One document matched: draft-ietf-sip-media-security-requirements-04.xml


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<rfc category="info" docName="draft-ietf-sip-media-security-requirements-04"
     ipr="full3978">
  <front>
    <title abbrev="Media Security Requirements">Requirements and Analysis of
    Media Security Management Protocols</title>

    <author fullname="Dan Wing" initials="D." role="editor" surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>CA</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <author fullname="Steffen Fries" initials="S." surname="Fries">
      <organization>Siemens AG</organization>

      <address>
        <postal>
          <street>Otto-Hahn-Ring 6</street>

          <city>Munich</city>

          <region>Bavaria</region>

          <code>81739</code>

          <country>Germany</country>
        </postal>

        <email>steffen.fries@siemens.com</email>
      </address>
    </author>

    <author fullname="Hannes Tschofenig" initials="H" surname="Tschofenig">
      <organization>Nokia Siemens Networks</organization>

      <address>
        <postal>
          <street>Otto-Hahn-Ring 6</street>

          <city>Munich</city>

          <region>Bavaria</region>

          <code>81739</code>

          <country>Germany</country>
        </postal>

        <email>Hannes.Tschofenig@nsn.com</email>

        <uri>http://www.tschofenig.com</uri>
      </address>
    </author>

    <author fullname="Francois Audet" initials="F." surname="Audet">
      <organization>Nortel</organization>

      <address>
        <postal>
          <street>4655 Great America Parkway</street>

          <city>Santa Clara</city>

          <region>CA</region>

          <code>95054</code>

          <country>USA</country>
        </postal>

        <email>audet@nortel.com</email>
      </address>
    </author>

    <date year="2008" />

    <area>RAI</area>

    <workgroup>SIP Working Group</workgroup>

    <keyword>keying</keyword>

    <keyword>Secure RTP</keyword>

    <keyword>SRTP</keyword>

    <abstract>
      <t>This document describes requirements for a protocol to negotiate a
      security context for SIP-signaled SRTP media. In addition to the natural
      security requirements, this negotiation protocol must interoperate well
      with SIP in certain ways. A number of proposals have been published and
      a summary of these proposals is in the appendix of this document.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>The work on media security started when the Session Initiation
      Protocol (SIP) was still in its infancy. With the increased SIP
      deployment and the availability of new SIP extensions and related
      protocols, the need for end-to-end security was re-evaluated. The
      procedure of re-evaluating prior protocol work and design decisions is
      not an uncommon strategy and, to some extent, considered necessary to
      ensure that the developed protocols indeed meet the previously
      envisioned needs for the users on the Internet.</t>

      <t>This document summarizes media security requirements, i.e.,
      requirements for mechanisms that negotiate security context such as
      cryptographic keys and parameters for SRTP.</t>

      <t>The organization of this document is as follows: <xref
      target="terminology"></xref> introduces terminology, <xref
      target="attack_scenarios"></xref> describes various attack scenarios
      against the signaling path and media path, <xref
      target="scenarios"></xref> provides an overview about possible call
      scenarios, <xref target="requirements"></xref> lists requirements for
      media security. The main part of the document concludes with the
      security considerations <xref target="security"></xref>, IANA
      considerations <xref target="iana"></xref> and an acknowledgement
      section in <xref target="acks"></xref>. <xref
      target="comparison"></xref> lists and compares available solution
      proposals. The following <xref target="eval-sip"></xref> compares the
      different approaches regarding their suitability for the SIP signaling
      scenarios described in <xref target="comparison"></xref>, while <xref
      target="eval-sec"></xref> provides a comparison regarding security
      aspects. <xref target="ofs"></xref> lists non-goals for this
      document.</t>
    </section>

    <section anchor="terminology" title="Terminology">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119"></xref>, with the important qualification that, unless
      otherwise stated, these terms apply to the design of the media security
      key management protocol, not its implementation or application.</t>

      <t>Additionally, the following items are used in this document:</t>

      <t><list style="hanging">
          <t hangText="AOR (Address-of-Record): ">A SIP or SIPS URI that
          points to a domain with a location service that can map the URI to
          another URI where the user might be available. Typically, the
          location service is populated through registrations. An AOR is
          frequently thought of as the "public address" of the user.</t>

          <t hangText="SSRC:">The 32-bit value that defines the
          synchronization source, used in RTP. These are generally unique, but
          collisions can occur.</t>

          <t hangText="two-time pad:">The use of the same key and the same
          keystream to encrypt different data. For SRTP, a two-time pad occurs
          if two senders are using the same key and the same RTP SSRC
          value.</t>

          <t hangText="Perfect Forward Secrecy (PFS):">The property that
          disclosure of the long-term secret keying material that is used to
          derive an agreed ephemeral key does not compromise the secrecy of
          agreed keys from earlier runs.</t>

          <t hangText="active adversary:">An active adversary is able to alter
          data communication to affect its operation (see also <xref
          target="RFC4949"></xref>).</t>

          <t hangText="passive adversary:">A passive adversary is able to
          learn information from data communication, but not alter that data
          communication (see also<xref target="RFC4949"></xref>).</t>

          <t hangText="signaling path:">The signaling path is the route taken
          by SIP signaling messages transmitted between the calling and called
          user agents. This can be either direct signaling between the calling
          and called user agents or, more commonly involves the SIP proxy
          servers that were involved in the call setup.</t>

          <t hangText="media path:">The media path is the route taken by media
          packets exchanged by the endpoints. In the simplest case, the
          endpoints exchange media directly, and the “media path”
          is defined by a quartet of IP addresses and TCP/UDP ports, along
          with an IP route. In other cases, this path may include RTP relays,
          mixers, transcoders, session border controllers, NATs, or media
          gateways.</t>
        </list></t>
    </section>

    <section anchor="attack_scenarios" title="Attack Scenarios">
      <t>The discussion in this section relates to requirements R-PASS-MEDIA,
      R-PASS-SIG, R-ASSOC, R-SIG-MEDIA, R-ACT-ACT, and R-ID-BINDING.</t>

      <t>This document classifies adversaries according to their access and
      their capabilities. An adversary might have access:<list style="numbers">
          <t hangText="(1)">only to the media path,</t>

          <t hangText="(2)">only to the signaling path,</t>

          <t hangText="(3)">to the media path and to the signaling path.</t>
        </list></t>

      <t>An attacker that can solely be located along the signaling path, and
      does not have access to media (item 2), is not considered in this
      document.</t>

      <t>There are two different types of adversaries, active and passive. An
      active adversary may need to be active with regard to the key exchange
      relevant information traveling along the media path or traveling along
      the signaling path.</t>

      <t>Based on their robustness against the adversary capabilities
      described above, we can group security mechanisms using the following
      labels. This list is generally ordered from easiest to compromise (at
      the top) to more difficult to compromise:</t>

      <texttable>
        <ttcol align="center">SIP signaling</ttcol>

        <ttcol align="center">media</ttcol>

        <ttcol align="center">abbreviation</ttcol>

        <c>none</c>

        <c>passive</c>

        <c>no-signaling-passive-media</c>

        <c>none</c>

        <c>active</c>

        <c>no-signaling-active-media</c>

        <c>passive</c>

        <c>passive</c>

        <c>passive-signaling-passive-media</c>

        <c>passive</c>

        <c>active</c>

        <c>passive-signaling-active-media</c>

        <c>active</c>

        <c>passive</c>

        <c>active-signaling-passive-media</c>

        <c>active</c>

        <c>active</c>

        <c>active-signaling-active-media</c>

        <c>active</c>

        <c>active</c>

        <c>active-signaling-active-media-detect</c>
      </texttable>

      <t><list style="hanging">
          <t hangText="no-signaling-passive-media:"><vspace blankLines="0" />
          Access to only the media path is sufficient to reveal the content of
          the media traffic.</t>

          <t hangText="passive-signaling-passive-media:"><vspace
          blankLines="0" />Passive attack on the signaling and passive attack
          on the media path is necessary to reveal the content of the media
          traffic.</t>

          <t hangText="passive-signaling-active-media:"><vspace
          blankLines="0" /> Passive attack on the signaling and active attack
          on the media path is necessary to reveal the content of the media
          traffic.</t>

          <t hangText="active-signaling-passive-media:"><vspace
          blankLines="0" />Active attack on the signaling path and passive
          attack on the media path is necessary to reveal the content of the
          media traffic.</t>

          <t hangText="no-signaling-active-media:"><vspace
          blankLines="0" />Active attack on the media path is sufficient to
          reveal the content of the media traffic.</t>

          <t hangText="active-signaling-active-media:"><vspace
          blankLines="0" />Active attack on both the signaling path and the
          media path is necessary to reveal the content of the media
          traffic.</t>

          <t hangText="active-signaling-active-media-detect:"><vspace
          blankLines="0" />Active attack on both signaling and media path is
          necessary to reveal the content of the media traffic (as with
          active-signaling-active-media), and the attack is detectable by
          protocol messages exchanged between the end points.</t>
        </list></t>

      <t>For example, unencrypted RTP is vulnerable to
      no-signaling-passive-media.</t>

      <t>As another example, <xref target="RFC4568">Security
      Descriptions</xref>, when protected by TLS (as it is commonly
      implemented and deployed), belongs in the
      passive-signaling-passive-media category since the adversary needs to
      learn the Security Descriptions key by seeing the SIP signaling message
      at a SIP proxy (assuming that the adversary is in control of the SIP
      proxy). The media traffic can be decrypted using that learned key.</t>

      <t>As another example, DTLS-SRTP falls into
      active-signaling-active-media category when DTLS-SRTP is used with a
      public key based ciphersuite with self-signed certificates and without
      <xref target="RFC4474">SIP-Identity</xref>. An adversary would have to
      modify the fingerprint that is sent along the signaling path and
      subsequently to modify the certificates carried in the DTLS handshake
      that travel along the media path. If DTLS-SRTP is used with both <xref
      target="RFC4474">SIP Identity</xref> and <xref target="RFC4916">SIP
      Connected Identity</xref>, the RFC4474 signature protects both the offer
      and the answer, and such a system would then belong to the
      active-signaling-active-attack-detect category (provided, of course, the
      signaling path to the RFC4474 authenticator and verifier is secured as
      per RFC4474 and the RFC4474 authenticator and verifier are behaving as
      per RFC4474).</t>

