One document matched: draft-ietf-sip-media-security-requirements-02.xml


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<rfc category="info" docName="draft-ietf-sip-media-security-requirements-02"
     ipr="full3978">
  <front>
    <title abbrev="Media Security Requirements">Requirements and Analysis of
    Media Security Management Protocols</title>

    <author fullname="Dan Wing" initials="D." role="editor" surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>CA</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <author fullname="Steffen Fries" initials="S." surname="Fries">
      <organization>Siemens AG</organization>

      <address>
        <postal>
          <street>Otto-Hahn-Ring 6</street>

          <city>Munich</city>

          <region>Bavaria</region>

          <code>81739</code>

          <country>Germany</country>
        </postal>

        <email>steffen.fries@siemens.com</email>
      </address>
    </author>

    <author fullname="Hannes Tschofenig" initials="H" surname="Tschofenig">
      <organization>Nokia Siemens Networks</organization>

      <address>
        <postal>
          <street>Otto-Hahn-Ring 6</street>

          <city>Munich</city>

          <region>Bavaria</region>

          <code>81739</code>

          <country>Germany</country>
        </postal>

        <email>Hannes.Tschofenig@nsn.com</email>

        <uri>http://www.tschofenig.com</uri>
      </address>
    </author>

    <author fullname="Francois Audet" initials="F." surname="Audet">
      <organization>Nortel</organization>

      <address>
        <postal>
          <street>4655 Great America Parkway</street>

          <city>Santa Clara</city>

          <region>CA</region>

          <code>95054</code>

          <country>USA</country>
        </postal>

        <email>audet@nortel.com</email>
      </address>
    </author>

    <date year="2008" />

    <area>RAI</area>

    <workgroup>SIP Working Group</workgroup>

    <keyword>keying</keyword>

    <keyword>Secure RTP</keyword>

    <keyword>SRTP</keyword>

    <abstract>
      <t>This documents describes requirements for a protocol to negotiate a
      security context for SIP-signaled SRTP media. In addition to the natural
      security requirements, this negotiation protocol must interoperate well
      with SIP in certain ways. A number of proposals have been published and
      a summary of these proposals is in the appendix of this document.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>The work on media security started when the Session Initiation
      Protocol (SIP) was still in its infancy. With the increased SIP
      deployment and the availability of new SIP extensions and related
      protocols, the need for end-to-end security was re-evaluated. The
      procedure of re-evaluating prior protocol work and design decisions is
      not an uncommon strategy and, to some extent, considered necessary to
      ensure that the developed protocols indeed meet the previously
      envisioned needs for the users on the Internet.</t>

      <t>This document summarizes media security requirements, i.e.,
      requirements for mechanisms that negotiate security context such as
      cryptographic keys and parameters for SRTP.</t>

      <t>The organization of this document is as follows: <xref
      target="terminology"></xref> introduces terminology, <xref
      target="attack_scenarios"></xref> describes various attack scenarios
      against the signaling path and media path, <xref
      target="scenarios"></xref> provides an overview about possible call
      scenarios, <xref target="requirements"></xref> lists requirements for
      media security. The main part of the document concludes with the
      security considerations <xref target="security"></xref>, IANA
      considerations <xref target="iana"></xref> and an acknowledgement
      section in <xref target="acks"></xref>. <xref
      target="comparison"></xref> lists and compares available solution
      proposals. The following <xref target="eval-sip"></xref> compares the
      different approaches regarding their suitability for the SIP signaling
      scenarios described in <xref target="comparison"></xref>, while <xref
      target="eval-sec"></xref> provides a comparison regarding security
      aspects. <xref target="ofs"></xref> lists non-goals for this
      document.</t>
    </section>

    <section anchor="terminology" title="Terminology">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119"></xref>, with the important qualification that, unless
      otherwise stated, these terms apply to the design of the media security
      key management protocol, not its implementation or application.</t>

      <t>Additionally, the following items are used in this document:</t>

      <t><list style="hanging">
          <t hangText="AOR (Address-of-Record): ">A SIP or SIPS URI that
          points to a domain with a location service that can map the URI to
          another URI where the user might be available. Typically, the
          location service is populated through registrations. An AOR is
          frequently thought of as the "public address" of the user.</t>

          <t hangText="SSRC:">The 32-bit value that defines the
          synchronization source, used in RTP. These are generally unique, but
          collisions can occur.</t>

          <t hangText="two-time pad:">The use of the same key and the same key
          index to encrypt different data. For SRTP, a two-time pad occurs if
          two senders are using the same key and the same RTP SSRC value.</t>

          <t hangText="Perfect Forward Secrecy (PFS):">The property that
          disclosure of the long-term secret keying material that is used to
          derive an agreed ephemeral key does not compromise the secrecy of
          agreed keys from earlier runs.</t>

          <t hangText="active adversary:">An active adversary is able to alter
          system resources or affect their operation (see <xref
          target="RFC4949"></xref>).</t>

          <t hangText="passive adversary:">A passive adversary is able to
          learn or make use of information from a system but does not affect
          resources of that system (see <xref target="RFC4949"></xref>).</t>

          <t hangText="signaling path:">The signaling path is the route taken
          by SIP signaling messages transmitted between the calling and called
          user agents. This can be either direct signaling between the calling
          and called user agents or, more commonly involves the SIP proxy
          servers that were involved in the call setup.</t>

          <t hangText="media path:">The media path is the route taken by media
          packets exchanged by the endpoints. In the simplest case, the
          endpoints exchange media directly, and the “media path”
          is defined by a quartet of IP addresses and TCP/UDP ports, along
          with an IP route. In other cases, this path may include RTP relays,
          mixers, transcoders, session border controllers, NATs, or media
          gateways.</t>
        </list></t>
    </section>

    <section anchor="attack_scenarios" title="Attack Scenarios">
      <t>The discussion in this section relates to requirements R-PASS-MEDIA,
R-PASS-SIG, R-ASSOC, R-SIG-MEDIA, and R-ID-BINDING.</t>


      <t>This document classifies adversaries according to their access and
      their capabilities. An adversary might have access:<list style="numbers">
          <t hangText="(1)">only to the media path,</t>

          <t hangText="(2)">only to the signaling path,</t>

          <t hangText="(3)">to the media path and to the signaling path.</t>
        </list></t>

      <t>An attacker that can solely be located along the signaling path, and
      does not have access to media (item 2), is not considered in this
      document.</t>

      <t>There are two different types of adversaries, active and passive. An
      active adversary may need to be active with regard to the key exchange
      relevant information traveling along the media path or traveling along
      the signaling path.</t>

      <t>Based on their robustness against the adversary capabilities
      described above, we can group security mechanisms using the following
      labels, ordered from least secure at the top to most secure at the
      bottom:</t>

      <texttable>
        <ttcol align="center">SIP signaling</ttcol>

        <ttcol align="center">media</ttcol>

        <ttcol align="center">abbreviation</ttcol>

        <c>none</c>

        <c>passive</c>

        <c>no-signaling-passive-media</c>

        <c>none</c>

        <c>passive</c>

        <c>no-signaling-passive-media</c>

        <c>passive</c>

        <c>passive</c>

        <c>passive-signaling-passive-media</c>

        <c>active</c>

        <c>passive</c>

        <c>active-signaling-passive-media</c>

        <c>active</c>

        <c>active</c>

        <c>active-signaling-active-media</c>

        <c>active</c>

        <c>active</c>

        <c>active-signaling-active-media-detect</c>
      </texttable>

      <t><list style="hanging">
          <t hangText="no-signaling-passive-media:"><vspace
          blankLines="0" />Access to only the media path is sufficient to
          reveal the content of the media traffic.</t>

          <t hangText="passive-signaling-passive-media:"><vspace
          blankLines="0" />Passive attack on the signaling and passive attack
          on the media path is necessary to reveal the content of the media
          traffic.</t>

          <t hangText="active-signaling-passive-media:"><vspace
          blankLines="0" />Active attack on the signaling path and passive
          attack on the media path is necessary to reveal the content of the
          media traffic.</t>

          <t hangText="no-signaling-active-media:"><vspace
          blankLines="0" />Active attack on the media path is sufficient to
          reveal the content of the media traffic.</t>

          <t hangText="active-signaling-active-media:"><vspace
          blankLines="0" />Active attack on both the signaling path and the
          media path is necessary to reveal the content of the media
          traffic.</t>

          <t hangText="active-signaling-active-media-detect:"><vspace
          blankLines="0" />Active attack on both signaling and media path is
          necessary to reveal the content of the media traffic
          (active-signaling-active-media), and the attack is detectable by the
          end points when the adversary tampers with the signaling and/or
          media messages.</t>
        </list></t>

      <t>For example, unencrypted RTP is vulnerable to
      no-signaling-passive-media.</t>

      <t>As another example, <xref target="RFC4568">Security
      Descriptions</xref>, when protected by TLS (as it is commonly
      implemented and deployed), belongs in the
      passive-signaling-passive-media category since the adversary needs to
      learn the Security Descriptions key by seeing the SIP signaling message
      at a SIP proxy (assuming that the adversary is in control of the SIP
      proxy). The media traffic can be decrypted using that learned key.</t>

      <t>As another example, DTLS-SRTP falls into
      active-signaling-active-media category when DTLS-SRTP is used with a
      public key based ciphersuite with self-signed certificates and without
      <xref target="RFC4474">SIP-Identity</xref>. An adversary would have to
      modify the fingerprint that is sent along the signaling path and
      subsequently to modify the certificates carried in the DTLS handshake
      that travel along the media path. If DTLS-SRTP is used with <xref
      target="RFC4474">SIP-Identity</xref> and protects both the offer and the
      answer, it would belong to the detect-attack category.</t>

