One document matched: draft-ietf-dkim-overview-09.xml


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<!-- 

Scanned Overview:

  JD Falk
  Murray

-->
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<rfc category="info" ipr="full3978">
   <front>
      <title abbrev="DKIM Service Overview">DomainKeys Identified Mail (DKIM)
         Service Overview</title>
      <!-- add 'role="editor"' below for the editors if the requiring designation -->
      <author fullname="Tony Hansen" initials="T." surname="Hansen">
         <organization>AT&T Laboratories</organization>
         <address>
           <postal>
            <street>200 Laurel Ave.</street>
            <city>Middletown</city>
            <region>NJ</region>
            <code>07748</code>
            <country>USA</country>
           </postal>
           <email>tony+dkimov@maillennium.att.com </email>
         </address>
      </author>
      <author fullname="Dave Crocker" initials="D." surname="Crocker">
         <organization>Brandenburg InternetWorking</organization>
         <address>
           <postal>
            <street>675 Spruce Dr.</street>
            <city>Sunnyvale</city>
            <region>CA</region>
            <code>94086</code>
            <country>USA</country>
          </postal>
          <email>dcrocker@bbiw.net</email>
        </address>
      </author>
      <author fullname="Phillip Hallam-Baker" initials="P."
         surname="Hallam-Baker">
         <organization>VeriSign Inc.</organization>
         <address>
           <email>pbaker@verisign.com</email>
         </address>
      </author>
      <date month="February" year="2008" />

      <area>Security</area>
      <!-- WG name at the upperleft corner of the doc, IETF fine for individual submissions -->
      <workgroup>DomainKeys Identified Mail</workgroup>
      <keyword>Email</keyword>
      <keyword>Electronic Mail</keyword>
      <keyword>Internet Mail</keyword>
      <keyword>Message Verification</keyword>
      <abstract>
         <t> This document provides an overview of the DomainKeys Identified
            Mail (DKIM) service and describes how it can fit into a messaging
            service. It also describes how DKIM relates to other IETF message
            signature technologies. It is intended for those who are adopting,
            developing, or deploying DKIM. 
	    DKIM allows an organization
	    to take responsibility for transmitting a message, in a way that can be
            validated by a recipient. 
	    The organization can be the author's, the
            originating sending site, an intermediary, or one of their agents.
	    An organization may use one or more domain names to accomplish this.

            DKIM defines a domain-level digital signature authentication
            framework for email, using public-key cryptography and key server
            technology <xref target="RFC4871" />. This permits verification of a
            message source, an intermediary, or one of their agents, as well as
            the integrity of its contents. DKIM will also provide a mechanism
            that permits potential email signers to publish information about
            their email signing practices; this will permit email receivers to
            make additional assessments about messages. Such protection of
            email identity can assist in the global control of "spam" and
            "phishing". </t>
      </abstract>
   </front>
   <middle>

      <section title="Introduction">

         <t> This document provides a description of the architecture and
            functionality for DomainKeys Identified Mail (DKIM). It is intended
            for those who are adopting, developing, or deploying DKIM. It will also
            be helpful for those who are considering extending DKIM, either
            into other areas of use or to support additional features. This
            overview does not provide information on threats to DKIM or email,
            or details on the protocol specifics, which can be found in <xref
               target="RFC4686" /> and <xref target="RFC4871" />, respectively.
            The document assumes a background in basic email and network
            security technology and services. </t>

         <t>DKIM allows an organization to take responsibility for a message, in
            a way that can be validated by a recipient. The organization can be
            the author's, the originating sending site, an intermediary, or one
            of their agents. DKIM defines a domain-level digital signature
            authentication framework for email through the use of public-key cryptography
            and key server technology. <xref target="RFC4871" /> It permits
            verification of the signer of a message, as well as the integrity of its
            contents. DKIM will also provide a mechanism that permits potential
            email signers to publish information about their email signing
            practices; this will permit email receivers to make additional
            assessments of unsigned messages. Such protection of email identity
            can assist in the global control of "spam" and "phishing". </t>

         <t> Neither this document nor DKIM attempts to provide solutions to the
            world's problems with spam, phishing, virii, worms, joe jobs, etc.
            DKIM provides one basic tool, in what needs to be a large arsenal,
            for improving basic trust in the Internet mail service. However by
            itself, DKIM is not sufficient to that task and this overview does
            not pursue the issues of integrating DKIM into these larger efforts,
            beyond a simple reference within a system diagram. Rather, it is a
            basic introduction to the technology and its use. </t>

