One document matched: draft-ietf-ippm-ipdv-10.txt-46686.txt

Differences from 10.txt-09.txt







Network Working Group                                      C. Demichelis
INTERNET-DRAFT                                                     CSELT
Expiration Date: January 2003                                P. Chimento
                                                            Ericsson IPI
                                                           August   2002



               IP Packet Delay Variation Metric for IPPM
                     <draft-ietf-ippm-ipdv-10.txt>



Table of Contents

 1 Status of this Memo................................................ 2
 2 Abstract........................................................... 3
 3 Introduction....................................................... 3
    3.1 Terminology................................................... 4
    3.2 Definition.................................................... 4
    3.3 Motivation.................................................... 4
    3.4 General Issues Regarding Time................................. 5
 4 A singleton definition of a One-way ipdv metric.................... 6
    4.1 Metric name................................................... 6
    4.2 Metric parameters............................................. 6
    4.3 Metric unit................................................... 7
    4.4 Definition.................................................... 7
    4.5 Discussion.................................................... 8
    4.6 Methodologies.................................................10
    4.7 Errors and Uncertainties......................................11
        4.7.1 Errors/Uncertainties related to Clocks..................11
        4.7.2 Errors/uncertainties related to Wire-time vs Host-time..12
 5 Definitions for Samples of One-way ipdv............................13
    5.1 Metric name...................................................13
    5.2 Parameters....................................................13
    5.3 Metric Units..................................................14
    5.4 Definition....................................................14
    5.5 Discussion....................................................14
    5.6 Methodology...................................................15
    5.7 Errors and uncertainties......................................15











Demichelis and Chimento   Expires January 2003                  [Page 1]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


 6 Statistics for One-way-ipdv........................................15
    6.1 Lost Packets and ipdv statistics..............................15
    6.2 Distribution of One-way-ipdv values...........................16
    6.3 Type-P-One-way-ipdv-percentile................................17
    6.4 Type-P-One-way-ipdv-inverse-percentile........................17
    6.5 Type-P-One-way-ipdv-jitter....................................17
    6.6 Type-P-One-way-peak-to-peak-ipdv..............................17
 7 Discussion of clock synchronization................................18
    7.1 Effects of synchronization errors.............................18
    7.2 Estimating the skew of unsynchronized clocks..................19
 8 Security Considerations............................................19
    8.1 Denial of service.............................................19
    8.2 Privacy/Confidentiality.......................................19
    8.3 Integrity.....................................................20
 9 Acknowledgments....................................................20
 10 References........................................................20
     10.1 Normative References........................................20
     10.2 Informational References....................................20
 11 Authors' Addresses................................................21



1. Status of this Memo


   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC 2026.


   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference mate-
   rial or to cite them other than as "work in progress."


   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt

   The list of Internet-Draft shadow directories can be accessed at
   http://www.ietf.org/shadow.html


   This memo provides information for the Internet community.  This memo



Demichelis and Chimento   Expires January 2003                  [Page 2]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   does not specify an Internet standard of any kind.  Distribution of
   this memo is unlimited.


2. Abstract

   This memo refers to a metric for variation in delay of packets across
   Internet paths. The metric is based on the difference in the One-Way-
   Delay of selected packets. This difference in delay is called "IP
   Packet Delay variation."

   The metric is valid for measurements between two hosts both in the
   case that they have synchronized clocks and in the case that they are
   not synchronized. We discuss both in this draft.


3. Introduction

   This memo defines a metric for the variation in delay of packets that
   flow from one host to another through an IP path. It is based on "A
   One-Way-Delay metric for IPPM", RFC 2679 [2] and part of the text in
   this memo is taken directly from that document; the reader is assumed
   to be familiar with that document.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY" and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [3]. Although
   RFC 2119 was written with protocols in mind, the key words are used
   in this document for similar reasons. They are used to ensure the
   results of measurements from two different implementations are compa-
   rable and to note instances where an implementation could perturb the
   network.

   The structure of the memo is as follows:


   +  A 'singleton' analytic metric, called Type-P-One-way-ipdv, will be
      introduced to define a single instance of an ipdv measurement.


   +  Using this singleton metric, as 'sample', called Type-P-one-way-
      ipdv-Poisson-stream, will be introduced to make it possible to
      compute the statistics of sequences of ipdv measurements.


   +  Using this sample, several 'statistics' of the sample will be
      defined and discussed.




Demichelis and Chimento   Expires January 2003                  [Page 3]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


3.1. Terminology

   The variation in packet delay is sometimes called "jitter". This
   term, however, causes confusion because it is used in different ways
   by different groups of people.