      <t>The above discussion of DTLS-SRTP demonstrates how a single security
      protocol can be in different classes depending on the mode in which it
      is operated. Other protocols can achieve similar effect by adding
      functions outside of the on-the-wire key management protocol itself.
      Although it may be appropriate to deploy lower-classed mechanisms in
      some cases, the ultimate security requirement for a media security
      negotiation protocol is that it have a mode of operation available in
      which it is detect-attack, which provides protection against the passive
      and active attacks and provides detection of such attacks. That is,
      there must be a way to use the protocol so that an active attack is
      required against both the signaling and media paths, and so that such
      attacks are detectable by the endpoints.</t>
    </section>

    <section anchor="scenarios" title="Call Scenarios">
      <t>The following subsections describe call scenarios that pose the most
      challenge to the key management system for media data in cooperation
      with SIP signaling.</t>

      <!-- ====================================================================== -->

      <section anchor="clipping"
               title="Clipping Media Before Signaling Answer">
        <t>The discussion in this section relates to requirement 
R-AVOID-CLIPPING.</t>

        <t>Per the SDP Offer/Answer Model <xref target="RFC3264"></xref>,</t>

        <t><list>
            <t>"Once the offerer has sent the offer, it MUST be prepared to
            receive media for any recvonly streams described by that offer. It
            MUST be prepared to send and receive media for any sendrecv
            streams in the offer, and send media for any sendonly streams in
            the offer (of course, it cannot actually send until the peer
            provides an answer with the needed address and port
            information)."</t>
          </list></t>

        <t>To meet this requirement with SRTP, the offerer needs to know the
        SRTP key for arriving media. If either endpoint receives encrypted
        media before it has access to the associated SRTP key, it cannot play
        the media -- causing clipping.</t>

        <t>For key exchange mechanisms that send the answerer's key in SDP, a
        SIP provisional response <xref target="RFC3261"></xref>, such as 183
        (session progress), is useful. However, the 183 messages are not
        reliable unless both the calling and called end point support PRACK
        <xref target="RFC3262"></xref>, use TCP across all SIP proxies,
        implement Security Preconditions <xref target="RFC5027"></xref>, or
        the both ends implement ICE <xref target="I-D.ietf-mmusic-ice"></xref>
        and the answerer implements the reliable provisional response
        mechanism described in ICE. Unfortunately, there is not wide
        deployment of any of these techniques and there is industry reluctance
        to require these techniques to avoid the problems described in this
        section.</t>

        <t>Note that the receipt of an SDP answer is not always sufficient to
        allow media to be played to the offerer. Sometimes, the offerer must
        send media in order to open up firewall holes or NAT bindings before
        media can be received. In this case, even a solution that makes the
        key available before the SDP answer arrives will not help.<!-- Here additional measures as
            using ICE may provide a solution space. --></t>

        <t>Fixes to early media (i.e., the media that arrives at the SDP
        offerer before the SDP answer arrives) might make the requirements to
        become obsolete, but at the time of writing no progress has been
        accomplished.</t>
      </section>

      <!-- === -->

      <section anchor="forking" title="Retargeting and Forking">
        <t>The discussion in this section relates to requirements
R-FORK-RETARGET, R-BEST-SECURE, and R-DISTINCT.</t>


        <t>In SIP, a request sent to a specific AOR but delivered to a
        different AOR is called a "retarget". A typical scenario is a "call
        forwarding" feature. In <xref target="retargeting_figure"></xref>
        Alice sends an INVITE in step 1 that is sent to Bob in step 2. Bob
        responds with a redirect (SIP response code 3xx) pointing to Carol in
        step 3. This redirect typically does not propagate back to Alice but
        only goes to a proxy (i.e., the retargeting proxy) that sends the
        original INVITE to Carol in step 4.</t>

        <t><figure anchor="retargeting_figure" title="Retargeting">
            <artwork align="center"><![CDATA[
                +-----+
                |Alice|
                +--+--+
                   |
                   | INVITE (1)
                   V
              +----+----+
              |  proxy  |
              ++-+-----++
               | ^     |
    INVITE (2) | |     | INVITE (4)
& redirect (3) | |     |
               V |     V
              ++-++   ++----+
              |Bob|   |Carol|
              +---+   +-----+
              ]]></artwork>
          </figure></t>

        <t>Using retargeting might lead to situations where the UAC does not
        know where its request will be going. This might not immediately seem
        like a serious problem; after all, when one places a telephone call on
        the PSTN, one never really knows if it will be forwarded to a
        different number, who will pick up the line when it rings, and so on.
        However, when considering SIP mechanisms for authenticating the called
        party, this function can also make it difficult to differentiate an
        intermediary that is behaving legitimately from an attacker. From this
        perspective, the main problems with retargeting ares:</t>

        <t><list style="hanging">
            <t hangText="Not detectable by the caller: ">The originating user
            agent has no means of anticipating that the condition will arise,
            nor any means of determining that it has occurred until the call
            has already been set up.</t>

            <t hangText="Not preventable by the caller:">There is no existing
            mechanism that might be employed by the originating user agent in
            order to guarantee that the call will not be re-targeted.</t>
          </list></t>

        <t>The mechanism used by SIP for identifying the calling party is SIP
        Identity <xref target="RFC4474"></xref>. However, due to the nature of
        retargeting SIP Identity can only identify the calling party (that is,
        the party that initiated the SIP request). Some key exchange
        mechanisms predate SIP Identity and include their own identity
        mechanism (e.g., MIKEY). However, those built-in identity mechanism
        also suffer from the SIP retargeting problem. Going forward, <xref
        target="RFC4916">Connected Identity</xref> allows identifying the
        called party.</t>

        <t>In SIP, 'forking' is the delivery of a request to multiple
        locations. This happens when a single AOR is registered more than
        once. An example of forking is when a user has a desk phone, PC
        client, and mobile handset all registered with the same AOR.</t>

        <t><figure anchor="forking_figure" title="Forking">
            <artwork align="center"><![CDATA[
         +-----+
         |Alice|
         +--+--+
            |
            | INVITE
            V
      +-----+-----+
      |   proxy   |
      ++---------++
       |         |
INVITE |         | INVITE
       V         V
    +--+--+   +--+--+
    |Bob-1|   |Bob-2|
    +-----+   +-----+
]]></artwork>
          </figure></t>

        <t>With forking, both Bob-1 and Bob-2 might send back SDP answers in
        SIP responses. Alice will see those intermediate (18x) and final (200)
        responses. It is useful for Alice to be able to associate the SIP
        response with the incoming media stream. Although this association can
        be done with ICE <xref target="I-D.ietf-mmusic-ice"></xref>, and ICE
        is useful to make this association with RTP, it is not desirable to
        require ICE to accomplish this association.</t>

        <t>Forking and retargeting are often used together. For example, a
        boss and secretary might have both phones ring (forking) and rollover
        to voice mail if neither phone is answered (retargeting).</t>

        <t>To maintain security of the media traffic, only the end point that
        answers the call should know the SRTP keys for the session. Forked and
        re-targeted calls only reveal sensitive information to non-responders
        when the signaling messages contain sensitive information (e.g., SRTP
        keys) that is accessible by parties that receive the offer, but may
        not respond (i.e., the original recipients in a retargeted call, or
        non-answering endpoints in a forked call). For key exchange mechanisms
        that do not provide secure forking or secure retargeting, one
        workaround is to re-key immediately after forking or retargeting.
        However, because the originator may not be aware that the call forked
        this mechanism requires rekeying immediately after every session is
        established. This doubles the number of messages processed by the
        network.</t>

        <t>Retargeting securely introduces a more significant problem. With
        retargeting, the actual recipient of the request is not the original
        recipient. This means that if the offerer encrypted material (such as
        the session key or the SDP) using the original recipient's public key
        (or a shared secret established previously), the actual recipient will
        not be able to decrypt that material because the recipient won't have
        the original recipient's private key. In some cases, this is the
        intended behavior, i.e., you wanted to establish a secure connection
        with a specific individual. In other cases, it is not intended
        behavior (you want all voice media to be encrypted, regardless of who
        answers).</t>

        <t>Further compounding this problem is a unique feature of SIP that
        when forking is used, there is always only one final error response
        delivered to the sender of the request: the forking proxy is
        responsible for choosing which final response to choose in the event
        where forking results in multiple final error responses being received
        by the forking proxy. This means that if a request is rejected, say
        with information that the keying information was rejected and
        providing the far end's credentials, it is very possible that the
        rejection will never reach the sender. This problem, called the <xref
        target="I-D.mahy-sipping-herfp-fix">Heterogeneous Error Response
        Forking Problem (HERFP)</xref>, is difficult to solve in SIP. Because
        we expect the HERFP to continue to be a problem in SIP for the
        foreseeable future, a media security system should function even in
        the presence of HERFP behavior.</t>
      </section>

      <!--
      <section anchor="ICE4association" title="Using ICE to Associate Media and Signaling">
        <t>In the absence of a technique in the key exchange to associate SIP signaling with the
          media, ICE may be used. This technique does not need an external STUN server or external
          TURN server; rather, what is used are ICE connectivity checks:</t>

        <t>
          <list style="symbols">
            <t>The offer has at least one a=candidate line, matching the m/c lines</t>

            <t>The answerer has to minimally support the new 'lite' mode of ICE. This means the
              answerer's SDP also has an a=candidate line that matches its m/c lines. In ICE's
              'lite' mode, the answerer only responds to STUN Binding Requests.</t>

