One document matched: draft-ietf-iri-comparison-02.xml
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<front>
<title abbrev="IRI Comparison">Comparison, Equivalence and Canonicalization of Internationalized Resource Identifiers</title>
<author initials="L." surname="Masinter" fullname="Larry Masinter">
<organization>Adobe</organization>
<address>
<postal>
<street>345 Park Ave</street>
<city>San Jose</city>
<region>CA</region>
<code>95110</code>
<country>U.S.A.</country>
</postal>
<phone>+1-408-536-3024</phone>
<email>masinter@adobe.com</email>
<uri>http://larry.masinter.net</uri>
</address>
</author>
<author initials="M.J." surname="Duerst" fullname='Martin Duerst'>
<!-- (Note: Please write "Duerst" with u-umlaut wherever
possible, for example as "Dürst" in XML and HTML) -->
<organization abbrev="Aoyama Gakuin University">Aoyama Gakuin University</organization>
<address>
<postal>
<street>5-10-1 Fuchinobe</street>
<city>Sagamihara</city>
<region>Kanagawa</region>
<code>229-8558</code>
<country>Japan</country>
</postal>
<phone>+81 42 759 6329</phone>
<facsimile>+81 42 759 6495</facsimile>
<email>duerst@it.aoyama.ac.jp</email>
<uri>http://www.sw.it.aoyama.ac.jp/D%C3%BCrst/<!-- (Note: This is the percent-encoded form of an IRI)--></uri>
</address>
</author>
<date year="2012" />
<area>Applications</area>
<workgroup>Internationalized Resource Identifiers (iri)</workgroup>
<keyword>IRI</keyword>
<keyword>URL</keyword>
<keyword>Internationalized Resource Identifier</keyword>
<keyword>UTF-8</keyword>
<keyword>URI</keyword>
<keyword>URL</keyword>
<keyword>IDN</keyword>
<keyword>Equivalence</keyword>
<keyword>Normalization</keyword>
<keyword>Canonicalization</keyword>
<abstract>
<t>Internationalized Resource Identifiers (IRIs) are Unicode
strings used to identify resources on the Internet. Applications
that use IRIs often define a means of comparing IRIs to
determine when two IRIs are equivalent for the purpose of that
application. Some applications also define a method for
canonicalizing an IRI -- translating one IRI into another which
is equivalent under the comparison method used.</t>
<t>This document gives guidelines and best practices for
defining and using IRI comparison and canonicalization
methods.</t>
<t>Comparison methods are used to determine equivalence. As URIs
are a subset of IRIs, the guidelines apply to URI comparison as
well.</t>
</abstract>
</front>
<middle>
<section title="Introduction">
<t>Internationalized Resource Identifiers (IRIs) are Unicode strings
used to identify resources on the Internet. Applications that use IRIs
often define a means of comparing IRIs to determine when two IRIs are
equivalent for the purpose of that application. Some applications also
define a method for canonicalizing an IRI -- translating one IRI into
another which is equivalent under the comparison method used.</t>
<t>This document gives guidelines and best practices for defining and
using IRI comparison and canonicalization methods.</t>
<t>As every URI is also an IRI, the comparison and canonicalization
methods also apply to URIs.</t>
<t>IRI comparison is expected to determine whether two IRIs are
equivalent without using the IRIs to access their respective
resource(s). For example, comparisons are performed whenever a
response cache is accessed, a browser checks its history to color a
link, or an XML parser processes tags within a namespace. </t>
<t>Comparison for equivalence is often accomplished by
canonicalization: (sometimes called normalization): a process for
converting data that has more than one possible representation into a
"standard", "normal", or "canonical" form. Extensive canonicalization
prior to comparison of IRIs may be used by spiders and indexing
engines to prune a search space or reduce duplication of request
actions and response storage.</t>
<t>IRI comparison is performed for some particular purpose. Protocols
or implementations that compare IRIs for different purposes will often
be subject to differing design trade-offs in regards to how much
effort should be spent in reducing aliased identifiers. This document
describes various methods that may be used to compare IRIs, the
trade-offs between them, and the types of applications that might use
them.</t>
</section> <!-- Introduction -->
<section title="General guidelines">
<t>Because IRIs exist to identify resources, one might expect two IRIs
to be considered equivalent when they identify the same
resource. However, this definition of equivalence is not of much
practical use, as there is in general no way for an implementation to
compare two resources to determine if they are "the same" unless it
has full knowledge or control of them. Comparison methods for IRIs are
generally based strictly on examining the characters that make up the
IRI, without performing any network access.</t>
<t>We use the terms "different" and "equivalent" to describe the
possible outcomes of such comparisons, but there are many
application-dependent versions of equivalence.</t>
<t>Even when it is possible to determine that two IRIs are equivalent,
IRI comparison is not sufficient to determine whether two IRIs
identify different resources. For example, an owner of two different
domain names could decide to serve the same resource from both,
resulting in two different IRIs. For this reason, false negatives
(e.g., returning "different" even with the resources are "the same")
