One document matched: draft-ietf-rohc-rfc4995bis-03.xml
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<rfc category="std" docName="draft-ietf-rohc-rfc4995bis-03"
ipr="pre5378Trust200902" obsoletes="4995">
<!-- ***** FRONT MATTER ***** -->
<front>
<!-- The abbreviated title is used in the page header - it is only necessary if the
full title is longer than 39 characters -->
<title abbrev="ROHC Framework">The RObust Header Compression (ROHC)
Framework</title>
<!-- add 'role="editor"' below for the editors if appropriate -->
<author fullname="Kristofer Sandlund" initials="K." surname="Sandlund">
<!-- role="editor" -->
<organization>Ericsson</organization>
<address>
<postal>
<street>Box 920</street>
<city>Lulea</city>
<code>SE-971 28</code>
<country>Sweden</country>
</postal>
<phone>+46 (0) 8 404 41 58</phone>
<email>kristofer.sandlund@ericsson.com</email>
</address>
</author>
<author fullname="Ghyslain Pelletier" initials="G." surname="Pelletier">
<organization>Ericsson</organization>
<address>
<postal>
<street>Box 920</street>
<city>Lulea</city>
<code>SE-971 28</code>
<country>Sweden</country>
</postal>
<phone>+46 (0) 8 404 29 43</phone>
<email>ghyslain.pelletier@ericsson.com</email>
</address>
</author>
<author fullname="Lars-Erik Jonsson" initials="L-E." surname="Jonsson">
<organization />
<address>
<postal>
<street>Optand 737</street>
<city>Ostersund</city>
<code>SE-831 92</code>
<country>Sweden</country>
</postal>
<phone>+46 76 830 03 12</phone>
<email>lars-erik@lejonsson.com</email>
</address>
</author>
<date />
<!-- <area>Transport</area> -->
<!-- <workgroup>Robust Header Compression</workgroup> -->
<keyword>I-D</keyword>
<abstract>
<t>The Robust Header Compression (ROHC) protocol provides an efficient,
flexible, and future-proof header compression concept. It is designed to
operate efficiently and robustly over various link technologies with
different characteristics.</t>
<t>The ROHC framework, along with a set of compression profiles, was
initially defined in RFC 3095. To improve and simplify the ROHC
specifications, this document explicitly defines the ROHC framework and
the profile for uncompressed separately. More specifically, the
definition of the framework does not modify or update the definition of
the framework specified by RFC 3095.</t>
<t>This specification obsoletes RFC 4995. It fixes one interoperability
issue that was erroneously introduced in RFC 4995, and adds some minor
clarifications.</t>
</abstract>
</front>
<middle>
<section title="Introduction">
<t>For many types of networks, reducing the deployment and operational
costs by improving the usage of the bandwidth resources is of vital
importance. Header compression over a link is possible because some of
the information carried within the header of a packet becomes
compressible between packets belonging to the same flow.</t>
<t>For links where the overhead of the IP header(s) is problematic, the
total size of the header may be significant. Applications carrying data
carried within RTP <xref target="RFC3550" /> will then, in addition to
link-layer framing, have an IPv4 <xref target="RFC0791" /> header (20
octets), a UDP <xref target="RFC0768" /> header (8 octets), and an RTP
header (12 octets), for a total of 40 octets. With IPv6 <xref
target="RFC2460" />, the IPv6 header is 40 octets for a total of 60
octets. Applications transferring data using TCP <xref
target="RFC0793" /> will have 20 octets for the transport header, for a
total size of 40 octets for IPv4 and 60 octets for IPv6.</t>
<t>The relative gain for specific flows (or applications) depends on the
size of the payload used in each packet. For applications such as
Voice-over-IP, where the size of the payload containing coded speech can
be as small as 15-20 octets, this gain will be quite significant.
Similarly, relative gains for TCP flows carrying large payloads (such as
file transfers) will be less than for flows carrying smaller payloads
(such as application signaling, e.g., session initiation).</t>
<t>As more and more wireless link technologies are being deployed to
carry IP traffic, care must be taken to address the specific
characteristics of these technologies within the header compression
algorithms. Legacy header compression schemes, such as those defined in
<xref target="RFC2507" /> and <xref target="RFC2508" />, have been shown
to perform inadequately over links where both the lossy behavior and the
round-trip times are non- negligible, such as those observed for example
in wireless links and IP tunnels.</t>
<t>In addition, a header compression scheme should handle the often
non-trivial residual errors, i.e., where the lower layer may pass a
packet that contains undetected bit errors to the decompressor. It
should also handle loss and reordering before the compression point, as
well as on the link between the compression and decompression points
<xref target="RFC4224" />.</t>
<t>The Robust Header Compression (ROHC) protocol provides an efficient,
flexible, and future-proof header compression concept. It is designed to
operate efficiently and robustly over various link technologies with
different characteristics.</t>
<t>RFC 3095 <xref target="RFC3095" /> defines the ROHC framework along
with an initial set of compression profiles. To improve and simplify the
specification, the framework and the profiles' parts have been split
into separate documents. This document explicitly defines the ROHC
framework, but it does not modify or update the definition of the
framework specified by RFC 3095; both documents can be used
independently of each other. This also implies that implementations
based on either definition will be compatible and interoperable with
each other. However, it is the intent to let this specification replace
RFC 3095 as the base specification for all profiles defined in the
future.</t>
<t>This document fixes one interoperability issue that was erroneously
introduced in RFC 4995. The fix for this issue is located in
<xref target="feedback_format" /> and clarifies the interpretation of
the Size field in ROHC feedback.</t>
</section>
<section title="Terminology">
<t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in <xref
target="RFC2119" />. <section title="Acronyms">
<t>This section lists most acronyms used for reference. <figure>
<artwork xml:space="preserve"><![CDATA[
ACK Acknowledgment.
CID Context Identifier.
CO Compressed Packet Format.
CRC Cyclic Redundancy Check.
IR Initialization and Refresh.
IR-DYN Initialization and Refresh, Dynamic part.
LSB Least Significant Bit(s).
MRRU Maximum Reconstructed Reception Unit.
MSB Most Significant Bit(s).
MSN Master Sequence Number.
NACK Negative Acknowledgment.
ROHC RObust Header Compression.
]]></artwork>
</figure></t>
</section> <section title="ROHC Terminology">
<t>Context<vspace blankLines="0" /> <list style="hanging">
<t>The context of the compressor is the state it uses to
compress a header. The context of the decompressor is the state
it uses to decompress a header. Either of these or the two in
combination are usually referred to as "context", when it is
clear which is intended. The context contains relevant
information from previous headers in the packet flow, such as
static fields and possible reference values for compression and
decompression. Moreover, additional information describing the
packet flow is also part of the context, for example,
information about the change behavior of fields (e.g., the IP
Identifier behavior, or the typical inter- packet increase in
sequence numbers and timestamps).</t>
</list></t>
<t>Context damage<vspace blankLines="0" /> <list style="hanging">
<t>When the context of the decompressor is not consistent with
the context of the compressor, decompression may fail to
reproduce the original header. This situation can occur when the
context of the decompressor has not been initialized properly or
when packets have been lost or damaged between the compressor
and decompressor. <vspace blankLines="1" /> Packets which cannot
be decompressed due to inconsistent contexts are said to be lost
due to context damage. Packets that are decompressed but contain
errors due to inconsistent contexts are said to be damaged due
to context damage.</t>
</list></t>
<t>Context repair mechanism<vspace blankLines="0" /> <list
style="hanging">
<t>Context repair mechanisms are used to resynchronize the
contexts, an important task since context damage causes loss
propagation. Examples of such mechanisms are NACK-based
mechanisms, and the periodic refreshes of important context
information, usually done in unidirectional operation. There are
also mechanisms that can reduce the context inconsistency
probability, for example, repetition of the same type of
information in multiple packets and CRCs that protect
context-updating information.</t>
</list></t>
<t>CRC-8 validation<vspace blankLines="0" /> <list style="hanging">
<t>The CRC-8 validation refers to the validation of the
integrity against bit error(s) in a received IR and IR-DYN
header using the 8-bit CRC included in the IR/IR-DYN header.</t>
</list></t>
<t>CRC verification<vspace blankLines="0" /> <list style="hanging">
<t>The CRC verification refers to the verification of the result
of a decompression attempt using the 3-bit CRC or 7-bit CRC
included in the header of a compressed packet format.</t>
</list></t>
<t>Damage propagation<vspace blankLines="0" /> <list style="hanging">
<t>Delivery of incorrect decompressed headers due to context
damage, that is, due to errors in (i.e., loss of or damage to)
previous header(s) or feedback.</t>
</list></t>
<t>Error detection<vspace blankLines="0" /> <list style="hanging">
<t>Detection of errors by lower layers. If error detection is
not perfect, there will be residual errors.</t>
</list></t>
<t>Error propagation<vspace blankLines="0" /> <list style="hanging">
<t>Damage propagation or loss propagation.</t>
</list></t>
<t>ROHC profile<vspace blankLines="0" /> <list style="hanging">
<t>A ROHC profile is a compression protocol, which specifies how
to compress specific header combinations. A ROHC profile may be
tailored to handle a specific set of link characteristics, e.g.,
loss characteristics, reordering between compression points,
etc. ROHC profiles provide the details of the header compression
framework defined in this document, and each compression profile
is associated with a unique ROHC profile identifier <xref
target="ROHC-ids" />. When setting up a ROHC channel, the set of
profiles supported by both endpoints of the channel is
negotiated, and when initializing new contexts, a profile
identifier from this negotiated set is used to associate each
compression context with one specific profile.</t>
</list></t>
<t>Link<vspace blankLines="0" /> <list style="hanging">
<t>A physical transmission path that constitutes a single IP
hop.</t>
</list></t>
<t>Loss propagation<vspace blankLines="0" /> <list style="hanging">
<t>Loss of headers, due to errors in (i.e., loss of or damage
to) previous header(s) or feedback.</t>
</list></t>
<t>Packet flow<vspace blankLines="0" /> <list style="hanging">
<t>A sequence of packets where the field values and change
patterns of field values are such that the headers can be
compressed using the same context.</t>
</list></t>
<t>Residual error<vspace blankLines="0" /> <list style="hanging">
<t>Errors introduced during transmission and not detected by
lower- layer error detection schemes.</t>
</list></t>
<t>ROHC channel<vspace blankLines="0" /> <list style="hanging">
<t>A logical unidirectional point-to-point channel carrying ROHC
packets from one compressor to one decompressor, optionally
carrying ROHC feedback information on the behalf of another
compressor-decompressor pair operating on a separate ROHC
channel in the opposite direction. See also <xref
target="RFC3759" />.</t>
</list></t>
<t>This document also makes use of the conceptual terminology
defined by "ROHC Terminology and Channel Mapping Examples", RFC 3759
<xref target="RFC3759" />.</t>
</section></t>
</section>
<section title="Background (Informative)">
<t>This section provides a background to the subject of header
compression. The fundamental ideas are described together with a
discussion about the history of header compression schemes. The
motivations driving the development of the various schemes are discussed
and their drawbacks identified, thereby providing the foundations for
the design of the ROHC framework and profiles <xref target="RFC3095" />.
