One document matched: draft-ietf-pcp-authentication-01.xml


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<rfc category="exp" docName="draft-ietf-pcp-authentication-01.txt"
     ipr="trust200902">
  <front>
    <title abbrev="PCP Authentication">Port Control Protocol (PCP)
    Authentication Mechanism</title>

    <author fullname="Margaret Wasserman" initials="M." surname="Wasserman">
      <organization>Painless Security</organization>

      <address>
        <postal>
          <street>356 Abbott Street</street>

          <city>North Andover</city>

          <region>MA</region>

          <code>01845</code>

          <country>USA</country>
        </postal>

        <phone>+1 781 405 7464</phone>

        <email>mrw@painless-security.com</email>

        <uri>http://www.painless-security.com</uri>
      </address>
    </author>

    <author fullname="Sam Hartman" initials="S." surname="Hartman">
      <organization>Painless Security</organization>

      <address>
        <postal>
          <street>356 Abbott Street</street>

          <city>North Andover</city>

          <region>MA</region>

          <code>01845</code>

          <country>USA</country>
        </postal>

        <email>hartmans@painless-security.com</email>

        <uri>http://www.painless-security.com</uri>
      </address>
    </author>

    <author fullname="Dacheng Zhang" initials="D." surname="Zhang">
      <organization>Huawei</organization>

      <address>
        <postal>
          <street/>

          <city>Beijing</city>

          <region/>

          <code/>

          <country>China</country>
        </postal>

        <phone/>

        <facsimile/>

        <email>zhangdacheng@huawei.com</email>

        <uri/>
      </address>
    </author>

    <date day="19" month="October" year="2012"/>

    <abstract>
      <t>An IPv4 or IPv6 host can use the Port Control Protocol (PCP) to
      flexibly manage the IP address and port mapping information on Network
      Address Translators (NATs) or firewalls, to facilitate communications
      with remote hosts. However, the un-controlled generation or deletion of
      IP address mappings on such network devices may cause security risks and
      should be avoided. In some cases the client may need to prove that it is
      authorized to modify, create or delete PCP mappings. This document
      proposes an in-band authentication mechanism for PCP that can be used in
      those cases. The Extensible Authentication Protocol (EAP) is used to
      perform authentication between PCP devices.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>Using the Port Control Protocol (PCP) <xref
      target="I-D.ietf-pcp-base"/>, an IPv4 or IPv6 host can flexibly manage
      the IP address mapping information on its network address translators
      (NATs) and firewalls, and control their policies in processing incoming
      and outgoing IP packets. Because NATs and firewalls both play important
      roles in network security architectures, there are many situations in
      which authentication and access control are required to prevent
      un-authorized users from accessing such devices. This document proposes
      a PCP security extension which enables PCP servers to authenticate their
      clients with Extensible Authentication Protocol (EAP). The following
      issues are considered in the design of this extension:</t>

      <t><list style="symbols">
          <t>Loss of EAP messages during transportation</t>

          <t>Disordered delivery of EAP messages</t>

          <t>Generation of transport keys</t>

          <t>Integrity protection and data origin authentication for PCP
          messages</t>

          <t>Algorithm agility</t>
        </list></t>

      <t>The mechanism described in this document meets the security
      requirements to address the Advanced Threat Model described in the base
      PCP specification <xref target="I-D.ietf-pcp-base"/>. This mechanism can
      be used to secure PCP in the following situations::</t>

      <t><list style="symbols">
          <t>On security infrastructure equipment, such as corporate
          firewalls, that does not create implicit mappings.</t>

          <t>On equipment (such as CGNs or service provider firewalls) that
          serve multiple administrative domains and do not have a mechanism to
          securely partition traffic from those domains.</t>

          <t>For any implementation that wants to be more permissive in
          authorizing explicit mappings than it is in authorizing implicit
          mappings.</t>

          <t>For implementations that support the THIRD_PARTY Option (unless
          they can meet the constraints outlined in Section 14.1.2.2).</t>

          <t>For implementations that wish to support any deployment scenario
          that does not meet the constraints described in Section 14.1.</t>
        </list></t>
    </section>

    <section title="Terminology  ">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in RFC 2119 <xref
      target="RFC2119"/>.</t>

      <t>Most of the terms used in this document are introduced in <xref
      target="I-D.ietf-pcp-base"/>.</t>

