One document matched: draft-ietf-pcp-upnp-igd-interworking-10.xml


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<rfc category="std" docName="draft-ietf-pcp-upnp-igd-interworking-10"
     ipr="trust200902">
  <front>
    <title abbrev="UPnP IGD-PCP IWF">Universal Plug and Play (UPnP) Internet
    Gateway Device (IGD)-Port Control Protocol (PCP) Interworking
    Function</title>

    <author fullname="Mohamed Boucadair" initials="M." surname="Boucadair">
      <organization>France Telecom</organization>

      <address>
        <postal>
          <street></street>

          <city>Rennes</city>

          <region></region>

          <code>35000</code>

          <country>France</country>
        </postal>

        <email>mohamed.boucadair@orange.com</email>
      </address>
    </author>

    <author fullname="Reinaldo Penno" initials="R." surname="Penno">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>California</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>repenno@cisco.com</email>
      </address>
    </author>

    <author fullname="Dan Wing" initials="D." surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>California</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <date day="26" month="April" year="2013" />

    <workgroup>PCP Working Group</workgroup>

    <keyword>UPnP, pinhole, PCP, mapping, NAT control, interworking</keyword>

    <abstract>
      <t>This document specifies the behavior of the UPnP IGD (Internet
      Gateway Device)/PCP Interworking Function. A UPnP IGD-PCP Interworking
      Function (IGD-PCP IWF) is required to be embedded in CP (Customer
      Premises) routers to allow for transparent NAT control in environments
      where UPnP IGD is used on the LAN side and PCP on the external side of
      the CP router.</t>
    </abstract>

    <note title="Requirements Language">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119">RFC 2119</xref>.</t>
    </note>
  </front>

  <middle>
    <section title="Introduction">
      <t>PCP <xref target="I-D.ietf-pcp-base"></xref> discusses the
      implementation of NAT control features that rely upon Carrier Grade NAT
      devices such as a DS-Lite AFTR <xref target="RFC6333"></xref> or NAT64
      <xref target="RFC6146"></xref>. Nevertheless, in environments where UPnP
      IGD (Internet Gateway Device) is used in the local network, an
      interworking function between UPnP IGD and PCP is required to be
      embedded in the IGD (see the example illustrated in <xref
      target="iwf_example"></xref>).</t>

      <t><figure anchor="iwf_example" title="Flow Example">
          <preamble></preamble>

          <artwork><![CDATA[                       UPnP IGD-PCP
UPnP Control           Interworking
   Point                 Function                  PCP Server
     |                     IGD                          |
     |                      |                           |
     | (1) AddPortMapping   |                           |
     |--------------------->|                           |
     |                      |   (2) PCP MAP Request     |
     |                      |-------------------------->|
     |                      |                           |]]></artwork>

          <postamble></postamble>
        </figure></t>

      <t>Two configurations are considered within this document:<list
          style="symbols">
          <t>No NAT function is embedded in the IGD (<xref
          target="spec_no_nat"></xref>). This is required for instance in
          DS-Lite or NAT64 deployments;</t>

          <t>The IGD embeds a NAT function (<xref
          target="spec_nat"></xref>).</t>
        </list></t>

      <t>The UPnP IGD-PCP Interworking Function (UPnP IGD-PCP IWF) maintains a
      local mapping table that stores all active mappings constructed by
      internal IGD Control Points. This design choice restricts the amount of
      PCP messages to be exchanged with the PCP Server.</t>

      <t>Triggers for deactivating the UPnP IGD-PCP IWF from the IGD and
      relying on a PCP-only mode are out of scope of this document.</t>

      <t>Considerations related to co-existence of the UPnP IGD-PCP
      Interworking Function and a PCP Proxy <xref
      target="I-D.ietf-pcp-proxy"></xref> are out of scope.</t>
    </section>

    <section title="Acronyms">
      <t>This document makes use of the following abbreviations:</t>

      <?rfc subcompact="yes"?>

      <t><list style="empty">
          <t>DS-Lite - Dual-Stack Lite</t>

          <t>IGD - Internet Gateway Device</t>

          <t>IGD:1 - UPnP Forum's nomenclature for version 1 of IGD [IGD1]</t>

          <t>IGD:2 - UPnP Forum's nomenclature for version 2 of IGD [IGD2]</t>

          <t>IWF - Interworking Function</t>

          <t>NAT - Network Address Translation</t>

          <t>PCP - Port Control Protocol</t>

          <t>UPnP - Universal Plug and Play</t>
        </list></t>

      <?rfc subcompact="no"?>
    </section>

    <section title="Architecture Model">
      <t>As a reminder, <xref target="igd_model"></xref> illustrates the
      architecture model as adopted by the UPnP Forum <xref
      target="IGD2"></xref>. In <xref target="igd_model"></xref>, the
      following UPnP terminology is used:<list style="symbols">
          <t>'Client' refers to a host located in the local network.</t>

          <t>'IGD Control Point' is a device using UPnP to control an IGD
          (Internet Gateway Device).</t>

          <t>'IGD' is a router supporting UPnP IGD. It is typically a NAT or a
          firewall.</t>

          <t>'Host' is a remote peer reachable in the Internet.</t>
        </list></t>

      <t><figure align="center" anchor="igd_model" title="UPnP IGD Model">
          <preamble></preamble>

          <artwork><![CDATA[+-------------+
| IGD Control |
|   Point     |-----+
+-------------+     |   +-----+       +------+ 
                    +---|     |       |      |
                        | IGD |-------| Host |
                    +---|     |       |      |
+-------------+     |   +-----+       +------+
|   Client    |-----+
+-------------+

