One document matched: draft-ietf-pcp-authentication-02.xml


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<rfc category="exp" docName="draft-ietf-pcp-authentication-02"
     ipr="trust200902">
  <front>
    <title abbrev="PCP Authentication">Port Control Protocol (PCP)
    Authentication Mechanism</title>

    <author fullname="Margaret Wasserman" initials="M." surname="Wasserman">
      <organization>Painless Security</organization>

      <address>
        <postal>
          <street>356 Abbott Street</street>

          <city>North Andover</city>

          <region>MA</region>

          <code>01845</code>

          <country>USA</country>
        </postal>

        <phone>+1 781 405 7464</phone>

        <email>mrw@painless-security.com</email>

        <uri>http://www.painless-security.com</uri>
      </address>
    </author>

    <author fullname="Sam Hartman" initials="S." surname="Hartman">
      <organization>Painless Security</organization>

      <address>
        <postal>
          <street>356 Abbott Street</street>

          <city>North Andover</city>

          <region>MA</region>

          <code>01845</code>

          <country>USA</country>
        </postal>

        <email>hartmans@painless-security.com</email>

        <uri>http://www.painless-security.com</uri>
      </address>
    </author>

    <author fullname="Dacheng Zhang" initials="D." surname="Zhang">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street/>

          <city>Beijing</city>

          <region/>

          <code/>

          <country>China</country>
        </postal>

        <phone/>

        <facsimile/>

        <email>zhangdacheng@huawei.com</email>

        <uri/>
      </address>
    </author>

    <date day="2" month="October" year="2013"/>

    <abstract>
      <t>An IPv4 or IPv6 host can use the Port Control Protocol (PCP) to
      flexibly manage the IP address and port mapping information on Network
      Address Translators (NATs) or firewalls, to facilitate communications
      with remote hosts. However, the un-controlled generation or deletion of
      IP address mappings on such network devices may cause security risks and
      should be avoided. In some cases the client may need to prove that it is
      authorized to modify, create or delete PCP mappings. This document
      proposes an in-band authentication mechanism for PCP that can be used in
      those cases. The Extensible Authentication Protocol (EAP) is used to
      perform authentication between PCP devices.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>Using the Port Control Protocol (PCP) <xref target="RFC6887"/>, an
      IPv4 or IPv6 host can flexibly manage the IP address mapping information
      on its network address translators (NATs) and firewalls, and control
      their policies in processing incoming and outgoing IP packets. Because
      NATs and firewalls both play important roles in network security
      architectures, there are many situations in which authentication and
      access control are required to prevent un-authorized users from
      accessing such devices. This document proposes a PCP security extension
      which enables PCP servers to authenticate their clients with Extensible
      Authentication Protocol (EAP). The EAP messages are encapsulated within
      PCP packets during transportation.</t>

      <t>The following issues are considered in the design of this
      extension:</t>

      <t><list style="symbols">
          <t>Loss of EAP messages during transportation</t>

          <t>Disordered delivery of EAP messages</t>

          <t>Generation of transport keys</t>

          <t>Integrity protection and data origin authentication for PCP
          messages</t>

          <t>Algorithm agility</t>
        </list>The mechanism described in this document meets the security
      requirements to address the Advanced Threat Model described in the base
      PCP specification <xref target="RFC6887"/>. This mechanism can be used
      to secure PCP in the following situations::</t>

      <t><list style="symbols">
          <t>On security infrastructure equipment, such as corporate
          firewalls, that does not create implicit mappings.</t>

          <t>On equipment (such as CGNs or service provider firewalls) that
          serve multiple administrative domains and do not have a mechanism to
          securely partition traffic from those domains.</t>

          <t>For any implementation that wants to be more permissive in
          authorizing explicit mappings than it is in authorizing implicit
          mappings.</t>

          <t>For implementations that support the THIRD_PARTY Option (unless
          they can meet the constraints outlined in Section 14.1.2.2).</t>

