One document matched: draft-ietf-kitten-sasl-oauth-07.xml


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<rfc ipr="trust200902" docName="draft-ietf-kitten-sasl-oauth-07" category="std">

  <front>
    <title abbrev="SASL/GSS-API Mechanisms for OAuth">A set of SASL and GSS-API Mechanisms for OAuth</title>
    <author fullname="William Mills" initials="W." surname="Mills">
      <organization>Yahoo! Inc.</organization>
      <address>
        <postal>
          <street/>
          <city/>
          <code/>
          <region/>
          <country/>
        </postal>
        <phone/>
        <email>wmills@yahoo-inc.com </email>
      </address>
    </author>
    <author fullname="Tim Showalter" initials="T." surname="Showalter">
      <organization></organization>
      <address>
        <postal>
          <street/>
          <city/>
          <code/>
          <region/>
          <country/>
          </postal>
        <phone/>
        <email>tjs@psaux.com</email>
      </address>
    </author>
    <author initials="H." surname="Tschofenig" fullname="Hannes Tschofenig">
      <organization>Nokia Siemens Networks</organization>
      <address>
        <postal>
          <street>Linnoitustie 6</street>
          <city>Espoo</city>
          <code>02600</code>
          <country>Finland</country>
        </postal>
        <phone>+358 (50) 4871445</phone>
        <email>Hannes.Tschofenig@gmx.net</email>
        <uri>http://www.tschofenig.priv.at</uri>
      </address>
    </author>

    <date year="2012"/>
    <workgroup>KITTEN</workgroup>

    <abstract>
      <t>
        OAuth enables a third-party
   application to obtain limited access to a protected resource, either on
   behalf of a resource owner by orchestrating an approval interaction, or by allowing the
   third-party application to obtain access on its own behalf.
   </t>
      <t>This document defines how an application client uses credentials obtained via OAuth
        over the Simple Authentication and Security Layer (SASL) or the
        Generic Security Service Application Program Interface (GSS-API)
        to access a protected resource at a resource serve.  Thereby, it enables
	schemes defined within the OAuth framework for non-HTTP-based application protocols.
      </t> 
      <t>Clients typically store the user's long term credential. This does, however, lead to 
      significant security vulnerabilities, for example, when such a
      credential leaks. A significant benefit of OAuth for usage in
      those clients is that the password is replaced by a
      token. Tokens typically provided limited access rights and can
      be managed and revoked separately from the user's long-term credential (password).
	</t>
    </abstract>
  </front>

  <middle>

    <!-- ******************************************************************** -->

    <section title="Introduction">

	<t>OAuth <xref target="I-D.ietf-oauth-v2"/> enables a third-party
	application to obtain limited access to a protected resource, either on
   	behalf of a resource owner by orchestrating an approval interaction, or by allowing the
   	third-party application to obtain access on its own behalf. The core OAuth
        specification <xref target="I-D.ietf-oauth-v2"/> does not define the interaction between the 
        client and the resource server with the access to a protected resource using an Access Token. 
        This functionality is described in separate specifications, for example Bearer tokens <xref
        target="I-D.ietf-oauth-v2-bearer"/>, MAC tokens <xref target="I-D.ietf-oauth-v2-http-mac"/>, 
	and OAuth 1.0a <xref target="RFC5849"/>.  In each of these  are defined in an HTTP-based 
	environment only.
    </t> 
          
      <t><xref target="oauth-exchange"/> shows the abstract message flow as shown in Figure 1 of <xref target="I-D.ietf-oauth-v2"/>.</t>
       
      <t>
        <figure anchor="oauth-exchange" title="Abstract OAuth 2.0 Protocol Flow">
          <artwork><![CDATA[
     +--------+                               +---------------+
     |        |--(A)- Authorization Request ->|   Resource    |
     |        |                               |     Owner     |
     |        |<-(B)-- Authorization Grant ---|               |
     |        |                               +---------------+
     |        |
     |        |                               +---------------+
     |        |--(C)-- Authorization Grant -->| Authorization |
     | Client |                               |     Server    |
     |        |<-(D)----- Access Token -------|               |
     |        |                               +---------------+
     |        |
     |        |                               +---h------------+
     |        |--(E)----- Access Token ------>|    Resource   |
     |        |                               |     Server    |
     |        |<-(F)--- Protected Resource ---|               |
     +--------+                               +---------------+
]]></artwork>
        </figure>
      </t>

  <t>This document  takes
        advantage of the OAuth protocol and its deployment base to provide a way to use 
        SASL <xref target="RFC4422"/> as well as the GSS-API <xref target="RFC2743"/> to gain 
	access to resources when using non-HTTP-based protocols, such as the Internet Message 
	Access Protocol (IMAP) <xref target="RFC3501"/> and SMTP <xref target="RFC5321"/>, 
	which is what this memo uses in the examples.</t>

<t>The Simple Authentication and Security Layer (SASL) is a framework
   for providing authentication and data security services in
   connection-oriented protocols via replaceable mechanisms.  It
   provides a structured interface between protocols and mechanisms.
   The resulting framework allows new protocols to reuse existing
   mechanisms and allows old protocols to make use of new mechanisms.
   The framework also provides a protocol for securing subsequent
   protocol exchanges within a data security layer.</t>
   
<t>
The Generic Security Service Application Program Interface (GSS-API)
   <xref target="RFC2743"/> provides a framework for applications to support multiple
   authentication mechanisms through a unified interface. </t>