            <t>There are two ways the offerer will notice forking occurred:</t>
            <list style="symbols">
              <t>media (RTP or SRTP) arrives from different transport addresses</t>

              <t>STUN connectivity checks with different STUN usernames arrive from different
                transport addresses</t>

              <t>multiple answers arrive in SIP signaling</t>
            </list>

            <t>When the offerer notices forking occurred, and the offerer needs to associate an SDP
              answer with the media path, the offerer can send a STUN Binding Request to the address
              specified in the SDP and perform ICE triggered checks, as specified by ICE. This
              allows correlating the media path with the endpoint that generated the SDP answer.</t>
          </list>
        </t>
        <t>[Editor's Note: Even though this describes a possible solution in a requirements
          document, we listed it for further comments.]</t>
      </section>

-->

      <!-- === -->

      <section anchor="conferencing" title="Shared Key Conferencing">
        <t>The consensus on the RTPSEC mailing list was to concentrate on
        unicast, point-to-point sessions. Thus, there are no requirements
        related to shared key conferencing. This section is retained for
        informational purposes.</t>

        <t>For efficient scaling, large audio and video conference bridges
        operate most efficiently by encrypting the current speaker once and
        distributing that stream to the conference attendees. Typically,
        inactive participants receive the same streams -- they hear (or see)
        the active speaker(s), and the active speakers receive distinct
        streams that don't include themselves. In order to maintain
        confidentiality of such conferences where listeners share a common
        key, all listeners must rekeyed when a listener joins or leaves a
        conference.</t>

        <t>An important use case for mixers/translators is a conference
        bridge:</t>

        <t><figure anchor="figure_centralized_keying"
            title="Centralized Keying">
            <artwork align="center"><![CDATA[
            +----+
A --- 1 --->|    |
  <-- 2 ----| M  |
            | I  |
B --- 3 --->| X  |
  <-- 4 ----| E  |
            | R  |
C --- 5 --->|    |
  <-- 6 ----|    |
            +----+
              ]]></artwork>
          </figure></t>

        <t>In the figure above, 1, 3, and 5 are RTP media contributions from
        Alice, Bob, and Carol, and 2, 4, and 6 are the RTP flows to those
        devices carrying the 'mixed' media.</t>

        <t>Several scenarios are possible:</t>

        <t><list style="letters">
            <t>Multiple inbound sessions: 1, 3, and 5 are distinct RTP
            sessions,</t>

            <t>Multiple outbound sessions: 2, 4, and 6 are distinct RTP
            sessions,</t>

            <t>Single inbound session: 1, 3, and 5 are just different sources
            within the same RTP session,</t>

            <t>Single outbound session: 2, 4, and 6 are different flows of the
            same (multi-unicast) RTP session</t>
          </list></t>

        <t>If there are multiple inbound sessions and multiple outbound
        sessions (scenarios a and b), then every keying mechanism behaves as
        if the mixer were an end point and can set up a point-to-point secure
        session between the participant and the mixer. This is the simplest
        situation, but is computationally wasteful, since SRTP processing has
        to be done independently for each participant. The use of multiple
        inbound sessions (scenario a) doesn't waste computational resources,
        though it does consume additional cryptographic context on the mixer
        for each participant and has the advantage of non-repudiation of the
        originator of the incoming stream.</t>

        <t>To support a single outbound session (scenario d), the mixer has to
        dictate its encryption key to the participants. Some keying mechanisms
        allow the transmitter to determine its own key, and others allow the
        offerer to determine the key for the offerer and answerer. Depending
        on how the call is established, the offerer might be a participant
        (such as a participant dialing into a conference bridge) or the
        offerer might be the mixer (such as a conference bridge calling a
        participant). The use of offerless INVITEs may help some keying
        mechanisms reverse the role of offerer/answerer. A difficulty,
        however, is knowing a priori if the role should be reversed for a
        particular call.</t>
      </section>

      <section anchor="recording" title="Recording">
        <t>The discussion in this section relates to requirement 
R-RECORDING.</t>

        <t>Some business environments, such as stock brokers, banks, and
        catalog call centers, require recording calls with customers. This is
        the familiar "this call is being recorded for quality purposes" heard
        during calls to these sorts of businesses. In these environments,
        media recording is typically performed by an intermediate device (with
        RTP, this is typically implemented in a 'sniffer').</t>

        <t>When performing such call recording with SRTP, the end-to-end
        security is compromised. This is unavoidable, but necessary because
        the operation of the business requires such recording. It is desirable
        that the media security is not unduly compromised by the media
        recording. The endpoint within the organization needs to be informed
        that there is an intermediate device and needs to cooperate with that
        intermediate device.</t>

        <t>This scenario does not place a requirement directly on the key
        management protocol. The requirement could be met directly by the key
        management protocol (e.g., MIKEY-NULL or <xref
        target="RFC4568"></xref>) or through an external out-of-band-mechanism
        (e.g., <xref target="I-D.wing-sipping-srtp-key"></xref>).</t>
      </section>

      <section anchor="pstn_gateway" title="PSTN gateway">
        <t>The discussion in this section relates to requirement R-PSTN.</t>

        <t>A typical case of using media security where two entities are
        having a VoIP conversation over IP capable networks. However, there
        are cases where the other end of the communication is not connected to
        an IP capable network. In this kind of setting, there needs to be some
        kind of gateway at the edge of the IP network which converts the VoIP
        conversation to format understood by the other network. An example of
        such gateway is a PSTN gateway sitting at the edge of IP and PSTN
        networks (such as the architecture described in <xref
        target="RFC3372"></xref>).</t>

        <t>If media security (e.g., SRTP protection) is employed in this kind
        of gateway-setting, then media security and the related key management
        is terminated at the PSTN gateway. The other network (e.g., PSTN) may
        have its own measures to protect the communication, but this means
        that from media security point of view the media security is not
        employed truely end-to-end between the communicating entities.</t>
      </section>

      <section title="Call Setup Performance">
        <t>The discussion in this section relates to requirement R-REUSE.</t>

        <t>Some devices lack sufficient processing power to perform public key
        operations or Diffie-Hellman operations for each call, or prefer to
        avoid performing those operations on every call. The ability to re-use
        previous public key or Diffie-Hellman operations can vastly decrease
        the call setup delay and processing requirements for such devices.</t>

        <t>In certain devices, it can take a second or two to perform a
        Diffie-Hellman operation. Examples of these devices include handsets,
        IP Multimedia Services Identity Module (ISIMs), and PSTN gateways.
        PSTN gateways typically utilize a Digital Signal Processor (DSP) which
        is not yet involved with typical DSP operations at the beginning of a
        call, thus the DSP could be used to perform the calculation, so as to
        avoid having the central host processor perform the calculation.
        However, not all PSTN gateways use DSPs (some have only central
        processors or their DSPs are incapable of performing the necessary
        public key or Diffie-Hellman operation), and handsets lack a separate,
        unused processor to perform these operations.</t>
      </section>
    </section>

    <section anchor="requirements" title="Requirements">
      <t>This section is divided into several parts: requirements specific to
      the key management protocol (<xref target="req_key_mgmt"></xref>),
      attack scenarios (<xref target="req_attack_scenario"></xref>), and
      requirements which can be met inside the key management protocol or
      outside of the key management protocol (<xref
      target="req_outside_key_mgmt"></xref>).</t>

      <section anchor="req_key_mgmt"
               title="Key Management Protocol Requirements">
        <t>SIP Forking and Retargeting, from <xref
        target="forking"></xref>:<list hangIndent="6" style="hanging">
            <t hangText="R-FORK-RETARGET">The media security key management
            protocol MUST support forking and retargeting when all endpoints
            are willing to use SRTP without causing the call setup to fail,
            unless the execution of the authentication and key exchange
            protocol leads to a failure (e.g., an unsuccessful authentication
            attempt).</t>

            <t hangText="R-DISTINCT">The media security key management
            protocol MUST be capble of creating distinct, independent
            cryptographic contexts for each endpoint in a forked session.</t>
          </list>Performance considerations:<list hangIndent="6"
            style="hanging">
            <t hangText="R-REUSE">The media security key management protocol
            MUST support the re-use of a previously established security
            context, and implementations SHOULD implement the re-use
            mechanism.</t>

          </list>Media considerations:<list hangIndent="6" style="hanging">
            <t hangText="R-AVOID-CLIPPING">The media security key management
            protocol SHOULD avoid clipping media before SDP answer without
            requiring PRACK <xref target="RFC3262"></xref>. This requirement
            comes from <xref target="clipping"></xref>.</t>

            <t hangText="R-RTP-VALID">If SRTP key negotiation is performed
            over the media path (i.e., using the same UDP/TCP ports as media
            packets), the key negotiation packets MUST NOT pass the RTP
            validity check defined in Appendix A.1 of <xref
            target="RFC3550"></xref>.</t>

            <t hangText="R-ASSOC">The media security key management protocol
            SHOULD include a mechanism for associating key management messages
            with both the signaling traffic that initiated the session and
            with protected media traffic. Allowing such an association also
            allows the SDP offerer to avoid performing CPU-consuming
            operations (e.g., Diffie-Hellman or public key operations) with
            attackers that have not seen the signaling messages.<vspace
            blankLines="1" />For example, if using a Diffie-Hellman keying
            technique with security preconditions that forks to 20 end points,
            the call initiator would get 20 provisional responses containing
            20 signed Diffie-Hellman key pairs. Calculating 20 DH secrets and
            validating signatures can be a difficult task depending on the
            device capabilities. Hence, in the case of forking, it is not
            desirable to perform a DH or PK operation with every party, but
            rather only with the party that answers the call (and incur some
            media clipping). To do this, the signaling and media need to be
            associated so the calling party knows which key management needs
            to be completed. This might be done by using the transport address
            indicated in the SDP, although NATs can complicate this
            association.</t>

