One document matched: draft-ietf-pcp-base-08.xml


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<?rfc toc="yes"?>
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<?rfc tocdepth="3"?>
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<rfc category="std" docName="draft-ietf-pcp-base-08" ipr="trust200902">
  <front>
    <title abbrev="Port Control Protocol (PCP)">Port Control Protocol
    (PCP)</title>

    <author fullname="Dan Wing" initials="D." role="editor" surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>California</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <author fullname="Stuart Cheshire" initials="S." surname="Cheshire">
      <organization abbrev="Apple">Apple Inc.</organization>

      <address>
        <postal>
          <street>1 Infinite Loop</street>

          <city>Cupertino</city>

          <region>California</region>

          <code>95014</code>

          <country>USA</country>
        </postal>

        <phone>+1 408 974 3207</phone>

        <email>cheshire@apple.com</email>
      </address>
    </author>

    <author fullname="Mohamed Boucadair" initials="M." surname="Boucadair">
      <organization>France Telecom</organization>

      <address>
        <postal>
          <street></street>

          <city>Rennes</city>

          <region></region>

          <code>35000</code>

          <country>France</country>
        </postal>

        <email>mohamed.boucadair@orange-ftgroup.com</email>
      </address>
    </author>

    <author fullname="Reinaldo Penno" initials="R." surname="Penno">
      <organization>Juniper Networks</organization>

      <address>
        <postal>
          <street>1194 N Mathilda Avenue</street>

          <city>Sunnyvale</city>

          <region>California</region>

          <code>94089</code>

          <country>USA</country>
        </postal>

        <email>rpenno@juniper.net</email>
      </address>
    </author>

<!--
    <author fullname="Francis Dupont" initials="F." surname="Dupont">
      <organization>Internet Systems Consortium</organization>

      <address>
        <postal>
          <street></street>
        </postal>

        <email>fdupont@isc.org</email>
      </address>
    </author>
-->

    <date />

    <workgroup>PCP working group</workgroup>

    <abstract>
      <t>Port Control Protocol allows a host to control how incoming IPv6 or
      IPv4 packets are translated and forwarded by a network address
      translator (NAT) or simple firewall to an IPv6 or IPv4 host, and also
      allows a host to optimize its NAT keepalive messages.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="introduction" title="Introduction">
      <t>The Port Control Protocol (PCP) provides a mechanism to control how
      incoming packets are forwarded by upstream devices such as NAT64, NAT44,
      and firewall devices, and a mechanism to reduce application keepalive
      traffic. PCP is primarily designed to be implemented in the context of
      both Carrier-Grade NATs (CGN) and small NATs (e.g., residential NATs).
      PCP allows hosts to operate server for a long time (e.g., a webcam) or a
      short time (e.g., while playing a game or on a phone call) when behind a
      NAT device, including when behind a CGN operated by their Internet
      service provider.</t>

      <t>PCP allows applications to create mappings from an external IP
      address and port to an internal IP address and port. These mappings are
      required for successful inbound communications destined to machines
      located behind a NAT or a firewall.</t>

      <t>After creating a mapping for incoming connections, it is necessary to
      inform remote computers about the IP address and port for the incoming
      connection. This is usually done in an application-specific manner. For
      example, a computer game would use a rendezvous server specific to that
      game (or specific to that game developer), and a SIP phone would use a
      SIP proxy. PCP does not provide this rendezvous function. The rendezvous
      function will support IPv4, IPv6, or both. Depending on that support and
      the application's support of IPv4 or IPv6, the PCP client will need an
      IPv4 mapping, an IPv6 mapping, or both.</t>

      <t>Many NAT-friendly applications send frequent application-level
      messages to ensure their session will not be timed out by a NAT. These
      are commonly called "NAT keepalive" messages, even though they are not
      sent to the NAT itself (rather, they are sent 'through' the NAT). These
      applications can reduce the frequency of those NAT keepalive messages by
      using PCP to learn (and influence) the NAT mapping lifetime. This helps
      reduce bandwidth on the subscriber's access network, traffic to the
      server, and battery consumption on mobile devices.</t>

      <t>Many NATs and firewalls have included application layer gateways
      (ALGs) to create mappings for applications that establish additional
      streams or accept incoming connections. ALGs incorporated into NATs
      additionally modify the application payload. Industry experience has
      shown that these ALGs are detrimental to protocol evolution. PCP allows
      an application to create its own mappings in NATs and firewalls,
      reducing the incentive to deploy ALGs in NATs and firewalls.</t>

       </section>

    <section title="Scope">
      <section title="Deployment Scenarios">
        <t>PCP can be used in various deployment scenarios, including:<list
            style="symbols">
            <t><xref target="I-D.ietf-softwire-dual-stack-lite">Dual-Stack
            Lite (DS-Lite)</xref>, and;</t>

            <t>NAT64, both <xref
            target="I-D.ietf-behave-v6v4-xlate-stateful">Stateful</xref> and
            <xref target="I-D.ietf-behave-v6v4-xlate">Stateless </xref>,
            and;</t>

            <t><xref target="I-D.ietf-behave-lsn-requirements">Carrier-Grade
            NAT</xref>, and;</t>

            <t><xref target="RFC3022">Basic NAT</xref>, and;</t>

            <t><xref target="RFC3022">Network Address and Port Translation
            (NAPT)</xref>, such as commonly deployed in residential NAT
            devices, and;</t>

            <t><xref target="I-D.miles-behave-l2nat">Layer-2 aware NAT</xref>
            and <xref target="I-D.arkko-dual-stack-extra-lite">Dual-Stack
            Extra Lite</xref>, and;</t>

            <t>IPv4 and <xref target="RFC6092">IPv6 simple firewall
            control</xref>.</t>
          </list></t>
      </section>

      <section title="Supported Protocols">
        <t>The PCP OpCodes defined in this document are designed to support
        transport-layer protocols that use a 16-bit port number (e.g., TCP, UDP,
        SCTP, DCCP). Protocols that do not use a port number (e.g.,
        IPsec ESP), and the ability to use PCP to forward all traffic to a
        single default host (often nicknamed a "DMZ"), are beyond the scope of
        this document.</t>
      </section>

      <section anchor="single_homed"
               title="Single-homed Customer Premises Network">
        <t>The PCP machinery assumes a single-homed host model. That is, for a
        given IP version, only one default route exists to reach the Internet.
        This is important because after a PCP mapping is created and an
        inbound packet (e.g., TCP SYN) arrives at the host, the outbound
        response (e.g., TCP SYNACK) has to go through the same path so it is
        seen by the firewall or rewritten by the NAT. This restriction exists
        because otherwise there would need to be one PCP server for each
        egress, because the host could not reliably determine which egress
        path packets would take, so the client would need to be able to
        reliably make the same internal/external mapping in every NAT gateway,
        which in general is not possible (because the other NATs would likely
        have the necessary port mapped to another host).</t>
      </section>
    </section>

    <section anchor="terminology" title="Terminology">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119">"Key words for use in RFCs to Indicate Requirement
      Levels"</xref>.</t>

      <t><list style="hanging">
          <t hangText="Internal Host:"><vspace blankLines="0" />A host served
          by a NAT gateway, or protected by a firewall. This is the host that
          receives the incoming traffic created by a PCP MAP request, or the
          host that initiated an implicit dynamic mapping (e.g., by sending a
          TCP SYN) across a firewall or a NAT.</t>

          <t hangText="Remote Host:"><vspace blankLines="0" />A host with
          which an Internal Host is communicating.</t>

          <t hangText="Internal Address:"><vspace blankLines="0" /> The
          address of an Internal Host served by a NAT gateway (typically a
          private address <xref target="RFC1918"></xref>) or protected by a
          firewall.</t>

          <t hangText="External Address:"><vspace blankLines="0" /> The
          address of an Internal Host as seen by other Remote Hosts on the
          Internet with which the Internal Host is communicating, after
          translation by any NAT gateways on the path. An External Address is
          generally a public routable (i.e., non-private) address. In the case
          of an Internal Host protected by a pure firewall, with no address
          translation on the path, its External Address is the same as its
          Internal Address.</t>

          <t hangText="Remote Peer Address:"><vspace blankLines="0" /> The
          address of a Remote Host, as seen by the Internal Host. A Remote
          Address is generally a public routable address. In the case of a
          Remote Host that is itself served by a NAT gateway, the Remote
          Address may in fact be the Remote Host's External Address, but since
          this remote translation is generally invisible to software running
          on the Internal Host, the distinction can safely be ignored for the
          purposes of this document.</t>

          <t hangText="Third Party:"><vspace blankLines="0" />In the
          common case, an Internal Host manages its own Mappings using
          PCP requests, and the Internal Address of those Mappings is
          the same as the source IP address of the PCP request
          packet. <vspace blankLines="1" /> In the case where one
          device is managing Mappings on behalf of some other device,
          the presence of the THIRD_PARTY option in the MAP request
          signifies that the specified address, not the source IP
          address of the PCP request packet, should be used as the
          Internal Address for the Mapping. For example, this can
          occur if the internal host does not implement PCP.</t>

          <t hangText="Mapping, Port Mapping, Port Forwarding:"><vspace
          blankLines="0" />A NAT mapping creates a relationship between an
          internal IP address, protocol, and port and an external IP address,
          protocol, and port. More specifically, it creates a translation rule
          where packets destined to the external IP and port are translated to
          the internal IP and port, and vice versa. In the case of a pure
          firewall, the "Mapping" is the identity function, translating an
          internal port number to the same external port number, and this
          "Mapping" indicates to the firewall that traffic to and from this
          internal port number is permitted to pass.</t>

          <t hangText="Mapping Types:"><vspace blankLines="0" />There are
          three different ways to create mappings: implicit dynamic mappings,
          explicit dynamic mappings, and static mappings. Implicit dynamic
          mappings are created as a result of a TCP SYN or outgoing UDP
          packet, and allow Internal Hosts to receive replies to their
          outbound packets. Explicit dynamic mappings are created as a result
          of PCP MAP requests. Static mappings are created by manual
          configuration (e.g., command-line interface or web page). Explicit
          and static mappings allow Internal Hosts to receive inbound traffic
          that is not in direct response to any immediately preceding
          outbound communication (i.e., allow Internal Hosts to operate a
          "server" that is accessible to other hosts on the Internet). Both
          implicit and explicit dynamic mappings are dynamic in the sense that
          they are created on demand, as requested (implicitly or explicitly)
          by the Internal Host, and have a lifetime. After the lifetime, the
          mapping is deleted unless the lifetime is extended by action by the
          Internal Host (e.g., sending more traffic or sending a new PCP MAP
          request). Static mappings differ from dynamic mappings in that their
          lifetime is typically infinite (they exist until manually removed)
          but otherwise they behave exactly the same as an explicit dynamic
          mapping with an infinite lifetime. For example, a PCP MAP request to
          create a mapping that already exists as a static mapping will return
          a successful result, confirming that the requested mapping
          exists.</t>

          <t hangText="PCP Client:"><vspace blankLines="0" />A PCP
          software instance responsible for issuing PCP requests to a
          PCP server. One or several PCP Clients can be embedded in
          the same host. Several PCP Clients can be located in the
          same local network. A PCP Client can issue PCP request on
          behalf of a third party device for which it is authorized to
          do so. An interworking function from Universal Plug and Play
          Internet Gateway Device (UPnP
          IGD, <xref target="IGD"></xref>) to PCP is another example
          of a PCP Client. A PCP server in a NAT gateway that is
          itself a client of another NAT gateway (nested NAT) may
          itself act as a PCP client to the upstream NAT.</t>

          <t hangText="PCP Server:"><vspace blankLines="0" />A network element
          which receives and processes PCP requests from a PCP client.
          Generally this is a PCP-capable NAT gateway or firewall. A NAT
          gateway creates mappings determining how it translates packets it
          forwards, and PCP enables clients to communicate with the NAT
          gateway about those mappings. In principle it is also possible for
          the PCP server to be some other device, which in turn communicates
          with the NAT gateway using some other network protocol, but this
          introduces additional complexity and fragility into the system, and
          is a deployment detail which should be implemented in a way that is
          invisible to the PCP client. See also <xref
          target="relationship"></xref>.</t>

          <t hangText="Interworking Function:"><vspace blankLines="0" />a
          functional element responsible for interworking another protocol
          with PCP. For example interworking between <xref target="IGD">UPnP
          IGD</xref> with PCP.</t>

          <t hangText="subscriber:"><vspace blankLines="0" />an entity
          provided access to the network. In the case of a commercial ISP,
          this is typically a single home.</t>

<!--
          <t hangText="host:"><vspace blankLines="0" />a device which can have
          packets sent to it, as a result of PCP operations. A host is not
          necessarily a PCP client.</t>
-->

          <t hangText="5-tuple">The 5 pieces of information that fully
          identify a flow, from the perspective of a subscriber: source IP
          address, destination IP address, protocol, source port number,
          destination port number. From the perspective of a NAPT device, in
          certain deployments an additional piece of information is necessary
          to distinguish subscribers with overlapping IP addresses. This
          additional information depends on the deployment scenario, but
          examples of the information include the subscriber's IPv6 address
          (for the subscriber's Dual-Stack Lite tunnel) or the subscriber's Virtual
          LAN number (<xref target="I-D.miles-behave-l2nat"></xref>), or other
          similar identifier.</t>
        </list></t>
    </section>

    <section anchor="relationship"
             title="Relationship between PCP Server and its NAT/firewall">
      <t>The PCP server receives PCP requests. The PCP server might be
      integrated within the NAT or firewall device (as shown in <xref
      target="diagram_pcp_server_embedded"></xref>) which is expected to be a
      common deployment.</t>

      <figure anchor="diagram_pcp_server_embedded"
              title="NAT or Firewall with Embedded PCP Server">
        <artwork align="center"><![CDATA[
                         +-----------------+
+------------+           | NAT or firewall |
| PCP client |-<network>-+      with       +---<Internet>
+------------+           |    PCP server   |
                         +-----------------+]]></artwork>
      </figure>

      <t>It is also possible to operate the PCP server in a separate device
      from the NAT, so long as such operation is indistinguishable from the
      PCP client's perspective.</t>
    </section>

    <section title="Common Request and Response Header Format">
      <t>All PCP messages contain a request (or response) header containing an
      opcode, any relevant opcode-specific information, and zero or more
      options. The packet layout for the common header, and operation of the
      PCP client and PCP server are described in the following sections. The
      information in this section applies to all OpCodes. Behavior of the
      OpCodes defined in this document is described in <xref
      target="map_opcodes"></xref> and <xref
      target="peer_opcodes"></xref>.</t>

      <section title="Request Header">
        <figure align="left" anchor="common_request"
                title="Common Request Packet Format">
          <preamble>All requests have the following format:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Version = 1  |R|   OpCode    |      Reserved (16 bits)       |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                      Requested Lifetime                       |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                      Reserved                                 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
|              PCP Client's IP address (always 128 bits)        |
|                                                               |
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:             (optional) opcode-specific information            :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:             (optional) PCP Options                            :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Version:">This document specifies protocol version 1.
            NAT-PMP, a precursor to PCP, specified protocol version 0. Should
            later updates to this document specify different message formats
            with a version number greater than 1, the first two bytes of those
            new message formats will continue to contain the version number
            and opcode as shown here, so that a PCP server receiving a message
            format newer or older than the version(s) it understands can still
            parse enough of the message to correctly identify the version
            number, and determine whether the problem is that this server is
            too old and needs to be updated to work with the PCP client, or
            whether the PCP client is too old and needs to be updated to work
            with this server.</t>

            <t hangText="R:">Indicates Request (0) or Response (1). All
            Requests MUST use 0.</t>

            <t hangText="OpCode:">Opcodes are defined in <xref
            target="map_opcodes"></xref> and <xref
            target="peer_opcodes"></xref>.</t>

            <t hangText="Reserved:">16 reserved bits, MUST be sent as 0 and
            MUST be ignored when received.</t>

            <t hangText="Requested Lifetime:">The Requested Lifetime field is
            an unsigned 32-bit integer, in seconds, ranging from 0 to
            4,294,967,295 seconds. This is used by the MAP and PEER OpCodes
            defined in this document for their requested lifetime. Future
            OpCodes which don't need this field MUST set the field to zero on
            transmission and ignore on reception.</t>

            <t hangText="Reserved:">32 reserved bits, MUST be sent as 0 and
            MUST be ignored when received.</t>

            <t hangText="PCP Client's IP Address:">The IP address of the PCP
            client, from the PCP client's perspective. If IPv4, only the first
            32 bits are used, the other bits MUST be set to 0.</t>
          </list></t>
      </section>

      <section title="Response Header">
        <figure align="left" anchor="common_response"
                title="Common Response Packet Format">
          <preamble>All responses have the following format:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Version = 1  |R|   OpCode    |   Reserved    |  Result Code  |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                           Lifetime                            |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                             Epoch                             |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
|              PCP Client's IP address (always 128 bits)        |
|                                                               |
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:             (optional) OpCode-specific response data          :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:             (optional) Options                                :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Version:">Responses MUST use version 1.</t>

            <t hangText="R:">Indicates Request (0) or Response (1). All
            Responses MUST use 1.</t>

            <t hangText="OpCode:">The OpCode value, copied from the
            request.</t>

            <t hangText="Reserved:">8 reserved bits, MUST be sent as 0, MUST
            be ignored when received. This is set by the server.</t>

            <t hangText="Result Code:">The result code for this response. See
            <xref target="result_codes"></xref> for values. This is set by the
            server.</t>

            <t hangText="Lifetime:">The Lifetime field is an unsigned 32-bit
            integer, in seconds, ranging from 0 to 4,294,967,295 seconds. On
            an error response, this indicates how long clients should assume
            they'll get the same error response from that PCP server if they
            repeat the same request. On a success response for the
            currently-defined PCP OpCodes -- MAP and PEER -- this indicates
            the lifetime for this mapping. If future OpCodes are defined that
            do not have a lifetime associated with them, then in success
            responses for those OpCodes the Lifetime MUST be set to zero on
            transmission and MUST be ignored on reception.</t>

