One document matched: draft-ietf-sip-subnot-etags-02.xml


<?xml version="1.0"?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd">
<?rfc toc="yes"?>
<?rfc compact="yes"?>
<?rfc sortrefs="yes"?>
<?rfc linkmailto="yes"?>
<?rfc strict="no"?>
<?rfc subcompact="no"?>

<rfc ipr="full3978" category="std" docName="draft-ietf-sip-subnot-etags-02">

  <!-- ************************************************************** -->
  <!-- The FRONT section includes the title, date, authors names and -->
  <!-- addresses, abstract etc. Some of the stuff, like TOC, expiration -->
  <!-- date and the rest are automatically generated by the conversion -->
  <!-- tools (e.g., xml2rfc) -->
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  <front>
    <title abbrev="Entity-tags for SIP Events">An Extension to Session
    Initiation Protocol (SIP) Events for Conditional Event Notification</title>
    
    <author initials="A" surname="Niemi" fullname="Aki Niemi">
      <organization>Nokia</organization>
      <address>
	<postal>
	  <street>P.O. Box 407</street>
	  <city>NOKIA GROUP</city> <region>FIN</region> <code>00045</code>
	  <country>Finland</country>
	</postal>
	<phone>+358 50 389 1644</phone>
	<email>aki.niemi@nokia.com</email>
      </address>
    </author>

    <date month="February" year="2008" />
    <area>Real-Time Applications and Infrastructure</area>
    <workgroup>Session Initiation Protocol Working Group</workgroup>
    <keyword>I-D</keyword>
    <keyword>RFC</keyword>
    <keyword>Internet-Draft</keyword>
    <keyword>Request For Comments</keyword>
    <keyword>SIP events</keyword>
    <keyword>subnot-etags</keyword>
    <keyword>optimization</keyword>
    <abstract>
      <t>
	The Session Initiation Protocol (SIP) events framework enables
	receiving asynchronous notification of various events from
	other SIP user agents. This framework defines the procedures
	for creating, refreshing and terminating subscriptions, as
	well as fetching and periodic polling of resource state. These
	procedures have a serious deficiency in that they provide no
	tools to avoid replaying event notifications that have already
	been received by a user agent. This memo defines an extension
	to SIP events that allows the subscriber to condition the
	subscription request to whether the state has changed since
	the previous notification was received. When such a condition
	is true, either the body of a resulting event notification or the
	entire notification message is suppressed.
      </t>
    </abstract> 
  </front>
  
  <!-- ************************************************************** --> 
  <!-- The MIDDLE section includes the actual draft contents -->
  <!-- ************************************************************** -->
  <middle>
    
    <!-- Introduction -->
    <section anchor="intro" title="Introduction">
      
      <t>
	The Session Initiation Protocol (SIP) events framework
	provides an extensible facility for requesting notification of
	certain events from other SIP user agents. This framework includes
	procedures for creating, refreshing and terminating of
	subscriptions, as well as the possibility to fetch or
	periodically poll the event resource.
      </t>
      
      <t>
	Several instantiations of this framework, called event
	packages have been defined, e.g., for <xref
	target="RFC3856">presence</xref>, <xref target="RFC3842">message
	waiting indications</xref> and <xref
	target="RFC3680">registrations</xref>. 
      </t>

      <t>
	By default, every SUBSCRIBE request generates a NOTIFY request
	containing the latest event state. Typically, a SUBSCRIBE
	request is issued by the subscriber whenever it needs a
	subscription to be installed, periodically refreshed or
	terminated. Once the subscription has been installed, the
	majority of the NOTIFYs generated by the subscription
	refreshes are superfluous; the subscriber usually is in
	possession of the event state already, except in the unlikely
	case where a state change exactly coincides with the periodic
	subscription refresh. In most cases, the final event state
	generated upon terminating the subscription similarly contains
	resource state that the subscriber already has.
      </t>
      
      <t>
	Fetching or polling of resource state behaves in a similarly 
	suboptimal way in cases where the state has not changed since
	the previous poll occurred. In general, the problem lies in
	with the inability to persist state across a SUBSCRIBE request.
      </t>

      <t>
	This memo defines an extension to the SIP events framework 
	allowing a notifier to issue versioning in the form of entity-tags to 
	notifications, and the subscriber to condition the SUBSCRIBE request 
	for actual changes since the last notification carrying that
	entity-tag was issued. The solution is almost identical to
	conditional requests defined in the <xref
	target="RFC2616">HyperText Transfer Protocol (HTTP)</xref>,
	and follows the mechanism already defined for the <xref
	target="RFC3903">PUBLISH</xref> method for issuing conditional
	event publications.
      </t>

      <t>
	This memo is structured as follows. <xref target="motivations"
	/> explains the background, motivations and requirements for
	the work; <xref target="operation" /> gives a general overview
	of the mechanism; <xref target="model" /> explains the
	underlying model for resources and entities as they apply to
	conditional notification; <xref target="subscriber" /> defines
	the subscriber behavior; <xref target="notifier" /> defines
	the notifier behavior; <xref target="proto" /> includes the
	protocol element definitions; <xref target="iana" /> includes
	the IANA considerations; and <xref target="security" />
	includes the security considerations.
      </t>

      <section title="Document Conventions">

	<t>
	  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
	  "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and
	  "OPTIONAL" in this document are to be interpreted as described in
	  BCP 14, <xref target="RFC2119">RFC 2119</xref> and indicate
	  requirement levels for compliant implementations.
	</t>

      </section>

      <section title="Terminology">

	<t>
	  In addition to the terminology introduced in <xref
	  target="RFC3261" />, <xref target="RFC3265" /> and <xref
	  target="RFC3903" />, this specification uses these
	  additional terms to describe the objects of conditional
	  notification:
	  
	  <list style="hanging">
	    
	    <t hangText="resource">
	      <vspace blankLines="0" />An object identified by a URI,
	      whose resource state can be accessed using the SIP Event
	      Notification framework. There is a single authoritative
	      notifier responsible for communicating the resource
	      state.
	    </t>
	    