   "Jitter" commonly has two meanings: The first meaning is the varia-
   tion of a signal with respect to some clock signal, where the
   arrival time of the signal is expected to coincide with the arrival
   of the clock signal. This meaning is used with reference to syn-
   chronous signals and might be used to measure the quality of circuit
   emulation, for example. There is also a metric called "wander" used
   in this context.

   The second meaning has to do with the variation of a metric (e.g.
   delay) with respect to some reference metric (e.g. average delay or
   minimum delay).  This meaning is frequently used by computer scien-
   tists and frequently (but not always) refers to variation in delay.

   In this document we will avoid the term "jitter" whenever possible
   and stick to delay variation which is more precise.


3.2. Definition

   A definition of the IP Packet Delay Variation (ipdv) can be given for
   packets inside a stream of packets.

   The IP Packet Delay Variation (ipdv) of a pair of packets within a
   stream of packets is defined for a selected pair of packets in the
   stream going from measurement point MP1 to measurement point MP2.

   The ipdv  is the difference between the one-way-delay of the selected
   packets.



3.3. Motivation

   One important use of delay variation is the sizing of play-out
   buffers for applications requiring the regular delivery of packets
   (for example, voice or video play-out). What is normally important in
   this case is the maximum delay variation, which is used to size play-
   out buffers for such applications [7]. Other uses of a delay varia-
   tion metric are, for example, to determine the dynamics of queues
   within a network (or router) where the changes in delay variation can
   be linked to changes in the queue length process at a given link or a
   combination of links.



Demichelis and Chimento   Expires January 2003                  [Page 4]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   In addition, this type of metric is particularly robust with respect
   to differences and variations of the clocks of the two hosts. This
   allows the use of the metric even if the two hosts that support the
   measurement points are not synchronized. In the latter case indica-
   tions of reciprocal skew of the clocks can be derived from the mea-
   surement and corrections are possible. The related precision is often
   comparable with the one that can be achieved with synchronized
   clocks, being of the same order of magnitude of synchronization
   errors. This will be discussed below.

   The scope of this document is to provide a way to measure the ipdv
   delivered on a path. Our goal is to provide a metric which can be
   parameterized so that it can be used for various purposes. Any report
   of the metric MUST include all the parameters associated with it so
   that the conditions and meaning of the metric can be determined
   exactly. Since the metric does not represent a value judgment (i.e.
   define "good" and "bad"), we specifically do not specify particular
   values of the metrics that IP networks must meet.

   The flexibility of the metric can be viewed as a disadvantage but
   there are some arguments for making it flexible. First, though there
   are some uses of ipdv mentioned above, to some degree the uses of
   ipdv are still a research topic and some room should be left for
   experimentation. Secondly, there are different views in the community
   of what precisely the definition should be (e.g. [8],[9],[10]). The
   idea here is to parameterize the definition, rather than write a dif-
   ferent draft for each proposed definition. As long as all the parame-
   ters are reported, it will be clear what is meant by a particular use
   of ipdv. All the remarks in the draft hold, no matter which parame-
   ters are chosen.


3.4. General Issues Regarding Time

   Everything contained in Section 2.2. of [2] applies also in this
   case.

   To summarize: As in [1] we define "skew" as the first derivative of
   the offset of a clock with respect to "true time" and define "drift"
   as the second derivative of the offset of a clock with respect to
   "true time".

   From there, we can construct "relative skew" and "relative drift" for
   two clocks C1 and C2 with respect to one another. These are natural
   extensions of the basic framework definitions of these quantities:

   +  Relative offset = difference in clock times




Demichelis and Chimento   Expires January 2003                  [Page 5]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   +  Relative skew = first derivative of the difference in clock times

   +  Relative drift = second derivative of the difference in clock
      times


   NOTE: The drift of a clock, as it is above defined over a long period
   must have an average value that tends to zero while the period
   becomes large since the frequency of the clock has a finite (and
   small) range. In order to underline the order of magnitude of this
   effect,it is considered that the maximum range of drift for commer-
   cial crystals is about 50 part per million (ppm). Since it is mainly
   connected with variations in operating temperature (from 0 to 70
   degrees Celsius), it is expected that a host will have a nearly con-
   stant temperature during its operation period, and variations in tem-
   perature, even if quick, could be less than one Celsius per second,
   and range in the order of few degrees. The total range of the drift
   is usually related to variations from 0 to 70 Celsius. These are
   important points for evaluation of precision of ipdv measurements, as
   will be seen below.


4. A singleton definition of a One-way ipdv metric

   The purpose of the singleton metric is to define what a single
   instance of an ipdv measurement is. Note that it can only be statis-
   tically significant in combination with other instances. It is not
   intended to be meaningful as a singleton, in the sense of being able
   to draw inferences from it.