      <t>The above discussion of DTLS-SRTP demonstrates how a single security
      protocol can be in different classes depending on the mode in which it
      is operated. Other protocols can achieve similar effect by adding
      functions outside of the on-the-wire key management protocol itself.
      Although it may be appropriate to deploy lower-classed mechanisms in
      some cases, the ultimate security requirement for a media security
      negotiation protocol is that it have a mode of operation available in
      which it is detect-attack, which provides protection against the passive
      and active attacks and provides detection of such attacks. That is,
      there must be a way to use the protocol so that an active attack is
      required against both the signaling and media paths, and so that such
      attacks are detectable by the endpoints.</t>
    </section>

    <section anchor="scenarios" title="Call Scenarios">
      <t>The following subsections describe call scenarios that pose the most
      challenge to the key management system for media data in cooperation
      with SIP signaling.</t>

      <!-- ====================================================================== -->

      <section anchor="clipping"
               title="Clipping Media Before Signaling Answer">
        <t>The discussion in this section relates to requirement
        R-AVOID-CLIPPING.</t>

        <t>Per the SDP Offer/Answer Model <xref target="RFC3264"></xref>,</t>

        <t><list>
            <t>"Once the offerer has sent the offer, it MUST be prepared to
            receive media for any recvonly streams described by that offer. It
            MUST be prepared to send and receive media for any sendrecv
            streams in the offer, and send media for any sendonly streams in
            the offer (of course, it cannot actually send until the peer
            provides an answer with the needed address and port
            information)."</t>
          </list></t>

        <t>To meet this requirement with SRTP, the offerer needs to know the
        SRTP key for arriving media. If either endpoint receives encrypted
        media before it has access to the associated SRTP key, it cannot play
        the media -- causing clipping.</t>

        <t>For key exchange mechanisms that send the answerer's key in SDP, a
        SIP provisional response <xref target="RFC3261"></xref>, such as 183
        (session progress), is useful. However, the 183 messages are not
        reliable unless both the calling and called end point support PRACK
        <xref target="RFC3262"></xref>, use TCP across all SIP proxies,
        implement Security Preconditions <xref target="RFC5027"></xref>, or
        the both ends implement ICE <xref target="I-D.ietf-mmusic-ice"></xref>
        and the answerer implements the reliable provisional response
        mechanism described in ICE. Unfortunately, there is not wide
        deployment of any of these techniques and there is industry reluctance
        to require these techniques to avoid the problems described in this
        section.</t>

        <t>Note that the receipt of an SDP answer is not always sufficient to
        allow media to be played to the offerer. Sometimes, the offerer must
        send media in order to open up firewall holes or NAT bindings before
        media can be received (for details see <xref
        target="I-D.ietf-mmusic-media-path-middleboxes"></xref>). In this
        case, even a solution that makes the key available before the SDP
        answer arrives will not help.<!-- Here additional measures as
            using ICE may provide a solution space. --></t>

        <t>Fixes to early media (i.e., the media that arrives at the SDP
        offerer before the SDP answer arrives) might make the requirements to
        become obsolete, but at the time of writing no progress has been
        accomplished.</t>
      </section>

      <!-- === -->

      <section anchor="forking" title="Retargeting and Forking">
        <t>The discussion in this section relates to requirements
        R-FORK-RETARGET, R-DISTINCT, R-HERFP, and R-BEST-SECURE.</t>

        <t>In SIP, a request sent to a specific AOR but delivered to a
        different AOR is called a "retarget". A typical scenario is a "call
        forwarding" feature. In <xref target="retargeting_figure"></xref>
        Alice sends an INVITE in step 1 that is sent to Bob in step 2. Bob
        responds with a redirect (SIP response code 3xx) pointing to Carol in
        step 3. This redirect typically does not propagate back to Alice but
        only goes to a proxy (i.e., the retargeting proxy) that sends the
        original INVITE to Carol in step 4.</t>

        <t><figure anchor="retargeting_figure" title="Retargeting">
            <artwork align="center"><![CDATA[
                +-----+
                |Alice|
                +--+--+
                   |
                   | INVITE (1)
                   V
              +----+----+
              |  proxy  |
              ++-+-----++
               | ^     |
    INVITE (2) | |     | INVITE (4)
& redirect (3) | |     |
               V |     V
              ++-++   ++----+
              |Bob|   |Carol|
              +---+   +-----+
              ]]></artwork>
          </figure></t>

        <t>Using retargeting might lead to situations where the UAC does not
        know where its request will be going. This might not immediately seem
        like a serious problem; after all, when one places a telephone call on
        the PSTN, one never really knows if it will be forwarded to a
        different number, who will pick up the line when it rings, and so on.
        However, when considering SIP mechanisms for authenticating the called
        party, this function can also make it difficult to differentiate an
        intermediary that is behaving legitimately from an attacker. From this
        perspective, the main problems with retargeting ares:</t>

        <t><list style="hanging">
            <t hangText="Not detectable by the caller: ">The originating user
            agent has no means of anticipating that the condition will arise,
            nor any means of determining that it has occurred until the call
            has already been set up.</t>

            <t hangText="Not preventable by the caller:">There is no existing
            mechanism that might be employed by the originating user agent in
            order to guarantee that the call will not be re-targeted.</t>
          </list></t>

        <t>The mechanism used by SIP for identifying the calling party is SIP
        Identity <xref target="RFC4474"></xref>. However, due to the nature of
        retargeting SIP Identity can only identify the calling party (that is,
        the party that initiated the SIP request). Some key exchange
        mechanisms predate SIP Identity and include their own identity
        mechanism (e.g., MIKEY). However, those built-in identity mechanism
        also suffer from the SIP retargeting problem. While <xref
        target="RFC4916">Connected Identity</xref> allows positive
        identification of the called party, the primary difficulty still
        remains that the calling party does not know if a mismatched called
        party is legitimate (i.e., due to authorized retargeting) or
        illegitimate (i.e., due to unauthorized retargeting by an attacker
        above to modify SIP signaling).</t>

        <t>In SIP, 'forking' is the delivery of a request to multiple
        locations. This happens when a single AOR is registered more than
        once. An example of forking is when a user has a desk phone, PC
        client, and mobile handset all registered with the same AOR.</t>

        <t><figure anchor="forking_figure" title="Forking">
            <artwork align="center"><![CDATA[
         +-----+
         |Alice|
         +--+--+
            |
            | INVITE
            V
      +-----+-----+
      |   proxy   |
      ++---------++
       |         |
INVITE |         | INVITE
       V         V
    +--+--+   +--+--+
    |Bob-1|   |Bob-2|
    +-----+   +-----+
]]></artwork>
          </figure></t>

        <t>With forking, both Bob-1 and Bob-2 might send back SDP answers in
        SIP responses. Alice will see those intermediate (18x) and final (200)
        responses. It is useful for Alice to be able to associate the SIP
        response with the incoming media stream. Although this association can
        be done with ICE <xref target="I-D.ietf-mmusic-ice"></xref>, and ICE
        is useful to make this association with RTP, it is not desirable to
        require ICE to accomplish this association.</t>

        <t>Forking and retargeting are often used together. For example, a
        boss and secretary might have both phones ring (forking) and rollover
        to voice mail if neither phone is answered (retargeting).</t>

        <t>To maintain security of the media traffic, only the end point that
        answers the call should know the SRTP keys for the session. Forked and
        re-targeted calls only reveal sensitive information to non-responders
        when the signaling messages contain sensitive information (e.g., SRTP
        keys) that is accessible by parties that receive the offer, but may
        not respond (i.e., the original recipients in a retargeted call, or
        non-answering endpoints in a forked call). For key exchange mechanisms
        that do not provide secure forking or secure retargeting, one
        workaround is to re-key immediately after forking or retargeting.
        However, because the originator may not be aware that the call forked
        this mechanism requires rekeying immediately after every session is
        established. This doubles the number of messages processed by the
        network.</t>

        <t>Further compounding this problem is a unique feature of SIP that
        when forking is used, there is always only one final error response
        delivered to the sender of the request: the forking proxy is
        responsible for choosing which final response to choose in the event
        where forking results in multiple final error responses being received
        by the forking proxy. This means that if a request is rejected, say
        with information that the keying information was rejected and
        providing the far end's credentials, it is very possible that the
        rejection will never reach the sender. This problem, called the <xref
        target="I-D.mahy-sipping-herfp-fix">Heterogeneous Error Response
        Forking Problem (HERFP)</xref>, is difficult to solve in SIP. Because
        we expect the HERFP to continue to be a problem in SIP for the
        foreseeable future, a media security system should function even in
        the presence of HERFP behavior.</t>
      </section>

      <!--
      <section anchor="ICE4association" title="Using ICE to Associate Media and Signaling">
        <t>In the absence of a technique in the key exchange to associate SIP signaling with the
          media, ICE may be used. This technique does not need an external STUN server or external
          TURN server; rather, what is used are ICE connectivity checks:</t>

        <t>
          <list style="symbols">
            <t>The offer has at least one a=candidate line, matching the m/c lines</t>

            <t>The answerer has to minimally support the new 'lite' mode of ICE. This means the
              answerer's SDP also has an a=candidate line that matches its m/c lines. In ICE's
              'lite' mode, the answerer only responds to STUN Binding Requests.</t>

            <t>There are two ways the offerer will notice forking occurred:</t>
            <list style="symbols">
              <t>media (RTP or SRTP) arrives from different transport addresses</t>

              <t>STUN connectivity checks with different STUN usernames arrive from different
                transport addresses</t>

              <t>multiple answers arrive in SIP signaling</t>
            </list>

            <t>When the offerer notices forking occurred, and the offerer needs to associate an SDP
              answer with the media path, the offerer can send a STUN Binding Request to the address
              specified in the SDP and perform ICE triggered checks, as specified by ICE. This
              allows correlating the media path with the endpoint that generated the SDP answer.</t>
          </list>
        </t>
        <t>[Editor's Note: Even though this describes a possible solution in a requirements
          document, we listed it for further comments.]</t>
      </section>

-->

      <!-- === -->

      <section anchor="conferencing" title="Shared Key Conferencing">
        <t>The consensus on the RTPSEC mailing list was to concentrate on
        unicast, point-to-point sessions. Thus, there are no requirements
        related to shared key conferencing. This section is retained for
        informational purposes.</t>