      <t>PCP Client: A PCP device (e.g., a host) which is responsible for
      issuing PCP requests to a PCP server. In this document, a PCP client is
      also a EAP peer <xref target="RFC3748"/>, and it is the responsibility
      of a PCP client to provide the credentials when authentication is
      required.</t>

      <t>PCP Server: A PCP device (e.g., a NAT or a firewall) that implements
      the server-side of the PCP protocol, via which PCP clients request and
      manage explicit mappings. In this document, a PCP server is integrated
      with an EAP authenticator <xref target="RFC3748"/>. Therefore, when
      necessary, a PCP server can verify the credentials provided by a PCP
      client and make an access control decision based on the authentication
      result.</t>

      <t>PCP Authentication (PCP Auth) Session: A series of PCP message
      exchanges transferred between a PCP client and a PCP server in order to
      perform authentication, authorization, key distribution and secured PCP
      communication. Each PCP Auth session is assigned a distinctive Session
      ID. The PCP devices involved within a PCP Auth session are called
      session partners. A PCP Auth session has two session partners.</t>

      <t>Session Lifetime: The life period associated with a PCP Auth session,
      which decided the lifetime of the current authorization given to the PCP
      client.</t>

      <t>PCP Security Association (PCP SA): A PCP security association is
      formed between a PCP client and a PCP server by sharing cryptographic
      keying material and associated context. The formed duplex security
      association is used to protect the bidirectional PCP signaling traffic
      between the PCP client and PCP server.</t>

      <t>Master Session Key (MSK): A key derived by the partners of a PCP Auth
      session, using an EAP key generating method (e.g., the one defined in
      <xref target="RFC5448"/>).</t>

      <t>PCP Auth (PCP Authentication) message: A PCP message containing an
      Authentication OpCode for EAP authentication.</t>

      <t>non PCP Auth message: A PCP message which is not a PCP Auth
      message.</t>
    </section>

    <section title="Separate vs. Inline Key Management">
      <t>There is an open question in the working group regarding what
      approach should be used for PCP key management. The precursor to this
      document originally proposed an inline key management approach using EAP
      directly over PCP. There was an alternative proposal on the list to
      standardize a separate key management approach using PANA <xref
      target="RFC5191"/> (with EAP). The WG will need to make a decision
      between these two approaches before this document can be completed.</t>

      <t>Both approaches for key management could be used with the integrity
      protection mechanism and options described later in this document.</t>
    </section>

    <section title="Separate Key Management">
      <t>The separate key management proposal involves running PANA between
      the end-points to dynamically generate a security association, and then
      using that security association to authenticate PCP message
      exchanges.</t>

      <t>In pricinpal, the PANA message can be transported either through the
      PCP port or through an different port. The latter option has been
      abandoned by the working group since it may impose unnecessary
      management burdens and cause issues in securely binding the PCP session
      to the PANA session initiation.</t>

      <t>The first option can be further broken down into two apporaches: The
      PANA over PCP solution and the demultiplexing solution. For the first
      approach <xref target="I-D.ohba-pcp-pana-encap"/>, we would define an
      AVP for PANA to indicate that the PANA session was being used for PCP
      authentication, not for network access purposes. For the second
      approach, we just re-use the PCP port to transport PANA message <xref
      target="I-D.ohba-pcp-pana"/>.</t>

      <t>The first approach introduces little change on PANA. Howerer, there
      are criticisms about the existence of overlapping fields on the PANA and
      PCP headers that need to be check for consistency.</t>

      <t>Compared with the first approach, the second approach does not have
      this problem. However, addition work needs to be done to help an PCP
      implementation to distinguish a PANA message from a PCP message.</t>

      <t>There are some functions of PANA which are not necessary for PCP. For
      example, it would not be necessary for these servers to support IP
      Address Reconfiguration and re-authentication. It may be possible to
      address this problem by defining a subset of the PANA protocol that can
      be run on PCP Servers if the same PANA server will not be used for
      network access.</t>

      <t>Once a secure session has been established using PANA, the Secure
      OpCode option described in this draft could be used to associate PCP
      requests with a particular PANA session.</t>

      <t>Although a separate key management approach using PANA has been
      discussed on the PCP mailing list, this approach would require further
      documentation if the WG decides to pursue it.</t>
    </section>