            <t hangText="Epoch:">The server's Epoch value. See <xref
            target="epoch"></xref> for discussion. This value is set in both
            success and error responses.</t>

            <t hangText="PCP Client's IP Address:">The IP address of the PCP
            client, from the PCP server's perspective. If IPv4, only the first
            32 bits are used, the other bits MUST be set to 0.</t>
          </list></t>
      </section>

      <section anchor="options" title="Options">
        <t>A PCP OpCode can be extended with an Option. Options can be used in
        requests and responses. The decision about whether to include a given
        piece of information in the base opcode format or in an option is an
        engineering trade-off between packet size and code complexity. For
        information that is usually (or always) required, placing it in the
        fixed opcode data results in simpler code to generate and parse the
        packet, because the information is a fixed location in the opcode
        data, but wastes space in the packet in the event that that field is
        all-zeroes because the information is not needed or not relevant. For
        information that is required less often, placing it in an option
        results in slightly more complicated code to generate and parse packets
        containing that option, but saves space in the packet when that
        information is not needed. Placing information in an option also means
        that an implementation that never uses that information doesn't even
        need to implement code to generate and parse it. For example, a client
        that never requests mappings on behalf of some other device doesn't
        need to implement code to generate the THIRD_PARTY option, and a PCP
        server that doesn't implement the necessary security measures to
        create third-party mappings safely doesn't need to implement code to
        parse the THIRD_PARTY option.</t>

        <figure align="left" anchor="options-layout" title="Options Header">
          <preamble>Options use the following Type-Length-Value
          format:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Option Code  |  Reserved     |       Option-Length           |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                       (optional) data                         :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>The description of the fields is as follows:<list style="hanging">
            <t hangText="Option Code:">8 bits. Its highest bit is the "O" bit
            and indicates if this Option is mandatory (0) or optional (1) to
            process.</t>

            <t hangText="Reserved:">8 bits. MUST be set to 0 on transmission
            and MUST be ignored on reception.</t>

            <t hangText="Option-Length:">16 bits. Indicates the length of the
            enclosed data in octets. Options with length of 0 are allowed.</t>

            <t hangText="data:">Option data. The option data MUST end on a
            32-bit boundary, padded with 0's when necessary.</t>
          </list></t>

        <t>A given Option MAY be included in a request containing a specific
        OpCode. The handling of an Option by the PCP client and PCP server
        MUST be specified in an appropriate document and MUST include whether
        the PCP Option can appear (one or more times) in a request and/or
        response, and indicate the contents of the Option in the request and
        in the response. If several Options are included in a PCP request or
        response, they MAY be encoded in any order by the PCP client and are
        processed in the order received.</t>

        <t>If, while processing an option, an error is encountered
        that causes a PCP error response to be generated, the PCP
        request MUST cause no state change in the PCP server or the
        PCP-controlled device (i.e., it rolls back any changes it
        might have made while processing the request). The response
        MUST encode the Options in the same order, but may omit some
        PCP Options in the response, as is necessary to indicate the
        PCP server does not understand that Option or that Option is
        not permitted to be included in responses by the definition of
        the Option itself.  Additional Options included in the
        response (if any) MUST be included at the end. A certain
        Option MAY appear more than once in a request or in a
        response, if permitted by the definition of the Option
        itself. If the Option's definition allows the Option to appear
        only once but it appears more than once in a request, the PCP
        server MUST respond with the MALFORMED_OPTION result code; if
        this occurs in a response, the PCP client processes the first
        occurrence and ignores the other occurrences as if they were
        not present.</t>

        <t>If the "O" bit (high bit) in the OpCode is
        clear, <list style="symbols">
            <t>the PCP server MUST only generate a positive PCP response if it
            can successfully process the PCP request and this Option.</t>

            <t>if the PCP server does not implement this Option, or cannot
            perform the function indicated by this Option (e.g., due to a
            parsing error with the option), it MUST generate a failure
            response with code UNSUPP_OPTION or MALFORMED_OPTION (as
            appropriate) and include the UNPROCESSED option in the response
            (<xref target="unprocessed"></xref>).</t>
          </list></t>

        <t>If the "O" bit is set, the PCP server MAY process or ignore this
        Option, entirely at its discretion.</t>

        <t>Option definitions MUST include the information below:</t>

        <t><list style="empty">
            <t>This Option:<list style="empty">
                <t>name: <mnemonic></t>

                <t>number: <value></t>

                <t>purpose: <textual description></t>

                <t>is valid for OpCodes: <list of OpCodes></t>

                <t>length: <rules for length></t>

                <t>may appear in: <requests/responses/both></t>

                <t>maximum occurrences: <count></t>
              </list></t>
          </list></t>
      </section>

      <section anchor="result_codes" title="Result Codes">
        <t>The following result codes may be returned as a result of any
        OpCode received by the PCP server. The only success result code is 0,
        other values indicate an error. If a PCP server has encountered
        multiple errors during processing of a request, it SHOULD use the most
        specific error message.<list style="hanging">
            <t hangText="0">SUCCESS, success</t>

            <t hangText="1">UNSUPP_VERSION, unsupported version.</t>

            <t hangText="2">MALFORMED_REQUEST, indicating the request could
            not be successfully parsed.</t>

            <t hangText="3">UNSUPP_OPCODE, unsupported OpCode.</t>

            <t hangText="4">UNSUPP_OPTION, unsupported Option. This error only
            occurs if the Option is in the mandatory-to-process range.</t>

            <t hangText="5">MALFORMED_OPTION, malformed Option (e.g., exists
            too many times, invalid length).</t>

            <t hangText="6">PROCESSING_ERROR, server encountered an error
            after parsing while attempting to process a request.</t>

            <t hangText="7">SERVER_OVERLOADED, server is processing
            too many PCP requests from this client or from other
            clients, and requests this client delay sending any other
            requests for the time indicated in Lifetime.</t>
          </list></t>

        <t>Additional result codes, specific to the OpCodes and Options
        defined in this document, are listed in <xref
        target="map_result_codes"></xref> and <xref
        target="third_party"></xref>.</t>
      </section>
    </section>

    <section title="General PCP Operation">
      <t>PCP messages MUST be sent over <xref target="RFC0768">UDP</xref>.
      Every PCP request generates a response, so PCP does not need to run over
      a reliable transport protocol.</t>

      <t>PCP is idempotent, so if the PCP client sends the same request
      multiple times and the PCP server processes those requests, the same
      result occurs. The order of operation is that a PCP client generates and
      sends a request to the PCP server, which processes the request and
      generates a response back to the PCP client.</t>

      <section title="General PCP Client: Generating a Request">
        <t>This section details operation specific to a PCP client, for any
        OpCode. Procedures specific to the MAP OpCodes are described in <xref
        target="map_opcodes"></xref>, and procedures specific to the PEER
        OpCodes are described in <xref target="peer_opcodes"></xref>.</t>

        <t>Prior to sending its first PCP message, the PCP client determines
        which servers to use. The PCP client performs the following steps to
        determine its PCP server(s):<list style="numbers">
            <t>if a PCP server is configured (e.g., in a configuration file or
            DHCP), that single configuration source is used as the list of PCP
            server(s), else;</t>

            <t>the address of the default router is used as the PCP
            server.</t>
          </list></t>

        <t>With that list of PCP servers, the PCP client formulates its PCP
        request. The PCP request contains a PCP common header, PCP OpCode and
        payload, and (possibly) Options. As with all UDP or TCP clients on any
        operating system, when several PCP clients are embedded in the same
        host, each uses a distinct source port number to disambiguate their
        requests and replies. The PCP client's source port SHOULD be randomly
        generated <xref target="RFC6056"></xref>.</t>

        <t>When attempting to contact a PCP server, the PCP client
        initializes a timer to 2 seconds. The PCP client sends a PCP
        message the first server in its list of PCP servers. If no
        response is received before the timer expires, the timer is
        doubled (to 4 seconds) and the request is re-transmitted. If
        no response is received before the timer expires, the timer is
        doubled again (to 8 seconds) and the request is
        re-transmitted.  This procedure is repeated in parallel or in
        series to each PCP server in the list, on each interface,
        until a response is received from a PCP server.  If the
        requests are sent in parallel and responses from multiple PCP
        servers are received, only the PCP server closest to the top
        of the list, on that interface, is used for subsequent
        requests; PCP requests which received a positive response and
        create state (e.g., MAP) SHOULD have their state cleared
        (e.g., lifetime set to 0).
        </t>

        <t>Once a PCP client has successfully received a response from
        a PCP server on that interface, it sends subsequent PCP
        requests to that same server, with a retransmission timer of 2
        seconds. If, after 2 seconds, a response is not received from
        that PCP server, the same back-off algorithm described above
        is performed.</t>

<!--
        <t>If, during its transmissions to a PCP server, the PCP client
        receives a hard or soft ICMP error (<xref target="RFC5461"></xref>),
        the ICMP error SHOULD be ignored.</t>
-->

        <t>Upon receiving a response (success or error), the PCP client does
        not change to a different PCP server. That is, it does not "shop
        around" trying to find a PCP server to service its (same) request.</t>
      </section>

      <section title="General PCP Server: Processing a Request">
        <t>This section details operation specific to a PCP server. Processing
        SHOULD be performed in the order of the following paragraphs.</t>

        <t>A PCP server processes incoming requests on the PCP port from
        clients or an operator-configured interface (e.g., from the ISP's
        network operations center). The PCP server MUST drop (ignore) requests
        that arrive from elsewhere (e.g., the Internet).</t>

        <t>Upon receiving a message, the PCP server parses and validates it. A
        valid request contains a valid PCP common header, one valid PCP
        Opcode, and zero or more Options (which the server might or might not
        comprehend). If an error is encountered during processing, the server
        generates an error response which is sent back to the PCP client.
        Processing an OpCode and the Options are specific to each OpCode.</t>

        <t>If the received message is shorter than 4 octets or has the
        R bit set the message is simply dropped.  If the length of the
        request exceeds 1024 octets or is not a multiple of 4 octets,
        it is invalid. Invalid requests are handled by copying up to
        1024 octets of the request into the response, setting the
        result code to MALFORMED_REQUEST, and zero-padding the
        response to a multiple of 4 octets if necessary.  If the
        version number is not supported, a response is generated with
        the UNSUPP_VERSION result code and the other steps detailed
        in <xref target="version"></xref>.  If the OpCode is not
        supported, a response is generated with the UNSUPP_OPCODE
        result code.</t>

        <t>If the source IP address of the received packet does not match the
        contents of the PCP Client IP Address field, a response is generated
        with the ADDRESS_MISMATCH result code. This is done to detect and
        prevent accidental use of PCP where a non-PCP-aware NAT or NAPT exists
        between the PCP client and PCP server.</t>

        <t>Error responses have the same packet layout as success responses,
        with fields from the request copied into the response, and fields
        assigned by the PCP server are set as indicated in <xref
        target="common_response"></xref></t>
      </section>

      <section title="General PCP Client: Processing a Response">
        <t>The PCP client receives the response and verifies the
        source IP address and port belong to the PCP server of an
        outstanding PCP request. It validates the OpCode matches an
        outstanding PCP request.  Responses shorter than 12 octets,
        longer than 1024 octets, or not a multiple of 4 octets are
        invalid and ignored, likely causing the request to be
        re-transmitted. The response is further matched by comparing
        fields in the response OpCode-specific data to fields in the
        request OpCode-specific data, as described by the processing
        for that OpCode. After these matches are successful, the PCP
        client checks the Epoch field to determine if it needs to
        restore its state to the PCP server
        (see <xref target="epoch"></xref>).</t>

        <t>If the result code is 0, the PCP client knows the request was
        successful.</t>

        <t>If the result code is not 0, the request failed. If the result code
        is UNSUPP_VERSION, processing continues as described in <xref
        target="version"></xref>. If the result code is SERVER_OVERLOADED,
        clients SHOULD NOT send *any* further requests to that PCP server for
        the indicated error lifetime. For other error result codes, The PCP
        client SHOULD NOT resend the same request for the indicated error
        lifetime. If a PCP server indicates an error lifetime in excess of 30
        minutes, A PCP client MAY choose to set its retry timer to 30
        minutes.</t>

        <t>If the PCP client has discovered a new PCP server (e.g., connected
        to a new network), the PCP client MAY immediately begin communicating
        with this PCP server, without regard to hold times from communicating
        with a previous PCP server.</t>
      </section>

      <section anchor="mif" title="Multi-Interface Issues">
        <t>Hosts which desire a PCP mapping might be multi-interfaced
        (i.e., own several logical/physical interfaces). Indeed, a
        host can be configured with several IPv4 addresses (e.g., WiFi
        and Ethernet) or dual-stacked. These IP addresses may have
        distinct reachability scopes (e.g., if IPv6 they might have
        global reachability scope as for Global Unicast Address
        (GUA, <xref target="RFC3587"></xref>) or limited scope as
        for <xref target="RFC4193">Unique Local Address (ULA)</xref>).</t>

        <t>IPv6 addresses with global reachability (e.g., GUA) SHOULD
        be used as the source address when generating a PCP
        request. IPv6 addresses without global reachability
        (e.g., <xref target="RFC4193">ULA</xref>), SHOULD NOT be used
        as the source interface when generating a PCP
        request. If <xref target="RFC4941">IPv6 privacy
        addresses</xref> are used for PCP mappings, a new PCP request
        will need to be issued whenever the IPv6 privacy address is
        changed. This PCP request SHOULD be sent from the IPv6 privacy
        address itself. It is RECOMMENDED that mappings to the
        previous privacy address be deleted.</t>

        <t>Due to the ubiquity of IPv4 NAT, IPv4 addresses with limited scope
        (e.g., <xref target="RFC1918">private addresses</xref>) MAY be used as
        the source interface when generating a PCP request.</t>

        <t>As mentioned in <xref target="single_homed"></xref>, only
        single-homed CP routers are in scope. Therefore, there is no viable
        scenario where a host located behind a CP router is assigned with two
        Global Unicast Addresses belonging to different global IPv6
        prefixes.</t>

        <!--
Section 2.4, "Change of the Internal IP Address"

   When a new IP address is assigned to a host embedding a PCP Client,
   the PCP Client MUST install on the PCP server all the mappings it
   manages, using the new assigned IP address as the internal IP
   address.

This needs some additional discussion.  Let's take an example where
I have a computer with both WiFi and wired Ethernet connections
and I plug and unplug the Ethernet connection, or go in and out
of range of WiFi.  When do we want PCP to do something about
that change of connectivity?   Does the answer depend on IPv4,
IPv6, or dual stack running on that interface if we're doing PIN44, 
PIN64, PIN46, PIN66? 

Med: Good point. IMHO, the address selection should be done according to the-be-completed section: http://tools.ietf.org/html/draft-ietf-pcp-base-02#section-6.1.3. Based on the output of that process, the PCP Client can be triggered accordingly. 


Or ... just recommend the internal IP address not be changed!
-->
      </section>

      <section anchor="epoch" title="Epoch">
        <t>Every PCP response sent by the PCP server includes an Epoch field.
        This field increments by 1 every second, and is used by the PCP client
        to determine if PCP state needs to be restored. If the PCP server
        resets or loses the state of its explicit dynamic Mappings (that is,
        those mappings created by PCP MAP requests), due to reboot, power
        failure, or any other reason, it MUST reset its Epoch time to 0.
        Similarly, if the public IP address(es) of the NAT (controlled by the
        PCP server) changes, the Epoch MUST be reset to 0. A PCP server MAY
        maintain one Epoch value for all PCP clients, or MAY maintain distinct
        Epoch values for each PCP client; this choice is
        implementation-dependent.</t>

        <t>Whenever a client receives a PCP response, the client computes its
        own conservative estimate of the expected Epoch value by taking the
        Epoch value in the last packet it received from the gateway and adding
        7/8 (87.5%) of the time elapsed since that packet was received. If the
        Epoch value in the newly received packet is less than the client's
        conservative estimate by more than one second, then the client
        concludes that the PCP server lost state, and the client MUST
        immediately renew all its active port mapping leases as described in
        <xref target="reboot"></xref>.</t>

        <t>When a client notices that the PCP server reduced its Epoch value,
        the PCP clients will send PCP requests to refresh their mappings. The
        PCP server needs to be scaled appropriately to accommodate this
        traffic. Because PCP lacks a mechanism to simultaneously inform all
        PCP clients of the Epoch value, the PCP clients will only flood the
        PCP server simultaneously when a power outage and restoration event
        causes state loss in both the PCP clients and PCP server.</t>

      </section>

      <section anchor="version" title="Version Negotiation">
        <t>A PCP client sends its requests using PCP version number 1. Should
        later updates to this document specify different message formats with
        a version number greater than 1 it is expected that PCP servers will
        still support version 1 in addition to the newer version(s). However,
        in the event that a server returns a response with error code
        UNSUPP_VERSION, the client MAY log an error message to inform the user
        that it is too old to work with this server.</t>

	<t>When sending a response containing the UNSUPP_VERSION
result code, the PCP message MUST be 12 octets long.</t>

        <t>If future PCP versions greater than 1 are specified, version
        negotiation is expected to proceed as follows: <list style="numbers">
            <t>If a client or server supports more than one version it SHOULD
            support a contiguous range of versions -- i.e., a lowest version
            and a highest version and all versions in between.</t>

            <t>Client sends first request using highest (i.e., presumably
            'best') version number it supports.</t>

            <t>If server supports that version it responds normally.</t>

            <t>If server does not support that version it replies giving a
            result containing the error code UNSUPP_VERSION, and the closest
            version number it does support (if the server supports a range of
            versions higher than the client's requested version, the server
            returns the lowest of that supported range; if the server supports
            a range of versions lower than the client's requested version, the
            server returns the highest of that supported range).</t>

            <t>If the client receives an UNSUPP_VERSION result containing a
            version it does support, it records this fact and proceeds to use
            this message version for subsequent communication with this PCP
            server (until a possible future UNSUPP_VERSION response if the
            server is later updated, at which point the version negotiation
            process repeats).</t>