            <t hangText="R-NEGOTIATE">The media security key management
            protocol MUST allow a SIP User Agent to negotiate media security
            parameters for each individual session.</t>

            <t hangText="R-PSTN">The media security key management protocol
            MUST support termination of media security in a PSTN gateway. This
            requirement is from <xref target="pstn_gateway"></xref>.</t>
          </list></t>
      </section>

      <section anchor="req_attack_scenario" title="Security Requirements">
        <t>This section describes overall security requirements and specific
        requirements from the attack scenarios (<xref
        target="attack_scenarios"></xref>).</t>

        <t>Overall security requirements:<list hangIndent="6" style="hanging">
            <t hangText="R-PFS">The media security key management protocol
            MUST be able to support perfect forward secrecy.</t>

            <t hangText="R-COMPUTE">The media security key management protocol
            MUST support negotiation of SRTP cipher suites without incurring
            per-algorithm computational expense. This allows a multiple SRTP
            cipher suites to be negotiated without incurring computational
            expense for each cipher suite.</t>

            <t hangText="R-CERTS">If the media security key management
            protocol employs certificates, it MUST be able to make use of both
            self-signed and CA-issued certificates. As an alternative, the
            media security key management protocol MAY make use of "bare"
            public keys.</t>

            <t hangText="R-FIPS">The media security key management protocol
            SHOULD use algorithms that allow <xref target="FIPS-140-2">FIPS
            140-2</xref> certification.<vspace blankLines="1" /> Note that the
            United States Government can only purchase and use crypto
            implementations that have been validated by the <xref
            target="FIPS-140-2">FIPS-140</xref> process: <vspace
            blankLines="1" /> "The FIPS-140 standard is applicable to all
            Federal agencies that use cryptographic-based security systems to
            protect sensitive information in computer and telecommunication
            systems, including voice systems. The adoption and use of this
            standard is available to private and commercial
            organizations."<xref target="cryptval"></xref> <vspace
            blankLines="1" /> Some commercial organizations, such as banks and
            defense contractors, also require or prefer equipment which has
            validated by the FIPS-140 process.</t>

            <t hangText="R-DOS">The media security key management protocol
            SHOULD NOT introduce new denial of service vulnerabilities (e.g.,
            the protocol should not request the endpoint to perform
            CPU-intensive operations without the client being able to validate
            or authorize the request).</t>

            <t hangText="R-EXISTING">The media security key management
            protocol SHOULD allow endpoints to authenticate using pre-existing
            cryptographic credentials, e.g., certificates or pre-shared
            keys.</t>

            <t hangText="R-AGILITY">The media security key management protocol
            MUST provide crypto-agility, i.e., the ability to adapt to
            evolving cryptography and security requirements (update of
            cryptographic algorithms without substantial disruption to
            deployed implementations)</t>

            <t hangText="R-DOWNGRADE">The media security key management
            protocol MUST protect cipher suite negotiation against downgrading
            attacks.</t>

            <t hangText="R24:"><deleted></t>

            <t hangText="R-PASS-MEDIA">The media security key management
            protocol MUST have a mode which prevents a passive adversary with
            access to the media path from gaining access to keying material
            used to protect SRTP media packets.</t>

            <t hangText="R-PASS-SIG">The media security key management
            protocol MUST have a mode in which it prevents a passive adversary
            with access to the signaling path from gaining access to keying
            material used to protect SRTP media packets.</t>

            <t hangText="R-SIG-MEDIA">The media security key management
            protocol SHOULD require the adversary to have access to the
            signaling path as well as the media path for a successful attack
            to be launched. An adversary that is located only along the media
            path or only along the signaling path MUST NOT be able to
            successfully mount an attack. A successful attack refers to the
            ability for the adversary to obtain keying material to decrypt the
            SRTP encrypted media traffic.</t>

            <t hangText="R-ID-BINDING">When the media security key management
            protocol uses identifiers for endpoints other than the From:
            addresses asserted by <xref target="RFC4474">SIP-Identity</xref>
            and <xref target="RFC4916">SIP-Connected-Identity</xref> (e.g.,
            public keys, hashes, or certificate fingerprints), it MUST provide
            a mechanism for binding those identifiers to the From: address.
            For example, the protocol could include the identifier in an SDP
            offer or a SIP header that is covered by the Identity
            signature.</t>

            <t hangText="R-ACT-ACT">The media security key management protocol
            MUST support a mode operation that provides
            active-signaling-active-media-detect robustness, and MAY support
            modes of operation that provide lower levels of robustness (as
            described in <xref target="attack_scenarios"></xref>).</t>
          </list></t>
      </section>

      <section anchor="req_outside_key_mgmt"
               title="Requirements Outside of the Key Management Protocol">
        <t>The requirements in this section are for an overall VoIP security
        system. These requirements can be met within the key management
        protocol itself, or can be solved outside of the key management
        protocol itself (e.g., solved in SIP or in SDP).<list hangIndent="6"
            style="hanging">
            <t hangText="R-BEST-SECURE">Even when some end points of a forked
            or retargeted call are incapable of using SRTP, a solution MUST be
            described which allows the establishment of SRTP associations with
            SRTP-capable endpoints and / or RTP associations with
            non-SRTP-capable endpoints. This requirement comes from <xref
            target="forking"></xref>.</t>

            <t hangText="R-OTHER-SIGNALING">A solution SHOULD be able to
            negotiate keys for SRTP sessions created via different call
            signaling protocols (e.g., between Jabber, SIP, H.323, MGCP).</t>

            <t hangText="R-RECORDING">A solution SHOULD be described which
            supports recording of decrypted media. This requirement comes from
            <xref target="recording"></xref>.</t>

            <t hangText="R-TRANSCODER">A solution SHOULD be described which
            supports intermediate nodes (e.g., transcoders), terminating or
            processing media, between the end points.</t>
          </list></t>
      </section>
    </section>

    <section anchor="security" title="Security Considerations">
      <t>This document lists requirements for securing media traffic. As such,
      it addresses security throughout the document.</t>
    </section>

    <section anchor="iana" title="IANA Considerations">
      <t>This document does not require actions by IANA.</t>
    </section>

    <section anchor="acks" title="Acknowledgements">
      <t>For contributions to the requirements portion of this document, the
      authors would like to thank the active participants of the RTPSEC BoF
      and on the RTPSEC mailing list. The authors would furthermore like to
      thank Wolfgang Buecker, Guenther Horn, Peter Howard, Hans-Heinrich
      Grusdt, Srinath Thiruvengadam, Martin Euchner, Eric Rescorla, Matt
      Lepinski, Dan York, Werner Dittmann, Richard Barnes, Vesa Lehtovirta,
      Colin Perkins, Peter Schneider, and Christer Holmberg for their feedback
      to this document.</t>

      <t>For contributions to the analysis portion of this document, the
      authors would like to thank Special thanks to Steffen Fries and Dragan
      Ignjatic for their excellent <xref
      target="I-D.ietf-msec-mikey-applicability">MIKEY comparison
      document</xref>. The authors would furthermore like to thank Cullen
      Jennings, David Oran, David McGrew, Mark Baugher, Flemming Andreasen,
      Eric Raymond, Dave Ward, Leo Huang, Eric Rescorla, Lakshminath Dondeti,
      Steffen Fries, Alan Johnston, Dragan Ignjatic and John Elwell for their
      feedback to this document.</t>

      <t>Thanks to Richard Barnes for his thorough reviews and suggestions
      which improved the document considerably.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      &RFC2119;

      &RFC3261;

      &RFC3262;

      &RFC3264;

      &RFC3711;

      <reference anchor="FIPS-140-2"
                 target="http://csrc.nist.gov/publications/fips/fips140-2/fips1402.pdf">
        <front>
          <title>Security Requirements for Cryptographic Modules</title>

          <author fullname="NIST">
            <organization>NIST</organization>
          </author>

          <date day="13" month="June" year="2005" />
        </front>
      </reference>

      <reference anchor="cryptval"
                 target="http://csrc.nist.gov/cryptval/140-2APP.htm">
        <front>
          <title>Cryptographic Module Validation Program</title>

          <author fullname="NIST">
            <organization>NIST</organization>
          </author>

          <date day="19" month="December" year="2006" />
        </front>
      </reference>
    </references>

    <references title="Informative References">
      &RFC5027;

      &RFC3550;

      &RFC3372;

      &I-D.ietf-mmusic-ice;

      &RFC4474;

      &I-D.wing-sipping-srtp-key;

      &rfc4568;

      &rfc4650;

      &I-D.ietf-msec-mikey-ecc;

      &rfc4738;

      &RFC4949;

      &I-D.ietf-sip-certs;

      &I-D.mahy-sipping-herfp-fix;

      &rfc3830;

      &rfc4492;

      &rfc3388;

      &rfc4346;

      &rfc4916;

      &I-D.fischl-sipping-media-dtls;

      &I-D.ietf-msec-mikey-applicability;

      &I-D.zimmermann-avt-zrtp;

      &I-D.baugher-mmusic-sdp-dh;

      &I-D.mcgrew-srtp-ekt;

      &rfc4771;

      &I-D.jennings-sipping-multipart;

      &I-D.ietf-avt-dtls-srtp;

      &I-D.dondeti-msec-rtpsec-mikeyv2;

      &I-D.ietf-mmusic-sdp-capability-negotiation;
    </references>

    <section anchor="comparison" title="Overview of Keying Mechanisms">
      <t>Based on how the SRTP keys are exchanged, each SRTP key exchange
      mechanism belongs to one general category:</t>