        <t>For efficient scaling, large audio and video conference bridges
        operate most efficiently by encrypting the current speaker once and
        distributing that stream to the conference attendees. Typically,
        inactive participants receive the same streams -- they hear (or see)
        the active speaker(s), and the active speakers receive distinct
        streams that don't include themselves. In order to maintain
        confidentiality of such conferences where listeners share a common
        key, all listeners must rekeyed when a listener joins or leaves a
        conference.</t>

        <t>An important use case for mixers/translators is a conference
        bridge:</t>

        <t><figure anchor="figure_centralized_keying"
            title="Centralized Keying">
            <artwork align="center"><![CDATA[
            +----+
A --- 1 --->|    |
  <-- 2 ----| M  |
            | I  |
B --- 3 --->| X  |
  <-- 4 ----| E  |
            | R  |
C --- 5 --->|    |
  <-- 6 ----|    |
            +----+
              ]]></artwork>
          </figure></t>

        <t>In the figure above, 1, 3, and 5 are RTP media contributions from
        Alice, Bob, and Carol, and 2, 4, and 6 are the RTP flows to those
        devices carrying the 'mixed' media.</t>

        <t>Several scenarios are possible:</t>

        <t><list style="letters">
            <t>Multiple inbound sessions: 1, 3, and 5 are distinct RTP
            sessions,</t>

            <t>Multiple outbound sessions: 2, 4, and 6 are distinct RTP
            sessions,</t>

            <t>Single inbound session: 1, 3, and 5 are just different sources
            within the same RTP session,</t>

            <t>Single outbound session: 2, 4, and 6 are different flows of the
            same (multi-unicast) RTP session</t>
          </list></t>

        <t>If there are multiple inbound sessions and multiple outbound
        sessions (scenarios a and b), then every keying mechanism behaves as
        if the mixer were an end point and can set up a point-to-point secure
        session between the participant and the mixer. This is the simplest
        situation, but is computationally wasteful, since SRTP processing has
        to be done independently for each participant. The use of multiple
        inbound sessions (scenario a) doesn't waste computational resources,
        though it does consume additional cryptographic context on the mixer
        for each participant and has the advantage of data origin
        authentication.</t>

        <t>To support a single outbound session (scenario d), the mixer has to
        dictate its encryption key to the participants. Some keying mechanisms
        allow the transmitter to determine its own key, and others allow the
        offerer to determine the key for the offerer and answerer. Depending
        on how the call is established, the offerer might be a participant
        (such as a participant dialing into a conference bridge) or the
        offerer might be the mixer (such as a conference bridge calling a
        participant). The use of offerless INVITEs may help some keying
        mechanisms reverse the role of offerer/answerer. A difficulty,
        however, is knowing a priori if the role should be reversed for a
        particular call. The significant advantage of a single outbound
        session is the number of SRTP encryption operations remains constant
        even as the number of participants increases. However, a disadvantage
        is that data origin authentication is lost, allowing any participant
        to spoof the sender (because all participants know the sender's SRTP
        key).</t>
      </section>

      <section anchor="recording" title="Recording">
        <t>The discussion in this section relates to requirement
        R-RECORDING.</t>

        <t>Some business environments, such as stock brokers, banks, and
        catalog call centers, require recording calls with customers. This is
        the familiar "this call is being recorded for quality purposes" heard
        during calls to these sorts of businesses. In these environments,
        media recording is typically performed by an intermediate device (with
        RTP, this is typically implemented in a 'sniffer').</t>

        <t>When performing such call recording with SRTP, the end-to-end
        security is compromised. This is unavoidable, but necessary because
        the operation of the business requires such recording. It is desirable
        that the media security is not unduly compromised by the media
        recording. The endpoint within the organization needs to be informed
        that there is an intermediate device and needs to cooperate with that
        intermediate device.</t>

        <t>This scenario does not place a requirement directly on the key
        management protocol. The requirement could be met directly by the key
        management protocol (e.g., MIKEY-NULL or <xref
        target="RFC4568"></xref>) or through an external out-of-band-mechanism
        (e.g., <xref target="I-D.wing-sipping-srtp-key"></xref>).</t>
      </section>

      <section anchor="pstn_gateway" title="PSTN gateway">
        <t>The discussion in this section relates to requirement R-PSTN.</t>

        <t>It is desirable, even when one leg of a call is on the PSTN, that
        the IP leg of the call be protected with SRTP.</t>

        <t>A typical case of using media security where two entities are
        having a VoIP conversation over IP capable networks. However, there
        are cases where the other end of the communication is not connected to
        an IP capable network. In this kind of setting, there needs to be some
        kind of gateway at the edge of the IP network which converts the VoIP
        conversation to format understood by the other network. An example of
        such gateway is a PSTN gateway sitting at the edge of IP and PSTN
        networks (such as the architecture described in <xref
        target="RFC3372"></xref>).</t>

        <t>If media security (e.g., SRTP protection) is employed in this kind
        of gateway-setting, then media security and the related key management
        is terminated at the PSTN gateway. The other network (e.g., PSTN) may
        have its own measures to protect the communication, but this means
        that from media security point of view the media security is not
        employed truely end-to-end between the communicating entities.</t>
      </section>

      <section title="Call Setup Performance">
        <t>The discussion in this section relates to requirement R-REUSE.</t>

        <t>Some devices lack sufficient processing power to perform public key
        operations or Diffie-Hellman operations for each call, or prefer to
        avoid performing those operations on every call. The ability to re-use
        previous public key or Diffie-Hellman operations can vastly decrease
        the call setup delay and processing requirements for such devices.</t>

        <t>In certain devices, it can take a second or two to perform a
        Diffie-Hellman operation. Examples of these devices include handsets,
        IP Multimedia Services Identity Module (ISIMs), and PSTN gateways.
        PSTN gateways typically utilize a Digital Signal Processor (DSP) which
        is not yet involved with typical DSP operations at the beginning of a
        call, thus the DSP could be used to perform the calculation, so as to
        avoid having the central host processor perform the calculation.
        However, not all PSTN gateways use DSPs (some have only central
        processors or their DSPs are incapable of performing the necessary
        public key or Diffie-Hellman operation), and handsets lack a separate,
        unused processor to perform these operations.</t>

        <t>Two scenarios where R-REUSE is useful are calls between an endpoint
        and its voicemail server or its PSTN gateway. In those scenarios calls
        are made relatively often and it can be useful for the voicemail
        server or PSTN gateway to avoid public key operations for subsequent
        calls.</t>

        <t>Storing keys across sessions often interferes with perfect forward
        secrecy (R-PFS).</t>
      </section>

      <section title="Transcoding">
        <t>The discussion in this section relates to requirement
        R-TRANSCODER.</t>

        <t>In some environments is is necessary for network equipment to
        transcode from one codec (e.g., a highly compressed codec which makes
        efficient use of wireless bandwidth) to another codec (e.g., a
        standardized codec to a SIP peering interface). With RTP, a
        transcoding function can be performed with the combination of a SIP
        B2BUA (to modify the SDP) and a processor to perform the transcoding
        between the codecs. However, with end-to-end secured SRTP, a
        transcoding function implemented the same way is a man in the middle
        attack, and the key management system prevents its use.</t>

        <t>However, such a network-based transcoder can still be realized with
        the cooperation and approval of the endpoint, and can provide
        end-to-transcoder and transcoder-to-end security.</t>
      </section>

      <section title="Upgrading to SRTP">
        <t>The discussion in this section relates to the requirement
        R-ALLOW-RTP.</t>

        <t>Legitimate RTP media can be sent to an endpoint for announcements,
        colorful ringback tones (e.g., music), advertising, or normal call
        progress tones. The RTP may be received before an associated SDP
        answer. For details on various scenarios, see <xref
        target="I-D.stucker-sipping-early-media-coping"> </xref>.</t>

        <t>While receiving such RTP exposes the calling party to a risk of
        receiving malicious RTP from an attacker, SRTP endpoints will need to
        receive and play out RTP media in order to be compatible with deployed
        systems that send RTP to calling parties.</t>
      </section>
    </section>

    <section anchor="requirements" title="Requirements">
      <t>This section is divided into several parts: requirements specific to
      the key management protocol (<xref target="req_key_mgmt"></xref>),
      attack scenarios (<xref target="req_attack_scenario"></xref>), and
      requirements which can be met inside the key management protocol or
      outside of the key management protocol (<xref
      target="req_outside_key_mgmt"></xref>).</t>

      <section anchor="req_key_mgmt"
               title="Key Management Protocol Requirements">
        <t>SIP Forking and Retargeting, from <xref
        target="forking"></xref>:<list hangIndent="6" style="hanging">
            <t hangText="R-FORK-RETARGET:"><vspace blankLines="0" />The media
            security key management protocol MUST securely support forking and
            retargeting when all endpoints are willing to use SRTP without
            causing the call setup to fail. This requirement means the
            endpoints that did not answer the call MUST NOT learn the SRTP
            keys (in either direction) used by the answering endpoint.</t>

            <t hangText="R-DISTINCT:"><vspace blankLines="0" />The media
            security key management protocol MUST be capble of creating
            distinct, independent cryptographic contexts for each endpoint in
            a forked session.</t>

            <t hangText="R-HERFP:"><vspace blankLines="0" />The media security
            key management protocol MUST function securely even in the
            presence of HERFP behavior.</t>
          </list>Performance considerations:<list hangIndent="6"
            style="hanging">
            <t hangText="R-REUSE:"><vspace blankLines="0" />The media security
            key management protocol MAY support the re-use of a previously
            established security context.<list>
                <t>Note: re-use of the security context does not imply re-use
                of RTP parameters (e.g., payload type or SSRC).</t>
              </list></t>
          </list>Media considerations:<list hangIndent="6" style="hanging">
            <t hangText="R-AVOID-CLIPPING:"><vspace blankLines="0" />The media
            security key management protocol SHOULD avoid clipping media
            before SDP answer without requiring <xref
            target="RFC5027">Security Preconditions</xref>. This requirement
            comes from <xref target="clipping"></xref>.</t>