<section title="Header Compression Fundamentals">
<t>Header compression is possible because there is significant
redundancy between header fields; within the headers of a single
packet, but in particular between consecutive packets belonging to
the same flow. On the path end-to-end, the entire header information
is necessary for all packets in the flow, but over a single link,
some of this information becomes redundant and can be reduced, as
long as it is transparently recovered at the receiving end of the
link. The header size can be reduced by first sending field
information that is expected to remain static for (at least most of)
the lifetime of the packet flow. Further compression is achieved for
the fields carrying information that changes more dynamically by
using compression methods tailored to their respective assumed
change behavior.</t>
<t>To achieve compression and decompression, some necessary
information from past packets is maintained in a context. The
compressor and the decompressor update their respective contexts
upon certain, not necessarily synchronized, events. Impairment
events may lead to inconsistencies in the decompressor context
(i.e., context damage), which in turn may cause incorrect
decompression. A Robust Header Compression scheme needs mechanisms
to minimize the possibility of context damage, in combination with
mechanisms for context repair.</t>
</section> <section title="A Short History of Header Compression">
<t>The first header compression scheme, compressed TCP (CTCP) <xref
target="RFC1144" />, was introduced by Van Jacobson. CTCP, also
often referred to as VJ compression, compresses the 40 octets of the
TCP/IP header down to 4 octets. CTCP uses delta encoding for
sequentially changing fields. The CTCP compressor detects
transport-level retransmissions and sends a header that updates the
entire context when they occur. This repair mechanism does not
require any explicit signaling between the compressor and
decompressor.</t>
<t>A general IP header compression scheme, IP header compression
<xref target="RFC2507" />, improves somewhat on CTCP. IP Header
Compression (IPHC) can compress arbitrary IP, TCP, and UDP headers.
When compressing non-TCP headers, IPHC does not use delta encoding
and is robust. The repair mechanism of CTCP is augmented with
negative acknowledgments, called CONTEXT_STATE messages, which
speeds up the repair. This context repair mechanism is thus limited
by the round-trip time of the link. IPHC does not compress RTP
headers.</t>
<t>CRTP <xref target="RFC2508" /> is an RTP extension to IPHC. CRTP
compresses the 40 octets of IPv4/UDP/RTP headers to a minimum of 2
octets when the UDP Checksum is not enabled. If the UDP Checksum is
enabled, the minimum CRTP header is 4 octets.</t>
<t>On lossy links with long round-trip times, CRTP does not perform
well <xref target="CRTP-eval" />. Each packet lost over the link
causes decompression of several subsequent packets to fail, because
the context becomes invalidated during at least one link round-trip
time from the lost packet. Unfortunately, the large headers that
CRTP sends when updating the context waste additional bandwidth.</t>
<t>CRTP uses a local repair mechanism known as TWICE, which was
introduced by IPHC. TWICE derives its name from the observation that
when the flow of compressed packets is regular, the correct guess
when one packet is lost between the compression points is to apply
the update in the current packet twice. While TWICE improves CRTP
performance significantly, <xref target="CRTP-eval" /> also found
that even with TWICE, CRTP doubled the number of lost packets.</t>
<t>An enhanced variant of CRTP, called eCRTP <xref
target="RFC3545" />, means to improve the robustness of CRTP in the
presence of reordering and packet losses, while keeping the protocol
almost unchanged from CRTP. As a result, eCRTP does provide better
means to implement some degree of robustness, albeit at the expense
of additional overhead, leading to a reduction in compression
efficiency in comparison to CRTP.</t>
</section></t>
</section>
<section title="Overview of Robust Header Compression (ROHC) (Informative)">
<t>
<section anchor="general_principles" title="General Principles">
<t>As mentioned earlier, header compression is possible per-link due
to the fact that there is much redundancy between header field
values within packets, and especially between consecutive packets
belonging to the same flow. To utilize these properties for header
compression, there are a few essential steps to consider.</t>
<t>The first step consists of identifying and grouping packets
together into different "flows", so that packet-to-packet redundancy
is maximized in order to improve the compression ratio. Grouping
packets into flows is usually based on source and destination host
(IP) addresses, transport protocol type (e.g., UDP or TCP), process
(port) numbers, and potentially additional unique application
identifiers, such as the synchronization source (SSRC) in RTP <xref
target="RFC3550" />. The compressor and decompressor each establish
a context for the packet flow and identify the context with a
Context Identifier (CID) included in each compressed header.</t>
<t>The second step is to understand the change patterns of the
various header fields. On a high level, header fields fall into one
of the following classes:</t>
<t>
<figure>
<artwork xml:space="preserve"><![CDATA[
INFERRED These fields contain values that can be inferred from
other fields or external sources, for example, the size
of the frame carrying the packet can often be derived
from the link layer protocol, and thus does not have to
be transmitted by the compression scheme.
STATIC Fields classified as STATIC are assumed to be constant
throughout the lifetime of the packet flow. The value
of each field is thus only communicated initially.
STATIC-DEF Fields classified as STATIC-DEF are used to define a
packet flow as discussed above. Packets for which
respective values of these fields differ are treated as
belonging to different flows. These fields are in
general compressed as STATIC fields.
STATIC-KNOWN Fields classified as STATIC-KNOWN are expected to have
well-known values, and therefore their values do not
need to be communicated.
CHANGING These fields are expected to vary randomly, either
within a limited value set or range, or in some other
manner. CHANGING fields are usually handled in more
sophisticated ways based on a more detailed
classification of their expected change patterns.
]]></artwork>
</figure>
</t>
<t>Finally, the last step is to choose the encoding method(s) that
will be applied onto different fields based on classification. The
encoding methods, in combination with the identified field behavior,
provide the input to the design of the compressed header formats.