<t>
 This document
  defines SASL mechanisms for OAuth, and it conforms to the new
   bridge between SASL and the GSS-API called GS2 <xref target="RFC5801"/>.  This means
   that this document defines both SASL and GSS-API
   mechanisms.  Implementers may be interested in 
either the SASL, the GSS-API, or even both mechanisms. To
   faciliate these two variants, the description has been split into two
   parts, one part that provides normative references for those interested in 
   the SASL OAuth mechanism (see <xref target="SASL-OAUTH"/>), and a second part 
   for those implementers that wish to implement the GSS-API portion (see 
   <xref target="GSSAPI-OAUTH"/>).
</t>

<t>When OAuth is integrated into SASL and the GSS-API the high-level steps are as follows:
<list style="empty"> 
<t>  (A)  The client requests authorization from the resource owner.  The
        authorization request can be made directly to the resource owner
        (as shown), or preferably indirectly via the authorization
        server as an intermediary.</t>
<t>   (B)  The client receives an authorization grant which is a credential
        representing the resource owner's authorization, expressed using
        one of four grant types defined in this specification or using
        an extension grant type.  The authorization grant type depends
        on the method used by the client to request authorization and
        the types supported by the authorization server.</t>
<t>   (C)  The client requests an access token by authenticating with the
        authorization server and presenting the authorization grant.</t>
<t>   (D)  The authorization server authenticates the client and validates
        the authorization grant, and if valid issues an access token.</t>
<t>   (E)  The client requests the protected resource from the resource
        server and authenticates by presenting the access token.</t>
<t>   (F)  The resource server validates the access token, and if valid,
        indicates a successful authentication.</t>
</list> 
</t>

    <t>Steps (E) and (F) are not defined in <xref target="I-D.ietf-oauth-v2"/> and are the
       main functionality specified within this document. 
       Consequently, the message exchange shown in <xref target="overview"/> is the result of this specification.
       The client will genrally need to determine the authentication endpoints (and
       perhaps the service endpoints) before the OAuth 2.0 protocol 
       exchange messages in steps (A)-(D) are executed.  The discovery of the resource owner 
       and authorization server endpoints is
       outside the scope of this specification.  The client must discover those
       endpoints using a discovery mechanisms such as Webfinger using host-meta <xref
       target="I-D.jones-appsawg-webfinger"/>.  In band discovery is not tenable if
       clients support the OAuth 2.0 password grant.  Once credentials are obtained the
       client proceeds to steps (E) and (F) defined in this specification. 
      </t>
      
      <t>
        <figure anchor="overview" title="OAuth SASL Architecture">
          <artwork><![CDATA[
                                                              ----+
   +--------+                                  +---------------+  |
   |        |--(A)-- Authorization Request --->|   Resource    |  |
   |        |                                  |     Owner     |  |Plain
   |        |<-(B)------ Access Grant ---------|               |  |OAuth
   |        |                                  +---------------+  |2.0
   |        |                                                     | 
   |        |         Client Credentials &     +---------------+  |
   |        |--(C)------ Access Grant -------->| Authorization |  |
   | Client |                                  |     Server    |  |
   |        |<-(D)------ Access Token ---------|               |  |
   |        |      (w/ Optional Refresh Token) +---------------+  |
   |        |                                                 ----+
   |        |                                                 ----+
   |        |                                  +---------------+  |
   |        |                                  |               |  |OAuth
   |        |--(E)------ Access Token -------->|    Resource   |  |over
   |        |                                  |     Server    |  |SASL/
   |        |<-(F)---- Protected Resource -----|               |  |GSS-
   |        |                                  |               |  |API
   +--------+                                  +---------------+  |
                                                              ----+
]]></artwork>
        </figure>
      </t>

    </section>

    <!-- ******************************************************************** -->

    <section anchor="terminology" title="Terminology">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",
        "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in
	<xref target="RFC2119"/>.</t>
      <t>The reader is assumed to be familiar with the terms used in the OAuth 2.0 specification <xref
          target="I-D.ietf-oauth-v2"/>.</t>
      <t>In examples, "C:" and "S:" indicate lines sent by the client and server respectively. Line
        breaks have been inserted for readability.</t>
      <t>Note that the IMAP SASL specification requires base64 encoding message, not this memo.</t>
    </section>

    <!-- ******************************************************************** -->

    <section anchor="SASL-OAUTH" title="OAuth SASL Mechanism Specifications">

      <t>SASL is used as a generalized authentication method in a variety of application layer protocols. This
        document defines the following SASL mechanisms for usage with OAuth:

	<list><t>
	<list style="hanging">
	  <t hangText="OAUTHBEARER">Authorization using Bearer tokens.
	     </t>
	  <t hangText="OAUTH10A">Authorization using OAuth 1.0a tokens.
	     </t>
	  <t hangText="OAUTH10A-PLUS">Adds channel binding <xref target="RFC5056"/> capability 
		to OAUTH10A for additional security guarantees.
	     </t>
	</list>
	</t></list>

	Any new OAuth token scheme MAY define a new SASL mechanism compatible with the 
	mechanisms defined here by simply registering the new name(s) and citing this
	specification for the further definition.  New channel binding enabled "-PLUS"
	mechanisms defined in this way MUST include message integrity protection.  A 
	newly defined mechanism would also need to register a new GS2 OID.
     </t>

     <t>These mechanisms are client initiated and lock-step, the server always replying to a client 
	message.  In the case where the client has and correctly uses a valid token the flow is:

	<list style="symbols">
	  <t>Client sends a valid and correct initial client response.
	     </t>
	  <t>Server responds with a successful authentication.
	   	  </t>
	</list>

	In the case where authorization fails the server sends an error result, then client MUST
	then send an additional message to the server in order to allow the server to finish the
	exchange.  Some protocols and common SASL implementations do not support both sending a SASL
	message and finalizing a SASL negotiation, the additional client message in the error case
	deals with this problem.  This exchange is:

	<list style="symbols">
		<t>Client sends an invalid initial client response.</t>
		<t>Server responds with an error message. </t>
		<t>Client sends a dummy client reponse.</t>
		<t>Server fails the authentication.</t>
	</list>

	
	</t>



      <section title="Initial Client Response">
        <t>Client responses are a key/value pair sequence.  The initial client response
	includes a gs2-header as defined in GS2 <xref target="RFC5801"/>, which carries the 
	authorization ID. These key/value pairs carry the equivalent values from 
        an HTTP context in order to be able to complete an OAuth style HTTP authorization.  
	The ABNF <xref target="RFC5234"/> syntax is:
	</t>
	<t>
        <figure>
          <artwork>
            <![CDATA[
  kvsep          = %x01
  key            = 1*ALPHA
  value          = *(VCHAR | SP | HTAB | CR | LF )
  kvpair         = key "=" value kvsep
  client_resp    = 0*kvpair kvsep
  ;; gs2-header  = As defined in GSS-API
  initial_client_resp = gs2-header kvsep client_resp
]]></artwork>
        </figure>
	</t>
	<t>The following  key/value pairs are defined in the client response: 
	</t>
	<t><list><t>
	  <list style="hanging">
            <t hangText="auth (REQUIRED):">The payload of the HTTP Authorization header
					   for an equivalent HTTP OAuth authroization.</t>
            <t hangText="host:">Contains the host name to which the client connected.</t>
            <t hangText="port:">Contains the port number represented as a
				decimal positive integer string without leading zeros 
				to which the client connected.</t>
	    <t hangText="qs:">The HTTP query string.  In non-channel binding mechanisms 
		this is reserved, the client SHOUD NOT send it, and has the default value 
		of "".  In "-PLUS" variants this carries 
		a single key value pair "cbdata" for the channel binding data payload formatted 
		as an HTTP query string.
		</t>
          </list>
        </t></list>
	</t>
	<t>In authorization schemes that use signatures, the client MUST send host and
	port number key/values, and the server MUST fail an authorization request requiring
	signatures that does not have host and port values.  For authorization schemes 
	that require a URI scheme as part of the data being signed "http" is always used. In 
	OAuth 1.0a for example, the signature base string includes the reconstructed HTTP
	URL.
	</t>

	<section title="Reserved Key/Values">
	  <t> In these mechanisms values for path, query string and post body are 
	  assigned default values.  OAuth authorization schemes MAY define usage of
	  these in the SASL context and extend this specification.  For OAuth
	  schemes that use request signatures the default values MUST be used unless
	  explict values are provided in the client response.  The following key
	  values are reserved for future use: 

	    <list><t>
		<list style="hanging">
		  <t hangText="mthd (RESERVED):">HTTP method for use in signatures, the default value is "POST".
		  </t>
		  <t hangText="path (RESERVED):">HTTP path data, the default value is "/".
		  </t>
		  <t hangText="post (RESERVED):">HTTP post data, the default value is "".
		  </t>
		</list>
	    </t></list>
	  </t>
	</section>

	<section title="Use of the gs2-header">
	  <t>The OAuth scheme related mechanisms are also GSS-API mechanisms, see 
		<xref target="GSSAPI-OAUTH" /> for further detail.
   		  The gs2-header is used as follows:

		<list style="symbols">
		  <t>The "gs2-nonstd-flag" MUST NOT be present.
		  </t>
		  <t>The "gs2-authzid" carries the authorization identity as
		     specified in [RFC5801].  If present the application MUST determine 
		     whether access is granted for the identity asserted in the 
		     OAuth credential, if it does not the server
		     MUST fail the negotiation.
		  </t>
		</list>

	    In the non "-PLUS" mechanisms the "gs2-cb-flag" MUST be set to "n" because 
		channel-binding [RFC5056] data is not expected. 
		In the OAUTH10A-PLUS mechanism (or other -PLUS variants based on this specification)
		the "gs2-cb-flag" MUST be set appropriately by the client.
	    </t>

	</section>

      </section>

      <section title="Server's Response">
        <t>The server validates the response per the specification for the authorization
        scheme used. If the authorization scheme used includes signing of the request
        parameters the client must provide a client response  that satisfies
	the data requirements for the scheme in use.  
	</t>

 	<t>In a "-PLUS" mechanism the server examines the channel binding data,
        extracts the channel binding unique prefix, and extracts the raw channel biding
        data based on the channel binding type used.  It then computes it's own copy of
        the channel binding payload and compares that to the payload sent by the client in
        the cbdata key/value.  Those two must be equal for channel binding to succeed.
	</t>

        <t> The server responds to a successfully verified client message by completing the SASL
        negotiation. The authenticated identity reported by the mechanism is the 
	identity which the mechanism has securely established for 
	the client with the OAuth credential.
	</t>
        