]]></artwork>

          <postamble></postamble>
        </figure></t>

      <t>This model is not valid when PCP is used to control for instance a
      Carrier Grade NAT (a.k.a., Provider NAT) while internal hosts continue
      to use UPnP IGD. In such scenarios, <xref target="igdpcp"></xref> shows
      the updated model.</t>

      <t><figure align="center" anchor="igdpcp"
          title="UPnP IGD-PCP Interworking Model">
          <preamble></preamble>

          <artwork><![CDATA[+-------------+
| IGD Control |
|   Point     |----+
+-------------+    |   +-----+      +--------+               +------+
                   +---| IGD-|      |Provider|               |Remote|
                       | PCP |------|  NAT   |--<Internet>---| Host |
                   +---| IWF |      |        |               |      |
+-------------+    |   +-----+      +--------+               +------+
| Local Host  |----+
+-------------+ 
                     LAN Side  External Side              
<======UPnP IGD==============><=====PCP=====>

]]></artwork>

          <postamble></postamble>
        </figure></t>

      <t>In the updated model depicted in <xref target="igdpcp"></xref>, one
      or two levels of NAT can be encountered in the data path. Indeed, in
      addition to the Carrier Grade NAT, the IGD may embed a NAT function
      (<xref target="multinat"></xref>).</t>

      <t><figure align="center" anchor="multinat"
          title="Cascaded NAT scenario">
          <preamble></preamble>

          <artwork><![CDATA[+-------------+
| IGD Control |
|   Point     |----+
+-------------+    |   +-----+      +--------+               +------+
                   +---| IGD-|      |Provider|               |Remote|
                       | PCP |------|  NAT   |--<Internet>---| Host |
                   +---| IWF |      |        |               |      |
+-------------+    |   +-----+      +--------+               +------+
| Local Host  |----+    NAT1           NAT2
+-------------+ 

]]></artwork>

          <postamble></postamble>
        </figure></t>

      <t>To ensure successful interworking between UPnP IGD and PCP, an
      interworking function is embedded in the IGD. In the model defined in
      <xref target="igdpcp"></xref>, all UPnP IGD server-oriented functions, a
      PCP Client <xref target="I-D.ietf-pcp-base"></xref> and a UPnP IGD-PCP
      Interworking Function are embedded in the IGD. In the rest of the
      document, IGD-PCP IWF refers the UPnP IGD-PCP Interworking Function,
      which includes PCP Client functionality.</t>

      <t>Without the involvement of the IGD-PCP IWF, the IGD Control Point
      would retrieve an external IP address and port number having a limited
      scope and which cannot be used to communicate with hosts located beyond
      NAT2 (i.e., assigned by the IGD and not the ones assigned by NAT2 in
      <xref target="multinat"></xref>).</t>

      <t>UPnP IGD-PCP IWF is responsible for generating a well-formed PCP
      message from a received UPnP IGD message, and vice versa.</t>
    </section>

    <section title="UPnP IGD-PCP IWF: Overview">
      <t>Three tables are provided to specify the correspondence between UPnP
      IGD and PCP:<list style="format (%d)">
          <t><xref target="variables"></xref> provides the mapping between
          WANIPConnection State Variables and PCP parameters;</t>

          <t><xref target="methods"></xref> focuses on the correspondence
          between supported methods;</t>

          <t><xref target="errors"></xref> lists the PCP error messages and
          their corresponding IGD ones.</t>
        </list></t>

      <t>Note that some enhancements have been integrated in WANIPConnection
      as documented in <xref target="IGD2"></xref>.</t>

      <section anchor="variables" title="UPnP IGD-PCP: State Variables">
        <t>Below are listed only the UPnP IGD state variables applicable to
        the IGD-PCP IWF:</t>

        <t><list style="hanging">
            <t hangText="ExternalIPAddress:">External IP Address <vspace />
            Read-only variable with the value from the last PCP response or
            the empty string if none was received yet. This state is stored on
            a per IGD Control Point basis.</t>

            <t hangText="PortMappingNumberOfEntries:">Managed locally by the
            UPnP IGD-PCP IWF.<vspace /></t>

            <t hangText="PortMappingEnabled:"><vspace /> PCP does not support
            deactivating the dynamic NAT mapping since the initial goal of PCP
            is to ease the traversal of Carrier Grade NAT. Supporting such
            per-subscriber function may overload the Carrier Grade NAT.
            <vspace /> Only "1" is allowed: i.e., the UPnP IGD-PCP
            Interworking Function MUST send back an error if a value different
            from 1 is signaled.</t>

            <t hangText="PortMappingLeaseDuration:">Requested Mapping Lifetime
            <vspace /> In IGD:1 <xref target="IGD1"></xref> the value 0 means
            infinite, in IGD:2 it is remapped to the IGD maximum of 604800
            seconds <xref target="IGD2"></xref>. PCP allows for a maximum
            value of 4294967296 seconds. <vspace /> The UPnP IGD-PCP
            Interworking Function simulates long and even infinite lifetimes
            using renewals (see <xref target="renewal"></xref>). The behavior
            of the UPnP IGD-PCP IWF in the case of a failing renewal is
            currently undefined (see <xref target="renewal"></xref>).
            <vspace /> IGD:1 doesn't define the behavior in the case of state
            loss, IGD:2 doesn't require to keep state in stable storage, i.e.,
            to allow the state to survive resets/reboots. The UPnP IGD-PCP
            Interworking Function MUST support IGD:2 behavior.</t>

            <t hangText="RemoteHost:">Remote Peer IP Address <vspace /> Note
            that IGD:2 allows a domain name, which has to be resolved to an IP
            address. Mapped to the Remote Peer IP Address field of FILTER
            option.</t>

            <t hangText="ExternalPort:">External Port Number <vspace /> Mapped
            to the Suggested External Port in MAP messages.</t>