            <t>If the client receives an UNSUPP_VERSION result containing a
            version it does not support then the client MAY log an error
            message to inform the user that it is too old to work with this
            server, and the client SHOULD set a timer to retry its request in
            30 minutes or the returned Lifetime value, whichever is
            smaller.</t>
          </list></t>
      </section>

      <section title="General PCP Option">
        <t>The following option can appear in certain PCP responses, without
        regard to the OpCode.</t>

        <section anchor="unprocessed" title="UNPROCESSED Option">
          <t>If the PCP server cannot process a mandatory-to-process option,
          for whatever reason, it includes the UNPROCESSED Option in the
          response, shown in <xref target="fig_unprocessed"></xref>. This
          helps with debugging interactions between the PCP client and PCP
          server. This option MUST NOT appear more than once in a PCP
          response. The unprocessed options are listed once, and the option
          data is zero-filled to the necessary 32 bit boundary. If a certain
          Option appeared more than once in the PCP request, that Option value
          can appear once or as many times as it occurred in the request. The
          order of the Options in the PCP request has no relationship with the
          order of the Option values in this UNPROCESSED Option. This Option
          MUST NOT appear in a response unless the associated request
          contained at least one mandatory-to-process Option.</t>

          <figure anchor="fig_unprocessed" title="UNPROCESSED option">
            <preamble>The UNPROCESSED option is formatted as follows, showing
            an example of two option codes that were unprocessed:</preamble>

            <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| option-code-1 | option-code-2 |        padding                |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
          </figure>

          <t>Padding: 0, 1, 2, or 3 octets. If the number of option-codes is
          not a multiple of 4, padding is used to make it 32-bit aligned. The
          padding MUST be on on sending, and MUST be ignored by the
          receiver.</t>

          <t><list style="empty">
              <t>This Option:<list style="empty">
                  <t>name: UNPROCESSED</t>

                  <t>number: 1</t>

                  <t>purpose: indicates which PCP options in the request are
                  not supported by the PCP server</t>

                  <t>is valid for OpCodes: all</t>

                  <t>length: 1 or more</t>

                  <t>may appear in: responses, and only if the result code is
                  non-zero.</t>

                  <t>maximum occurrences: 1</t>
                </list></t>
            </list></t>
        </section>
      </section>
    </section>

    <section anchor="opcode_introduction"
             title="Introduction to MAP and PEER OpCodes">
      <t>There are three uses for the MAP and PEER OpCodes defined in this
      document: a host operating a server (and wanting an incoming
      connection), a host operating a client (and wanting to optimize the
      application keepalive traffic), and a host operating a client and server
      on the same port. These are discussed in the following sections.</t>

      <t>When operating a server (<xref target="operating_a_server"></xref>
      and <xref target="pcp_symmetric"></xref>) the PCP client knows if it
      wants an IPv4 listener, IPv6 listener, or both on the Internet. The PCP
      client also knows if it has an IPv4 address on itself or an IPv6
      interface on itself. It takes the union of this knowledge to decide to
      send a one or two MAP requests for each of its interfaces. Applications
      that embed IP addresses in payloads (e.g., FTP, SIP) will find it
      beneficial to avoid address family translation, if possible.</t>

       <t>It is REQUIRED that the PCP-controlled device assign the
        same external IP address to PCP-created explicit dynamic mappings
        and to implicit dynamic mappings. It is RECOMMENDED that
        static mappings (e.g., those created by a command-line
        interface on the PCP server or PCP-controlled device) also be
        assigned to the same IP address.  Once all internal addresses
        belonging to a given subscriber have no implicit dynamic
        mappings and have no explicit dynamic mappings in the
        PCP-controlled device, a subsequent PCP request for that
        internal address MAY be assigned to a different external IP
        address. Generally, this re-assignment would occur when a CGN
        device is load balancing newly-seen hosts to its public IPv4
        address pool.</t>


      <!--
        <t>On many common platforms (i.e., those making use of the BSD sockets
        API), using PCP for purposes of application keepalives by issuing a
        PCP request followed by a dynamic connection to the server is
        difficult to implement properly. This is therefore NOT RECOMMENDED.
        Instead, client applications SHOULD first establish a dynamic
        connection to a server, and then issue a PCP request related to that
        connection, including the REMOTE_PEER option.</t>
-->

      <section anchor="operating_a_server" title="For Operating a Server">
        <t>A host operating a server (e.g., a web server) listens for traffic
        on a port, but the server never initiates traffic from that port. For
        this to work across a NAT or a firewall, the host needs to (a) create
        a mapping from a public IP address and port to itself as described in
        <xref target="map_opcodes"></xref> and (b) publish that public IP
        address and port via some sort of rendezvous server (e.g., DNS, a SIP
        message, a proprietary protocol). Publishing the public IP address and
        port is out of scope of this specification. To accomplish (a), the
        host follows the procedures described in this section.</t>

        <t>As normal, the application needs to begin listening on a port.
        Then, the application constructs a PCP message with the appropriate
        MAP OpCode depending on if it is listening on an IPv4 or IPv6 address
        and if it wants a public IPv4 or IPv6 address.</t>

        <figure anchor="fig_operate_server"
                title="Pseudo-code for using PCP to operate a server">
          <preamble>The following pseudo-code shows how PCP can be reliably
          used to operate a server:</preamble>

          <artwork align="center"><![CDATA[
/* start listening on the local server port */
int s = socket(...);
bind(s, ...);
listen(s, ...);

getsockname(s, &internal_sockaddr, ...);
external_sockaddr = 0;

while (1)
    {
    /* Note: the "time_to_send_pcp_request" check below includes:
     * 1. Sending the first request
     * 2. Retransmitting requests due to packet loss
     * 3. Resending a request due to impending lease expiration
     * The PCP packet sent is identical in all cases, apart from the
     * Suggested External Address and Port which may change over time
     */
    if (time_to_send_pcp_request)
        pcp_send_map_request(internal_sockaddr.sin_port,
            &external_sockaddr, /* will be zero the first time */
            requested_lifetime, &assigned_lifetime);

    if (pcp_response_received)
        update_rendezvous_server("Client Ident", external_sockaddr);

    if (received_incoming_connection_or_packet)
        process_it(s);

    if (other_work_to_do)
        do_it();

    /* ... */

    block_until_we_need_to_do_something_else();
    }]]></artwork>
        </figure>
      </section>

      <section anchor="keepalives" title="For Reducing NAT Keepalive Messages">
        <t>A host operating a client (e.g., XMPP client, SIP client) sends
        from a port but never accepts incoming connections on this port. It
        wants to ensure the flow to its server is not terminated (due to
        inactivity) by an on-path NAT or firewall. To accomplish this, the
        application uses the procedure described in this section.</t>

        <t>Middleboxes such as NATs or firewalls need to see occasional
        traffic or will terminate their session state, causing application
        failures. To avoid this, many applications routinely generate
        keepalive traffic for the primary (or sole) purpose of maintaining
        state with such middleboxes. Applications can reduce such application
        keepalive traffic by using PCP. <list style="empty">
            <t>Note: For reasons beyond NAT, an application may find it useful
            to perform application-level keepalives, such as to detect a
            broken path between the client and server, detect a crashed
            server, or detect a powered-down client. These keepalives are not
            related to maintaining middlebox state, and PCP cannot do anything
            useful to reduce those keepalives.</t>
          </list></t>

        <t>To use PCP for this function, the application first connects to its
        server, as normal. Afterwards, it issues a PCP request with the PEER4
        or PEER6 OpCode as described in <xref target="peer_opcodes"></xref>.
        The PEER4 OpCode is used if the host is using IPv4 for its
        communication to its peer; PEER6 if using IPv6. The same 5-tuple as
        used for the connection to the server is placed into the PEER4 or
        PEER6 payload.</t>

        <figure anchor="fig_keepalive_pseudocode"
                title="Pseudo-code using PCP with a dynamic socket">
          <preamble>The following pseudo-code shows how PCP can be reliably
          used with a dynamic socket, for the purposes of reducing application
          keepalive messages:</preamble>

          <artwork align="center"><![CDATA[
int s = socket(...);
connect(s, &remote_peer, ...);

getsockname(s, &internal_sockaddr, ...);
external_sockaddr = 0;

while (1)
    {
    /* Note: the "time_to_send_pcp_request" check below includes:
     * 1. Sending the first request
     * 2. Retransmitting requests due to packet loss
     * 3. Resending a request due to impending lease expiration
     * The PCP packet sent is identical in all cases, apart from the
     * Suggested External Address and Port which may change over time
     */
    if (time_to_send_pcp_request)
        pcp_send_peer_request(internal_sockaddr.sin_port,
            &external_sockaddr, /* will be zero the first time */
            remote_peer, requested_lifetime, &assigned_lifetime);

    if (data_to_send)
        send_it(s);

    if (other_work_to_do)
        do_it();

    /* ... */

    block_until_we_need_to_do_something_else();
    }]]></artwork>
        </figure>
      </section>

      <section anchor="pcp_symmetric"
               title="For Operating a Symmetric Client/Server">
        <t>A host operating a client and server on the same port (e.g., <xref
        target="RFC4961">Symmetric RTP</xref> or <xref target="RFC3581">SIP
        Symmetric Response Routing (rport)</xref>) first establishes a local
        listener, (usually) sends the local and public IP addresses and ports
        to a rendezvous service (which is out of scope of this document), and
        initiates an outbound connection from that same source address and
        same port. To accomplish this, the application uses the procedure
        described in this section.</t>

        <t>An application that is using the same port for outgoing connections
        as well as incoming connections MUST first signal its operation of a
        server using the PCP MAP OpCode, as described in <xref
        target="map_opcodes"></xref>, and receive a positive PCP response
        before it sends any packets from that port. <list style="empty">
            <t>Discussion: Although reversing those steps is tempting
            (to eliminate the PCP round trip before a packet can be
            sent from that port) and will work if the NAT has
            endpoint-independent mapping (EIM) behavior, reversing the
            steps will fail if the NAT does not have EIM
            behavior. With a non-EIM NAT, the implicit mapping created
            by an outgoing TCP SYN and the explicit mapping created
            using the MAP OpCode will cause different ports to be
            assigned (which is not desirable; after all, the
            application is using the same port for outgoing and
            incoming traffic on purpose) and they will generally also
            have different lifetimes. PCP does not attempt to change
            or dictate how a NAT creates its mappings (endpoint
            independent mapping, or otherwise) so there is no
            assurance that an implicit mapping will be EIM or
            non-EIM. Thus, it is necessary for an application to first
            signal its operation of a server using the PCP MAP OpCode.
	    See also <xref target="non-eim"></xref>.</t>
          </list></t>

        <?rfc needLines="47" ?>

        <figure anchor="fig_pseudocode_symmetric"
                title="Pseudo-code for using PCP to operate a symmetric client/server">
          <preamble>The following pseudo-code shows how PCP can be used to
          operate a symmetric client and server:</preamble>

          <artwork align="center"><![CDATA[
/* start listening on the local server port */
int s = socket(...);
bind(s, ...);
listen(s, ...);

getsockname(s, &internal_sockaddr, ...);
external_sockaddr = 0;

while (1)
    {
    /* Note: the "time_to_send_pcp_request" check below includes:
     * 1. Sending the first request
     * 2. Retransmitting requests due to packet loss
     * 3. Resending a request due to impending lease expiration
     * The PCP packet sent is identical in all cases, apart from the
     * Suggested External Address and Port which may change over time
     */
    if (time_to_send_pcp_request)
        pcp_send_map_request(internal_sockaddr.sin_port,
            &external_sockaddr, /* will be zero the first time */
            requested_lifetime, &assigned_lifetime);

    if (pcp_response_received)
        update_rendezvous_server("Client Ident", external_sockaddr);

    if (received_incoming_connection_or_packet)
        process_it(s);

    if (need_to_make_outgoing_connection)
        make_outgoing_connection(s, ...);

    if (data_to_send)
        send_it(s);

    if (other_work_to_do)
        do_it();

    /* ... */

    block_until_we_need_to_do_something_else();
    }]]></artwork>

          <postamble></postamble>
        </figure>
      </section>
    </section>

    <section anchor="map_opcodes" title="MAP OpCodes">
      <t>This section defines two OpCodes which control forwarding from a NAT
      (or firewall) to an internal host. They are: <list hangIndent="11"
          style="hanging">
          <t hangText=" MAP4=1:">create a mapping between an internal address
          and external IPv4 address (e.g., NAT44, NAT64, or firewall)</t>

          <t hangText=" MAP6=2:">create a mapping between an internal target
          address and external IPv6 address (e.g., NAT46, or firewall)</t>
        </list></t>

      <t>The internal address is the source IP address of the PCP request
      message itself, unless the THIRD_PARTY option is used.</t>

      <t>Note that all mappings created by PCP MAP requests are, by
      definition, Endpoint Independent Mappings (even on a NAT that usually
      creates Endpoint Dependent Mappings for outgoing connections) since the
      purpose of a MAP mapping is to receive inbound traffic from any remote
      endpoint, not from only one specific remote endpoint.</t>

      <t>Note also that all NAT mappings (created by PCP or otherwise) are by
      necessity bidirectional and symmetrical. For any packet going in one
      direction (in or out) that is translated by the NAT, a reply going in
      the opposite direction needs to have the corresponding opposite
      translation done so that the reply arrives at the right endpoint. This
      means that if a client creates a MAP mapping, and then later sends an
      outgoing packet using the mapping's internal source port, the NAT should
      translate that packet's Internal Address and Port to the mapping's
      External Address and Port, so that replies addressed to the External
      Address and Port are correctly translated to the mapping's Internal
      Address and Port.</t>

      <t>The operation of the MAP OpCodes is described in this section.</t>

      <section title="OpCode Packet Formats">
        <t>The two MAP OpCodes (MAP4, MAP6) share a similar packet layout for
        both requests and responses. Because of this similarity, they are
        shown together. For both of the MAP OpCodes, if the assigned external
        IP address and assigned external port match the request's Internal IP
        address and port, the functionality is purely a firewall; otherwise it
        pertains to a network address translator which might also perform
        firewall-like functions.</t>

        <figure anchor="pin_request" title="MAP OpCode Request Packet Format">
          <preamble>The following diagram shows the OpCode-specific
          information format in a request for the MAP4 and MAP6
          OpCodes.</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Protocol     |          Reserved (24 bits)                   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|        Internal Port          |   Suggested External Port     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
: Suggested External IP Address (32 or 128, depending on OpCode):
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Requested lifetime (in common header):">Requested
            lifetime of this mapping, in seconds. The value 0 indicates
            "delete".</t>

            <t hangText="Protocol:">indicates upper-layer protocol associated
            with this OpCode. Values are taken from the <xref
            target="proto_numbers">IANA protocol registry</xref>. For example,
            this field contains 6 (TCP) if the opcode is intended to create a
            TCP mapping. The value 0 has a special meaning for 'all
            protocols', and is used only for delete requests. This means that
            HOPOPT (which is assigned by IANA as protocol 0) cannot have a
            mapping deleted by PCP.</t>

            <t hangText="Reserved:">24 reserved bits, MUST be sent as 0 and
            MUST be ignored when received.</t>

            <t hangText="Internal Port:">Internal port for the mapping. The
            value 0 indicates "all ports", and is only legal in a request if
            lifetime=0.</t>

            <t hangText="Suggested External Port:">suggested external port for
            the mapping. This is useful for refreshing a mapping, especially
            after the PCP server loses state. If the PCP client does not know
            the external port, or does not have a preference, it uses 0.</t>

            <t hangText="Suggested External IP Address:">Suggested external IP
            address. This is useful for refreshing a mapping, especially after
            the PCP server loses state. If the PCP server can fulfill the
            request, it will do so. If the PCP client does not know the
            external address, or does not have a preference, it MUST use
            0.</t>
          </list></t>

        <figure anchor="pin_response"
                title="MAP OpCode Response Packet Format">
          <preamble>The following diagram shows the OpCode-specific
          information format in a response packet for the MAP4 and MAP6
          OpCodes:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Protocol     |          Reserved (24 bits)                   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|       Internal Port           |    Assigned External Port     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
: Assigned External IP Address (32 or 128, depending on OpCode) :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Lifetime (in common header):">On a success response,
            this indicates the lifetime for this mapping, in seconds. On an
            error response, this indicates how long clients should assume
            they'll get the same error response from the that PCP server if
            they repeat the same request.</t>

            <t hangText="Protocol:">Copied from the request</t>

            <t hangText="Reserved:">24 reserved bits, MUST be sent as 0 and
            MUST be ignored when received.</t>

            <t hangText="Assigned External IP Address:">On success responses,
            this is the assigned external IPv4 or IPv6 address for the
            mapping; IPv4 or IPv6 address is indicated by the OpCode. On error
            responses, this MUST be 0.</t>

            <t hangText="Internal Port:">Internal port for the mapping, copied
            from request.</t>

            <t hangText="Assigned External Port:">On success responses, this
            is the assigned external port for the mapping. On error responses,
            the Assigned External Port MUST be 0.</t>
          </list></t>
      </section>

      <section anchor="map_result_codes" title="OpCode-Specific Result Codes">
        <t>In addition to the general PCP result codes (<xref
        target="result_codes"></xref>), the following additional result codes
        may be returned as a result of the four MAP OpCodes received by the
        PCP server. These errors are considered 'long lifetime' or 'short
        lifetime', which provides guidance to PCP server developers for the
        value of the Lifetime field for these errors. It is RECOMMENDED that
        short lifetime errors use 30 second lifetime and long lifetime errors
        use 30 minute lifetime.<list style="hanging">
            <t hangText="20">NETWORK_FAILURE, PCP server or the device it
            controls are experiencing a network failure of some sort (e.g.,
            has not obtained an IP address). This is a short lifetime
            error.</t>

            <t hangText="21">NO_RESOURCES, e.g., NAT device cannot create more
            mappings at this time. This is a system-wide error, and different
            from USER_EX_QUOTA. This is a short lifetime error.</t>

            <t hangText="22">UNSUPP_PROTOCOL, unsupported Protocol. This is a
            long lifetime error.</t>