          <section title="Mapping to SASL Identities">
	     <t>Note that the semantics of the authz-id are specified by the SASL framework 
		<xref target="RFC4422"/>.  A SASL application is, of course, free to apply 
		mappings of the OAuth authcid to authz-ids as per-SASL, and it is free to apply 
		mappings common to non-SASL OAuth applications.  
		</t>
	     <t>Some OAuth schemes can carry both a user identity and a "proxy" identity,
		for example an OAuth 1.0a <xref target="RFC5849"/> 
		mechanism where the consumer key (oauth_consumer_key) identifies the entity 
		using the token and the token itself identifies the user.  If both identities
		are needed by an application the developer will need to provide a way to 
		communicate that from the SASL mechanism back to the application such as 
		a GS2 <xref target="RFC2473"/> named type like GSS_C_NT_USER_NAME or 
		a comparable newly defined GS2 attribute.
	     </t>
           </section>
          <section title="Canonicalization">
	     <t>The identity asserted by the OAuth authorization server is canonical for display.
		The server MAY provide a different canonical form based on local data.
	     </t>
           </section>

      <section title="Server response to failed authentication.">

	<t>For a failed authentication the server returns a JSON <xref target="RFC4627"/> 
	formatted error result, and fails the authentication.  The error result consists 
	of the following values:

	<list><t>
          <list style="hanging">
            <t hangText="status (REQUIRED):">The authorization error code. Valid error codes are
				  defined in the IANA [[need registry name]] registry
				  specified in the OAuth 2 core specification. 
            </t>
	    <t hangText="scope (OPTIONAL):">An OAuth scope which is valid to access the service.
				  This may be empty which implies that unscoped tokens are required,
				  or a space separated list.  Use of a space separated list is 
				  NOT RECOMMENDED.
                  </t>
          </list>
        </t></list>

	If the resource server provides a scope the client SHOULD always request scoped
	tokens from the token endpoint.  The client MAY use a scope other than the one
	provided by the resource server.  Scopes other than those advertised by the
	resource server are be defined by the resource owner and provided in service
	documentation or discovery information (which is beyond the scope of this memo). 
        If not present then the client SHOULD presume an empty scope (unscoped token) is needed. 
	</t>

	<t>If channel binding is in use and the channel
	binding fails the server responds with a status code set to 412 to indicate that the channel
	binding precondition failed.  If the authentication scheme in use does not include
	signing the server SHOULD revoke the presented credential and the client SHOULD
        discard that credential.
	</t>
 
      </section>
      <section title="Completing an error message sequence.">
	<t> Section 3.6 of <xref target="RFC4422"/> explicitly prohibits additional information
  	in an unsuccessful authentication outcome.  Therefor, the error
  	message is sent in a normal message.  The client MUST then send an
  	additional client response consisting of a single %x01 (control A) character to 
	the server in order to allow the server to finish the exchange.
	</t>
      </section>

 </section>

      <section title="Use of Signature Type Authorization">
        <t>Some OAuth mechanisms support authorization using signatures, which requires that both client and
          server construct the string to be signed. OAuth 2 is designed for
          authentication/authorization to access specific URIs. SASL is designed for user authentication,
          and has no facility for being more specific. In this mechanism we require or
          define default values for the data elements from an HTTP request which allow the
	  signature base string to be constructed properly.

          The default HTTP path is "/" and the default post body is empty.  These atoms are 
	  defined as extension points so
          that no changes are needed if there is a revision of SASL which supports more
          specific resource authorization, e.g. IMAP access to a specific folder or FTP access
          limited to a specific directory. </t>

        <t> Using the example in the OAuth 1.0a specification 
        as a starting point, on an IMAP server running on port 143 and given
        the OAuth 1.0a style authorization request (with %x01 shown as ^A and line breaks added 
	for readability) below: 
	</t>

<t><figure>
            <artwork><![CDATA[
n,a=user@example.com^A
host=example.com^A
user=user@example.com^A
port=143^A
auth=OAuth realm="Example",
           oauth_consumer_key="9djdj82h48djs9d2",
           oauth_token="kkk9d7dh3k39sjv7",
           oauth_signature_method="HMAC-SHA1",
           oauth_timestamp="137131201",
           oauth_nonce="7d8f3e4a",
           oauth_signature="Tm90IGEgcmVhbCBzaWduYXR1cmU%3D"^A^A
]]></artwork>
          </figure>
        </t>

        <t>The signature base string would be constructed per the OAuth 1.0 
	specification <xref target="RFC5849" /> with the following things noted:
	<list style="symbols">
		<t>The method value is defaulted to POST.</t>
		<t>The scheme defaults to be "http", and any port number other than 80 is included.</t>
		<t>The path defaults to "/".</t>
		<t>The query string defaults to "".</t>
	</list>
	In this example the signature base string with line breaks added for 
	readability would be:
	</t>
	<t><figure> 
            <artwork><![CDATA[
POST&http%3A%2F%2Fexample.com:143%2F&oauth_consumer_key%3D9djdj82h4
8djs9d2%26oauth_nonce%3D7d8f3e4a%26oauth_signature_method%3DHMAC-SH
A1%26oauth_timestamp%3D137131201%26oauth_token%3Dkkk9d7dh3k39sjv7
]]></artwork>
          </figure>
        </t>
      </section>
      
      <section title="Channel Binding">

	<t>The channel binding data is carried in the "qs" (query string) key value pair
	formatted as a standard HTTP query parameter with the name "cbdata".  Channel 
	binding requires that the channel binding data be integrity protected 
	end-to-end in order to protect against man-in-the-middle attacks.  All authorization
	schemes offered with "-PLUS" mechanisms MUST provide integrity protection.  It
	should be noted that while the Bearer token scheme specifies SSL for normal usage it
	offers no integrity protection and is not suitable for use with channel binding.</t>