          <t>For implementations that wish to support any deployment scenario
          that does not meet the constraints described in Section 14.1.</t>
        </list></t>
    </section>

    <section title="Terminology  ">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in RFC 2119 <xref
      target="RFC2119"/>.</t>

      <t>Most of the terms used in this document are introduced in <xref
      target="RFC6887"/>.</t>

      <t>PCP Client: A PCP device (e.g., a host) which is responsible for
      issuing PCP requests to a PCP server. In this document, a PCP client is
      also a EAP peer <xref target="RFC3748"/>, and it is the responsibility
      of a PCP client to provide the credentials when authentication is
      required.</t>

      <t>PCP Server: A PCP device (e.g., a NAT or a firewall) that implements
      the server-side of the PCP protocol, via which PCP clients request and
      manage explicit mappings. In this document, a PCP server is integrated
      with an EAP authenticator <xref target="RFC3748"/>. Therefore, when
      necessary, a PCP server can verify the credentials provided by a PCP
      client and make an access control decision based on the authentication
      result. </t>

      <t>PCP Authentication (PCP Auth) Session: A series of PCP message
      exchanges transferred between a PCP client and a PCP server. The PCP
      message involved within a session includes the PCP Auth messages used to
      perform authentication, key distribution and session management, and the
      common PCP messages secured with the distributed keys. Each PCP Auth
      session is assigned a distinctive Session ID.</t>

      <t>Session Partner: A PCP device involved within a PCP Auth session.
      Each PCP Auth session has two session partners (a PCP server and a PCP
      client).</t>

      <t>Session Lifetime: The life period associated with a PCP Auth session,
      which decides the lifetime of the current authorization given to the PCP
      client.</t>

      <t>PCP Security Association (PCP SA): A PCP security association is
      formed between a PCP client and a PCP server by sharing cryptographic
      keying material and associated context. The formed duplex security
      association is used to protect the bidirectional PCP signaling traffic
      between the PCP client and PCP server.</t>

      <t>Master Session Key (MSK): A key derived by the partners of a PCP Auth
      session, using an EAP key generating method (e.g., the one defined in
      <xref target="RFC5448"/>).</t>

      <t>PCP Authentication (PCP Auth) message: A PCP message containing an
      Authentication OpCode. Particularly, a PCP Auth message sent from a PCP
      server to a PCP client is referred to as a PCP-Auth-Request, while PCP
      Auth message sent from a PCP client to a PCP server is referred to as a
      PCP-Auth-Answer. Therefore, a PCP-Auth-Request is actually a PCP
      response message specified <xref target="RFC6887"/>, and a
      PCP-Auth-Answer is a PCP request message.</t>

      <t>Common PCP message: A PCP message which does not contain an
      Authentication OpCode. This document specifies an authentication option
      to provide integrity protection and message origin authentication for
      the common PCP messages.</t>
    </section>

    <section title="Protocol Details">
      <section anchor="initiation" title="Session Initiation">
        <t>At be beginning of a PCP Auth Session, a set of PCP Auth messages
        need to be exchanged between two PCP devices in order to carry out an
        EAP authentication process. Each PCP Auth message is attached with an
        Authentication OpCode and may optionally contain the Options for
        various purposes (e.g., transporting authentication messages and
        session managements). The Authentication OpCode consists of two
        fields: Session ID, and Sequence Number. The Session ID field is used
        to identify the session to which the message belongs. The sequence
        number field is used to detect the disorder or the duplication
        occurred during packet delivery.</t>