            <t hangText="23">NOT_AUTHORIZED, e.g., PCP server supports
            mapping, but the feature is disabled for this PCP client, or the
            PCP client requested a mapping that cannot be fulfilled by the PCP
            server's security policy. This is a long lifetime error.</t>

            <t hangText="24">USER_EX_QUOTA, mapping would exceed user's port
            quota. This is a short lifetime error.</t>

            <t hangText="25">CANNOT_PROVIDE_EXTERNAL_PORT, indicates the port
            is already in use (e.g. already allocated to a previous PCP
            client) or otherwise temporarily unavailable. This error is only
            returned if the request included the Option PREFER_FAILURE. This
            is a short lifetime error.</t>

            <t hangText="26">EXCESSIVE_REMOTE_PEERS, indicates the PCP server
            was not able to create the filters in this request. This result
            code MUST only be returned if the MAP request contained the
            REMOTE_FILTER Option. This is a long lifetime error.</t>
          </list></t>

        <t>Additional result codes may be returned if the THIRD_PARTY option
        is used, see <xref target="third_party"></xref>.</t>
      </section>

      <section anchor="pin-opcode_client_operation"
               title="OpCode-Specific Client: Generating a Request">
        <t>This section describes the operation of a PCP client when sending
        requests with OpCodes MAP4 and MAP6.</t>

        <t>The request MAY contain values in the suggested-external-ip-address
        and suggested-external-port fields. This allows the PCP client to
        attempt to rebuild the PCP server's state, so that the PCP client
        could avoid having to change information maintained at the rendezvous
        server. Of course, due to other activity on the network (e.g., by
        other users or network renumbering), the PCP server may not be able to
        fulfill the request.</t>

        <t>An existing mapping can have its lifetime extended by the PCP
        client. To do this, the PCP client sends a new MAP request indicating
        the internal port. The PCP MAP request SHOULD also include the
        currently allocated external IP address and port as the suggested
        external IP address and port, so that if the NAT gateway has lost
        state it can recreate the lost mapping with the same parameters.</t>

        <t>The PCP client SHOULD renew the mapping before its expiry time,
        otherwise it will be removed by the PCP server (see <xref
        target="lifetime"></xref>). In order to prevent excessive PCP chatter,
        it is RECOMMENDED to send a single renewal request packet when a
        mapping is halfway to expiration time, then, if no SUCCESS result is
        received, another single renewal request 3/4 of the way to expiration
        time, and then another at 7/8 of the way to expiration time, and so
        on, subject to the constraint that renewal requests MUST NOT be sent
        less than four seconds apart (a PCP client MUST NOT send
        ever-closer-together requests in the last few seconds before a mapping
        expires).</t>
      </section>

      <section anchor="map-opcode_server_operation"
               title="OpCode-Specific Server: Processing a Request">
        <t>This section describes the operation of a PCP server when
        processing a request with the OpCodes MAP4 or MAP6. Processing SHOULD
        be performed in the order of the following paragraphs.</t>

        <t>If the server is overloaded by requests (from a particular client
        or from all clients), it MAY simply discard requests, as the requests
        will be retried by PCP clients, or MAY generate the SERVER_OVERLOADED
        error response, or both.</t>

        <t>If the request contains internal-port=0 and the lifetime is
        non-zero, the server MUST generate a MALFORMED_REQUEST error.</t>

        <t>If the requested lifetime is not zero, it indicates a request to
        create a mapping or extend the lifetime of an existing mapping.</t>

        <t>Processing of the lifetime is described in <xref
        target="lifetime"></xref>.</t>

        <t>If the PCP-controlled device is stateless (that is, it does not
        establish any per-flow state, and simply rewrites the address and/or
        port in a purely algorithmic fashion), the PCP server simply returns
        an answer indicating the external IP address and port yielded by this
        stateless algorithmic translation. This allows the PCP client to learn
        its external IP address and port as seen by remote peers. Examples of
        stateless translators include stateless NAT64 and 1:1 NAT44, both of
        which modify addresses but not port numbers.</t>

        <t>If an Option with value less than 128 exists (i.e. mandatory to
        process) but that option does not make sense (e.g., the PREFER_FAILURE
        option is included in a request with lifetime=0), the request is
        invalid and generates a MALFORMED_OPTION error.</t>

        <!--
        <t>If the REMOTE_PEER option is not included in the request and it is
        impossible for the PCP-controlled device to establish a mapping
        because a conflicting dynamic mapping already exists, the PCP server
        responds with the error AMBIGUOUS (this is due to interactions with
        dynamic mappings, see <xref target="dynamic-interaction"></xref>).</t>
-->

        <t>If the PCP server can allocate the suggested external port, and the
        request did not contain the PREFER_FAILURE Option, it SHOULD do so.
        This is beneficial for re-establishing state lost when the PCP server
        loses its state (e.g., due to a reboot). If the PCP server cannot
        allocate the suggested external port but can allocate some other port
        and the request did not contain the PREFER_FAILURE Option, the PCP
        server MUST do so and return the allocated port in the response. Cases
        where a NAT gateway cannot allocate the suggested external port
        include: <list style="symbols">
            <t>Where the suggested external port is already allocated to
            another existing explicit, implicit, or static mapping, or already
            forwarding traffic to some other internal address:port, or;</t>

            <t>Where the suggested external port is already used by the NAT
            gateway for one of its own services (e.g., port 80 for the NAT
            gateway's own configuration pages), or;</t>

            <t>When the suggested external port is otherwise prohibited by the
            PCP server's policy.</t>
          </list></t>

        <t>By default, a PCP-controlled device MUST NOT create mappings for a
        protocol not indicated in the request. For example, if the request was
        for a TCP mapping, a UDP mapping MUST NOT be created.</t>

        <t>If the THIRD_PARTY option is not present in the request, the source
        IP address of the PCP packet is used when creating the mapping. If the
        THIRD_PARTY option is present, the PCP server validates that the
        client is authorized to make mappings on behalf of the indicated
        internal IP address. This validation depends on the PCP deployment
        scenario; see <xref target="subscriber_identification"></xref> for the
        validation procedure. If the internal IP address in the PCP request is
        not authorized to make mappings on behalf of the indicated internal IP
        address, an error response MUST be generated with result code
        NOT_AUTHORIZED.</t>

        <t>Mappings typically consume state on the PCP-controlled device, and
        it is RECOMMENDED that a per-subscriber or per-host limit be enforced
        by the PCP server to prevent exhausting the mapping state. If this
        limit is exceeded, the result code USER_EX_QUOTA is returned.</t>

        <t>If all of the proceeding operations were successful (did not
        generate an error response), then the requested mappings are created
        or refreshed as described in the request and a SUCCESS response is
        built. This SUCCESS response contains the same OpCode as the request,
        but with the "R" bit set.</t>
      </section>

      <section title="OpCode-Specific Client: Processing a Response">
        <t>This section describes the operation of the PCP client when it
        receives a PCP response for the OpCodes MAP4 or MAP6.</t>

        <t>After performing common PCP response processing, the
	response is further matched with an outstanding request by
	comparing the protocol, internal IP address, and internal
	port. Other fields are not compared, because the PCP server
	sets those fields.</t>

        <t>If a successful response, the PCP client can use the external IP
        address and port(s) as desired. Typically the PCP client will
        communicate the external IP address and port(s) to another host on the
        Internet using an application-specific rendezvous mechanism such as
        DNS SRV records.</t>

        <t>On an error response, clients SHOULD NOT repeat the same request to
        the same PCP server within the lifetime returned in the response.</t>
      </section>

      <section anchor="lifetime" title="Mapping Lifetime and Deletion">
        <t>The PCP client requests a certain lifetime, and the PCP server
        responds with the assigned lifetime. The PCP server MAY grant a
        lifetime smaller or larger than the requested lifetime. The PCP server
        SHOULD be configurable for permitted minimum and maximum lifetime, and
        the RECOMMENDED values are 120 seconds for the minimum value and 24
        hours for the maximum. It is RECOMMENDED that the server restrict
        lifetimes to less than 24 hours, because they will consume ports even
        if the internal host is no longer interested in receiving the traffic
        or no longer connected to the network.</t>

        <t>Once a PCP server has responded positively to a mapping
        request for a certain lifetime, the port forwarding is active
        for the duration of the lifetime unless the lifetime is
        reduced by the PCP client (to a shorter lifetime or to zero)
        or until the PCP server loses its state (e.g.,
        crashes). Mappings created by PCP PEER and MAP requests are
        not special or different to mappings created other ways. In
        particular, it is implementation-dependent if outgoing traffic
        extends the lifetime of such mappings. PCP clients MUST NOT
        depend on this behavior to keep mappings active, and MUST
        explicitly renew their mappings as required by the Lifetime
        field in PCP response messages.</t>

        <t>If the requested lifetime is 0 then: <list style="symbols">
            <t>If the internal port and protocol both are non-zero, it
            indicates a request to delete the indicated mapping
            immediately.</t>

            <t>If the internal port is non-zero and the protocol is zero, it
            indicates a request to delete all mappings for this Internal
            Address for the given internal port for all transport
            protocols.</t>

            <t>If the internal port and protocol both are zero, it indicates a
            request to delete all mappings for this Internal Address for all
            transport protocols. This is useful when a host reboots or joins a
            new network, to clear out prior stale state from the NAT gateway
            before beginning to install new mappings.</t>
          </list> The suggested external address and port fields are ignored
        in requests where the requested lifetime is 0.</t>

        <t>A PCP MAP request can delete an implicit dynamic mapping
        (e.g., a mapping created by a TCP SYN) or an explicit dynamic
        mapping (e.g., a mapping created by PCP MAP).  If the PCP
        client attempts to delete a single static mapping (i.e., a
        mapping created outside of PCP itself), the error
        NOT_AUTHORIZED is returned.  If the PCP client attempts to
        delete an implicit dynamic mapping (e.g., created by a TCP
        SYN), the PCP server deletes the mapping and responds with the
        SUCCESS result code. If the PCP client attempts to delete a
        mapping that does not exist, the SUCCESS result code is
        returned (this is necessary for PCP to be idempotent). If the
        PCP MAP request was for port=0 (indicating 'all ports'), the
        PCP server deletes all of the explicit dynamic mappings it can
        (but not any implicit mappings), and returns a SUCCESS
        response.  If the deletion request was properly formatted and
        successfully processed, a SUCCESS response is generated with
        lifetime of 0 and the server copies the protocol and internal
        port number from the request into the response.  An explicit
	dynamic mapping MUST NOT have its lifetime reduced by 
        transport protocol messages (e.g., TCP RST, TCP FIN).</t>

        <t>An application that forgets its PCP-assigned mappings (e.g., the
        application or OS crashes) will request new PCP mappings. This may
        consume port mappings, if the application binds to a different
        Internal Port every time it runs. The application will also likely
        initiate new implicit dynamic mappings (e.g., TCP connections) without
        using PCP, which will also consume port mappings. If there is a port
        mapping quota for the internal host, frequent restarts such as this
        may exhaust the quota. PCP provides some protections against such port
        consumption: When a PCP client first acquires a new IP address (e.g.,
        reboots or joins a new network), it SHOULD remove mappings that may
        already be instantiated for that new Internal Address. To do this, the
        PCP client sends a MAP request with protocol, internal port, and
        lifetime set to 0. Some port mapping APIs (e.g., the
        "DNSServiceNATPortMappingCreate" API provided by Apple's Bonjour on
        Mac OS X, iOS, Windows, Linux) automatically monitor for process
        exit (including application crashes) and automatically send port
        mapping deletion requests if the process that requested them goes away
        without explicitly relinquishing them.</t>

        <t>To reduce unwanted traffic and data corruption, UDP and TCP ports
        should not be immediately re-used for an interval (TIME_WAIT interval
        as discussed in <xref target="RFC0793"></xref>). However, the PCP
        server MUST allow the same subscriber and same internal address to
        re-acquire the same port during that interval.</t>

        <t>As a side-effect of creating a mapping, ICMP messages associated
        with the mapping MUST be forwarded (and also translated, if
        appropriate) for the duration of the mapping's lifetime. This is done
        to ensure that ICMP messages can still be used by hosts, without
        application programmers or PCP client implementations needing to
        signal PCP separately to create ICMP mappings for those flows.</t>

        <t>The following list summarizes the sentinel values when deleting a
        mapping using lifetime=0:<list style="hanging">
            <t
            hangText="*  all ports, all protocols, all Internal Addresses for which the client is authorized:">internal
            address=0, via the THIRD_PARTY option</t>

            <t hangText="*  all ports, all protocols:">internal port=0,
            protocol=0</t>

            <t hangText="*  all ports, specific protocol:">internal port=0,
            protocol={protocol value} (e.g., protocol=6 for TCP)</t>

            <t hangText="*  one port, specific protocol:">internal port={port
            number}, protocol={protocol value} (e.g., port=12345, protocol=6
            for TCP)</t>
          </list></t>
      </section>

      <section anchor="renumbering"
               title="Subscriber Renumbering and Address Change Events">
        <t>The customer premises router might obtain a new IP address. This
        can occur because of a variety of reasons including a reboot, power
        outage, DHCP lease expiry, or other action by the ISP. If this occurs,
        traffic forwarded to the subscriber might be delivered to another
        customer who now has that address. This affects both implicit dynamic
        mappings and explicit dynamic mappings. However, this same problem
        occurs today when a subscriber's IP address is re-assigned, without
        PCP and without an ISP-operated CGN. The solution is the same as
        today: the problems associated with subscriber renumbering are caused
        by subscriber renumbering and are eliminated if subscriber renumbering
        is avoided. PCP defined in this document does not provide machinery to
        reduce the subscriber renumbering problem.</t>

        <t>When a new Internal Address is assigned to a host embedding a PCP
        client, the NAT (or firewall) controlled by the PCP server will
        continue to send traffic to the old IP address. Typically, the PCP
        client will no longer receive traffic sent to that old IP address.
        Assuming the PCP client wants to continue receiving traffic, it needs
        to install new mappings for its new IP address. The suggested external
        port field will not be fulfilled by the PCP server, in all likelihood,
        because it is still being forwarded to the old IP address. Thus, a
        mapping is likely to be assigned a new external port number and/or
        public IP address. Note that this scenario is not expected to happen
        routinely on a regular basis for most hosts, since most hosts renew
        their DHCP leases before they expire (or re-request the same address
        after reboot) and most DHCP servers honor such requests and grant the
        host the same address it was previously using before the reboot.</t>

        <t>A host might gain or lose interfaces while existing mappings are
        active (e.g., Ethernet cable plugged in or removed, joining/leaving a
        WiFi network). Because of this, if the PCP client is sending a PCP
        request to maintain state in the PCP server, it SHOULD ensure those
        PCP requests continue to use the same interface (e.g., when refreshing
        mappings). If the PCP client is sending a PCP request to create new
        state in the PCP server, it MAY use a different source interface or
        different source address.</t>
      </section>

      <section title="PCP Failure Scenarios">
        <t>If an event occurs that causes the PCP server to lose explicit dynamic mapping state (such
        as a crash or power outage), the mappings created by PCP are lost.
        Such loss of state is rare in a service provider environment (due to
        redundant power, disk drives for storage, etc.), but more common in a
        residential NAT device which does not write information to its
        non-volatile memory. Of course, due to outright failure of service
        provider equipment (e.g., software malfunction), state may still be
        lost.</t>

        <t>The Epoch allows a client to deduce when a PCP server may have lost
        its state. When the Epoch value is smaller than expected, the PCP
        client can attempt to recreate the mappings following the procedures
        described in this section.</t>

        <section anchor="reboot" title="Recreating Mappings">
          <t>The PCP server SHOULD store mappings in persistent storage so
          when it is powered off or rebooted, it remembers the port mapping
          state of the network. Due to the physical architecture of some PCP
          servers, this is not always achievable (e.g., some non-volatile
          memory can withstand only a certain number of writes, so writing PCP
          mappings to such memory is generally avoided).</t>

          <t>However, maintaining this state is not essential for correct
          operation. When the PCP server loses state and begins processing new
          PCP messages, its Epoch is reset to zero (per the procedure of <xref
          target="epoch"></xref>).</t>

          <t>A mapping renewal packet is formatted identically to an original
          mapping request; from the point of view of the client it is a
          renewal of an existing mapping, but from the point of view of the
          PCP server it appears as a new mapping request. In the normal
          process of routinely renewing its mappings before they expire, a PCP
          client will automatically recreate all its lost mappings.</t>

          <t>In addition, as the result of receiving a packet where the Epoch
          field indicates that a reboot or similar loss of state has occurred,
          the client can renew its port mappings sooner, without waiting for
          the normal routine renewal time.</t>

          <t>The discussion in this section focuses on recreating inbound port
          mappings after loss of PCP server state, because that is the more
          serious problem. Losing port mappings for outgoing connections
          destroys those currently active connections, but does not prevent
          clients from establishing new outgoing connections. In contrast,
          losing inbound port mappings not only destroys all existing inbound
          connections, but also prevents the reception of any new inbound
          connections until the port mapping is recreated. Accordingly, we
          consider recovery of inbound port mappings the more important
          priority. However, clients that want outgoing connections to survive
          a NAT gateway reboot can also achieve that using PCP. After
          initiating an outbound TCP connection (which will cause the NAT
          gateway to establish an implicit port mapping) the client should
          send the NAT gateway a PEER request for the source port of its TCP
          connection, which will cause the NAT gateway to send a response
          giving the external port it allocated for that mapping. The client
          can then store this information, and use it later to recreate the
          mapping if it determines that the NAT gateway has lost its mapping
          state.</t>
        </section>

        <section title="Maintaining Mappings">
          <t>A PCP client can refresh a mapping by sending a new PCP request
          containing information from the earlier PCP response. The PCP server
          will respond indicating the new lifetime. It is possible, due to
          failure of the PCP server, that the public IP address and/or public
          port, or the PCP server itself, has changed (due to a new route to a
          different PCP server). To detect such events more quickly, the PCP
          client may find it beneficial to use shorter lifetimes (so that it
          communicates with the PCP server more often). If the PCP client has
          several mappings, the Epoch value only needs to be retrieved for one
          of them to verify the PCP server has not lost port forwarding
          state.</t>