	<t>The channel binding data is computed by the client based on it's choice of
	preferred channel binding type.   As specified in <xref target="RFC5056"/>, the
	channel binding information MUST start with the channel binding unique prefix, followed
	by a colon (ASCII 0x3A), followed by a base64 encoded channel binding
	payload.  The channel binding payload is the raw data from the channel binding
	type.  For example, if the client is using tls-unique for channel binding then 
	the raw channel binding data is the TLS finished message as specified in section 3.1 of
	<xref target="RFC5929"/>. </t>
	
      </section>

    </section>

    <!-- ******************************************************************** -->

<section anchor="GSSAPI-OAUTH" title="GSS-API OAuth Mechanism Specification"> 

<t>Note: The normative references in this section are informational for SASL
   implementers, but they are normative for GSS-API implementers.</t>

<t>A SASL OAuth mechanism is also a GSS-API mechanism and the messages 
   described in <xref target="SASL-OAUTH"/> are the same with the following 
   changes to the GS2 related elements:
   <list style="numbers"> 
   <t>the GS2 header on the client's first message is excluded when used as 
      a GSS-API mechanism.
   </t>
   <t>the initial context token
   header is prefixed to the client's first authentication message
   (context token), as described in Section 3.1 of RFC 2743,
   </t>
   </list> 
   </t>

   <t>The GSS-API mechanism OIDs are:

      <list style="symbols">
	<t>OAUTHBEARER: [[TBD: IANA -- probably in the 1.3.6.1.5.5 tree]]</t>
	<t>OAUTH10A: [[TBD: IANA -- probably in the 1.3.6.1.5.5 tree]]</t>
      </list>
   </t>

   <t>OAuth mechanims security contexts always have the mutual_state flag
   (GSS_C_MUTUAL_FLAG) set to TRUE.  OAuth supports credential
   delegation, therefore security contexts may have the
   deleg_state flag (GSS_C_DELEG_FLAG) set to either TRUE or FALSE.
   </t>

   <t>The mutual authentication property of this mechanism relies on
   successfully comparing the TLS server identity with the negotiated
   target name.  Since the TLS channel is managed by the application
   outside of the GSS-API mechanism, the mechanism itself is unable to
   confirm the name while the application is able to perform this
   comparison for the mechanism.  For this reason, applications MUST
   match the TLS server identity with the target name, as discussed in
   <xref target="RFC6125"/>.</t>

   <t>OAuth mechanisms do not support per-message tokens or
   GSS_Pseudo_random.</t>

   <t>OAuth supports a standard generic name syntax for acceptors, such as
   GSS_C_NT_HOSTBASED_SERVICE (see <xref target="RFC2743"/>, Section 4.1).  
   These service names MUST be associated with the  "entityID" claimed by
   the RP.

   OAuth mechanisms support only a single name type for initiators:
   GSS_C_NT_USER_NAME.  GSS_C_NT_USER_NAME is the default name type.

   The query, display, and exported name syntaxes for OAuth principal
   names are all the same.  There is no OAuth-specific name syntax;
   applications SHOULD use generic GSS-API name types, such as
   GSS_C_NT_USER_NAME and GSS_C_NT_HOSTBASED_SERVICE (see <xref target="RFC2743"/>,

   Section 4).  The exported name token does, of course, conform to
   <xref target="RFC2743"/>, Section 3.2, but the "NAME" part of the token should be
   treated as a potential input string to the OAuth name normalization
   rules.
</t>

</section> 


    <!-- ******************************************************************** -->


    <section title="Examples">
      <t>These examples illustrate exchanges between an IMAP and SMTP clients and servers.</t>
      <t>Note to implementers:  Authorization scheme names are case insensitive.  One example
	uses "Bearer" but that could as easily be "bearer", "BEARER", or "BeArEr".
	</t>

      <section title="Successful Bearer Token Exchange">

        <t>This example shows a successful OAuth 2.0 bearer token exchange. Note that line 
	breaks are inserted for readability.</t>
        <t>
          <figure>
            <artwork><![CDATA[
S: * IMAP4rev1 Server Ready 
C: t0 CAPABILITY 
S: * CAPABILITY IMAP4rev1 AUTH=OAUTHBEARER
S: t0 OK Completed
C: t1 AUTHENTICATE OAUTHBEARER bixhPXVzZXJAZXhhbXBsZS5jb20BaG9zdD1zZX
      J2ZXIuZXhhbXBsZS5jb20BcG9ydD0xNDMBYXV0aD1CZWFyZXIgdkY5ZGZ0NHFtV
      GMyTnZiM1JsY2tCaGJIUmhkbWx6ZEdFdVkyOXRDZz09AQE=
S: t1 OK SASL authentication succeeded
]]></artwork>
          </figure>
        </t>
        <t>As required by IMAP <xref target="RFC3501"/>, the payloads are base64-encoded. The
          decoded initial client response (with %x01 represented as ^A and long lines
          wrapped for readability) is: 
	</t>
	<t><figure>
            <artwork><![CDATA[
n,a=user@example.com^Ahost=server.example.com^Aport=143^A
auth=Bearer vF9dft4qmTc2Nvb3RlckBhbHRhdmlzdGEuY29tCg==^A^A
]]></artwork>
          </figure>
        </t>
        <t>The same credential used in an SMTP exchange is shown below.
	Note that line breaks are inserted for readability, and that the 
	SMTP protocol terminates lines with CR and LF characters (ASCII values 
	0x0D and 0x0A), these are not displayed explicitly in the example.</t>
        <t>
          <figure>
            <artwork><![CDATA[
[connection begins]
S: 220 mx.example.com ESMTP 12sm2095603fks.9
C: EHLO sender.example.com
S: 250-mx.example.com at your service,[172.31.135.47]
S: 250-SIZE 35651584
S: 250-8BITMIME
S: 250-AUTH LOGIN PLAIN OAUTHBEARER
S: 250-ENHANCEDSTATUSCODES
S: 250-PIPELINING
C: t1 AUTHENTICATE OAUTHBEARER bixhPXVzZXJAZXhhbXBsZS5jb20BaG9zdD1zZX
      J2ZXIuZXhhbXBsZS5jb20BcG9ydD0xNDMBYXV0aD1CZWFyZXIgdkY5ZGZ0NHFtV
      GMyTnZiM1JsY2tCaGJIUmhkbWx6ZEdFdVkyOXRDZz09AQE=
S: 235 Authentication successful.
[connection continues...]
            ]]></artwork>
          </figure>
        </t>