cannot be completely avoided. Comparison methods often try to minimize
false negatives while strictly avoiding false positives. However, in
some cases (such as cache invalidation), false negatives are more
harmful than false positives.</t>
<t>A comparison method for determining equivalence might have
multiple values, for example, returning "equivalent", "different",
or "equivalence cannot be determined". </t>
<t>Multiple canonicalization (normalizations) methods might be
defined, where sequential application of each results in greater
sets of equivalent values. </t>
<t>In testing for equivalence, applications should not directly
compare relative references; the references should be converted to
their respective target IRIs before comparison. [[ref 3987bis]]</t>
<t>Some IRIs contain fragment identifiers. In general, the equivalence
of two IRIs is determined first by comparing the IRIs without any
fragment identifiers, and then (if appropriate) the fragment
components (if any) compared.</t>
<t>Some applications (such as XML namespaces) use IRIs as identity
tokens without any relationship to acessing the resources. Those
applications use the Simple String Comparison (see <xref
target="stringcomp"></xref>).</t>
</section>
<section title="Preparation for Comparison">
<t>Any kind of IRI comparison REQUIRES that any additional contextual
processing is first performed, including undoing higher-level
escapings or encodings in the protocol or format that carries an
IRI. This preprocessing is usually done when the protocol or format is
parsed.</t>
<t>NOTE: This document has not yet been updated to use in-line
Unicode examples.</t>
<t>Examples of such escapings or encodings are entities and
numeric character references in <xref target="HTML4"></xref> and
<xref target="XML1"></xref>. As an example,
"http://example.org/rosé" (in HTML),
"http://example.org/rosé" (in HTML or XML), and
<vspace/>"http://example.org/rosé" (in HTML or XML) are
all resolved into what is denoted in this document (see
'Notation' section of <xref target="RFC3987bis" />) as
"http://example.org/rosé" (the "é" here
standing for the actual e-acute character, to compensate for the
fact that this document cannot contain non-ASCII
characters).</t>
<t>An IRI is a sequence of Unicode characters. IRIs are sometimes
represented in documents as sequences of bytes in a charset, either
Unicode-based (UTF-8) or using some other character encoding
(e.g., ISO-8859-1). Before comparing two such sequences, they
must both be converted into sequences of Unicode characters.</t>
<t>Similarly, encodings such as Transfer Codings in HTTP (see <xref
target="RFC2616"></xref>) and Content Transfer Encodings in MIME
(<xref target="RFC2045"></xref>) must be unencoded. In these cases,
the encoding is based not on characters but on octets, and additional
care is required to make sure that characters, and not just arbitrary
octets, are compared (see <xref target="stringcomp"></xref>.</t>
</section> <!-- preparation -->
<section title="Comparison Hierarchy" anchor="hierarchy">
<t>In practice, a variety of methods are used to test IRI
equivalence. These methods generally fall into a range
distinguished by the amount of processing required and the
degree to which the probability of false negatives is
reduced. As noted above, false negatives cannot be
eliminated. In practice, their probability can be reduced, but
this reduction requires more processing and is not
cost-effective for all applications.</t>
<t>The following discussion starts with comparison methods that
are cheap but have a relatively higher chance of producing false
negatives, and proceeding to those that have higher
computational cost and lower risk of false negatives.</t>
<section title="Simple String Comparison" anchor="stringcomp">
<t>If two IRIs (when considered as strings of Unicode
characters) are identical, then it is safe to conclude that
they are equivalent. This type of equivalence test has very
low computational cost and is in wide use in a variety of
applications, particularly in the domain of parsing. It is
also used when a definitive answer to the question of IRI
equivalence is needed that is independent of the scheme used
and that can be calculated quickly and without accessing a
network. An example of such a case is XML Namespaces (<xref
target="XMLNamespace"></xref>).</t>
<t>Testing strings for equivalence requires some basic
precautions. This procedure is often referred to as
"bit-for-bit" or "byte-for-byte" comparison, which is
potentially misleading. Testing strings for equality is
normally based on pair comparison of the characters that make
up the strings, starting from the first and proceeding until
both strings are exhausted and all characters are found to be
equal, until a pair of characters compares unequal, or until
one of the strings is exhausted before the other.</t>
<t>This character comparison requires that each pair of
characters be put in comparable encoding form. For example,
should one IRI be stored in a byte array in UTF-8 encoding
form and the second in a UTF-16 encoding form, bit-for-bit
comparisons applied naively will produce errors. It is better
to speak of equality on a character-for-character rather than
on a byte-for-byte or bit-for-bit basis. In practical terms,
character-by-character comparisons should be done codepoint by
codepoint after conversion to a common character encoding
form.
