One document matched: draft-ietf-ippm-testplan-rfc2680-05.xml


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<rfc category="info" docName="draft-ietf-ippm-testplan-rfc2680-05"
     ipr="pre5378Trust200902">
  <front>
    <title abbrev="Stds Track Tests RFC2680">Test Plan and Results for
    Advancing RFC 2680 on the Standards Track</title>

    <author fullname="Len Ciavattone" initials="L." surname="Ciavattone">
      <organization>AT&T Labs</organization>

      <address>
        <postal>
          <street>200 Laurel Avenue South</street>

          <city>Middletown</city>

          <region>NJ</region>

          <code>07748</code>

          <country>USA</country>
        </postal>

        <phone>+1 732 420 1239</phone>

        <facsimile/>

        <email>lencia@att.com</email>

        <uri/>
      </address>
    </author>

    <author fullname="Ruediger Geib" initials="R." surname="Geib">
      <organization>Deutsche Telekom</organization>

      <address>
        <postal>
          <street>Heinrich Hertz Str. 3-7</street>

          <!-- Reorder these if your country does things differently -->

          <code>64295</code>

          <city>Darmstadt</city>

          <region/>

          <country>Germany</country>
        </postal>

        <phone>+49 6151 58 12747</phone>

        <email>Ruediger.Geib@telekom.de</email>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <author fullname="Al Morton" initials="A." surname="Morton">
      <organization>AT&T Labs</organization>

      <address>
        <postal>
          <street>200 Laurel Avenue South</street>

          <city>Middletown</city>

          <region>NJ</region>

          <code>07748</code>

          <country>USA</country>
        </postal>

        <phone>+1 732 420 1571</phone>

        <facsimile>+1 732 368 1192</facsimile>

        <email>acmorton@att.com</email>

        <uri>http://home.comcast.net/~acmacm/</uri>
      </address>
    </author>

    <author fullname="Matthias Wieser" initials="M." surname="Wieser">
      <organization>Technical University Darmstadt</organization>

      <address>
        <postal>
          <street/>

          <!-- Reorder these if your country does things differently -->

          <code/>

          <city>Darmstadt</city>

          <region/>

          <country>Germany</country>
        </postal>

        <phone/>

        <email>matthias_michael.wieser@stud.tu-darmstadt.de</email>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <date day="3" month="April" year="2014"/>

    <abstract>
      <t>This memo proposes to advance a performance metric RFC along the
      standards track, specifically RFC 2680 on One-way Loss Metrics.
      Observing that the metric definitions themselves should be the primary
      focus rather than the implementations of metrics, this memo describes
      the test procedures to evaluate specific metric requirement clauses to
      determine if the requirement has been interpreted and implemented as
      intended. Two completely independent implementations have been tested
      against the key specifications of RFC 2680.</t>
    </abstract>

    <note title="Requirements Language">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119">RFC 2119</xref>.</t>
    </note>
  </front>

  <middle>
    <section title="Introduction">
      <t>The IETF (specifically the IP Performance Metrics working group, or
      IPPM) has considered how to advance their metrics along the standards
      track since 2001.</t>

      <t>The renewed work effort sought to investigate ways in which the
      measurement variability could be reduced and thereby simplify the
      problem of comparison for equivalence. As a result, there is consensus
      (captured in <xref target="RFC6576"/>) that equivalent results from
      independent implementations of metric specifications are sufficient
      evidence that the specifications themselves are clear and unambiguous;
      it is the parallel concept of protocol interoperability for metric
      specifications. The advancement process either produces confidence that
      the metric definitions and supporting material are clearly worded and
      unambiguous, OR, identifies ways in which the metric definitions should
      be revised to achieve clarity. It is a non-goal to compare the specific
      implementations themselves.</t>

      <t>The process also permits identification of options described in the
      metric RFC that were not implemented, so that they can be removed from
      the advancing specification (this is an aspect more typical of protocol
      advancement along the standards track).</t>

      <t>This memo's purpose is to implement the current approach for <xref
      target="RFC2680"/> and document the results.</t>

      <t>In particular, this memo documents consensus on the extent of
      tolerable errors when assessing equivalence in the results. In
      discussions, the IPPM working group agreed that test plan and procedures
      should include the threshold for determining equivalence, and this
      information should be available in advance of cross-implementation
      comparisons. This memo includes procedures for same-implementation
      comparisons to help set the equivalence threshold.</t>

      <t>Another aspect of the metric RFC advancement process is the
      requirement to document the work and results. The procedures of <xref
      target="RFC2026"/> are expanded in<xref target="RFC5657"> </xref>,
      including sample implementation and interoperability reports. This memo
      follows the template in <xref target="RFC6808"/> for the report that
      accompanies the protocol action request submitted to the Area Director,
      including description of the test set-up, procedures, results for each
      implementation, and conclusions.</t>

      <t>The conclusion reached is that <xref target="RFC2680"/> should be
      advanced on the Standards Track with modifications. The revised text of
      RFC 2680bis is ready for review <xref
      target="I-D.morton-ippm-2680-bis"/>, but awaits work-in progress to
      update the IPPM Framework <xref target="RFC2330"/>. Therefore, this memo
      documents the information to support <xref target="RFC2680"/>
      advancement, and the approval of RFC2680bis is left for future
      action.</t>

      <section title="RFC 2680 Coverage">
        <t>This plan is intended to cover all critical requirements and
        sections of <xref target="RFC2680"/>.</t>

        <t>Note that there are only five instances of the requirement term
        "MUST" in <xref target="RFC2680"/> outside of the boilerplate and
        <xref target="RFC2119"/> reference.</t>

        <t>Material may be added as it is "discovered" (apparently, not all
        requirements use requirements language).</t>
      </section>
    </section>