<!-- Deleted	    <t hangText="representation">
	      <vspace blankLines="0" />An event notification carries a
	      representation of the current resource state. The
	      physical realization of a representation is called an
	      entity. There may be many different representations of
	      the state of a single resource.
	    </t>-->

	    <t hangText="entity">
	      <vspace blankLines="0" />The representation of resource
	      state. An entity consists of the event data carried in
	      the body of a NOTIFY message, as well as related
	      meta-data in the message header. There may be many
	      versions of an entity, one current and the others
	      stale. Each version of an entity is identified by an
	      entity-tag, which is guaranteed to be unique across all
	      versions of all entities for a resource and event
	      package.
	    </t>
	  </list>
	</t>
      </section>
    </section>
    
    <section anchor="motivations" title="Motivations and Background">
      
      <section anchor="overview" title="Overview">
	
      <t>
	A SUBSCRIBE request creates a subscription with a finite
	lifetime. This lifetime is negotiated using the Expires header
	field, and unless the subscription is refreshed by the
	subscriber before the expiration is met, the subscription is
	terminated. The frequency of these subscription refreshes
	depends on the event package, and typically ranges from
	minutes to hours.
      </t>
              
      </section>

      <section title="Problem Description">
	
	<t>
	  In spite of being somewhat distinct operations, the SIP
	  events framework does not include different protocol methods
	  for initiating and terminating of subscriptions,
	  subscription refreshes and fetches inside and outside of the
	  SIP dialog. Instead, the SUBSCRIBE method is overloaded to
	  perform all of these functions, and the notifier behavior is
	  identical in each of them; each SUBSCRIBE request generates
	  a NOTIFY request containing the latest resource state. In
	  fact, the only difference between a fetch that does not
	  create a (lasting) subscription, and a SUBSCRIBE that
	  creates one is in the Expires header field value of the
	  SUBSCRIBE; a zero-expiry SUBSCRIBE only generates a single
	  NOTIFY, after which the subscription immediately terminates.
	</t>
      
	<t>
	  Some subscriber implementations may choose to operate in
	  semi-stateless mode, in which they immediately upon
	  receiving and processing the NOTIFY forget the resource
	  state. This operation necessarily needs every NOTIFY to
	  carry the full resource state. However, for an
	  implementation that stores the resource state locally, this
	  mode of operation is inefficient.
	</t>
      
	<t>
	  There are certain conditions that aggravate the
	  problem. Such conditions usually entail such things as:

	  <list style="symbols">
	    <t>Large entity bodies in the payloads of notifications</t>
	    <t>High rate of subscription refreshes</t>
	    <t>Relatively low rate of notifications triggered by state
	    changes</t>
	  </list>
	</t>
	
	<t>
	  In effect, for an event package that generates few state
	  changes, and is refreshed relatively often the majority of
	  traffic generated may be related to subscription
	  maintenance. Especially in networks where bandwidth
	  consumption and traffic count is at a premium, the high
	  overhead of subscription maintenance becomes a barrier for
	  deployment.
	</t>

	<t>
	  The same problem affects fetching and polling of resource
	  state as well. As a benchmark, if we look at the performance
	  of <xref target="RFC2616">HTTP</xref> in similar scenarios,
	  it performs substantially better using conditional
	  requests. When resources are tagged with an entity-tag, and
	  each GET is a conditional one using the "If-None-Match"
	  header field, the entity body need not be sent more than
	  once; if the resource has not changed between successive
	  polls, an error response is returned indicating this fact,
	  and the resource entity is not transmitted again.
	</t>

	<t>
	  The <xref target="RFC3903">SIP PUBLISH</xref> method also
	  contains a similar feature, where a refresh of a publication
	  is done by reference to its assigned entity-tag, instead of
	  retransmitting the event state each time the publication
	  expiration is extended.
	</t>
	
      </section>
      
      <section title="Requirements">
  
	<t>
	  As a summary, here is the required functionality to solve
	  the presented issues:

	  <list style="format REQ%d: ">

	    <t>
	      It must be possible to suppress the NOTIFY request (or
	      at a minimum the event body therein) if the subscriber
	      is already in possession of the latest event state of the
	      resource.
	    </t>

	    <t>
	      This mechanism must apply to initial subscriptions, in
	      which the subscriber is attempting to "resume" an earlier
	      subscription.
	    </t>

	    <t>
	      This mechanism must apply to refreshing a subscription.
	    </t>
	
	    <t>
	      This mechanism must apply to terminating a subscription
	      (i.e., an unsubscribe).
	    </t>

	    <t>
	      This mechanism must apply to fetching or polling of
	      resource state.
	    </t>

	</list></t>
      </section>
    </section>
    
    <section anchor="operation" title="Overview of Operation">
      
      <t>
	Whenever a subscriber initiates a subscription, it issues a
	SUBSCRIBE request. The SUBSCRIBE request is sent, routed and
	processed by the notifier normally, i.e., according to <xref
	target="RFC3261">RFC3261</xref>, <xref
	target="RFC3265">RFC3265</xref>.
      </t>
      
      <t>
	If the notifier receiving the SUBSCRIBE request supports
	conditional subscriptions, it generates a unique entity tag
	for the event notification, and includes it in a SIP-ETag
	header field of the NOTIFY request. The entity tag is unique
	across all versions of all entities for a resource and event
	package. More on this in <xref target="model" />.
      </t>

      <t>
	Entity-tags are independent of subscriptions; the notifier
	remembers the entity-tags of all versions of entities for a
	resource regardless of whether or not there are any active
	subscription to that resource. This allows notifications
	generated to a fetch or a poll to have valid entity-tags even
	across subsequent fetches or polls.
      </t>
      