When comparing character by character, the comparison function
MUST NOT map IRIs to URIs, because such a mapping would create
additional spurious equivalences. It follows that an IRI
SHOULD NOT be modified when being transported if there is any
chance that this IRI might be used in a context that uses
Simple String Comparison.</t>
<t>False negatives are caused by the production and use of IRI
aliases. Unnecessary aliases can be reduced, regardless of the
comparison method, by consistently providing IRI references in
a canonical form (after canonicalization is applied).</t>
<t>Protocols and data formats might limit some IRI comparisons
to simple string comparison, based on the theory that people
and implementations will, in their own best interest, be
consistent in providing IRI references, or at least be
consistent enough to negate any efficiency that might be
obtained from further canonicalization.</t>
</section> <!-- stringcomp -->
<section title="Syntax-Based Equivalence">
<figure><preamble>Implementations may use logic based on the
definitions provided by this specification to reduce the probability
of false negatives. This processing is moderately higher in cost than
character-for-character string comparison. For example, an application
using this approach could reasonably consider the following two IRIs
equivalent:</preamble>
<artwork>
example://a/b/c/%7Bfoo%7D/rosé
eXAMPLE://a/./b/../b/%63/%7bfoo%7d/ros%C3%A9
</artwork></figure>
<t>Web user agents, such as browsers, typically apply this
type of IRI equivalence when determining whether a cached
response is available. Syntax-based equivalence includes
such techniques as case equivalence, Unicode character
normalization, percent-encoding equivalence, and removal of
dot-segments.</t>
<section title="Case Equivalence">
<t>For all IRIs, the hexadecimal digits within a
percent-encoding triplet (e.g., "%3a" versus "%3A") are
case-insensitive and therefore should be considered
equivalent to forms which use uppercase letters for the
digits A-F.</t>
<t>When an IRI uses components of the generic syntax, the
component syntax equivalence rules always apply; namely,
that the scheme and US-ASCII only host are case insensitive
and therefore should be treated equivalent to lowercase. For
example, the URI "HTTP://www.EXAMPLE.com/" is equivalent to
"http://www.example.com/". Case equivalence for non-ASCII
characters in IRI components that are IDNs are discussed in
<xref target="schemecomp"></xref>. The other generic syntax
components are assumed to be case sensitive unless
specifically defined otherwise by the scheme.</t>
<t>Creating schemes that allow case-insensitive syntax
components containing non-ASCII characters should be
avoided. Case equivalence of non-ASCII characters can be
culturally dependent and is always a complex operation. The
only exception concerns non-ASCII host names for which the
character normalization includes a mapping step derived from
case folding.</t>
</section> <!-- casenorm -->
<section title="Unicode Character Normalization" anchor="normalization">
<t>The Unicode Standard <xref target="UNIV6"></xref> defines
various equivalences between sequences of characters for
various purposes. Unicode Standard Annex #15 <xref
target="UTR15"></xref> defines various Normalization Forms
for these equivalences, in particular Normalization Form C
(NFC, Canonical Decomposition, followed by Canonical
Composition) and Normalization Form KC (NFKC, Compatibility
Decomposition, followed by Canonical Composition).</t>
<t>IRIs already in Unicode MUST NOT be normalized before
parsing or interpreting. In many non-Unicode character
encodings, some text cannot be represented directly. For
example, the word "Vietnam" is natively written
"Việt Nam" (containing a LATIN SMALL LETTER E
WITH CIRCUMFLEX AND DOT BELOW) in NFC, but a direct
transcoding from the windows-1258 character encoding leads
to "Việt Nam" (containing a LATIN SMALL
LETTER E WITH CIRCUMFLEX followed by a COMBINING DOT
BELOW). Direct transcoding of other 8-bit encodings of
Vietnamese may lead to other representations.</t>