            <t hangText="R-RTP-VALID:"><vspace blankLines="0" />If SRTP key
            negotiation is performed over the media path (i.e., using the same
            UDP/TCP ports as media packets), the key negotiation packets MUST
            NOT pass the RTP validity check defined in Appendix A.1 of <xref
            target="RFC3550"></xref>.</t>

            <t hangText="R-ASSOC:"><vspace blankLines="0" />The media security
            key management protocol SHOULD include a mechanism for associating
            key management messages with both the signaling traffic that
            initiated the session and with protected media traffic. Allowing
            such an association also allows the SDP offerer to avoid
            performing CPU-consuming operations (e.g., Diffie-Hellman or
            public key operations) with attackers that have not seen the
            signaling messages.<vspace blankLines="1" />For example, if using
            a Diffie-Hellman keying technique with security preconditions that
            forks to 20 end points, the call initiator would get 20
            provisional responses containing 20 signed Diffie-Hellman key
            pairs. Calculating 20 DH secrets and validating signatures can be
            a difficult task depending on the device capabilities. Hence, in
            the case of forking, it is not desirable to perform a DH or PK
            operation with every party, but rather only with the party that
            answers the call (and incur some media clipping). To do this, the
            signaling and media need to be associated so the calling party
            knows which key management needs to be completed. This might be
            done by using the transport address indicated in the SDP, although
            NATs can complicate this association.<list>
                <t>Note: due to RTP's design requirements, it is expected that
                SRTP receivers will have to perform authentication of any
                received SRTP packets.</t>
              </list></t>

            <t hangText="R-NEGOTIATE:"><vspace blankLines="0" />The media
            security key management protocol MUST allow a SIP User Agent to
            negotiate media security parameters for each individual
            session.</t>

            <t hangText="R-PSTN:"><vspace blankLines="0" />The media security
            key management protocol MUST support termination of media security
            in a PSTN gateway. This requirement is from <xref
            target="pstn_gateway"></xref>.</t>
          </list></t>
      </section>

      <section anchor="req_attack_scenario" title="Security Requirements">
        <t>This section describes overall security requirements and specific
        requirements from the attack scenarios (<xref
        target="attack_scenarios"></xref>).</t>

        <t>Overall security requirements:<list hangIndent="6" style="hanging">
            <t hangText="R-PFS:"><vspace blankLines="0" />The media security
            key management protocol MUST be able to support perfect forward
            secrecy.</t>

            <t hangText="R-COMPUTE:"><vspace blankLines="0" />The media
            security key management protocol MUST support offering additional
            SRTP cipher suites without incurring significant computational
            expense.</t>

            <t hangText="R-CERTS:"><vspace blankLines="0" />If the media
            security key management protocol employs certificates, it MUST be
            able to make use of both self-signed and CA-issued certificates.
            As an alternative, the media security key management protocol MAY
            make use of "bare" public keys.</t>

            <t hangText="R-FIPS:"><vspace blankLines="0" />The media security
            key management protocol SHOULD use algorithms that allow <xref
            target="FIPS-140-2">FIPS 140-2</xref> certification.<vspace
            blankLines="1" /> Note that the United States Government can only
            purchase and use crypto implementations that have been validated
            by the <xref target="FIPS-140-2">FIPS-140</xref> process: <vspace
            blankLines="1" /> "The FIPS-140 standard is applicable to all
            Federal agencies that use cryptographic-based security systems to
            protect sensitive information in computer and telecommunication
            systems, including voice systems. The adoption and use of this
            standard is available to private and commercial
            organizations."<xref target="cryptval"></xref> <vspace
            blankLines="1" /> Some commercial organizations, such as banks and
            defense contractors, also require or prefer equipment which has
            validated by the FIPS-140 process.</t>

            <t hangText="R-DOS:"><vspace blankLines="0" />The media security
            key management protocol SHOULD NOT introduce new denial of service
            vulnerabilities (e.g., the protocol should not request the
            endpoint to perform CPU-intensive operations without the client
            being able to validate or authorize the request).</t>

            <t hangText="R-EXISTING:"><vspace blankLines="0" />The media
            security key management protocol SHOULD allow endpoints to
            authenticate using pre-existing cryptographic credentials, e.g.,
            certificates or pre-shared keys.</t>

            <t hangText="R-AGILITY:"><vspace blankLines="0" />The media
            security key management protocol MUST provide crypto-agility,
            i.e., the ability to adapt to evolving cryptography and security
            requirements (update of cryptographic algorithms without
            substantial disruption to deployed implementations)</t>

            <t hangText="R-DOWNGRADE:"><vspace blankLines="0" />The media
            security key management protocol MUST protect cipher suite
            negotiation against downgrading attacks.</t>

            <t hangText="R-PASS-MEDIA:"><vspace blankLines="0" />The media
            security key management protocol MUST have a mode which prevents a
            passive adversary with access to the media path from gaining
            access to keying material used to protect SRTP media packets.</t>

            <t hangText="R-PASS-SIG:"><vspace blankLines="0" />The media
            security key management protocol MUST have a mode in which it
            prevents a passive adversary with access to the signaling path
            from gaining access to keying material used to protect SRTP media
            packets.</t>

            <t hangText="R-SIG-MEDIA:"><vspace blankLines="0" />The media
            security key management protocol MUST have a mode in which it
            defends itself from an attacker that is solely on the media path
            and from an attacker that is solely on the signaling path. A
            successful attack refers to the ability for the adversary to
            obtain keying material to decrypt the SRTP encrypted media
            traffic.</t>

            <t hangText="R-ID-BINDING:"><vspace blankLines="0" />The media
            security key management protocol MUST enable the media security
            keys to be cryptographically bound to an identity of the endpoint.
            <list>
                <t>This allows domains to deploy <xref target="RFC4474">SIP
                Identity</xref>.</t>
              </list></t>

            <t hangText="R-ACT-ACT:"><vspace blankLines="0" />The media
            security key management protocol MUST support a mode of operation
            that provides active-signaling-active-media-detect robustness, and
            MAY support modes of operation that provide lower levels of
            robustness (as described in <xref
            target="attack_scenarios"></xref>).<list>
                <t>Failing to meet R-ACT-ACT indicates the protocol can not
                provide secure end-to-end media.</t>
              </list></t>
          </list></t>
      </section>

      <section anchor="req_outside_key_mgmt"
               title="Requirements Outside of the Key Management Protocol">
        <t>The requirements in this section are for an overall VoIP security
        system. These requirements can be met within the key management
        protocol itself, or can be solved outside of the key management
        protocol itself (e.g., solved in SIP or in SDP).<list hangIndent="6"
            style="hanging">
            <t hangText="R-BEST-SECURE:"><vspace blankLines="0" />Even when
            some end points of a forked or retargeted call are incapable of
            using SRTP, a solution MUST be described which allows the
            establishment of SRTP associations with SRTP-capable endpoints and
            / or RTP associations with non-SRTP-capable endpoints. This
            requirement comes from <xref target="forking"></xref>.</t>

            <t hangText="R-OTHER-SIGNALING:"><vspace blankLines="0" />A
            solution SHOULD be able to negotiate keys for SRTP sessions
            created via different call signaling protocols (e.g., between
            Jabber, SIP, H.323, MGCP).</t>

            <t hangText="R-RECORDING:"><vspace blankLines="0" />A solution
            SHOULD be described which supports recording of decrypted media.
            This requirement comes from <xref target="recording"></xref>.</t>

            <t hangText="R-TRANSCODER:"><vspace blankLines="0" />A solution
            SHOULD be described which supports intermediate nodes (e.g.,
            transcoders), terminating or processing media, between the end
            points.</t>

            <t hangText="R-ALLOW-RTP:">A solution SHOULD be described which
            allows RTP media to be received by the calling party until SRTP
            has been negotiated with the answerer, after which SRTP is preferred over RTP.</t>
          </list></t>
      </section>
    </section>

    <section anchor="security" title="Security Considerations">
      <t>This document lists requirements for securing media traffic. As such,
      it addresses security throughout the document.</t>
    </section>

    <section anchor="iana" title="IANA Considerations">
      <t>This document does not require actions by IANA.</t>
    </section>

    <section anchor="acks" title="Acknowledgements">
      <t>For contributions to the requirements portion of this document, the
      authors would like to thank the active participants of the RTPSEC BoF
      and on the RTPSEC mailing list. The authors would furthermore like to
      thank Wolfgang Buecker, Guenther Horn, Peter Howard, Hans-Heinrich
      Grusdt, Srinath Thiruvengadam, Martin Euchner, Eric Rescorla, Matt
      Lepinski, Dan York, Werner Dittmann, Richard Barnes, Vesa Lehtovirta,
      Colin Perkins, Peter Schneider, and Christer Holmberg for their feedback
      to this document.</t>

      <t>For contributions to the analysis portion of this document, the
      authors would like to thank Special thanks to Steffen Fries and Dragan
      Ignjatic for their excellent <xref
      target="I-D.ietf-msec-mikey-applicability">MIKEY comparison
      document</xref>. The authors would furthermore like to thank Cullen
      Jennings, David Oran, David McGrew, Mark Baugher, Flemming Andreasen,
      Eric Raymond, Dave Ward, Leo Huang, Eric Rescorla, Lakshminath Dondeti,
      Steffen Fries, Alan Johnston, Dragan Ignjatic and John Elwell for their
      feedback to this document.</t>

      <t>Thanks to Richard Barnes and Peter Schneider for thorough reviews and
      suggestions which improved the document considerably.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      &RFC2119;

      &RFC3261;

      &RFC3262;

      &RFC3264;

      &RFC3711;

      <reference anchor="FIPS-140-2"
                 target="http://csrc.nist.gov/publications/fips/fips140-2/fips1402.pdf">
        <front>
          <title>Security Requirements for Cryptographic Modules</title>

          <author fullname="NIST">
            <organization>NIST</organization>
          </author>

          <date day="13" month="June" year="2005" />
        </front>
      </reference>

      <reference anchor="cryptval"
                 target="http://csrc.nist.gov/cryptval/140-2APP.htm">
        <front>
          <title>Cryptographic Module Validation Program</title>

          <author fullname="NIST">
            <organization>NIST</organization>
          </author>

          <date day="19" month="December" year="2006" />
        </front>
      </reference>
    </references>

    <references title="Informative References">
      &RFC5027;

      &RFC3550;