      <t>
	The subscriber will store the entity-tag received in the
	notification along with the resource state. It can then later
	use this entity-tag to make a SUBSCRIBE contain a condition in
	the form of a "Suppress-If-Match" header field. Unlike the
	"If-Match" condition in
	a <xref target="RFC3903">PUBLISH</xref> request, which applies
	to whether the PUBLISH succeeds or returns an error, this
	condition applies to the stream of notifications that are sent
	after the SUBSCRIBE request has been processed.
      </t>

      <t>
	The "Suppress-If-Match" header field contains the last
	entity-tag seen by the subscriber. This condition, if true,
	instructs the notifier to suppress either the body of a
	subsequent notification, or the entire notification. 
      </t>

      <t>
	The condition is evaluated by matching the value of the header
	field against the current entity-tag of the resource
	state. There is also a wildcard entity-tag with a special
	value of "*" that always matches.
      </t>
      
      <figure anchor="ov" title="Example Message Flow">
	<artwork><![CDATA[

       Subscriber                               Notifier
       ----------                               --------
  
       (1) SUBSCRIBE       -------->       
           Expires: 3600
                           <--------       (2) 200 (or 202)
                     
                           <--------       (3) NOTIFY
                                               SIP-ETag: ffee2
       (4) 200             -------->       


          ... time passes ...


       (5) SUBSCRIBE       -------->                \ if "ffee2"
           Suppress-If-Match: ffee2                 |   matches
           Expires: 3600                            |   local
                                                    |   entity-tag
                                                    |   
                           <--------       (6) 204  / then


          ... time passes ...


                           <--------       (7) NOTIFY
                                               SIP-ETag: ca89a
       (8) 200             -------->       


          ... time passes ...


       (9) SUBSCRIBE       -------->                \ if "ca89"
           Suppress-If-Match: ca89a                 |   matches
           Expires: 0                               |   local
                                                    |   entity-tag
                                                    | 
                           <--------      (10) 204  / then

]]></artwork>
      </figure>
      
      <t>
	<xref target="ov"/> describes a typical message flow for conditional
	notification:

	<list style="numbers">
	  
	  <t>
	    The subscriber initiates a subscription by sending a
	    SUBSCRIBE request for a resource. 
	  </t>

	  <t>
	    After proper authentication and authorization, the
	    notifier accepts the subscription.
	  </t>
	  
	  <t>
	    The notifier then immediately sends the initial event
	    notification, including a unique entity-tag in a SIP-ETag
	    header field.
	  </t>

	  <t>
	    The subscriber accepts the notification and stores the
	    entity-tag value along with the resource state.
	  </t>

	  <t>
	    Later, the subscriber refreshes the subscription, and
	    includes an entity-tag in a Suppress-If-Match header
	    field.
	  </t>

	  <t>
	    The notifier evaluates the condition by matching its local
	    entity-tag value for the resource against the value of the
	    Suppress-If-Match header field. If the condition evaluates
	    to true, the notifier informs the subscriber that the
	    notification will not be sent.
	  </t>

	  <t>
	    At some point, the state of the resource changes, e.g.,
	    the presence status of a user changes from online to
	    busy. This triggers an event notification with a new value
	    in the SIP-ETag header field.
	  </t>
	  
	  <t>
	    The subscriber accepts the notification and stores the new
	    entity-tag along with the resource state.
	  </t>

	  <t>
	    After a while, the subscriber decides to terminate the
	    subscription. It adds a condition for Suppress-If-Match,
	    and includes the entity-tag it received in the previous
	    NOTIFY.
	  </t>

	  <t>
	    The notifier evaluates the condition by matching its
	    entity-tag for the resource against the value of the
	    Suppress-If-Match header field.  If the condition
	    evaluates to true, the notifier informs the subscriber
	    that no notification will be sent. This concludes the
	    subscription.
	  </t>
	</list>

	The benefit of using conditional notification in this example
	is in the reduction of the number of NOTIFY requests the
	subscriber can expect to receive. Each event notification that
	the subscriber has already seen is suppressed by the
	notifier. This example illustrates only one use case for the
	mechanism; the same principles can be used to optimize the
	flow of messages related to other event notification use
	cases.
      </t>
	
     </section>

    <section anchor="model" title="Resource Model for Entity-Tags">
      
      <t>
	The key to understanding how conditional notification works is
	understanding the underlying resource model of event
	notification. In general, this model is similar to the
	resource model of HTTP with some key differences. This section
	explains in detail the model as it applies to SIP
	events. <xref target="diagram" /> illustrates the model.
      </t>      

      <figure anchor="diagram" title="Resource Model Diagram">
	<artwork><![CDATA[

                  +-----+
  ............    |     |
  .          .    | URI |
  . Represen .    |     |
  . tation   .    +-----+   
  .          .       |*
  ............       |
       .             |
       .             V
       .        +----------+            +---------+
    composition |          |*           |  Event  |
       +------<>| Resource |----------->| Package |<----.
       |        |          |            |         |     |
       |        +----------+            +----.----+     |
       |                                    /_\         |
       |*                                    | classification
   +--------+                                |          |
   |        |        .----------------.------'          |
   | Entity |        |                |                 |
   |        |        |                |                 |*
   +--------+   +----------+    +------------+     +----------+
       ^        |          |    |            |     |          |
       |        | Presence |    | Conference |     | Template |
       |        |          |    |            |     |          |
       |1..*    +----------+    +------------+     +----.-----+
  +---------+                                          /_\
  |         |                                           |
  | Version |                                           |
  |         |                                      +---------+
  +---------+                                      | Watcher |
       |1                                          |  Info   |
       |                                           |         |
       |                                           +---------+
       V
  +---------+
  | Entity- |
  |   Tag   |
  |         |
  +---------+
                            
]]></artwork>
      </figure>

      <t>
	For a given event package, there is a single authoritative
	agent responsible for zero or more resources. That is, even
	for a distributed agent, the resource state is uniform across
	all instances. The resource itself can be a <xref
	target="RFC4662">list of resources</xref>. Conditional
	notification for list subscriptions is addressed in <xref
	target="rls" />.
      </t>

      <t>
	A resource is identified by zero or more URIs, which can be
	SIP URIs, <xref target="RFC3859">pres URIs</xref> or
	similar. Subscribers use this URI to subscribe to the resource
	for certain types of events, identified by the event package.
      </t>
      
      <t>
	With a successful subscription, a subscriber receives event
	notifications that communicate the resource state and the
	changes thereto. Each event notification carries a
	representation of the current resource state. This
	representation is influenced by many factors, e.g.,
	authorization and filtering rules, and the event composition
	rules of the notifier.
      </t> 
	
      <t>
	This representation is realized in what is called an entity.
	Each resource may be associated with zero or more entities;
	however, an entity is only valid for a single resource.