<t>Equivalence of IRIs MUST rely on the assumption that IRIs
are appropriately pre-character-normalized rather than apply
character normalization when comparing two IRIs. The
exceptions are conversion from a non-digital form, and
conversion from a non-UCS-based character encoding to a
UCS-based character encoding. In these cases, NFC or a
normalizing transcoder using NFC MUST be used for
interoperability. To avoid false negatives and problems with
transcoding, IRIs SHOULD be created by using NFC. Using NFKC
may avoid even more problems; for example, by choosing
half-width Latin letters instead of full-width ones, and
full-width instead of half-width Katakana.</t>
<t>As an example,
"http://www.example.org/résumé.html" (in
XML Notation) is in NFC. On the other hand,
"http://www.example.org/résumé.html"
is not in NFC.</t>
<t>The former uses precombined e-acute characters, and the
latter uses "e" characters followed by combining acute
accents. Both usages are defined as canonically equivalent
in <xref target="UNIV6"></xref>.</t>
<t><list style="hanging">
<t hangText="Note:">
Because it is unknown how a particular sequence of
characters is being treated with respect to character
normalization, it would be inappropriate to allow third
parties to normalize an IRI arbitrarily. This does not
contradict the recommendation that when a resource is
created, its IRI should be as character normalized as
possible (i.e., NFC or even NFKC). This is similar to
the uppercase/lowercase problems. Some parts of a URI
are case insensitive (for example, the domain name). For
others, it is unclear whether they are case sensitive,
case insensitive, or something in between (e.g., case
sensitive, but with a multiple choice selection if the
wrong case is used, instead of a direct negative
result). The best recipe is that the creator use a
reasonable capitalization and, when transferring the
URI, capitalization never be changed.</t></list></t>
<t>Various IRI schemes may allow the usage of
Internationalized Domain Names (IDN) <xref
target="RFC5890"/> either in the ireg-name part or
elsewhere. Character Normalization also applies to IDNs, as
discussed in <xref target="schemecomp"/>.</t>
</section> <!-- charnorm -->
<section title="Percent-Encoding Equivalence">
<t>The percent-encoding mechanism (Section 2.1 of <xref
target="RFC3986"></xref>) is a frequent source of variance
among otherwise identical IRIs. In addition to the case
equivalence issue noted above, some IRI producers
percent-encode octets that do not require percent-encoding,
resulting in IRIs that are equivalent to their nonencoded
counterparts. These IRIs should be compared by first decoding
any percent-encoded octet sequence that corresponds to an
unreserved character, as described in section 2.3 of <xref
target="RFC3986"></xref>.</t>
<t>For actual resolution, differences in percent-encoding
(except for the percent-encoding of reserved characters)
SHOULD always result in the same resource. For example,
"http://example.org/~user", "http://example.org/%7euser",
and "http://example.org/%7Euser", SHOULD resolve to the same
resource.</t>
<t>If this kind of equivalence is to be tested, the
percent-encoding of both IRIs to be compared first needs to
be aligned; for example, by converting both IRIs to URIs,
eliminating escape differences in the resulting URIs, and
making sure that the case of the hexadecimal characters in
the percent-encoding is always the same (preferably upper
case). If the IRI is to be passed to another application or
used further in some other way, its original form MUST be
preserved. The conversion described here should be
performed only for local comparison.</t>
</section> <!-- pctnorm -->
<section title="Path Segment Equivalence">
<t>The complete path segments "." and ".." are intended only
for use within relative references (Section 4.1 of <xref
target="RFC3986"></xref>) and are removed as part of the
reference resolution process (Section 5.2 of <xref
target="RFC3986"></xref>). However, some implementations
may incorrectly assume that reference resolution is not
necessary when the reference is already an IRI, and thus