    <section title="Protocol Details">
      <section anchor="initiation" title="Session Initiation">
        <t>To carry out an EAP authentication process between two PCP devices,
        a set of PCP Auth messages need to be exchanged. A PCP Auth message
        contains an Authentication OpCode and associated Options. The
        Authentication OpCode consists of three fields: Session ID, Flag, and
        Sequence Number. The Session ID field is used to identify the session
        to which the message belongs. The Flag field indicates the type of the
        PCP message. The sequence number field is used to detect the disorder
        or the duplication occurred during packet delivery.</t>

        <t>The message exchanges conveyed within an PCP Auth session is
        introduced in the remainder section.</t>

        <t>When a PCP client intends to initiate a PCP Auth session with a PCP
        server, it sends a PCC-Initiation message to the PCP server. In the
        message, the Session ID and Sequence Number fields of the
        Authentication OpCode are set as 0; the I bit is set. The
        PCC-Initiation message is also attached with a nonce option which
        consists of a random nonce selected by the PCP client. The nonce will
        be used by the PCP client to check the freshness of the initial
        message from the PCP server. After receiving the PCC-Initiation, if
        the PCP server would like to initiate a PCP Auth session, it will
        reply with a PCP-Auth-Request which contains an EAP Identity Request.
        The Sequence Number field in the PCP-Auth-Request is set as 0, and the
        Session ID field MUST be filled with the session identifier assigned
        by the PCP server for this session. The PCP-Auth-Request needs to be
        attached with a nonce option which is learned from the PCP client.
        From now on, every PCP Auth message within this session must be
        attached with the session identifier. When receiving a PCP Auth
        message from an unknown session, a PCP device MUST discard the message
        silently. If the PCP client intends to simplify the authentication
        process, it can append an EAP Identity Response message within the
        PCC-Initiation request so as to inform the PCP server that it would
        like to perform EAP authentication and skip the step of waiting for
        the EAP Identity Request.</t>

        <t>In the scenario where a PCP server receives a non-PA PCP message
        from a PCP client which needs to be authenticated, the PCP server can
        reply with a PCP-Auth-Request to initiate a PCP Auth session; the
        result code field of the PCP-Auth-Request is set as
        AUTHENTICATION-REQUIRED. In addition, the PCP server MUST assign a
        session ID for the session and transfer it within the
        PCP-Auth-Request. In the PCP Auth messages exchanged afterwards in
        this session, the session ID MUST be appended. Therefore, in the
        subsequent communication, the PCP client can distinguish the messages
        in this session from those in other sessions through the PCP server IP
        address and the session ID. When the PCP client receives the initial
        PCP-Auth-Request message from the PCP server, it can reply with a
        PCP-Auth-Answer message to continue the session or silently discard
        the request message according to its local policies.</t>

        <t>In a PCP Auth session, PCP-Auth-Request messages are sent from PCP
        servers to PCP clients while PCP-Auth-Answer messages are only sent
        from PCP clients to PCP servers. Correspondently, an EAP request
        message MUST be transported within a PCP-Auth-Request message, and an
        EAP answer message MUST be transported within a PCP-Auth-Answer
        message. Particularly, when a PCP device receives a PCP-Auth-Request
        or a PCP-Auth-Answer message from its partner, the PCP device needs to
        reply with a PCP-Auth-Acknowledge message to indicate that the message
        has been received. This solution is used to deal with the conditions
        where the device cannot generate a response within a pre-specified
        period due to certain reasons (e.g., waiting for human input to
        construct a EAP message). Therefore, the partner does not have to
        un-necessarily retransmit the PCP message.</t>

        <t>In this approach, it is mandated for a PCP client and a PCP server
        to perform a key-generating EAP method in authentication. Therefore,
        after a successful authentication procedure, a Master Session Key
        (MSK) will be generated. If the PCP client and the PCP server want to
        generate a traffic key using the MSK, they need to agree upon a
        Pseudo-Random Function (PRF) for the transport key derivation and a
        MAC algorithm to provide data origin authentication for subsequent PCP
        packets. On this occasion, the PCP server needs to append the initial
        PCP-Auth-Request message with a set of PRF Options and MAC Algorithm
        Options. Each PRF Option contains a PRF that the PCP server supports.
        Similarly, each MAC Algorithm Option contains a MAC (Message
        Authentication Code) algorithm that the PCP server supports. After
        receiving the request, the PCP client selects a PRF and a MAC
        algorithm which it would like to use, and sends back a PCP-Auth-Answer
        with a PRF Option and a MAC Algorithm Option for the selected
        algorithm.</t>