        <t>When a PCP client intends to proactively initiate a PCP Auth
        session with a PCP server, it sends a PCP-Auth-Initiation message (a
        PCP-Auth-Answer message with the result code "INITIATION") to the PCP
        server. In the message, the Session ID and Sequence Number fields of
        the Authentication OpCode are set as 0. The PCP client MAY also append
        a nonce option which consists of a random nonce with
        PCP-Auth-Initiation message. After receiving the PCP-Auth-Initiation,
        if the PCP server would like to initiate a PCP Auth session, it will
        reply with a PCP-Auth-Request which contains an EAP Identity Request.
        The Sequence Number field in the PCP-Auth-Request is set as 0, and the
        Session ID field MUST be filled with the session identifier assigned
        by the PCP server for this session. If there is a nonce option in the
        received PCP-Auth-Initiation message, the PCP-Auth-Request MUST be
        attached with a nonce option which contains the nonce value learned
        from the PCP client. The nonce will then be used by the PCP client to
        check the freshness of the PCP-Auth-Request from the PCP server. From
        now on, every PCP Auth message within this session will use this
        session identifier to distinguish itself from the messages not
        belonging to the session. When receiving a PCP Auth message from an
        unknown session, a PCP device MUST discard the message silently. If
        the PCP client intends to simplify the authentication process, it can
        append an EAP Identity Response message within the PCP-Auth-Initiation
        message so as to inform the PCP server that it would like to perform
        EAP authentication and skip the step of waiting for the EAP Identity
        Request.</t>

        <t>In the scenario where a PCP server receives a common PCP request
        message from a PCP client which needs to be authenticated, the PCP
        server can reply with a PCP-Auth-Request to initiate a PCP Auth
        session; the result code field of the PCP-Auth-Request is set as
        AUTHENTICATION-REQUIRED. In addition, the PCP server MUST assign a
        session ID for the session and transfer it within the
        PCP-Auth-Request. The Sequence Number field in the PCP-Auth-Request is
        set as 0. In the PCP Auth messages exchanged afterwards in this
        session, the session ID MUST be used in order to help session partners
        distinguish the messages within this session from those not within.
        When the PCP client receives this initial PCP-Auth-Request message
        from the PCP server, it can reply with a PCP-Auth-Answer message or
        silently discard the request message according to its local policies.
        In the PCP-Auth-Answer message, the PCP client MAY append a nonce
        option which consists of a random nonce with PCP-Auth-Initiation
        message. If so, in the next PCP-Auth-Request message, the PCP sever
        MUST forward the nonce back within a nonce option.</t>

        <t>In a PCP Auth session, PCP-Auth-Request messages are sent from PCP
        servers to PCP clients while PCP-Auth-Answer messages are only sent
        from PCP clients to PCP servers. Correspondently, an EAP request
        message MUST be transported within a PCP-Auth-Request message, and an
        EAP answer message MUST be transported within a PCP-Auth-Answer
        message. When a PCP device receives a PCP-Auth message from its
        partner and cannot generate a response within a pre-specified period
        due to certain reasons (e.g., waiting for human input to construct a
        EAP message), the PCP device MAY reply with a PCP-Auth-Acknowledge
        message (a PCP-Auth message with the result code
        "PACKET-RECEIVED-ACK") to notify the packet has been received, and
        thus un-necessarily retransmission of the PCP Auth message can be
        avoided.</t>

        <t>In this approach, it is mandated for a PCP client and a PCP server
        to perform a key-generating EAP method in authentication. Therefore,
        after a successful authentication procedure, a Master Session Key
        (MSK) will be generated. If the PCP client and the PCP server want to
        generate a traffic key using the MSK, they need to agree upon a
        Pseudo-Random Function (PRF) for the transport key derivation and a
        MAC algorithm to provide data origin authentication for subsequent PCP
        packets. On this occasion, the PCP server needs to append the initial
        PCP-Auth-Request message with a set of PRF Options and MAC Algorithm
        Options. Each PRF Option contains a PRF that the PCP server supports,
        and each MAC Algorithm Option contains a MAC (Message Authentication
        Code) algorithm that the PCP server supports. After receiving the
        request, the PCP client selects a PRF and a MAC algorithm which it
        would like to use, and sends back a PCP-Auth-Answer with a PRF Option
        and a MAC Algorithm Option for the selected algorithm.</t>