      &RFC3372;

      &I-D.ietf-mmusic-ice;

      &I-D.stucker-sipping-early-media-coping;

      &RFC4474;

      &I-D.wing-sipping-srtp-key;

      &rfc4568;

      &rfc4650;

      &I-D.ietf-msec-mikey-ecc;

      &rfc4738;

      &RFC4949;

      &I-D.ietf-sip-certs;

      &I-D.mahy-sipping-herfp-fix;

      &rfc3830;

      &rfc4492;

      &rfc3388;

      &rfc4346;

      &rfc4916;

      &I-D.fischl-sipping-media-dtls;

      &I-D.ietf-msec-mikey-applicability;

      &I-D.zimmermann-avt-zrtp;

      &I-D.baugher-mmusic-sdp-dh;

      &I-D.mcgrew-srtp-ekt;

      &I-D.ietf-mmusic-media-path-middleboxes;

      &rfc4771;

      &I-D.jennings-sipping-multipart;

      &I-D.ietf-avt-dtls-srtp;

      &I-D.dondeti-msec-rtpsec-mikeyv2;

      &I-D.ietf-mmusic-sdp-capability-negotiation;
    </references>

    <section anchor="comparison"
             title="Overview and Evaluation of Existing Keying Mechanisms">
      <t>Based on how the SRTP keys are exchanged, each SRTP key exchange
      mechanism belongs to one general category:</t>

      <t><list>
          <t><list style="hanging">
              <t hangText="signaling path:">All the keying is carried in the
              call signaling (SIP or SDP) path.</t>

              <t hangText="media path:">All the keying is carried in the
              SRTP/SRTCP media path, and no signaling whatsoever is carried in
              the call signaling path.</t>

              <t hangText="signaling and media path:">Parts of the keying are
              carried in the SRTP/SRTCP media path, and parts are carried in
              the call signaling (SIP or SDP) path.</t>
            </list></t>
        </list></t>

      <t>One of the significant benefits of SRTP over other end-to-end
      encryption mechanisms, such as for example IPsec, is that SRTP is
      bandwidth efficient and SRTP retains the header of RTP packets.
      Bandwidth efficiency is vital for VoIP in many scenarios where access
      bandwidth is limited or expensive, and retaining the RTP header is
      important for troubleshooting packet loss, delay, and jitter.</t>

      <t>Related to SRTP's characteristics is a goal that any SRTP keying
      mechanism to also be efficient and not cause additional call setup
      delay. Contributors to additional call setup delay include network or
      database operations: retrieval of certificates and additional SIP or
      media path messages, and computational overhead of establishing keys or
      validating certificates.</t>

      <t>When examining the choice between keying in the signaling path,
      keying in the media path, or keying in both paths, it is important to
      realize the media path is generally 'faster' than the SIP signaling
      path. The SIP signaling path has computational elements involved which
      parse and route SIP messages. The media path, on the other hand, does
      not normally have computational elements involved, and even when
      computational elements such as firewalls are involved, they cause very
      little additional delay. Thus, the media path can be useful for
      exchanging several messages to establish SRTP keys. A disadvantage of
      keying over the media path is that interworking different key exchange
      requires the interworking function be in the media path, rather than
      just in the signaling path; in practice this involvement is probably
      unavoidable anyway.</t>

      <section title="Signaling Path Keying Techniques">
        <section title="MIKEY-NULL">
          <t><xref target="RFC3830">MIKEY-NULL</xref> has the offerer indicate
          the SRTP keys for both directions. The key is sent unencrypted in
          SDP, which means the SDP must be encrypted hop-by-hop (e.g., by
          using TLS (SIPS)) or end-to-end (e.g., by using S/MIME).</t>

          <t>MIKEY-NULL requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.</t>
        </section>

        <section title="MIKEY-PSK">
          <t>MIKEY-PSK (pre-shared key) <xref target="RFC3830"></xref>
          requires that all endpoints share one common key. MIKEY-PSK has the
          offerer encrypt the SRTP keys for both directions using this
          pre-shared key.</t>

          <t>MIKEY-PSK requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.</t>
        </section>

        <section title="MIKEY-RSA">
          <t><xref target="RFC3830">MIKEY-RSA</xref> has the offerer encrypt
          the keys for both directions using the intended answerer's public
          key, which is obtained from a mechanism outside of MIKEY.</t>

          <t>MIKEY-RSA requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.
          MIKEY-RSA requires the offerer to obtain the intended answerer's
          certificate.</t>
        </section>

        <section title="MIKEY-RSA-R">
          <t><xref target="RFC4738">MIKEY-RSA-R </xref> is essentially the
          same as MIKEY-RSA but reverses the role of the offerer and the
          answerer with regards to providing the keys. That is, the answerer
          encrypts the keys for both directions using the offerer's public
          key. Both the offerer and answerer validate each other's public keys
          using a standard X.509 validation techniques. MIKEY-RSA-R also
          enables sending certificates in the MIKEY message.</t>

          <t>MIKEY-RSA-R requires one message from offerer to answer, and one
          message from answerer to offerer (full round trip), and does not add
          additional media path messages. MIKEY-RSA-R requires the offerer
          validate the answerer's certificate.</t>
        </section>

        <section title="MIKEY-DHSIGN">
          <t><xref target="RFC3830">In MIKEY-DHSIGN</xref> the offerer and
          answerer derive the key from a Diffie-Hellman exchange. In order to
          prevent an active man-in-the-middle the DH exchange itself is signed
          using each endpoint's private key and the associated public keys are
          validated using standard X.509 validation techniques.</t>

          <t>MIKEY-DHSIGN requires one message from offerer to answerer, and
          one message from answerer to offerer (full round trip), and does not
          add additional media path messages. MIKEY-DHSIGN requires the
          offerer and answerer to validate each other's certificates.
          MIKEY-DHSIGN also enables sending the answerer's certificate in the
          MIKEY message.</t>
        </section>

        <section title="MIKEY-DHHMAC">
          <t><xref target="RFC4650">MIKEY-DHHMAC</xref> uses a pre-shared
          secret to HMAC the Diffie-Hellman exchange, essentially combining
          aspects of MIKEY-PSK with MIKEY-DHSIGN, but without MIKEY-DHSIGN's
          need for certificate authentication.</t>

          <t>MIKEY-DHHMAC requires one message from offerer to answerer, and
          one message from answerer to offerer (full round trip), and does not
          add additional media path messages.</t>
        </section>

        <section title="MIKEY-ECIES and MIKEY-ECMQV (MIKEY-ECC)">
          <t><xref target="I-D.ietf-msec-mikey-ecc">ECC Algorithms For
          MIKEY</xref> describes how ECC can be used with MIKEY-RSA (using
          ECDSA signature) and with MIKEY-DHSIGN (using a new DH-Group code),
          and also defines two new ECC-based algorithms, Elliptic Curve
          Integrated Encryption Scheme (ECIES) and Elliptic Curve
          Menezes-Qu-Vanstone (ECMQV) .</t>

          <t>With this proposal, the ECDSA signature, MIKEY-ECIES, and
          MIKEY-ECMQV function exactly like MIKEY-RSA, and the new DH-Group
          code function exactly like MIKEY-DHSIGN. Therefore these ECC
          mechanisms are not discussed separately in this document.</t>
        </section>

        <section anchor="sdesc" title="Security Descriptions with SIPS">
          <t><xref target="RFC4568">Security Descriptions</xref> has each side
          indicate the key it will use for transmitting SRTP media, and the
          keys are sent in the clear in SDP. Security Descriptions relies on
          hop-by-hop (TLS via "SIPS:") encryption to protect the keys
          exchanged in signaling.</t>

          <t>Security Descriptions requires one message from offerer to
          answerer, and one message from answerer to offerer (full round
          trip), and does not add additional media path messages.</t>
        </section>

        <section title="Security Descriptions with S/MIME">
          <t>This keying mechanism is identical to <xref
          target="sdesc"></xref>, except that rather than protecting the
          signaling with TLS, the entire SDP is encrypted with S/MIME.</t>
        </section>

        <section title="SDP-DH (expired)">
          <t><xref target="I-D.baugher-mmusic-sdp-dh">SDP
          Diffie-Hellman</xref> exchanges Diffie-Hellman messages in the
          signaling path to establish session keys. To protect against active
          man-in-the-middle attacks, the Diffie-Hellman exchange needs to be
          protected with S/MIME, SIPS, or <xref
          target="RFC4474">SIP Identity</xref> and <xref
          target="RFC4916">SIP Conected Identity</xref>.</t>

          <t>SDP-DH requires one message from offerer to answerer, and one
          message from answerer to offerer (full round trip), and does not add
          additional media path messages.</t>
        </section>

        <section anchor="mikey2-sdp" title="MIKEYv2 in SDP (expired)">
          <t><xref target="I-D.dondeti-msec-rtpsec-mikeyv2">MIKEYv2</xref>
          adds mode negotiation to MIKEYv1 and removes the time
          synchronization requirement. It therefore now takes 2 round-trips to
          complete. In the first round trip, the communicating parties learn
          each other's identities, agree on a MIKEY mode, crypto algorithm,
          SRTP policy, and exchanges nonces for replay protection. In the
          second round trip, they negotiate unicast and/or group SRTP context
          for SRTP and/or SRTCP.</t>

          <t>Furthemore, MIKEYv2 also defines an in-band negotiation mode as
          an alternative to SDP (see <xref
          target="mikey2-inband"></xref>).</t>
        </section>

        <section anchor="eval-sip" title="Evaluation Criteria - SIP">
          <t>This section considers how each keying mechanism interacts with
          SIP features.</t>

          <section anchor="retargeting"
                   title="Secure Retargeting and Secure Forking">
            <t></t>

            <t>Retargeting and forking of signaling requests is described
            within <xref target="forking"></xref>. The following builds upon
            this description.</t>