        <t>The last PCP-Auth-Request message transported within a PCP Auth
        session carries the EAP authentication and PCP authorization results.
        The last PCP-Auth-Request and PCP-Auth-Answer messages MUST have the
        'C' (Complete) bit set.</t>

        <t>If the EAP authentication succeeds, the result code of the last
        PCP-Auth-Request is AUTHENTICATION-SUCCESS. In this case, before
        sending out the PCP-Auth-Request, the PCP server must derive a
        transport key and use it to generate digests to protect the integrity
        and authenticity of the PCP-Auth-Request and any subsequent PCP
        message. Such digests are transported within Authentication Tag
        Options. In addition, the PCP-Auth-Request needs to be appended with a
        Session Lifetime Option which indicates the life-time of the PCP Auth
        session (i.e., the life-time of the MSK).</t>

        <t>If the EAP authentication fails, the result code of the last
        PCP-Auth-Request is AUTHENTICATION-FAILED. If the EAP authentication
        succeeds but Authorization fails, the result code of the last
        PCP-Auth-Request is AUTHORIZATION-FAILED. In the latter two cases, the
        PCP Auth session MUST be terminated immediately after the last PCP
        authentication message exchange.</t>
      </section>

      <section anchor="termination" title="Session Termination">
        <t>A PCP Auth session can be explicitly terminated by sending a
        termination-indicating PCP Auth acknowledge message from either
        session partner. After receiving a termination-indicating message from
        the session partner, a PCP device MUST respond with a
        termination-indicating PCP Auth Acknowledge message and remove the PCP
        Auth SA immediately. When the session partner initiating the
        termination process receives the acknowledge message, it will remove
        the associated PCP Auth SA immediately.</t>
      </section>
    </section>

    <section title="PA Security Association">
      <t>At the beginning of a PCP Auth session, a session SHOULD generate a
      PCP Auth SA to maintain its state information during the session. The
      parameters of a PCP Auth SA are listed as follows:</t>

      <t><list style="symbols">
          <t>IP address and UDP port number of the PCP client</t>

          <t>IP address and UDP port number of the PCP server</t>

          <t>Session Identifier</t>

          <t>Sequence number for the next outgoing PCP message</t>

          <t>Sequence number for the next incoming PCP message</t>

          <t>Last outgoing message payload</t>

          <t>Retransmission interval</t>

          <t>MSK</t>

          <t>MAC algorithm: The algorithm that the transport key should use to
          generate digests for PCP messages.</t>

          <t>Pseudo-random function: The pseudo random function negotiated in
          the initial PCP-Auth-Request and PCP-Auth-Answer exchange for the
          transport key derivation</t>

          <t>Transport key: the key derived from the MSK to provide integrity
          protection and data origin authentication for the messages in the
          PCP Auth session. The life-time of the transport key SHOULD be
          identical to the life-time of the session.</t>
        </list></t>

      <t>Particularly, the transport key is computed in the following way:
      Transport key = prf(MSK, "IETF PCP"| Session_ID, key ID), where:</t>

      <t><list style="symbols">
          <t>The prf: The pseudo-random function assigned in the Pseudo-random
          function parameter.</t>

          <t>MSK: The master session key generated by the EAP method.</t>

          <t>"IETF PCP": The ASCII code representation of the non-NULL
          terminated string (excluding the double quotes around it).</t>

          <t>Session_ID: The ID of the session which the MSK is derived
          from</t>

          <t>Key ID: The ID assigned for the traffic key</t>
        </list></t>
    </section>

    <section title="Packet Format  ">
      <section title="Authentication OpCode Format">
        <t>The following figure illustrates the format of an authentication
        Opcode: <figure>
            <artwork><![CDATA[      0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |I C R K T S E|   Reserved      |          Result Code          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                       Session ID                              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                     Sequence Number                           |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>Flags: The Flags field is two octets. The following bits are
            assigned:</t>
          </list></t>

        <t><list style="empty">
            <t/>

            <t>I (Initiation): This bit is set in a PCC-Initiation
            message.</t>

            <t>C (Complete): If the message is the last PCP-Auth-Request or
            PCP-Auth-Answer message in the session, this bit MUST be set. For
            other messages, this bit MUST be cleared.</t>