	<list style="empty">
	  
	  <t>
	    Note that, as can be seen from the illustration, the
	    association between a resource and an entity follows the
	    typical composition relationship, i.e., an entity may
	    belong to only one resource, and it is expected to only
	    exist with that resource.
	  </t>
	</list>
      </t>
      
      <t>
	An entity consists of the data carried in the body of a
	NOTIFY message, and related meta-data in the message
	header. This meta-data includes, but is not limited to the
	following SIP header fields:
      </t>
      
      <figure>
	<artwork type="abnf"><![CDATA[
entity-header  =  Content-Disposition   ; defined in RFC 3261
               /  Content-Encoding      ; defined in RFC 3261
               /  Content-Language      ; defined in RFC 3261
               /  Content-Length        ; defined in RFC 3261          
               /  Content-Type          ; defined in RFC 3261
               /  Event                 ; defined in RFC 3265
               /  extension-header      ; defined in RFC 3261
	]]></artwork>
      </figure>
      
      <t>
	Note that the Subscription-State is explicitly not part of the
	entity. Event packages may in the future define additional
	fields that implementations need to consider as part of the
	entity.
      </t>
      
      <t>
	An entity has one or more versions of which only one is
	current and all others stale. Each version has an entity-tag,
	which uniquely identifies it across all versions of all
	entities pertaining to a single resource and event package.
      </t>

      <t>
	With partial event notification, the NOTIFY message only
	carries the delta state, or the set of changes to the previous
	version of the entity. In that case, implementations MUST
	consider the full event state as the version of the entity to
	which the entity-tag in the NOTIFY message applies.
      </t>

      <t>
	The conditional notification mechanism is independent of the
	way in which subscriptions are installed. In other words, the
	mechanism supports implicit subscriptions, such as those
	associated with the <xref target="RFC3515">REFER
	method</xref>.
      </t>

      <t>
	It is possible that the same resource is in some shape or form
	accessible through another mechanism in addition to SIP Event
	Notification, e.g., HTTP or the SIP PUBLISH method. In
	general, implementations MUST NOT expect the entity-tags to be
	shared between the mechanisms, unless event packages or
	specific applications of SIP Events explicitly define such
	dependencies.
      </t>
      
    </section>
    
    <section anchor="subscriber" title="Subscriber Behavior">

        <t>
	  This section augments the subscriber behavior defined in
	  <xref target="RFC3265">RFC3265</xref>. It first discusses
	  general issues related to <xref target="subs_support">indicating
	  support for the mechanism</xref> and <xref
	  target="subs_gen">creating conditions in SUBSCRIBE
	  requests</xref>; it then describes the workflows for the
	  main three use cases for making the subscription
	  conditional.
	</t>     
               
	<section anchor="subs_support" title="Detecting Support for
					      Conditional Notification">
	  
	  <t>
	    The mechanism defined in this memo is backwards compatible
	    with <xref target="RFC3265">SIP events</xref> in that a
	    notifier supporting this mechanism will insert a SIP
	    entity-tag in its NOTIFY requests, and a subscriber that
	    understands this mechanism will know how to use it in
	    creating a conditional request.
	  </t>

	  <t>
	    Unaware subscribers will simply ignore the entity-tag,
	    make requests without conditions and receive the default
	    treatment from the notifier. Unaware notifiers will simply
	    ignore the conditional header fields, and continue normal
	    operation.
	  </t>

	</section>

	<section anchor="subs_gen" title="Generating SUBSCRIBE Requests">
        
	  <t>
	    When creating a conditional SUBSCRIBE request, the
	    subscriber MUST include a single conditional header field
	    including an entity-tag in the request. The condition is
	    evaluated by comparing the entity-tag of the subscribed
	    resource with the entity-tag carried in the conditional
	    header field. If they match, the condition evaluates to
	    true.
	  </t>

	  <t>
	    Unlike the condition introduced for
	    the <xref target="RFC3903">SIP PUBLISH</xref> method,
	    these conditions do not apply to the SUBSCRIBE request
	    itself, but to the resulting NOTIFY requests. When true,
	    the condition drives the notifier to change its behavior
	    with regards to sending the notifications after the
	    SUBSCRIBE.
	  </t>
	  
	  <t>
	    This specification defines a new header field called
	    "Suppress-If-Match". This header field introduces a
	    condition to the SUBSCRIBE request. If true, it instructs
	    the notifier to suppress (i.e., block) the first NOTIFY
	    request following the SUBSCRIBE, and return a 204 (No
	    Notification) response to the SUBSCRIBE request. As long
	    as the condition remains true, it also instructs the
	    notifier to either suppress any subsequent NOTIFY request,
	    or if there are reportable changes in the NOTIFY header,
	    e.g., the Subscription-State has changed, suppress the
	    body of any subsequent NOTIFY request.
	  </t>
	  
	  <t>
	    If the condition is false, the notifier follows its
	    default behaviour.
	  </t>

	  <t>
	    If the subscriber receives a 204 (No Notification)
	    response to SUBSCRIBE, it MUST consider the subscription
	    handshake as completed. That is, the subscriber can clear
	    any handle that it may have had pending on a NOTIFY to
	    conclude establishing the subscription.
	  </t>

