientCertificateType certificate_types<1..2^8-1>;
          SignatureAndHashAlgorithm
            supported_signature_algorithms<2^16-1>;
          DistinguishedName certificate_authorities<0..2^16-1>;
      } CertificateRequest;
]]></artwork>
          </figure></t>
		  <t>By using the extension defined in this document the following information is sent:</t>

        <t><figure>
            <artwork>
              <![CDATA[
       struct {
          ClientCertificateType certificate_types<1..2^8-1>;
          SignatureAndHashAlgorithm
            supported_signature_algorithms<2^16-1>;
          CachedObject cached_objects<1..2^16-1>;
       } CertificateRequest;
]]></artwork>
          </figure></t>
		  
		  
<t>The certificate_authorities vector of opaque DistinguishedName elements in the original syntax is replaced with a vector holding	
			CachedObject structures as defined in this document.</t>
	
 </section>
</section>

        <!-- ******************************************************************************** -->
   
        <section title="Example">

<t><xref target="example"/> illustrates an example exchange using the TLS cached info extension. 
In the normal TLS handshake exchange shown in flow (A) the TLS server provides its certificate 
in the Certificate payload to the client, see step [1]. This allows the client to store the certificate 
for future use. After some time the TLS client again interacts with the same TLS server and makes use of the
TLS cached info extension, as shown in flow (B). The TLS client indicates support for this specification 
via the cached_information extension, see [2], and indicates that it has stored the certificate_chain from the earlier 
exchange. With [3] the TLS server indicates that it also supports this specification and informs the client that 
it also supports caching of other objects beyond the 'certificate_chain', namely 'trusted_cas' (also defined in this document), and the 'foo-bar' extension (i.e., an imaginary extension that yet needs to be defined). With [4] the TLS server provides the fingerprint of the certificate chain as described in <xref target="certificate_chain"/>.
</t>

           <t><figure anchor="example" title="Example Message Exchange">
            <artwork>
              <![CDATA[
(A) Initial (full) Exchange 

client_hello  ->
                       <-  server_hello,
                           certificate, // [1]
                           server_key_exchange,
                           server_hello_done 

client_key_exchange,
change_cipher_spec,
finished                  ->

                       <- change_cipher_spec,
                          finished

Application Data        <------->     Application Data


(B) TLS Cached Extension Usage

client_hello, 
cached_information=(certificate_chain)   -> // [2]
                       <-  server_hello,
                           cached_information= // [3]
                              (certificate_chain, trusted_cas, foo-bar)
                           certificate, // [4]
                           server_key_exchange,
                           server_hello_done 

client_key_exchange,
change_cipher_spec,
finished                  ->

                       <- change_cipher_spec,
                          finished

Application Data        <------->     Application Data
]]></artwork>
          </figure></t>

        </section> 
		  
        <!-- ******************************************************************************** -->
   
        <section title="Security Considerations">
            <t>This specification defines a mechanism to reference stored state using a fingerprint.
             
            
            The hash algorithm used in this specification is required to have
   reasonable random properties in order to provide reasonably unique
   identifiers. There is no requirement that this
   hash algorithm must have strong collision resistance. <!-- However, since
   the hash algorithm is used to represent data in the finished
   calculation, the security properties of the finished calculation will
   change if a weaker hash algorithm is used to represent cached
   information compared with the hash algorithm used to calculate the
   finished message.--> </t>

<t>Caching information in an encrypted handshake (such as a renegotiated
   handshake) and sending a hash of that cached information in an
   unencrypted handshake might introduce integrity or data disclosure
   issues as it enables an attacker to identify if a known object (such
   as a known server certificate) has been used in previous encrypted
   handshakes. Information object types defined in this specification,
   such as server certificates, are public objects and usually not
   sensitive in this regard, but implementers should be aware if any
   cached information are subject to such security concerns and in such
   case SHOULD NOT send a hash over encrypted data in unencrypted
   handshake.</t>
        </section>

        <!-- ******************************************************************************** -->

        <section anchor="IANA" title="IANA Considerations">

<section title="New Entry to the TLS ExtensionType Registry"> 
<t>IANA is requested to add an entry to the existing TLS ExtensionType registry, 
defined in RFC 5246 <xref target="RFC5246"/>, for cached_information(TBD) defined in this document.</t>
</section> 

<section title="New Registry for CachedInformationType">
      <t>IANA is requested to establish a registry for TLS CachedInformationType values.  The
      first entries in the registry are <list style="symbols"> 
	    <t>certificate_chain(1)</t> 
      	<t>trusted_cas(2)</t>
      </list> 
      </t>
      <t>The policy for adding new values to this registry, following the terminology defined in RFC 5226 <xref target="RFC5226"/>, is as follows:
	  <list style="symbols"> 
	    <t>0-63 (decimal): Standards Action</t>
	    <t>64-223 (decimal): Specification Required</t>
        <t>224-255 (decimal): reserved for Private Use</t>
	  </list> 
	  </t>
</section>

</section> 

        <!-- ******************************************************************************** -->

        <section title="Acknowledgments">

   <t>We would like to thank the following persons for your detailed document reviews:
   <list style="symbols"> 
   <t>Paul Wouters and Nikos Mavrogiannopoulos (December 2011)</t> 
   <t>Rob Stradling (February 2012)</t> 
   <t>Ondrej Mikle  in March 2012)</t>
   </list> 
   </t> 
   
   <t>Additionally, we would like to thank the TLS working group chairs, Eric Rescorla and Joe Salowey, as well as the security area directors, Sean Turner and Stephen Farrell, for their feedback and support. </t>
        </section>

        <!-- ******************************************************************************** -->

    </middle>
    <back>



        <references title="Normative References"> &RFC2119; &RFC5246; &RFC6066;  

<!-- 
           <reference anchor="SHA">
                <front>
                    <title>Federal Information Processing Standards Publication (FIPS PUB) 180-3, Secure Hash Standard (SHS)</title>
                    <author initials="" surname="" fullname="NIST">
                        <organization/>
                    </author>
                    <date month="October" year="2008"/>
                </front>
            </reference>
     --> 
            
			&RFC3874; 
<!--			&RFC1321; --> 
			
        </references>

        <references title="Informative References"> &RFC5226; &RFC6574; &I-D.ietf-tls-oob-pubkey; </references>

    </back>
</rfc>

PAFTECH AB 2003-20262026-04-22 22:48:47