    <section title="A Definition-centric metric advancement process">
      <t>The process described in Section 3.5 of <xref target="RFC6576"/>
      takes as a first principle that the metric definitions, embodied in the
      text of the RFCs, are the objects that require evaluation and possible
      revision in order to advance to the next step on the standards track.
      This memo follows that process.</t>
    </section>

    <section title="Test configuration">
      <!--Define "WIPM" acronymn-->

      <t>One metric implementation used was NetProbe version 5.8.5 (an earlier
      version is used in the WIPM system and deployed world-wide <xref
      target="WIPM"/>). NetProbe uses UDP packets of variable size, and can
      produce test streams with Periodic <xref target="RFC3432"/> or Poisson
      <xref target="RFC2330"/> sample distributions.</t>

      <t>The other metric implementation used was Perfas+ version 3.1,
      developed by Deutsche Telekom <xref target="Perfas"/>. Perfas+ uses UDP
      unicast packets of variable size (but also supports TCP and multicast).
      Test streams with periodic, Poisson, or uniform sample distributions may
      be used.</t>

      <t>Figure 1 shows a view of the test path as each Implementation's test
      flows pass through the Internet and the L2TPv3 tunnel IDs (1 and 2),
      based on Figure 1 of <xref target="RFC6576"/>.</t>

      <t><figure align="center" anchor="L2TPv3_tunnel">
          <preamble/>

          <artwork align="center"><![CDATA[        +------------+                                +------------+
        |   Imp 1    |           ,---.                |    Imp 2   |  
        +------------+          /     \    +-------+  +------------+  
          | V100 ^ V200        /       \   | Tunnel|   | V300  ^ V400
          |      |            (         )  | Head  |   |       |
         +--------+  +------+ |         |__| Router|  +----------+
         |Ethernet|  |Tunnel| |Internet |  +---B---+  |Ethernet  |
         |Switch  |--|Head  |-|         |      |      |Switch    |
         +-+--+---+  |Router| |         |  +---+---+--+--+--+----+
           |__|      +--A---+ (         )  |Network|     |__|     
                               \       /   |Emulat.|         
         U-turn                 \     /    |"netem"|     U-turn 
         V300 to V400            `-+-'     +-------+     V100 to V200        

     
       
        Implementations                  ,---.       +--------+
                            +~~~~~~~~~~~/     \~~~~~~| Remote |
         +------->-----F2->-|          /       \     |->---.  |
         | +---------+      | Tunnel  (         )    |     |  |  
         | | transmit|-F1->-|   ID 1  |         |    |->.  |  |
         | | Imp 1   |      +~~~~~~~~~|         |~~~~|  |  |  |
         | | receive |-<--+           |         |    | F1  F2 |
         | +---------+    |           |Internet |    |  |  |  |
         *-------<-----+  F1          |         |    |  |  |  |
           +---------+ |  | +~~~~~~~~~|         |~~~~|  |  |  |
           | transmit|-*  *-|         |         |    |<-*  |  |
           | Imp 2   |      | Tunnel  (         )    |     |  |
           | receive |-<-F2-|   ID 2   \       /     |<----*  |     
           +---------+      +~~~~~~~~~~~\     /~~~~~~| Switch |
                                         `-+-'       +--------+
        ]]></artwork>

          <postamble>Illustrations of a test setup with a bi-directional
          tunnel. The upper diagram emphasizes the VLAN connectivity and
          geographical location (where "Imp #" is the sender and receiver of
          implementation 1 or 2, either Perfas+ and NetProbe in this test).
          The lower diagram shows example flows traveling between two
          measurement implementations. For simplicity only two flows are
          shown, and netem is omitted (it would appear before or after the
          Internet, depending on the flow).</postamble>
        </figure></t>

      <t>The testing employs the Layer 2 Tunnel Protocol, version 3 (L2TPv3)
      <xref target="RFC3931"/> tunnel between test sites on the Internet. The
      tunnel IP and L2TPv3 headers are intended to conceal the test equipment
      addresses and ports from hash functions that would tend to spread
      different test streams across parallel network resources, with likely
      variation in performance as a result.</t>

      <t>At each end of the tunnel, one pair of VLANs encapsulated in the
      tunnel are looped-back so that test traffic is returned to each test
      site. Thus, test streams traverse the L2TP tunnel twice, but appear to
      be one-way tests from the test equipment point of view.</t>

      <t>The network emulator is a host running Fedora 14 Linux <xref
      target="Fedora"/> with IP forwarding enabled and the "netem" Network
      emulator as part of the Fedora Kernel 2.6.35.11 <xref target="netem"/>
      loaded and operating. The standard kernel is "tickless" replacing the
      previous periodic timer (250HZ, with 4ms uncertainty) interrupts with
      on-demand interrupts. Connectivity across the netem/Fedora host was
      accomplished by bridging Ethernet VLAN interfaces together with "brctl"
      commands (e.g., eth1.100 <-> eth2.100). The netem emulator was
      activated on one interface (eth1) and only operates on test streams
      traveling in one direction. In some tests, independent netem instances
      operated separately on each VLAN. See the Appendix for more details.</t>

      <t>The links between the netem emulator host and router and switch were
      found to be 100baseTx-HD (100Mbps half duplex) as reported by "mii-tool"
      <xref target="mii-tool"/>, when testing was complete. Use of half duplex
      was not intended, but probably added a small amount of delay variation
      that could have been avoided in full duplex mode.</t>

      <t>Each individual test was run with common packet rates (1 pps, 10pps)
      Poisson/Periodic distributions, and IP packet sizes of 64, 340, and 500
      Bytes.</t>

      <t>For these tests, a stream of at least 300 packets was sent from
      source to destination in each implementation. Periodic streams (as per
      <xref target="RFC3432"/>) with 1 second spacing were used, except as
      noted.</t>