	  <t>
	    The value of the "Suppress-If-Match" header field is an
	    entity-tag, which is an opaque token that the subscriber
	    simply copies from a previously received NOTIFY request.
	  </t>

	  <t>
	    Example:
	    
	    <list style="empty">
	      <t>Suppress-If-Match: b4cf7</t>
	    </list>
	  </t>
	  
	  <t>
	    The header field can also be wildcarded using the special
	    "*" entity-tag value. Such a condition always evaluates to
	    true regardless of the value of the current entity-tag for
	    the resource.
	  </t>
	    
	  <t>
	    Example:
	    
	    <list style="empty">
	      <t>Suppress-If-Match: *</t>
	    </list>
	  </t>

	  <t>
	    Such a wildcard condition effectively quenches a
	    subscription; the only notifications received are those
	    reporting changes to the subscription state. Such
	    notifications will also not contain a body.
	    
	    <list style="empty">
	      <t>
		A subscription with a wildcard "Suppress-If-Match"
		condition is useful in scenarios where the subscriber
		wants to temporarily put a subscription in dormant
		mode. For example, a host may want to conserve
		bandwidth and power when it detects from screen or
		input device inactivity that the user isn't actively
		monitoring the presence statuses of buddies.
	      </t>
	    </list>
	  </t>

	</section>

	<section title="Receiving NOTIFY Requests">
	  
	  <t>
	    When a subscriber receives a NOTIFY request that contains
	    a SIP-ETag header field, it MUST store the entity-tag if
	    it wishes to make use of the conditional notification
	    mechanism. The subscriber MUST be prepared to receive a
	    NOTIFY with any entity-tag value, including a value that
	    matches any previous value that the subscriber might have
	    seen.
	  </t>

	</section>

	<section title="Polling or Fetching Resource State">

	  <t>
	    Polling with conditional notification allows a user agent
	    to efficiently poll resource state. This is accomplished
	    using the Suppress-If-Match condition:
	  </t>
	    
	  <figure anchor="fig_poll" title="Polling Resource State">
	    <artwork><![CDATA[

       Subscriber                               Notifier
       ----------                               --------
  
       (1) SUBSCRIBE       -------->       
           Expires: 0
                           <--------       (2) 202
                     
                           <--------       (3) NOTIFY
                                               SIP-ETag: f2e45
       
       (4) 200             -------->       


       ... poll interval elapses ...


       (5) SUBSCRIBE       -------->       
           Suppress-If-Match: f2e45
           Expires: 0

                           <--------       (6) 204
       
]]></artwork>
	  </figure>

	  <t>
	    <list style="numbers">
	      <t>The subscriber polls for resource state by sending a
	      SUBSCRIBE with zero expiry (expires immediately).</t>

	      <t>The notifier accepts the SUBSCRIBE with a 202 (Accepted)
	      response.</t>
	      
	      <t>The notifier then immediately sends a first (and
	      last) NOTIFY request with the current resource state,
	      and the current entity-tag in the SIP-ETag header
	      field.</t>

	      <t>The subscriber accepts the notification with a 200 (OK)
	      response.</t>

	      <t>After some arbitrary poll interval, the subscriber
	      sends another SUBSCRIBE with a Suppress-If-Match
	      header field that includes the entity-tag received in
	      the previous NOTIFY.</t>

	      <t>Since the resource state has not changed since the
	      previous poll occurred, the notifier sends a 204 (No
	      Notification) response, which concludes the poll.</t>
	    </list>
	  </t>
	  
	</section>
	
	<section anchor="subs_resume" title="Resuming a Subscription">

	  <t>
	    Resuming a subscription means the ability to continue an
	    earlier subscription that either closed abruptly, or was
	    explicitly terminated. When resuming, the subscription is
	    established without transmitting the resource state. This
	    is accomplished with conditional notification and the
	    Suppress-If-Match header field:
	  </t>

	  <figure anchor="fig_resume" title="Resuming a Subscription">
	    <artwork><![CDATA[

       Subscriber                               Notifier
       ----------                               --------
  
       (1) SUBSCRIBE       -------->       
           Suppress-If-Match: ega23
           Expires: 3600
                           <--------       (2) 202
                     
                           <--------       (3) NOTIFY
                                               Subscription-State: active
                                               SIP-ETag: ega23
                                               Content-Length: 0
       (4) 200             -------->       

]]></artwork>
	  </figure>
	  
	  <t>
	    <list style="numbers">
	      <t>The subscriber attempts to resume an earlier
	      subscription by including a Suppress-If-Match
	      header field with the entity-tag it last received.</t>

	      <t>The notifier accepts the subscription after proper
	      authentication and authorization, by sending a 202
	      (Accepted) response.</t>

	      <t>Since the condition is true, the notifier then
	      immediately sends an initial NOTIFY request that has no
	      body. It also mirrors the current entity-tag of the
	      resource in the SIP-ETag header field.</t>

	      <t>The subscriber accepts the NOTIFY and sends a 200 (OK)
	      response.</t>
	    </list>
	    </t>
	  
	  <t>
	    Had the entity-tag not been valid any longer, the
	    condition would have evaluated to false, and the NOTIFY
	    would have had a body containing the latest resource
	    state.
	  </t>

	</section>

	<section anchor="subs_refresh" title="Refreshing a
					      Subscription">
	  <t>
	    To refresh a subscription using conditional notification,
	    the subscriber creates a subscription refresh before the
	    subscription is about to expire, and uses the
	    Suppress-If-Match header field:
	  </t>

	  <figure anchor="fig_refresh" title="Refreshing a Subscription">
	    <artwork><![CDATA[

       Subscriber                               Notifier
       ----------                               --------
  
       (1) SUBSCRIBE       -------->       
           Suppress-If-Match: aba91
           Expires: 3600

                           <--------       (2) 204
                                               Expires: 3600