fail to remove dot-segments when they occur in non-relative
paths. IRI comparison SHOULD remove dot-segments by
applying the remove_dot_segments algorithm to the path, as
described in Section 5.2.4 of <xref
target="RFC3986"></xref>.</t>
</section> <!-- pathnorm -->
</section> <!-- ladder -->
<section title="Scheme-Based Comparison" anchor="schemecomp">
<t>The syntax and semantics of IRIs vary from scheme to
scheme, as described by the defining specification for each
scheme. Implementations may use scheme-specific rules, at
further processing cost, to reduce the probability of false
negatives. For example, because the "http" scheme makes use of
an authority component, has a default port of "80", and
defines an empty path to be equivalent to "/", the following
four IRIs are equivalent:</t>
<figure><artwork>
http://example.com
http://example.com/
http://example.com:/
http://example.com:80/</artwork></figure>
<t>In general, an IRI that uses the generic syntax for
authority with an empty path should be equivalent to a path of
"/". Likewise, an explicit ":port", for which the port is
empty or the default for the scheme, is equivalent to one
where the port and its ":" delimiter are elided.</t>
<t>Another case where equivalence varies by scheme is in the
handling of an empty authority component or empty host
subcomponent. For many scheme specifications, an empty authority or
host is considered an error; for others, it is considered equivalent
to "localhost" or the end-user's host.</t>
<t>The presence of a missing component vs. one with an empty
string component in an IRI SHOULD NOT be treated as equivalent
unless explicitly defined as such by the scheme definition.
For example, the IRI "http://example.com/?" cannot be assumed
to be equivalent to any of the examples above; an empty query
component is NOT equivalent to a missing one. Likewise, the
presence or absence of delimiters within a userinfo
subcomponent is usually significant to its interpretation.
The fragment component is not subject to any scheme-based
equivalence; thus, two IRIs that differ only by the suffix
"#" are considered different regardless of the scheme.</t>
<t>Some IRI schemes allow the usage of Internationalized Domain
Names (IDN) <xref target='RFC5890'></xref> either in their ireg-name
part or elswhere. When in use in IRIs, those names SHOULD
conform to the definition of U-Label in <xref
target='RFC5890'></xref>. An IRI containing an invalid IDN cannot
successfully be resolved. For legibility purposes, they
SHOULD NOT be converted into ASCII Compatible Encoding (ACE).</t>
<t>Scheme-based comparison may also consider IDN components
and their conversions to punycode as equivalent. As an
example, "http://résumé.example.org" may be
considered equivalent to
"http://xn--rsum-bpad.example.org".</t><t>Other
scheme-specific equivalence rules are possible.</t>
</section> <!-- schemenorm -->
<section title="Protocol-Based Comparison">
<t>Substantial effort to reduce the incidence of false
negatives is often cost-effective for web
spiders. Consequently, they implement even more aggressive
techniques in IRI comparison. For example, if they observe
that an IRI such as</t>
<figure><artwork>
http://example.com/data</artwork></figure>
<t>redirects to an IRI differing only in the trailing slash</t>
<figure><artwork> http://example.com/data/</artwork></figure>
<t>they will likely regard the two as equivalent in the
future. This kind of technique is only appropriate when
equivalence is clearly indicated by both the result of
accessing the resources and the common conventions of their
scheme's dereference algorithm (in this case, use of
redirection by HTTP origin servers to avoid problems with
relative references).</t>
</section> <!-- protonorm -->
</section> <!-- equivalence -->
<section title="Security Considerations" anchor="security">
<t>The primary security difficulty comes from applications
choosing the wrong equivalence relationship, or two different
parties disagreeing on equivalence. This is especially a problem
when IRIs are used in security protocols.</t>
<t>Besides the large character repertoire of Unicode, reasons