          <t>If the client wishes to check the PCP server's Epoch, it sends a
          PCP request for any one of the client's mappings. This will return
          the current Epoch value. In that request the PCP client could extend
          the mapping lifetime (by asking for more time) or maintain the
          current lifetime (by asking for the same number of seconds that it
          knows are remaining of the lifetime).</t>

          <t>If an internal IP address is no longer valid (e.g., because the
          internal host has moved to a new network), and the PCP client wishes
          to still receive incoming traffic, it MUST create a new mapping on
          that new network. A new mapping will also require an update to the
          application-specific rendezvous server (see <xref
          target="operating_a_server"></xref> and <xref
          target="renumbering"></xref>).</t>
        </section>
      </section>

      <section anchor="non-eim"
               title="Implementing MAP with non-EIM NATs">
	<t>For implicit dynamic mappings, some existing NAT devices
have endpoint-independent mapping (EIM) behavior while other NAT
devices have non-endpoint-independent mapping (non-EIM) behavior.
NATs which have EIM behavior do not suffer from the problem described
in this section.  EIM behavior is strongly encouraged by
both <xref target="RFC4787"></xref>
and <xref target="RFC5382"></xref>.</t>

<t>In such non-EIM NAT devices, the same external port may be used by
connections from different internal hosts.  This complicates the
interaction with the MAP4 and MAP6 OpCodes.  With such NAT devices,
there are two ways envisioned to implement the MAP4 and MAP6 OpCodes:
<list style="numbers">
<t>have implicit dynamic mappings (e.g., TCP SYN) use a different set
of public ports than explicit dynamic mappings (e.g., those created
with MAP4 or MAP6), thus avoiding the interaction problem between
them.</t>
<t>on arrival of an incoming packet from the Internet, first attempt
to process implicit dynamic mappings (as done today by existing port
overload code), and if none of those can be processed then the
incoming packet is for the explicit dynamic mapping.  This effectively
'prioritizes' implicit dynamic mappings above explicit dynamic
mappings.</t>
</list></t>
      </section>
    </section>

    <section anchor="peer_opcodes" title="PEER OpCodes">
      <t>This section defines two OpCodes for controlling dynamic connections.
      They are:<list hangIndent="12" style="hanging">
          <t hangText="  PEER4=3:">Set (or query) the lifetime for flow to a
          remote peer's IPv4 address.</t>

          <t hangText="  PEER6=4:">Set (or query) the lifetime for flow to a
          remote peer's IPv6 address.</t>
        </list> The operation of these OpCodes is described in this
      section.</t>

      <section title="OpCode Packet Formats">
        <t>The PEER OpCodes provide a single function: the ability for the PCP
        client to query and (possibly) extend the lifetime of an existing
        mapping.</t>

        <t>The two PEER OpCodes (PEER4 and PEER6) share a similar packet
        layout for both requests and responses. Because of this similarity,
        they are shown together.</t>

        <figure anchor="peer_request"
                title="PEER OpCode Request Packet Format">
          <preamble>The following diagram shows the request packet format for
          PEER4 and PEER6. This packet format is aligned with the response
          packet format:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Protocol     |        Reserved (24 bits)                     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|        Internal Port          |    Suggested External Port    |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|       Remote Peer Port        |     Reserved (16 bits)        |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:  Remote Peer IP Address (32 bits if PEER4, 128 bits if PEER6) :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:                 Reserved (128 bits)                           :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Requested Lifetime (in common header):">Requested
            lifetime of this mapping, in seconds. Note that, depending on the
            implementation of the PCP-controlled device, it may not be
            possible to reduce the lifetime of a mapping (or delete it, with
            requested lifetime=0) using PEER.</t>

            <t hangText="Protocol:">indicates upper-level protocol associated
            with this OpCode. Values are taken from the <xref
            target="proto_numbers">IANA protocol registry</xref>. For example,
            this field contains 6 (TCP) if the OpCode is describing a TCP
            peer.</t>

            <t hangText="Reserved:">24 reserved bits, MUST be 0 on
            transmission and MUST be ignored on reception.</t>

            <t hangText="Internal Port:">Internal port of the 5-tuple.</t>

            <t hangText="Suggested External Port:">suggested external port for
            the mapping. This is useful for refreshing a mapping, especially
            after the PCP server loses state. If the PCP server can fulfill
            the request, it will do so. If the PCP client does not know the
            external port, or does not have a preference, it uses 0.</t>

            <t hangText="Remote Peer Port:">Remote peer's port of the
            5-tuple.</t>

            <t hangText="Reserved:">16 reserved bits, MUST be 0 on
            transmission and MUST be ignored on reception.</t>

            <t hangText="Remote Peer IP Address:">This is the Remote peer's IP
            address from the perspective of the PCP client so that the PCP
            client does not need to concern itself with NAT64 or NAT46 (which
            both cause the client's idea of the remote peer's IP address to
            differ from the remote peer's actual IP address). This field
            allows the PCP client and PCP server to disambiguate multiple
            connections from the same port on the internal host to different
            servers. Note this field has no bearing whatsoever on any
            filtering associated with the mapping.</t>

            <t hangText="Reserved:">128 reserved bits, MUST be 0 on
            transmission and MUST be ignored on reception.</t>
          </list></t>

        <figure anchor="peer_response"
                title="PEER OpCode Response Packet Format">
          <preamble>The following diagram shows the response packet format for
          PEER4 and PEER6:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|  Protocol     |  External_AF  |       Reserved (16 bits)      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|        Internal Port          |     External Port             |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|       Remote Peer Port        |     Reserved (16 bits)        |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:  Remote Peer IP Address (32 bits if PEER4, 128 bits if PEER6) :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:  External IP Address (32 bits if External_AF indicates IPv4   :
:                      128 bits if External_AF indicates IPv6)  :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t><list style="hanging">
            <t hangText="Lifetime (in common header):">On a success response,
            this indicates the lifetime for this mapping, in seconds. On an
            error response, this indicates how long clients should assume
            they'll get the same error response from the PCP server if they
            repeat the same request.</t>

            <t hangText="Protocol:">Copied from the request.</t>

            <t hangText="External_AF:">For success responses, this contains
            the address family of the external IP address associated with this
            peer connection, to properly decode the External IP Address. This
            field is necessary because the Remote Peer's IP Address is from
            the PCP client's perspective, whereas the External_AF and External
            IP Address are from the PCP-controlled device's perspective. As an
            example, if the PCP-controlled device is a NAT64, the PCP client
            only knows the remote peer's IPv6 address, whereas the NAT64 knows
            the remote peer's IPv4 address. Values are from IANA's address
            family numbers (IPv4 is 1, IPv6 is 2). For error responses, the
            value MUST be 1.</t>

            <t hangText="Reserved:">16 reserved bits, MUST be 0 on
            transmission, MUST be ignored on reception.</t>

            <t hangText="Internal Port:">copied from request.</t>

            <t hangText="External Port:">For success responses, this is the
            external port number, assigned by the NAT (or firewall) to this
            mapping. If firewall or 1:1 NAT, this will match the internal
            port. For error responses, this MUST be 0.</t>

            <t hangText="Remote Peer port:">Copied from request.</t>

            <t hangText="Reserved:">16 reserved bits, MUST be 0 on
            transmission, MUST be ignored on reception.</t>

            <t hangText="Remote Peer IP Address:">Copied from the request.</t>

            <t hangText="External IP Address:">For success responses, this
            contains the external IP address, assigned by the NAT (or
            firewall) to this mapping. This field allows the PCP client and
            its remote peer to determine if there is another NAT between the
            PCP-controlled NAT and remote peer. If the PCP-controlled device
            is a firewall, this will match the internal IP address. This field
            is 128 bits long if External_AF indicates IPv6, or 32 bits long if
            External_AF indicates IPv4.</t>
          </list></t>
      </section>

      <section anchor="peer_opcode_client_operation"
               title="OpCode-Specific Client: Generating a Request">
        <t>This section describes the operation of a client when generating
        the OpCodes PEER4 or PEER6.</t>

        <t>The PEER4 or PEER6 OpCodes MAY be sent before or after establishing
        bi-directional communication with the remote peer. If sent before,
        PEER4 or PEER6 OpCodes will create a mapping in the PCP-controlled
        device that functions exactly as if an implicit dynamic connection
        were made (e.g., TCP SYN). If sent after, the PEER4 or PEER6 OpCodes
        query (and control) the implicit dynamic mapping.</t>

        <t>The PEER4 and PEER6 OpCodes contain a description of the remote
        peer address, from the perspective of the PCP client. This is
        important when the PCP-controlled device is performing address family
        translation (NAT46 or NAT64), because the destination address from the
        perspective of the PCP client is different from the destination
        address on the other side of the address family translation device.
        For this reason, the PEER4 and PEER6 responses contain an External_AF
        field.</t>
      </section>

      <section anchor="peer-opcode_server_operation"
               title="OpCode-Specific Server: Processing a Request">
        <t>This section describes the operation of a server when receiving a
        request with the OpCode PEER4 or PEER6. Processing SHOULD be performed
        in the order of the following paragraphs.</t>

        <t>On receiving the PEER4 or PEER6 OpCode, the PCP server examines the
        mapping table. If the described mapping does not exist yet, it is
        created, just as it would be for an outgoing UDP packet or TCP SYN.
        This avoids a race condition between the PEER request or the initial
        outgoing packet arriving at the NAT gateway first.</t>

        <t>The PEER4 or PEER6 OpCode MAY reduce the lifetime of an existing
        mapping; this is implementation-dependent.</t>


        <t>If the PCP-controlled device can extend the lifetime of a mapping,
        the PCP server uses the smaller of its configured maximum lifetime
        value and the requested lifetime from the PEER request, and sets the
        lifetime to that value.</t>

        <t>If all of the proceeding operations were successful (did not
        generate an error response), then a SUCCESS response is generated,
        with the Lifetime field containing the lifetime of the mapping.</t>

        <t>After a successful PEER response is sent, it is
        implementation-specific if the PCP-controlled device destroys
        the mapping when the lifetime expires, or if the
        PCP-controlled device's implementation allows traffic to keep
        the mapping alive. Thus, if the PCP client wants the mapping
        to persist beyond the lifetime, it MUST refresh the mapping
        (by sending another PEER message) prior to the expiration of
        the lifetime.  If the mapping is terminated by the TCP client
        or server (e.g., TCP FIN or TCP RST), the mapping will be
        destroyed normally; the mapping will not persist for the time
        indicated by Lifetime.  This means the Lifetime in a PEER
        response indicates how long the mapping will persist in the
        absence of a transport termination message (e.g., TCP
        RST).</t>
      </section>

      <section title="OpCode-Specific Client: Processing a Response">
        <t>This section describes the operation of a client when processing a
        response with the OpCode PEER4 or PEER6.</t>

        <t>After performing common PCP response processing, the response is
        further matched with a request by comparing the protocol,
        external AF, internal IP address, internal port, remote peer address
        and remote peer port. Other fields are not compared, because the PCP
        server changes those fields to provide information about the mapping
        created by the OpCode.</t>

        <t>If a successful response, the application can use the assigned
        lifetime value to reduce its frequency of application keepalives for
        that particular NAT mapping. Of course, there may be other reasons,
        specific to the application, to use more frequent application
        keepalives. For example, the PCP assigned lifetime could be one hour
        but the application may want to maintain state on its server (e.g.,
        "busy" / "away") more frequently than once an hour.</t>

        <t>If the PCP client wishes to keep this mapping alive beyond the
        indicated lifetime, it SHOULD issue a new PCP request prior to the
        expiration. That is, inside->outside traffic is not sufficient to
        ensure the mapping will continue to exist. It is RECOMMENDED to send a
        single renewal request packet when a mapping is halfway to expiration
        time, then, if no SUCCESS response is received, another single renewal
        request 3/4 of the way to expiration time, and then another at 7/8 of
        the way to expiration time, and so on, subject to the constraint that
        renewal requests MUST NOT be sent less than four seconds apart (a PCP
        client MUST NOT ever-closer-together requests in the last few seconds
        before a mapping expires).</t>
      </section>
    </section>

    <section anchor="map_peer_options"
             title="Options for MAP and PEER OpCodes">
      <t>This section describes Options for the MAP4, MAP6, PEER OpCodes.
      These Options MUST NOT appear with other OpCodes, unless permitted by
      those OpCodes.</t>

      <section anchor="third_party"
               title="THIRD_PARTY Option for MAP and PEER OpCodes">
        <t>This Option is used when a PCP client wants to control a mapping to
        an internal host other than itself. This is used with both MAP and
        PEER OpCodes.</t>

        <t>A THIRD_PARTY Option MUST NOT contain the same address as the
        source address of the packet. A PCP server receiving a THIRD_PARTY
        Option specifying the same address as the source address of the packet
        MUST return a MALFORMED_REQUEST result code. This is because many PCP
        servers may not implement the THIRD_PARTY Option at all, and a client
        using the THIRD_PARTY Option to specify the same address as the source
        address of the packet will cause mapping requests to fail where they
        would otherwise have succeeded.</t>

        <t>Where possible, it may beneficial if a client using the THIRD_PARTY
        option to create and maintain mappings on behalf of some other device
        can take steps to verify that the other device is still present and
        active on the network. Otherwise the client using the THIRD_PARTY
        option to maintain mappings on behalf of some other device risks
        maintaining those mappings forever, long after the device that
        required them has gone. This would defeat the purpose of PCP mappings
        having a finite lifetime so that they can be automatically deleted
        after they are no longer needed.</t>

        <figure alt="fig_third_party" title="THIRD_PARTY option packet format">
          <artwork><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:    Internal IP Address (32 bits of 128 bits, depending        :
:                                       on Option length)       :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>The fields are described below:<list style="hanging">
            <t hangText="Internal IP Address:">IP address of this mapping. If
            the length of this Option is 4, this is a 32-bit IPv4 address. If
            the length of this Option is 16, this is a 128-bit IPv6 address.
            This can contain the special value "0" (all zeros), which
            indicates "all Internal Addresses for which this client is
            authorized" which is used to delete all pre-existing mappings with
            the MAP Opcode.</t>
          </list></t>

        <t>This Option:<list style="empty">
            <t>name: THIRD_PARTY</t>

            <t>number: 4</t>

            <t>purpose: Indicates the MAP or PEER request is for a host other
            than the host sending the PCP option.</t>

            <t>is valid for OpCodes: MAP4, MAP6, PEER4, PEER6</t>

            <t>length: 4 if Internal IP Address is IPv4, 16 if Internal IP
            Address is IPv6.</t>

            <t>may appear in: request. May appear in response only if it
            appeared in the associated request.</t>

            <t>maximum occurrences: 1</t>
          </list></t>

        <t>The following additional result codes may be returned as a result
        of using this Option. <list style="hanging">
            <t hangText="51">UNAUTH_TARGET_ADDRESS, indicating the internal IP
            address specified is not permitted (e.g., client is not authorized
            to make mappings for this Internal Address, or is otherwise
            prohibited.). This error can be returned for both MAP and PEER
            requests. If this is a MAP request, this is a long-term error.</t>
          </list></t>

        <t>A PCP server MAY be configured to permit or to restrict the use of
        the THIRD_PARTY option. If this option is permitted, any host can
        create, modify, or destroy mappings for another host on the
        subscriber's network. If third party mappings are restricted, only
        authorized clients can perform these operations. If a PCP server is
        configured to restrict third party mappings, and receives a PCP MAP
        request with a THIRD_PARTY option, it MUST generate a
        UNAUTH_TARGET_ADDRESS response. Determining which PCP clients are
        authorized to use the THIRD_PARTY option depends on the deployment
        scenario. For Dual-Stack Lite deployments, the PCP server only
        supports this option if the source IPv6 address is the B4's source IP
        address. For home deployments (where the PCP server is embedded in the
        NAT device), this option MUST NOT be processed. For scenarios where
        the subscriber has only one IP address (e.g., typical residential ISP
        service) this Option serves no purpose (and will only generate error
        messages from the server). If a subscriber has more than one IP
        address the ISP MUST determine its own policy for how to identify the
        trusted device within the subscriber's home. This might be, for
        example, the lowest- or highest-numbered host address for that user's
        IPv4 prefix. A cryptographic authentication and authorization model is
        outside the scope of this specification.</t>

        <t>It is RECOMMENDED that PCP servers embedded into customer premise
        equipment be configured to refuse third party mappings by default.
        With this default, if a user wants to create a third party mapping,
        the user needs to interact out-of-band with their customer premise
        router (e.g., using its HTTP administrative interface).</t>

        <t>It is RECOMMENDED that PCP servers embedded into service provider
        NAT and firewall devices be configured to permit the THIRD_PARTY
        option, when sent by the customer premise router. With this
        configuration, if a user wants to create an explicit dynamic mapping
        or query an implicit dynamic mapping for another host within their
        network, the user needs to interact out-of-band with their customer
        premise router (e.g., using its HTTP administrative interface). To
        accomplish this, the PCP server in the ISP's network processes
        requests with the THIRD_PARTY option if they arrived from the IP
        address of the customer premise router. In deployments with only one
        IP address (e.g., which is common in residential networks), the PCP
        messages will -- by necessity -- arrive from the IP address of the
        customer premise router router. In networks where users have multiple
        IPv4 or multiple IPv6 addresses, the PCP server MUST only allow the
        THIRD_PARTY option if the PCP message was sent by the IP address of
        the subscriber's customer premise router. In Dual-Stack Lite, this
        would be the B4 element's IPv6 address. If the packet arrived from a
        different address, the PCP server MUST generate an
        UNAUTH_TARGET_ADDRESS error.</t>

        <t>If authorized to do so, a PCP client can delete all the PCP-created
        explicit dynamic mappings (i.e., those created by PCP MAP requests)
        for all hosts belonging to the same subscriber. This is done by
        sending a PCP MAP request including the THIRD_PARTY option with its
        Internal Address field set to 0.</t>
      </section>

      <section title="PREFER_FAILURE Option for MAP OpCodes">
        <t>This option is only used with the MAP4 and MAP6 OpCodes.</t>