   This definition makes use of the corresponding definition of type-P-
   One-Way-Delay metric [2]. This section makes use of those parts of
   the One-Way-Delay Draft that directly apply to the One-Way-ipdv met-
   ric, or makes direct references to that Draft.


4.1. Metric name

   Type-P-One-way-ipdv


4.2. Metric parameters


   +  Src, the IP address of a host

   +  Dst, the IP address of a host




Demichelis and Chimento   Expires January 2003                  [Page 6]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   +  T1, a time

   +  T2, a time

   +  L, a packet length in bits. The packets of a Type P packet stream
      from which the singleton ipdv metric is taken MUST all be of the
      same length.

   +  F, a selection function defining unambiguously the two packets
      from the stream selected for the metric.

   +  I1,I2, times which mark that beginning and ending of the interval
      in which the packet stream from which the singleton measurement is
      taken occurs.

   +  P, the specification of the packet type, over and above the source
      and destination addresses




4.3. Metric unit

   The value of a Type-P-One-way-ipdv is either a real number of seconds
   (positive, zero or negative) or an undefined number of seconds.


4.4. Definition

   We are given a Type P packet stream and I1 and I2 such that the first
   Type P packet to pass measurement point MP1 after I1 is given index 0
   and the last Type P packet to pass measurement point MP1 before I2 is
   given the highest index number.

   Type-P-One-way-ipdv is defined for two packets from Src to Dst
   selected by the selection function F, as the difference between the
   value of the type-P-One-way- delay from Src to Dst at T2 and the
   value of the type-P-One-Way-Delay from Src to Dst at T1. T1 is the
   wire-time at which Scr sent the first bit of the first packet, and T2
   is the wire-time at which Src sent the first bit of the second
   packet. This metric is derived from the One-Way-Delay metric.

   Therefore, for a real number ddT "The type-P-one-way-ipdv from Src to
   Dst at T1, T2 is ddT" means that Src sent two packets, the first at
   wire-time T1 (first bit), and the second at wire-time T2 (first bit)
   and the packets were received by Dst at wire-time dT1+T1 (last bit of
   the first packet), and at wire-time dT2+T2 (last bit of the second
   packet), and that dT2-dT1=ddT.



Demichelis and Chimento   Expires January 2003                  [Page 7]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   "The type-P-one-way-ipdv from Src to Dst at T1,T2 is undefined" means
   that Src sent the first bit of a packet at T1 and the first bit of a
   second packet at T2 and that Dst did not receive one or both packets.

   Figure 1 illustrates this definition. Suppose that packets P(i) and
   P(k) are selected.


  I1  P(i)       P(j)                  P(k)                       I2

MP1 |----------------------------------------------------------------|
        |\        |\                    |\
        | \       | \                   | \
        |  \      |  \                  |  \
        |   \     |   \                 |   \
        |dTi \    |dTj \                |dTk \
        |<--->v   |<--->v               |<--->v

MP2 |----------------------------------------------------------------|

 I1          P(i)       P(j)                 P(k)                 I2

                  Figure 1: Illustration of the definition


Then ddT = dTk - dTi as defined above.


4.5. Discussion

   This metric definition depends on a stream of Type-P-One-Way-Delay
   packets that have been measured. In general this can be a stream of
   two or more packets, delimited by the interval endpoints I1 and I2.
   There must be a stream of at least two packets in order for a single-
   ton ipdv measurement to take place. The purpose of the selection
   function is to specify exactly which two packets from the stream are
   to be used for the singleton measurement. Note that the selection
   function may involve observing the one-way-delay of all the Type P
   packets of the stream in the specified interval. Examples of a selec-
   tion function are:

   +  Consecutive Type-P packets within the specified interval

   +  Type-P packets with specified indices within the specified inter-
      val

   +  Type-P packets with the min and max one-way-delays within the
      specified interval



Demichelis and Chimento   Expires January 2003                  [Page 8]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   +  Type-P packets with specified indices from the set of all defined
      (i.e. non-infinite) one-way-delays Type-P packets within the spec-
      ified interval.


      The following practical issues have to be considered:

   +  Being a differential measurement, this metric is less sensitive to
      clock synchronization problems. This issue will be more carefully
      examined in section 7 of this memo. It is pointed out that, if the
      relative clock conditions change in time, the accuracy of the mea-
      surement will depend on the time interval I2-I1 and the magnitude
      of possible errors will be discussed below.

   +  A given methodology will have to include a way to determine
      whether a delay value is infinite or whether it is merely very
      large (and the packet is yet to arrive at Dst).  As noted by Mah-
      davi and Paxson, simple upper bounds (such as the 255 seconds the-
      oretical upper bound on the lifetimes of IP packets [Postel: RFC
      791]) could be used, but good engineering, including an under-
      standing of packet lifetimes, will be needed in practice. Comment:
      Note that, for many applications of these metrics, the harm in
      treating a large delay as infinite might be zero or very small. A
      TCP data packet, for example, that arrives only after several mul-
      tiples of the RTT may as well have been lost.