The analysis of the probability distribution of the identified
change patterns then provides the means to optimize the packet
formats, where the most frequently occurring change patterns for a
field should be encoded within the most efficient format(s).</t>
<t>However, compression efficiency has to be traded against two
other properties: the robustness of the encoding to losses and
errors between the compressor and the decompressor, and the ability
to detect and cope with errors in the decompression process.</t>
</section>
<section title="Compression Efficiency, Robustness, and Transparency">
<t>The performance of a header compression protocol can be described
with three parameters: its compression efficiency, its robustness,
and its compression transparency.</t>
<t>Compression efficiency<vspace blankLines="0" /> <list
style="hanging">
<t>The compression efficiency is determined by how much the
average header size is reduced by applying the compression
protocol.</t>
</list></t>
<t>Robustness<vspace blankLines="0" /> <list style="hanging">
<t>A robust protocol tolerates packet losses, residual bit
errors, and out-of-order delivery on the link over which header
compression takes place, without losing additional packets or
introducing additional errors in decompressed headers.</t>
</list></t>
<t>Compression transparency<vspace blankLines="0" /> <list
style="hanging">
<t>The compression transparency is a measure of the extent to
which the scheme maintains the semantics of the original
headers. If all decompressed headers are bitwise identical to
the corresponding original headers, the scheme is
transparent.</t>
</list></t>
</section>
<section title="Developing the ROHC Protocol">
<t>The challenge in developing a header compression protocol is to
conciliate compression efficiency and robustness while maintaining
transparency, as increasing robustness will always come at the
expense of a lower compression efficiency, and vice-versa. The
scheme should also be flexible enough in its design to minimize the
impacts from the varying round-trip times and loss patterns of links
where header compression will be used.</t>
<t>To achieve this, the header compression scheme must provide
facilities for the decompressor to verify decompression and detect
potential context damage, as well as context recovery mechanisms
such as feedback. Header compression schemes prior to the ones
developed by the Robust Header Compression (ROHC) WG were not
designed with the above high-level objectives in mind.</t>
<t>The ROHC WG has developed header compression solutions to meet
the needs of present and future link technologies. While special
attention has been put towards meeting the more stringent
requirements stemming from the characteristics of wireless links,
the results are equally applicable to many other link
technologies.</t>
<t>RFC 3095 <xref target="RFC3095" />, "RObust Header Compression
(ROHC): Framework and four profiles: RTP, UDP, ESP, and
uncompressed", was published in 2001, as the first output of the
ROHC WG. ROHC is a general and extendable framework for header
compression, on top of which profiles can be defined for compression
of different protocols headers. RFC 3095 introduced a number of new
compression techniques, and was successful at living up to the
requirements placed on it, as described in <xref
target="RFC3096" />.</t>
<t>Interoperability testing of RFC 3095 confirms the capabilities of
ROHC to meet its purposes, but feedback from implementers has also
indicated that the protocol specification is complex and sometimes
obscure. Most importantly, a clear distinction between framework and
profiles is not obvious in <xref target="RFC3095" />, which also
makes development of additional profiles troublesome. This document
therefore aims at explicitly specifying the ROHC framework, while a
companion document <xref target="RFC5225" /> specifies revised
versions of the compression profiles of RFC 3095.</t>
</section>
<section title="Operational Characteristics of the ROHC Channel">
<t>Robust header compression can be used over many type of link
technologies. The ROHC framework provides flexibility for profiles
to address a wide range of applications, and this section lists some
of the operational characteristics of the ROHC channel (see also
<xref target="RFC3759" />).</t>
<t>Multiplexing over a single logical channel<vspace
blankLines="0" /> <list style="hanging">
<t>The ROHC channel provides a mechanism to identify a context
within the general ROHC packet format. The CID makes it possible
for a logical channel that supports ROHC to transport multiple
header- compressed flows, while still making it possible for a
channel to be dedicated to one single packet flow without any
CID overhead. More specifically, ROHC uses a distinct context
identifier space per logical channel, and the context identifier
can be omitted for one of the flows over the ROHC channel when
configured to use a small CID space.</t>
</list></t>
<t>Establishment of channel parameters<vspace blankLines="0" />
<list style="hanging">
<t>A link layer defining support for the ROHC channel must
provide the means to establish header compression channel
parameters (see <xref target="rohc_channel" />). This can be
achieved through a negotiation mechanism, static provisioning,
or some out-of-band signaling.</t>
</list></t>
<t>Packet type identification<vspace blankLines="0" /> <list
style="hanging">
<t>The ROHC channel defines a packet type identifier space, and
puts restrictions with respect to the use of a number of
identifiers that are common for all ROHC profiles. Identifiers
that have no restrictions, i.e., identifiers that are not
defined by this document, are available to each profile. The
identifier is part of each compressed header, and this makes it
possible for the link that supports the ROHC channel to allocate
one single link layer payload type for ROHC.</t>
</list></t>
<t>Out-of-order delivery between compression endpoints<vspace
blankLines="0" /> <list style="hanging">
<t>Each profile defines its own level of robustness, including
tolerance to reordering of packets before but especially between
compression endpoints, if any. <vspace blankLines="1" /> For
profiles specified in <xref target="RFC3095" />, the channel
between the compressor and decompressor is required to maintain
in-order delivery of the packets, i.e., the definition of these
profiles assumes that the decompressor always receives packets
in the same order as the compressor sent them. The impacts of
reordering on the performance of these profiles is described in
<xref target="RFC4224" />. However, reordering before the
compression point is handled, i.e., these profiles make no
assumption that the compressor will receive packets in-order.
<vspace blankLines="1" /> For the ROHCv2 profiles specified in
<xref target="RFC5225" />, their definitions assume that the
decompressor can receive packets out-of-order, i.e., not in the
same order that the compressor sent them. Reordering before the
compression point is also dealt with.</t>
</list></t>
<t>Duplication of packets<vspace blankLines="0" /> <list
style="hanging">
<t>The link supporting the ROHC channel is required to not
duplicate packets (however, duplication of packets can occur
before they reach the compressor, i.e., there is no assumption
that the compressor will receive only one copy of each
packet).</t>
</list></t>
<t>Framing<vspace blankLines="0" /> <list style="hanging">
<t>The link layer must provide framing that makes it possible to
distinguish frame boundaries and individual frames.</t>
</list></t>
<t>Error detection/protection<vspace blankLines="0" /> <list
style="hanging">
<t>ROHC profiles should be designed to cope with residual errors
in the headers delivered to the decompressor. CRCs are used to
detect decompression failures and to prevent or reduce damage
propagation. However, it is recommended that lower layers deploy
error detection for ROHC headers and that ROHC headers with high
residual error rates not be delivered.</t>
</list></t>
</section>
<section title="Compression and Master Sequence Number (MSN)">
<t>Compression of header fields is based on the establishment of a
function to a sequence number, called the master sequence number
(MSN). This function describes the change pattern of the field with
respect to a change in the MSN.</t>
<t>Change patterns include, for example, fields that increase
monotonically or by a small value, fields that seldom change,and
fields that remain unchanging for the entire lifetime of the packet
flow, in which case the function to the MSN is equivalent to a
constant value.</t>
<t>The compressor first establishes functions for each of the header
fields, and then reliably communicates the MSN. When the change
pattern of the field does not match the established function, i.e.,
the existing function gives a result that is different from the
field in the header being compressed, additional information can be
sent to update the parameters of that function.</t>
<t>The MSN is defined per profile. It can be either derived directly
from one of the fields of the protocol being compressed (e.g., the
RTP SN <xref target="RFC5225" />), or it can be created and
maintained by the compressor (e.g., the MSN for compression of UDP
in profile 0x0102 <xref target="RFC5225" /> or the MSN in ROHC-TCP
<xref target="RFC4996" />).</t>
</section>
<section title="Static and Dynamic Parts of a Context">
<t>A compression context can be conceptually divided into two
different parts, the static context and the dynamic context, each
based on the properties of the fields that are being compressed.</t>
<t>The static part includes the information necessary to compress
and decompress the fields whose change behavior is classified as
STATIC, STATIC-KNOWN, or STATIC-DEF (as described in <xref
target="general_principles" /> above).</t>
<t>The dynamic part includes the state maintained for all the other
fields, i.e., those that are classified as CHANGING.</t>
</section>
</t>
</section>
<section anchor="framework_normative"
title="The ROHC Framework (Normative)">
<t>This section normatively defines the parts common to all ROHC
profiles, i.e., the framework. The framework specifies the requirements
and functionality of the ROHC channel, including how to handle multiple
compressed packet flows over the same channel.</t>
<t>Finally, this section specifies encoding methods used in the packet
formats that are common to all profiles. These encoding methods may be
reused within profile specifications for encoding fields in
profile-specific parts of a packet format, without requiring their
redefinition. <section anchor="rohc_channel" title="The ROHC Channel">
<t>
<section anchor="cids" title="Contexts and Context Identifiers">
<t>Associated with each compressed flow is a context. The
context is the state that the compressor and the decompressor
maintain in order to correctly compress or decompress the
headers of the packet in the flow. Each context is identified
using a CID.</t>
<t>A context is considered to be a new context when the CID is
associated with a profile for the first time since the creation
of the ROHC channel, or when the CID gets associated from the
reception of an IR (this does not apply to the IR-DYN) with a
different profile than the profile in the context.</t>
<t>Context information is conceptually kept in a table. The
context table is indexed using the CID, which is sent along with
compressed headers and feedback information.</t>
<t>The CID space can be either small, which means that CIDs can
take the values 0 through 15, or large, which means that CIDs
take values between 0 and 2^14 - 1 = 16383. Whether the CID
space is large or small MUST be established, possibly by
negotiation, before any compressed packet may be sent over the
ROHC channel.</t>
<t>The CID space is distinct for each channel, i.e., CID 3 over
channel A and CID 3 over channel B do not refer to the same
context, even if the endpoints of A and B are the same nodes. In
particular, CIDs for any pair of ROHC channels are not related
(two associated ROHC channels serving as feedback channels for
one another do not even need to have CID spaces of the same
size).</t>
</section>
<section anchor="channel_parameters"
title="Per-Channel Parameters">
<t>The ROHC channel is based on a number of parameters that form
part of the established channel state and the per-context state.