        <t>This option indicates that if the PCP server is unable to MAP the
        suggested port, then instead of returning an available port that it
        *can* allocate, the PCP server should instead allocate no port and
        return result code CANNOT_PROVIDE_EXTERNAL_PORT.</t>

        <t>This option is intended solely for use by <xref
        target="I-D.bpw-pcp-upnp-igd-interworking">UPnP IGD
        interworking</xref>, where the semantics of UPnP IGD version 1 do not
        provide any way to indicate to an UPnP IGD client that any port is
        available other than the one it wanted. A PCP server MAY support this
        option, if its designers wish to support downstream devices that
        perform UPnP IGD interworking. PCP servers MAY choose to rate-limit their
        handling of PREFER_FAILURE requests, to protect themselves from a
        rapid flurry of 65535 consecutive PREFER_FAILURE requests from clients
        probing to discover which external ports are available. PCP servers
        that are not intended to support downstream devices that perform UPnP IGD
        interworking are not required to support this option. PCP clients
        other than UPnP IGD interworking clients SHOULD NOT use this option because
        it results in inefficient operation, and they cannot safely assume
        that all PCP servers will implement it. It is anticipated that this
        option will be deprecated in the future as more clients adopt PCP
        natively and the need for UPnP IGD interworking declines.</t>

        <t><list style="empty">
            <t>This Option:<list style="empty">
                <t>name: PREFER_FAILURE</t>

                <t>number: 3</t>

                <t>is valid for OpCodes: MAP4, MAP6</t>

                <t>is included in responses: MUST</t>

                <t>length: 0</t>

                <t>may appear in: requests</t>

                <t>maximum occurrences: no</t>
              </list></t>
          </list></t>
      </section>

      <section anchor="filter" title="FILTER Option for MAP OpCodes"> 
	<t>This Option indicates filtering incoming packets is
        desired. The remote peer port and remote peer IP Address
        indicate the permitted remote peer's source IP address and
        port for packets from the Internet. The remote peer prefix
        length indicates the length of the remote peer's IP address
        that is significant; this allows a single Option to permit an
        entire subnet. After processing this MAP request containing
        the FILTER option and generating a successful response, the
        PCP-controlled device will drop packets received on its
        public-facing interface that don't match the filter
        fields. After dropping the packet, if its security policy
        allows, the PCP-controlled device MAY also generate an ICMP
        error in response to the dropped packet.</t>

        <figure anchor="fig_filter" title="FILTER option layout">
          <preamble>The FILTER packet layout is described below:</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Reserved   | prefix-length |      Remote Peer Port         |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:     Remote Peer IP address (32 bits if MAP4,                  :
:              128 bits if MAP6)                                :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>

        <t>These fields are described below:<list style="hanging">
            <t hangText="Reserved:">8 reserved bits, MUST be sent as 0 and
            MUST be ignored when received.</t>

            <t hangText="prefix-length:">indicates how many bits of the IPv4
            or IPv6 address are relevant for this filter. The value 0
            indicates "no filter", and will remove all previous filters. See
            below for detail.</t>

            <t hangText="Remote Peer Port:">the port number of the remote
            peer. The value 0 indicates "all ports"</t>

            <t hangText="Remote Peer IP address:">The IP address of the remote
            peer.</t>
          </list></t>

        <t>This Option:<list style="empty">
            <t>name: FILTER</t>

            <t>number: 2</t>

            <t>is valid for OpCodes: MAP4, MAP6</t>

            <t>is included in responses: MUST, if it appeared in the
            request</t>

            <t>length: 2 if used with MAP4, 5 if used with MAP6</t>

            <t>may appear in: requests, and MUST appear in
            successfully-processed responses</t>

            <t>maximum occurrences: as many as fit within maximum PCP message
            size</t>
          </list></t>

        <t>Because of interactions with dynamic ports this Option MUST only be
        used by a client that is operating a server (that is, using the MAP
        OpCode), as this ensures that no other application will be assigned
        the same ephemeral port for its outgoing connection. It is RECOMMENDED
        that the PCP client avoid other use, because it will cause some UNSAF
        NAT traversal mechanisms <xref target="RFC3424"></xref> to fail where
        they would have otherwise succeeded, breaking other applications
        running on this same host.</t>

        <t>The prefix-length indicates how many bits of the IPv6 address or
        IPv4 address are used for the filter. For MAP4, a prefix-length of 32
        indicates the entire IPv4 address is used. For MAP6, a prefix-length
        of 128 indicates the entire IPv6 address is used. For MAP4 the minimum
        prefix-length value is 0 and the maximum value is 32. For MAP6 the
        minimum prefix-length value is 0 and the maximum value is 128. Values
        outside those range cause an MALFORMED_OPTION result code.</t>

        <t>If multiple occurrences of the FILTER option exist in the same MAP
        request, they are processed in the same order received, and they MUST
        all be successfully processed or return an error (e.g.,
        MALFORMED_OPTION if one of the options was malformed), and they MAY
        overlap the filtering requested. As with other PCP errors, returning
        an error causes no state to be changed in the PCP server or in the
        PCP-controlled device. If an existing mapping exists (with or without
        a filter) and the server receives a MAP request with FILTER, the
        filters indicated in the new request are added to any existing
        filters. If a MAP request has a lifetime of 0 and contains the FILTER
        option, the error MALFORMED_OPTION is returned.</t>

        <t>To remove all existing filters, the prefix-length 0 is used. There
        is no mechanism to remove a specific filter.</t>

        <t>To change an existing filter, the PCP client sends a MAP request
        containing two FILTER options, the first option containing a
        prefix-length of 0 (to delete all existing filters) and the second
        containing the new remote peer's IP address and port. Other FILTER
        options in that PCP request, if any, add more allowed remote
        hosts.</t>

        <t>The PCP server or the PCP-controlled device is expected to have a
        limit on the number of remote peers it can support. This limit might
        be as small as one. If a MAP request would exceed this limit, the
        entire MAP request is rejected with the result code
        EXCESSIVE_REMOTE_PEERS, and the state on the PCP server is
        unchanged.</t>
      </section>

      <!--
      <section title="EVEN_PLUS_ONE">
        <t><xref target="RFC3550">RTP</xref> has historically used an
        even-numbered port, and RTCP the next-higher port (often abbreviated
        as "port + 1"). Some equipment still expects RTP/RTCP on adjacent
        ports. To accommodate that, the PCP Option EVEN_PLUS_ONE can be used
        by the PCP client and server, with the following procedure.</t>

        <t><list style="empty">
            <t>[Ed. Note: Are there any other protocols that need adjacent
            ports?]</t>
          </list></t>

        <t>The procedure is for the PCP client to bind to two ports on its
        local interface. It then sends a PCP request for external port 0
        (indicating it will accept any port from the server) for one of those
        internal ports and includes the PCP Option EVEN_PLUS_ONE with this
        request. If the server understands this option, it will choose an
        even-numbered external port and will reserve the next-higher port with
        a short timeout (suggested duration is 10 seconds) for this same PCP
        client to allocate in a subsequent PCP request. The PCP server sends a
        response and indicates it performed that operation by including the
        PCP Option EVEN_PLUS_ONE in the response. The PCP client then sends a
        second PCP request for the next-higher external port. Refreshing and
        deleting the ports works as normal.</t>

        <figure anchor="even_plus_one_message_flow"
                title="Message Flow, EVEN_PLUS_ONE">
          <preamble>A diagram of the message flow:</preamble>

          <artwork align="center"><![CDATA[
PCP Client                               PCP server
   |                                          |
   |....request ext-port=0, EVEN_PLUS_ONE....>|
   |<.response ext-port=23456, EVEN_PLUS_ONE..|
   |....request ext-port=23457...............>|
   |<-response ext-port=23457.................|
   |                                          |
]]></artwork>
        </figure>

        <t>The PCP Option EVEN_PLUS_ONE always has an Option-Length of 0. When
        the PCP client wants an even-numbered port and the next-higher
        adjacent port, it includes the PCP Option EVEN_PLUS_ONE in its PCP
        request. If the server understands the option, has successfully mapped
        an even-numbered external-port, and temporarily reserved the
        next-higher port for this PCP client, the server MUST include the
        EVEN_PLUS_ONE Option in its response. If the server understands the
        option, but was unsuccessful at mapping an even-numbered port or
        unsuccessful at temporarily reserving the next-higher port for this
        PCP client, the server MUST NOT include the EVEN_PLUS_ONE Option in
        its response. If the server receives a PCP request with the
        EVEN_PLUS_ONE option for an odd-numbered requested-external-port, it
        MUST return an error.</t>

        <t>This Option is permitted with the following OpCodes: MAP44, MAP64,
        MAP46, MAP66.</t>
      </section>
-->

      <!--
        <section title="REMOTE_PEER">
          <t>Due to a pre-existing dynamic mapping, a PCP server may not be
          able to instantiate a filter on a specific port. It is thus
          recommended that applications bind to the source port (to prevent
          other applications from using that same source port) prior to using
          this PCP Option.</t>

          <t>In those situations, the Option REMOTE_PEER is necessary to
          disambiguate the mappings. This option does not change filtering
          behavior of the NAT or firewall.</t>

          <figure>
            <artwork align="center"><![CDATA[ 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Reserved                   |   Remote Peer Port            |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
:                                                               :
:     Remote Peer IP address (32 bits if MAP44 or MAP64,        :
:              1 28 bits if MAP46 or MAP66)                     :
:                                                               :
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure>

          <t><list style="empty">
              <t>This Option:<list style="empty">
                  <t>value: 129</t>

                  <t>is valid for OpCodes: MAP44, MAP64, MAP46, or MAP66</t>

                  <t>is included in responses: MUST</t>

                  <t>length: 8 or 20</t>

                  <t>maximum occurrences:  1</t>
                </list></t>
            </list></t>
        </section>
-->
    </section>

    <!--
    <section title="NAT-PMP Transition">
      <t>Port Control Protocol (PCP) is a successor to NAT Port
      Mapping Protocol (NAT-PMP), and shares similar semantics,
      concepts, and packet formats. Because of this NAT-PMP and PCP
      can both use the same port, and use the NAT-PMP and PCP's
      version negotiation capabilities to determine which version to
      use.  This section describes how an orderly transition may be
      achieved.</t>

      <section title="NAT-PMP Clients Updated to Add PCP Support">
        <t>A client supporting both NAT-PMP and PCP SHOULD optimistically
        assume that the gateway supports PCP, since we expect that this will
        rapidly become the case, and we want to optimize for better
        performance in this case. A dual-mode client SHOULD send all its
        requests first using PCP packet format. If the gateway responds with a
        packet four or more bytes long, containing the following (NAT-PMP
        format) data in the first four bytes, then the dual-mode client SHOULD
        conclude that this NAT gateway supports only NAT-PMP, and SHOULD retry
        its request in the older NAT-PMP format.</t>

        <figure align="left" anchor="PMPGate"
                title="NAT-PMP Gateway Response to PCP Request">
          <preamble>NAT-PMP gateways respond to PCP requests with the
          following packet. The first byte (supported version) is zero. The
          second byte (opcode) echoes back the request opcode, with the top
          bit set. The third byte (high byte of the NAT-PMP error code) is
          zero. The fourth byte is 1 (NAT-PMP and PCP error code "Unsupported
          Version").</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|0| Version = 0 |R| OP = any    | Zero          |  Result = 1   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>
      </section>

      <section title="NAT-PMP Gateways Updated to Add PCP Support">
        <t>A gateway supporting both NAT-PMP and PCP is able to handle and
        respond to requests using both packet formats. If the first byte of
        the packet is zero, a dual-mode gateway SHOULD parse the request as a
        NAT-PMP-format message and reply using a NAT-PMP-format response.
        Otherwise it should parse the request as a PCP-format message and
        respond accordingly.</t>

        <t>A PCP-only gateway receiving a NAT-PMP request (identified by the
        first byte being zero) MUST reply with the packet shown below, so that
        the NAT-PMP may log an error message informing the user that they need
        to update to a PCP-capable client.</t>

        <figure align="left" anchor="PCPGate"
                title="PCP Gateway Response to NAT-PMP Request">
          <preamble>PCP gateways respond to NAT-PMP requests (identified by
          the first byte being zero) with the following packet. The first byte
          (supported version) is 1. The second byte (opcode) echoes back the
          request opcode, with the top bit set. The third byte (high byte of
          the NAT-PMP error code) is zero. The fourth byte is 1 (NAT-PMP and
          PCP error code "Unsupported Version").</preamble>

          <artwork align="center"><![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|0| Version = 1 |R| OP = any    | Zero          |  Result = 1   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
        </figure>
      </section>
    </section>
-->


    <section title="Deployment Considerations">

      <section title="Ingress Filtering">
        <t>To prevent spoofing of PCP requests, <xref target="RFC2827">ingress
        filtering</xref> MUST be performed by devices between the PCP clients
        and PCP server. For example, with a PCP server integrated into a
        customer premise router, the Ethernet switch needs to perform ingress
        filtering. As another example, with a PCP server deployed by a service
        provider, the service provider's aggregation router (the first device
        connecting to subscribers) needs to do ingress filtering.</t>
      </section>

      <section anchor="quota" title="Per-Subscriber Explicit Dynamic Mapping Quota">
        <t>On PCP-controlled devices that create state when a mapping is
        created (e.g., NAPT), the PCP server SHOULD maintain a per-subscriber
        quota for explicit dynamic mappings.  It is implementation-specific
        if the PCP server has a separate or combined quota for both implicit
        dynamic mappings (e.g., created by TCP SYNs) and explicit dynamic
        mappings (created using PCP).</t>
      </section>
    </section>

<!--
    <section anchor="scenarios" title="Deployment Scenarios">
      <section title="Dual-Stack Lite">
        <t>The interesting components in a Dual-Stack Lite deployment are the
        B4 element (which is the customer premises router) and the
        Address Family Transition Router (AFTR) element. The AFTR element
        terminates the IPv6-over-IPv4 tunnel and also implements a
        Carrier-Grade NAT44 function. The B4 element does not need to perform
        a NAT function (and usually does not perform a NAT function), but it
        does operate its own DHCP server and is the local network's default
        router.</t>

          <t>Various PCP deployment scenarios can be considered to control the
          PCP server embedded in the AFTR element:<list style="numbers">
              <t>If UPnP IGD and NAT-PMP <xref
              target="I-D.cheshire-nat-pmp"></xref> are used in the LAN: an
              interworking function is required to be embedded in the B4
              element to ensure interworking between the protocol used in the
              LAN and PCP. Details of this interworking function are left for future work.</t>


              <t>Hosts behind the B4 element will either include a PCP client, UPnP IGD client, NAT-PMP client, or combination of these three.  <list style="letters">
                  <t>if a UPnP IGD client, the B4 element will need to include
                  an interworking function from UPnP IGD to PCP.</t>

                  <t>if a PCP client, the PCP client will communicate
                  directly with its nearest PCP server (e.g., built
                  into its B4 element).</t>
<t>if a NAT-PMP client, the NAT-PMP client will communicate with its default gateway (its B4 element), which will proxy NAT-PMP to the Dual-Stack Lite AFTR element.  Details of this proxy function are left for future work.</t>
                </list></t>

              <t>The B4 element includes a PCP client which is invoked by an
              HTTP-based configuration (as is common today). The internal IP
              address field in the PCP payload would be the internal host used
              in the port forwarding configuration.</t>
            </list></t>

          <t>In Dual-Stack Lite, the B4 element encapsulates its PCP messages
          into the IPv6 tunnel towards the AFTR element.  When proxying
          for other hosts, the B4 element will use the THIRD_PARTY
          Option with the MAP and PEER OpCodes.</t>
      </section>

      <section title="NAT64">
        <t>Hosts behind a NAT64 device can make use of PCP in order to
        perform port reservation (to get a publicly routable IPv4
        port).  For example, in such situations, the IPv6 host can use
        the MAP4 OpCode to operate a server that listens on the IPv4
        Internet.</t>

        <t>If the IANA-assigned IP address is used for the discovery of the
        PCP server, that IPv4 address can be placed into the IPv6 destination
        address following that particular network's well-known prefix or
        network-specific prefix, per <xref target="RFC6052"></xref>.</t>

      </section>

      <section title="NAT44 and NAT444">
        <t>Residential subscribers in NAT44 (and NAT444) deployments are
        usually given one IPv4 address, but may also be given several IPv4
        addresses. These addresses are not routable on the IPv4 Internet, but
        are routable between the subscriber's home and the ISP's CGN. To
        accommodate multiple hosts within a home, especially when provided
        insufficient IPv4 addresses for the number of devices in the home,
        subscribers operate a NAPT device. When this occurs in conjunction
        with an upstream NAT44, this is nicknamed "NAT444".</t>


<list style="empty">
            <t>[Ed. Note: Does PCP need a mechanism to detect a
            non-PCP-supporting NAT between a PCP client and a PCP server? Or
            can that problem be detected by relying on the failure of PCP
            server Discovery? This is tracked as PCP Issue #25 <xref
            target="PCP-Issues"></xref>.]</t>
          </list></t>

      </section>

      <section title="IPv6 Simple Firewall">
        <t>Many IPv6 deployments will include a <xref target="RFC6092">simple
        firewall</xref>, which permits outgoing packets to initiate
        bi-directional communication but blocks unsolicited incoming packets,
        which is similar to PCP's security model that allows a host to create
        a mapping to itself. In many situations, especially residential
        networks that lack an IT staff, the security provided by an IPv6
        simple firewall and the security provided by PCP are compatible. In
        such situations, the IPv6 simple firewall and the IPv6 host can use
        the MAP6 OpCode to allow unsolicited incoming packets, so the host can
        operate a server.</t>
      </section>
    </section>
-->

    <!--
    <section anchor="upnp-interworking"
             title="Interworking with UPnP IGD 1.0 and 2.0">
      <t><list style="empty">
          <t>[Ed. Note: This UPnP IGD Interworking section will likely be
          moved to a separate document which will fully describe how a proxy
          needs to translate UPnP IGD messages into PCP messages. This is
          tracked as PCP Issue #28 <xref target="PCP-Issues"></xref>.]</t>
        </list></t>