]]></artwork>
	  </figure>

	  <t>
	    <list style="numbers">
	      <t>Before the subscription is about to expire, the
	      subscriber sends a SUBSCRIBE request that includes the
	      Suppress-If-Match header field with the latest
	      entity-tag it has seen.</t>
	      
	      <t>If the condition evaluates to true, the notifier
	      sends a 204 (No Notification) response and sends no NOTIFY
	      request. The Expires header field of the 204 (No
	      Notification) indicates the new expiry time.</t>
	    </list>
	  </t>
	  
	</section>

	<section anchor="subs_terminate" title="Terminating a
						Subscription">
	  <t>
	    To terminate a subscription using conditional
	    notification, the subscriber creates a SUBSCRIBE request
	    with a Suppress-If-Match condition:
	  </t>
	  
	  <figure anchor="fig_terminate" title="Terminating a Subscription">
	    <artwork><![CDATA[

       Subscriber                               Notifier
       ----------                               --------
  
       (1) SUBSCRIBE       -------->       
           Suppress-If-Match: ega23
           Expires: 0

                           <--------       (2) 204

]]></artwork>
	  </figure>
	    
	    <t>
	      <list style="numbers">
		<t>The subscriber decides to terminate the subscription
		  and sends a SUBSCRIBE request with the
		  Suppress-If-Match condition with the entity-tag
		  it has last seen.</t>
		
		<t>If the condition evaluates to true, the notifier
		  sends a 204 (No Notification) response, which concludes the
		  subscription, and the subscriber can clear all
		  state related to the subscription.</t>
	      </list>
	    </t>
	    
	</section>

	<section anchor="error_conditions" title="Handling Transient Errors">
	  <t>
	    This section is non-normative.
	  </t>
	  
	  <t>
	    In some deployments, there may be Back-to-Back
	    User Agent (B2BUA) devices that track SIP dialogs such as
	    subscription dialogs. These devices may be unaware of the
	    conditional notification mechanism.
	  </t>

	  <t>
	    It is possible that such B2BUAs always expect to see a
	    NOTIFY method to conclude the dialog establishment as
	    specified in <xref target="RFC3265">SIP Events</xref>, and
	    if this NOTIFY request is suppressed, may terminate or
	    block the subscription. Other problems may also arise,
	    e.g., it is possible that some B2BUA devices treat a
	    NOTIFY with suppressed body as an error.
	  </t>

	  <t>
	    In general, there is very little that an endpoint can do
	    to recover from such transient errors. The most that can
	    be done is to try to detect such errors, and define a fall
	    back behavior.
	  </t>

	  <t>
	    If subscribers encounter transient errors in conditional
	    notification, they should disable the feature and fall
	    back to normal subscription behavior.
	  </t>
	</section>
    </section>
		
    <section anchor="notifier" title="Notifier Behavior">
     
      <t>
	This section augments the notifier behavior as specified in
	<xref target="RFC3265">RFC3265</xref>.
      </t>
       
      <section anchor="generating" title="Generating Entity-tags">
	 
	<t>
	  A notifier MUST generate entity-tags for event
	  notifications of all resources it is responsible for. The
	  entity-tag MUST be unique across all versions of all
	  entities for a resource and event package.
	</t>
	   
	 <t>
	   An entity-tag is a token carried in the SIP-ETag header
	   field, and it is opaque to the client. The notifier is free
	   to decide on any means for generating the entity-tag. It
	   can have any value, except for "*". For example, one
	   possible method is to implement the entity-tag as a simple
	   counter, incrementing it by one for each generated
	   notification per resource.
	 </t>
	 
	 <t>
	   An entity-tag is considered valid for as long as the entity
	   is valid. An entity becomes stale when its version is no
	   longer the current one. The notifier MUST remember the
	   entity-tag of an entity as long as the version of the
	   entity is current. The notifier MAY remember the entity-tag
	   longer than this, e.g., for implementing <xref
	   target="differentials">journaled state
	   differentials</xref>.
	 </t>

	 <t>
	   The entity tag values used in publications are not
	   necessarily shared with the entity tag values used in
	   subscriptions. This is because there may not always be a
	   one-to-one mapping between a publication and a
	   notification; there may be several sources to the event
	   composition process.
	 </t>
	  
       </section>
	
       <section anchor="suppressing" title="Suppressing NOTIFY Bodies">

	 <t>
	   When a condition in a SUBSCRIBE request for suppressing
	   notifications is true, i.e., the local entity-tag for the
	   resource state and the entity-tag in a Suppress-If-Match
	   header field match, but there are reportable changes in the
	   NOTIFY header, e.g., the Subscription-State has changed,
	   the notifier MUST suppress the body of the NOTIFY
	   request. That is, the resulting NOTIFY contains no
	   Content-Type header field, the Content-Length is set to
	   zero, and no payload is attached to the message.
	 </t>
           
	 <t>
	   Suppressing the entity body of a NOTIFY does not change the
	   current entity-tag of the resource. Hence, the NOTIFY MUST
	   contain a SIP-Etag header field that contains the unchanged
	   entity-tag of the resource state.
	 </t>

	 <t>
	   A Suppress-If-Match header field that includes an
	   entity-tag with the value of "*" MUST always evaluate to
	   true.
	 </t>
		
       </section>
       
       <section anchor="suppressing_request" title="Suppressing NOTIFY
						    Requests">
	 <t>
	   When a condition in a SUBSCRIBE request to suppress
	   notifications is true, i.e., the local entity-tag of the
	   resource and the entity-tag in a Suppress-If-Match header
	   field match, the notifier MUST suppress the resulting
	   NOTIFY request, and generate a 204 (No Notification)
	   response. As long as the condition remains true, and there
	   are no reportable changes in the NOTIFY header, all
	   subsequent NOTIFY requests MUST also be suppressed.
	 </t>

	 <t>
	   A successful conditional SUBSCRIBE request MUST extend the
	   subscription expiry time.
	 </t>