for confusion include different forms of normalization and
different normalization expectations, use of percent-encoding
with various legacy encodings, and bidirectionality issues. See
also <xref target='UTR36'/>.</t>
</section><!-- security -->
<section title="Acknowledgements">
<t>This document was originally derived from <xref target="RFC3986"/>
and <xref target="RFC3987"/>, based on text contributed by Tim
Bray.</t>
</section>
</middle>
<back>
<references title="Normative References">
<reference anchor="RFC3987bis"
target="http://tools.ietf.org/id/draft-ietf-iri-3987bis">
<front>
<title>Internationalized Resource Identifiers (IRIs)</title>
<author initials="M." surname="Duerst"/>
<author initials="L." surname="Masinter" fullname="Larry Masinter"/>
<author initials="M." surname="Suignard"/>
<date year="2012"/>
</front>
</reference>
&rfc2119;
&rfc3490;
&rfc3491;
&rfc3629;
&rfc3986;
&rfc5890;
<reference anchor="UNIV6">
<front>
<title>The Unicode Standard, Version 6.0.0 (Mountain View, CA, The Unicode Consortium, 2011, ISBN 978-1-936213-01-6)</title>
<author><organization>The Unicode Consortium</organization></author>
<date year="2010" month="October"/>
</front>
</reference>
<reference anchor="UTR15" target="http://www.unicode.org/unicode/reports/tr15/tr15-23.html">
<front>
<title>Unicode Normalization Forms</title>
<author initials="M." surname="Davis" fullname="Mark Davis"><organization/></author>
<author initials="M.J." surname="Duerst" fullname="Martin Duerst"><organization/></author>
<date year="2008" month="March"/>
</front>
<seriesInfo name="Unicode Standard Annex" value="#15"/>
</reference>
</references>
<references title="Informative References">
<reference anchor="HTML4" target="http://www.w3.org/TR/html401/appendix/notes.html#h-B.2">
<front>
<title>HTML 4.01 Specification</title>
<author initials="D." surname="Raggett" fullname="Dave Raggett"><organization/></author>
<author initials="A." surname="Le Hors" fullname="Arnaud Le Hors"><organization/></author>
<author initials="I." surname="Jacobs" fullname="Ian Jacobs"><organization/></author>
<date year="1999" month="December" day="24"/>
</front>
<seriesInfo name="World Wide Web Consortium" value="Recommendation"/>
</reference>
&rfc2045;
&rfc3987;
&rfc2616;
<reference anchor="UTR36" target="http://unicode.org/reports/tr36/">
<front>
<title>Unicode Security Considerations</title>
<author initials="M." surname="Davis" fullname="Mark Davis"><organization/></author>
<author initials="M." surname="Suignard" fullname="Michel Suignard"><organization/></author>
<date year="2010" month="August" day="4"/>
</front>
<seriesInfo name="Unicode Technical Report" value="#36"/>
</reference>
<reference anchor="XML1" target="http://www.w3.org/TR/REC-xml">
<front>
<title>Extensible Markup Language (XML) 1.0 (Forth Edition)</title>
<author initials="T." surname="Bray" fullname="Tim Bray"><organization/></author>
<author initials="J." surname="Paoli" fullname="Jean Paoli"><organization/></author>
<author initials="C.M." surname="Sperberg-McQueen" fullname="C. M. Sperberg-McQueen">
<organization/></author>
<author initials="E." surname="Maler" fullname="Eve Maler"><organization/></author>
<author initials="F." surname="Yergeau" fullname="Francois Yergeau"><organization/></author>
<date day="16" month="August" year="2006"/>
</front>
<seriesInfo name="World Wide Web Consortium" value="Recommendation"/>
</reference>
<reference anchor="XMLNamespace" target="http://www.w3.org/TR/REC-xml-names">
<front>
<title>Namespaces in XML (Second Edition)</title>
<author initials="T." surname="Bray" fullname="Tim Bray"><organization/></author>
<author initials="D." surname="Hollander" fullname="Dave Hollander"><organization/></author>
<author initials="A." surname="Layman" fullname="Andrew Layman"><organization/></author>
<author initials="R." surname="Tobin" fullname="Richard Tobin"><organization></organization></author>
<date day="16" month="August" year="2006"/>
</front>
<seriesInfo name="World Wide Web Consortium" value="Recommendation"/>
</reference>
</references>
</back>
</rfc>
| PAFTECH AB 2003-2026 | 2026-04-23 05:27:27 |