            <t hangText="InternalPort:">Internal Port Number <vspace /> Mapped
            to the Internal Port field in MAP messages.</t>

            <t hangText="PortMappingProtocol:">Protocol <vspace /> Mapped to
            the Protocol field in MAP messages. Note that UPnP IGD only
            supports TCP and UDP.</t>

            <t hangText="InternalClient:">Internal IP Address <vspace /> Note
            that IGD:2 allows a domain name, which has to be resolved to an IP
            address. Mapped to the Internal IP Address field of THIRD_PARTY
            option.</t>

            <t hangText="PortMappingDescription:">Not supported in base
            PCP.<vspace /> If the local PCP Client supports a PCP Option to
            convey the description (e.g., <xref
            target="I-D.ietf-pcp-description-option"></xref>), this option
            SHOULD be used to relay the mapping description.</t>

            <t hangText="SystemUpdateID (IGD:2 only):">Managed locally by the
            UPnP IGD-PCP IWF.<vspace /></t>

            <t hangText="A_ARG_TYPE_PortListing (IGD:2 only):">Managed locally
            by the UPnP IGD-PCP IWF. <vspace /></t>
          </list></t>
      </section>

      <section anchor="methods" title="IGD-PCP: Methods">
        <t>Both IGD:1 and IGD:2 methods applicable to the UPnP IGD-PCP
        Interworking Function are listed here. <list style="hanging">
            <t hangText="GetGenericPortMappingEntry:">This request is not
            relayed to the PCP Server. <vspace /> IGD-PCP Interworking
            Function maintains a list of active mappings instantiated in the
            PCP Server by internal hosts. See <xref target="list"></xref> for
            more information.</t>

            <t hangText="GetSpecificPortMappingEntry:">MAP with PREFER_FAILURE
            Option<vspace /> This request is relayed to the PCP Server by
            issuing a MAP request with the PREFER_FAILURE Option. It is
            RECOMMENDED to use a short lifetime (e.g., 60 seconds).</t>

            <t hangText="AddPortMapping:">MAP <vspace /> See <xref
            target="addportmapping"></xref>.</t>

            <t hangText="AddAnyPortMapping (IGD:2 only):">MAP <vspace /> See
            <xref target="addanyportmapping"></xref>.</t>

            <t hangText="DeletePortMapping:">MAP with Requested Lifetime set
            to 0. <vspace /> See <xref target="delete"></xref>.</t>

            <t hangText="DeletePortMappingRange (IGD:2 only):">MAP with
            Requested Lifetime set to 0. <vspace /> Individual requests are
            issued by the IGD-PCP IWF. See <xref target="delete"></xref> for
            more details.</t>

            <t hangText="GetExternalIPAddress:">MAP <vspace /> This can be
            learned from any active mapping. If there are no active mappings,
            the IGD-PCP IWF MAY request a short-lived mapping (e.g., to the
            Discard service (TCP/9 or UDP/9) or some other port). However,
            once that mapping expires a subsequent implicit or explicit
            dynamic mapping might be mapped to a different external IP
            address. See section 11.6 of <xref
            target="I-D.ietf-pcp-base"></xref> for more discussion.</t>

            <t hangText="GetListOfPortMappings:">See <xref
            target="list"></xref> for more information.<vspace /> The IGD-PCP
            Interworking Function maintains a list of active mappings
            instantiated in the PCP Server. The IGD-PCP Interworking Function
            handles this request locally.</t>
          </list></t>
      </section>

      <section anchor="errors" title="UPnP IGD-PCP: Errors">
        <t>This section lists PCP errors codes and the corresponding UPnP IGD
        ones. Error codes specific to IGD:2 are tagged accordingly.</t>

        <t><list hangIndent="3" style="hanging">
            <t hangText="1 UNSUPP_VERSION:">501 "ActionFailed"</t>

            <t hangText="2 NOT_AUTHORIZED:">IGD:1 718 "ConflictInMappingEntry"
            / IGD:2 606 "Action not authorized"</t>

            <t hangText="3 MALFORMED_REQUEST:">501 "ActionFailed"</t>

            <t hangText="4 UNSUPP_OPCODE:">501 "ActionFailed" <vspace /> <xref
            target="I-D.ietf-pcp-base"></xref> allows the PCP server to be
            configured to disable support for the MAP opcode, but the IGD-PCP
            IWF cannot work in this situation.</t>

            <t hangText="5 UNSUPP_OPTION:">501 "ActionFailed" <vspace /> This
            error code can be received if PREFER_FAILURE is not supported on
            the PCP server. Note that PREFER_FAILURE is not mandatory to
            support, but AddPortMapping() cannot be implemented without
            it.</t>

            <t hangText="6 MALFORMED_OPTION:">501 "ActionFailed"</t>

            <t hangText="7 NETWORK_FAILURE:">501 "ActionFailed"</t>

            <t hangText="8 NO_RESOURCES:">IGD:1 501 "ActionFailed" / IGD:2 728
            <vspace /> "NoPortMapsAvailable" <vspace /> Cannot be
            distinguished from USER_EX_QUOTA.</t>

            <t hangText="9 UNSUPP_PROTOCOL:">501 "ActionFailed"</t>

            <t hangText="10 USER_EX_QUOTA:">IGD:1 501 "ActionFailed" / IGD:2
            728 <vspace /> "NoPortMapsAvailable" <vspace /> Cannot be
            distinguished from NO_RESOURCES.</t>

            <t hangText="11 CANNOT_PROVIDE_EXTERNAL:">718
            "ConflictInMappingEntry" (see Section 5.7.2) or 714
            "NoSuchEntryInArray" (see Section 5.8).</t>

