One document matched: draft-ietf-ippm-testplan-rfc2680-03.xml


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<rfc category="info" docName="draft-ietf-ippm-testplan-rfc2680-03"
     ipr="pre5378Trust200902">
  <front>
    <title abbrev="Stds Track Tests RFC2680">Test Plan and Results for
    Advancing RFC 2680 on the Standards Track</title>

    <author fullname="Len Ciavattone" initials="L." surname="Ciavattone">
      <organization>AT&T Labs</organization>

      <address>
        <postal>
          <street>200 Laurel Avenue South</street>

          <city>Middletown</city>

          <region>NJ</region>

          <code>07748</code>

          <country>USA</country>
        </postal>

        <phone>+1 732 420 1239</phone>

        <facsimile/>

        <email>lencia@att.com</email>

        <uri/>
      </address>
    </author>

    <author fullname="Ruediger Geib" initials="R." surname="Geib">
      <organization>Deutsche Telekom</organization>

      <address>
        <postal>
          <street>Heinrich Hertz Str. 3-7</street>

          <!-- Reorder these if your country does things differently -->

          <code>64295</code>

          <city>Darmstadt</city>

          <region/>

          <country>Germany</country>
        </postal>

        <phone>+49 6151 58 12747</phone>

        <email>Ruediger.Geib@telekom.de</email>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <author fullname="Al Morton" initials="A." surname="Morton">
      <organization>AT&T Labs</organization>

      <address>
        <postal>
          <street>200 Laurel Avenue South</street>

          <city>Middletown</city>

          <region>NJ</region>

          <code>07748</code>

          <country>USA</country>
        </postal>

        <phone>+1 732 420 1571</phone>

        <facsimile>+1 732 368 1192</facsimile>

        <email>acmorton@att.com</email>

        <uri>http://home.comcast.net/~acmacm/</uri>
      </address>
    </author>

    <author fullname="Matthias Wieser" initials="M." surname="Wieser">
      <organization>Technical University Darmstadt</organization>

      <address>
        <postal>
          <street/>

          <!-- Reorder these if your country does things differently -->

          <code/>

          <city>Darmstadt</city>

          <region/>

          <country>Germany</country>
        </postal>

        <phone/>

        <email>matthias_michael.wieser@stud.tu-darmstadt.de</email>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <date day="8" month="July" year="2013"/>

    <abstract>
      <t>This memo proposes to advance a performance metric RFC along the
      standards track, specifically RFC 2680 on One-way Loss Metrics.
      Observing that the metric definitions themselves should be the primary
      focus rather than the implementations of metrics, this memo describes
      the test procedures to evaluate specific metric requirement clauses to
      determine if the requirement has been interpreted and implemented as
      intended. Two completely independent implementations have been tested
      against the key specifications of RFC 2680.</t>
    </abstract>

    <note title="Requirements Language">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119">RFC 2119</xref>.</t>
    </note>
  </front>

  <middle>
    <section title="Introduction">
      <t>The IETF (IP Performance Metrics working group, IPPM) has considered
      how to advance their metrics along the standards track since 2001.</t>

      <t>A renewed work effort sought to investigate ways in which the
      measurement variability could be reduced and thereby simplify the
      problem of comparison for equivalence.</t>

      <t>There is consensus <xref target="RFC6576"/> that the metric
      definitions should be the primary focus of evaluation rather than the
      implementations of metrics, and equivalent results are deemed to be
      evidence that the metric specifications are clear and unambiguous. This
      is the metric specification equivalent of protocol interoperability. The
      advancement process either produces confidence that the metric
      definitions and supporting material are clearly worded and unambiguous,
      OR, identifies ways in which the metric definitions should be revised to
      achieve clarity.</t>

      <t>The process should also permit identification of options that were
      not implemented, so that they can be removed from the advancing
      specification (this is an aspect more typical of protocol advancement
      along the standards track).</t>

      <t>This memo's purpose is to implement the current approach for <xref
      target="RFC2680"/>.</t>

      <t>In particular, this memo documents consensus on the extent of
      tolerable errors when assessing equivalence in the results. In
      discussions, the IPPM working group agreed that test plan and procedures
      should include the threshold for determining equivalence, and this
      information should be available in advance of cross-implementation
      comparisons. This memo includes procedures for same-implementation
      comparisons to help set the equivalence threshold.</t>

      <t>Another aspect of the metric RFC advancement process is the
      requirement to document the work and results. The procedures of <xref
      target="RFC2026"/> are expanded in<xref target="RFC5657"/>, including
      sample implementation and interoperability reports. This memo follows
      the template in <xref target="I-D.morton-ippm-advance-metrics"/> for the
      report that accompanies the protocol action request submitted to the
      Area Director, including description of the test set-up, procedures,
      results for each implementation and conclusions.</t>

      <t>Although the conclusion reached through testing is that <xref
      target="RFC2680"/> should be advanced on the Standards Track with
      modifications, the revised text of RFC 2680bis is not yet ready for
      review. Therefore, this memo documents the information to support <xref
      target="RFC2680"/> advancement, and the approval of RFC2680bis is left
      for future action.</t>

      <section title="RFC 2680 Coverage">
        <t>This plan is intended to cover all critical requirements and
        sections of <xref target="RFC2680"/>.</t>

        <t>Note that there are only five instances of the requirement term
        "MUST" in <xref target="RFC2680"/> outside of the boilerplate and
        <xref target="RFC2119"/> reference.</t>