   +  As with other 'type-P' metrics, the value of the metric may depend
      on such properties of the packet as protocol,(UDP or TCP) port
      number, size, and arrangement for special treatment (as with IP
      precedence or with RSVP).

   +  ddT is derived from the start of the first bit out from a packet
      sent out by Src to the reception of the last bit received by Dst.
      Delay is correlated to the size of the packet. For this reason,
      the packet size is a parameter of the measurement and must be
      reported along with the measurement.

   +  If the packet is duplicated along the path (or paths!) so that
      multiple non-corrupt copies arrive at the destination, then the
      packet is counted as received, and the first copy to arrive deter-
      mines the packet's One-Way-Delay.

   +  If the packet is fragmented and if, for whatever reason, reassem-
      bly does not occur, then the packet will be deemed lost.


   In this draft it is assumed that the Type-P packet stream is gener-
   ated according to the Poisson sampling methodology described in [1].



Demichelis and Chimento   Expires January 2003                  [Page 9]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   The reason for Poisson sampling is that it ensures an unbiased and
   uniformly distributed sampling of times between I1 and I2. However,
   alternate sampling methodologies are possible. For example, continu-
   ous sampling of a constant bit rate stream (i.e. periodic packet
   transmission) is a possibility. However, in this case, one must be
   sure to avoid any "aliasing" effects that may occur with periodic
   samples.


4.6. Methodologies

   As with other Type-P-* metrics, the detailed methodology will depend
   on the Type-P (e.g., protocol number, UDP/TCP port number, size,
   precedence).

   The measurement methodology described in this section assumes the
   measurement and determination of ipdv in real-time as part of an
   active measurement. Note that this can equally well be done a poste-
   riori, i.e. after the one-way-delay measurement is completed.

   Generally, for a given Type-P, the methodology would proceed as fol-
   lows: Note that this methodology is based on synchronized clocks. The
   need for synchronized clocks for Src and Dst will be discussed later.

   +  Start after time I1.  At the Src host, select Src and Dst IP
      addresses, and form test packets of Type-P with these addresses
      according to a given technique (e.g. the Poisson sampling tech-
      nique). Any 'padding' portion of the packet needed only to make
      the test packet a given size should be filled with randomized bits
      to avoid a situation in which the measured delay is lower than it
      would otherwise be due to compression techniques along the path.

   +  At the Dst host, arrange to receive the packets.

   +  At the Src host, place a time stamp in the Type-P packet, and send
      it towards Dst.

   +  If the packet arrives within a reasonable period of time, take a
      time stamp as soon as possible upon the receipt of the packet. By
      subtracting the two time stamps, an estimate of One-Way-Delay can
      be computed.

   +  If the packet meets the selection function criterion for the first
      packet, record this first delay value. Otherwise, continue gener-
      ating the Type-P packet stream as above until the criterion is met
      or I2, whichever comes first.





Demichelis and Chimento   Expires January 2003                 [Page 10]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   +  At the Src host, packets continue to be generated according to the
      given methodology. The Src host places a time stamp in the Type-P
      packet, and send it towards Dst.

   +  If the packet arrives within a reasonable period of time, take a
      time stamp as soon as possible upon the receipt of the packet. By
      subtracting the two time stamps, an estimate of One-Way-Delay can
      be computed.

   +  If the packet meets the criterion for the second packet, then by
      subtracting the first value of One-Way-Delay from the second value
      the ipdv value of the pair of packets is obtained.  Otherwise,
      packets continue to be generated until the criterion for the sec-
      ond packet is fulfilled or I2, whichever comes first.

   +  If one or both packets fail to arrive within a reasonable period
      of time, the ipdv is taken to be undefined.


4.7. Errors and Uncertainties

   In the singleton metric of ipdv, factors that affect the measurement
   are the same as those affecting the One-Way-Delay measurement, even
   if, in this case, the influence is different.

   The Framework document [1] provides general guidance on this point,
   but we note here the following specifics related to delay metrics:

   +  Errors/uncertainties due to uncertainties in the clocks of the Src
      and Dst hosts.

   +  Errors/uncertainties due to the difference between 'wire time' and
      'host time'.

   Each of these  errors is discussed in more detail in the following
   paragraphs.