            <t hangText="12 ADDRESS_MISMATCH:">501 "ActionFailed"</t>

            <t hangText="13 EXCESSIVE_REMOTE_PEERS:">501 "ActionFailed" </t>
          </list></t>
      </section>
    </section>

    <section title="Specification of the IGD-PCP IWF">
      <t>This section covers the scenarios with or without NAT in the IGD.</t>

      <t>This specification assumes the PCP Server is configured to accept the
      MAP OpCode.</t>

      <t>The IGD-PCP IWF handles the "Mapping Nonce" the same way as any PCP
      Client <xref target="I-D.ietf-pcp-base"></xref>.</t>

      <section anchor="discovery" title="PCP Server Discovery">
        <t>The IGD-PCP IWF implements one of the discovery methods identified
        in <xref target="I-D.ietf-pcp-base"></xref> (e.g., DHCP <xref
        target="I-D.ietf-pcp-dhcp"></xref>). The IGD-PCP Interworking Function
        behaves as a PCP Client when communicating with provisioned PCP
        Server(s).</t>

        <t>If no IPv4 address / IPv6 prefix is assigned to the IGD or the IGD
        is unable to determine whether it should contact an upstream PCP
        Server, the IGD-PCP Interworking Function MUST NOT be invoked.</t>

        <t>If the IGD determines that it should establish communication with
        an upstream PCP server (e.g., because of DHCP configuration or having
        previously been talking to a PCP server), a "501 ActionFailed" error
        message is returned to the requesting IGD Control Point in case the
        IGD-PCP IWF fails to establish communication with that PCP Server.
        Note, the IGD-PCP IWF proceeds to PCP messages validation and
        retransmission the same way as any PCP Client <xref
        target="I-D.ietf-pcp-base"></xref>.</t>
      </section>

      <section title="Control of the Firewall">
        <t>In order to configure security policies to be applied to inbound
        and outbound traffic, UPnP IGD can be used to control a local firewall
        engine. No IGD-PCP IWF is therefore required for that purpose.</t>

        <t>The use of IGD-PCP IWF to control an upstream PCP-controlled
        firewall is out of scope of this document.</t>
      </section>

      <section title="Port Mapping Table">
        <t>The IGD-PCP IWF MUST store locally all the mappings instantiated by
        internal IGD Control Points in the PCP Server. All mappings SHOULD be
        stored in permanent storage.</t>

        <t>Upon receipt of a PCP MAP Response from the PCP Server, the IGD-PCP
        Interworking Function MUST extract the enclosed mapping and MUST store
        it in the local mapping table. The local mapping table is an image of
        the mapping table as maintained by the PCP Server for a given
        subscriber.</t>

        <t>Each mapping entry stored in the local mapping table is associated
        with a lifetime as discussed in <xref
        target="I-D.ietf-pcp-base"></xref>. Additional considerations specific
        to the IGD-PCP Interworking Function are discussed in <xref
        target="renewal"></xref>.</t>
      </section>

      <section anchor="spec_no_nat"
               title="Interworking Function Without NAT in the IGD"
               toc="default">
        <t>When no NAT is embedded in the IGD, the content of received
        WANIPConnection and PCP messages is not altered by the IGD-PCP
        Interworking Function (i.e., the content of WANIPConnection messages
        are mapped to PCP messages (and mapped back) according to <xref
        target="variables"></xref>).</t>
      </section>

      <section anchor="spec_nat" title="NAT Embedded in the IGD" toc="default">
        <t>When NAT is embedded in the IGD, the IGD-PCP IWF updates the
        content of mapping messages received from the IGD Control Point. These
        messages will contain an IP address and/or port number which belong to
        an internal host. The IGD-PCP IWF MUST update such messages with the
        IP address and/or port number belonging to the external interface of
        the IGD (i.e., after the NAT1 operation in <xref
        target="multinat"></xref>).</t>

        <t>The IGD-PCP IWF intercepts all WANIPConnection messages issued by
        the IGD Control Point. For each such message, the IGD-PCP IWF then
        generates one or more corresponding requests (see <xref
        target="variables"></xref>, <xref target="methods"></xref> and <xref
        target="errors"></xref>) and sends them to the provisioned PCP
        Server.</t>

        <t>Each request sent by the IGD-PCP IWF to the PCP Server MUST reflect
        the mapping information as enforced in the first NAT. Particularly,
        the internal IP address and/or port number of the requests are
        replaced with the IP address and/or port number as assigned by the NAT
        of the IGD. For the reverse path, the IGD-PCP IWF intercepts PCP
        response messages and generates WANIPConnection response messages. The
        content of the generated WANIPConnection response messages are set as
        follows:</t>

        <t><list style="symbols">
            <t>The internal IP address and/or port number as initially set by
            the IGD Control Point and stored in the IGD NAT are used to update
            the corresponding fields in received PCP responses.</t>

            <t>The external IP and port number are not altered by the IGD-PCP
            Interworking Function.</t>

            <t>The NAT mapping entry in the IGD is updated with the result of
            PCP request.</t>
          </list></t>

        <t>The lifetime of the mappings instantiated in the IGD SHOULD be the
        one assigned by the terminating PCP Server. In any case, the lifetime
        MUST NOT be lower than the one assigned by the terminating PCP
        Server.</t>
      </section>

      <section title="Creating a Mapping">
        <t>Two methods can be used to create a mapping: AddAnyPortMapping() or
        AddPortMapping().</t>

        <section anchor="addanyportmapping" title="AddAnyPortMapping()">
          <t>When a IGD Control Point issues an AddAnyPortMapping(), this
          request is received by the IGD. The request is then relayed to the
          IGD-PCP IWF which generates a PCP MAP request (see <xref
          target="variables"></xref> for mapping between WANIPConnection and
          PCP parameters).</t>