The state of the ROHC channel MUST be established before the
first ROHC packet may be sent, which may be achieved using
negotiation protocols provided by the link layer (see also <xref
target="RFC3241" />, which describes an option for negotiation
of ROHC parameters for PPP). This section describes some of this
channel state information in an abstract way:</t>
<t>LARGE_CIDS: Boolean; if false, the small CID representation
(0 octets or 1 prefix octet, covering CID 0 to 15) is used; if
true, the large CID representation (1 or 2 embedded CID octets
covering CID 0 to 16383) is used. See also <xref
target="cids" /> and <xref
target="general_format_header" />.</t>
<t>MAX_CID: Non-negative integer; highest CID number to be used
by the compressor (note that this parameter is not coupled to,
but in effect further constrained by, LARGE_CIDS). This value
represents an agreement by the decompressor that it can provide
sufficient memory resources to host at least MAX_CID+1 contexts;
the decompressor MUST maintain established contexts within this
space until either the CID gets re-used by the establishment of
a new context, or until the channel is taken down.</t>
<t>PROFILES: Set of non-negative integers, where each integer
indicates a profile supported by both the compressor and the
decompressor. A profile is identified by a 16-bit value, where
the 8 LSB bits indicate the actual profile, and the 8 MSB bits
indicate the variant of that profile. The ROHC compressed header
format identifies the profile used with only the 8 LSB bits;
this means that if multiple variants of the same profile are
available for a ROHC channel, the PROFILES set after negotiation
MUST NOT include more than one variant of the same profile. The
compressor MUST NOT compress using a profile that is not in
PROFILES.</t>
<t>FEEDBACK_FOR: Optional reference to a ROHC channel in the
opposite direction between the same compression endpoints. If
provided, this parameter indicates to which other ROHC channel
any feedback sent on this ROHC channel refers (see <xref
target="RFC3759" />).</t>
<t>MRRU: Non-negative integer. Maximum Reconstructed Reception
Unit. This is the size of the largest reconstructed unit in
octets that the decompressor is expected to reassemble from
segments (see <xref target="rohc_segmentation" />). This size
includes the segmentation CRC. If MRRU is negotiated to be 0,
segmentation MUST NOT be used on the channel, and received
segments MUST be discarded by the decompressor.</t>
</section>
<section title="Persistence of Decompressor Contexts">
<t>As part of the negotiated channel parameters, the compressor
and decompressor have through the MAX_CID parameter agreed on
the highest context identification (CID) number to be used. By
agreeing on the MAX_CID, the decompressor also agrees to provide
memory resources to host at least MAX_CID+1 contexts, and an
established context with a CID within this negotiated space
SHOULD be kept by the decompressor until either the CID gets
re-used, or the channel is taken down or re-negotiated.</t>
</section>
</t>
</section> <section title="ROHC Packets and Packet Types">
<t>This section uses the following convention in the diagrams when
representing various ROHC packet types, formats, and fields: <figure>
<artwork xml:space="preserve"><![CDATA[
- colons ":" indicate that the part is optional
- slashes "/" indicate variable length
]]></artwork>
</figure></t>
<t>The ROHC packet type indication scheme has been designed to
provide optional padding, a feedback packet type, an optional
Add-CID octet (which includes 4 bits of CID), and a simple
segmentation and reassembly mechanism.</t>
<t>The following packet types are reserved at the ROHC framework
level: <figure>
<artwork xml:space="preserve"><![CDATA[
11100000 : Padding
1110nnnn : Add-CID octet (nnnn=CID with values 0x1 through 0xF)
11110 : Feedback
11111000 : IR-DYN packet
1111110 : IR packet
1111111 : Segment
]]></artwork>
</figure></t>
<t>Other packet types can be defined and used by individual
profiles: <figure>
<artwork xml:space="preserve"><![CDATA[
0 : available (not reserved by ROHC framework)
10 : available (not reserved by ROHC framework)
110 : available (not reserved by ROHC framework)
1111101 : available (not reserved by ROHC framework)
11111001 : available (not reserved by ROHC framework)
]]></artwork>
</figure> <section anchor="general_rohc_format"
title="General Format of ROHC Packets">
<t>A ROHC packet has the following general format: <figure>
<artwork xml:space="preserve"><![CDATA[
--- --- --- --- --- --- --- ---
: Padding :
--- --- --- --- --- --- --- ---
: Feedback :
--- --- --- --- --- --- --- ---
: Header :
--- --- --- --- --- --- --- ---
: Payload :
--- --- --- --- --- --- --- ---
]]></artwork>
</figure></t>
<t>Padding: Any number (zero or more) of padding octets, where
the format of a padding octet is as defined in <xref
target="padding_octet" />.</t>
<t>Feedback: Any number (zero or more) of feedback elements,
where the format of a feedback element is as defined in <xref
target="feedback_format" />.</t>
<t>Header: Either a profile-specific CO header (see <xref
target="general_format_header" />), an IR or IR-DYN header (see
<xref target="ir_packet" />), or a ROHC Segment (see <xref
target="rohc_segmentation" />). There can be at most one Header
in a ROHC packet, but it may also be omitted (if the packet
contains Feedback only).</t>
<t>Payload: Corresponds to zero or more octets of payload from
the uncompressed packet, starting with the first octet in the
uncompressed packet after the last header compressible by the
current profile.</t>
<t>At least one of Feedback or Header MUST be present. <section
anchor="padding_octet" title="Format of the Padding Octet">
<t>Padding octet: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
| 1 1 1 0 0 0 0 0 |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure> Note: The Padding octet MUST NOT be interpreted
as an Add-CID octet for CID 0.</t>
</section> <section title="Format of the Add-CID Octet">
<t>Add-CID octet: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
| 1 1 1 0 | CID |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure> CID: 0x1 through 0xF indicates CIDs 1 through
15.</t>
<t>Note: The Padding octet looks like an Add-CID octet for
CID 0.</t>
</section> <section anchor="general_format_header"
title="General Format of Header">
<t>All ROHC packet types have the following general Header
format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 x-1 x 7
--- --- --- --- --- --- --- ---
: Add-CID octet : if CID 1-15 and small CIDs
+--- --- --- --- ---+--- --- ---+
| type indication | body | 1 octet (8-x bits of body)
+--- --- --- --- ---+--- --- ---+
: :
/ 0, 1, or 2 octets of CID / 1 or 2 octets if large CIDs
: :
+---+---+---+---+---+---+---+---+
/ body / variable length
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>type indication: ROHC packet type.</t>
<t>body: Interpreted according to the packet type indication
and CID information, as defined by individual profiles.</t>
<t>Thus, the header either starts with a packet type
indication or has a packet type indication immediately
following an Add-CID octet.</t>
<t>When the ROHC channel is configured with a small CID
space:<list hangIndent="4" style="symbols">
<t>If an Add-CID immediately precedes the packet type
indication, the packet has the CID of the Add-CID;
otherwise, it has CID 0.</t>
<t>A small CID with the value 0 is represented using
zero bits; therefore, a flow associated with CID 0 has
no CID overhead in the compressed header. In such case,
Header starts with a packet type indication.</t>
<t>A small CID with a value from 1 to 15 is represented
using the Add-CID octet as described above. The Header
starts with the Add-CID octet, followed by a packet type
indication.</t>
<t>There is no large CID in the Header.</t>
</list></t>
<t>When the ROHC channel is configured with a large CID
space:<list hangIndent="4" style="symbols">
<t>The large CID is always present and is represented
using the encoding scheme of <xref target="sdvl" />,
limited to two octets. In this case, the Header starts
with a packet type indication.</t>
</list></t>
</section></t>
</section> <section anchor="ir_packet"
title="Initialization and Refresh (IR) Packet Types">
<t>IR packet types contain a profile identifier, which
determines how the rest of the header is to be interpreted. They
also associate a profile with a context. The stored profile
parameter further determines the syntax and semantics of the
packet type identifiers and packet types used with a specific
context.</t>
<t>The IR and IR-DYN packets always update the context for all
context- updating fields carried in the header. They never clear
the context, except when initializing a new context (see <xref
target="cids" />), or unless the profile indicated in the
Profile field specifies otherwise. <section
title="ROHC IR Header Format">
<t>The IR header associates a CID with a profile, and
typically also initializes the context. It can typically
also refresh all (or parts of) the context. For IR, Header
has the following general format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
--- --- --- --- --- --- --- ---
: Add-CID octet : if CID 1-15 and small CID
+---+---+---+---+---+---+---+---+
| 1 1 1 1 1 1 0 | x | IR type octet
+---+---+---+---+---+---+---+---+
: :
/ 0-2 octets of CID / 1 or 2 octets if large CIDs
: :
+---+---+---+---+---+---+---+---+
| Profile | 1 octet
+---+---+---+---+---+---+---+---+
| CRC | 1 octet
+---+---+---+---+---+---+---+---+
| |
/ profile specific information / variable length
| |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>x: Profile specific information. Interpreted according to
the profile indicated in the Profile field of the IR
header.</t>
<t>Profile: The profile associated with the CID. In the IR
header, the profile identifier is abbreviated to the 8 least
significant bits (see <xref
target="channel_parameters" />).</t>
<t>CRC: 8-bit CRC (see <xref target="8_bit_crcs" />).</t>
<t>Profile specific information: The content of this part of
the IR header is defined by the individual profiles. It is
interpreted according to the profile indicated in the
Profile field.</t>
</section> <section title="ROHC IR-DYN Header Format">
<t>In contrast to the IR header, the IR-DYN header can never
initialize a non-initialized context. However, it can
redefine what profile is associated with a context, if the
profile indicated in the IR-DYN header allows this. Thus,
this packet type is also reserved at the framework level.