        <t>Material may be added as it is "discovered" (apparently, not all
        requirements use requirements language).</t>
      </section>
    </section>

    <section title="A Definition-centric metric advancement process">
      <t>The process described in Section 3.5 of <xref target="RFC6576"/>
      takes as a first principle that the metric definitions, embodied in the
      text of the RFCs, are the objects that require evaluation and possible
      revision in order to advance to the next step on the standards
      track.</t>

      <t>IF two implementations do not measure an equivalent singleton or
      sample, or produce the an equivalent statistic,</t>

      <t>AND sources of measurement error do not adequately explain the lack
      of agreement,</t>

      <t>THEN the details of each implementation should be audited along with
      the exact definition text, to determine if there is a lack of clarity
      that has caused the implementations to vary in a way that affects the
      correspondence of the results.</t>

      <t>IF there was a lack of clarity or multiple legitimate interpretations
      of the definition text,</t>

      <t>THEN the text should be modified and the resulting memo proposed for
      consensus and advancement along the standards track.</t>

      <t>Finally, all the findings MUST be documented in a report that can
      support advancement on the standards track, similar to those described
      in <xref target="RFC5657"/>. The list of measurement devices used in
      testing satisfies the implementation requirement, while the test results
      provide information on the quality of each specification in the metric
      RFC (the surrogate for feature interoperability).</t>
    </section>

    <section title="Test configuration">
      <t>One metric implementation used was NetProbe version 5.8.5, (an
      earlier version is used in the WIPM system and deployed world-wide <xref
      target="WIPM"/>). NetProbe uses UDP packets of variable size, and can
      produce test streams with Periodic <xref target="RFC3432"/> or Poisson
      <xref target="RFC2330"/> sample distributions.</t>

      <t>The other metric implementation used was Perfas+ version 3.1,
      developed by Deutsche Telekom <xref target="Perfas"/>. Perfas+ uses UDP
      unicast packets of variable size (but supports also TCP and multicast).
      Test streams with periodic, Poisson or uniform sample distributions may
      be used.</t>

      <t>Figure 1 shows a view of the test path as each Implementation's test
      flows pass through the Internet and the L2TPv3 tunnel IDs (1 and 2),
      based on Figure 1 of <xref target="RFC6576"/>.</t>

      <t><figure align="center" anchor="L2TPv3_tunnel">
          <preamble/>

          <artwork align="center"><![CDATA[        +----+  +----+                                +----+  +----+
        |Imp1|  |Imp1|           ,---.                |Imp2|  |Imp2|  
        +----+  +----+          /     \    +-------+  +----+  +----+  
          | V100 | V200        /       \   | Tunnel|   | V300  |  V400
          |      |            (         )  | Head  |   |       |
         +--------+  +------+ |         |__| Router|  +----------+
         |Ethernet|  |Tunnel| |Internet |  +---B---+  |Ethernet  |
         |Switch  |--|Head  |-|         |      |      |Switch    |
         +-+--+---+  |Router| |         |  +---+---+--+--+--+----+
           |__|      +--A---+ (         )  |Network|     |__|     
                               \       /   |Emulat.|         
         U-turn                 \     /    |"netem"|     U-turn 
         V300 to V400            `-+-'     +-------+     V100 to V200        

     
       
        Implementations                  ,---.       +--------+
                            +~~~~~~~~~~~/     \~~~~~~| Remote |
         +------->-----F2->-|          /       \     |->---.  |
         | +---------+      | Tunnel  (         )    |     |  |  
         | | transmit|-F1->-|   ID 1  (         )    |->.  |  |
         | | Imp 1   |      +~~~~~~~~~|         |~~~~|  |  |  |
         | | receive |-<--+           (         )    | F1  F2 |
         | +---------+    |           |Internet |    |  |  |  |
         *-------<-----+  F1          |         |    |  |  |  |
           +---------+ |  | +~~~~~~~~~|         |~~~~|  |  |  |
           | transmit|-*  *-|         |         |    |<-*  |  |
           | Imp 2   |      | Tunnel  (         )    |     |  |
           | receive |-<-F2-|   ID 2   \       /     |<----*  |     
           +---------+      +~~~~~~~~~~~\     /~~~~~~| Switch |
                                         `-+-'       +--------+
        ]]></artwork>

          <postamble>Illustrations of a test setup with a bi-directional
          tunnel. The upper diagram emphasizes the VLAN connectivity and
          geographical location. The lower diagram shows example flows
          traveling between two measurement implementations (for simplicity,
          only two flows are shown).</postamble>
        </figure></t>

      <t>The testing employs the Layer 2 Tunnel Protocol, version 3 (L2TPv3)
      <xref target="RFC3931"/> tunnel between test sites on the Internet. The
      tunnel IP and L2TPv3 headers are intended to conceal the test equipment
      addresses and ports from hash functions that would tend to spread
      different test streams across parallel network resources, with likely
      variation in performance as a result.</t>

      <t>At each end of the tunnel, one pair of VLANs encapsulated in the
      tunnel are looped-back so that test traffic is returned to each test
      site. Thus, test streams traverse the L2TP tunnel twice, but appear to
      be one-way tests from the test equipment point of view.</t>

      <t>The network emulator is a host running Fedora 14 Linux
      [http://fedoraproject.org/] with IP forwarding enabled and the "netem"
      Network emulator as part of the Fedora Kernel 2.6.35.11
      [http://www.linuxfoundation.org/collaborate/workgroups/networking/netem]
      loaded and operating. Connectivity across the netem/Fedora host was
      accomplished by bridging Ethernet VLAN interfaces together with "brctl"
      commands (e.g., eth1.100 <-> eth2.100). The netem emulator was
      activated on one interface (eth1) and only operates on test streams
      traveling in one direction. In some tests, independent netem instances
      operated separately on each VLAN.</t>