      <t>As required in Section 2.8.1 of <xref target="RFC2680"/>, packet
      Type-P must be reported. The packet Type-P for this test was IP-UDP with
      Best Effort DSCP. These headers were encapsulated according to the
      L2TPv3 specifications <xref target="RFC3931"/>, and thus may not
      influence the treatment received as the packets traversed the
      Internet.</t>

      <t>With the L2TPv3 tunnel in use, the metric name for the testing
      configured here (with respect to the IP header exposed to Internet
      processing) is:</t>

      <t>Type-IP-protocol-115-One-way-Packet-Loss-<StreamType>-Stream</t>

      <t>With (Section 3.2. <xref target="RFC2680"/>) metric parameters:</t>

      <t>+ Src, the IP address of a host (12.3.167.16 or 193.159.144.8)</t>

      <t>+ Dst, the IP address of a host (193.159.144.8 or 12.3.167.16)</t>

      <t>+ T0, a time</t>

      <t>+ Tf, a time</t>

      <t>+ lambda, a rate in reciprocal seconds</t>

      <t>+ Thresh, a maximum waiting time in seconds (see Section 2.8.2 of
      <xref target="RFC2680"/>) and (Section 3.8. <xref
      target="RFC2680"/>)</t>

      <t>Metric Units: A sequence of pairs; the elements of each pair are:</t>

      <t>+ T, a time, and</t>

      <t>+ L, either a zero or a one</t>

      <t>The values of T in the sequence are monotonically increasing. Note
      that T would be a valid parameter of *singleton*
      Type-P-One-way-Packet-Loss, and that L would be a valid value of
      Type-P-One-way-Packet Loss (see Section 2 of <xref
      target="RFC2680"/>).</t>

      <t>Also, Section 2.8.4 of <xref target="RFC2680"/> recommends that the
      path SHOULD be reported. In this test set-up, most of the path details
      will be concealed from the implementations by the L2TPv3 tunnels, thus a
      more informative path trace route can be conducted by the routers at
      each location.</t>

      <t>When NetProbe is used in production, a traceroute is conducted in
      parallel at the outset of measurements.</t>

      <t>Perfas+ does not support traceroute.</t>

      <t/>

      <t><figure>
          <preamble/>

          <artwork><![CDATA[IPLGW#traceroute 193.159.144.8

Type escape sequence to abort.
Tracing the route to 193.159.144.8

  1 12.126.218.245 [AS 7018] 0 msec 0 msec 4 msec
  2 cr84.n54ny.ip.att.net (12.123.2.158) [AS 7018] 4 msec 4 msec
    cr83.n54ny.ip.att.net (12.123.2.26) [AS 7018] 4 msec
  3 cr1.n54ny.ip.att.net (12.122.105.49) [AS 7018] 4 msec
    cr2.n54ny.ip.att.net (12.122.115.93) [AS 7018] 0 msec
    cr1.n54ny.ip.att.net (12.122.105.49) [AS 7018] 0 msec
  4 n54ny02jt.ip.att.net (12.122.80.225) [AS 7018] 4 msec 0 msec
    n54ny02jt.ip.att.net (12.122.80.237) [AS 7018] 4 msec
  5 192.205.34.182 [AS 7018] 0 msec
    192.205.34.150 [AS 7018] 0 msec
    192.205.34.182 [AS 7018] 4 msec
  6 da-rg12-i.DA.DE.NET.DTAG.DE (62.154.1.30) [AS 3320] 88 msec 88 msec
88 msec
  7 217.89.29.62 [AS 3320] 88 msec 88 msec 88 msec
  8 217.89.29.55 [AS 3320] 88 msec 88 msec 88 msec
  9  *  *  *
]]></artwork>

          <postamble>NetProbe Traceroute</postamble>
        </figure></t>

      <t>It was only possible to conduct the traceroute for the measured path
      on one of the tunnel-head routers (the normal trace facilities of the
      measurement systems are confounded by the L2TPv3 tunnel
      encapsulation).</t>
    </section>

    <section title="Error Calibration, RFC 2680">
      <t>An implementation is required to report calibration results on clock
      synchronization in Section 2.8.3 of <xref target="RFC2680"/> (also
      required in Section 3.7 of <xref target="RFC2680"/> for sample
      metrics).</t>

      <t>Also, it is recommended to report the probability that a packet
      successfully arriving at the destination network interface is
      incorrectly designated as lost due to resource exhaustion in Section
      2.8.3 of <xref target="RFC2680"/>.</t>

      <section title="Clock Synchronization Calibration">
        <t>For NetProbe and Perfas+ clock synchronization test results, refer
        to Section 4 of <xref target="RFC6808"/>.</t>
      </section>

      <section title="Packet Loss Determination Error">
        <t>Since both measurement implementations have resource limitations,
        it is theoretically possible that these limits could be exceeded and a
        packet that arrived at the destination successfully might be discarded
        in error.</t>

        <t>In previous test efforts <xref
        target="I-D.morton-ippm-advance-metrics"/>, NetProbe produced 6
        multicast streams with an aggregate bit rate over 53 Mbit/s, in order
        to characterize the 1-way capacity of a NISTNet-based emulator.
        Neither the emulator nor the pair of NetProbe implementations used in
        this testing dropped any packets in these streams.</t>

        <t>The maximum load used here between any 2 NetProbe implementations
        was 11.5 Mbit/s divided equally among 3 unicast test streams. We
        concluded that steady resource usage does not contribute error
        (additional loss) to the measurements.</t>
      </section>
    </section>

    <section title="Pre-determined Limits on Equivalence">
      <t>In this section, we provide the numerical limits on comparisons
      between implementations in order to declare that the results are
      equivalent and therefore, the tested specification is clear.</t>

      <t>A key point is that the allowable errors, corrections, and confidence
      levels only need to be sufficient to detect misinterpretation of the
      tested specification resulting in diverging implementations.</t>