The IR-DYN header typically also initializes or refreshes
parts of a context. For IR-DYN, Header has the following
general format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
--- --- --- --- --- --- --- ---
: Add-CID octet : if CID 1-15 and small CID
+---+---+---+---+---+---+---+---+
| 1 1 1 1 1 0 0 0 | IR-DYN type octet
+---+---+---+---+---+---+---+---+
: :
/ 0-2 octets of CID / 1 or 2 octets if large CIDs
: :
+---+---+---+---+---+---+---+---+
| Profile | 1 octet
+---+---+---+---+---+---+---+---+
| CRC | 1 octet
+---+---+---+---+---+---+---+---+
| |
/ profile specific information / variable length
| |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>Profile: The profile associated with the CID. This is
abbreviated in the same way as in IR packets.</t>
<t>CRC: 8-bit CRC (see <xref target="8_bit_crcs" />).</t>
<t>Profile specific information: The content of this part of
the IR-DYN header is defined by the individual profiles. It
is interpreted according to the profile indicated in the
Profile field.</t>
</section></t>
</section> <section title="ROHC Initial Decompressor Processing">
<t>Initially, all contexts are in no context state. Thus, all
packets referencing a non-initialized context, except packets
that have enough information on the static fields, cannot be
decompressed by the decompressor.</t>
<t>When the decompressor receives a packet of type IR, the
profile indicated in the IR packet determines how it is to be
processed.<list hangIndent="2" style="symbols">
<t>If the 8-bit CRC fails to verify the integrity of the
Header, the packet MUST NOT be decompressed and delivered to
upper layers. If a profile is indicated in the context, the
logic of that profile determines what, if any, feedback is
to be sent. If no profile is noted in the context, the logic
used to determine what, if any, feedback to send is up to
the implementation. However, it may be suitable to take no
further actions, as any part of the IR header covered by the
CRC may have caused the failure.</t>
</list></t>
<t>When the decompressor receives a packet of type IR-DYN, the
profile indicated in the IR-DYN packet determines how it is to
be processed.<list hangIndent="2" style="symbols">
<t>If the 8-bit CRC fails to verify the integrity of the
header, the packet MUST NOT be decompressed and delivered to
upper layers. If a profile is indicated in the context, the
logic of that profile determines what, if any, feedback is
to be sent. If no profile is noted in the context, the logic
used to determine what, if any, feedback to send is up to
the implementation. However, it may be suitable to take no
further actions, as any part of the IR-DYN header covered by
the CRC may have caused the failure.</t>
<t>If the context has not already been initialized, the
packet MUST NOT be decompressed and delivered to upper
layers. The logic of the profile indicated in the IR-DYN
header (if verified by the 8-bit CRC), determines what, if
any, feedback is to be sent.</t>
</list></t>
<t>If a parsing error occurs for any packet type, the
decompressor MUST discard the packet without further processing.
For example, a CID field is present in the compressed header
when the large CID space is used for the ROHC channel, and the
field is coded using the self- describing variable-length
encoding of <xref target="sdvl" />; if the field starts with 110
or 111, this would generate a parsing error for the decompressor
because this field must not be encoded with a size larger than 2
octets.</t>
<t>It is RECOMMENDED that profiles disallow the decompressor to
make a decompression attempt for packets carrying only a 3-bit
CRC after it has invalidated some or all of the entire dynamic
context, until a packet that contains sufficient information on
the dynamic fields is received, decompressed, and successfully
verified by a 7- or 8-bit CRC.</t>
</section> <section title="ROHC Feedback">
<t>Feedback carries information from the decompressor to the
compressor. Feedback can be sent over a ROHC channel that
operates in the same direction as the feedback.</t>
<t>The general ROHC packet format allows transport of feedback
using interspersion or piggybacking (see <xref
target="RFC3759" />), or a combination of both, over a ROHC
channel. This is facilitated by the following properties:</t>
<t>Reserved packet type:<list style="hanging">
<t>A feedback packet type is reserved at the framework
level. The packet type can carry variable-length feedback
information.</t>
</list></t>
<t>CID information:<list style="hanging">
<t>The feedback information sent on a particular channel is
passed to, and interpreted by, the compressor associated
with feedback on that channel. Thus, each feedback element
contains CID information from the channel for which the
feedback is sent. The ROHC feedback scheme thus requires
that a channel carries feedback to at most one compressor.
How a compressor is associated with the feedback for a
particular channel is outside the scope of this
specification. See also <xref target="RFC3759" />.</t>
</list></t>
<t>Length information:<list style="hanging">
<t>The length of a feedback element can be determined by
examining the first few octets of the feedback. This enables
piggybacking of feedback, and also the concatenation of more
than one feedback element in a packet. The length
information thus decouples the decompressor from the
associated same-side compressor, as the decompressor can
extract the feedback information from the compressed header
without parsing its content and hand over the extracted
information.</t>
</list></t>
<t>The association between compressor-decompressor pairs
operating in opposite directions, for the purpose of exchanging
piggyback and/or interspersed feedback, SHOULD be maintained for
the lifetime of the ROHC channel. Otherwise, it is RECOMMENDED
that the compressor be notified if the feedback channel is no
longer available: the compressor SHOULD then restart compression
by creating a new context for each packet flow, and SHOULD use a
CID value that was not previously associated with the profile
used to compress the flow.</t>
<section anchor="feedback_format" title="ROHC Feedback Format">
<t>ROHC defines three different categories of feedback
messages: acknowledgment (ACK), negative ACK (NACK), and NACK
for the entire context (STATIC-NACK). Other types of
information may be defined in profile-specific feedback
information.</t>
<t>
<list style="hanging">
<t>ACK: Acknowledges successful decompression of a packet.
Indicates that the decompressor considers its context to
be valid.</t>
<t>NACK: Indicates that the decompressor considers some or
all of the dynamic part of its context invalid.</t>
<t>STATIC-NACK : Indicates that the decompressor considers
its entire static context invalid, or that it has not been
established.</t>
</list>
</t>
<t>Feedback sent on a ROHC channel consists of one or more
concatenated feedback elements, where each feedback element
has the following format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
| 1 1 1 1 0 | Code | feedback type
+---+---+---+---+---+---+---+---+
: Size : if Code = 0
+---+---+---+---+---+---+---+---+
: Add-CID octet : if for small CIDs and (CID != 0)
+---+---+---+---+---+---+---+---+
: :
/ large CID / 1-2 octets if for large CIDs
: :
+---+---+---+---+---+---+---+---+
/ FEEDBACK data / variable length
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>Code:<list style="hanging">
<t>0 indicates that a Size octet is present.</t>
<t>1-7 indicates the total size of the FEEDBACK data field
and the CID field (if any), in octets.</t>
</list></t>
<t>Size: Indicates the total size of the FEEDBACK data field
and the CID field (if any), in octets.</t>
<t>FEEDBACK data: FEEDBACK-1 or FEEDBACK-2 (see below).</t>
<t>CID information in a feedback element indicates the context
for which feedback is sent. The LARGE_CIDS parameter that
controls whether a large CID is present is taken from the
channel state of the receiving compressor's channel, not from
the state of the channel carrying the feedback.</t>
<t>The large CID field, if present, is encoded according to
<xref target="sdvl" />, and it MUST NOT be encoded using more
than 2 octets.</t>
<t>The FEEDBACK data field can have either of the following
two formats:</t>
<t>FEEDBACK-1: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
| profile specific information | 1 octet
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>FEEDBACK-2: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
|Acktype| |
+---+---+ profile specific / at least 2 octets
/ information |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>
<figure>
<artwork xml:space="preserve"><![CDATA[
Acktype: 0 = ACK
1 = NACK
2 = STATIC-NACK
3 is reserved (MUST NOT be used. Otherwise unparseable.)