      <t>The links between the netem emulator host and router and switch were
      found to be 100baseTx-HD (100Mbps half duplex) as reported by
      "mii-tool"when the testing was complete. Use of Half Duplex was not
      intended, but probably added a small amount of delay variation that
      could have been avoided in full duplex mode.</t>

      <t>Each individual test was run with common packet rates (1 pps, 10pps)
      Poisson/Periodic distributions, and IP packet sizes of 64, 340, and 500
      Bytes.</t>

      <t>For these tests, a stream of at least 300 packets were sent from
      Source to Destination in each implementation. Periodic streams (as per
      <xref target="RFC3432"/>) with 1 second spacing were used, except as
      noted.</t>

      <t>As required in Section 2.8.1 of <xref target="RFC2680"/>, packet
      Type-P must be reported. The packet Type-P for this test was IP-UDP with
      Best Effort DCSP. These headers were encapsulated according to the
      L2TPv3 specifications <xref target="RFC3931"/>, and thus may not
      influence the treatment received as the packets traversed the
      Internet.</t>

      <t>With the L2TPv3 tunnel in use, the metric name for the testing
      configured here (with respect to the IP header exposed to Internet
      processing) is:</t>

      <t>Type-IP-protocol-115-One-way-Packet-Loss-<StreamType>-Stream</t>

      <t>With (Section 3.2. <xref target="RFC2680"/>) Metric Parameters:</t>

      <t>+ Src, the IP address of a host (12.3.167.16 or 193.159.144.8)</t>

      <t>+ Dst, the IP address of a host (193.159.144.8 or 12.3.167.16)</t>

      <t>+ T0, a time</t>

      <t>+ Tf, a time</t>

      <t>+ lambda, a rate in reciprocal seconds</t>

      <t>+ Thresh, a maximum waiting time in seconds (see Section 2.8.2 of
      <xref target="RFC2680"/>) and (Section 3.8. <xref
      target="RFC2680"/>)</t>

      <t>Metric Units: A sequence of pairs; the elements of each pair are:</t>

      <t>+ T, a time, and</t>

      <t>+ L, either a zero or a one</t>

      <t>The values of T in the sequence are monotonic increasing. Note that T
      would be a valid parameter to the *singleton*
      Type-P-One-way-Packet-Loss, and that L would be a valid value of
      Type-P-One-way-Packet Loss (see Section 2 of <xref
      target="RFC2680"/>).</t>

      <t>Also, Section 2.8.4 of <xref target="RFC2680"/> recommends that the
      path SHOULD be reported. In this test set-up, most of the path details
      will be concealed from the implementations by the L2TPv3 tunnels, thus a
      more informative path trace route can be conducted by the routers at
      each location.</t>

      <t>When NetProbe is used in production, a traceroute is conducted in
      parallel at the outset of measurements.</t>

      <t>Perfas+ does not support traceroute.</t>

      <t><figure>
          <preamble/>

          <artwork><![CDATA[IPLGW#traceroute 193.159.144.8

Type escape sequence to abort.
Tracing the route to 193.159.144.8

  1 12.126.218.245 [AS 7018] 0 msec 0 msec 4 msec
  2 cr84.n54ny.ip.att.net (12.123.2.158) [AS 7018] 4 msec 4 msec
    cr83.n54ny.ip.att.net (12.123.2.26) [AS 7018] 4 msec
  3 cr1.n54ny.ip.att.net (12.122.105.49) [AS 7018] 4 msec
    cr2.n54ny.ip.att.net (12.122.115.93) [AS 7018] 0 msec
    cr1.n54ny.ip.att.net (12.122.105.49) [AS 7018] 0 msec
  4 n54ny02jt.ip.att.net (12.122.80.225) [AS 7018] 4 msec 0 msec
    n54ny02jt.ip.att.net (12.122.80.237) [AS 7018] 4 msec
  5 192.205.34.182 [AS 7018] 0 msec
    192.205.34.150 [AS 7018] 0 msec
    192.205.34.182 [AS 7018] 4 msec
  6 da-rg12-i.DA.DE.NET.DTAG.DE (62.154.1.30) [AS 3320] 88 msec 88 msec
88 msec
  7 217.89.29.62 [AS 3320] 88 msec 88 msec 88 msec
  8 217.89.29.55 [AS 3320] 88 msec 88 msec 88 msec
  9  *  *  *
]]></artwork>

          <postamble/>
        </figure></t>

      <t>It was only possible to conduct the traceroute for the measured path
      on one of the tunnel-head routers (the normal trace facilities of the
      measurement systems are confounded by the L2TPv3 tunnel
      encapsulation).</t>
    </section>

    <section title="Error Calibration, RFC 2680">
      <t>An implementation is required to report calibration results on clock
      synchronization in Section 2.8.3 of <xref target="RFC2680"/> (also
      required in Section 3.7 of <xref target="RFC2680"/> for sample
      metrics).</t>

      <t>Also, it is recommended to report the probability that a packet
      successfully arriving at the destination network interface is
      incorrectly designated as lost due to resource exhaustion in Section
      2.8.3 of <xref target="RFC2680"/>.</t>