      <t>Also, the allowable error must be sufficient to compensate for
      measured path differences. It was simply not possible to measure fully
      identical paths in the VLAN-loopback test configuration used, and this
      practical compromise must be taken into account.</t>

      <t>For Anderson-Darling K-sample (ADK) <xref target="ADK"/> comparisons,
      the required confidence factor for the cross-implementation comparisons
      SHALL be the smallest of:</t>

      <t><list style="symbols">
          <t>0.95 confidence factor at 1 packet resolution, or</t>

          <t>the smallest confidence factor (in combination with resolution)
          of the two same-implementation comparisons for the same test
          conditions (if the number of streams is sufficient to allow such
          comparisons).</t>
        </list></t>

      <t>For Anderson-Darling Goodness-of-Fit (ADGoF) <xref target="Radgof"/>
      comparisons, the required level of significance for the
      same-implementation Goodness-of-Fit (GoF) SHALL be 0.05 or 5%, as
      specified in Section 11.4 of <xref target="RFC2330"/>. This is
      equivalent to a 95% confidence factor.</t>
    </section>

    <section title="Tests to evaluate RFC 2680 Specifications">
      <t>This section describes some results from production network
      (cross-Internet) tests with measurement devices implementing IPPM
      metrics and a network emulator to create relevant conditions, to
      determine whether the metric definitions were interpreted consistently
      by implementors.</t>

      <t>The procedures are similar contained in Appendix A.1 of <xref
      target="RFC6576"/> for One-way Delay.</t>

      <section title="One-way Loss, ADK Sample Comparison">
        <t>This test determines if implementations produce results that appear
        to come from a common packet loss distribution, as an overall
        evaluation of Section 3 of <xref target="RFC2680"/>, "A Definition for
        Samples of One-way Packet Loss". Same-implementation comparison
        results help to set the threshold of equivalence that will be applied
        to cross-implementation comparisons.</t>

        <t>This test is intended to evaluate measurements in sections 2, 3,
        and 4 of <xref target="RFC2680"/>.</t>

        <t>By testing the extent to which the counts of one-way packet loss
        counts on different test streams of two <xref target="RFC2680"/>
        implementations appear to be from the same loss process, we reduce
        comparison steps because comparing the resulting summary statistics
        (as defined in Section 4 of <xref target="RFC2680"/>) would require a
        redundant set of equivalence evaluations. We can easily check whether
        the single statistic in Section 4 of <xref target="RFC2680"/> was
        implemented, and report on that fact.</t>

        <t><list style="numbers">
            <t>Configure an L2TPv3 path between test sites, and each pair of
            measurement devices to operate tests in their designated pair of
            VLANs.</t>

            <t>Measure a sample of one-way packet loss singletons with 2 or
            more implementations, using identical options and network emulator
            settings (if used).</t>

            <t>Measure a sample of one-way packet loss singletons with *four
            or more* instances of the *same* implementations, using identical
            options, noting that connectivity differences SHOULD be the same
            as for cross implementation testing.</t>

            <t>If less than ten test streams are available, skip to step
            7.</t>

            <t>Apply the ADK comparison procedures (see Appendix C of <xref
            target="RFC6576"/>) and determine the resolution and confidence
            factor for distribution equivalence of each same-implementation
            comparison and each cross-implementation comparison.</t>

            <t>Take the coarsest resolution and confidence factor for
            distribution equivalence from the same-implementation pairs, or
            the limit defined in Section 5 above, as a limit on the
            equivalence threshold for these experimental conditions.</t>

            <t>Compare the cross-implementation ADK performance with the
            equivalence threshold determined in step 5 to determine if
            equivalence can be declared.</t>
          </list></t>

        <t>The metric parameters varied for each loss test, and they are
        listed first in each sub-section below.</t>

        <t>The cross-implementation comparison uses a simple ADK analysis
        <xref target="Rtool"/> <xref target="Radk"/>, where all NetProbe loss
        counts are compared with all Perfas+ loss results.</t>

        <t>In the result analysis of this section:</t>

        <t><list style="symbols">
            <t>All comparisons used 1 packet resolution.</t>

            <t>No Correction Factors were applied.</t>

            <t>The 0.95 confidence factor (1.960 for cross-implementation
            comparison) was used.</t>
          </list></t>

        <section title="340B/Periodic Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 340 octets</t>

              <t>Periodic sampling at 1 packet per second</t>

              <t>Test duration = 1200 seconds (during April 7, 2011, EDT)</t>
            </list></t>

          <t>The netem emulator was set for 100ms constant delay, with 10%
          loss ratio. In this experiment, the netem emulator was configured to
          operate independently on each VLAN and thus the emulator itself is a
          potential source of error when comparing streams that traverse the
          test path in different directions.</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[A07bps_loss <- c(114, 175, 138, 142, 181, 105)  (NetProbe)
A07per_loss <- c(115, 128, 136, 127, 139, 138)  (Perfas+)

> A07bps_loss <- c(114, 175, 138, 142, 181, 105)
> A07per_loss <- c(115, 128, 136, 127, 139, 138)
> 
> A07cross_loss_ADK <- adk.test(A07bps_loss, A07per_loss)
> A07cross_loss_ADK 
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 6 6
Total number of values: 12
Number of unique values: 11

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.6569

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 0.52043 0.20604             0
adj. for ties     0.62679 0.18607             0
]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>The cross-implementation comparisons pass the ADK criterion.</t>
        </section>

        <section title="64B/Periodic Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 64 octets</t>