]]></artwork>
</figure>
</t>
</section>
</section> <section anchor="rohc_segmentation"
title="ROHC Segmentation">
<t>ROHC defines a simple segmentation protocol. The compressor
may perform segmentation, e.g., to accommodate packets that are
larger than a specific size configured for the channel. <section
title="Segmentation Usage Considerations">
<t>The ROHC segmentation protocol is not particularly
efficient. It is not intended to replace link layer
segmentation functions; these SHOULD be used whenever
available and efficient for the task at hand.</t>
<t>The ROHC segmentation protocol has been designed with an
assumption of in-order delivery of packets between the
compressor and the decompressor, using only a CRC for error
detection, and no sequence numbers. If in-order delivery
cannot be guaranteed, ROHC segmentation MUST NOT be
used.</t>
<t>The segmentation protocol also assumes that all segments
of a ROHC packet corresponding to one context are received
without interference from other ROHC packets over the
channel, including any ROHC packet corresponding to a
different context. Based on this assumption, segments do not
carry CID information, and therefore cannot be associated
with a specific context until all segments have been
received and the whole unit has been reconstructed.</t>
</section> <section title="Segmentation Protocol">
<t>ROHC segmentation is applied to the combination of the
Header and the Payload fields of the ROHC packet, as defined
in <xref target="general_rohc_format" />.</t>
<t>Segment format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
| 1 1 1 1 1 1 1 | F | segment type
+---+---+---+---+---+---+---+---+
/ Segment / variable length
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>F: Final bit. If set, it indicates that this is the last
segment of a reconstructed unit.</t>
<t>Padding and/or Feedback may precede the segment type
octet. There is no per-segment CID, but CID information is
of course part of the reconstructed unit. The reconstructed
unit MUST NOT contain padding, segments, or feedback.</t>
<t>When a final segment is received, the decompressor
reassembles the segment carried in this packet and any
non-final segments that immediately preceded it into a
single reconstructed unit, in the order they were received.
All segments for one reconstructed unit have to be received
consecutively and in the correct order by the decompressor.
If a non-segment ROHC packet directly follows a non- final
segment, the reassembly of the current reconstructed unit is
aborted and the decompressor MUST discard the non-final
segments so far received on this channel.</t>
<t>Reconstructed unit: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
+---+---+---+---+---+---+---+---+
/ Header /
+---+---+---+---+---+---+---+---+
: Payload :
+---+---+---+---+---+---+---+---+
/ CRC / 4 octets
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>Header: See <xref target="general_rohc_format" /></t>
<t>Payload: See <xref target="general_rohc_format" /></t>
<t>CRC: 32-bit CRC computed using the polynomial of <xref
target="32_bit_crcs" /></t>
<t>If the reconstructed unit is 4 octets or less, or if the
CRC fails, or if it is larger than the channel parameter
MRRU (see <xref target="channel_parameters" /> ), the
reconstructed unit MUST be discarded by the decompressor. If
the CRC succeeds, the reconstructed unit can be further
processed.</t>
</section></t>
</section></t>
</section> <section title="General Encoding Methods">
<t>
<section title="Header Compression CRCs, Coverage and Polynomials">
<t>This section describes how to calculate the CRCs used by
ROHC. For all CRCs, the algorithm used to calculate the CRC is
the same as the one used in <xref target="RFC1662" />, defined
in Appendix A of this document, with the polynomials specified
in subsequent sections. <section anchor="8_bit_crcs"
title="8-bit CRCs in IR and IR-DYN Headers">
<t>The coverage for the 8-bit CRC in the IR and IR-DYN
headers is profile-dependent, but it MUST cover at least the
initial part of the header ending with the Profile field,
including the CID or an Add-CID octet. Feedback and padding
are not part of Header (<xref
target="general_rohc_format" />) and are thus not included
in the CRC calculation. As a rule of thumb for profile
specifications, any other information that initializes the
decompressor context SHOULD also be covered by a CRC.</t>
<t>More specifically, the 8-bit CRC does not cover only and
entirely the original uncompressed header; therefore, it
does not provide the means for the decompressor to verify a
decompression attempt, or the means to verify the
correctness of the entire decompressor context. However,
when successful, it does provide enough robustness for the
decompressor to update its context with the information
carried within the IR or the IR-DYN header.</t>
<t>The CRC polynomial for the 8-bit CRC is: <figure>
<artwork xml:space="preserve"><![CDATA[
C(x) = 1 + x + x^2 + x^8
]]></artwork>
</figure></t>
<t>When computing the CRC, the CRC field in the header is
set to zero, and the initial content of the CRC register is
set to all 1's.</t>
</section> <section title="3-bit CRC in Compressed Headers">
<t>The 3-bit CRC in compressed headers is calculated over
all octets of the entire original header, before
compression, in the following manner.</t>
<t>The initial content of the CRC register is set to all
1's.</t>
<t>The polynomial for the 3-bit CRC is: <figure>
<artwork xml:space="preserve"><![CDATA[
C(x) = 1 + x + x^3
]]></artwork>
</figure></t>
<t>The purpose of the 3-bit CRC is to provide the means for
the decompressor to verify the outcome of a decompression
attempt for small compressed headers, and to detect context
damage based on aggregated probability over a number of
decompression attempts. It is however too weak to provide
enough success guarantees from the decompression of one
single header. Therefore, compressed headers carrying a
3-bit CRC are normally not suitable to perform context
repairs at the decompressor; hence, profiles should refrain
from allowing decompression of such a header when some or
the entire decompressor context is assumed invalid.</t>
</section> <section title="7-bit CRC in Compressed Headers">
<t>The 7-bit CRC in compressed headers is calculated over
all octets of the entire original header, before
compression, in the following manner.</t>
<t>The initial content of the CRC register is set to all
1's.</t>
<t>The polynomial for the 7-bit CRC is: <figure>
<artwork xml:space="preserve"><![CDATA[
C(x) = 1 + x + x^2 + x^3 + x^6 + x^7
]]></artwork>
</figure></t>
<t>The purpose of the 7-bit CRC is to provide the means for
the decompressor to verify the outcome of a decompression
attempt for a larger compressed header, and to provide
enough protection to validate a context repair at the
decompressor. The 7-bit CRC is strong enough to assume a
repair to be successful from the decompression of one single
header; hence, profiles may allow decompression of a header
carrying a 7-bit CRC when some of the decompressor context
is assumed invalid.</t>
</section> <section anchor="32_bit_crcs"
title="32-bit Segmentation CRC">
<t>The 32-bit CRC is used by the segmentation scheme to
verify the reconstructed unit, and it is thus calculated
over the segmented unit, i.e., over the Header and the
Payload fields of the ROHC packet.</t>
<t>The initial content of the CRC register is set to all
1's.</t>
<t>The polynomial for the 32-bit CRC is: <figure>
<artwork xml:space="preserve"><![CDATA[
C(x) = x^0 + x^1 + x^2 + x^4 + x^5 + x^7 + x^8 + x^10 +
x^11 + x^12 + x^16 + x^22 + x^23 + x^26 + x^32.
]]></artwork>
</figure></t>
<t>The purpose of the 32-bit CRC is to verify the
reconstructed unit.</t>
</section></t>
</section>
<section anchor="sdvl"
title="Self-Describing Variable-Length Values">
<t>The values of many fields and compression parameters can vary
widely. To optimize the transfer of such values, a variable
number of octets are used to encode them. The first few bits of
the first octet determine the number of octets used:</t>
<t>
<figure>
<artwork xml:space="preserve"><![CDATA[
First bit is 0: 1 octet.
7 bits transferred.
Up to 127 decimal.
Encoded octets in hexadecimal: 00 to 7F
First bits are 10: 2 octets.
14 bits transferred.
Up to 16 383 decimal.
Encoded octets in hexadecimal: 80 00 to BF FF
First bits are 110: 3 octets.
21 bits transferred.
Up to 2 097 151 decimal.
Encoded octets in hexadecimal: C0 00 00 to DF FF FF
First bits are 111: 4 octets.
29 bits transferred.
Up to 536 870 911 decimal.