	 <t>
	   Suppressing the entire NOTIFY has no effect on the
	   entity-tag of the resource. In other words, it remains
	   unchanged.
	 </t>

	 <t>
	   A Suppress-If-Match header field that includes an
	   entity-tag with the value of "*" MUST always evaluate to
	   true.
	 </t>
		
	
       </section>
       
       <section anchor="differentials" title="State Differentials">
	 
	 <t>
	   Some event packages may support a scheme where
	   notifications contain state differentials, or <xref
	   target="RFC3265">state deltas</xref> instead of complete
	   resource state.
	 </t>

	 <t>
	   A notifier can optionally keep track of the state changes
	   of a resource, e.g., storing the changes in a journal. If a
	   condition fails, the notifier MAY send a state differential
	   in the NOTIFY rather than the full state of the event
	   resource. This is only possible if the event package and
	   the subscriber both support a payload format that has this
	   capability. 
	 </t>

	 <t>
	   When state differentials are sent, the SIP-ETag header
	   field MUST contain an entity-tag that corresponds to the
	   full resource state.
	 </t>
	
       </section>

       <section anchor="rls" title="List Subscriptions">
	 
	 <t>
	   The <xref target="RFC4662">Event Notification Extension for
	   Resource Lists</xref> defines a mechanism for subscribing
	   to a homogeneous list of resources using the SIP events
	   framework.
	 </t>

	 <t>
	   A list subscription delivers event notifications that contain
	   both Resource List Meta-Information (RLMI) documents as
	   well as the resource state of the individual resources on
	   the list.
	 </t>

	 <t>
	   Implementations MUST consider the full resource state of a
	   resource list including RLMI and the entity-header as the
	   entity to which the entity-tag applies.
	 </t>
	 
       </section>
       
     </section>

     <section anchor="proto" title="Protocol Element Definitions">
       
       <t>
	 This section describes the protocol extensions required for
	 conditional notification.
       </t>
       
       <section anchor="proto_resp" title="204 (No Notification)
					   Response Code">
	 
	 <t>
	   The 204 (No Notification) response code indicates that
	   the request was successful, but the notification associated
	   with the request will not be sent.
	 </t>
	 
	 <t>
	   The response code is added to the "Success" production rule
	   in the <xref target="RFC3261">SIP</xref> message grammar.
	 </t>
	 
       </section>
       
       <section anchor="proto_header" title="Suppress-If-Match
					     Header Field">
	 
	 <t>
	   The Suppress-If-Match header field is added to the
	   definition of the "message-header" rule in
	   the <xref target="RFC3261">SIP</xref> grammar. Its use is
	   described in <xref target="subscriber" />,
	   <xref target="suppressing_request" /> and
	   <xref target="suppressing" />.
	 </t>

	 <t>
	   This header field is allowed to appear in any
	   request, but its behavior is only defined for the
	   SUBSCRIBE request.
	 </t>
	 
       </section>
       
       <section anchor="proto_grammar" title="Grammar">
	 
	 <t>
	   This section defines the formal syntax for extensions
	   described in this memo in <xref target="RFC4234">Augmented
	   BNF (ABNF)</xref>.  The rules defined here augment and
	   reference the syntax defined in <xref
	   target="RFC3261">RFC3261</xref> and <xref
	   target="RFC3903">RFC3903</xref>.
	 </t>
	 
       <figure>
	 <artwork type="abnf"><![CDATA[
Success             =/ "204"  ;  No Notification

      ; Success is defined in RFC3261.

message-header      =/ Suppress-If-Match
      
      ; message-header is defined in RFC3261.
      
Suppress-If-Match   =  "Suppress-If-Match" ":" entity-tag / "*"
  
      ; entity-tag is defined in RFC3903.

]]></artwork>
       </figure>
     
     </section>
     </section>
<!--     
     <section title="Examples">
       <t>
	 FIXME: Add examples
       </t>

       <t>
	 In these examples, simple message exchange between a
	 subscriber (S:) and a notifier (N:) is shown. Note that the
	 messages use addresses from a <xref target="RFC3330">special
	 block of the IPv4 address space dedicated for
	 documentation</xref>. 
       </t>

       <section title="Initial Subscription">
	 <t>S:</t>
	 <figure>
	   <artwork><![CDATA[
   SUBSCRIBE sip:alice@example.net SIP/2.0
   Via: SIP/2.0/UDP 192.0.2.1:5060;rport \
     ;branch=z9hG4bK5Q96v7g0K6ZKj
   Max-Forwards: 70
   From: <sip:192.0.2.1:5060>;tag=51y690065yQeN
   To: <sip:alice@example.net>
   Call-ID: 984b6db8-4101-122a-83be-001641a9e6ae
   CSeq: 80171475 SUBSCRIBE
   Contact: <sip:192.0.2.1:5060;transport=tcp>
   Expires: 3600
   User-Agent: example/1.0
   Accept: application/pidf+xml;q=0.5, \
     application/pidf-partial+xml
   Allow: INVITE, ACK, BYE, CANCEL, OPTIONS, PRACK, \
     MESSAGE, SUBSCRIBE, NOTIFY, REFER, UPDATE
   Event: presence
   Content-Length: 0
	  ]]></artwork>
	 </figure>

	 <t>N:</t>
	<figure>
	  <artwork><![CDATA[
	  ]]></artwork>
	</figure>
	
	<t>N:</t>
	<figure>
	  <artwork><![CDATA[

	  ]]></artwork>
	</figure>

	<t>S:</t>
	<figure>
	  <artwork><![CDATA[

	  ]]></artwork>
	</figure>

       </section>
	
	<section title="Subscription Resume">
	  <t>
	    In this example, the subscriber resumes a subscription
	    that was previously terminated.
	  </t>
	  