            <t>The following list compares the behavior of secure forking,
            answering association, two-time pads, and secure retargeting for
            each keying mechanism.</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL">Secure Forking: No, all AORs see
                    offerer's and answerer's keys. Answer is associated with
                    media by the SSRC in MIKEY. Additionally, a two-time pad
                    occurs if two branches choose the same 32-bit SSRC and
                    transmit SRTP packets.<vspace blankLines="1" />Secure
                    Retargeting: No, all targets see offerer's and answerer's
                    keys. Suffers from retargeting identity problem.</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />Secure
                    Forking: No, all AORs see offerer's and answerer's keys.
                    Answer is associated with media by the SSRC in MIKEY. Note
                    that all AORs must share the same pre-shared key in order
                    for forking to work at all with MIKEY-PSK. Additionally, a
                    two-time pad occurs if two branches choose the same 32-bit
                    SSRC and transmit SRTP packets.<vspace
                    blankLines="1" />Secure Retargeting: Not secure. For
                    retargeting to work, the final target must possess the
                    correct PSK. As this is likely in scenarios were the call
                    is targeted to another device belonging to the same user
                    (forking), it is very unlikely that other users will
                    possess that PSK and be able to successfully answer that
                    call.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />Secure
                    Forking: No, all AORs see offerer's and answerer's keys.
                    Answer is associated with media by the SSRC in MIKEY. Note
                    that all AORs must share the same private key in order for
                    forking to work at all with MIKEY-RSA. Additionally, a
                    two-time pad occurs if two branches choose the same 32-bit
                    SSRC and transmit SRTP packets.<vspace
                    blankLines="1" />Secure Retargeting: No.</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Secure
                    Forking: Yes. Answer is associated with media by the SSRC
                    in MIKEY.<vspace blankLines="1" />Secure Retargeting:
                    Yes.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Secure
                    Forking: Yes, each forked endpoint negotiates unique keys
                    with the offerer for both directions. Answer is associated
                    with media by the SSRC in MIKEY.<vspace
                    blankLines="1" />Secure Retargeting: Yes, each target
                    negotiates unique keys with the offerer for both
                    directions.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Secure
                    Forking: Yes, each forked endpoint negotiates unique keys
                    with the offerer for both directions. Answer is associated
                    with media by the SSRC in MIKEY.<vspace
                    blankLines="1" />Secure Retargeting: Yes, each target
                    negotiates unique keys with the offerer for both
                    directions. Note that for the keys to be meaningful, it
                    would require the PSK to be the same for all the potential
                    intermediaries, which would only happen within a single
                    domain.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Secure Forking: No. Each forked endpoint
                    sees the offerer's key. Answer is not associated with
                    media.<vspace blankLines="1" />Secure Retargeting: No.
                    Each target sees the offerer's key.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Secure Forking: No. Each forked endpoint
                    sees the offerer's key. Answer is not associated with
                    media.<vspace blankLines="1" />Secure Retargeting: No.
                    Each target sees the offerer's key. Suffers from
                    retargeting identity problem.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />Secure
                    Forking: Yes. Each forked endpoint calculates a unique
                    SRTP key. Answer is not associated with media.<vspace
                    blankLines="1" />Secure Retargeting: Yes. The final target
                    calculates a unique SRTP key.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />Secure
                    Forking: Yes. Each forked endpoint calculates a unique
                    SRTP key. As ZRTP isn't signaled in SDP, there is no
                    association of the answer with media.<vspace
                    blankLines="1" />Secure Retargeting: Yes. The final target
                    calculates a unique SRTP key.</t>

                    <t hangText="EKT"><vspace blankLines="0" />Secure Forking:
                    Inherited from the bootstrapping mechanism (the specific
                    MIKEY mode or Security Descriptions). Answer is associated
                    with media by the SPI in the EKT protocol. Answer is
                    associated with media by the SPI in the EKT
                    protocol.<vspace blankLines="1" />Secure Retargeting:
                    Inherited from the bootstrapping mechanism (the specific
                    MIKEY mode or Security Descriptions).</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />Secure
                    Forking: Yes. Each forked endpoint calculates a unique
                    SRTP key. Answer is associated with media by the
                    certificate fingerprint in signaling and certificate in
                    the media path.<vspace blankLines="1" /> Secure
                    Retargeting: Yes. The final target calculates a unique
                    SRTP key.</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>
                  </list></t>
              </list></t>
          </section>

          <section title="Clipping Media Before SDP Answer">
            <t>Clipping media before receiving the signaling answer is
            described within <xref target="clipping"></xref>. The following
            builds upon this description.</t>

            <t>Furthermore, the problem of clipping gets compounded when
            forking is used. For example, if using a Diffie-Hellman keying
            technique with security preconditions that forks to 20 endpoints,
            the call initiator would get 20 provisional responses containing
            20 signed Diffie-Hellman half keys. Calculating 20 DH secrets and
            validating signatures can be a difficult task depending on the
            device capabilities.</t>

            <t>The following list compares the behavior of clipping before SDP
            answer for each keying mechanism.</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace blankLines="0" />Not
                    clipped. The offerer provides the answerer's keys.</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />Not
                    clipped. The offerer provides the answerer's keys.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />Not
                    clipped. The offerer provides the answerer's keys.</t>

                    <t hangText="MIKEY-RSA-R"><vspace
                    blankLines="0" />Clipped. The answer contains the
                    answerer's encryption key.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace
                    blankLines="0" />Clipped. The answer contains the
                    answerer's Diffie-Hellman response.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace
                    blankLines="0" />Clipped. The answer contains the
                    answerer's Diffie-Hellman response.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Clipped. The answer contains the
                    answerer's encryption key.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Clipped. The answer contains the
                    answerer's encryption key.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />Clipped. The
                    answer contains the answerer's Diffie-Hellman
                    response.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />Not clipped
                    because the session intially uses RTP. While RTP is
                    flowing, both ends negotiate SRTP keys in the media path
                    and then switch to using SRTP.</t>

                    <t hangText="EKT"><vspace blankLines="0" />Not clipped, as
                    long as the first RTCP packet (containing the answerer's
                    key) is not lost in transit. The answerer sends its
                    encryption key in RTCP, which arrives at the same time (or
                    before) the first SRTP packet encrypted with that
                    key.<list>
                        <t>Note: RTCP needs to work, in the
                        answerer-to-offerer direction, before the offerer can
                        decrypt SRTP media.</t>
                      </list></t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />No
                    clipping after the DTLS-SRTP handshake has completed. SRTP
                    keys are exchanged in the media path. Need to wait for SDP
                    answer to ensure DTLS-SRTP handshake was done with an
                    authorized party.<list>
                        <t>If a middlebox interferes with the media path,
                        there can be clipping <xref
                        target="I-D.ietf-mmusic-media-path-middleboxes"></xref>.</t>
                      </list></t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />Not
                    clipped. Keys are exchanged in the media path without
                    relying on the signaling path.</t>
                  </list></t>
              </list></t>
          </section>

          <section title="Centralized Keying">
            <t>Centralized keying is described within <xref
            target="conferencing"></xref>. The following builds upon this
            description.</t>

            <t>The following list describes how each keying mechanism behaves
            with centralized keying (scenario d) and rekeying.<list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace blankLines="0" />Keying:
                    Yes, if offerer is the mixer. No, if offerer is the
                    participant (end user).<vspace blankLines="1" />Rekeying:
                    Yes, via re-INVITE</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />Keying:
                    Yes, if offerer is the mixer. No, if offerer is the
                    participant (end user).<vspace blankLines="1" />Rekeying:
                    Yes, with a re-INVITE</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />Keying:
                    Yes, if offerer is the mixer. No, if offerer is the
                    participant (end user).<vspace blankLines="1" />Rekeying:
                    Yes, with a re-INVITE</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Keying:
                    No, if offerer is the mixer. Yes, if offerer is the
                    participant (end user).<vspace blankLines="1" />Rekeying:
                    n/a</t>

                    <t hangText="MIKEY-DHSIGN"><vspace
                    blankLines="0" />Keying: No; a group-key Diffie-Hellman
                    protocol is not supported.<vspace
                    blankLines="1" />Rekeying: n/a</t>

                    <t hangText="MIKEY-DHHMAC"><vspace
                    blankLines="0" />Keying: No; a group-key Diffie-Hellman
                    protocol is not supported.<vspace
                    blankLines="1" />Rekeying: n/a</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Keying: Yes, if offerer is the mixer.
                    Yes, if offerer is the participant.<vspace
                    blankLines="1" />Rekeying: Yes, with a re-INVITE.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Keying: Yes, if offerer is the mixer.
                    Yes, if offerer is the participant.<vspace
                    blankLines="1" />Rekeying: Yes, with a re-INVITE.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />Keying: No;
                    a group-key Diffie-Hellman protocol is not
                    supported.<vspace blankLines="1" />Rekeying: n/a</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />Keying: No; a
                    group-key Diffie-Hellman protocol is not supported.<vspace
                    blankLines="1" />Rekeying: n/a</t>

                    <t hangText="EKT"><vspace blankLines="0" />Keying: Yes.
                    After bootstrapping a KEK using Security Descriptions or
                    MIKEY, each member originating an SRTP stream can send its
                    SRTP master key, sequence number and ROC via RTCP.<vspace
                    blankLines="1" />Rekeying: Yes. EKT supports each sender
                    to transmit its SRTP master key to the group via RTCP
                    packets. Thus, EKT supports each originator of an SRTP
                    stream to rekey at any time.</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />Keying:
                    Yes, because with the assumed cipher suite,
                    TLS_RSA_WITH_3DES_EDE_CBC_SHA, each end indicates its SRTP
                    key.<vspace blankLines="1" />Rekeying: via DTLS in the
                    media path.</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>
                  </list></t>
              </list></t>
          </section>

          <section title="SSRC and ROC">
            <t>In SRTP, a cryptographic context is defined as the SSRC,
            destination network address, and destination transport port
            number. Whereas RTP, a flow is defined as the destination network
            address and destination transport port number. This results in a
            problem -- how to communicate the SSRC so that the SSRC can be
            used for the cryptographic context.</t>

            <t>Two approaches have emerged for this communication. One, used
            by all MIKEY modes, is to communicate the SSRCs to the peer in the
            MIKEY exchange. Another, used by Security Descriptions, is to use
            "late bindng" -- that is, any new packet containing a
            previously-unseen SSRC (which arrives at the same destination
            network address and destination transport port number) will create
            a new cryptographic context. Another approach, common amongst
            techniques with media-path SRTP key establishment, is to require a
            handshake over that media path before SRTP packets are sent.
            MIKEY's approach changes RTP's SSRC collision detection behavior
            by requiring RTP to pre-establish the SSRC values for each
            session.</t>