      <t><list>
          <t><list style="hanging">
              <t hangText="signaling path:">All the keying is carried in the
              call signaling (SIP or SDP) path.</t>

              <t hangText="media path:">All the keying is carried in the
              SRTP/SRTCP media path, and no signaling whatsoever is carried in
              the call signaling path.</t>

              <t hangText="signaling and media path:">Parts of the keying are
              carried in the SRTP/SRTCP media path, and parts are carried in
              the call signaling (SIP or SDP) path.</t>
            </list></t>
        </list></t>

      <t>One of the significant benefits of SRTP over other end-to-end
      encryption mechanisms, such as for example IPsec, is that SRTP is
      bandwidth efficient and SRTP retains the header of RTP packets.
      Bandwidth efficiency is vital for VoIP in many scenarios where access
      bandwidth is limited or expensive, and retaining the RTP header is
      important for troubleshooting packet loss, delay, and jitter.</t>

      <t>Related to SRTP's characteristics is a goal that any SRTP keying
      mechanism to also be efficient and not cause additional call setup
      delay. Contributors to additional call setup delay include network or
      database operations: retrieval of certificates and additional SIP or
      media path messages, and computational overhead of establishing keys or
      validating certificates.</t>

      <t>When examining the choice between keying in the signaling path,
      keying in the media path, or keying in both paths, it is important to
      realize the media path is generally 'faster' than the SIP signaling
      path. The SIP signaling path has computational elements involved which
      parse and route SIP messages. The media path, on the other hand, does
      not normally have computational elements involved, and even when
      computational elements such as firewalls are involved, they cause very
      little additional delay. Thus, the media path can be useful for
      exchanging several messages to establish SRTP keys. A disadvantage of
      keying over the media path is that interworking different key exchange
      requires the interworking function be in the media path, rather than
      just in the signaling path; in practice this involvement is probably
      unavoidable anyway.</t>

      <section title="Signaling Path Keying Techniques">
        <section title="MIKEY-NULL">
          <t><xref target="RFC3830">MIKEY-NULL</xref> has the offerer indicate
          the SRTP keys for both directions. The key is sent unencrypted in
          SDP, which means the SDP must be encrypted hop-by-hop (e.g., by
          using TLS (SIPS)) or end-to-end (e.g., by using S/MIME).</t>

          <t>MIKEY-NULL requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.</t>
        </section>

        <section title="MIKEY-PSK">
          <t>MIKEY-PSK (pre-shared key) <xref target="RFC3830"></xref>
          requires that all endpoints share one common key. MIKEY-PSK has the
          offerer encrypt the SRTP keys for both directions using this
          pre-shared key.</t>

          <t>MIKEY-PSK requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.</t>
        </section>

        <section title="MIKEY-RSA">
          <t><xref target="RFC3830">MIKEY-RSA</xref> has the offerer encrypt
          the keys for both directions using the intended answerer's public
          key, which is obtained from a mechanism outside of MIKEY.</t>

          <t>MIKEY-RSA requires one message from offerer to answerer (half a
          round trip), and does not add additional media path messages.
          MIKEY-RSA requires the offerer to obtain the intended answerer's
          certificate.</t>
        </section>

        <section title="MIKEY-RSA-R">
          <t><xref target="RFC4738">MIKEY-RSA-R </xref> is essentially the
          same as MIKEY-RSA but reverses the role of the offerer and the
          answerer with regards to providing the keys. That is, the answerer
          encrypts the keys for both directions using the offerer's public
          key. Both the offerer and answerer validate each other's public keys
          using a standard X.509 validation techniques. MIKEY-RSA-R also
          enables sending certificates in the MIKEY message.</t>

          <t>MIKEY-RSA-R requires one message from offerer to answer, and one
          message from answerer to offerer (full round trip), and does not add
          additional media path messages. MIKEY-RSA-R requires the offerer
          validate the answerer's certificate.</t>
        </section>

        <section title="MIKEY-DHSIGN">
          <t><xref target="RFC3830">In MIKEY-DHSIGN</xref> the offerer and
          answerer derive the key from a Diffie-Hellman exchange. In order to
          prevent an active man-in-the-middle the DH exchange itself is signed
          using each endpoint's private key and the associated public keys are
          validated using standard X.509 validation techniques.</t>

          <t>MIKEY-DHSIGN requires one message from offerer to answerer, and
          one message from answerer to offerer (full round trip), and does not
          add additional media path messages. MIKEY-DHSIGN requires the
          offerer and answerer to validate each other's certificates.
          MIKEY-DHSIGN also enables sending the answerer's certificate in the
          MIKEY message.</t>
        </section>

        <section title="MIKEY-DHHMAC">
          <t><xref target="RFC4650">MIKEY-DHHMAC</xref> uses a pre-shared
          secret to HMAC the Diffie-Hellman exchange, essentially combining
          aspects of MIKEY-PSK with MIKEY-DHSIGN, but without MIKEY-DHSIGN's
          need for certificate authentication.</t>

          <t>MIKEY-DHHMAC requires one message from offerer to answerer, and
          one message from answerer to offerer (full round trip), and does not
          add additional media path messages.</t>
        </section>

        <section title="MIKEY-ECIES and MIKEY-ECMQV (MIKEY-ECC)">
          <t><xref target="I-D.ietf-msec-mikey-ecc">ECC Algorithms For
          MIKEY</xref> describes how ECC can be used with MIKEY-RSA (using
          ECDSA signature) and with MIKEY-DHSIGN (using a new DH-Group code),
          and also defines two new ECC-based algorithms, Elliptic Curve
          Integrated Encryption Scheme (ECIES) and Elliptic Curve
          Menezes-Qu-Vanstone (ECMQV) .</t>

          <t>With this proposal, the ECDSA signature, MIKEY-ECIES, and
          MIKEY-ECMQV function exactly like MIKEY-RSA, and the new DH-Group
          code function exactly like MIKEY-DHSIGN. Therefore these ECC
          mechanisms are not discussed separately in this document.</t>
        </section>

        <section anchor="sdesc" title="Security Descriptions with SIPS">
          <t><xref target="RFC4568">Security Descriptions</xref> has each side
          indicate the key it will use for transmitting SRTP media, and the
          keys are sent in the clear in SDP. Security Descriptions relies on
          hop-by-hop (TLS via "SIPS:") encryption to protect the keys
          exchanged in signaling.</t>

          <t>Security Descriptions requires one message from offerer to
          answerer, and one message from answerer to offerer (full round
          trip), and does not add additional media path messages.</t>
        </section>

        <section title="Security Descriptions with S/MIME">
          <t>This keying mechanism is identical to <xref
          target="sdesc"></xref>, except that rather than protecting the
          signaling with TLS, the entire SDP is encrypted with S/MIME.</t>
        </section>

        <section title="SDP-DH (expired)">
          <t><xref target="I-D.baugher-mmusic-sdp-dh">SDP
          Diffie-Hellman</xref> exchanges Diffie-Hellman messages in the
          signaling path to establish session keys. To protect against active
          man-in-the-middle attacks, the Diffie-Hellman exchange needs to be
          protected with S/MIME, SIPS, or <xref
          target="RFC4474">SIP-Identity</xref> and <xref
          target="RFC4474"></xref>.</t>

          <t>SDP-DH requires one message from offerer to answerer, and one
          message from answerer to offerer (full round trip), and does not add
          additional media path messages.</t>
        </section>

        <section anchor="mikey2-sdp" title="MIKEYv2 in SDP (expired)">
          <t><xref target="I-D.dondeti-msec-rtpsec-mikeyv2">MIKEYv2</xref>
          adds mode negotiation to MIKEYv1 and removes the time
          synchronization requirement. It therefore now takes 2 round-trips to
          complete. In the first round trip, the communicating parties learn
          each other's identities, agree on a MIKEY mode, crypto algorithm,
          SRTP policy, and exchanges nonces for replay protection. In the
          second round trip, they negotiate unicast and/or group SRTP context
          for SRTP and/or SRTCP.</t>

          <t>Furthemore, MIKEYv2 also defines an in-band negotiation mode as
          an alternative to SDP (see <xref
          target="mikey2-inband"></xref>).</t>
        </section>
      </section>

      <section title="Media Path Keying Technique">
        <t></t>

        <section title="ZRTP">
          <t><xref target="I-D.zimmermann-avt-zrtp">ZRTP</xref> does not
          exchange information in the signaling path (although it's possible
          for endpoints to indicate support for ZRTP with "a=zrtp" in the
          initial Offer). In ZRTP the keys are exchanged entirely in the media
          path using a Diffie-Hellman exchange. The advantage to this
          mechanism is that the signaling channel is used only for call setup
          and the media channel is used to establish an encrypted channel --
          much like encryption devices on the PSTN. ZRTP uses voice
          authentication of its Diffie-Hellman exchange by having each person
          read digits to the other person. Subsequent sessions with the same
          ZRTP endpoint can be authenticated using the stored hash of the
          previously negotiated key rather than voice authentication.</t>

          <t>ZRTP uses 4 media path messages (Hello, Commit, DHPart1, and
          DHPart2) to establish the SRTP key, and 3 media path confirmation
          messages. These initial messages are all sent as non-RTP packets.
          <list>
              <t>Note that when ZRTP probing is used, unencrypted RTP is being
              exchanged until the SRTP keys are established.</t>
            </list></t>
        </section>
      </section>