	  <t>S:</t>
	<figure>
	  <artwork><![CDATA[
   SUBSCRIBE sip:alice@example.net SIP/2.0
   Via: SIP/2.0/UDP 192.0.2.1:5060;rport \
     ;branch=z9hG4bK5Q96v7g0K6ZKj
   Max-Forwards: 70
   From: <sip:192.0.2.1:5060>;tag=51y690065yQeN
   To: <sip:alice@example.net>
   Call-ID: 984b6db8-4101-122a-83be-001641a9e6ae
   CSeq: 80171475 SUBSCRIBE
   Contact: <sip:192.0.2.1:5060;transport=tcp>
   Expires: 3600
   User-Agent: example/1.0
   Accept: application/pidf+xml;q=0.5, \
     application/pidf-partial+xml
   Allow: INVITE, ACK, BYE, CANCEL, OPTIONS, PRACK, \
     MESSAGE, SUBSCRIBE, NOTIFY, REFER, UPDATE
   Event: presence
   SIP-Etag: 7bbfd2
   Content-Length: 0
	  ]]></artwork>
	</figure>

	 <t>N:</t>
	<figure>
	  <artwork><![CDATA[

	  ]]></artwork>
	</figure>


	  <figure>
	    <artwork><![CDATA[

  ]]></artwork>
	  </figure>
	</section>
	
	<section title="Subscription Refresh">
	  <t>TODO</t>
	</section>
	
	<section title="Subscription Termination">
	  <t>TODO</t>
	</section>
	
       </section>
  -->

<!-- No longer necessary
     <section title="Open Issues and Todo">
       <t>
	 <list style="symbols">
	   <t>
	     The applicability of subnot-etags to RLS subscriptions
	     should be clarified. In particular, how does the
	     entity-tag relate to RLMI vs. the resource state?
	   </t>

	   <t>
	     Should add detailed examples of all of the different use
	     cases for conditional notification presented in this
	     document.
	   </t>
	 </list>
       </t>
     </section>
-->     
     <section anchor="iana" title="IANA Considerations">
       
       <t>This document registers a new response code and a new
       header field name.</t>

       <t><list style="empty">
	 <t>Note to IANA and the RFC editor: please replace all occurrences of
	 RFCXYZ in this section with the RFC number of this specification upon
	 publication.</t>
       </list>
       </t>

<!-- Deleted
       <section title='"subnot-etags" Option Tag'>

	 <t>
	   This document registers a new SIP option tag.  This option
	   tag is defined by the following information, which has been
	   added to the option-tags sub-registry under
	   http://www.iana.org/assignments/sip-parameters.
	   
	   <texttable>
	     <ttcol align="left">Name</ttcol>
	     <ttcol align="left">Description</ttcol>
	     <ttcol align="left">Reference</ttcol>
	     <c>subnot-etags</c>
	     <c>This option tag indicates support for
	     entity-tags and conditional notifications in SIP
	     events.</c>
	     <c>[RFCXYZ]</c>
	   </texttable>
	 </t>
       </section>
-->       
       <section title="204 (No Notification) Response Code">
	 
	 <t>
	   This document registers a new response code.  This response
	   code is defined by the following information, which has
	   been added to the methods and response-codes sub-registry
	   under http://www.iana.org/assignments/sip-parameters.

	   <texttable>
	     <preamble>This information is to be added under
	     "Successful 2xx" category.</preamble>
	     <ttcol align="left">Response Code</ttcol>
	     <ttcol align="left">Reference</ttcol>
	     <c>204 No Notification</c>
	     <c>[RFCXYZ]</c>
	   </texttable>
	 </t>
       </section>

       <section title="Suppress-If-Match Header Field">
	 
	 <t>
	   This document registers a new SIP header field called
	   Suppress-If-Match. This header field is defined by the
	   following information, which has been added to the header
	   fields sub-registry under
	   http://www.iana.org/assignments/sip-parameters.

	   <texttable>
	     <ttcol align="left">Header Name</ttcol>
	     <ttcol align="left">Compact</ttcol>
	     <ttcol align="left">Reference</ttcol>
	     <c>Suppress-If-Match</c>
	     <c></c>
	     <c>[RFCXYZ]</c>
	   </texttable>
	 </t>
       </section>

     </section>

     <section anchor="security" title="Security Considerations">
       
       <t>
	 The security considerations for SIP event notification are
	 extensively discussed in <xref target="RFC3265">RFC
	 3265</xref>. This specification introduces an optimization to
	 SIP event notification, which in itself does not alter the
	 security properties of the protocol.
       </t>
       
     </section>

     <section title="Acknowledgments">
       
       <t>
	 The following people have contributed corrections and
	 suggestions to this document: Adam Roach, Sean Olson, Johnny
	 Vrancken, Pekka Pessi, Eva Leppanen, Krisztian Kiss, Peili
	 Xu, Avshalom Houri, David Viamonte, Jonathan Rosenberg, Qian
	 Sun, Dale Worley, Tolga Asveren, Brian Stucker and the SIP
	 and SIMPLE working groups.
       </t>

     </section>

  </middle>
  
  <!-- ************************************************************** -->
  <!-- The BACK section includes the rest of the stuff, references,   -->
  <!-- acknowledgements, authors addresses, etc.                      -->
  <!-- ************************************************************** --> 
  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119" ?>
      <?rfc include="reference.RFC.3261" ?>
      <?rfc include="reference.RFC.3265" ?>
      <?rfc include="reference.RFC.3903" ?>
      <?rfc include="reference.RFC.4234" ?>
    </references>
    
    <references title="Informative References">
      <?rfc include="reference.RFC.3856" ?>
      <?rfc include="reference.RFC.3842" ?>
      <?rfc include="reference.RFC.3680" ?>
      <?rfc include="reference.RFC.2616" ?>
      <?rfc include="reference.RFC.4660" ?>
      <?rfc include="reference.RFC.4662" ?>
      <?rfc include="reference.RFC.3859" ?>
      <?rfc include="reference.RFC.3515" ?>
    </references>
  </back>
  
</rfc>

PAFTECH AB 2003-20262026-04-23 05:33:47