         <section title="DKIM's Scope">
            <t>DKIM signatures can be created by a direct handler of a message,
               either as its author or as an intermediary. It can also be
               created by an independent service that is providing assistance to a
               handler of the message. Whoever does the signing chooses the
               domain name to be used as the basis for later assessments. Hence,
               the reputation associated with that domain name is an additional basis for
               evaluating whether to trust the message for delivery. The owner
               of the domain name being used for a DKIM signature is declaring
               that they accept responsibility for the message and may thus be held
               accountable for it.</t>

            <t>DKIM is intended as a value-added feature for email. Mail that is not signed
               by DKIM is handled in the same way as it was before DKIM was
               defined. The message will be evaluated by established analysis
               and filtering techniques. (A signing policy may provide
               additional information for that analysis and filtering.) Over
               time, widespread DKIM adoption could permit more strict handling
               of messages that are not signed. However early benefits do not
               require this and probably do not warrant this. </t>

            <t>DKIM's
               capabilities have a narrow scope. It is an enabling technology, intended for use in
               the larger context of determining message legitimacy. This larger
               context is complex, so it is easy to assume that a component like
               DKIM, which actually provides only a limited service, instead
               satisfies the broader set of requirements.</t>
            <t>By itself, a DKIM signature:
	       <list style="symbols">
                  <t>Does not offer any assertions about the behaviors of the
                     identity doing the signing. </t>
                  <t>Does not prescribe any specific actions for receivers to
                     take upon successful signature verification. </t>
                  <t>Does not provide protection after signature verification. </t>
                  <t>Does not protect against re-sending (replay of) a message
                     that already has a verified signature; therefore a transit
                     intermediary or a recipient can re-post the message in such
                     a way that the signature would remain verifiable, although
                     the new recipient(s) would not have been specified by the
                     author. </t>
               </list>
            </t>
         </section>

         <section title="Prior Work">
            <t>Historically, email delivery assessment decisions have been based
               on an identity that used the IP Address of the system that
               directly sent the message (that is, the previous email "hop"),
	        <xref target="RFC4408"/>
	       or on the message content (e.g.
	        <xref target="RFC4406"/> and <xref target="RFC4407"/>).
	       The IP Address is obtained via underlying Internet information
               mechanisms and is therefore trusted to be accurate. Besides
               having some known security weaknesses, the use of addresses
               presents a number of functional and operational problems.
               Consequently there is a widespread desire to use an identifier
               that has better correspondence to organizational boundaries.
               Domain names are viewed as often satisfying this need. </t>
            <t> There have been four previous IETF efforts at standardizing an
               Internet email signature scheme. Their goals have differed from
               those of DKIM.
	       <list style="symbols">
                  <t>Privacy Enhanced Mail (PEM) was first published in 1987.
                        <xref target="RFC0989" />
                  </t>
                  <t>PEM eventually transformed into MIME Object Security
                     Services (MOSS) in 1995. <xref target="RFC1848" /> Today,
                     these two are only of historical interest. </t>
                  <t> Pretty Good Privacy (PGP) was developed by Phil Zimmermann
                     and first released in 1991.
		     <xref target="RFC1991" />
		     A later version was standardized as OpenPGP.
		     <xref target="RFC2440" />
                     <xref target="RFC3156" />
                     <xref target="RFC4880" />
                  </t>
                  <t>RSA Security independently developed Secure MIME (S/MIME)
                     to transport a PKCS #7 data object. <xref target="RFC3851"
                      />
                  </t>
               </list>
	       Development of both S/MIME and OpenPGP has continued.
	       While each has achieved a significant user base,
	       neither one has achieved ubiquity in deployment or use. </t>
            <t> To the extent that other message-signing services might have
               been adapted to do the job that DKIM is designed to perform, it
               was felt that re-purposing any of those would be more problematic
               than creating a separate service. That said, DKIM uses security
               algorithm components that have a long history, including use
               within some of those other messaging security services. </t>
            <t> DKIM has a distinctive approach for distributing and vouching
               for keys. It uses a key-centric Public Key Infrastructure (PKI)
               rather than the more typical approaches based on a certificate in
               the styles of Kohnfelder (X.509) <xref target="Kohnfelder" /> or
               Zimmermann (web of trust).
               <!-- ???????????????? citation for Zimmermann ???????????????? -->
	       For DKIM, the
               owner of a domain name asserts the validity of a key, rather than
               relying on the key having a broader semantic implication of the
               assertion, such as a quality assessment of the key's owner. DKIM
               treats quality assessment as an independent, value-added service,
               beyond the initial work of deploying a verifying signature
               service. </t>
            <t> Further, DKIM's PKI is provided by adding information records to
               the existing Domain Name System (DNS) <xref target="RFC1034" />,
               rather than requiring deployment of a new query infrastructure.
               This approach has significant operational advantages. First, it
               avoids the considerable barrier of creating a new global
               infrastructure; hence it leverages a global base of
               administrative experience and highly reliable distributed
               operation. Second, the technical aspect of the DNS is already
               known to be efficient. Any new service would have to undergo a
               period of gradual maturation, with potentially problematic
               early-stage behaviors. By (re-)using the DNS, DKIM avoids these
               growing pains.
	       <!--
		  ????????????????
		  comment from Jim Fenton:
		  It might also be worth mentioning the revocation characteristics
		  of DNS, since it will be necessary for domains to revoke keys
		  from time to time.