            <t>R (Request): This bit is set in a PCP-Auth-Request message, and
            un-set in a PCP-Auth-Answer message.</t>

            <t>K (acKnowledgement): This bit is set and only set in a
            PCP-Auth-Acknowledgement message.</t>

            <t>T (Termination): If this bit is set in a
            PCP-Auth-Acknowledgement message, the message is used for
            session-termination indication.</t>

            <t>Session ID: This field contains a 32-bit PCP Auth session
            identifier.</t>

            <t>Sequence Number: This field contains a 32-bit sequence number.
            In this solution, a sequence number needs to be incremented on
            every new (non-retransmission) outgoing packet in order to provide
            ordering guarantee for PCP.</t>

            <t>Result Code: This field is two octets. The following values are
            defined:<list style="empty">
                <t>1 AUTHENTICATION-REQUIRED</t>

                <t>2 AUTHENTICATION-FAILED</t>

                <t>3 AUTHENTICATION-SUCCESS</t>

                <t>4 AUTHORIZATION-FAILED</t>
              </list></t>
          </list></t>
      </section>

      <section title="Nonce Option">
        <t>Because the session identifier of PCP Auth session is determined by
        the PCP server, a PCP client does not know the session identifier
        which will be used when it sends out a PCC-Initiation message. In
        order to prevent an attacker from interrupting the authentication
        process by sending off-line generated PCP-Auth-Request messages, the
        PCP client needs to generate a random number as nonce in the
        PCC-Initiation message. The PCP server will append the nonce within
        the initial PCP-Auth-Request message. If the PCP-Auth-Request message
        does not carry the correct nonce, the message will be discarded
        silently.</t>

        <t><figure>
            <artwork><![CDATA[
	     
      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                         Nonce                                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
             
	   ]]></artwork>
          </figure><list style="empty">
            <t>Nonce: A random 32 bits number which is transported within a
            PCC-Initiate message and the corresponding reply message from the
            PCP server.</t>
          </list></t>
      </section>

      <section title="Authentication Tag Option">
        <t><figure>
            <artwork><![CDATA[
	     
      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Session ID                              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          Key ID                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                Authentication Data (Variable)                 |
     ~                                                               ~
     |                                                               |
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
             
	   ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>Option-Length: The length of the Authentication Tag Option (in
            octet), including the 8 octet fixed header and the variable length
            of the authentication data.</t>

            <t>Session ID: A 32-bit field used to indicates the identifier of
            the session that the message belongs to and identifies the secret
            key used to create the message digest appended to the PCP
            message.</t>

            <t>Key ID: The ID associated with the traffic key used to generate
            authentication data. This field is filled with zero if MSK is
            directly used to secure the message.</t>

            <t>Authentication Data: A variable-length field that carries the
            Message Authentication Code for the PCP packet. The generation of
            the digest can be various according to the algorithms specified in
            different PCP SAs. This field MUST end on a 32-bit boundary,
            padded with 0's when necessary.</t>
          </list></t>
      </section>

      <section title="EAP Payload Option">
        <t><figure>
            <artwork><![CDATA[
	     
      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                           EAP Message                         |
     ~                                                               ~
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

	   ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>EAP Message: The EAP message transferred. Note this field MUST
            end on a 32-bit boundary, padded with 0's when necessary.</t>
          </list></t>
      </section>

      <section title="PRF Option">
        <t><figure>
            <artwork><![CDATA[
      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          PRF                                  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

	   ]]></artwork>
          </figure></t>

        <t><list style="empty">
            <t>PRF: The Pseudo-Random Function which the sender supports to
            generate an MSK. This field contains an IKEv2 Transform ID of
            Transform Type 2 <xref target="RFC4306"/>.</t>
          </list></t>
      </section>

      <section title="Hash Algorithm Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    MAC Algorithm ID                           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure></t>

        <t>MAC Algorithm ID: Indicate the MAC algorithm which the sender
        supports to generate authentication data. The MAC Algorithm ID field
        contains an IKEv2 Transform ID of Transform Type 3 <xref
        target="RFC4306"/>.</t>

        <t/>
      </section>

      <section title="Session Lifetime Option">
        <t><figure>
            <artwork><![CDATA[      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  Option Code  |  Reserved     |       Option-Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Session Lifetime                            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+]]></artwork>
          </figure>Session Lifetime: The life time of the PCP Auth Session,
        which is decided by the authorization result.</t>
      </section>
    </section>