      <t>The following diagram shows how UPnP IGD can be interworked with PCP,
      using an interworking function (IWF).</t>

      <figure align="center" anchor="igd-interworking-function"
              title="Network Diagram, Interworking UPnP IGD and PCP">
        <artwork><![CDATA[

xxx
]]></artwork>
      </figure>

      <section title="UPnP IGD 1.0 with AddPortMapping Action">
        <t>In <xref target="IGD">UPnP IGD 1.0</xref> it is only possible to
        request a specific port using the AddPortMapping action. Requiring a
        specific port is incompatible with both (1) a Carrier-Grade NAT and
        with (2) widely-deployed applications. Regarding (1), another
        subscriber is likely to already be using the same port, so it will be
        unavailable to this application to operate a server. Regarding (2), if
        the same popular application exists on two devices behind the same
        NAPT, they cannot both get the same port. PCP cannot correct this
        behavior of UPnP IGD:1, but PCP does work with this behavior.</t>

        <t>Due to this incompatibility with address sharing and popular
        applications, future hosts and applications will either support UPnP
        IGD 2.0's AddAnyPortMapping method (see <xref
        target="upnp-2-interworking"></xref>) or, more likely, will support
        PCP natively.</t>

        <t>When a requested port assignment fails, most UPnP IGD control
        points will retry the port assignment requesting the next higher port
        or requesting a random port. These UPnP IGD requests are translated to
        PCP requests and sent to the PCP server. The requests include the
        PREFER_FAILURE option, which causes the PCP server to return an error
        if it cannot allocate the requested port. The interworking function
        translates the PCP error response to a UPnP IGD error response. This
        repeats until the UPnP IGD client gives up or until the PCP server is
        able to return the requested port.</t>

        <figure align="left" anchor="message-flow-upnp-1"
                title="Message Flow: Interworking from UPnP IGD 1.0 AddPortMapping action to PCP">
          <preamble>Message flow would be similar to this:</preamble>

          <artwork align="center"><![CDATA[
UPnP Control Point             in-home CPE                 PCP server

xxx
]]></artwork>
        </figure>
      </section>

      <section anchor="upnp-2-interworking"
               title="UPnP IGD 2.0 with AddAnyPortMapping Action">
        <t>If the UPnP IGD control point and the UPnP IGD interworking
        function both implement <xref target="IGD-2">UPnP IGD 2.0</xref> and
        the UPnP IGD control point uses IGD 2's new AddAnyPortMapping action,
        only one round-trip is necessary. This is because AddAnyPortMapping
        has semantics similar to PCP's semantics, allowing the PCP server to
        assign any port.</t>

        <figure align="left" anchor="message-flow-upnp-2"
                title="Message Flow: Interworking from UPnP IGD 2.0 AddAnyPortMapping action to PCP">
          <preamble>Message flow would be similar to this:</preamble>

          <artwork align="center"><![CDATA[
UPnP Control Point           in-home CPE                 PCP server

xxx

]]></artwork>
        </figure>
      </section>

      <section title="Lifetime Maintenance">
        <t>UPnP IGD 1.0 and 2.0 provide a lifetime (PortMappingLeaseDuration),
        but it is seldom used by UPnP IGD control points, and does not allow
        the UPnP IGD to override the requested duration. Thus, the UPnP
        IGD/PCP interworking function is responsible for extending the
        lifetime of mappings that are still interesting to the UPnP IGD
        control point.</t>

        <t><list style="empty">
            <t>Note: It can be an implementation advantage, where possible,
            for the UPnP IGD/PCP interworking function to request a port
            mapping lifetime only while that client is active and connected.
            For example, creating a PCP mapping that is equal to the client's
            remaining DHCP lifetime is one useful approach.</t>
          </list></t>
      </section>
    </section>

-->

    <section anchor="security" title="Security Considerations">
      <t>This document defines Port Control Protocol and two types of OpCodes,
      PEER and MAP. The PEER OpCode allows querying and extending (if
      permitted) the lifetime of an existing implicit dynamic mapping, so a
      host can reduce its keepalive messages. The MAP OpCode allows creating a
      mapping so a host can receive incoming unsolicited connections from the
      Internet in order to run a server.</t>

      <t>The PEER OpCode does not introduce any new security
      considerations, unless the THIRD_PARTY Option is included.
      Discussion of the THIRD_PARTY Option is below.</t>

      <t>With the exception of wireless providers (who are interested in
      protecting their radio access network), Internet service providers do
      not typically filter traffic from the Internet towards their
      subscribers. However, when an ISP introduces stateful address sharing
      with a NAPT device, such filtering will occur as a side effect of the
      NAPT device. Filtering will also occur with an IPv6 CPE <xref
      target="RFC6092"></xref>. The MAP OpCode allows a PCP client to create a
      mapping so that a host can receive inbound traffic and operate a server.
      Security considerations for the MAP OpCode are described in the
      following sections.</t>

      <section title="Denial of Service">
        <t>Because of the state created in a NAPT or firewall, a per-subscriber
        quota will likely exist for both implicit dynamic mappings (e.g.,
        outgoing TCP connections) and explicit dynamic mappings (PCP). A
        subscriber might make an excessive number of implicit or explicit
        dynamic mappings, consuming an inordinate number of ports, causing a
        denial of service to other subscribers. Thus, <xref
        target="quota"></xref> recommends that subscribers be limited to a
        reasonable number of explicit dynamic mappings.</t>
      </section>

      <section title="Ingress Filtering">
        <t>It is important to prevent a subscriber from creating a mapping for
        another subscriber (or for another host), because this allows incoming
        packets from the Internet and consumes the other user's mapping quota.
        Both implicit dynamic mappings (e.g., outgoing TCP connections) and
        explicit dynamic mappings (PCP) need ingress filtering. Thus, PCP
        relies on the same ingress filtering as implicit dynamic mappings and
        does not create a new requirement for ingress filtering.</t>
      </section>

      <section anchor="subscriber_identification"
               title="Validating THIRD_PARTY Internal Address">
        <t>The THIRD_PARTY Option contains a Internal Address field,
        which allows a PCP client to create, extend, or delete an
        implicit or explicit dynamic mapping for another host.</t>

	<t>In scenarios where the subscriber has one IP address (e.g.,
        as commonly occurs with IPv4 residential deployments) or the
        subscriber has multiple IP addresses and a CP router enforces
        a PCP policy (by operating its own PCP server or performing
        filtering <xref target="RFC6092"></xref>), the PCP server in
        both the CP router and the ISP's equipment will both reject
        any message containing THIRD_PARTY.  Thus, PCP cannot be used
        by a host to create, modify, or delete mappings of other
        hosts, except by using the administrative interface of the
        customer premise router (e.g., HTTP interface), as described
        in <xref target="third_party"></xref>.</t>

	<t>In other scenarios, where the subscriber has multiple IP
	addresses and the subscriber CP router is not filtering, but
	the ISP is providing filtering, the ISP should only accept PCP
	messages containing the THIRD_PARTY Option from the IP address
	of the customer's router, as described
	in <xref target="third_party"></xref>.</t>


        <!--        

	<t>When the Target Address is an IPv4 address, and does not
        match the PCP request's source IP address or address family,
        the following validation occurs:<list style="hanging">

            <t hangText="DS-Lite, Encapsulation Mode:">If the source
	    address of the PCP request is not 192.0.0.6, the PCP server
            MUST generate an UNAUTH_TARGET_ADDRESS response code.</t>

            <t hangText="DS-Lite, Plain Mode:">The B4 element is the
            terminus of the DS-Lite IPv6 tunnel, and thus any PCP
            request received was sent by the B4 element itself.
            DS-Lite allows any IPv4 address within the DS-Lite tunnel,
            so any IPv4 Target Address is permitted.</t>

            <t hangText="NAT44 with one subscriber address:">The PCP server
            MUST generate an UNAUTH_TARGET_ADDRESS response code.</t>

            <t hangText="NAT44 with multiple subscriber
            addresses:">The PCP server determines the address
            range for the subscriber that sent this PCP request,
	    as described for "all other configurations", below.</t>
          </list></t>

	<t>When the Target Address is an IPv6 address, and does not
        match the PCP request's source address or address family, the
        following validation occurs:<list style="hanging">

            <t hangText="DS-Lite, Encapsulation Mode:">If the source
IPv6 address is not the B4 element's IPv6 address, the PCP server MUST
generate an UNAUTH_TARGET_ADDRESS response code.</t>
</list></t>

	<t>All Other Configurations:  all other configurations

            <t hangText="all other configurations:">
This requires the
            PCP server interface with the service provider's database
            to determine if the Target Address belongs to the same
            subscriber. The specific interaction is beyond the scope
            of this document, but might be a database query or might
            be a configuration table on the PCP server (e.g.,
            subscribers with a certain network prefix all have an IPv4
            /24, others have an IPv4 /32, and others have an have an
            IPv6 /32).  Within that range, if the source IP address of
            the PCP request is not the highest-numbered host assigned
            to the subscriber, the PCP server MUST generate an
            UNAUTH_SOURCE_ADDRESS response code.  If the Target
            Address does not belong to the same subscriber, the PCP
            server MUST generate an UNAUTH_TARGET_ADDRESS response
            code.</t>


	</list></t>
-->
      </section>

      <section title="Interference by Other Applications on Same Host">
        <t>An application running on a host can send PCP messages which create
        or delete mappings for ports related to other applications on that
        same host. This is by design. To reduce interference with other
        applications, it is strongly RECOMMENDED that applications
        implementing PCP themselves refrain from performing the delete-all MAP
        function (lifetime=0, port=0). Instead, it is RECOMMENDED that the MAP
        delete-all function be performed by the underlying operating
        system.</t>
      </section>

<section anchor="theft" title="Theft of mapping">
        <t>In the time between when a PCP server loses state and the
        PCP client notices the lower-than-expected Epoch value, it is
        possible that the PCP client's mapping will be acquired by
        another host (via an explicit dynamic mapping or implicit
        dynamic mapping). This means incoming traffic will be sent to
        a different host ("theft"). A mechanism to immediately inform
        the PCP client of state loss would reduce this interval, but
        would not eliminate this threat. The PCP client can reduce
        this interval by using a relatively short lifetime; however,
        this increases the amount of PCP chatter. This threat is
        eliminated by using persistent storage of explicit dynamic
        mappings in the PCP server (so it does not lose explicit
        dynamic mapping state).  This threat can be mitigated by
        authenticating the data connection between the hosts (e.g.,
        using TLS).</t>
</section>

    </section>

    <section anchor="iana" title="IANA Considerations">
      <t>IANA is requested to perform the following actions:</t>

      <section anchor="iana_port" title="Port Number">
        <t>PCP will use port 5351 (currently assigned by IANA to NAT-PMP). We
        request that IANA re-assign that same port number to PCP, and
        relinquish UDP port 44323.</t>
      </section>

      <section anchor="iana_opcodes" title="OpCodes">
        <t>IANA shall create a new protocol registry for PCP OpCodes,
        initially populated with the values in <xref
        target="map_opcodes"></xref> and <xref target="peer_opcodes"></xref>.
        The values 0 and 127 are reserved.</t>

        <t>Additional OpCodes in the range 4-95 can be created via <xref
        target="RFC5226">Standards Action</xref>, and the range 96-126 is for
        <xref target="RFC5226">Private Use</xref>.</t>
      </section>

      <section anchor="iana_result_codes" title="Result Codes">
        <t>IANA shall create a new registry for PCP result codes, numbered
        0-255, initially populated with the result codes from <xref
        target="result_codes"></xref>, <xref
        target="map_result_codes"></xref>, <xref target="filter"></xref>, and
        <xref target="third_party"></xref>. The values 0 and 255 are
        reserved.</t>

        <t>Additional Result Codes can be defined via <xref
        target="RFC5226">Specification Required</xref>.</t>
      </section>

      <section anchor="iana_ie" title="Options">
        <t>IANA shall create a new registry for PCP Options, numbered 0-255
        with an associated mnemonic. The values 0-127 are
        mandatory-to-process, and 128-255 are optional-to-process. The initial
        registry contains the options described in <xref
        target="map_peer_options"></xref> and <xref
        target="third_party"></xref>. The option values 0, 127, and 255 are
        reserved.</t>

        <t>Additional PCP option codes in the ranges 5-63 and 128-191 can be
        created via <xref target="RFC5226">Standards Action</xref>, and the
        ranges 64-126 and 192-254 are for <xref target="RFC5226">Private
        Use</xref>.</t>
      </section>
    </section>

    <section title="Acknowledgments">
      <t>Thanks to Alain Durand, Christian Jacquenet, Jacni Qin, Simon
      Perreault, Paul Selkirk, and James Yu for their comments and review.
      Thanks to Simon Perreault for highlighting the interaction of dynamic
      connections with PCP-created mappings.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include="reference.RFC.5226"?>

      <?rfc include="reference.RFC.0768"?>

      <?rfc include="reference.RFC.2827"?>


      <?rfc include='reference.I-D.ietf-behave-v6v4-xlate'?>



      <?rfc include='reference.RFC.4193'?>

      <?rfc include='reference.RFC.6056'?>

      <reference anchor="proto_numbers"
                 target="http://www.iana.org/assignments/protocol-numbers/protocol-numbers.xml">
        <front>
          <title>Protocol Numbers</title>

          <author fullname="IANA" surname="IANA">
            <organization></organization>
          </author>

          <date year="2010" />
        </front>
      </reference>
    </references>

    <references title="Informative References">
      <?rfc include='reference.RFC.0793'?>

      <?rfc include='reference.I-D.ietf-softwire-dual-stack-lite'?>

      <?rfc include='reference.I-D.ietf-behave-v6v4-xlate-stateful'?>

      <?rfc include='reference.RFC.4941'?>
      <?rfc include='reference.RFC.3587'?>

      <?rfc include='reference.RFC.4787'?>

      <?rfc include='reference.RFC.5382'?>

      <?rfc include='reference.RFC.1918'?>

      <?rfc include='reference.RFC.4961'?>

      <?rfc include='reference.RFC.3581'?>

      <?rfc include='reference.RFC.3022'?>

<!--
      <?rfc include='reference.RFC.5461'?>
-->

      <?rfc include='reference.RFC.3424'?>

      <?rfc include='reference.I-D.miles-behave-l2nat'?>

      <?rfc include='reference.RFC.6092'?>

      <?rfc include='reference.I-D.bpw-pcp-upnp-igd-interworking'?>

      <?rfc include='reference.I-D.ietf-behave-lsn-requirements'?>

      <?rfc include='reference.I-D.cheshire-nat-pmp'?>

      <?rfc include='reference.I-D.arkko-dual-stack-extra-lite'?>

      <reference anchor="IGD"
                 target="http://upnp.org/specs/gw/UPnP-gw-WANIPConnection-v1-Service.pdf">
        <front>
          <title>WANIPConnection:1</title>

          <author fullname="UPnP Gateway Committee"
                  surname="UPnP Gateway Committee">
            <organization>UPnP Forum</organization>
          </author>

          <date month="November" year="2001" />
        </front>
      </reference>

      <!--
      <reference anchor="IGD-2"
                 target="http://upnp.org/specs/gw/UPnP-gw-WANIPConnection-v2-Service.pdf">
        <front>
          <title>Internet Gateway Device (IGD) V 2.0</title>

          <author fullname="UPnP Gateway Committee"
                  surname="UPnP Gateway Committee">
            <organization>UPnP Forum</organization>
          </author>

          <date month="September" year="2010" />
        </front>
      </reference>
-->

      <!--
      <reference anchor="PCP-Issues"
                 target="http://trac.tools.ietf.org/wg/pcp/trac/report/1">
        <front>
          <title>PCP Active Tickets</title>

          <author fullname="PCP Working Group" surname="PCP Working Group">
            <organization>IETF</organization>
          </author>

          <date month="January" year="2011" />
        </front>
      </reference>
-->

<!--
      <reference anchor="I-D.bpw-pcp-proxy">
        <front>
          <title>Port Control Protocol (PCP) Proxy Function</title>

          <author fullname="Mohammed Boucadair" initials="M"
                  surname="Boucadair">
            <organization></organization>
          </author>

          <author fullname="Reinaldo Penno" initials="R" surname="Penno">
            <organization></organization>
          </author>

          <author fullname="Dan Wing" initials="D" surname="Wing">
            <organization></organization>
          </author>

          <author fullname="Francis Dupont" initials="F" surname="Dupont">
            <organization></organization>
          </author>

          <date day="27" month="February" year="2011" />

          <abstract>
            <t>This document specifies the behavior of a PCP Proxy element,
            for instance embedded in Customer Premise routers.</t>
          </abstract>
        </front>

        <seriesInfo name="Internet-Draft" value="draft-bpw-pcp-proxy-00" />

        <format target="http://www.ietf.org/internet-drafts/draft-bpw-pcp-proxy-00.txt"
                type="TXT" />
      </reference>
-->

      <!--
      <reference anchor="I-D.wing-pcp-nested-nat">
        <front>
          <title>Using PCP With One Nested NAT</title>

          <author fullname="Dan Wing" initials="D" surname="Wing">
            <organization></organization>
          </author>

          <date month="January" year="2011" />
        </front>

        <seriesInfo name="Internet-Draft" value="draft-wing-pcp-nested-nat-00" />

        <format target="http://www.ietf.org/internet-drafts/draft-wing-pcp-nested-nat-00.txt"
                type="TXT" />
      </reference>
-->
    </references>

    <section title="NAT-PMP Transition">
      <t>The Port Control Protocol (PCP) is a successor to the NAT Port
      Mapping Protocol (NAT-PMP), and shares similar semantics, concepts, and
      packet formats. Because of this NAT-PMP and PCP both use the same port,
      and use the NAT-PMP and PCP's version negotiation capabilities to
      determine which version to use. This section describes how an orderly
      transition may be achieved.</t>