        <t>The last PCP-Auth-Request message transported within a PCP Auth
        session carries the EAP authentication and PCP authorization results.
        If the EAP authentication succeeds, the result code of the last
        PCP-Auth-Request is AUTHENTICATION-SUCCEED. In this case, before
        sending out the PCP-Auth-Request, the PCP server must derive a
        transport key and use it to generate digests to protect the integrity
        and authenticity of the PCP-Auth-Request. Such digests are transported
        within Authentication Tag Options. In addition, the PCP-Auth-Request
        may need to be appended with a Session Lifetime Option which includes
        the life-time of the PCP Auth session (i.e., the life-time of the
        MSK). If the PCP client also authenticate the PCP server, the PCP
        client then generates the PCP SA and uses the derived traffic key to
        secure the packet receiving acknowledgement. From then on, all the PCP
        messages within the session are secured with the traffic key and the
        MAC algorithm sepcified in the PCP SA, unless re-authentication is
        performed. If the EAP authentication fails, the result code of the
        last PCP-Auth-Request is AUTHENTICATION-FAILED. If the EAP
        authentication succeeds but Authorization fails, the result code of
        the last PCP-Auth-Request is AUTHORIZATION-FAILED. In the latter two
        cases, the PCP Auth session MUST be terminated immediately after the
        last PCP authentication message exchange. </t>
      </section>

      <section anchor="termination" title="Session Termination">
        <t>A PCP Auth session can be explicitly terminated by sending a
        termination-indicating PCP Auth message (a PCP Auth message with a
        result code "SESSION-TERMINATION" ) from either session partner. After
        receiving a termination-indicating message from the session partner, a
        PCP device MUST respond with a termination-indicating PCP Auth message
        and remove the PCP Auth SA immediately. When the session partner
        initiating the termination process receives the acknowledge message,
        it will remove the associated PCP Auth SA immediately.</t>
      </section>

      <section title="Session Re-Authentication">
        <t>A session partner may select to perform EAP re-authentication if it
        would like to update the PCP SA (e.g., update the MSK, or extend the
        session life period) instead of initiating a new PCP Auth session.</t>

        <t>When the PCP server initiates re-authentication, it sends a
        PCP-Auth-Request message containing the EAP message for
        re-authentication to the PCP client. The result code of the
        PCP-Auth-Request message is set to "RE-AUTHENTICATION", which
        indicates the message is for an re-authentication process. If the PCP
        client would like to start the re-authentication, it will send an
        PCP-Auth-Answer message containing the EAP message for
        re-authentication to the PCP server, The result code of the
        PCP-Auth-Answer message is set to "RE-AUTHENTICATION". Then, the
        session partners exchange PCP Auth messages to transfer EAP messages
        for the re-authentication. During the re-authentication procedure, the
        session partners protect the integrity of PCP Auth messages with the
        key and MAC algorithm specified in the current PCP SA; the sequence
        numbers associated with the packet will never be rolled back and keep
        increasing according to Section 6.3.</t>

        <t>If the EAP re-authentication succeeds, the result code of the last
        PCP-Auth-Request is "AUTHENTICATION-SUCCEED". In this case, before
        sending out the PCP-Auth-Request, the PCP server must update the SA
        and use the new key to generate digests to protect the integrity and
        authenticity of the PCP-Auth-Request and any subsequent PCP message.
        In addition, the PCP-Auth-Request MAY be appended with a Session
        Lifetime Option which indicates the new life-time of the PCP Auth
        session.</t>

        <t>If the EAP authentication fails, the result code of the last
        PCP-Auth-Request is "AUTHENTICATION-FAILED". If the EAP authentication
        succeeds but Authorization fails, the result code of the last
        PCP-Auth-Request is "AUTHORIZATION-FAILED". In the latter two cases,
        the PCP Auth session MUST be terminated immediately after the last PCP
        authentication message exchange.</t>
      </section>
    </section>

    <section title="PA Security Association">
      <t>At the beginning of a PCP Auth session, a session SHOULD generate a
      PCP Auth SA to maintain its state information during the session. The
      parameters of a PCP Auth SA are listed as follows:</t>

      <t><list style="symbols">
          <t>IP address and UDP port number of the PCP client</t>