      </section>

    <!-- ******************************************************************** -->
      <section title="OAuth 1.0a Authorization with Channel Binding">
        <t>This example shows channel binding in the context of an OAuth 1.0a signed
	authorization request. Note that line breaks are inserted for
        readability.</t>
        <t>
          <figure>
            <artwork><![CDATA[
S: * CAPABILITY IMAP4rev1 AUTH=OAUTH10A-PLUS SASL-IR IMAP4rev1 Server 
     Ready 
S: t0 OK Completed 
C: t1 AUTHENTICATE OAUTH10A-PLUS cCxhPXVzZXJAZXhhbXBsZS5jb20BaG9zdD1zZ
      XJ2ZXIuZXhhbXBsZS5jb20BcG9ydD0xNDMBYXV0aD1PQXV0aCByZWFsbT0iRXhhb
      XBsZSIsb2F1dGhfY29uc3VtZXJfa2V5PSI5ZGpkajgyaDQ4ZGpzOWQyIixvYXV0a
      F90b2tlbj0ia2trOWQ3ZGgzazM5c2p2NyIsb2F1dGhfc2lnbmF0dXJlX21ldGhvZ
      D0iSE1BQy1TSEExIixvYXV0aF90aW1lc3RhbXA9IjEzNzEzMTIwMSIsb2F1dGhfb
      m9uY2U9IjdkOGYzZTRhIixvYXV0aF9zaWduYXR1cmU9IlNTZHRJR0VnYkdsMGRHe
      GxJSFJsWVNCd2IzUXUiAXFzPWNiZGF0YT10bHMtdW5pcXVlOlNHOTNJR0pwWnlCc
      GN5QmhJRlJNVXlCbWFXNWhiQ0J0WlhOellXZGxQd289AQE=
S: t1 OK SASL authentication succeeded
]]></artwork>
          </figure>
        </t>
        <t>As required by IMAP <xref target="RFC3501"/>, the payloads are
      base64-encoded. The
          decoded initial client response (with %x01 represented as ^A and lines
          wrapped for readability) is: </t>
        <t>
          <figure>
            <artwork><![CDATA[
p,a=user@example.com^A
host=server.example.com^A
port=143^A
auth=OAuth realm="Example",
           oauth_consumer_key="9djdj82h48djs9d2",
           oauth_token="kkk9d7dh3k39sjv7",
           oauth_signature_method="HMAC-SHA1",
           oauth_timestamp="137131201",
           oauth_nonce="7d8f3e4a",
           oauth_signature="SSdtIGEgbGl0dGxlIHRlYSBwb3Qu"^A
qs=cbdata=tls-unique:SG93IGJpZyBpcyBhIFRMUyBmaW5hbCBtZXNzYWdlPwo=^A^A
]]></artwork>
          </figure>

	In this example the signature base string with line breaks added for 
	readability would be:
	</t>
	<t><figure> 
            <artwork><![CDATA[
POST&http%3A%2F%2Fserver.example.com:143%2F&cbdata=tls-unique:SG93I
GJpZyBpcyBhIFRMUyBmaW5hbCBtZXNzYWdlPwo=%26oauth_consumer_key%3D9djd
j82h48djs9d2%26oauth_nonce%3D7d8f3e4a%26oauth_signature_method%3DHM
AC-SHA1%26oauth_timestamp%3D137131201%26oauth_token%3Dkkk9d7dh3k39s
jv7
]]></artwork>
          </figure>
        </t>

      </section>


   <!-- ******************************************************************** -->

      <section title="Failed Exchange">
        <t>This example shows a failed exchange because of the empty Authorization header, which is
          how a client can query for the needed scope. Note that line breaks are inserted for
          readability.</t>
        <t>
          <figure>
            <artwork><![CDATA[
S: * CAPABILITY IMAP4rev1 AUTH=OAUTHBEARER SASL-IR IMAP4rev1 Server 
     Ready 
S: t0 OK Completed 
C: t1 AUTHENTICATE OAUTHBEARER bixhPXVzZXJAZXhhbXBsZS5jb20BaG9zdD
      1zZXJ2ZXIuZXhhbXBsZS5jb20BcG9ydD0xNDMBYXV0aD0BAQ==
S: + ewoic3RhdHVzIjoiNDAxIgoic2NvcGUiOiJleGFtcGxlX3Njb3BlIgp9
C: + AQ==
S: t1 NO SASL authentication failed
]]></artwork>
          </figure>
        </t>
        <t> The decoded initial client response is: </t>
        <t>
          <figure>
            <artwork><![CDATA[
n,a=user@example.com,^Ahost=server.example.com^A
port=143^Aauth=^A^A
            ]]></artwork>
          </figure>
        </t>
        <t> The decoded server error response is: </t>
        <t>
          <figure>
            <artwork><![CDATA[
{
"status":"401",
"scope":"example_scope"
}
            ]]></artwork>
          </figure>
        </t>
        <t>The client responds with the required dummy response.  
	</t>
      </section>