4.7.1. Errors/Uncertainties related to Clocks

   If, as a first approximation, the error that affects the first mea-
   surement of One-Way-Delay were the same as the one affecting the sec-
   ond measurement, they will cancel each other when calculating ipdv.
   The residual error related to clocks is the difference of the errors
   that are supposed to change from time T1, at which the first measure-
   ment is performed, to time T2 at which the second measurement is per-
   formed.  Synchronization, skew, accuracy and resolution are here con-
   sidered with the following notes:




Demichelis and Chimento   Expires January 2003                 [Page 11]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   +  Errors in synchronization between source and destination clocks
      contribute to errors in both of the delay measurements required
      for calculating ipdv.

   +   The effect of drift and skew errors on ipdv measurements can be
      quantified as follows: Suppose that the skew and drift functions
      are known. Assume first that the skew function is linear in time.
      Clock offset if then also a function of time and the error evolves
      as e(t) = K*t + O, where K is a constant and O is the offset at
      time 0. In this case, the error added to the  subtraction two dif-
      ferent time stamps (t2 > t1) is e(t2)-e(t1) = K*(t2 - t1) which
      will be added to the time difference (t2 - t1).  If the drift can-
      not be ignored, but we assume that the drift is a linear function
      of time, then the skew is given by s(t) = M*(t**2) + N*t + S0,
      where M and N are constants and S0 is the skew at time 0. The
      error added by the variable skew/drift process in this case
      becomes e(t) = O + s(t) and the error added to the difference in
      time stamps is e(t2)-e(t1) = N*(t2-t1) + M*{(t2-t1)**2}.

      It is the claim here (see remarks in section 3.3) that the effects
      of skew are rather small over the time scales that we are dis-
      cussing here, since temperature variations in a system tend to be
      slow relative to packet inter-transmission times and the range of
      drift is so small.


   +  As far as accuracy and resolution are concerned, what is noted in
      the one-way-delay document [2] in section 3.7.1, applies also in
      this case, with the further consideration, about resolution, that
      in this case the uncertainty introduced is two times the one of a
      single delay measurement. Errors introduced by these effects are
      often larger than the ones introduced by the drift.

4.7.2. Errors/uncertainties related to Wire-time vs Host-time

   The content of sec. 3.7.2 of [2] applies also in this case, with the
   following further consideration: The difference between Host-time and
   Wire-time can be in general decomposed into two components, of which
   one is constant and the other is variable. Only the variable compo-
   nents will produce measurement errors, while the constant one will be
   canceled while calculating ipdv.

   However, in most cases, the fixed and variable components are not
   known exactly.







Demichelis and Chimento   Expires January 2003                 [Page 12]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


5. Definitions for Samples of One-way ipdv

   The goal of the sample definition is to make it possible to compute
   the statistics of sequences of ipdv measurements. The singleton defi-
   nition is applied to a stream of test packets generated according to
   a pseudo-random Poisson process with average arrival rate lambda. If
   necessary, the interval in which the stream is generated can be
   divided into sub-intervals on which the singleton definition of ipdv
   can be applied. The result of this is a sequence of ipdv measurements
   that can be analyzed by various statistical procedures.

   Starting from the definition of the singleton metric of one-way ipdv,
   we define a sample of such singletons.  In the following, the two
   packets needed for a singleton measurement will be called a "pair".


5.1. Metric name

   Type-P-One-way-ipdv-Poisson-stream


5.2. Parameters

   +  Src, the IP address of a host

   +  Dst, the IP address of a host

   +  T0, a time

   +  Tf, a time

   +  lambda, a rate in reciprocal seconds

   +  L, a packet length in bits. The packets of a Type P packet stream
      from which the sample ipdv metric is taken MUST all be of the same
      length.

   +  F, a selection function defining unambiguously the packets from
      the stream selected for the metric.

   +  I(i),I(i+1), i >=0, pairs of times which mark the beginning and
      ending of the intervals in which the packet stream from which the
      measurement is taken occurs. I(0) >= T0 and assuming that n is the
      largest index, I(n) <= Tf.

   +  P, the specification of the packet type, over and above the source
      and destination addresses




Demichelis and Chimento   Expires January 2003                 [Page 13]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


5.3. Metric Units:

   A sequence of triples whose elements are:

   +  T1, T2,times

   +  dT a real number or an undefined number of seconds


5.4. Definition

   A pseudo-random Poisson process is defined such that it begins at or
   before T0, with average arrival rate lambda, and ends at or after Tf.
   Those time values T(i) greater than or equal to T0 and less than or
   equal to Tf are then selected for packet generation times.

   Each packet falling within one of the sub-intervals I(i), I(i+1) is
   tested to determine whether it meets the criteria of the selection
   function F as the first or second of a packet pair needed to compute
   ipdv. The sub-intervals can be defined such that a sufficient number
   of singleton samples for valid statistical estimates can be obtained.