          <t>If the IGD-PCP IWF fails to send the MAP request to its PCP
          Server, it follows the behavior defined in <xref
          target="discovery"></xref>.</t>

          <t>Upon receipt of a PCP MAP response from the PCP Server, the
          corresponding UPnP IGD method is returned to the requesting IGD
          Control Point (the content of the messages follows the
          recommendations listed in <xref target="spec_nat"></xref> or <xref
          target="spec_no_nat"></xref> according to the deployed scenario). A
          flow example is depicted in <xref target="igd2"></xref>.</t>

          <t>If a PCP error is received from the PCP Server, a corresponding
          WANIPConnection error code (see <xref target="errors"></xref>) is
          generated by the IGD-PCP IWF and sent to the requesting IGD Control
          Point. If a short lifetime error is returned (e.g., NETWORK_FAILURE,
          NO_RESOURCES), the PCP IWF MAY resend the same request to the PCP
          Server after 30 seconds. If a negative answer is received, the error
          is then relayed to the requesting IGD Control Point.</t>

          <t><list style="empty">
              <t>Discussion: Some applications (e.g., uTorrent, Vuze, eMule)
              wait 90 seconds or more for a response after sending an UPnP
              request. If a short lifetime error occurs, resending the request
              may lead to a positive response from the PCP server. IGD Control
              Points are therefore not aware of transient errors.</t>
            </list></t>

          <t><figure anchor="igd2"
              title="Flow example when AddAnyPortMapping() is used">
              <preamble></preamble>

              <artwork><![CDATA[                         UPnP-PCP
UPnP Control           Interworking
   Point                 Function                    PCP Server
     |                      |                             |
     |(1) AddAnyPortMapping |                             |
     |   ExternalPort=8080  |                             |
     |--------------------->|                             |
     |                      |   (2) PCP MAP Request       |
     |                      |Suggested External Port=8080 |
     |                      |---------------------------->|
     |                      |                             |
     |                      |   (3) PCP MAP Response      |
     |                      | Assigned External Port=6598 |
     |                      |<----------------------------|
     |(4) AddAnyPortMapping |                             |
     |   ReservedPort=6598  |                             |
     |<---------------------|                             |

]]></artwork>

              <postamble></postamble>
            </figure></t>

          <t></t>
        </section>

        <section anchor="addportmapping" title="AddPortMapping()">
          <t>A dedicated option called PREFER_FAILURE is defined in <xref
          target="I-D.ietf-pcp-base"></xref> to toggle the behavior in a PCP
          Request message. This option is inserted by the IGD-PCP IWF when
          issuing its requests to the PCP Server only if a specific external
          port is requested by the IGD Control Point.</t>

          <t>Upon receipt of AddPortMapping() from an IGD Control Point, the
          IGD-PCP IWF MUST generate a PCP MAP Request with all requested
          mapping information as indicated by the IGD Control Point if no NAT
          is embedded in the IGD or updated as specified in <xref
          target="spec_nat"></xref>. In addition, the IGD-PCP IWF MUST insert
          a PREFER_FAILURE Option in the generated PCP request.</t>

          <t>If the IGD-PCP IWF fails to send the MAP request to its PCP
          Server, it follows the behavior defined in <xref
          target="discovery"></xref>.</t>

          <t>If the requested external port is not available, the PCP server
          will send a CANNOT_PROVIDE_EXTERNAL error response: <list
              style="numbers">
              <t>If a short lifetime error is returned, the IGD-PCP IWF MAY
              resend the same request to the PCP Server after 30 seconds
              without relaying the error to the IGD Control Point. The IGD-PCP
              IWF MAY repeat this process until a positive answer is received
              or some maximum retry limit is reached. When the maximum retry
              limit is reached, the IGD-PCP IWF relays a negative message to
              the IGD Control Point with ConflictInMappingEntry as the error
              code. The maximum retry limit is implementation-specific; its
              default value is 2.</t>

              <t>If a long lifetime error is returned, the IGD-PCP IWF relays
              a negative message to the IGD Control Point with
              ConflictInMappingEntry as the error code.</t>
            </list></t>

          <t>The IGD Control Point may issue a new request with a different
          requested external port number. This process is typically repeated
          by the IGD Control Point until a positive answer is received or some
          maximum retry limit is reached.</t>

          <t>If the PCP Server is able to create or renew a mapping with the
          requested external port, it sends a positive response to the IGD-PCP
          IWF. Upon receipt of the response from the PCP Server, the IGD-PCP
          IWF stores the returned mapping in its local mapping table, and
          sends the corresponding positive answer to the requesting IGD
          Control Point. This answer terminates this exchange.</t>

          <t><xref target="positive"></xref> shows an example of the flow
          exchange that occurs when the PCP Server satisfies the request from
          the IGD-PCP IWF. <xref target="negative"></xref> shows the messages
          exchange when the requested external port is not available.</t>

          <t><figure anchor="positive" title="Flow Example (Positive Answer)">
              <preamble></preamble>

              <artwork><![CDATA[                         UPnP-PCP
UPnP Control           Interworking
   Point                 Function                  PCP Server
     |                      |                             |
     | (1) AddPortMapping   |                             |
     |   ExternalPort=8080  |                             |
     |--------------------->|                             |
     |                      |   (2) PCP MAP request       |
     |                      |Suggested External Port=8080 |
     |                      |       PREFER_FAILURE        |
     |                      |---------------------------->|
     |                      |                             |
     |                      |   (3) PCP MAP response      |
     |                      | Assigned External Port=8080 |
     |                      |<----------------------------|
     | (4) AddPortMapping   |                             |
     |   ExternalPort=8080  |                             |
     |<---------------------|                             |