              <t>Periodic sampling at 1 packet per second</t>

              <t>Test duration = 300 seconds (during March 24, 2011, EDT)</t>
            </list>The netem emulator was set for 0ms constant delay, with 10%
          loss ratio.</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[
> M24per_loss <- c(42,34,35,35)         (Perfas+)
> M24apd_23BC_loss <- c(27,39,29,24)    (NetProbe)
> M24apd_loss23BC_ADK <- adk.test(M24apd_23BC_loss,M24per_loss)
> M24apd_loss23BC_ADK
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 4 4
Total number of values: 8
Number of unique values: 7

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.60978

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 0.76921 0.16200             0
adj. for ties     0.90935 0.14113             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>The cross-implementation comparisons pass the ADK criterion.</t>
        </section>

        <section title="64B/Poisson Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 64 octets</t>

              <t>Poisson sampling at lambda = 1 packet per second</t>

              <t>Test duration = 20 minutes (during April 27, 2011, EDT)</t>
            </list>The netem configuration was 0ms delay and 10% loss, but
          there were two passes through an emulator for each stream, and loss
          emulation was present for 18 minutes of the 20 minute test.</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[A27aps_loss <- c(91,110,113,102,111,109,112,113)  (NetProbe)
A27per_loss <- c(95,123,126,114)                  (Perfas+)

A27cross_loss_ADK <- adk.test(A27aps_loss, A27per_loss)

> A27cross_loss_ADK 
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 8 4
Total number of values: 12
Number of unique values: 11

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.65642

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 2.15099 0.04145             0
adj. for ties     1.93129 0.05125             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
> 

]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>The cross-implementation comparisons barely pass the ADK
          criterion at 95% = 1.960 when adjusting for ties.</t>
        </section>

        <section title="Conclusions on the ADK Results for One-way Packet Loss">
          <t>We conclude that the two implementations are capable of producing
          equivalent one-way packet loss measurements based on their
          interpretation of <xref target="RFC2680"/>.</t>
        </section>
      </section>

      <section title="One-way Loss, Delay threshold">
        <t>This test determines if implementations use the same configured
        maximum waiting time delay from one measurement to another under
        different delay conditions, and correctly declare packets arriving in
        excess of the waiting time threshold as lost.</t>

        <t>See Section 2.8.2 of <xref target="RFC2680"/>.</t>

        <t><list style="numbers">
            <t>Configure an L2TPv3 path between test sites, and each pair of
            measurement devices to operate tests in their designated pair of
            VLANs.</t>

            <t>Configure the network emulator to add 1sec one-way constant
            delay in one direction of transmission.</t>

            <t>Measure (average) one-way delay with 2 or more implementations,
            using identical waiting time thresholds (Thresh) for loss set at 3
            seconds.</t>

            <t>Configure the network emulator to add 3 sec one-way constant
            delay in one direction of transmission equivalent to 2 seconds of
            additional one-way delay (or change the path delay while test is
            in progress, when there are sufficient packets at the first delay
            setting).</t>

            <t>Repeat/continue measurements.</t>

            <t>Observe that the increase measured in step 5 caused all packets
            with 2 sec additional delay to be declared lost, and that all
            packets that arrive successfully in step 3 are assigned a valid
            one-way delay.</t>
          </list></t>

        <t>The common parameters used for tests in this section are:</t>

        <t><list style="symbols">
            <t>IP header + payload = 64 octets</t>

            <t>Poisson sampling at lambda = 1 packet per second</t>

            <t>Test duration = 900 seconds total (March 21, 2011 EDT)</t>
          </list>The netem emulator settings added constant delays as
        specified in the procedure above.</t>

        <section title="NetProbe results for Loss Threshold">
          <t>In NetProbe, the Loss Threshold was implemented uniformly over
          all packets as a post-processing routine. With the Loss Threshold
          set at 3 seconds, all packets with one-way delay >3 seconds were
          marked "Lost" and included in the Lost Packet list with their
          transmission time (as required in Section 3.3 of <xref
          target="RFC2680"/>). This resulted in 342 packets designated as lost
          in one of the test streams (with average delay = 3.091 sec).</t>
        </section>

        <section title="Perfas Results for Loss Threshold">
          <t>Perfas+ uses a fixed Loss Threshold which was not adjustable
          during this study. The Loss Threshold is approximately one minute,
          and emulation of a delay of this size was not attempted. However, it
          is possible to implement any delay threshold desired with a
          post-processing routine and subsequent analysis. Using this method,
          195 packets would be declared lost (with average delay = 3.091
          sec).</t>
        </section>

        <section title="Conclusions for Loss Threshold">
          <t>Both implementations assume that any constant delay value desired
          can be used as the Loss Threshold, since all delays are stored as a
          pair <Time, Delay> as required in <xref target="RFC2680"/>.
          This is a simple way to enforce the constant loss threshold
          envisioned in <xref target="RFC2680"/> (see specific section
          reference above). We take the position that the assumption of
          post-processing is compliant, and that the text of the RFC should be
          revised slightly to include this point.</t>
        </section>
      </section>

      <section title="One-way Loss with Out-of-Order Arrival">
        <t>Section 3.6 of <xref target="RFC2680"/> indicates that
        implementations need to ensure that reordered packets are handled
        correctly using an uncapitalized "must". In essence, this is an
        implied requirement because the correct packet must be identified as
        lost if it fails to arrive before its delay threshold under all
        circumstances, and reordering is always a possibility on IP network
        paths. See <xref target="RFC4737"/> for the definition of reordering
        used in IETF standard-compliant measurements.</t>

        <t>Using the procedure of section 6.1, the netem emulator was set to
        introduce 10% loss, significant delay (2000 ms) and delay variation
        (1000 ms), which was sufficient to produce packet reordering because
        each packet's emulated delay is independent from others.</t>

        <t>The tests described in this section used:</t>

        <t><list style="symbols">
            <t>IP header + payload = 64 octets</t>

            <t>Periodic sampling = 1 packet per second</t>

            <t>Test duration = 600 seconds (during May 2, 2011, EDT)</t>
          </list></t>