Encoded octets in hexadecimal: E0 00 00 00 to FF FF FF FF
]]></artwork>
</figure>
</t>
</section>
</t>
</section> <section
title="ROHC UNCOMPRESSED -- No Compression (Profile 0x0000)">
<t>This section describes the uncompressed ROHC profile. The profile
identifier for this profile is 0x0000.</t>
<t>Profile 0x0000 provides a way to send IP packets without
compressing them. This can be used for any packet for which a
compression profile is not available in the set of profiles
supported by the ROHC channel, or for which compression is not
desirable for some reason.</t>
<t>After initialization, the only overhead for sending packets using
Profile 0x0000 is the size of the CID. When uncompressed packets are
frequent, Profile 0x0000 should be associated with a CID the size of
zero or one octet. Profile 0x0000 SHOULD be associated with at most
one CID. <section anchor="uncompressed_ir" title="IR Packet">
<t>The initialization and refresh packet (IR packet) for Profile
0x0000 has the following Header format: <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
--- --- --- --- --- --- --- ---
: Add-CID octet : if for small CIDs and (CID != 0)
+---+---+---+---+---+---+---+---+
| 1 1 1 1 1 1 0 |res|
+---+---+---+---+---+---+---+---+
: :
/ 0-2 octets of CID info / 1-2 octets if for large CIDs
: :
+---+---+---+---+---+---+---+---+
| Profile = 0x00 | 1 octet
+---+---+---+---+---+---+---+---+
| CRC | 1 octet
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>res: MUST be set to zero; otherwise, the decompressor MUST
discard the packet.</t>
<t>Profile: 0x00</t>
<t>CRC: 8-bit CRC, computed using the polynomial of <xref
target="8_bit_crcs" />. The CRC covers the first octet of the IR
Header through the Profile octet of the IR Header, i.e., it does
not cover the CRC itself. Neither does it cover any preceding
Padding or Feedback, nor the Payload.</t>
<t>For the IR packet, Payload has the following format: <figure>
<artwork xml:space="preserve"><![CDATA[
--- --- --- --- --- --- --- ---
: : (optional)
/ IP packet / variable length
: :
--- --- --- --- --- --- --- ---
]]></artwork>
</figure></t>
<t>IP packet: An uncompressed IP packet may be included in the
IR packet. The decompressor determines if the IP packet is
present by considering the length of the IR packet.</t>
</section> <section title="Normal Packet">
<t>A Normal packet is a normal IP packet plus CID information.
For the Normal Packet, the following format corresponds to the
Header and Payload (as defined in <xref
target="general_rohc_format" />): <figure>
<artwork xml:space="preserve"><![CDATA[
0 1 2 3 4 5 6 7
--- --- --- --- --- --- --- ---
: Add-CID octet : if for small CIDs and (CID != 0)
+---+---+---+---+---+---+---+---+
| first octet of IP packet |
+---+---+---+---+---+---+---+---+
: :
/ 0-2 octets of CID info / 1-2 octets if for large CIDs
: :
+---+---+---+---+---+---+---+---+
| |
/ rest of IP packet / variable length
| |
+---+---+---+---+---+---+---+---+
]]></artwork>
</figure></t>
<t>Note that the first octet of the IP packet starts with the
bit pattern 0100 (IPv4) or 0110 (IPv6). This does not conflict
with any reserved packet types.</t>
<t>When the channel uses small CIDs, and profile 0x0000 is
associated with a CID > 0, an Add-CID octet precedes the IP
packet. When the channel uses large CIDs, the CID is placed so
that it starts at the second octet of the combined
Header/Payload format above.</t>
<t>A Normal Packet may carry Padding and/or Feedback as any
other ROHC packet, preceding the combined Header/Payload.</t>
</section> <section title="Context Initialization">
<t>The compressor initializes the static context associated with
the UNCOMPRESSED profile by sending IR packets (see <xref
target="uncompressed_ir" />). During context initialization, it
is RECOMMENDED that the compressor sends IR packets until it is
reasonably confident that the decompressor has successfully
received at least one IR packet. This confidence can for example
be based on feedback from the decompressor, or from knowledge of
the characteristics of the link.</t>
<t>The compressor SHOULD periodically transmit IR packets for a
context associated with the UNCOMPRESSED profile, at least until
it receives feedback from the decompressor for that context. The
compressor MAY stop the periodic sending of IR packets once it
has received feedback.</t>
</section> <section title="Decompressor Operation">
<t>When an IR packet is received, the decompressor first
validates its header using the 8-bit CRC.<list hangIndent="4"
style="symbols">
<t>If the header fails validation, the decompressor MUST NOT
deliver the IP packet to upper layers.</t>
<t>If the header is successfully validated, the
decompressor<list style="numbers">
<t>initializes the context if it has no valid context
for the given CID already associated to the specified
profile,</t>
<t>delivers the IP packet to upper layers if
present,</t>
<t>MAY send an ACK.</t>
</list></t>
</list></t>
<t>When any other packet is received while the decompressor has
no context, it is discarded without further action.</t>
<t>When a Normal packet is received and the decompressor has a
valid context, the IP packet is extracted and delivered to upper
layers.</t>
</section> <section title="Feedback">
<t>The only kind of feedback defined by Profile 0x0000 is ACK,
using the FEEDBACK-1 format of <xref
target="feedback_format" />, where the value of the profile-
specific octet in the FEEDBACK-1 is 0 (zero). The FEEDBACK-2
format is thus not defined for Profile 0x0000.</t>
</section></t>
</section></t>
</section>
<section title="Overview of a ROHC Profile (Informative)">
<t>The ROHC protocol consists of a framework part and a profile part.
The framework defines the mechanisms common to all profiles, while the
profile defines the compression algorithm and profile specific packet
formats.</t>
<t><xref target="framework_normative" /> specifies the details of the
ROHC framework. This section provides an informative overview of the
elements that make a profile specification. The normative specification
of individual profiles is outside the scope of this document.</t>
<t>A ROHC profile defines the elements that build up the compression
protocol. A ROHC profile consists of:</t>
<t>Packet formats:<list style="symbols">
<t>Bits-on-the-wire<list style="hanging">
<t>The profile defines the layout of the bits for
profile-specific packet types that it defines, and for the
profile-specific parts of packet types common to all profiles
(e.g., IR and IR-DYN).</t>
</list></t>
<t>Field encodings<list style="hanging">
<t>Bits and groups of bits from the packet format layout,
referred to as Compressed fields, represent the result of an
encoding method specific for that compressed field within a
specific packet format. The profile defines these encoding
methods.</t>
</list></t>
<t>Updating properties<list style="hanging">
<t>The profile-specific packet formats may update the state of
the decompressor, and may do so in different ways. The profile
defines how individual profile-specific fields, or entire
profile-specific packet types, update the decompressor
context.</t>
</list></t>
<t>Verification<list style="hanging">
<t>Packets that update the state of the decompressor are
verified to prevent incorrect updates to the decompressor
context. The profile defines the mechanisms used to verify the
decompression of a packet.</t>
</list></t>
</list></t>
<t>Context management:<list style="symbols">
<t>Robustness logic<list style="hanging">
<t>Packets may be lost or reordered between the compressor and
the decompressor. The profile defines mechanism to minimize the
impacts of such events and prevent damage propagation.</t>
</list></t>
<t>Repair mechanism<list style="hanging">
<t>Despite the robustness logic, impairment events may still
lead to decompression failure(s), and even to context damage at
the decompressor. The profile defines context repair mechanisms,
including feedback logic if used.</t>
</list></t>
</list></t>
</section>
<section title="Acknowledgments">
<t>The authors would like to acknowledge all who have contributed to
previous ROHC work, and especially to the authors of RFC 3095 <xref
target="RFC3095" />, which is the technical basis for this document.
Thanks also to the various individuals who contributed to the RFC 3095
corrections and clarifications document <xref target="RFC4815" />, from
which technical contents, when applicable, have been incorporated into
this document. Committed WG document reviewers were Carl Knutsson,
Biplab Sarkar and Robert Stangarone, who reviewed the document during
working group last-calls. Additional thanks to Bert Wijnen and Brian
Carpenter for comments during IETF last-call.