      <section title="Clock Synchronization Calibration">
        <t>For NetProbe and Perfas+ clock synchronization test results, refer
        to Section 4 of <xref target="RFC6808"/>.</t>
      </section>

      <section title="Packet Loss Determination Error">
        <t>Since both measurement implementations have resource limitations,
        it is theoretically possible that these limits could be exceeded and a
        packet that arrived at the destination successfully might be discarded
        in error.</t>

        <t>In previous test efforts <xref
        target="I-D.morton-ippm-advance-metrics"/>, NetProbe produced 6
        multicast streams with an aggregate bit rate over 53 Mbit/s, in order
        to characterize the 1-way capacity of a NISTNet-based emulator.
        Neither the emulator nor the pair of NetProbe implementations used in
        this testing dropped any packets in these streams.</t>

        <t>The maximum load used here between any 2 NetProbe implementations
        was be 11.5 Mbit/s divided equally among 3 unicast test streams. We
        conclude that steady resource usage does not contribute error
        (additional loss) to the measurements.</t>
      </section>

      <t/>
    </section>

    <section title="Pre-determined Limits on Equivalence">
      <t>In this section, we provide the numerical limits on comparisons
      between implementations, in order to declare that the results are
      equivalent and therefore, the tested specification is clear.</t>

      <t>A key point is that the allowable errors, corrections, and confidence
      levels only need to be sufficient to detect mis-interpretation of the
      tested specification resulting in diverging implementations.</t>

      <t>Also, the allowable error must be sufficient to compensate for
      measured path differences. It was simply not possible to measure fully
      identical paths in the VLAN-loopback test configuration used, and this
      practical compromise must be taken into account.</t>

      <t>For Anderson-Darling K-sample (ADK) <xref target="ADK"/> comparisons,
      the required confidence factor for the cross-implementation comparisons
      SHALL be the smallest of:</t>

      <t><list style="symbols">
          <t>0.95 confidence factor at 1 packet resolution, or</t>

          <t>the smallest confidence factor (in combination with resolution)
          of the two same-implementation comparisons for the same test
          conditions (if the number of streams is sufficient to allow such
          comparisons).</t>
        </list></t>

      <t>For Anderson-Darling Goodness-of-Fit (ADGoF) <xref target="Radgof"/>
      comparisons, the required level of significance for the
      same-implementation Goodness-of-Fit (GoF) SHALL be 0.05 or 5%, as
      specified in Section 11.4 of <xref target="RFC2330"/>. This is
      equivalent to a 95% confidence factor.</t>
    </section>

    <section title="Tests to evaluate RFC 2680 Specifications">
      <t>This section describes some results from production network
      (cross-Internet) tests with measurement devices implementing IPPM
      metrics and a network emulator to create relevant conditions, to
      determine whether the metric definitions were interpreted consistently
      by implementors.</t>

      <t>The procedures are similar contained in Appendix A.1 of <xref
      target="RFC6576"/> for One-way Delay.</t>

      <section title="One-way Loss, ADK Sample Comparison">
        <t>This test determines if implementations produce results that appear
        to come from a common packet loss distribution, as an overall
        evaluation of Section 3 of <xref target="RFC2680"/>, "A Definition for
        Samples of One-way Packet Loss". Same-implementation comparison
        results help to set the threshold of equivalence that will be applied
        to cross-implementation comparisons.</t>

        <t>This test is intended to evaluate measurements in sections 2, 3,
        and 4 of <xref target="RFC2680"/>.</t>

        <t>By testing the extent to which the counts of one-way packet loss
        counts on different test streams of two <xref target="RFC2680"/>
        implementations appear to be from the same loss process, we reduce
        comparison steps because comparing the resulting summary statistics
        (as defined in Section 4 of <xref target="RFC2680"/>) would require a
        redundant set of equivalence evaluations. We can easily check whether
        the single statistic in Section 4 of <xref target="RFC2680"/> was
        implemented, and report on that fact.</t>

        <t><list style="numbers">
            <t>Configure an L2TPv3 path between test sites, and each pair of
            measurement devices to operate tests in their designated pair of
            VLANs.</t>

            <t>Measure a sample of one-way packet loss singletons with 2 or
            more implementations, using identical options and network emulator
            settings (if used).</t>

            <t>Measure a sample of one-way packet loss singletons with *four
            or more* instances of the *same* implementations, using identical
            options, noting that connectivity differences SHOULD be the same
            as for the cross implementation testing.</t>

            <t>If less than ten test streams are available, skip to step
            7.</t>

            <t>Apply the ADK comparison procedures (see Appendix C of <xref
            target="RFC6576"/>) and determine the resolution and confidence
            factor for distribution equivalence of each same-implementation
            comparison and each cross-implementation comparison.</t>

            <t>Take the coarsest resolution and confidence factor for
            distribution equivalence from the same-implementation pairs, or
            the limit defined in Section 5 above, as a limit on the
            equivalence threshold for these experimental conditions.</t>

            <t>Compare the cross-implementation ADK performance with the
            equivalence threshold determined in step 5 to determine if
            equivalence can be declared.</t>
          </list></t>

        <t>The common parameters used for tests in this section are:</t>

        <t/>

        <t>The cross-implementation comparison uses a simple ADK analysis
        <xref target="Rtool"/> <xref target="Radk"/>, where all NetProbe loss
        counts are compared with all Perfas+ loss results.</t>

        <t>In the result analysis of this section:</t>

        <t><list style="symbols">
            <t>All comparisons used 1 packet resolution.</t>