]]></artwork>

              <postamble></postamble>
            </figure></t>

          <t><figure anchor="negative" title="Flow Example (Negative Answer)">
              <preamble></preamble>

              <artwork><![CDATA[                         UPnP-PCP
UPnP Control           Interworking
   Point                 Function                    PCP Server
     |                      |                             |
     | (1) AddPortMapping   |                             |
     |   ExternalPort=8080  |                             |
     |--------------------->|                             |
     |                      |   (2) PCP MAP Request       |
     |                      |Suggested External Port=8080 |
     |                      |       PREFER_FAILURE        |
     |                      |---------------------------->|
     |                      |   (3) PCP MAP Response      |
     |                      |   CANNOT_PROVIDE_EXTERNAL   | 
     |                      |<----------------------------|
     |     (4) Error:       |                             |
     |ConflictInMappingEntry|                             |
     |<---------------------|                             |
     | (5) AddPortMapping   |                             |
     |   ExternalPort=5485  |                             |
     |--------------------->|                             |
     |                      |   (6) PCP MAP Request       |
     |                      |Suggested External Port=5485 |
     |                      |       PREFER_FAILURE        |
     |                      |---------------------------->|
     |                      |   (7) PCP MAP Response      |
     |                      |   CANNOT_PROVIDE_EXTERNAL   |
     |                      |<----------------------------|
     |     (8) Error:       |                             |
     |ConflictInMappingEntry|                             |
     |<---------------------|                             |
                            ....
     | (a) AddPortMapping   |                             |
     |   ExternalPort=6591  |                             |
     |--------------------->|                             |
     |                      |   (b) PCP MAP Request       |
     |                      |Suggested External Port=6591 |
     |                      |       PREFER_FAILURE        |
     |                      |---------------------------->|
     |                      |   (c) PCP MAP Response      |
     |                      |   CANNOT_PROVIDE_EXTERNAL   |
     |                      |<----------------------------|
     |     (d) Error:       |                             |
     |ConflictInMappingEntry|                             |
     |<---------------------|                             |

]]></artwork>

              <postamble></postamble>
            </figure><list style="empty">
              <t>Note: According to some experiments, some UPnP 1.0 Control
              Point implementations, e.g., uTorrent, simply try the same
              external port a number of times (usually 4 times) and then fail
              if the port is in use. Also note that some applications use
              GetSpecificPortMappingEntry() to check whether a mapping
              exists.</t>
            </list></t>
        </section>
      </section>

      <section anchor="list" title="Listing One or a Set of Mappings">
        <t>In order to list active mappings, a IGD Control Point may issue
        GetGenericPortMappingEntry(), GetSpecificPortMappingEntry(), or
        GetListOfPortMappings().</t>

        <t>GetGenericPortMappingEntry() and GetListOfPortMappings() methods
        MUST NOT be proxied to the PCP Server since a local mapping is
        maintained by the IGD-PCP IWF.</t>

        <t>Upon receipt of GetSpecificPortMappingEntry() from a IGD Control
        Point, the IGD-PCP IWF MUST check first if the external port number is
        used by the requesting IGD Control Point. If the external port is
        already in use by the requesting IGD Control Point, the IGD-PCP IWF
        MUST send back the mapping entry matching the request. If not, the
        IGD-PCP IWF MUST relay to the PCP Server a MAP request, with short
        lifetime (e.g., 60 seconds), including a PREFER_FAILURE Option. If the
        IGD-PCP IWF fails to send the MAP request to its PCP Server, it
        follows the behavior defined in <xref target="discovery"></xref>. If
        the requested external port is in use, a PCP error message will be
        sent by the PCP Server to the IGD-PCP IWF indicating
        CANNOT_PROVIDE_EXTERNAL as the error cause. Then, the IGD-PCP IWF
        relays a negative message to the IGD Control Point. If the port is not
        in use, the mapping will be created by the PCP Server and a positive
        response will be sent back to the IGD-PCP IWF. Once received by the
        IGD-PCP IWF, it MUST relay a negative message to the IGD Control Point
        indicating NoSuchEntryInArray as the error code so that the IGD
        Control Point knows the queried mapping doesn't exist. </t>
      </section>

      <section anchor="delete"
               title="Delete One or a Set of Mappings: DeletePortMapping() or DeletePortMappingRange()">
        <t>A IGD Control Point requests the deletion of one or a list of
        mappings by issuing DeletePortMapping() or
        DeletePortMappingRange().</t>

        <t>In IGD:2, we assume the IGD applies the appropriate security
        policies to determine whether a Control Point has the rights to delete
        one or a set of mappings. When authorization fails, the "606 Action
        Not Authorized" error code is returned to the requesting Control
        Point.</t>

        <t>When DeletePortMapping() or DeletePortMappingRange() is received by
        the IGD-PCP IWF, it first checks if the requested mappings to be
        removed are present in the local mapping table. If no mapping matching
        the request is found in the local table, an error code is sent back to
        the IGD Control Point: "714 NoSuchEntryInArray" for
        DeletePortMapping() or "730 PortMappingNotFound" for
        DeletePortMappingRange().</t>

        <t><xref target="local_delete"></xref> shows an example of a IGD
        Control Point asking to delete a mapping which is not instantiated in
        the local table of the IWF.</t>

        <figure anchor="local_delete" title="Local Delete (IGD-PCP IWF)">
          <preamble></preamble>

          <artwork><![CDATA[                         UPnP-PCP
UPnP Control           Interworking
   Point                 Function                  PCP Server
     |                      |                           |
     |(1) DeletePortMapping |                           |
     |--------------------->|                           |
     |                      |                           |
     |     (2) Error:       |                           |
     |  NoSuchEntryInArray  |                           |
     |<---------------------|                           |
     |                      |                           |