      <section title="Signaling and Media Path Keying Techniques">
        <t></t>

        <section title="EKT">
          <t><xref target="I-D.mcgrew-srtp-ekt">EKT</xref> relies on another
          SRTP key exchange protocol, such as Security Descriptions or MIKEY,
          for bootstrapping. In the initial phase, each member of a conference
          uses an SRTP key exchange protocol to establish a common key
          encryption key (KEK). Each member may use the KEK to securely
          transport its SRTP master key and current SRTP rollover counter
          (ROC), via RTCP, to the other participants in the session.</t>

          <t>EKT requires the offerer to send some parameters (EKT_Cipher,
          KEK, and security parameter index (SPI)) via the bootstrapping
          protocol such as Security Descriptions or MIKEY. Each answerer sends
          an SRTCP message which contains the answerer's SRTP Master Key,
          rollover counter, and the SRTP sequence number. Rekeying is done by
          sending a new SRTCP message. For reliable transport, multiple RTCP
          messages need to be sent.</t>
        </section>

        <section anchor="dtls-srtp" title="DTLS-SRTP">
          <t><xref target="I-D.ietf-avt-dtls-srtp">DTLS-SRTP</xref> exchanges
          public key fingerprints in SDP <xref
          target="I-D.fischl-sipping-media-dtls"></xref> and then establishes
          a DTLS session over the media channel. The endpoints use the DTLS
          handshake to agree on crypto suites and establish SRTP session keys.
          SRTP packets are then exchanged between the endpoints.</t>

          <t>DTLS-SRTP requires one message from offerer to answerer (half
          round trip), and, if the offerer wishes to correlate the SDP answer
          with the endpoint, requires one message from answer to offerer (full
          round trip). DTLS-SRTP uses 4 media path messages to establish the
          SRTP key.</t>

          <t>This document assumes DTLS will use TLS_RSA_WITH_3DES_EDE_CBC_SHA
          as its cipher suite, which is the mandatory-to-implement cipher
          suite in <xref target="RFC4346">TLS</xref>.</t>
        </section>

        <section anchor="mikey2-inband" title="MIKEYv2 Inband (expired)">
          <t>As defined in <xref target="mikey2-sdp"></xref>, MIKEYv2 also
          defines an in-band negotiation mode as an alternative to SDP (see
          <xref target="mikey2-inband"></xref>). The details are not sorted
          out in the draft yet on what in-band actually means (i.e., UDP, RTP,
          RTCP, etc.).</t>
        </section>
      </section>
    </section>

    <section anchor="eval-sip" title="Evaluation Criteria - SIP">
      <t>This section considers how each keying mechanism interacts with SIP
      features.</t>

      <section anchor="retargeting"
               title="Secure Retargeting and Secure Forking">
        <t></t>

        <t>Retargeting and forking of signaling requests is described within
        <xref target="forking"></xref>. The following builds upon this
        description.</t>

        <t>The following list compares the behavior of secure forking,
        answering association, two-time pads, and secure retargeting for each
        keying mechanism.</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL">Secure Forking: No, all AORs see
                offerer's and answerer's keys. Answer is associated with media
                by the SSRC in MIKEY. Additionally, a two-time pad occurs if
                two branches choose the same 32-bit SSRC and transmit SRTP
                packets.<vspace blankLines="1" />Secure Retargeting: No, all
                targets see offerer's and answerer's keys. Suffers from
                retargeting identity problem.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />Secure
                Forking: No, all AORs see offerer's and answerer's keys.
                Answer is associated with media by the SSRC in MIKEY. Note
                that all AORs must share the same pre-shared key in order for
                forking to work at all with MIKEY-PSK. Additionally, a
                two-time pad occurs if two branches choose the same 32-bit
                SSRC and transmit SRTP packets.<vspace blankLines="1" />Secure
                Retargeting: Not secure. For retargeting to work, the final
                target must possess the correct PSK. As this is likely in
                scenarios were the call is targeted to another device
                belonging to the same user (forking), it is very unlikely that
                other users will possess that PSK and be able to successfully
                answer that call.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />Secure
                Forking: No, all AORs see offerer's and answerer's keys.
                Answer is associated with media by the SSRC in MIKEY. Note
                that all AORs must share the same private key in order for
                forking to work at all with MIKEY-RSA. Additionally, a
                two-time pad occurs if two branches choose the same 32-bit
                SSRC and transmit SRTP packets.<vspace blankLines="1" />Secure
                Retargeting: No.</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Secure
                Forking: Yes. Answer is associated with media by the SSRC in
                MIKEY.<vspace blankLines="1" />Secure Retargeting: Yes.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Secure
                Forking: Yes, each forked endpoint negotiates unique keys with
                the offerer for both directions. Answer is associated with
                media by the SSRC in MIKEY.<vspace blankLines="1" />Secure
                Retargeting: Yes, each target negotiates unique keys with the
                offerer for both directions.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Secure
                Forking: Yes, each forked endpoint negotiates unique keys with
                the offerer for both directions. Answer is associated with
                media by the SSRC in MIKEY.<vspace blankLines="1" />Secure
                Retargeting: Yes, each target negotiates unique keys with the
                offerer for both directions. Note that for the keys to be
                meaningful, it would require the PSK to be the same for all
                the potential intermediaries, which would only happen within a
                single domain.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />Secure Forking: No. Each forked endpoint sees
                the offerer's key. Answer is not associated with media.<vspace
                blankLines="1" />Secure Retargeting: No. Each target sees the
                offerer's key.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />Secure Forking: No. Each forked endpoint sees
                the offerer's key. Answer is not associated with media.<vspace
                blankLines="1" />Secure Retargeting: No. Each target sees the
                offerer's key. Suffers from retargeting identity problem.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />Secure Forking:
                Yes. Each forked endpoint calculates a unique SRTP key. Answer
                is not associated with media.<vspace blankLines="1" />Secure
                Retargeting: Yes. The final target calculates a unique SRTP
                key.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />Secure Forking:
                Yes. Each forked endpoint calculates a unique SRTP key. As
                ZRTP isn't signaled in SDP, there is no association of the
                answer with media.<vspace blankLines="1" />Secure Retargeting:
                Yes. The final target calculates a unique SRTP key.</t>

                <t hangText="EKT"><vspace blankLines="0" />Secure Forking:
                Inherited from the bootstrapping mechanism (the specific MIKEY
                mode or Security Descriptions). Answer is associated with
                media by the SPI in the EKT protocol. Answer is associated
                with media by the SPI in the EKT protocol.<vspace
                blankLines="1" />Secure Retargeting: Inherited from the
                bootstrapping mechanism (the specific MIKEY mode or Security
                Descriptions).</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />Secure
                Forking: Yes. Each forked endpoint calculates a unique SRTP
                key. Answer is associated with media by the certificate
                fingerprint in signaling and certificate in the media
                path.<vspace blankLines="1" /> Secure Retargeting: Yes. The
                final target calculates a unique SRTP key.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>
              </list></t>
          </list></t>
      </section>

      <section title="Clipping Media Before SDP Answer">
        <t>Clipping media before receiving the signaling answer is described
        within <xref target="clipping"></xref>. The following builds upon this
        description.</t>

        <t>Furthermore, the problem of clipping gets compounded when forking
        is used. For example, if using a Diffie-Hellman keying technique with
        security preconditions that forks to 20 endpoints, the call initiator
        would get 20 provisional responses containing 20 signed Diffie-Hellman
        half keys. Calculating 20 DH secrets and validating signatures can be
        a difficult task depending on the device capabilities.</t>

        <t>The following list compares the behavior of clipping before SDP
        answer for each keying mechanism.</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />Not clipped.
                The offerer provides the answerer's keys.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />Not clipped.
                The offerer provides the answerer's keys.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />Not clipped.
                The offerer provides the answerer's keys.</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Clipped.
                The answer contains the answerer's encryption key.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Clipped.
                The answer contains the answerer's Diffie-Hellman
                response.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Clipped.
                The answer contains the answerer's Diffie-Hellman
                response.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />Clipped. The answer contains the answerer's
                encryption key.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />Clipped. The answer contains the answerer's
                encryption key.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />Clipped. The
                answer contains the answerer's Diffie-Hellman response.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />Not clipped
                because the session intially uses RTP. While RTP is flowing,
                both ends negotiate SRTP keys in the media path and then
                switch to using SRTP.</t>

                <t hangText="EKT"><vspace blankLines="0" />Not clipped, as
                long as the first RTCP packet (containing the answerer's key)
                is not lost in transit. The answerer sends its encryption key
                in RTCP, which arrives at the same time (or before) the first
                SRTP packet encrypted with that key.<list>
                    <t>Note: RTCP needs to work, in the answerer-to-offerer
                    direction, before the offerer can decrypt SRTP media.</t>
                  </list></t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />Not clipped.
                Keys are exchanged in the media path without relying on the
                signaling path.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />Not
                clipped. Keys are exchanged in the media path without relying
                on the signaling path.</t>
              </list></t>
          </list></t>
      </section>

      <section title="Centralized Keying">
        <t>Centralized keying is described within <xref
        target="conferencing"></xref>. The following builds upon this
        description.</t>