        <t><figure>
            <preamble>=======================================</preamble>

            <artwork><![CDATA[> Y02aps_loss <- c(53,45,67,55)      (NetProbe)
> Y02per_loss <- c(59,62,67,69)      (Perfas+)
> Y02cross_loss_ADK <- adk.test(Y02aps_loss, Y02per_loss)
> Y02cross_loss_ADK
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 4 4
Total number of values: 8
Number of unique values: 7

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.60978

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 1.11282 0.11531             0
adj. for ties     1.19571 0.10616             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
> 
]]></artwork>

            <postamble>=======================================</postamble>
          </figure></t>

        <t>The test results indicate that extensive reordering was present.
        Both implementations capture the extensive delay variation between
        adjacent packets. In NetProbe, packet arrival order is preserved in
        the raw measurement files, so an examination of arrival packet
        sequence numbers also indicates reordering.</t>

        <t>Despite extensive continuous packet reordering present in the
        transmission path, the distributions of loss counts from the two
        implementations pass the ADK criterion at 95% = 1.960.</t>

        <t/>
      </section>

      <section title="Poisson Sending Process Evaluation">
        <t>Section 3.7 of <xref target="RFC2680"/> indicates that
        implementations need to ensure that their sending process is
        reasonably close to a classic Poisson distribution when used. Much
        more detail on sample distribution generation and Goodness-of-Fit
        testing is specified in Section 11.4 of <xref target="RFC2330"/> and
        the Appendix of <xref target="RFC2330"/>.</t>

        <t>In this section, each implementation's Poisson distribution is
        compared with an idealistic version of the distribution available in
        the base functionality of the R-tool for Statistical Analysis<xref
        target="Rtool"/>, and performed using the Anderson-Darling
        Goodness-of-Fit test package (ADGofTest) <xref target="Radgof"/>. The
        Goodness-of-Fit criterion derived from <xref target="RFC2330"/>
        requires a test statistic value AD <= 2.492 for 5% significance.
        The Appendix of <xref target="RFC2330"/> also notes that there may be
        difficulty satisfying the ADGofTest when the sample includes many
        packets (when 8192 were used, the test always failed, but smaller sets
        of the stream passed).</t>

        <t>Both implementations were configured to produce Poisson
        distributions with lambda = 1 packet per second, and assign received
        packet timestamps in the measurement application (above UDP layer, see
        the calibration results in Section 4 of <xref target="RFC6808"/> for
        assessment of error).</t>

        <section title="NetProbe Results">
          <t>Section 11.4 of <xref target="RFC2330"/> suggests three possible
          measurement points to evaluate the Poisson distribution. The
          NetProbe analysis uses "user-level timestamps made just before or
          after the system call for transmitting the packet".</t>

          <t>The statistical summary for two NetProbe streams is below:</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[> summary(a27ms$s1[2:1152])
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
 0.0100  0.2900  0.6600  0.9846  1.3800  8.6390 
> summary(a27ms$s2[2:1152])
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
  0.010   0.280   0.670   0.979   1.365   8.829 ]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>We see that both the Means are near the specified lambda = 1.</t>

          <t>The results of ADGoF tests for these two streams is shown
          below:</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[> ad.test( a27ms$s1[2:101], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s1[2:101]  and  pexp 
AD = 0.8908, p-value = 0.4197
alternative hypothesis: NA 

> ad.test( a27ms$s1[2:1001], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s1[2:1001]  and  pexp 
AD = 0.9284, p-value = 0.3971
alternative hypothesis: NA 

> ad.test( a27ms$s2[2:101], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s2[2:101]  and  pexp 
AD = 0.3597, p-value = 0.8873
alternative hypothesis: NA 

> ad.test( a27ms$s2[2:1001], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s2[2:1001]  and  pexp 
AD = 0.6913, p-value = 0.5661
alternative hypothesis: NA ]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>We see that both 100 and 1000 packet sets from two different
          streams (s1 and s2) all passed the AD <= 2.492 criterion.</t>
        </section>

        <section title="Perfas+ Results">
          <t>Section 11.4 of <xref target="RFC2330"/> suggests three possible
          measurement points to evaluate the Poisson distribution. The Perfas+
          analysis uses "wire times for the packets as recorded using a packet
          filter". However, due to limited access at the Perfas+ side of the
          test setup, the captures were made after the Perfas+ streams
          traversed the production network, adding a small amount of unwanted
          delay variation to the wire times (and possibly error due to packet
          loss).</t>

          <t>The statistical summary for two Perfas+ streams is below:</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[> summary(a27pe$p1)
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
  0.004   0.347   0.788   1.054   1.548   4.231 
> summary(a27pe$p2)
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
 0.0010  0.2710  0.7080  0.9696  1.3740  7.1160 
]]></artwork>

              <postamble>=======================================</postamble>
            </figure></t>

          <t>We see that both the means are near the specified lambda = 1.</t>

          <t>The results of ADGoF tests for these two streams is shown
          below:</t>

          <t><figure>
              <preamble>=======================================</preamble>

              <artwork><![CDATA[> ad.test(a27pe$p1, pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1  and  pexp 
AD = 1.1364, p-value = 0.2930
alternative hypothesis: NA 

> ad.test(a27pe$p2, pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2  and  pexp 
AD = 0.5041, p-value = 0.7424
alternative hypothesis: NA 

> ad.test(a27pe$p1[1:100], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1[1:100]  and  pexp 
AD = 0.7202, p-value = 0.5419
alternative hypothesis: NA 

> ad.test(a27pe$p1[101:193], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1[101:193]  and  pexp 
AD = 1.4046, p-value = 0.201
alternative hypothesis: NA 

> ad.test(a27pe$p2[1:100], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2[1:100]  and  pexp 
AD = 0.4758, p-value = 0.7712
alternative hypothesis: NA 