          <t>IP address and UDP port number of the PCP server</t>

          <t>Session Identifier</t>

          <t>Sequence number for the next outgoing PCP message</t>

          <t>Sequence number for the next incoming PCP message</t>

          <t>Last outgoing message payload</t>

          <t>Retransmission interval</t>

          <t>MSK: The master session key generated by the EAP method.</t>

          <t>MAC algorithm: The algorithm that the transport key should use to
          generate digests for PCP messages.</t>

          <t>Pseudo-random function: The pseudo random function negotiated in
          the initial PCP-Auth-Request and PCP-Auth-Answer exchange for the
          transport key derivation</t>

          <t>Transport key: the key derived from the MSK to provide integrity
          protection and data origin authentication for the messages in the
          PCP Auth session. The life-time of the transport key SHOULD be
          identical to the life-time of the session.</t>

          <t>The nonce selected by the PCP client at the initiation of the
          session.</t>

          <t>Key ID: the ID associated with Transport key.</t>
        </list></t>

      <t>Particularly, the transport key is computed in the following way:
      Transport key = prf(MSK, "IETF PCP"| Session_ID| Nonce| key ID),
      where:</t>

      <t><list style="symbols">
          <t>The prf: The pseudo-random function assigned in the Pseudo-random
          function parameter.</t>

          <t>MSK: The master session key generated by the EAP method.</t>

          <t>"IETF PCP": The ASCII code representation of the non-NULL
          terminated string (excluding the double quotes around it).</t>

          <t>Session_ID: The ID of the session which the MSK is derived
          from.</t>

          <t>Nonce: The nonce selected by the client and transported in the
          Initial PCP-Auth-Answer packet. If the PCP client does not select
          one, this value is set as 0.</t>

          <t>Key ID: The ID assigned for the traffic key.</t>
        </list></t>
    </section>

    <section title="Result Code">
      <t>This message use the result code field specified in the PCP headers
      to transport the information for authentication and session management.
      Particularly, the values of following result codes are specified.</t>

      <t><list style="empty">
          <t>TBD INITIATION </t>

          <t>TBD PACKET-RECEIVED-ACK </t>

          <t>TBD AUTHENTICATION-REQUIRED </t>

          <t>TBD AUTHENTICATION-FAILED </t>

          <t>TBD AUTHENTICATION-SUCCEED </t>

          <t>TBD AUTHORIZATION-FAILED </t>

          <t>TBD SESSION-TERMINATION</t>
        </list></t>
    </section>

    <section title="Packet Format  ">
      <section title="Packet Format of PCP Auth Messages">
        <t>The format of PCP-Auth-request messages is identical to the
        response packet format specified in Section 7.2 of <xref
        target="RFC6887"/>.</t>

        <t>As illustrated in Figure 1, the PCP-Auth-Answer messages use the
        requester header specified in Section 7.1 of [RFC6887]. The only
        difference is that eight reserved bits are used to transfer the result
        codes (e.g., "INITIATION"). Other fields in Figure 1 are described in
        Section 7.1 of <xref target="RFC6887"/>.</t>

        <figure>
          <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Version = 2  |R|   Opcode    |   Reserved    |  Result Code  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                 Requested Lifetime (32 bits)                  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |            PCP Client's IP Address (128 bits)                 |
     |                                                               |
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     :                                                               :
     :             (optional) Opcode-specific information            :
     :                                                               :
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     :                                                               :
     :             (optional) PCP Options                            :
     :                                                               :
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                  Figure 1.  PCP-Auth-Answer message Format]]></artwork>
        </figure>
      </section>

      <section title="Authentication OpCode Format">
        <t>The following figure illustrates the format of an authentication
        OpCode: <figure>
            <artwork><![CDATA[      0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                       Session ID                              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                     Sequence Number                           |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>Session ID: This field contains a 32-bit PCP Auth session
            identifier. </t>