            <t>No Correction Factors were applied.</t>

            <t>The 0.95 confidence factor (1.960 for cross-implementation
            comparison) was used.</t>
          </list></t>

        <section title="340B/Periodic Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 340 octets</t>

              <t>Periodic sampling at 1 packet per second</t>

              <t>Test duration = 1200 seconds (during April 7, 2011, EDT)</t>
            </list></t>

          <t>The netem emulator was set for 100ms constant delay, with 10%
          loss ratio. In this experiment, the netem emulator was configured to
          operate independently on each VLAN and thus the emulator itself is a
          potential source of error when comparing streams that traverse the
          test path in different directions.</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[A07bps_loss <- c(114, 175, 138, 142, 181, 105)  (NetProbe)
A07per_loss <- c(115, 128, 136, 127, 139, 138)  (Perfas+)

> A07bps_loss <- c(114, 175, 138, 142, 181, 105)
> A07per_loss <- c(115, 128, 136, 127, 139, 138)
> 
> A07cross_loss_ADK <- adk.test(A07bps_loss, A07per_loss)
> A07cross_loss_ADK 
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 6 6
Total number of values: 12
Number of unique values: 11

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.6569

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 0.52043 0.20604             0
adj. for ties     0.62679 0.18607             0
]]></artwork>

              <postamble/>
            </figure>The cross-implementation comparisons pass the ADK
          criterion.</t>
        </section>

        <section title="64B/Periodic Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 64 octets</t>

              <t>Periodic sampling at 1 packet per second</t>

              <t>Test duration = 300 seconds (during March 24, 2011, EDT)</t>
            </list>The netem emulator was set for 0ms constant delay, with 10%
          loss ratio.</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[
> M24per_loss <- c(42,34,35,35)         (Perfas+)
> M24apd_23BC_loss <- c(27,39,29,24)    (NetProbe)
> M24apd_loss23BC_ADK <- adk.test(M24apd_23BC_loss,M24per_loss)
> M24apd_loss23BC_ADK
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 4 4
Total number of values: 8
Number of unique values: 7

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.60978

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 0.76921 0.16200             0
adj. for ties     0.90935 0.14113             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
]]></artwork>

              <postamble/>
            </figure>The cross-implementation comparisons pass the ADK
          criterion.</t>
        </section>

        <section title="64B/Poisson Cross-imp. results">
          <t>Tests described in this section used:</t>

          <t><list style="symbols">
              <t>IP header + payload = 64 octets</t>

              <t>Poisson sampling at lambda = 1 packet per second</t>

              <t>Test duration = 20 minutes (during April 27, 2011, EDT)</t>
            </list>The netem configuration was 0ms delay and 10% loss, but
          there were two passes through an emulator for each stream, and loss
          emulation was present for 18 minutes of the 20 minute test .</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[A27aps_loss <- c(91,110,113,102,111,109,112,113)  (NetProbe)
A27per_loss <- c(95,123,126,114)                  (Perfas+)

A27cross_loss_ADK <- adk.test(A27aps_loss, A27per_loss)

> A27cross_loss_ADK 
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 8 4
Total number of values: 12
Number of unique values: 11

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.65642

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 2.15099 0.04145             0
adj. for ties     1.93129 0.05125             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
> 

]]></artwork>

              <postamble/>
            </figure>The cross-implementation comparisons barely pass the ADK
          criterion at 95% = 1.960 when adjusting for ties.</t>
        </section>

        <section title="Conclusions on the ADK Results for One-way Packet Loss">
          <t>We conclude that the two implementations are capable of producing
          equivalent one-way packet loss measurements based on their
          interpretation of <xref target="RFC2680"/> .</t>
        </section>
      </section>

      <section title="One-way Loss, Delay threshold">
        <t>This test determines if implementations use the same configured
        maximum waiting time delay from one measurement to another under
        different delay conditions, and correctly declare packets arriving in
        excess of the waiting time threshold as lost.</t>

        <t>See Section 2.8.2 of <xref target="RFC2680"/>.</t>

        <t><list style="numbers">
            <t>configure an L2TPv3 path between test sites, and each pair of
            measurement devices to operate tests in their designated pair of
            VLANs.</t>

            <t>configure the network emulator to add 1.0 sec one-way constant
            delay in one direction of transmission.</t>

            <t>measure (average) one-way delay with 2 or more implementations,
            using identical waiting time thresholds (Thresh) for loss set at 3
            seconds.</t>

            <t>configure the network emulator to add 3 sec one-way constant
            delay in one direction of transmission equivalent to 2 seconds of
            additional one-way delay (or change the path delay while test is
            in progress, when there are sufficient packets at the first delay
            setting)</t>

            <t>repeat/continue measurements</t>

            <t>observe that the increase measured in step 5 caused all packets
            with 2 sec additional delay to be declared lost, and that all
            packets that arrive successfully in step 3 are assigned a valid
            one-way delay.</t>
          </list></t>

        <t>The common parameters used for tests in this section are:</t>

        <t><list style="symbols">
            <t>IP header + payload = 64 octets</t>

            <t>Poisson sampling at lambda = 1 packet per second</t>

            <t>Test duration = 900 seconds total (March 21)</t>
          </list>The netem emulator was set to add constant delays as
        specified in the procedure above.</t>