> ad.test(a27pe$p2[101:193], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2[101:193]  and  pexp 
AD = 0.3381, p-value = 0.9068
alternative hypothesis: NA 

>

=======================================]]></artwork>
            </figure></t>

          <t>We see that both 193, 100, and 93 packet sets from two different
          streams (p1 and p2) all passed the AD <= 2.492 criterion.</t>
        </section>

        <section title="Conclusions for Goodness-of-Fit">
          <t>Both NetProbe and Perfas+ implementations produce adequate
          Poisson distributions according to the Anderson-Darling
          Goodness-of-Fit at the 5% significance (1-alpha = 0.05, or 95%
          confidence level).</t>
        </section>
      </section>

      <section title="Implementation of Statistics for One-way Loss">
        <t>We check which statistics were implemented, and report on those
        facts, noting that Section 4 of <xref target="RFC2680"/> does not
        specify the calculations exactly, and gives only some illustrative
        examples.<figure>
            <preamble/>

            <artwork><![CDATA[                                              NetProbe    Perfas

4.1. Type-P-One-way-Packet-Loss-Average       yes       yes
     (this is more commonly referred to as loss ratio)

]]></artwork>

            <postamble>Implementation of Section 4 Statistics</postamble>
          </figure></t>

        <t>We note that implementations refer to this metric as a loss ratio,
        and this is an area for likely revision of the text to make it more
        consistent with wide-spread usage.</t>
      </section>
    </section>

    <section title="Conclusions for RFC 2680bis">
      <t>This memo concludes that <xref target="RFC2680"/> should be advanced
      on the standards track, and recommends the following edits to improve
      the text (which are not deemed significant enough to affect
      maturity).</t>

      <t><list style="symbols">
          <t>Revise Type-P-One-way-Packet-Loss-Ave to
          Type-P-One-way-Delay-Packet-Loss-Ratio .</t>

          <t>Regarding implementation of the loss delay threshold (section
          6.2), the assumption of post-processing is compliant, and the text
          of RFC 2680bis should be revised slightly to include this point.</t>

          <t>The IETF has reached consensus on guidance for reporting metrics
          in <xref target="RFC6703"/>, and this memo should be referenced in
          RFC2680bis to incorporate recent experience where appropriate.</t>
        </list>We note that there are at least two Errata on <xref
      target="RFC2680"/> and these should be processed as part of the editing
      process.</t>

      <t>We recognize the existence of BCP 170 <xref target="RFC6390"/>
      providing guidelines for development of drafts describing new
      performance metrics. However, the advancement of <xref
      target="RFC2680"/> represents fine-tuning of long-standing
      specifications based on experience that helped to formulate BCP 170, and
      material that satisfies some of the requirements of <xref
      target="RFC6390"/> can be found in other RFCs, such as the IPPM
      Framework <xref target="RFC2330"/>. Thus, no specific changes to address
      BCP 170 guidelines are recommended for RFC 2680bis.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>The security considerations that apply to any active measurement of
      live networks are relevant here as well. See <xref target="RFC4656"/>
      and <xref target="RFC5357"/>.</t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This memo makes no requests of IANA, and the authors hope that IANA
      personnel will be able to use their valuable time in other worthwhile
      pursuits.</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>The authors thank Lars Eggert for his continued encouragement to
      advance the IPPM metrics during his tenure as AD Advisor.</t>

      <t>Nicole Kowalski supplied the needed CPE router for the NetProbe side
      of the test set-up, and graciously managed her testing in spite of
      issues caused by dual-use of the router. Thanks Nicole!</t>

      <t>The "NetProbe Team" also acknowledges many useful discussions on
      statistical interpretation with Ganga Maguluri.</t>

      <t>Constructive comments and helpful reviews where also provided by Bill
      Cerveny, Joachim Fabini, and Ann Cerveny.</t>
    </section>

    <section title="Appendix - Network Configuration and sample commands">
      <t>This Appendix provides some background information on the host
      configuration and sample tc commands for the "netem" network emulator,
      as described in Section 3 and Figure 1 in the body of this memo. These
      details are also applicable to the test plan in <xref
      target="RFC6808"/>.</t>

      <t>The host interface and configuration is shown below:<figure>
          <artwork><![CDATA[[system@dell4-4 ~]$ su
Password:
[root@dell4-4 system]# service iptables save
iptables: Saving firewall rules to /etc/sysconfig/iptables:[  OK  ]
[root@dell4-4 system]# service iptables stop
iptables: Flushing firewall rules:                         [  OK  ]
iptables: Setting chains to policy ACCEPT: nat filter      [  OK  ]
iptables: Unloading modules:                               [  OK  ]
[root@dell4-4 system]# brctl show
bridge name     bridge id               STP enabled     interfaces
virbr0          8000.000000000000       yes
[root@dell4-4 system]# ifconfig eth1.300 0.0.0.0 promisc up
[root@dell4-4 system]# ifconfig eth1.400 0.0.0.0 promisc up
[root@dell4-4 system]# ifconfig eth2.400 0.0.0.0 promisc up
[root@dell4-4 system]# ifconfig eth2.300 0.0.0.0 promisc up
[root@dell4-4 system]# brctl addbr br300
[root@dell4-4 system]# brctl addif br300 eth1.300
[root@dell4-4 system]# brctl addif br300 eth2.300
[root@dell4-4 system]# ifconfig br300 up
[root@dell4-4 system]# brctl addbr br400
[root@dell4-4 system]# brctl addif br400 eth1.400
[root@dell4-4 system]# brctl addif br400 eth2.400
[root@dell4-4 system]# ifconfig br400 up
[root@dell4-4 system]# brctl show
bridge name     bridge id               STP enabled     interfaces
br300           8000.0002b3109b8a       no              eth1.300
                                                        eth2.300
br400           8000.0002b3109b8a       no              eth1.400
                                                        eth2.400
virbr0          8000.000000000000       yes
 