            <t>Sequence Number: This field contains a 32-bit sequence number.
            In this solution, a sequence number needs to be incremented on
            every new (non-retransmission) outgoing packet in order to provide
            ordering guarantee for PCP.</t>
          </list></t>

        <t/>
      </section>

      <section title="Nonce Option">
        <t>Because the session identifier of PCP Auth session is determined by
        the PCP server, a PCP client does not know the session identifier
        which will be used when it sends out a PCP-Auth-Initiation message. In
        order to prevent an attacker from interrupting the authentication
        process by sending off-line generated PCP-Auth-Request messages, the
        PCP client needs to generate a random number as nonce in the
        PCP-Auth-Initiation message. The PCP server will append the nonce
        within the initial PCP-Auth-Request message. If the PCP-Auth-Request
        message does not carry the correct nonce, the message will be
        discarded silently.<figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                         Nonce                                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ]]></artwork>
          </figure><list style="empty">
            <t>Option-Length: The length of the Nonce Option (in octet),
            including the 4 octet fixed header and the variable length of the
            authentication data.</t>

            <t>Nonce: A random 32 bits number which is transported within a
            PCC-Initiate message and the corresponding reply message from the
            PCP server.</t>
          </list></t>
      </section>

      <section title="Authentication Tag Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Session ID                              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          Key ID                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                Authentication Data (Variable)                 |
     ~                                                               ~
     |                                                               |
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>Option-Length: The length of the Authentication Tag Option (in
            octet), including the 12 octet fixed header and the variable
            length of the authentication data.</t>

            <t>Session ID: A 32-bit field used to indicates the identifier of
            the session that the message belongs to and identifies the secret
            key used to create the message digest appended to the PCP
            message.</t>

            <t>Key ID: The ID associated with the traffic key used to generate
            authentication data. This field is filled with zero if MSK is
            directly used to secure the message.</t>

            <t>Authentication Data: A variable-length field that carries the
            Message Authentication Code for the PCP packet. The generation of
            the digest can be various according to the algorithms specified in
            different PCP SAs. This field MUST end on a 32-bit boundary,
            padded with 0's when necessary.</t>
          </list></t>
      </section>

      <section title="EAP Payload Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                           EAP Message                         |
     ~                                                               ~
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+	   ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>Option-Length: The length of the EAP Payload Option (in octet),
            including the 4 octet fixed header and the variable length of the
            EAP message.</t>

            <t>EAP Message: The EAP message transferred. Note this field MUST
            end on a 32-bit boundary, padded with 0's when necessary.</t>
          </list></t>
      </section>

      <section title="PRF Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          PRF                                  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ]]></artwork>
          </figure>PRF: The Pseudo-Random Function which the sender supports
        to generate an MSK. This field contains an IKEv2 Transform ID of
        Transform Type 2 <xref target="RFC4306"/>.</t>
      </section>

      <section title="MAC Algorithm Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    MAC Algorithm ID                           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure>MAC Algorithm ID: Indicate the MAC algorithm which the
        sender supports to generate authentication data. The MAC Algorithm ID
        field contains an IKEv2 Transform ID of Transform Type 3 <xref
        target="RFC4306"/>.</t>
      </section>

      <section title="Session Lifetime Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Session Lifetime                            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure>Session Lifetime: The life time of the PCP Auth Session,
        which is decided by the authorization result.</t>
      </section>

      <section title="Received Packet Option">
        <t>This option is used in a PCP-Auth-Acknowledgement message to
        indicate a packet with the contained sequence number has been
        received.<figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Received Sequence Number                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure>Received Sequence Number: The sequence number of the last
        received PCP packet.</t>
      </section>
    </section>

    <section title="Processing Rules">
      <t/>

      <section title="Authentication Data Generation">
        <t>If a PCP SA is generated as the result of a successful EAP
        authentication process, every subsequent PCP message within the
        session MUST carry an Authentication Tag Option which contains the
        digest of the PCP message for data origin authentication and integrity
        protection.</t>