        <section title="NetProbe results for Loss Threshold">
          <t>In NetProbe, the Loss Threshold is implemented uniformly over all
          packets as a post-processing routine. With the Loss Threshold set at
          3 seconds, all packets with one-way delay >3 seconds are marked
          "Lost" and included in the Lost Packet list with their transmission
          time (as required in Section 3.3 of <xref target="RFC2680"/>). This
          resulted in 342 packets designated as lost in one of the test
          streams (with average delay = 3.091 sec).</t>
        </section>

        <section title="Perfas Results for Loss Threshold">
          <t>Perfas+ uses a fixed Loss Threshold which was not adjustable
          during this study. The Loss Threshold is approximately one minute,
          and emulation of a delay of this size was not attempted. However, it
          is possible to implement any delay threshold desired with a
          post-processing routine and subsequent analysis. Using this method,
          195 packets would be declared lost (with average delay = 3.091
          sec).</t>
        </section>

        <section title="Conclusions for Loss Threshold">
          <t>Both implementations assume that any constant delay value desired
          can be used as the Loss Threshold, since all delays are stored as a
          pair <Time, Delay> as required in <xref target="RFC2680"/>.
          This is a simple way to enforce the constant loss threshold
          envisioned in <xref target="RFC2680"/> (see specific section
          reference above). We take the position that the assumption of
          post-processing is compliant, and that the text of the RFC should be
          revised slightly to include this point.</t>
        </section>
      </section>

      <section title="One-way Loss with Out-of-Order Arrival">
        <t>Section 3.6 of <xref target="RFC2680"/> indicates that
        implementations need to ensure that reordered packets are handled
        correctly using an uncapitalized "must". In essence, this is an
        implied requirement because the correct packet must be identified as
        lost if it fails to arrive before its delay threshold under all
        circumstances, and reordering is always a possibility on IP network
        paths. See <xref target="RFC4737"/> for the definition of reordering
        used in IETF standard-compliant measurements.</t>

        <t>Using the procedure of section 6.1, the netem emulator was set to
        introduce significant delay (2000 ms) and delay variation (1000 ms),
        which was sufficient to produce packet reordering because each
        packet's emulated delay is independent from others, and 10% loss.</t>

        <t>The tests described in this section used:</t>

        <t><list style="symbols">
            <t>IP header + payload = 64 octets</t>

            <t>Periodic sampling = 1 packet per second</t>

            <t>Test duration = 600 seconds (during May 2, 2011, EDT)</t>
          </list></t>

        <t><figure>
            <preamble/>

            <artwork><![CDATA[> Y02aps_loss <- c(53,45,67,55)      (NetProbe)
> Y02per_loss <- c(59,62,67,69)      (Perfas+)
> Y02cross_loss_ADK <- adk.test(Y02aps_loss, Y02per_loss)
> Y02cross_loss_ADK
Anderson-Darling k-sample test.

Number of samples:  2
Sample sizes: 4 4
Total number of values: 8
Number of unique values: 7

Mean of Anderson Darling Criterion: 1
Standard deviation of Anderson Darling Criterion: 0.60978

T = (Anderson Darling Criterion - mean)/sigma

Null Hypothesis: All samples come from a common population.

                    t.obs P-value extrapolation
not adj. for ties 1.11282 0.11531             0
adj. for ties     1.19571 0.10616             0


Warning: At least one sample size is less than 5.
   p-values may not be very accurate.
> 
]]></artwork>

            <postamble/>
          </figure></t>

        <t>The test results indicate that extensive reordering was present.
        Both implementations capture the extensive delay variation between
        adjacent packets. In NetProbe, packet arrival order is preserved in
        the raw measurement files, so an examination of arrival packet
        sequence numbers also indicates reordering.</t>

        <t>Despite extensive continuous packet reordering present in the
        transmission path, the distributions of loss counts from the two
        implementations pass the ADK criterion at 95% = 1.960.</t>

        <t/>
      </section>

      <section title="Poisson Sending Process Evaluation">
        <t>Section 3.7 of <xref target="RFC2680"/> indicates that
        implementations need to ensure that their sending process is
        reasonably close to a classic Poisson distribution when used. Much
        more detail on sample distribution generation and Goodness-of-Fit
        testing is specified in Section 11.4 of <xref target="RFC2330"/> and
        the Appendix of <xref target="RFC2330"/>.</t>

        <t>In this section, each implementation's Poisson distribution is
        compared with an idealistic version of the distribution available in
        the base functionality of the R-tool for Statistical Analysis<xref
        target="Rtool"/>, and performed using the Anderson-Darling
        Goodness-of-Fit test package (ADGofTest) <xref target="Radgof"/>. The
        Goodness-of-Fit criterion derived from <xref target="RFC2330"/>
        requires a test statistic value AD <= 2.492 for 5% significance.
        The Appendix of <xref target="RFC2330"/> also notes that there may be
        difficulty satisfying the ADGofTest when the sample includes many
        packets (when 8192 were used, the test always failed, but smaller sets
        of the stream passed).</t>

        <t>Both implementations were configured to produce Poisson
        distributions with lambda = 1 packet per second.</t>

        <section title="NetProbe Results">
          <t>Section 11.4 of <xref target="RFC2330"/> suggests three possible
          measurement points to evaluate the Poisson distribution. The
          NetProbe analysis uses "user-level timestamps made just before or
          after the system call for transmitting the packet".</t>

          <t>The statistical summary for two NetProbe streams is below:</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[> summary(a27ms$s1[2:1152])
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
 0.0100  0.2900  0.6600  0.9846  1.3800  8.6390 
> summary(a27ms$s2[2:1152])
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
  0.010   0.280   0.670   0.979   1.365   8.829 ]]></artwork>