   The triples defined above consist of the transmission times of the
   first and second packets of each singleton included in the sample,
   and the ipdv in seconds.


5.5. Discussion

   Note first that, since a pseudo-random number sequence is employed,
   the sequence of times, and hence the value of the sample, is not
   fully specified. Pseudo-random number generators of good quality will
   be needed to achieve the desired qualities.

   The sample is defined in terms of a Poisson process both to avoid the
   effects of self-synchronization and also capture a sample that is
   statistically as unbiased as possible. There is, of course, no claim
   that real Internet traffic arrives according to a Poisson arrival
   process.

   The sample metric can best be explained with a couple of examples:
   For the first example, assume that the selection function specifies
   the "non-infinite" max and min one-way-delays over each sub-interval.
   We can define contiguous sub-intervals of fixed specified length and
   produce a sequence each of whose elements is the triple <transmission
   time of the max delay packet, transmission time of the min delay
   packet, D(max)-D(min)> which is collected for each sub-interval. A
   second example is the selection function that specifies packets whose



Demichelis and Chimento   Expires January 2003                 [Page 14]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   indices (sequence numbers) are just the integers below a certain
   bound. In this case, the sub-intervals are defined by the transmis-
   sion times of the generated packets and the sequence produced is just
   <T(i), T(i+1), D(i+1)-D(i)> where D(i) denotes the one-way delay of
   the ith packet of a stream.

   This definition of the sample metric encompasses both the definition
   proposed in [9] and the one proposed in [10].

5.6. Methodology

   Since packets can be lost or duplicated or can arrive in a different
   order than the order sent, in order to recognize the pairs of test
   packets, they should be marked with a sequence number. For duplicated
   packets only the first received copy should be considered.

   Otherwise, the methodology is the same as for the singleton measure-
   ment, with the exception that the singleton measurement is repeated a
   number of times.


5.7. Errors and uncertainties

   The same considerations apply that have been made about the singleton
   metric. Additional error can be introduced by the pseudo-random Pois-
   son process as discussed in [2].  Further considerations will be
   given in section 7.


6. Statistics for One-way-ipdv

   Some statistics are suggested which can provide useful information in
   analyzing the behavior of the packets flowing from Src to Dst. The
   statistics are assumed to be computed from an ipdv sample of reason-
   able size.

   The purpose is not to define every possible statistic for ipdv, but
   ones which have been proposed or used.


6.1. Lost Packets and ipdv statistics

   The treatment of lost packets as having "infinite" or "undefined"
   delay complicates the derivation of statistics for ipdv. Specifi-
   cally, when packets in the measurement sequence are lost, simple
   statistics such as sample mean cannot be computed. One possible
   approach to handling this problem is to reduce the event space by
   conditioning. That is, we consider conditional statistics; namely we



Demichelis and Chimento   Expires January 2003                 [Page 15]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   estimate the mean ipdv (or other derivative statistic) conditioned on
   the event that selected packet pairs arrive at the destination
   (within the given timeout). While this itself is not without problems
   (what happens, for example, when every other packet is lost), it
   offers a way to make some (valid) statements about ipdv, at the same
   time avoiding events with undefined outcomes.

   In practical terms, what this means is throwing out the samples where
   one or both of the selected packets has an undefined delay. The sam-
   ple space is reduced (conditioned) and we can compute the usual
   statistics, understanding that formally they are conditional.


6.2. Distribution of One-way-ipdv values

   The one-way-ipdv values are limited by virtue of the fact that there
   are upper and lower bounds on the one-way-delay values. Specifically,
   one-way-delay is upper bounded by the value chosen as the maximum
   beyond which a packet is counted as lost. It is lower bounded by
   propagation, transmission and nodal transit delays assuming that
   there are no queues or variable nodal delays in the path. Denote the
   upper bound of one-way-delay by U and the lower bound by L and we see
   that one-way-ipdv can only take on values in the (open) interval (L-
   U, U-L).

   In any finite interval, the one-way-delay can vary monotonically
   (non-increasing or non-decreasing) or of course it can vary in both
   directions in the interval, within the limits of the half-open inter-
   val [L,U). Accordingly, within that interval, the one-way-ipdv values
   can be positive, negative, or a mixture (including 0).

   Since the range of values is limited, the one-way-ipdv cannot
   increase or decrease indefinitely. Suppose, for example, that the
   ipdv has a positive 'run' (i.e. a long sequence of positive values).
   At some point in this 'run', the positive values must approach 0 (or
   become negative) if the one-way-delay remains finite. Otherwise, the
   one-way-delay bounds would be violated. If such a run were to con-
   tinue infinitely long, the sample mean (assuming no packets are lost)
   would approach 0 (because the one-way-ipdv values must approach 0).
   Note, however, that this says nothing about the shape of the distri-
   bution, or whether it is symmetric. Note further that over signifi-
   cant intervals, depending on the width of the interval [L,U), that
   the sample mean one-way-ipdv could be positive, negative or 0.