        <t>Before generating a digest for a PCP message, a device needs to
        first select a traffic key in the session and append the
        Authentication Tag Option at the end of the PCP message being
        protected. The length of the Authentication Data field is decided by
        the MAC algorithm adopted in the session. The device then fills the
        Session ID field and the PCP SA ID field, and sets the Authentication
        Data field to 0. After this, the device generates a digest for the
        entire PCP message (including the PCP header and Authentication Tag
        Option) with the MAC algorithm and the selected traffic key, and input
        the generated digest into the Authentication Data field.</t>
      </section>

      <section title="Authentication Data Validation">
        <t>When a device receives a PCP packet with an Authentication Tag
        Option, it needs to use the session ID transported in the option to
        locate the proper SA, and then find the associated transport key
        (using key ID) and the MAC algorithm. If no proper SA is found, the
        PCP packet MUST be discarded silently. After storing the value of the
        Authentication field of the Authentication Tag Option, the device
        fills the Authentication field with zeros. Then, the device generates
        a digest for the packet (including the PCP header and Authentication
        Tag Option) with the transport key and the MAC algorithm found in the
        first step. If the value of the newly generated digest is identical to
        the stored one, the device can ensure that the packet has not been
        tampered with, and the validation succeeds. Otherwise, the packet MUST
        be discarded.</t>
      </section>

      <section title="Retransmission Policies">
        <t>In order to provide reliable transmission over PCP messages, the
        retransmission poclies needs to be considered.</t>

        <t>In the base PCP protocol, only PCP clients are responsible for
        reliable delivery of PCP request messages according to policies
        specified in Section 8.1.1 of [RFC6887], However, in this document,
        both PCP clients and PCP servers need to provide reliable delivery of
        PCP Auth messages. Therefore, such retransmission policy can be also
        applied by the PCP servers.</t>
      </section>

      <section title="Sequence Number">
        <t>PCP adopts UDP to transport signaling messages. As an un-reliable
        transport protocol, UDP does not guarantee ordered packet delivery and
        does not provide any protection from packet loss. In order to ensure
        the EAP messages are exchanged in a reliable way, every PCP packet
        exchanged during EAP authentication must carry an monotonically
        increasing sequence number. During a PCP Auth session, a PCP device
        needs to maintain two sequence numbers, one for incoming packets and
        one for outgoing packets. When generating an outgoing PCP packet, the
        device attaches the outgoing sequence number to the packet and
        increments the sequence number maintained in the SA by 1. When
        receiving a PCP packet from its session partner, the device will not
        accept it if the sequence number carried in the packet does not match
        the incoming sequence number the device maintains. After confirming
        that the received packet is valid, the device increments the incoming
        sequence number maintained in the SA by 1.</t>

        <t>The above rules are not applied to PCP-Auth-Acknowledgement
        messages whose result code fields are set as PACKET-RECEIVED-ACK. This
        type of message is optionally used to avoid un-necessary packet
        retransmission and the reliable transmission does not have to be
        guaranteed. Therefore, when receiving or sending out a
        PCP-Auth-Acknowledgement message, the device MUST not increase the
        corresponding sequence number stored in the SA. Otherwise, the lost of
        a PCP-Auth-Acknowledgement message during transportation will cause
        the mismatching issues with the sequence numbers.</t>

        <t>Another exception is message retransmission. When a device does not
        receive any response from its session partner in a certain period, it
        needs to retransmit the last outgoing PCP Auth message with a limited
        rate. The duplicate messages and the original message MUST use the
        identical sequence number. When the device receives such duplicate PCP
        Auth messages from its session partner, it MUST try to answer them by
        sending the last outgoing PCP Auth message with a limited rate unless
        it has received another valid message with a larger sequence number
        from its session. In such cases, the maintained incoming and outgoing
        sequence numbers will not be affected by the message
        retransmission.</t>
      </section>

      <section title="MTU Considerations">
        <t>EAP methods are responsible for MTU handling, so no special
        facilities are required in this protocol to deal with MTU issues.</t>
      </section>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>TBD</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>This section applies only to the in-band key management mechanism. It
      will need to be updated if the WG choose to pursue the out-of-band key
      management mechanism discussed above.</t>