              <postamble/>
            </figure></t>

          <t>We see that both the Means are near the specified lambda = 1.</t>

          <t>The results of ADGoF tests for these two streams is shown
          below:</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[> ad.test( a27ms$s1[2:101], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s1[2:101]  and  pexp 
AD = 0.8908, p-value = 0.4197
alternative hypothesis: NA 

> ad.test( a27ms$s1[2:1001], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s1[2:1001]  and  pexp 
AD = 0.9284, p-value = 0.3971
alternative hypothesis: NA 

> ad.test( a27ms$s2[2:101], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s2[2:101]  and  pexp 
AD = 0.3597, p-value = 0.8873
alternative hypothesis: NA 

> ad.test( a27ms$s2[2:1001], pexp, 1)

        Anderson-Darling GoF Test

data:  a27ms$s2[2:1001]  and  pexp 
AD = 0.6913, p-value = 0.5661
alternative hypothesis: NA ]]></artwork>

              <postamble/>
            </figure></t>

          <t>We see that both 100 and 1000 packet sets from two different
          streams (s1 and s2) all passed the AD <= 2.492 criterion.</t>
        </section>

        <section title="Perfas+ Results">
          <t>Section 11.4 of <xref target="RFC2330"/> suggests three possible
          measurement points to evaluate the Poisson distribution. The Perfas+
          analysis uses "wire times for the packets as recorded using a packet
          filter". However, due to limited access at the Perfas+ side of the
          test setup, the captures were made after the Perfas+ streams
          traversed the production network, adding a small amount of unwanted
          delay variation to the wire times (and possibly error due to packet
          loss).</t>

          <t>The statistical summary for two Perfas+ streams is below:</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[> summary(a27pe$p1)
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
  0.004   0.347   0.788   1.054   1.548   4.231 
> summary(a27pe$p2)
   Min. 1st Qu.  Median    Mean 3rd Qu.    Max. 
 0.0010  0.2710  0.7080  0.9696  1.3740  7.1160 
]]></artwork>

              <postamble/>
            </figure></t>

          <t>We see that both the Means are near the specified lambda = 1.</t>

          <t>The results of ADGoF tests for these two streams is shown
          below:</t>

          <t><figure>
              <preamble/>

              <artwork><![CDATA[> ad.test(a27pe$p1, pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1  and  pexp 
AD = 1.1364, p-value = 0.2930
alternative hypothesis: NA 

> ad.test(a27pe$p2, pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2  and  pexp 
AD = 0.5041, p-value = 0.7424
alternative hypothesis: NA 

> ad.test(a27pe$p1[1:100], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1[1:100]  and  pexp 
AD = 0.7202, p-value = 0.5419
alternative hypothesis: NA 

> ad.test(a27pe$p1[101:193], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p1[101:193]  and  pexp 
AD = 1.4046, p-value = 0.201
alternative hypothesis: NA 

> ad.test(a27pe$p2[1:100], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2[1:100]  and  pexp 
AD = 0.4758, p-value = 0.7712
alternative hypothesis: NA 

> ad.test(a27pe$p2[101:193], pexp, 1 )

        Anderson-Darling GoF Test

data:  a27pe$p2[101:193]  and  pexp 
AD = 0.3381, p-value = 0.9068
alternative hypothesis: NA 

>]]></artwork>
            </figure></t>

          <t>We see that both 193, 100, and 93 packet sets from two different
          streams (p1 and p2) all passed the AD <= 2.492 criterion.</t>
        </section>

        <section title="Conclusions for Goodness-of-Fit">
          <t>Both NetProbe and Perfas+ implementations produce adequate
          Poisson distributions when according to the Anderson-Darling
          Goodness-of-Fit at the 5% significance (1-alpha = 0.05, or 95%
          confidence level).</t>
        </section>
      </section>

      <section title="Implementation of Statistics for One-way Loss">
        <t>We check which statistics were implemented, and report on those
        facts, noting that Section 4 of <xref target="RFC2680"/> does not
        specify the calculations exactly, and gives only some illustrative
        examples.<figure>
            <preamble/>

            <artwork><![CDATA[                                              NetProbe    Perfas

4.1. Type-P-One-way-Packet-Loss-Average       yes       yes
     (this is more commonly referred to as loss ratio)

]]></artwork>

            <postamble>Implementation of Section 4 Statistics</postamble>
          </figure></t>

        <t>We note that implementations refer to this metric as a loss ratio,
        and this is an area for likely revision of the text to make it more
        consistent with wide-spread usage.</t>
      </section>
    </section>

    <section title="Conclusions for RFC 2680bis">
      <t>This memo concludes that <xref target="RFC2680"/> should be advanced
      on the standards track, and recommends the following edits to improve
      the text (which are not deemed significant enough to affect
      maturity).</t>

      <t><list style="symbols">
          <t>Revise Type-P-One-way-Packet-Loss-Ave to
          Type-P-One-way-Delay-Packet-Loss-Ratio</t>

          <t>Regarding implementation of the loss delay threshold (section
          6.2), the assumption of post-processing is compliant, and the text
          of RFC 2680bis should be revised slightly to include this point.</t>

          <t>The IETF has reached consensus on guidance for reporting metrics
          in <xref target="RFC6703"/>, and this memo should be referenced in
          RFC2680bis to incorporate recent experience where appropriate.</t>
        </list>We note that there are at least two Errata on <xref
      target="RFC2680"/> and these should be processed as part of the editing
      process.</t>