      <t>A client supporting both NAT-PMP and PCP SHOULD send its request
      using the PCP packet format. This will be received by a NAT-PMP server
      or a PCP server. If received by a NAT-PMP server, the response will be
      as indicated by <xref target="I-D.cheshire-nat-pmp"></xref>, which will
      cause the client to downgrade to NAT-PMP and re-send its request in
      NAT-PMP format. If received by a PCP server, the response will be as
      described by this document and processing continues as expected.</t>

      <t>A PCP server supporting both NAT-PMP and PCP can respond to requests
      in either format. The first byte of the packet indicates if it is
      NAT-PMP (first byte zero) or PCP (first byte non-zero).</t>

      <t>A PCP-only gateway receiving a NAT-PMP request (identified by the
      first byte being zero) will interpret the request as a version mismatch.
      Normal PCP processing will emit a PCP response that is compatible with
      NAT-PMP, without any special handling by the PCP server.</t>
    </section>

    <section title="Change History">
      <t>[Note to RFC Editor: Please remove this section prior to
      publication.]</t>

      <section title="Changes from draft-ietf-pcp-base-07 to -08">
        <t><list style="symbols">
            <t>moved all MAP4-, MAP6-, and PEER-specific options into a single
            section.</t>

            <t>discussed NAPT port-overloading and its impact on MAP
(new section <xref target="non-eim"></xref>), which allowed
removing the IMPLICIT_MAPPING_EXISTS error.</t>
<t>eliminated NONEXIST_PEER error (which was returned if a PEER
request was received without an implicit dynamic mapping
already being created), and adjusted PEER so that it creates an 
implicit dynamic mapping.</t>
<t>Removed Deployment Scenarios section (which detailed NAT64,
NAT44, Dual-Stack Lite, etc.).</t>
<t>Added Client's IP Address to PCP common header.  This allows server
to refuse a PCP request if there is a mismatch with the source IP
address, such as when a non-PCP-aware NAT was on the path.  This
should reduce failure situations where PCP is deployed in conjunction
with a non-PCP-aware NAT.  This addition was consensus at IETF80.</t>
<t>Changed UNSPECIFIED_ERROR to PROCESSING_ERROR.  Clarified that
MALFORMED_REQUEST is for malformed requests (and not related to failed
attempts to process the request).</t>
<t>Removed MISORDERED_OPTIONS.  Consensus of IETF80.</t>
<t>SERVER_OVERLOADED is now a common PCP error (instead of specific to MAP).</t>
<t>Tweaked PCP retransmit/retry algorithm again, to allow more aggressive
PCP discovery if an implementation wants to do that.</t>
<t>Version negotation text tweaked to soften NAT-PMP reference, and
more clearly explain exactly what UNSUPP_VERSION should return.</t>
<t>PCP now uses NAT-PMP's UDP port, 5351.  There are no normative
changes to NAT-PMP or PCP to allow them both to use the same port
number.</t>
<t>New Appendix A to discuss NAT-PMP / PCP interworking.</t>
<t>improved pseudocode to be non-blocking.</t>
<t>clarified that PCP cannot delete a static mapping (i.e., a mapping
created by CLI or other non-PCP means).</t>
<t>moved theft of mapping discussion from Epoch section to Security
Considerations, (<xref target="theft"></xref>).</t>
        </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-06 to -07">
        <t><list style="symbols">
            <t>tightened up THIRD_PARTY security discussion. Removed "highest
            numbered address", and left it as simply "the CPE's IP
            address".</t>

            <t>removed UNABLE_TO_DELETE_ALL error.</t>

            <t>renumbered Opcodes</t>

            <t>renumbered some error codes</t>

            <t>assigned value to IMPLICIT_MAPPING_EXISTS.</t>

            <t>UNPROCESSED can include arbitrary number of option codes.</t>

            <t>Moved lifetime fields into common request/response headers</t>

            <t>We've noticed we're having to repeatedly explain to people that
            the "requested port" is merely a hint, and the NAT gateway is free
            to ignore it. Changed name to "suggested port" to better convey
            this intention.</t>

            <t>Added NAT-PMP transition section</t>

            <t>Separated Internal Address, External Address, Remote Peer
            Address definition</t>

            <t>Unified Mapping, Port Mapping, Port Forwarding definition</t>

            <t>adjusted so DHCP configuration is non-normative.</t>

            <t>mentioned PCP refreshes need to be sent over the same
            interface.</t>

            <t>renamed the REMOTE_PEER_FILTER option to FILTER.</t>

            <t>Clarified FILTER option to allow sending an ICMP error if
            policy allows.</t>

            <t>for MAP, clarified that if the PCP client changed its IP
            address and still wants to receive traffic, it needs to send a new
            MAP request.</t>

            <t>clarified that PEER requests have to be sent from same
            interface as the connection itself.</t>

            <t>for MAP opcode, text now requires mapping be deleted when
            lifetime expires (per consensus on 8-Mar interim meeting)</t>

            <t>PEER OpCode: better description of remote peer's IP address,
            specifically that it does not control or establish any filtering,
            and explaining why it is 'from the PCP client's perspective'.</t>

            <t>Removed latent text allowing DMZ for 'all protocols'
            (protocol=0). Which wouldn't have been legal, anyway, as protocol
            0 is assigned by IANA to HOPOPT (thanks to James Yu for catching
            that one).</t>

            <t>clarified that PCP server only listens on its internal
            interface.</t>

            <t>abandoned 'target' term and reverted to simplier 'internal'
            term.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-05 to -06">
        <t><list style="symbols">
            <t>Dual-Stack Lite: consensus was encapsulation mode. Included a
            suggestion that the B4 will need to proxy PCP-to-PCP and
            UPnP-to-PCP.</t>

            <t>defined THIRD_PARTY option to work with the PEER OpCode, too.
            This meant moving it to its own section, and having both MAP and
            PEER OpCodes reference that common section.</t>

            <t>used "target" instead of "internal", in the hopes that
            clarifies internal address used by PCP itself (for sending its
            packets) versus the address for MAPpings.</t>

            <t>Options are now required to be ordered in requests, and
            ordering has to be validated by the server. Intent is to ease
            server processing of mandatory-to-implement options.</t>

            <t>Swapped Option values for the mandatory- and
            optional-to-process Options, so we can have a simple
            lowest..highest ordering.</t>

            <t>added MISORDERED_OPTIONS error.</t>

            <t>re-ordered some error messages to cause MALFORMED_REQUEST
            (which is PCP's most general error response) to be error 1,
            instead of buried in the middle of the error numbers.</t>

            <t>clarified that, after successfully using a PCP server, that PCP
            server is declared to be non-responsive after 5 failed
            retransmissions.</t>

            <t>tightened up text (which was inaccurate) about how long general
            PCP processing is to delay when receiving an error and if it
            should honor OpCode-specific error lifetime. Useful for MAP errors
            which have an error lifetime. (This all feels awkward to have only
            some errors with a lifetime.)</t>

            <t>Added better discussion of multiple interfaces, including
            highlighting WiFi+Ethernet. Added discussion of using IPv6 Privacy
            Addresses and RFC1918 as source addresses for PCP requests. This
            should finish the section on multi-interface issues.</t>

            <t>added some text about why server might send SERVER_OVERLOADED,
            or might simply discard packets.</t>

            <t>Dis-allow internal-port=0, which means we dis-allow using PCP
            as a DMZ-like function. Instead, ports have to be mapped
            individually.</t>

            <t>Text describing server's processing of PEER is tightened
            up.</t>

            <t>Server's processing of PEER now says it is
            implementation-specific if a PCP server continues to allow the
            mapping to exist after a PEER message. Client's processing of PEER
            says that if client wants mapping to continue to exist, client has
            to continue to send recurring PEER messages.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-04 to -05">
        <t><list style="symbols">
            <t>tweaked PCP common header packet layout.</t>

            <t>Re-added port=0 (all ports).</t>

            <t>minimum size is 12 octets (missed that change in -04).</t>

            <t>removed Lifetime from PCP common header.</t>

            <t>for MAP error responses, the lifetime indicates how long the
            server wants the client to avoid retrying the request.</t>

            <t>More clearly indicated which fields are filled by the server on
            success responses and error responses.</t>

            <t>Removed UPnP interworking section from this document. It will
            appear in <xref
            target="I-D.bpw-pcp-upnp-igd-interworking"></xref>.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-03 to -04">
        <t><list style="symbols">
            <t>"Pinhole" and "PIN" changed to "mapping" and "MAP".</t>

            <t>Reduced from four MAP OpCodes to two. This was done by
            implicitly using the address family of the PCP message itself.</t>

            <t>New option THIRD_PARTY, to more carefully split out the case
            where a mapping is created to a different host within the
            home.</t>

            <t>Integrated a lot of editorial changes from Stuart and
            Francis.</t>

            <t>Removed nested NAT text into another document, including the
            IANA-registered IP addresses for the PCP server.</t>

            <t>Removed suggestion (MAY) that PCP server reserve UDP when it
            maps TCP. Nobody seems to need that.</t>

            <t>Clearly added NAT and NAPT, such as in residential NATs, as
            within scope for PCP.</t>

            <t>HONOR_EXTERNAL_PORT renamed to PREFER_FAILURE</t>

            <t>Added 'Lifetime' field to the common PCP header, which replaces
            the functions of the 'temporary' and 'permanent' error types of
            the previous version.</t>

            <t>Allow arbitrary Options to be included in PCP response, so that
            PCP server can indicate un-supported PCP Options. Satisfies PCP
            Issue #19</t>

            <t>Reduced scope to only deal with mapping protocols that have
            port numbers.</t>

            <t>Reduced scope to not support DMZ-style forwarding.</t>

            <t>Clarified version negotiation.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-02 to -03">
        <t><list style="symbols">
            <t>Adjusted abstract and introduction to make it clear PCP is
            intended to forward ports and intended to reduce application
            keepalives.</t>

            <t>First bit in PCP common header is set. This allows DTLS and
            non-DTLS to be multiplexed on same port, should a future update to
            this specification add DTLS support.</t>

            <t>Moved subscriber identity from common PCP section to MAP*
            section.</t>

            <t>made clearer that PCP client can reduce mapping lifetime if it
            wishes.</t>

            <t>Added discussion of host running a server, client, or symmetric
            client+server.</t>

            <t>Introduced PEER4 and PEER6 OpCodes.</t>

            <t>Removed REMOTE_PEER Option, as its function has been replaced
            by the new PEER OpCodes.</t>

            <t>IANA assigned port 44323 to PCP.</t>

            <t>Removed AMBIGUOUS error code, which is no longer needed.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-01 to -02">
        <t><list style="symbols">
            <t>more error codes</t>

            <t>PCP client source port number should be random</t>

            <t>PCP message minimum 8 octets, maximum 1024 octets.</t>

            <t>tweaked a lot of text in section 7.4, "Opcode-Specific Server
            Operation".</t>

            <t>opening a mapping also allows ICMP messages associated with
            that mapping.</t>

            <t>PREFER_FAILURE value changed to the mandatory-to-process
            range.</t>

            <t>added text recommending applications that are crashing obtain
            short lifetimes, to avoid consuming subscriber's port quota.</t>
          </list></t>
      </section>

      <section title="Changes from draft-ietf-pcp-base-00 to -01">
        <t><list style="symbols">
            <t>Significant document reorganization, primarily to split base
            PCP operation from OpCode operation.</t>

            <t>packet format changed to move 'protocol' outside of PCP common
            header and into the MAP* opcodes</t>

            <t>Renamed Informational Elements (IE) to Options.</t>

            <t>Added REMOTE_PEER (for disambiguation with dynamic ports),
            REMOTE_PEER_FILTER (for simple packet filtering), and
            PREFER_FAILURE (to optimize UPnP IGD interworking) options.</t>

            <t>Is NAT or router behind B4 in scope?</t>

            <t>PCP option MAY be included in a request, in which case it MUST
            appear in a response. It MUST NOT appear in a response if it was
            not in the request.</t>

            <t>Result code most significant bit now indicates
            permanent/temporary error</t>

            <t>PCP Options are split into mandatory-to-process ("P" bit), and
            into Specification Required and Private Use.</t>

            <t>Epoch discussion simplified.</t>
          </list></t>
      </section>
    </section>

    <!--

    <section anchor="discovery_analysis"
             title="Analysis of Techniques to Discover PCP Server">
      <t><list style="empty">
          <t>[Ed. Note: This Appendix will be removed in a later version of
          this document. It is included here for reference and discussion
          purposes. This is tracked as PCP Issue #8 <xref
          target="PCP-Issues"></xref>.]</t>
        </list></t>

      <t><list style="empty">
          <t>Discussion Note: A deployment model is a non-PCP aware NAT in a
          home, and a PCP-aware CGN operated by the ISP. For example, the home
          users purchased a NAT last year at a computer shop (to extend their
          home's WiFi network). This could work by having the host use UPnP
          IGD with the in-home NAT, and the host use PCP with the LSN. But
          this deployment model is impossible with several of the mechanisms
          below. Is this deployment model important, or can we wait for PCP to
          be enabled on CPE?</t>
        </list></t>

      <t>Several mechanisms for discovering the PCP server can be envisaged as
      listed below:</t>

      <t><list style="numbers">
          <t>A special-purpose IPv4 or IPv6 address, assigned by IANA, which
          is routed normally until it hits a PCP server, which responds. <list
              style="empty">
              <t>Analysis: This solution can be deployed in the context of
              DS-Lite architecture. Concretely, a well-known IPv4 address can
              be used to reach a PCP server embedded in the device that embeds
              the AFTR capabilities. Since all IPv4 messages issued by a
              DS-Lite CP router will be encapsulated in IPv6, no state
              synchronisation issues will be experienced because PCP messages
              will be handled by the appropriate PCP server.</t>

              <t>In some deployment scenarios (e.g., deployment of several
              stateful NAT64/NAT46 in the same domain), the use of this
              address is not recommended since PCP messages, issued by a given
              host, may be handled by a PCP server embedded in a NAT node
              which is not involved to handle IP packets issued from that
              host. The use of this special-purpose IP address may induce
              session failures and therefore the customer may experience
              troubles when accessing its services.</t>

              <t>Consequently, the use of a special-purpose IPv4 address is
              suitable for DS-Lite NAT44. As for NAT46/NAT64, this is left to
              the Service Providers according to their deployment
              configuration.</t>

              <t>The special-use address MUST NOT be advertised in the global
              routing table. Packets with that destination address SHOULD be
              filtered so they are not transmitted on the Internet.</t>
            </list></t>

          <t>Assume the default router is a PCP server, and send PCP packets
          to the IP address of the default router. <list style="empty">
              <t>Analysis: This solution is not suitable for DS-Lite NAT44 nor
              for all variants of NAT64/NAT46. <list style="empty">
                  <t>In the context of DS-Lite: There is no default IPv4
                  router configured in the CP router. All outgoing IPv4
                  traffic is encapsulated in IPv6 and then forwarded to a
                  pre-configured DS-Lite AFTR device. Furthermore, if IPv6 is
                  used to reach the PCP server, the first router may not be
                  the one which embeds the AFTR.</t>

                  <t>For NAT64/NAT46 scenarios: The NAT function is not
                  embedded in the first router, therefore this solution
                  candidate does not allow to discover a valid PCP server.</t>
                </list></t>

              <t>Therefore, this alternative is not recommended.</t>
            </list></t>

          <t>Service Location Protocol (<xref
          target="RFC2608">SLP</xref>).<list style="empty">
              <t>Analysis: This solution is not suitable in scenarios where
              multicast is not enabled. SLP is a chatty protocol. Also, as
              with UPnP IGD's use of SSDP, SLP will discover NAT gateways
              which exist on the local network, but are not actually on the
              path that packets will take from the Internal Host to the
              Internet, leading to the situation where Internal Hosts create
              apparently-successful mappings, which are in fact completely
              worthless for the purpose of establishing useful communication
              with Remote Hosts on the Internet. This alternative is not
              recommended.</t>
            </list></t>

          <t>NAPTR. The host would issue a DNS query for a NAPTR record,
          formed from some bits of the host's IPv4 or IPv6 address. For
          example, a host with the IPv6 address 2001:db8:1:2:3:4:567:89ab
          would first send an NAPTR query for
          3.0.0.0.2.0.0.0.1.0.0.0.8.b.d.0.1.0.0.2.IP6.ARPA (20 elements,
          representing a /64 network prefix), which returns the PCP server's
          IPv6 address. A similar scheme can be used with IPv4 using, for
          example, the first 24 bits of the IPv4 address.<list style="empty">
              <t>Analysis: This solution candidate requires more configuration
              effort by the Service Provider so as to redirect a given client
              to the appropriate PCP server. Any change of the engineering
              policies (e.g., introduce new LSN device, load-based
              dimensioning, load-balancing, etc.) would require to update the
              zone configuration. This would be a hurdle for the flexibility
              of the operational networks. Adherence to DNS is not encouraged
              and means which allows for more flexibility are to be
              promoted.</t>

              <t>Therefore, this mechanism is not recommended.</t>
            </list></t>

          <t>New DHCPv6/DHCP option and/or a RA option to convey an FQDN of a
          PCP server.<list style="empty">
              <t>Analysis: Since DS-Lite and NAT64/NAT46 are likely to be
              deployed in provider-provisioned environments, DHCP (both DHCPv6
              and IPv4 DHCP) is convenient to provision the address/FQDN of
              the PCP server.</t>
            </list></t>
        </list></t>
    </section>
-->

    <!--
<section title="Contributors' Addresses">
<t>The following individuals contributed substantial text to this
   document and are listed in alphabetical order:</t>

      <figure>
        <artwork align="left"><![CDATA[
   Stuart Cheshire
   Apple Inc.
   1 Infinite Loop
   Cupertino, California  95014
   USA

   Phone: +1 408 974 3207
   Email: cheshire@apple.com


   Mohamed Boucadair
   France Telecom
   Rennes,   35000
   France

   Email: mohamed.boucadair@orange-ftgroup.com


   Reinaldo Penno
   Juniper Networks
   1194 N Mathilda Avenue
   Sunnyvale, California  94089
   USA

   Email: rpenno@juniper.net


   Francis Dupont
   Internet Systems Consortium

   Email: fdupont@isc.org
]]></artwork>
      </figure>
</section>
-->
  </back>
</rfc>

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