   There are basically two ways to represent the distribution of values
   of an ipdv sample: an empirical pdf and an empirical cdf. The empiri-
   cal pdf is most often represented as a histogram where the range of
   values of an ipdv sample is divided into bins of a given length and



Demichelis and Chimento   Expires January 2003                 [Page 16]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


   each bin contains the proportion of values falling between the two
   limits of the bin. (Sometimes instead the number of values falling
   between the two limits is used). The empirical cdf is simply the pro-
   portion of ipdv sample values less than a given value, for a sequence
   of values selected from the range of ipdv values.


6.3. Type-P-One-way-ipdv-percentile

   Given a Type-P One-Way-ipdv sample and a percent X between 0% and
   100%, the Xth percentile of all ipdv values in the sample. The 50th
   percentile is the median.


6.4. Type-P-One-way-ipdv-inverse-percentile

   Given a Type-P-One-way-ipdv sample and a given value Y, the percent
   of ipdv sample values less than or equal to Y.


6.5. Type-P-One-way-ipdv-jitter

   Although the use of the term "jitter" is deprecated, we use it here
   following the authors in [8]. In that document, the selection func-
   tion specifies that consecutive packets of the Type-P stream are to
   be selected for the packet pairs used in ipdv computation. They then
   take the absolute value of the ipdv values in the sample. The authors
   in [8] use the resulting sample to compare the behavior of two dif-
   ferent scheduling algorithms.

   An alternate, but related, way of computing an estimate of jitter is
   given in RFC 1889 [11]. The selection function there is implicitly
   consecutive packet pairs, and the "jitter estimate" is computed by
   taking the absolute values of the ipdv sequence (as defined in this
   draft) and applying an exponential filter with parameter 1/16 to gen-
   erate the estimate (i.e. j_new = 15/16* j_old + 1/16*j_new).


6.6. Type-P-One-way-peak-to-peak-ipdv

   In this case, the selection function used in collecting the Type-P-
   One-Way-ipdv sample specifies that the first packet of each pair to
   be the packet with the maximum Type-P-One-Way-Delay in each sub-
   interval and the second packet of each pair to be the packet with the
   minimum Type-P-One-Way-Delay in each sub-interval. The resulting
   sequence of values is the peak-to-peak delay variation in each sub-
   interval of the measurement interval.




Demichelis and Chimento   Expires January 2003                 [Page 17]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


7. Discussion of clock synchronization

   This section gives some considerations about the need for having syn-
   chronized clocks at the source and destination, although in the case
   of unsynchronized clocks, data from the measurements themselves can
   be used to correct error. These considerations are given as a basis
   for discussion and they require further investigation.


7.1. Effects of synchronization errors

   Clock errors can be generated by two processes: the relative drift
   and the relative skew of two given clocks. We should note that drift
   is physically limited and so the total relative skew of two clocks
   can vary between an upper and a lower bound.

   Suppose then that we have a measurement between two systems such that
   the clocks in the source and destination systems have at time 0 a
   relative skew of s(0) and after a measurement interval T have skew
   s(T). We assume that the two clocks have an initial offset of O (that
   is letter O).

   Now suppose that the packets travel from source to destination in
   constant time, in which case the ipdv is zero and the difference in
   the time stamps of the two clocks is actually just the relative off-
   set of the clocks. Suppose further that at the beginning of the mea-
   surement interval the ipdv value is calculated from a packet pair and
   at the end of the measurement interval another ipdv value is calcu-
   lated from another packet pair. Assume that the time interval covered
   by the first measurement is t1 and that covered by the second mea-
   surement is t2. Then

   ipdv1 = s(0)*t1 + t1*(s(T)-s(0))/T

   ipdv2 = s(T)*t2 + t2*(s(T)-s(0))/T

   assuming that the change is skew is linear in time. In most practical
   cases, it is claimed that the drift will be close to zero in which
   case the second (correction) term in the above equations disappears.

   Note that in the above discussion, other errors, including the dif-
   ferences between host time and wire time, and externally-caused clock
   discontinuities (e.g. clock corrections) were ignored.  Under these
   assumptions the maximum clock errors will be due to the maximum rela-
   tive skew acting on the largest interval between packets.