]]></artwork>

          <postamble></postamble>
        </figure>

        <t></t>

        <t>If a mapping matches in the local table, a PCP MAP delete request
        is generated. If no NAT is enabled in the IGD, the IGD-PCP IWF uses
        the input arguments as included in DeletePortMapping(). If a NAT is
        enabled in the IGD, the IGD-PCP IWF instead uses the corresponding IP
        address and port number as assigned by the local NAT.</t>

        <t>If the IGD-PCP IWF fails to send the MAP request to its PCP Server,
        it follows the behavior defined in <xref
        target="discovery"></xref>.</t>

        <t>When a positive answer is received from the PCP Server, the IGD-PCP
        IWF updates its local mapping table (i.e., removes the corresponding
        entry) and notifies the IGD Control Point about the result of the
        removal operation. Once the PCP MAP delete request is received by the
        PCP Server, it removes the corresponding entry. A PCP MAP SUCCESS
        response is sent back if the removal of the corresponding entry was
        successful; if not, a PCP Error is sent back to the IGD-PCP IWF
        including the corresponding error cause (see <xref
        target="errors"></xref>).</t>

        <t>If DeletePortMappingRange() is used, the IGD-PCP IWF does a lookup
        in its local mapping table to retrieve individual mappings
        instantiated by the requesting Control Point (i.e., authorization
        checks) and matching the signaled port range (i.e., the external port
        is within the "StartPort" and "EndPort" arguments of
        DeletePortMappingRange()). If no mapping is found, the "730
        PortMappingNotFound" error code is sent to the IGD Control Point
        (<xref target="delete_range_error"></xref>). If one or more mappings
        are found, the IGD-PCP IWF generates individual PCP MAP delete
        requests corresponding to these mappings (see the example shown in
        <xref target="delete_range"></xref>).</t>

        <t>The IGD-PCP IWF MAY send a positive answer to the requesting IGD
        Control Point without waiting to receive all the answers from the PCP
        Server.</t>

        <t><figure anchor="delete_range_error"
            title="Flow example when an error encountered when processing DeletePortMappingRange()">
            <preamble></preamble>

            <artwork><![CDATA[                              UPnP-PCP
UPnP Control                Interworking
   Point                      Function                  PCP Server
     |                            |                           |
     |(1)DeletePortMappingRange() |                           |
     |     StartPort=8596         |                           |
     |     EndPort  =9000         |                           |
     |     Protocol =UDP          |                           |
     |--------------------------->|                           |
     |                            |                           |
     |       (2) Error:           |                           |
     |   PortMappingNotFound      |                           |
     |<---------------------------|                           |
     |                            |                           |

]]></artwork>

            <postamble></postamble>
          </figure></t>

        <t><figure anchor="delete_range"
            title="Example of DeletePortMappingRange()">
            <preamble>This example illustrates the exchanges that occur when
            the IWF receives DeletePortMappingRange(). In this example, only
            two mappings having the external port number in the 6000-6050
            range are maintained in the local table. The IWF issues two MAP
            requests to delete these mappings.</preamble>

            <artwork><![CDATA[                              UPnP-PCP
UPnP Control                Interworking
   Point                      Function                  PCP Server
     |                            |                           |
     |(1)DeletePortMappingRange() |                           |
     |     StartPort=6000         |                           |
     |     EndPort  =6050         |                           |
     |     Protocol =UDP          |                           |
     |--------------------------->|                           |
     |                            |                           |
     |                            |    (2a)PCP MAP Request    |
     |                            |       protocol=UDP        |
     |                            |   internal-ip-address     |
     |                            |      internal-port        |
     |                            |   external-ip-address     |
     |                            |   external-port= 6030     |
     |                            |   Requested-lifetime= 0   |
     |                            |-------------------------->|
     |                            |                           |
     |                            |    (2c)PCP MAP Request    |
     |                            |       protocol=UDP        |
     |                            |   internal-ip-address     |
     |                            |      internal-port        |
     |                            |   external-ip-address     |
     |                            |   external-port= 6045     |
     |                            |   Requested-lifetime= 0   |
     |                            |-------------------------->|
     |                            |                           |
     |    (2b)Positive answer     |                           |
     |<---------------------------|                           |
     |                            |                           |
]]></artwork>

            <postamble></postamble>
          </figure></t>
      </section>

      <section anchor="renewal" title="Renewing a Mapping">
        <t>Because of the incompatibility of mapping lifetimes between UPnP
        IGD and PCP, the IGD-PCP IWF MUST simulate long and even infinite
        lifetimes. Indeed, for requests having a requested infinite
        PortMappingLeaseDuration, the IGD-PCP IWF MUST set the Requested
        Lifetime of the corresponding PCP request to 4294967296. If
        PortMappingLeaseDuration is not infinite, the IGD-PCP IWF MUST set the
        Requested Lifetime of the corresponding PCP request to the same value
        as PortMappingLeaseDuration. Furthermore, the IGD-PCP Interworking
        Function MUST maintain an additional timer set to the initial
        requested PortMappingLeaseDuration. Upon receipt of a positive answer
        from the PCP server, the IGD-PCP IWF relays the corresponding UPnP IGD
        response to the requesting IGD Control Point with
        PortMappingLeaseDuration set to the same value as the one of the
        initial request. Then, the IGD-PCP IWF MUST periodically renew the
        constructed PCP mapping until the expiry of PortMappingLeaseDuration.
        Responses received when renewing the mapping MUST NOT be relayed to
        the IGD Control Point.</t>

        <t>In case an error is encountered during mapping renewal, the IGD-PCP
        Interworking Function has no means to inform the IGD Control
        Point.</t>
      </section>