      <t>We recognize the existence of BCP 170 <xref target="RFC6390"/>
      providing guidelines for development of drafts describing new
      performance metrics. However, the advancement of <xref
      target="RFC2680"/> represents fine-tuning of long-standing
      specifications based on experience that helped to formulate BCP 170, and
      material that satisfies some of the requirements of <xref
      target="RFC6390"/> can be found in other RFCs, such as the IPPM
      Framework <xref target="RFC2330"/>. Thus, no specific changes to address
      BCP 170 guidelines are recommended for RFC 2680bis.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>The security considerations that apply to any active measurement of
      live networks are relevant here as well. See <xref target="RFC4656"/>
      and <xref target="RFC5357"/>.</t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This memo makes no requests of IANA, and the authors hope that IANA
      personnel will be able to use their valuable time in other worthwhile
      pursuits.</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>The authors thank Lars Eggert for his continued encouragement to
      advance the IPPM metrics during his tenure as AD Advisor.</t>

      <t>Nicole Kowalski supplied the needed CPE router for the NetProbe side
      of the test set-up, and graciously managed her testing in spite of
      issues caused by dual-use of the router. Thanks Nicole!</t>

      <t>The "NetProbe Team" also acknowledges many useful discussions on
      statistical interpretation with Ganga Maguluri.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include='reference.RFC.2026'?>

      <?rfc include='reference.RFC.2330'?>

      <?rfc include='reference.RFC.2679'?>

      <?rfc include='reference.RFC.2680'?>

      <?rfc include='reference.RFC.3432'?>

      <?rfc include='reference.RFC.4656'?>

      <?rfc include='reference.RFC.4737'?>

      <?rfc include='reference.RFC.4814'?>

      <?rfc include='reference.RFC.5226'?>

      <?rfc include='reference.RFC.5357'?>

      <?rfc include='reference.RFC.5657'?>

      <?rfc include='reference.RFC.6390'?>

      <?rfc include='reference.RFC.6576'?>

      <?rfc include='reference.RFC.6703'?>

      <?rfc include='reference.RFC.6808'?>
    </references>

    <references title="Informative References">
      <?rfc include='reference.I-D.morton-ippm-advance-metrics'?>

      <?rfc include='reference.RFC.3931'?>

      <reference anchor="ADK">
        <front>
          <title>K-sample Anderson-Darling Tests of fit, for continuous and
          discrete cases</title>

          <author initials="F.W." surname="Scholz">
            <!-- fullname="F.W. Scholz" -->

            <organization abbrev="Boeing">Boeing Computer
            Services</organization>
          </author>

          <author initials="M.A." surname="Stephens">
            <!-- fullname="M.A. Stephens" -->

            <organization>Simon Fraser University</organization>
          </author>

          <date month="May" year="1986"/>
        </front>

        <seriesInfo name="University of Washington, Technical Report"
                    value="No. 81"/>
      </reference>

      <reference anchor="Rtool">
        <front>
          <title>R: A language and environment for statistical computing. R
          Foundation for Statistical Computing, Vienna, Austria. ISBN
          3-900051-07-0, URL http://www.R-project.org/</title>

          <author fullname="R Development Core Team" initials=""
                  surname="R Development Core Team">
            <!-- fullname="F.W. Scholz" -->

            <organization abbrev="Boeing">Boeing Computer
            Services</organization>
          </author>

          <date month="" year="2011"/>
        </front>

        <seriesInfo name="" value=""/>
      </reference>

      <reference anchor="Radk">
        <front>
          <title>adk: Anderson-Darling K-Sample Test and Combinations of Such
          Tests. R package version 1.0.</title>

          <author fullname="Fritz Scholz" initials="F." surname="Scholz">
            <!-- fullname="F.W. Scholz" -->

            <organization abbrev="Boeing">Boeing Computer
            Services</organization>
          </author>

          <date month="" year="2008"/>
        </front>

        <seriesInfo name="" value=""/>
      </reference>

      <reference anchor="Radgof">
        <front>
          <title>ADGofTest: Anderson-Darling Goodness-of-Fit Test. R package
          version 0.3.</title>

          <author fullname="Carlos J. Gil Bellosta" initials="C."
                  surname="Bellosta">
            <!-- fullname="F.W. Scholz" -->

            <organization abbrev="Boeing">Boeing Computer
            Services</organization>
          </author>

          <date day="28" month="December" year="2011"/>
        </front>

        <seriesInfo name=""
                    value="http://cran.r-project.org/web/packages/ADGofTest/index.html"/>
      </reference>

      <reference anchor="WIPM">
        <front>
          <title>AT&T Global IP Network</title>

          <author fullname="AT&T" initials="" surname="">
            <!---->
          </author>

          <date month="" year="2012"/>
        </front>

        <seriesInfo name=""
                    value="http://ipnetwork.bgtmo.ip.att.net/pws/index.html"/>
      </reference>

      <reference anchor="Perfas">
        <front>
          <title>Qualität in IP-Netzen Messverfahren</title>

          <author fullname="C. Heidemann" initials="C." surname="Heidemann">
            <!---->

            <organization>Deutsche Telekom</organization>
          </author>

          <date month="November" year="2001"/>
        </front>

        <seriesInfo name="published by ITG Fachgruppe, 2nd meeting"
                    value="5.2.3 (NGN) http://www.itg523.de/oeffentlich/01nov/Heidemann_QOS_Messverfahren.pdf "/>
      </reference>
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-24 07:27:17