Demichelis and Chimento   Expires January 2003                 [Page 18]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


7.2. Estimating the skew of unsynchronized clocks

   If the skew is linear (that is, if s(t) = S * t for constant S), the
   error in ipdv values will depend on the time between the packets used
   in calculating the value. If ti is the time between the packet pair,
   then let Ti denote the sample mean time between packets and the aver-
   age skew is s(Ti) = S * Ti.  In the event that the delays are con-
   stant, the skew parameter S can be estimated from the estimate Ti of
   the time between packets and the sample mean ipdv value. Under these
   assumptions, the ipdv values can be corrected by subtracting the
   estimated S * ti.

   We observe that the displacement due to the skew does not change the
   shape of the distribution, and, for example the Standard Deviation
   remains the same. What introduces a distortion is the effect of the
   drift, also when the mean value of this effect is zero at the end of
   the measurement. The value of this distortion is limited to the
   effect of the total skew variation on the emission interval.


8. Security Considerations

   The one-way-ipdv metric has the same security properties as the one-
   way-delay metric [2], and thus they inherit the security considera-
   tions of that document. The reader should consult [2] for a more
   detailed treatment of security considerations. Nevertheless, there
   are a few things to highlight.


8.1. Denial of service

   It is still possible that there could be an attempt at a denial of
   service attack by sending many measurement packets into the network.
   In general, legitimate measurements must have their parameters care-
   fully selected in order to avoid interfering with normal traffic.


8.2. Privacy/Confidentiality

   The packets contain no user information, and so privacy of user data
   is not a concern.










Demichelis and Chimento   Expires January 2003                 [Page 19]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


8.3. Integrity

   There could also be attempts to disrupt measurements by diverting
   packets or corrupting them. To ensure that test packets are valid and
   have not be altered during transit, packet authentication and
   integrity checks may be used.



9. Acknowledgments

   Thanks to Merike Kaeo, Al Morton and Henk Uiterwaal for catching mis-
   takes and for clarifying re-wordings for this final draft.

   A previous major revision of the draft resulted from e-mail discus-
   sions with and suggestions from Mike Pierce, Ruediger Geib, Glenn
   Grotefeld, and Al Morton.  For previous revisions of this document,
   discussions with Ruediger Geib, Matt Zekauskas and Andy Scherer were
   very helpful.



10. References

10.1. Normative References

[1]    V.Paxon, G.Almes, J.Mahdavi, M.Mathis - "Framework for IP Perfor-
   mance Metrics", RFC 2330  Feb. 1998

[2]    G.Almes, S.Kalidindi - "A One-Way-Delay Metric for IPPM", RFC
   2679, September 1999

[3]    Bradner, Scott - "Key words for use in RFCs to indicate require-
   ment levels", RFC 2119, March 1997


10.2. Informational References

[4]    ITU-T Recommendation Y.1540 (formerly numbered I.380) "Internet
   Protocol Data Communication Service - IP Packet Transfer and Avail-
   ability Performance Parameters", February 1999

[5]    Demichelis, Carlo - "Packet Delay Variation Comparison between
   ITU-T and IETF Draft Definitions" November 2000 (in the IPPM mail
   archives)

[6]    ITU-T Recommendation I.356 "B-ISDN ATM Layer Cell Transfer Per-
   formance"



Demichelis and Chimento   Expires January 2003                 [Page 20]

INTERNET-DRAFT          IP Packet Delay Variation          August   2002


[7]    S. Keshav - "An Engineering Approach to Computer Networking",
   Addison-Wesley 1997, ISBN 0-201-63442-2

[8]    V. Jacobson, K. Nichols, K. Poduri - "An expedited forwarding
   PHB", RFC 2598, June 1999

[9]    ITU-T Draft Recommendation Y.1541 - "Internet Protocol Communica-
   tion Service - IP Performance and Availability Objectives and Alloca-
   tions", April 2000

[10]   Demichelis, Carlo - "Improvement of the Instantaneous Packet
   Delay Variation (IPDV) Concept and Applications", World Telecommuni-
   cations Congress 2000, 7-12 May 2000

[11]   H. Schulzrinne, S. Casner, R. Frederick, V. Jacobson - "RTP: A
   transport protocol for real-time applications", RFC 1889, January
   1996



11. Authors' Addresses


   Carlo Demichelis <carlo.demichelis@cselt.it>
   CSELT - Centro Studi E Laboratori Telecomunicazioni S.p.A
   Via G. Reiss Romoli 274
   10148 - TORINO
   Italy
   Phone +39 11 228 5057
   Fax. +39 11 228 5069


   Philip Chimento <chimento@torrentnet.com>
   Ericsson IPI
   7301 Calhoun Place
   Rockville, Maryland
   20855
   USA
   Phone +1-240-314-3597




   Expiration date: January 2003







Demichelis and Chimento   Expires January 2003                 [Page 21]


PAFTECH AB 2003-20262026-04-24 07:42:32