    <section title="Processing Rules">
      <t/>

      <section title="Authentication Data Generation">
        <t>If a PCP SA is generated as the result of a successful EAP
        authentication process, every subsequent PCP message within the
        session MUST carry an Authentication Tag Option which contains the
        digest of the PCP message for data origin authentication and integrity
        protection.</t>

        <t>Before generating a digest for a PCP message, a device needs to
        first select a traffic key in the session and append the
        Authentication Tag Option at the end of the protected PCP message. The
        length of the Authentication Data field is decided by the MAC
        algorithm adopted in the session. The device then fills the Session ID
        field and the PCP SA ID field, and sets the Authentication Data field
        to 0. After this, the device generates a digest for the entire PCP
        message (including the PCP header and Authentication Tag Option) with
        the MAC algorithm and the selected traffic key, and input the
        generated digest into the Authentication Data field.</t>
      </section>

      <section title="Authentication Data Validation">
        <t>When a device receives a PCP packet with an Authentication Tag
        Option, it needs to use the session ID transported in the option to
        locate the proper SA, and then find the associated transport key
        (using key ID) and the MAC algorithm. If no proper SA is found, the
        PCP packet MUST be discarded silently. After storing the value of the
        Authentication field of the Authentication Tag Option, the device
        fills the Authentication field with zeros. Then, the device generates
        a digest for the packet (including the PCP header and Authentication
        Tag Option) with the transport key and the MAC algorithm found in the
        first step. If the value of the newly generated digest is identical to
        the stored one, the device can ensure that the packet has not been
        tampered with, and the validation succeeds. Otherwise, the packet MUST
        be discarded.</t>
      </section>

      <section title="Sequence Number">
        <t>PCP adopts UDP to transport signaling messages. As an un-reliable
        transport protocol, UDP does not guarantee ordered packet delivery and
        does not provide any protection from packet loss. In order to ensure
        the EAP messages are exchanged in a reliable way, every PCP packet
        exchanged during EAP authentication must carry an monotonically
        increasing sequence number. During a PCP Auth session, a PCP device
        needs to maintain two sequence numbers, one for incoming packets and
        one for outgoing packets. When generating an outgoing PCP packet, the
        device attaches the outgoing sequence number to the packet and
        increments the sequence number maintained in the SA by 1. When
        receiving a PCP packet from its session partner, the device will not
        accept it if the sequence number carried in the packet does not match
        the incoming sequence number the device maintains.</t>

        <t>After confirming that the received packet is valid, the device
        increments the incoming sequence number maintained in the SA by 1.
        However, the above rules are not applied to PCP-Auth-Acknowledgement
        messages. When receiving or sending out a PCP-Auth-Acknowledgement
        message, the device does not increase the corresponding sequence
        number stored in the SA. Another exception is message retransmission.
        When a device does not receive any response message from its session
        partner in a certain period, it needs to retransmit the last sent
        message with a limited rate. The duplicate messages and the original
        message MUST use the identical sequence number. When the device
        receives such duplicate messages from its session partner, it MUST try
        to answer them by sending the last outgoing message with a limited
        rate unless it has received another valid message with a larger
        sequence number from its session. In such cases, the maintained
        incoming and outgoing sequence numbers will not be affected by the
        message retransmission.</t>

        <t/>
      </section>

      <section title="Retransmission Policies">
        <t>This work provides a retransmission mechanism for reliable PCP Auth
        message delivery. The timer, the variables, and the rules used in this
        mechanism are adopted from PANA.</t>

        <t>The retransmission behavior is controlled and described by the
        following variables:</t>

        <t><list style="empty">
            <t>RT: Retransmission timeout from the previous
            (re)transmission</t>

            <t>IRT: Base value for RT for the initial retransmission</t>

            <t>MRC: Maximum retransmission count</t>

            <t>MRT: Maximum retransmitting time interval</t>

            <t>RAND: Randomization factor</t>
          </list></t>

        <t>With each message transmission or retransmission, the sender sets
        RT according to the rules given below.</t>

        <t>If RT expires before receiving any reply, the sender re-calculates
        RT and retransmits the message. Each of the computations of a new RT
        includes a randomization factor (RAND), which is a random number
        chosen with a uniform distribution between -0.1 and +0.1. The
        randomization factor is included to minimize the synchronization of
        messages. The algorithm for choosing a random number does not need to
        be cryptographically sound. The algorithm SHOULD produce a different
        sequence of random numbers from each invocation. RT for the first
        message retransmission is based on IRT:</t>