Also thanks to Jani Juvan for discovering the error in the feedback
structure in <xref target="RFC4995" /> which made this document
necessary. </t>
</section>
<section anchor="IANA" title="IANA Considerations">
<t>An IANA registry for "RObust Header Compression (ROHC) Profile
Identifiers" <xref target="ROHC-ids" /> was created by RFC 3095 <xref
target="RFC3095" />. The assignment policy, as outlined by RFC 3095, is
the following:</t>
<t>The ROHC profile identifier is a non-negative integer. In many
negotiation protocols, it will be represented as a 16-bit value. Due to
the way the profile identifier is abbreviated in ROHC packets, the 8
least significant bits of the profile identifier have a special
significance: Two profile identifiers with identical 8 LSBs should be
assigned only if the higher-numbered one is intended to supersede the
lower-numbered one. To highlight this relationship, profile identifiers
should be given in hexadecimal (as in 0x1234, which would for example
supersede 0x0A34).</t>
<t>Following the policies outlined in <xref target="RFC5226" />, the
IANA policy for assigning new values for the profile identifier shall be
Specification Required: values and their meanings must be documented in
an RFC or in some other permanent and readily available reference, in
sufficient detail that interoperability between independent
implementations is possible. In the 8 LSBs, the range 0 to 127 is
reserved for IETF standard-track specifications; the range 128 to 254 is
available for other specifications that meet this requirement (such as
Informational RFCs). The LSB value 255 is reserved for future
extensibility of the present specification.</t>
<t>The following profile identifiers have so far been allocated:</t>
<t>
<figure>
<artwork xml:space="preserve"><![CDATA[
Profile Identifier Usage Reference
------------------ ---------------------- ---------
0x0000 ROHC uncompressed RFC XXXX [RFC-ed]
0x0001 ROHC RTP RFC 3095
0x0002 ROHC UDP RFC 3095
0x0003 ROHC ESP RFC 3095
0x0004 ROHC IP RFC 3843
0x0005 ROHC LLA RFC 3242
0x0105 ROHC LLA with R-mode RFC 3408
0x0006 ROHC TCP RFC 4996
0x0007 ROHC RTP/UDP-Lite RFC 4019
0x0008 ROHC UDP-Lite RFC 4019
0x0101 ROHCv2 RTP RFC 5225
0x0102 ROHCv2 UDP RFC 5225
0x0103 ROHCv2 ESP RFC 5225
0x0104 ROHCv2 IP RFC 5225
0x0107 ROHCv2 RTP/UDP-Lite RFC 5225
0x0108 ROHCv2 UDP-Lite RFC 5225
]]></artwork>
</figure>
</t>
<t>New profiles will need new identifiers to be assigned by the IANA,
but this document does not require any additional IANA action.</t>
</section>
<section anchor="Security" title="Security Considerations">
<t>Because encryption eliminates the redundancy that header compression
schemes try to exploit, there is some inducement to forego encryption of
headers in order to enable operation over low-bandwidth links.</t>
<t>A malfunctioning or malicious header compressor could cause the
header decompressor to reconstitute packets that do not match the
original packets but still have valid headers and possibly also valid
transport checksums. Such corruption may be detected with end-to-end
authentication and integrity mechanisms, which will not be affected by
the compression. Moreover, the ROHC header compression scheme uses an
internal checksum for verification of reconstructed headers, which
reduces the probability of producing decompressed headers not matching
the original ones without this being noticed.</t>
<t>Denial-of-service attacks are possible if an intruder can introduce,
for example, bogus IR, IR-DYN, or FEEDBACK packets onto the link and
thereby cause compression efficiency to be reduced. However, an intruder
having the ability to inject arbitrary packets at the link layer in this
manner raises additional security issues that dwarf those related to the
use of header compression.</t>
</section>
</middle>
<!-- *****BACK MATTER ***** -->
<back>
<!-- References split into informative and normative -->
<references title="Normative References">
&RFC2119;
</references>
<references title="Informative References">
&RFC1662;
&RFC3095;
&RFC3241;
&RFC3759;
&RFC4815;
&RFC4224;
&RFC4996;
&RFC0791;
&RFC2460;
&RFC0768;
&RFC3550;
&RFC0793;
&RFC1144;
&RFC2507;
&RFC2508;
&RFC3096;
&RFC3545;
&RFC5226;
&RFC4995;
<reference anchor="RFC5225">
<front>
<title>RObust Header Compression Version 2 (ROHCv2): Profiles for
RTP, UDP, IP, ESP and UDP-Lite</title>
<author fullname="G. Pelletier" initials="G." surname="Pelletier">
<organization />
</author>
<author fullname="K. Sandlund" initials="K." surname="Sandlund">
<organization />
</author>
<date month="April" year="2008" />
<abstract>
<t>This document specifies ROHC (Robust Header Compression)
profiles that efficiently compress RTP/UDP/IP (Real-Time Transport
Protocol, User Datagram Protocol, Internet Protocol),
RTP/UDP-Lite/IP (User Datagram Protocol Lite), UDP/IP,
UDP-Lite/IP, IP and ESP/IP (Encapsulating Security Payload)
headers.</t><t> This specification defines a second
version of the profiles found in RFC 3095, RFC 3843 and RFC 4019;
it supersedes their definition, but does not obsolete
them.</t><t> The ROHCv2 profiles introduce a number of
simplifications to the rules and algorithms that govern the
behavior of the compression endpoints. It also defines robustness
mechanisms that may be used by a compressor implementation to
increase the probability of decompression success when packets can
be lost and/or reordered on the ROHC channel. Finally, the ROHCv2
profiles define their own specific set of header formats, using
the ROHC formal notation. [STANDARDS TRACK]</t>
</abstract>
</front>
<seriesInfo name="RFC" value="5225" />
<format octets="246120"
target="ftp://ftp.isi.edu/in-notes/rfc5225.txt" type="TXT" />
</reference>
<reference anchor="CRTP-eval">
<front>
<title>"Evaluation of CRTP Performance over Cellular Radio
Networks", IEEE Personal Communication Magazine, Volume 7, number 4,
pp. 20-25, August 2000.</title>
<author initials="M." surname="Degermark">
<organization />
</author>
<author initials="H." surname="Hannu">
<organization />
</author>
<author initials="L.E." surname="Jonsson">
<organization />
</author>
<author initials="K." surname="Svanbro">
<organization />
</author>
<date year="2000" />
</front>
</reference>
<reference anchor="ROHC-ids"
target="http://www.iana.org/assignments/rohc-pro-ids">
<front>
<title>RObust Header Compression (ROHC) Profile Identifiers</title>
<author>
<organization>IANA Registry</organization>
</author>
<date year="2001" />
</front>
</reference>
</references>
</back>
<appendix title="CRC Algorithm">
<figure>
<artwork xml:space="preserve"><![CDATA[
#!/usr/bin/perl -w
use strict;
#=================================
#
# ROHC CRC demo - Carsten Bormann cabo@tzi.org 2001-08-02
#
# This little demo shows the four types of CRC in use in RFC 3095,
# the specification for robust header compression. Type your data in
# hexadecimal form and then press Control+D.
#
#---------------------------------
#
# utility
#
sub dump_bytes($) {
my $x = shift;
my $i;
for ($i = 0; $i < length($x); ) {
printf("%02x ", ord(substr($x, $i, 1)));
printf("\n") if (++$i % 16 == 0);
}
printf("\n") if ($i % 16 != 0);
}
#---------------------------------
#
# The CRC calculation algorithm.
#
sub do_crc($$$) {
my $nbits = shift;
my $poly = shift;
my $string = shift;
my $crc = ($nbits == 32 ? 0xffffffff : (1 << $nbits) - 1);
for (my $i = 0; $i < length($string); ++$i) {
my $byte = ord(substr($string, $i, 1));
for( my $b = 0; $b < 8; $b++ ) {
if (($crc & 1) ^ ($byte & 1)) {
$crc >>= 1;
$crc ^= $poly;
} else {
$crc >>= 1;
}
$byte >>= 1;
}
}
printf "%2d bits, ", $nbits;
printf "CRC: %02x\n", $crc;
}
#---------------------------------
#
# Test harness
#
$/ = undef;
$_ = <>; # read until EOF
my $string = ""; # extract all that looks hex:
s/([0-9a-fA-F][0-9a-fA-F])/$string .= chr(hex($1)), ""/eg;
dump_bytes($string);
#---------------------------------
#
# 32-bit segmentation CRC
# Note that the text implies this is complemented like for PPP
# (this differs from 8, 7, and 3-bit CRC)
#
# C(x) = x^0 + x^1 + x^2 + x^4 + x^5 + x^7 + x^8 + x^10 +
# x^11 + x^12 + x^16 + x^22 + x^23 + x^26 + x^32
#
do_crc(32, 0xedb88320, $string);
#---------------------------------
#
# 8-bit IR/IR-DYN CRC
#
# C(x) = x^0 + x^1 + x^2 + x^8
#
do_crc(8, 0xe0, $string);
#---------------------------------
#
# 7-bit FO/SO CRC
#
# C(x) = x^0 + x^1 + x^2 + x^3 + x^6 + x^7
#
do_crc(7, 0x79, $string);
#---------------------------------
#
# 3-bit FO/SO CRC
#
# C(x) = x^0 + x^1 + x^3
#
do_crc(3, 0x6, $string);
]]></artwork>
</figure>
</appendix>
</rfc>
| PAFTECH AB 2003-2026 | 2026-04-24 09:18:25 |