    <!-- ******************************************************************** -->
      <section title="Failed Channel Binding">
        <t>This example shows a channel binding failure in an empty request. 
        The channel binding information is empty.  Note that line breaks are inserted for
        readability.</t>
        <t>
          <figure>
            <artwork><![CDATA[
S: * CAPABILITY IMAP4rev1 AUTH=OAUTH10A-PLUS SASL-IR IMAP4rev1 Server 
     Ready 
S: t0 OK Completed 
C: t1 AUTHENTICATE OAUTH10A-PLUS cCxhPXVzZXJAZXhhbXBsZS5jb20BaG9z
     dD1zZXJ2ZXIuZXhhbXBsZS5jb20BcG9ydD0xNDMBYXV0aD0BY2JkYXRhPQEB
S: + ewoic3RhdHVzIjoiNDEyIiwKInNjb3BlIjoiZXhhbXBsZV9zY29wZSIKfQ==
C: + AQ==
S: t1 NO SASL authentication failed
]]></artwork>
          </figure>
        </t>
        <t> The decoded initial client response is: </t>
        <t>
          <figure>
            <artwork><![CDATA[
p,a=user@example.com,^Ahost=server.example.com^A
port=143^Aauth=^Acbdata=^A^A
            ]]></artwork>
          </figure>
        </t>
        <t> The decoded server response is: </t>
        <t>
          <figure>
            <artwork><![CDATA[
{
"status":"412",
"scope":"example_scope"
}
            ]]></artwork>
          </figure>
        </t>
        <t>The client responds with the required dummy response.  
	</t>
      </section>


    <!-- ******************************************************************** -->
      <section title="SMTP Example of a failed negotiation.">
        <t>This example shows an authorization failure in an SMTP exchange.  
	Note that line breaks are inserted for readability, and that the 
	SMTP protocol terminates lines with CR and LF characters (ASCII values 
	0x0D and 0x0A), these are not displayed explicitly in the example.</t>
        <t>
          <figure>
            <artwork><![CDATA[
[connection begins]
S: 220 mx.example.com ESMTP 12sm2095603fks.9
C: EHLO sender.example.com
S: 250-mx.example.com at your service,[172.31.135.47]
S: 250-SIZE 35651584
S: 250-8BITMIME
S: 250-AUTH LOGIN PLAIN OAUTHBEARER
S: 250-ENHANCEDSTATUSCODES
S: 250-PIPELINING
C: AUTH OAUTHBEARER bixhPT1zb21ldXNlckBleGFtcGxlLmNvbQFhdXRoPUJlYXJlciB2
       RjlkZnQ0cW1UYzJOdmIzUmxja0JoZEhSaGRtbHpkR0V1WTI5dENnPT0BAQ==
S: 334 eyJzdGF0dXMiOiI0MDEiLCJzY2hlbWVzIjoiYmVhcmVyIG1hYyIsInNjb3BlIjoia
       HR0cHM6Ly9tYWlsLmdvb2dsZS5jb20vIn0K
C: AQ==
S: 535-5.7.1 Username and Password not accepted. Learn more at
S: 535 5.7.1 http://support.example.com/mail/oauth
[connection continues...]
            ]]></artwork>
          </figure>
        </t>
        <t>The server returned an error message in the 334 SASL message, the
	client responds with the required dummy response, and 
	the server finalizes the negotiation.
	</t>
      </section>


    <!-- ******************************************************************** -->

    </section>

    <!-- ******************************************************************** -->


    <section title="Security Considerations">
      <t> This mechanism does not provide a security layer, but does provide a provision for
        channel binding. The OAuth 2 specification <xref
          target="I-D.ietf-oauth-v2"/> allows for a variety of usages, and the security properties
        of these profiles vary. The usage of bearer tokens, for example, provide security features
        similar to cookies. Applications using this mechanism SHOULD exercise the same level of care
        using this mechanism as they would in using the SASL PLAIN mechanism. In
        particular, TLS 1.2 or an equivalent secure channel MUST be implemented and its
        usage is RECOMMENDED. 
	</t>
      <t> The channel binding in this mechanism has different properties based on the authentication
        scheme used.  The integrity guarantee for channel binding depends on the quality of the 
	guarantee in the the authorization scheme.
	</t>
      <t> It is possible that SASL will be authenticating a connection and the life of that 
        connection may outlast the life of the token used to authenticate
        it. This is a common problem in application protocols where connections are long-lived, and
        not a problem with this mechanism per se.  Servers MAY unilaterally disconnect
        clients in accordance with the application protocol.
	</t>
      <t>An OAuth credential is not equivalent to the password or primary account
        credential. There are protocols like  XMPP that allow actions like change
        password.  The server SHOULD ensure that actions taken in the authenticated
        channel are appropriate to the strength of the presented credential.
        </t>
      <t>Tokens have a lifetime associated with them. Reducing the lifetime of a
        token provides security benefits in the case that tokens leak. In addition a previously obtained
        token MAY be revoked or rendered invalid at any time. The client MAY request a new access token for each
        connection to a resource server, but it SHOULD cache and re-use access credentials that appear
        to be valid.</t>