        <t>RT = IRT</t>

        <t>RT for each subsequent message retransmission is based on the
        previous value of RT (RTprev):</t>

        <t>RT = (2+RAND) * RTprev</t>

        <t>MRT specifies an upper bound on the value of RT (disregarding the
        randomization added by the use of RAND). If MRT has a value of 0,
        there is no upper limit on the value of RT. Otherwise:</t>

        <t>if (RT > MRT)</t>

        <t>RT = (1+RAND) * MRT</t>

        <t>MRC specifies an upper bound on the number of times a sender may
        retransmit a message. Unless MRC is zero, the message exchange fails
        once the sender has transmitted the message MRC times. In this case,
        the sender needs to start a session termination process illustrated in
        Section 3.2.</t>
      </section>

      <section title="MTU Considerations">
        <t>EAP methods are responsible for MTU handling, so no special
        facilities are required in this protocol to deal with MTU issues.</t>
      </section>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>TBD</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>This section applies only to the in-band key management mechanism. It
      will need to be updated if the WG choose to pursue the out-of-band key
      management mechanism discussed above.</t>

      <t>In this work, after a successful EAP authentication process performed
      between two PCP devices, a MSK will be exported. The MSK can be used to
      derive the transport keys to generate MAC digests for subsequent PCP
      message exchanges. This work does not exclude the possibility of using
      the MSK to generate keys for different security protocols to enable
      per-packet cryptographic protection. The methods of deriving the
      transport key for the security protocols is out of scope of this
      document.</t>

      <t>However, before a transport key has been generated, the PCP Auth
      messages exchanged within a PCP Auth session have little cryptographic
      protection, and if there is no already established security channel
      between two session partners, these messages are subject to
      man-in-the-middle attacks and DOS attacks. For instance, the initial
      PCP-Auth-Request and PCP-Auth-Answer exchange is vulnerable to spoofing
      attacks as these messages are not authenticated and integrity protected.
      In order to prevent very basic DOS attacks, a PCP device SHOULD generate
      state information as little as possible in the initial PCP-Auth-Request
      and PCP-Auth-Answer exchanges. The choice of EAP method is also very
      important. The selected EAP method must be resilient to the attacks
      possibly in an insecure network environment, and the user-identity
      confidentiality, protection against dictionary attacks, and session-key
      establishment must be supported.</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t/>
    </section>

    <section title="Change Log">
      <section title="Changes from wasserman-pcp-authentication-02 to ietf-pcp-authentication-00">
        <t><list style="symbols">
            <t>Added discussion of in-band and out-of-band key management
            options, leaving choice open for later WG decision.</t>

            <t>Removed support for fragmenting EAP messages, as that is
            handled by EAP methods.</t>
          </list></t>
      </section>

      <section title="Changes from wasserman-pcp-authentication-01 to -02">
        <t><list style="symbols">
            <t>Add a nonce into the first two exchanged PCP Auth message
            between the PCP client and PCP server. When a PCP client initiate
            the session, it can use the nonce to detect offline attacks.</t>

            <t>Add the key ID field into the authentication tag option so that
            a MSK can generate multiple traffic keys.</t>

            <t>Specify that when a PCP device receives a PCP-Auth-Request or a
            PCP-Auth-Answer message from its partner the PCP device needs to
            reply with a PCP-Auth-Acknowledge message to indicate that the
            message has been received.</t>

            <t>Add the support of fragmenting EAP messages.</t>
          </list></t>
      </section>

      <section title="Changes from wasserman-pcp-authentication-00 to -01">
        <t><list style="symbols">
            <t>Editorial changes, added use cases to introduction.</t>
          </list></t>
      </section>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>
    </references>

    <references title="Informative References">
      <?rfc include='reference.I-D.ietf-pcp-base'?>

      <?rfc include='reference.RFC.3748'?>

      <?rfc include='reference.RFC.4306'?>

      <?rfc include='reference.RFC.5191'?>

      <?rfc include='reference.RFC.5448'?>

      <?rfc include='reference.I-D.ohba-pcp-pana-encap'?>

      <?rfc include='reference.I-D.ohba-pcp-pana'?>
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 14:21:06