      <section title="Rapid Recovery">
        <t>When the IGD-PCP IWF is co-located with the DHCP server, the state
        maintained by the IGD-PCP IWF MUST be updated using the state in the
        local DHCP server. Particularly, if an IP address expires or is
        released by an internal host, the IGD-PCP IWF MUST delete all the
        mappings bound to that internal IP address.</t>

        <t>Upon change of the external IP address of the IGD-PCP IWF, the
        IGD-PCP IWF MAY renew the mappings it maintained. This can be achieved
        only if a full state table is maintained by the IGD-PCP IWF. If the
        port quota is not exceeded in the PCP server, the IGD-PCP IWF will
        receive a new external IP address and port numbers. The IGD-PCP IWF
        has no means to notify the change of the external IP address and port
        to internal IGD Control Points. Stale mappings will be maintained by
        the PCP Server until their lifetime expires. <list style="empty">
            <t>Note: If an address change occurs, protocols that are sensitive
            to address changes will experience disruption (e.g., TCP).</t>
          </list></t>

        <t><xref target="I-D.ietf-pcp-base"></xref> defines a procedure for
        the PCP Server to notify PCP Clients about changes related to the
        mappings it maintains. When an unsolicited ANNOUNCE is received, the
        IGD-PCP IWF makes one or more MAP requests with the PREFER_FAILURE
        option to re-install its mappings. If the PCP server cannot create the
        requested mappings (signaled with the CANNOT_PROVIDE_EXTERNAL error
        response), the IGD-PCP IWF has no means to notify the change of the
        external IP address and port to internal IGD Control Points.</t>

        <t>Unsolicited PCP MAP responses received from a PCP Server are
        handled as any normal MAP response. If a response indicates that the
        external IP address or port has changed, the IGD-PCP IWF has no means
        to notify the internal IGD Control Point of this change.</t>

        <t>Further analysis of PCP failure scenarios for the IGD-PCP
        Interworking Function are discussed in <xref
        target="I-D.boucadair-pcp-failure"></xref>.</t>
      </section>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This document makes no request of IANA.</t>

      <t>Note to RFC Editor: this section may be removed on publication as an
      RFC.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>IGD:2 access control requirements and authorization levels SHOULD be
      applied by default <xref target="IGD2"></xref>. When IGD:2 is used,
      operation on the behalf of a third party SHOULD be allowed only if
      authentication and authorization are used <xref target="IGD2"></xref>.
      When only IGD:1 is available, operation on the behalf of a third party
      SHOULD NOT be allowed.</t>

      <t>This document defines a procedure to create PCP mappings for third
      party devices belonging to the same subscriber. Means to prevent a
      malicious user from creating mappings on behalf of a third party must be
      enabled as discussed in Section 13.1 of <xref
      target="I-D.ietf-pcp-base"></xref>. In particular, THIRD_PARTY option
      MUST NOT be enabled unless the network on which the PCP messages are to
      be sent is fully trusted. For example if access control lists are
      installed on the PCP client, PCP server, and the network between them,
      so those ACLs allow only communications from a trusted PCP client to the
      PCP server.</t>

      <t>An IGD Control Point which issues AddPortMapping(),
      AddAnyPortMapping(), or GetSpecificPortMappingEntry() requests in a
      shorter time frame will create a lot of mapping entries on the PCP
      server. Means to avoid exhausting port resources (e.g., port quota
      discussed in Section 17.2 of <xref target="I-D.ietf-pcp-base"></xref>)
      SHOULD be enabled.</t>

      <t>The security considerations discussed in <xref
      target="I-D.ietf-pcp-base"></xref> and <xref target="Sec_DCP"></xref>
      should be taken into account.</t>
    </section>

    <section title="Acknowledgments">
      <t>Authors would like to thank F. Fontaine, C. Jacquenet, X. Deng, G.
      Montenegro, D. Thaler, R. Tirumaleswar, P. Selkirk, T. Lemon, V.
      Gurbani, and P. Yee for their review and comments.</t>

      <t>F. Dupont contributed to previous versions of this document. Thanks
      to him for his thorough reviews and contribution.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"
?>

      <?rfc include='reference.I-D.ietf-pcp-base'?>

      <reference anchor="IGD2">
        <front>
          <title>WANIPConnection:2 Service
          (http://upnp.org/specs/gw/UPnP-gw-WANIPConnection-v2-Service.pdf)</title>

          <author fullname="UPnP Forum" surname="UPnP Forum">
            <organization></organization>
          </author>

          <date day="15" month="September" year="2010" />
        </front>
      </reference>

      <reference anchor="IGD1">
        <front>
          <title>WANIPConnection:1 Service
          (http://www.upnp.org/specs/gw/UPnP-gw-WANIPConnection-v1-Service.pdf)</title>

          <author fullname="UPnP Forum" surname="UPnP Forum">
            <organization></organization>
          </author>

          <date day="" month="November" year="2001" />
        </front>
      </reference>
    </references>

    <references title="Informative References">
      <?rfc include='reference.RFC.6333'?>

      <?rfc include='reference.RFC.6146'?>

      <?rfc include='reference.I-D.boucadair-pcp-failure'?>

      <?rfc include='reference.I-D.ietf-pcp-description-option'?>

      <?rfc include='reference.I-D.ietf-pcp-proxy'?>

      <?rfc include='reference.I-D.ietf-pcp-dhcp'?>

      <reference anchor="Sec_DCP"
                 target="(http://upnp.org/specs/gw/UPnP-gw-DeviceProtection-v1-Service.pdf">
        <front>
          <title>Device Protection:1</title>

          <author fullname="UPnP Forum" surname="UPnP Forum">
            <organization>UPnP Forum</organization>
          </author>

          <date day="" month="February" year="2011" />
        </front>
      </reference>
    </references>
  </back>
</rfc>

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