            <t>Another related issue is that SRTP introduces a rollover
            counter (ROC), which records how many times the SRTP sequence
            number has rolled over. As the sequence number is used for SRTP's
            default ciphers, it is important that all endpoints know the value
            of the ROC. The ROC starts at 0 at the beginning of a session.</t>

            <t>Some keying mechanisms cause a two-time pad to occur if two
            endpoints of a forked call have an SSRC collision.</t>

            <t>Note: A proposal has been made to send the ROC value on every
            Nth SRTP packet<xref target="RFC4771"></xref>. This proposal has
            not yet been incorporated into this document.</t>

            <t>The following list examines handling of SSRC and ROC:</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Neither SSRC nor ROC are signaled. SSRC
                    'late binding' is used.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Neither SSRC nor ROC are signaled. SSRC
                    'late binding' is used.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />Neither SSRC
                    nor ROC are signaled. SSRC 'late binding' is used.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />Neither SSRC
                    nor ROC are signaled. SSRC 'late binding' is used.</t>

                    <t hangText="EKT"><vspace blankLines="0" />The SSRC of the
                    SRTCP packet containing an EKT update corresponds to the
                    SRTP master key and other parameters within that
                    packet.</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />Neither
                    SSRC nor ROC are signaled. SSRC 'late binding' is
                    used.</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />Each
                    endpoint indicates a set of SSRCs and the ROC for SRTP
                    packets it transmits.</t>
                  </list></t>
              </list></t>
          </section>
        </section>

        <section anchor="eval-sec" title="Evaluation Criteria - Security">
          <t>This section evaluates each keying mechanism on the basis of
          their security properties.</t>

          <section title="Distribution and Validation of Public Keys and Certificates">
            <t>Using public key cryptography for confidentiality and
            authentication can introduce requirements for two types of
            systems: (1) a system to distribute public keys (often in the form
            of certificates), and (2) a system for validating certificates. We
            refer to the former as a key distribution system and the latter as
            an authentication infrastructure. In many cases, a monolithic
            public key infrastructure (PKI) is used for fulfill both of these
            roles. However, these functions can be provided by many other
            systems. For instance, key distribution may be accomplished by any
            public repository of keys. Any system in which the two endpoints
            have access to trust anchors and intermediate CA certificates that
            can be used to validate other endpoints’ certificates
            (including a system of self-signed certificates) can be used to
            support certificate validation in the below schemes.</t>

            <t>With real-time communications it is desirable to avoid fetching
            keys or certificates that delay call setup; rather it is
            preferable to fetch or validate certificates in such a way that
            call setup isn't delayed. For example, a certificate can be
            validated while the phone is ringing or can be validated while
            ring-back tones are being played or even while the called party is
            answering the phone and saying "hello".</t>

            <t hangText="Avoids PKI:">SRTP key exchange mechanisms that
            require a particular authentication infrastructure to operate
            (whether for distribution or validation) are gated on the
            deployment of a such an infrastructure available to both
            endpoints. This means that no media security is achievable until
            such an infrastructure exists. For SIP, something like <xref
            target="I-D.ietf-sip-certs">sip-certs</xref> might be used to
            obtain the certificate of a peer.</t>

            <t><list>
                <t>Note: Even if <xref
                target="I-D.ietf-sip-certs">sip-certs</xref> was deployed, the
                <xref target="retargeting">retargeting problem</xref> would
                still prevent successful deployment of keying techniques which
                require the offerer to obtain the actual target's public
                key.</t>
              </list></t>

            <t>The following list compares the requirements introduced by the
            use of public-key cryptography in each keying mechanism, both for
            public key distribution and for certificate validation.</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace
                    blankLines="0" />Public-key cryptography is not used.</t>

                    <t hangText="MIKEY-PSK"><vspace
                    blankLines="0" />Public-key cryptography is not used.
                    Rather, all endpoints must have some way to exchange
                    per-endpoint or per-system pre-shared keys.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />The
                    offerer obtains the intended answerer's public key before
                    initiating the call. This public key is used to encrypt
                    the SRTP keys. There is no defined mechanism for the
                    offerer to obtain the answerer's public key, although
                    <xref target="I-D.ietf-sip-certs"></xref> might be viable
                    in the future.<vspace blankLines="1" />The offer may also
                    contain a certificate for the offeror, which would require
                    an authentication infrastructure in order to be validated
                    by the receiver.</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />The
                    offer contains the offerer's certificate, and the answer
                    contains the answerer's certificate. The answerer uses the
                    public key in the certificate to encrypt the SRTP keys
                    that will be used by the offerer and the answerer. An
                    authentication infrastructure is necessary to validate the
                    certificates.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />An
                    authentication infrastructure is used to authenticate the
                    public key that is included in the MIKEY message.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace
                    blankLines="0" />Public-key cryptography is not used.
                    Rather, all endpoints must have some way to exchange
                    per-endpoint or per-system pre-shared keys.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Public-key cryptography is not used.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Use of S/MIME requires that the endpoints
                    be able to fetch and validate certificates for each other.
                    The offerer must obtain the intended target's certificate
                    and encrypts the SDP offer with the public key contained
                    in target's certificate. The answerer must obtain the
                    offerer's certificate and encrypt the SDP answer with the
                    public key contained in the offerer's certificate.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />Public-key
                    cryptography is not used.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />Public-key
                    cryptography is not used.</t>

                    <t hangText="EKT"><vspace blankLines="0" />Public-key
                    cryptography is not used by itself, but might be used by
                    the EKT bootstrapping keying mechanism (such as certain
                    MIKEY modes).</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />Remote
                    party's certificate is sent in media path, and a
                    fingerprint of the same certificate is sent in the
                    signaling path.</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>
                  </list></t>
              </list></t>
          </section>

          <section title="Perfect Forward Secrecy">
            <t>In the context of SRTP, Perfect Forward Secrecy is the property
            that SRTP session keys that protected a previous session are not
            compromised if the static keys belonging to the endpoints are
            compromised. That is, if someone were to record your encrypted
            session content and later acquires either party's private key,
            that encrypted session content would be safe from decryption if
            your key exchange mechanism had perfect forward secrecy.</t>

            <t>The following list describes how each key exchange mechanism
            provides PFS.</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace blankLines="0" />Not
                    applicable; MIKEY-NULL does not have a long-term
                    secret.</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />No
                    PFS.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />No
                    PFS.</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />No
                    PFS.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />PFS is
                    provided with the Diffie-Hellman exchange.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />PFS is
                    provided with the Diffie-Hellman exchange.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />Not applicable; Security Descriptions
                    does not have a long-term secret.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />Not applicable; Security Descriptions
                    does not have a long-term secret.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />PFS is
                    provided with the Diffie-Hellman exchange.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />PFS is
                    provided with the Diffie-Hellman exchange.</t>

                    <t hangText="EKT"><vspace blankLines="0" />No PFS.</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />PFS is
                    achieved if the negotiated cipher suite includes an
                    exponential or discrete-logarithmic key exchange (e.g.,
                    Diffie-Hellman (DH_RSA from <xref
                    target="RFC4346"></xref>) or <xref
                    target="RFC4492">Elliptic Curve
                    Diffie-Hellman</xref>).</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>
                  </list></t>
              </list></t>
          </section>

          <section title="Best Effort Encryption">
            <t>With best effort encryption, SRTP is used with endpoints that
            support SRTP, otherwise RTP is used.</t>

            <t>SIP needs a backwards-compatible best effort encryption in
            order for SRTP to work successfully with SIP retargeting and
            forking when there is a mix of forked or retargeted devices that
            support SRTP and don't support SRTP.</t>

            <t><list>
                <t>Consider the case of Bob, with a phone that only does RTP
                and a voice mail system that supports SRTP and RTP. If Alice
                calls Bob with an SRTP offer, Bob's RTP-only phone will reject
                the media stream (with an empty "m=" line) because Bob's phone
                doesn't understand SRTP (RTP/SAVP). Alice's phone will see
                this rejected media stream and may terminate the entire call
                (BYE) and re-initiate the call as RTP-only, or Alice's phone
                may decide to continue with call setup with the SRTP-capable
                leg (the voice mail system). If Alice's phone decided to
                re-initiate the call as RTP-only, and Bob doesn't answer his
                phone, Alice will then leave voice mail using only RTP, rather
                than SRTP as expected.</t>
              </list>Currently, several techniques are commonly considered as
            candidates to provide opportunistic encryption:</t>

            <t><list style="hanging">
                <t hangText="multipart/alternative"><vspace blankLines="0" />
                <xref target="I-D.jennings-sipping-multipart"></xref>
                describes how to form a multipart/alternative body part in
                SIP. The significant issues with this technique are (1) that
                multipart MIME is incompatible with existing SIP proxies,
                firewalls, Session Border Controllers, and endpoints and (2)
                when forking, the <xref
                target="I-D.mahy-sipping-herfp-fix">Heterogeneous Error
                Response Forking Problem (HERFP)</xref> causes problems if
                such non-multipart-capable endpoints were involved in the
                forking.</t>

                <t hangText="SDP Grouping"><vspace blankLines="0" />A new SDP
                grouping mechanism (following the idea introduced in <xref
                target="RFC3388"></xref>) has been discussed which would allow
                a media line to indicate RTP/AVP and another media line to
                indicate RTP/SAVP, allowing non-SRTP-aware endpoints to choose
                RTP/AVP and SRTP-aware endpoints to choose RTP/SAVP. As of
                this writing, this SDP grouping mechanism has not been
                published as an Internet Draft.</t>

                <t hangText="session attribute"><vspace blankLines="0" />With
                this technique, the endpoints signal their desire to do SRTP
                by signaling RTP (RTP/AVP), and using an attribute ("a=") in
                the SDP. This technique is entirely backwards compatible with
                non-SRTP-aware endpoints, but doesn't use the RTP/SAVP
                protocol registered by <xref target="RFC3711">SRTP</xref>.</t>

                <t hangText="SDP Capability Negotiation"><vspace
                blankLines="0" /><xref
                target="I-D.ietf-mmusic-sdp-capability-negotiation">SDP
                Capability Negotiation</xref> provides a backwards-compatible
                mechanism to allow offering both SRTP and RTP in a single
                offer. This is the preferred technique.</t>