      <t>In this work, after a successful EAP authentication process performed
      between two PCP devices, a MSK will be exported. The MSK can be used to
      derive the transport keys to generate MAC digests for subsequent PCP
      message exchanges. This work does not exclude the possibility of using
      the MSK to generate keys for different security protocols to enable
      per-packet cryptographic protection. The methods of deriving the
      transport key for the security protocols is out of scope of this
      document.</t>

      <t>However, before a transport key has been generated, the PCP Auth
      messages exchanged within a PCP Auth session have little cryptographic
      protection, and if there is no already established security channel
      between two session partners, these messages are subject to
      man-in-the-middle attacks and DOS attacks. For instance, the initial
      PCP-Auth-Request and PCP-Auth-Answer exchange is vulnerable to spoofing
      attacks as these messages are not authenticated and integrity protected.
      In addition, because the PRF and MAC algorithms are transported at this
      stage, an attacker may try to remove the PRF and MAC options containing
      strong algorithms from the initial PCP-Auth-Request message and force
      the client choose the weakest algorithms. Therefore, the server needs to
      guarantee that all the PRF and MAC algorithms it provids support are
      strong enough.</t>

      <t>In order to prevent very basic DOS attacks, a PCP device SHOULD
      generate state information as little as possible in the initial
      PCP-Auth-Request and PCP-Auth-Answer exchanges. The choice of EAP method
      is also very important. The selected EAP method must be resilient to the
      attacks possibly in an insecure network environment, and the
      user-identity confidentiality, protection against dictionary attacks,
      and session-key establishment must be supported.</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t/>
    </section>

    <section title="Change Log">
      <section title="Changes from wasserman-pcp-authentication-02 to ietf-pcp-authentication-00">
        <t><list style="symbols">
            <t>Added discussion of in-band and out-of-band key management
            options, leaving choice open for later WG decision.</t>

            <t>Removed support for fragmenting EAP messages, as that is
            handled by EAP methods.</t>
          </list></t>
      </section>

      <section title="Changes from wasserman-pcp-authentication-01 to -02">
        <t><list style="symbols">
            <t>Add a nonce into the first two exchanged PCP Auth message
            between the PCP client and PCP server. When a PCP client initiate
            the session, it can use the nonce to detect offline attacks.</t>

            <t>Add the key ID field into the authentication tag option so that
            a MSK can generate multiple traffic keys.</t>

            <t>Specify that when a PCP device receives a PCP-Auth-Request or a
            PCP-Auth-Answer message from its partner the PCP device needs to
            reply with a PCP-Auth-Acknowledge message to indicate that the
            message has been received.</t>

            <t>Add the support of fragmenting EAP messages.</t>
          </list></t>
      </section>

      <section title="Changes from ietf-pcp-authentication-00 to -01">
        <t><list style="symbols">
            <t>Editorial changes, added use cases to introduction.</t>
          </list></t>
      </section>

      <section title="Changes from ietf-pcp-authentication-01 to -02">
        <t><list style="symbols">
            <t>Add the support of re-authentication initiated by PCP
            server.</t>

            <t>Specify that when a PCP device receives a PCP-Auth-Request or a
            PCP-Auth-Answer message from its partner the PCP device MAY reply
            with a PCP-Auth-Acknowledge message to indicate that the message
            has been received.</t>

            <t>Discuss the format of the PCP-Auth-Acknowledge message.</t>

            <t>Remove the redundant information from the Auth OpCode, and
            specify new result codes transported in PCP packet headers</t>

            <t/>
          </list></t>
      </section>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>
    </references>

    <references title="Informative References">
      <?rfc include='reference.RFC.3748'?>

      <?rfc include='reference.RFC.4306'?>

      <?rfc include='reference.RFC.5191'?>

      <?rfc include='reference.RFC.5448'?>

      <?rfc include='reference.RFC.6887'?>
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 14:24:34