        <t>The following list describes how each keying mechanism behaves with
        centralized keying (scenario d) and rekeying.<list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />Keying: Yes,
                if offerer is the mixer. No, if offerer is the participant
                (end user).<vspace blankLines="1" />Rekeying: Yes, via
                re-INVITE</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />Keying: Yes,
                if offerer is the mixer. No, if offerer is the participant
                (end user).<vspace blankLines="1" />Rekeying: Yes, with a
                re-INVITE</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />Keying: Yes,
                if offerer is the mixer. No, if offerer is the participant
                (end user).<vspace blankLines="1" />Rekeying: Yes, with a
                re-INVITE</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Keying: No,
                if offerer is the mixer. Yes, if offerer is the participant
                (end user).<vspace blankLines="1" />Rekeying: n/a</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Keying:
                No; a group-key Diffie-Hellman protocol is not
                supported.<vspace blankLines="1" />Rekeying: n/a</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Keying:
                No; a group-key Diffie-Hellman protocol is not
                supported.<vspace blankLines="1" />Rekeying: n/a</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />Keying: Yes, if offerer is the mixer. Yes, if
                offerer is the participant.<vspace blankLines="1" />Rekeying:
                Yes, with a re-INVITE.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />Keying: Yes, if offerer is the mixer. Yes, if
                offerer is the participant.<vspace blankLines="1" />Rekeying:
                Yes, with a re-INVITE.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />Keying: No; a
                group-key Diffie-Hellman protocol is not supported.<vspace
                blankLines="1" />Rekeying: n/a</t>

                <t hangText="ZRTP"><vspace blankLines="0" />Keying: No; a
                group-key Diffie-Hellman protocol is not supported.<vspace
                blankLines="1" />Rekeying: n/a</t>

                <t hangText="EKT"><vspace blankLines="0" />Keying: Yes. After
                bootstrapping a KEK using Security Descriptions or MIKEY, each
                member originating an SRTP stream can send its SRTP master
                key, sequence number and ROC via RTCP.<vspace
                blankLines="1" />Rekeying: Yes. EKT supports each sender to
                transmit its SRTP master key to the group via RTCP packets.
                Thus, EKT supports each originator of an SRTP stream to rekey
                at any time.</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />Keying: Yes,
                because with the assumed cipher suite,
                TLS_RSA_WITH_3DES_EDE_CBC_SHA, each end indicates its SRTP
                key.<vspace blankLines="1" />Rekeying: via DTLS in the media
                path.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>
              </list></t>
          </list></t>
      </section>

      <section title="SSRC and ROC">
        <t>In SRTP, a cryptographic context is defined as the SSRC,
        destination network address, and destination transport port number.
        Whereas RTP, a flow is defined as the destination network address and
        destination transport port number. This results in a problem -- how to
        communicate the SSRC so that the SSRC can be used for the
        cryptographic context.</t>

        <t>Two approaches have emerged for this communication. One, used by
        all MIKEY modes, is to communicate the SSRCs to the peer in the MIKEY
        exchange. Another, used by Security Descriptions, is to use "late
        bindng" -- that is, any new packet containing a previously-unseen SSRC
        (which arrives at the same destination network address and destination
        transport port number) will create a new cryptographic context.
        Another approach, common amongst techniques with media-path SRTP key
        establishment, is to require a handshake over that media path before
        SRTP packets are sent. MIKEY's approach changes RTP's SSRC collision
        detection behavior by requiring RTP to pre-establish the SSRC values
        for each session.</t>

        <t>Another related issue is that SRTP introduces a rollover counter
        (ROC), which records how many times the SRTP sequence number has
        rolled over. As the sequence number is used for SRTP's default
        ciphers, it is important that all endpoints know the value of the ROC.
        The ROC starts at 0 at the beginning of a session.</t>

        <t>Some keying mechanisms cause a two-time pad to occur if two
        endpoints of a forked call have an SSRC collision.</t>

        <t>Note: A proposal has been made to send the ROC value on every Nth
        SRTP packet<xref target="RFC4771"></xref>. This proposal has not yet
        been incorporated into this document.</t>

        <t>The following list examines handling of SSRC and ROC:</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />Each endpoint
                indicates a set of SSRCs and the ROC for SRTP packets it
                transmits.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />Each endpoint
                indicates a set of SSRCs and the ROC for SRTP packets it
                transmits.</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />Neither SSRC nor ROC are signaled. SSRC 'late
                binding' is used.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />Neither SSRC nor ROC are signaled. SSRC 'late
                binding' is used.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />Neither SSRC nor
                ROC are signaled. SSRC 'late binding' is used.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />Neither SSRC nor
                ROC are signaled. SSRC 'late binding' is used.</t>

                <t hangText="EKT"><vspace blankLines="0" />The SSRC of the
                SRTCP packet containing an EKT update corresponds to the SRTP
                master key and other parameters within that packet.</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />Neither SSRC
                nor ROC are signaled. SSRC 'late binding' is used.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />Each
                endpoint indicates a set of SSRCs and the ROC for SRTP packets
                it transmits.</t>
              </list></t>
          </list></t>
      </section>
    </section>

    <section anchor="eval-sec" title="Evaluation Criteria - Security">
      <t>This section evaluates each keying mechanism on the basis of their
      security properties.</t>

      <section title="Distribution and Validation of Public Keys and Certificates">
        <t>Using public key cryptography for confidentiality and
        authentication can introduce requirements for two types of systems:
        (1) a system to distribute public keys (often in the form of
        certificates), and (2) a system for validating certificates. We refer
        to the former as a key distribution system and the latter as an
        authentication infrastructure. In many cases, a monolithic public key
        infrastructure (PKI) is used for fulfill both of these roles. However,
        these functions can be provided by many other systems. For instance,
        key distribution may be accomplished by any public repository of keys.
        Any system in which the two endpoints have access to trust anchors and
        intermediate CA certificates that can be used to validate other
        endpoints’ certificates (including a system of self-signed
        certificates) can be used to support certificate validation in the
        below schemes.</t>

        <t>With real-time communications it is desirable to avoid fetching
        keys or certificates that delay call setup; rather it is preferable to
        fetch or validate certificates in such a way that call setup isn't
        delayed. For example, a certificate can be validated while the phone
        is ringing or can be validated while ring-back tones are being played
        or even while the called party is answering the phone and saying
        "hello".</t>

        <t hangText="Avoids PKI:">SRTP key exchange mechanisms that require a
        particular authentication infrastructure to operate (whether for
        distribution or validation) are gated on the deployment of a such an
        infrastructure available to both endpoints. This means that no media
        security is achievable until such an infrastructure exists. For SIP,
        something like <xref target="I-D.ietf-sip-certs">sip-certs</xref>
        might be used to obtain the certificate of a peer.</t>

        <t><list>
            <t>Note: Even if <xref
            target="I-D.ietf-sip-certs">sip-certs</xref> was deployed, the
            <xref target="retargeting">retargeting problem</xref> would still
            prevent successful deployment of keying techniques which require
            the offerer to obtain the actual target's public key.</t>
          </list></t>

        <t>The following list compares the requirements introduced by the use
        of public-key cryptography in each keying mechanism, both for public
        key distribution and for certificate validation.</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />Public-key
                cryptography is not used.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />Public-key
                cryptography is not used. Rather, all endpoints must have some
                way to exchange per-endpoint or per-system pre-shared
                keys.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />The offerer
                obtains the intended answerer's public key before initiating
                the call. This public key is used to encrypt the SRTP keys.
                There is no defined mechanism for the offerer to obtain the
                answerer's public key, although <xref
                target="I-D.ietf-sip-certs"></xref> might be viable in the
                future.<vspace blankLines="1" />The offer may also contain a
                certificate for the offeror, which would require an
                authentication infrastructure in order to be validated by the
                receiver.</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />The offer
                contains the offerer's certificate, and the answer contains
                the answerer's certificate. The answerer uses the public key
                in the certificate to encrypt the SRTP keys that will be used
                by the offerer and the answerer. An authentication
                infrastructure is necessary to validate the certificates.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />An
                authentication infrastructure is used to authenticate the
                public key that is included in the MIKEY message.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />Public-key
                cryptography is not used. Rather, all endpoints must have some
                way to exchange per-endpoint or per-system pre-shared
                keys.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />Public-key cryptography is not used.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />Use of S/MIME requires that the endpoints be
                able to fetch and validate certificates for each other. The
                offerer must obtain the intended target's certificate and
                encrypts the SDP offer with the public key contained in
                target's certificate. The answerer must obtain the offerer's
                certificate and encrypt the SDP answer with the public key
                contained in the offerer's certificate.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />Public-key
                cryptography is not used.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />Public-key
                cryptography is not used.</t>

                <t hangText="EKT"><vspace blankLines="0" />Public-key
                cryptography is not used by itself, but might be used by the
                EKT bootstrapping keying mechanism (such as certain MIKEY
                modes).</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />Remote
                party's certificate is sent in media path, and a fingerprint
                of the same certificate is sent in the signaling path.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>
              </list></t>
          </list></t>
      </section>

      <section title="Perfect Forward Secrecy">
        <t>In the context of SRTP, Perfect Forward Secrecy is the property
        that SRTP session keys that protected a previous session are not
        compromised if the static keys belonging to the endpoints are
        compromised. That is, if someone were to record your encrypted session
        content and later acquires either party's private key, that encrypted
        session content would be safe from decryption if your key exchange
        mechanism had perfect forward secrecy.</t>

        <t>The following list describes how each key exchange mechanism
        provides PFS.</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />No PFS.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />No PFS.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />No PFS.</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />No PFS.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />PFS is
                provided with the Diffie-Hellman exchange.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />PFS is
                provided with the Diffie-Hellman exchange.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />No PFS.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />No PFS.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />PFS is provided
                with the Diffie-Hellman exchange.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />PFS is provided
                with the Diffie-Hellman exchange.</t>

                <t hangText="EKT"><vspace blankLines="0" />No PFS.</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />PFS is
                achieved if the negotiated cipher suite includes an
                exponential or discrete-logarithmic key exchange (such as
                Diffie-Hellman or <xref target="RFC4492">Elliptic Curve
                Diffie-Hellman</xref>).</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>
              </list></t>
          </list></t>
      </section>