                <t hangText="Probing"><vspace blankLines="0" />With this
                technique, the endpoints first establish an RTP session using
                RTP (RTP/AVP). The endpoints send probe messages, over the
                media path, to determine if the remote endpoint supports their
                keying technique.</t>
              </list>The preferred technique, <xref
            target="I-D.ietf-mmusic-sdp-capability-negotiation">SDP Capability
            Negotiation</xref>, can be used with all key exchange mechanisms.
            What remains unique is ZRTP, which can also accomplish its best
            effort encryption by probing (sending ZRTP messages over the media
            path) or by session attribute (see "a=zrtp", defined in Section 10
            of <xref target="I-D.zimmermann-avt-zrtp"></xref>). Current
            implementations of ZRTP use probing.</t>
          </section>

          <section title="Upgrading Algorithms">
            <t>It is necessary to allow upgrading SRTP encryption and hash
            algorithms, as well as upgrading the cryptographic functions used
            for the key exchange mechanism. With SIP's offer/answer model,
            this can be computionally expensive because the offer needs to
            contain all combinations of the key exchange mechanisms (all MIKEY
            modes, Security Descriptions) and all SRTP cryptographic suites
            (AES-128, AES-256) and all SRTP cryptographic hash functions
            (SHA-1, SHA-256) that the offerer supports. In order to do this,
            the offerer has to expend CPU resources to build an offer
            containing all of this information which becomes computationally
            prohibitive.</t>

            <t>Thus, it is important to keep the offerer's CPU impact fixed so
            that offering multiple new SRTP encryption and hash functions
            incurs no additional expense.</t>

            <t>The following list describes the CPU effort involved in using
            each key exchange technique.</t>

            <t><list>
                <t><list style="hanging">
                    <t hangText="MIKEY-NULL"><vspace blankLines="0" />No
                    significant computaional expense.</t>

                    <t hangText="MIKEY-PSK"><vspace blankLines="0" />No
                    significant computational expense.</t>

                    <t hangText="MIKEY-RSA"><vspace blankLines="0" />For each
                    offered SRTP crypto suite, the offerer has to perform RSA
                    operation to encrypt the TGK</t>

                    <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />For
                    each offered SRTP crypto suite, the offerer has to perform
                    public key operation to sign the MIKEY message.</t>

                    <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />For
                    each offered SRTP crypto suite, the offerer has to perform
                    Diffie-Hellman operation, and a public key operation to
                    sign the Diffie-Hellman output.</t>

                    <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />For
                    each offered SRTP crypto suite, the offerer has to perform
                    Diffie-Hellman operation.</t>

                    <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>

                    <t hangText="Security Descriptions with SIPS"><vspace
                    blankLines="0" />No significant computational expense.</t>

                    <t hangText="Security Descriptions with S/MIME"><vspace
                    blankLines="0" />S/MIME requires the offerer and the
                    answerer to encrypt the SDP with the other's public key,
                    and to decrypt the received SDP with their own private
                    key.</t>

                    <t hangText="SDP-DH"><vspace blankLines="0" />For each
                    offered SRTP crypto suite, the offerer has to perform a
                    Diffie-Hellman operation.</t>

                    <t hangText="ZRTP"><vspace blankLines="0" />The offerer
                    has no additional computational expense at all, as the
                    offer contains no information about ZRTP or might contain
                    "a=zrtp".</t>

                    <t hangText="EKT"><vspace blankLines="0" />The offerer's
                    Computational expense depends entirely on the EKT
                    bootstrapping mechanism selected (one or more MIKEY modes
                    or Security Descriptions).</t>

                    <t hangText="DTLS-SRTP"><vspace blankLines="0" />The
                    offerer has no additional computational expense at all, as
                    the offer contains only a fingerprint of the certificate
                    that will be presented in the DTLS exchange.</t>

                    <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                    behavior will depend on which mode is picked.</t>
                  </list></t>
              </list></t>
          </section>
        </section>
      </section>

      <section title="Media Path Keying Technique">
        <t></t>

        <section title="ZRTP">
          <t><xref target="I-D.zimmermann-avt-zrtp">ZRTP</xref> does not
          exchange information in the signaling path (although it's possible
          for endpoints to indicate support for ZRTP with "a=zrtp" in the
          initial Offer). In ZRTP the keys are exchanged entirely in the media
          path using a Diffie-Hellman exchange. The advantage to this
          mechanism is that the signaling channel is used only for call setup
          and the media channel is used to establish an encrypted channel --
          much like encryption devices on the PSTN. ZRTP uses voice
          authentication of its Diffie-Hellman exchange by having each person
          read digits to the other person. Subsequent sessions with the same
          ZRTP endpoint can be authenticated using the stored hash of the
          previously negotiated key rather than voice authentication.</t>

          <t>ZRTP uses 4 media path messages (Hello, Commit, DHPart1, and
          DHPart2) to establish the SRTP key, and 3 media path confirmation
          messages. These initial messages are all sent as non-RTP packets.
          <list>
              <t>Note that when ZRTP probing is used, unencrypted RTP is being
              exchanged until the SRTP keys are established.</t>
            </list></t>
        </section>
      </section>

      <section title="Signaling and Media Path Keying Techniques">
        <t></t>

        <section title="EKT">
          <t><xref target="I-D.mcgrew-srtp-ekt">EKT</xref> relies on another
          SRTP key exchange protocol, such as Security Descriptions or MIKEY,
          for bootstrapping. In the initial phase, each member of a conference
          uses an SRTP key exchange protocol to establish a common key
          encryption key (KEK). Each member may use the KEK to securely
          transport its SRTP master key and current SRTP rollover counter
          (ROC), via RTCP, to the other participants in the session.</t>

          <t>EKT requires the offerer to send some parameters (EKT_Cipher,
          KEK, and security parameter index (SPI)) via the bootstrapping
          protocol such as Security Descriptions or MIKEY. Each answerer sends
          an SRTCP message which contains the answerer's SRTP Master Key,
          rollover counter, and the SRTP sequence number. Rekeying is done by
          sending a new SRTCP message. For reliable transport, multiple RTCP
          messages need to be sent.</t>
        </section>

        <section anchor="dtls-srtp" title="DTLS-SRTP">
          <t><xref target="I-D.ietf-avt-dtls-srtp">DTLS-SRTP</xref> exchanges
          public key fingerprints in SDP <xref
          target="I-D.fischl-sipping-media-dtls"></xref> and then establishes
          a DTLS session over the media channel. The endpoints use the DTLS
          handshake to agree on crypto suites and establish SRTP session keys.
          SRTP packets are then exchanged between the endpoints.</t>

          <t>DTLS-SRTP requires one message from offerer to answerer (half
          round trip), and one message from the answerer to offerer (full
          round trip) so the offerer can correlate the SDP answer with the
          answering endpoint. DTLS-SRTP uses 4 media path messages to
          establish the SRTP key.</t>

          <t>This document assumes DTLS will use TLS_RSA_WITH_3DES_EDE_CBC_SHA
          as its cipher suite, which is the mandatory-to-implement cipher
          suite in <xref target="RFC4346">TLS</xref>.</t>
        </section>

        <section anchor="mikey2-inband" title="MIKEYv2 Inband (expired)">
          <t>As defined in <xref target="mikey2-sdp"></xref>, MIKEYv2 also
          defines an in-band negotiation mode as an alternative to SDP (see
          <xref target="mikey2-inband"></xref>). The details are not sorted
          out in the draft yet on what in-band actually means (i.e., UDP, RTP,
          RTCP, etc.).</t>
        </section>
      </section>
    </section>

    <section anchor="ofs" title="Out-of-Scope">
      <t>Discussions concluded that key management for shared-key encryption
      of conferencing is outside the scope of this document. As the priority
      is point-to-point unicast SRTP session keying, resolving shared-key SRTP
      session keying is deferred to later and left as an item for future
      investigations.</t>

      <t>The compromise of an endpoint that has access to decrypted media
      (e.g., SIP user agent, transcoder, recorder) is out of scope of this
      document. Such a compromise might be via privilege escalation,
      installation of a virus or trojan horse, or similar attacks.</t>
    </section>

    <section title="Requirement renumbering in -02">
      <t>[[RFC Editor: Please delete this section prior to publication.]]</t>

      <t>Previous versions of this document used requirement numbers, which
      were changed to mnemonics as follows: <list hangIndent="6"
          style="hanging">
          <t hangText="R1">R-FORK-RETARGET</t>

          <t hangText="R2">R-BEST-SECURE</t>

          <t hangText="R3">R-DISTINCT</t>

          <t hangText="R4">R-REUSE; changed from 'MAY' to 'protocol MUST
          support, and SHOULD implement'</t>

          <t hangText="R5">R-AVOID-CLIPPING</t>

          <t hangText="R6">R-PASS-MEDIA</t>

          <t hangText="R7">R-PASS-SIG</t>

          <t hangText="R8">R-PFS</t>

          <t hangText="R9">R-COMPUTE</t>

          <t hangText="R10">R-RTP-VALID</t>

          <t hangText="R11">(folded into R4; was reuse previous session)</t>

          <t hangText="R12">R-CERTS</t>

          <t hangText="R13">R-FIPS</t>

          <t hangText="R14">R-ASSOC</t>

          <t hangText="R15">R-ALLOW-RTP</t>

          <t hangText="R16">R-DOS</t>

          <t hangText="R17">R-SIG-MEDIA</t>

          <t hangText="R18">R-EXISTING</t>

          <t hangText="R19">R-AGILITY</t>

          <t hangText="R20">R-DOWNGRADE</t>

          <t hangText="R21">R-NEGOTIATE</t>

          <t hangText="R23">R-OTHER-SIGNALING</t>

          <t hangText="R23">R-RECORDING (R23 was duplicated in previous
          versions of the document)</t>

          <t hangText="R24">(deleted; was lawful intercept)</t>

          <t hangText="R25">R-TRANSCODER</t>

          <t hangText="R26">R-PSTN</t>

          <t hangText="R27">R-ID-BINDING</t>

          <t hangText="R28">R-ACT-ACT</t>
        </list></t>
    </section>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 16:33:23