    </section>

    <!-- ******************************************************************** -->

    <section title="IANA Considerations">
     <section title="SASL Registration">
      <t> The IANA is requested to register the following SASL profile: <list style="empty">
          <t>SASL mechanism profile: OAUTHBEARER</t>
          <t>Security Considerations: See this document</t>
          <t>Published Specification: See this document</t>
          <t>For further information: Contact the authors of this document.</t>
          <t>Owner/Change controller: the IETF</t>
          <t>Note: None</t>
        </list>
      </t>
      <t> The IANA is requested to register the following SASL profile: <list style="empty">
          <t>SASL mechanism profile: OAUTH10A</t>
          <t>Security Considerations: See this document</t>
          <t>Published Specification: See this document</t>
          <t>For further information: Contact the authors of this document.</t>
          <t>Owner/Change controller: the IETF</t>
          <t>Note: None</t>
        </list>
      </t>
      <t> The IANA is requested to register the following SASL profile: <list style="empty">
          <t>SASL mechanism profile: OAUTH10A-PLUS</t>
          <t>Security Considerations: See this document</t>
          <t>Published Specification: See this document</t>
          <t>For further information: Contact the authors of this document.</t>
          <t>Owner/Change controller: the IETF</t>
          <t>Note: None</t>
        </list>
      </t>
     </section>
     <section title="GSS-API Registration">
        <t>IANA is further requested to assign an OID for thESE GSS mechanismS
   in the SMI numbers registry, with the prefix of
   iso.org.dod.internet.security.mechanisms (1.3.6.1.5.5) and to
   reference this specification in the registry.</t>
    </section> 


    </section>

    <!-- ******************************************************************** -->
    <!-- ******************************************************************** -->

  </middle>

  <back>

    <references title="Normative References">
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.2473.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.2616.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.2617.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.3174.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.4422.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.4627.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5056.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5246.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5234.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5321.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5849.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5929.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5988.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.2743.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.5801.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.6125.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml3/reference.I-D.ietf-oauth-v2.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml3/reference.I-D.ietf-oauth-v2-bearer.xml' ?>
    </references>

    <references title="Informative References">
      <?rfc include='http://xml.resource.org/public/rfc/bibxml/reference.RFC.3501.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml3/reference.I-D.jones-appsawg-webfinger.xml' ?>
      <?rfc include='http://xml.resource.org/public/rfc/bibxml3/reference.I-D.ietf-oauth-v2-http-mac.xml' ?>
    </references>

    <section  title='Acknowlegements'>
	<t>
	The authors would like to thank the members of the Kitten working group, and in 
	addition and specifically:  Simon Josefson, Torsten Lodderstadt, Ryan Troll, and Nico Williams.
	</t>
    </section>
    <section  title='Document History'>
      <t>
        [[ to be removed by RFC editor before publication as an RFC ]]
      </t>


      <t>
        -07
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Struck the MUST langiage from authzid.
          </t>
          <t>
          </t>
        </list>
      </t>

      <t>
        -06
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Removed the user field.  Fixed the examples again.
          </t>
          <t>Added canonicalization language.
          </t>
          <t>
          </t>
        </list>
      </t>

      <t>
        -05
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Fixed the GS2 header language again.
          </t>
          <t>
	  Separated out different OAuth schemes into different SASL mechanisms.  Took out the 
	  scheme in the error return.  Tuned up the IANA registrations.
          </t>
          <t>
	  Added the user field back into the SASL message.
          </t>
          <t>
	  Fixed the examples (again).
          </t>
          <t>
          </t>
        </list>
      </t>

      <t>
        -04
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Changed user field to be carried in the gs2-header, and made gs2 header explicit in all cases.
          </t>
          <t>
	  Converted MAC examples to OAuth 1.0a.  Moved MAC to an informative reference.
          </t>
          <t>
	  Changed to sending an empty client response (single control-A) as the second message of a failed sequence.
          </t>
          <t>
	  Fixed channel binding prose to refer to the normative specs and removed the hashing of large channel 
	  binding data, which brought mroe problems than it solved.
          </t>
          <t>
	  Added a SMTP examples for Bearer use case.
          </t>
        </list>
      </t>

      <t>
        -03
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Added user field into examples and fixed egregious errors there as well.
          </t>
          <t>
	  Added text reminding developers that Authorization scheme names are case insensitive.
          </t>
        </list>
      </t>

      <t>
        -02
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Added the user data element back in.
          </t>
          <t>
	  Minor editorial changes.
          </t>
        </list>
      </t>

      <t>
        -01
      </t>
      <t>
        <list style='symbols'>
          <t>
	  Ripping out discovery.  Changed to refer to I-D.jones-appsawg-webfinger instead
      of WF and SWD older drafts.
          </t>
          <t>
	  Replacing HTTP as the message format and adjusted all examples.
          </t>
        </list>
      </t>

      <t>
        -00
      </t>
      <t>
        <list style='symbols'>
          <t>
	    Renamed draft into proper IETF naming format now that it's adopted.
          </t>
          <t>
	    Minor fixes.
          </t>
        </list>
      </t>
    </section>


  </back>
</rfc>

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