[root@dell4-4 system]# brctl showmacs br300
port no mac addr                is local?       ageing timer
  2     00:02:b3:10:9b:8a       yes                0.00
  1     00:02:b3:10:9b:99       yes                0.00
  1     00:02:b3:c4:c9:7a       no                 0.52
  2     00:02:b3:cf:02:c6       no                 0.52
  2     00:0b:5f:54:de:81       no                 0.01
[root@dell4-4 system]# brctl showmacs br400
port no mac addr                is local?       ageing timer
  2     00:02:b3:10:9b:8a       yes                0.00
  1     00:02:b3:10:9b:99       yes                0.00
  2     00:02:b3:c4:c9:7a       no                 0.60
  1     00:02:b3:cf:02:c6       no                 0.42
  2     00:0b:5f:54:de:81       no                 0.33
[root@dell4-4 system]# tc qdisc add dev eth1.300 root netem delay 100ms
 
[root@dell4-4 system]# ifconfig eth1.200 0.0.0.0 promisc up
[root@dell4-4 system]# vconfig add eth1 100
Added VLAN with VID == 100 to IF -:eth1:-

[root@dell4-4 system]# ifconfig eth1.100 0.0.0.0 promisc up
 
[root@dell4-4 system]# vconfig add eth2 100
Added VLAN with VID == 100 to IF -:eth2:-

[root@dell4-4 system]# ifconfig eth2.100 0.0.0.0 promisc up
[root@dell4-4 system]# ifconfig eth2.200 0.0.0.0 promisc up
[root@dell4-4 system]# brctl addbr br100
[root@dell4-4 system]# brctl addif br100 eth1.100
[root@dell4-4 system]# brctl addif br100 eth2.100
[root@dell4-4 system]# ifconfig br100 up
[root@dell4-4 system]# brctl addbr br200
[root@dell4-4 system]# brctl addif br200 eth1.200
[root@dell4-4 system]# brctl addif br200 eth2.200
[root@dell4-4 system]# ifconfig br200 up
[root@dell4-4 system]# brctl show
bridge name     bridge id               STP enabled     interfaces
br100           8000.0002b3109b8a       no              eth1.100
                                                        eth2.100
br200           8000.0002b3109b8a       no              eth1.200
                                                        eth2.200
br300           8000.0002b3109b8a       no              eth1.300
                                                        eth2.300
br400           8000.0002b3109b8a       no              eth1.400
                                                        eth2.400
virbr0          8000.000000000000       yes
[root@dell4-4 system]# brctl showmacs br100
port no mac addr                is local?       ageing timer
  2     00:02:b3:10:9b:8a       yes                0.00
  1     00:02:b3:10:9b:99       yes                0.00
  1     00:0a:e4:83:89:07       no                 0.19
  2     00:0b:5f:54:de:81       no                 0.91
  2     00:e0:ed:0f:72:86       no                 1.28
[root@dell4-4 system]# brctl showmacs br200
port no mac addr                is local?       ageing timer
  2     00:02:b3:10:9b:8a       yes                0.00
  1     00:02:b3:10:9b:99       yes                0.00
  2     00:0a:e4:83:89:07       no                 1.14
  2     00:0b:5f:54:de:81       no                 1.87
  1     00:e0:ed:0f:72:86       no                 0.24
[root@dell4-4 system]# tc qdisc add dev eth1.100 root netem delay 100ms
[root@dell4-4 system]#

======================================================================]]></artwork>
        </figure></t>

      <t>Some sample tc command lines controlling netem and its impairments
      are given below.<figure>
          <artwork><![CDATA[
tc qdisc add dev eth1.100 root netem loss 0%
tc qdisc add dev eth1.200 root netem loss 0% 
tc qdisc add dev eth1.300 root netem loss 0% 
tc qdisc add dev eth1.400 root netem loss 0% 

Add delay and delay variation:
tc qdisc change dev eth1.100 root netem delay 100ms 50ms
tc qdisc change dev eth1.200 root netem delay 100ms 50ms
tc qdisc change dev eth1.300 root netem delay 100ms 50ms
tc qdisc change dev eth1.400 root netem delay 100ms 50ms

Add delay, delay variation, and loss:
tc qdisc change dev eth1 root netem delay 2000ms 1000ms loss 10%

=====================================================================

]]></artwork>
        </figure></t>

      <t/>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include='reference.RFC.2026'?>

      <?rfc include='reference.RFC.2330'?>

      <?rfc include='reference.RFC.2680'?>

      <?rfc include='reference.RFC.3432'?>

      <?rfc include='reference.RFC.4656'?>

      <?rfc include='reference.RFC.4737'?>

      <?rfc include='reference.RFC.5357'?>

      <?rfc include='reference.RFC.5657'?>

      <?rfc include='reference.RFC.6390'?>

      <?rfc include='reference.RFC.6576'?>

      <?rfc include='reference.RFC.6703'?>

      <?rfc include='reference.RFC.6808'?>
    </references>

    <references title="Informative References">
      <?rfc include='reference.RFC.3931'?>

      <?rfc include='reference.I-D.morton-ippm-2680-bis'?>

      <?rfc include='reference.I-D.morton-ippm-advance-metrics'?>

      <reference anchor="ADK">
        <front>
          <title>K-sample Anderson-Darling Tests of Fit, for Continuous and
          Discrete cases</title>

          <author initials="F.W." surname="Scholz">
            <!-- fullname="F.W. Scholz" -->

            <organization abbrev="Boeing">Boeing Computer
            Services</organization>
          </author>

          <author initials="M.A." surname="Stephens">
            <!-- fullname="M.A. Stephens" -->

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</rfc>

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