      <section title="Best Effort Encryption">
        <t>With best effort encryption, SRTP is used with endpoints that
        support SRTP, otherwise RTP is used.</t>

        <t>SIP needs a backwards-compatible best effort encryption in order
        for SRTP to work successfully with SIP retargeting and forking when
        there is a mix of forked or retargeted devices that support SRTP and
        don't support SRTP.</t>

        <t><list>
            <t>Consider the case of Bob, with a phone that only does RTP and a
            voice mail system that supports SRTP and RTP. If Alice calls Bob
            with an SRTP offer, Bob's RTP-only phone will reject the media
            stream (with an empty "m=" line) because Bob's phone doesn't
            understand SRTP (RTP/SAVP). Alice's phone will see this rejected
            media stream and may terminate the entire call (BYE) and
            re-initiate the call as RTP-only, or Alice's phone may decide to
            continue with call setup with the SRTP-capable leg (the voice mail
            system). If Alice's phone decided to re-initiate the call as
            RTP-only, and Bob doesn't answer his phone, Alice will then leave
            voice mail using only RTP, rather than SRTP as expected.</t>
          </list>Currently, several techniques are commonly considered as
        candidates to provide opportunistic encryption:</t>

        <t><list style="hanging">
            <t hangText="multipart/alternative"><vspace blankLines="0" />
            <xref target="I-D.jennings-sipping-multipart"></xref> describes
            how to form a multipart/alternative body part in SIP. The
            significant issues with this technique are (1) that multipart MIME
            is incompatible with existing SIP proxies, firewalls, Session
            Border Controllers, and endpoints and (2) when forking, the <xref
            target="I-D.mahy-sipping-herfp-fix">Heterogeneous Error Response
            Forking Problem (HERFP)</xref> causes problems if such
            non-multipart-capable endpoints were involved in the forking.</t>

            <t hangText="SDP Grouping"><vspace blankLines="0" />A new SDP
            grouping mechanism (following the idea introduced in <xref
            target="RFC3388"></xref>) has been discussed which would allow a
            media line to indicate RTP/AVP and another media line to indicate
            RTP/SAVP, allowing non-SRTP-aware endpoints to choose RTP/AVP and
            SRTP-aware endpoints to choose RTP/SAVP. As of this writing, this
            SDP grouping mechanism has not been published as an Internet
            Draft.</t>

            <t hangText="session attribute"><vspace blankLines="0" />With this
            technique, the endpoints signal their desire to do SRTP by
            signaling RTP (RTP/AVP), and using an attribute ("a=") in the SDP.
            This technique is entirely backwards compatible with
            non-SRTP-aware endpoints, but doesn't use the RTP/SAVP protocol
            registered by <xref target="RFC3711">SRTP</xref>.</t>

            <t hangText="SDP Capability Negotiation"><vspace
            blankLines="0" /><xref
            target="I-D.ietf-mmusic-sdp-capability-negotiation">SDP Capability
            Negotiation</xref> provides a backwards-compatible mechanism to
            allow offering both SRTP and RTP in a single offer. This is the
            preferred technique.</t>

            <t hangText="Probing"><vspace blankLines="0" />With this
            technique, the endpoints first establish an RTP session using RTP
            (RTP/AVP). The endpoints send probe messages, over the media path,
            to determine if the remote endpoint supports their keying
            technique.</t>
          </list>The preferred technique, <xref
        target="I-D.ietf-mmusic-sdp-capability-negotiation">SDP Capability
        Negotiation</xref>, can be used with all key exchange mechanisms. What
        remains unique is ZRTP, which can also accomplish its best effort
        encryption by probing (sending ZRTP messages over the media path) or
        by session attribute (see "a=zrtp", defined in Section 10 of <xref
        target="I-D.zimmermann-avt-zrtp"></xref>). Current implementations of
        ZRTP use probing.</t>
      </section>

      <section title="Upgrading Algorithms">
        <t>It is necessary to allow upgrading SRTP encryption and hash
        algorithms, as well as upgrading the cryptographic functions used for
        the key exchange mechanism. With SIP's offer/answer model, this can be
        computionally expensive because the offer needs to contain all
        combinations of the key exchange mechanisms (all MIKEY modes, Security
        Descriptions) and all SRTP cryptographic suites (AES-128, AES-256) and
        all SRTP cryptographic hash functions (SHA-1, SHA-256) that the
        offerer supports. In order to do this, the offerer has to expend CPU
        resources to build an offer containing all of this information which
        becomes computationally prohibitive.</t>

        <t>Thus, it is important to keep the offerer's CPU impact fixed so
        that offering multiple new SRTP encryption and hash functions incurs
        no additional expense.</t>

        <t>The following list describes the CPU effort involved in using each
        key exchange technique.</t>

        <t><list>
            <t><list style="hanging">
                <t hangText="MIKEY-NULL"><vspace blankLines="0" />No
                significant computaional expense.</t>

                <t hangText="MIKEY-PSK"><vspace blankLines="0" />No
                significant computational expense.</t>

                <t hangText="MIKEY-RSA"><vspace blankLines="0" />For each
                offered SRTP crypto suite, the offerer has to perform RSA
                operation to encrypt the TGK</t>

                <t hangText="MIKEY-RSA-R"><vspace blankLines="0" />For each
                offered SRTP crypto suite, the offerer has to perform public
                key operation to sign the MIKEY message.</t>

                <t hangText="MIKEY-DHSIGN"><vspace blankLines="0" />For each
                offered SRTP crypto suite, the offerer has to perform
                Diffie-Hellman operation, and a public key operation to sign
                the Diffie-Hellman output.</t>

                <t hangText="MIKEY-DHHMAC"><vspace blankLines="0" />For each
                offered SRTP crypto suite, the offerer has to perform
                Diffie-Hellman operation.</t>

                <t hangText="MIKEYv2 in SDP"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>

                <t hangText="Security Descriptions with SIPS"><vspace
                blankLines="0" />No significant computational expense.</t>

                <t hangText="Security Descriptions with S/MIME"><vspace
                blankLines="0" />S/MIME requires the offerer and the answerer
                to encrypt the SDP with the other's public key, and to decrypt
                the received SDP with their own private key.</t>

                <t hangText="SDP-DH"><vspace blankLines="0" />For each offered
                SRTP crypto suite, the offerer has to perform a Diffie-Hellman
                operation.</t>

                <t hangText="ZRTP"><vspace blankLines="0" />The offerer has no
                additional computational expense at all, as the offer contains
                no information about ZRTP or might contain "a=zrtp".</t>

                <t hangText="EKT"><vspace blankLines="0" />The offerer's
                Computational expense depends entirely on the EKT
                bootstrapping mechanism selected (one or more MIKEY modes or
                Security Descriptions).</t>

                <t hangText="DTLS-SRTP"><vspace blankLines="0" />The offerer
                has no additional computational expense at all, as the offer
                contains only a fingerprint of the certificate that will be
                presented in the DTLS exchange.</t>

                <t hangText="MIKEYv2 Inband"><vspace blankLines="0" />The
                behavior will depend on which mode is picked.</t>
              </list></t>
          </list></t>
      </section>
    </section>

    <section anchor="ofs" title="Out-of-Scope">
      <t>Discussions concluded that key management for shared-key encryption
      of conferencing is outside the scope of this document. As the priority
      is point-to-point unicast SRTP session keying, resolving shared-key SRTP
      session keying is deferred to later and left as an item for future
      investigations.</t>
    </section>
  
    <section title="Requirement renumbering in -02">
  <t>[[RFC Editor:  Please delete this section prior to publication.]]</t>

   <t>Previous versions of this document used requirement numbers, 
which were changed to mnemonics as follows:
<list style="hanging" hangIndent="6">
<t hangText="R1">R-FORK-RETARGET</t>
<t hangText="R2">R-BEST-SECURE</t>
<t hangText="R3">R-DISTINCT</t>
<t hangText="R4">R-REUSE; changed from 'MAY' to 'protocol MUST support, and SHOULD implement'</t>
<t hangText="R5">R-AVOID-CLIPPING</t>
<t hangText="R6">R-PASS-MEDIA</t>
<t hangText="R7">R-PASS-SIG</t>
<t hangText="R8">R-PFS</t>
<t hangText="R9">R-COMPUTE</t>
<t hangText="R10">R-RTP-VALID</t>
<t hangText="R11">(folded into R4; was reuse previous session)</t>
<t hangText="R12">R-CERTS</t>
<t hangText="R13">R-FIPS</t>
<t hangText="R14">R-ASSOC</t>
<t hangText="R15">(deleted; was ability to upgrade from RTP to SRTP, but requirement was unclear on what it meant)</t>
<t hangText="R16">R-DOS</t>
<t hangText="R17">R-SIG-MEDIA</t>
<t hangText="R18">R-EXISTING</t>
<t hangText="R19">R-AGILITY</t>
<t hangText="R20">R-DOWNGRADE</t>
<t hangText="R21">R-NEGOTIATE</t>
<t hangText="R23">R-OTHER-SIGNALING</t>
<t hangText="R23">R-RECORDING (R23 was duplicated in previous versions of the document)</t>
<t hangText="R24">(deleted; was lawful intercept)</t>
<t hangText="R25">R-TRANSCODER</t>
<t hangText="R26">R-PSTN</t>
<t hangText="R27">R-ID-BINDING</t>
<t hangText="R28">R-ACT-ACT</t>
</list>
</t>

</section>


  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 05:12:28