		  [TLH] Let's skip this for now?
	       -->
	       </t>
         </section>

         <section title="Internet Mail Background">
            <t> The basic Internet Email service has evolved extensively over
               its several decades of continuous operation. Its modern
               architecture comprises a number of specialized components. A
               discussion about Mail User Agents (MUA), Mail Handling Services
               (MHS), Mail Transfer Agents (MTA), Mail Submission Agents (MSA),
               Mail Delivery Agents (MDA), Mail Service Providers (MSP),
               Administrative Management Domains (ADMDs), and their
               relationships can be found in <xref
                  target="appendixMailBackground" />. </t>
         </section>


         <section title="Discussion Venue">
            <t>
               <list style="hanging">
                  <t hangText="NOTE TO RFC EDITOR:  ">This "Discussion Venue"
                     section is to be removed prior to publication. </t>
               </list>
            </t>

            <t> This document is being discussed on the DKIM mailing list,
               ietf-dkim@mipassoc.org. </t>
         </section>
      </section>
      <section title="The DKIM Value Proposition">

            <t>The nature and origins of a message are often falsely stated.
               Such misrepresentations may (but not necessarily) be employed in
               order to perpetrate abuse.
               DKIM provides a foundation for distinguishing legitimate mail,
               and thus a means of associating a verifiable identifier with a
               message. Given the presence of that identifier, a receiver can
               make decisions about further handling of the message, based upon
               assessments of the identity that is associated with the
               identifier. </t>

            <t>Receivers who successfully verify a signature can use information
               about the signer as part of a program to limit spam, spoofing,
               phishing, or other undesirable behavior. DKIM does not, itself,
               prescribe any specific actions by the recipient; rather it is an
               enabling technology for services that do. </t>

            <t>These services will typically:
	       <list style="numbers">
                  <t>Determine a verified identity, if possible.</t>
                  <t>Determine whether a known identity is trusted.</t>
               </list> The role of DKIM is to perform the first of these; DKIM
               is an enabler for the second. </t>

         <section title="Identity Verification">
            <t>Consider an attack made against an organization or against customers of
               an organization. The name of the organization is linked to
               particular Internet domain names (identifiers). One point of
               leverage for attackers is either to use a legitimate domain name,
               without authorization, or to use a "cousin" name that is similar
               to one that is legitimate, but is not controlled by the target
               organization. An assessment service that uses DKIM can
               differentiate between domains used by known organizations and
               domains used by others. As such, DKIM performs the positive step
               of identifying messages associated with verifiable identities,
               rather than the negative step of identifying messages with
               problematic use of identities. Whether a verified identity
               belongs to a Good Actor or a Bad Actor becomes a later step of
               assessment. </t>
         </section>
         <section title="Enabling Trust Assessments">
            <t>Email receiving services are faced with a basic decision: Should
               they deliver a newly-arrived message to the indicated recipient?
               That is, does the receiving service trust that the message is
               sufficiently "safe" to be viewed? For the modern Internet, most
               receiving services have an elaborate engine that formulates this
               quality assessment. These engines take a variety of information
               as input to the decision, such as from reputation lists and
               accreditation services. As the engine processes information, it
               raises or lowers its trust assessment for the message. </t>

            <t>DKIM provides additional information to this process by declaring
               a valid "responsible" identity about which the engine can make
               quality assessments. By itself, a valid DKIM signature neither
               lowers nor raises the level of trust associated with the message,
               but it enables other mechanisms to be used for doing so. </t>

            <t>An organization might build upon its use of DKIM by publishing
               information about its Signing Practices (SP). This could permit
               detecting some messages that purport to be associated with a
               domain, but which are not. As such, an SP can cause the trust
               assessment to be reduced, or leave it unchanged. </t>
         </section>

      </section>

      <section title="DKIM Goals">
         <t>DKIM adds an end-to-end authentication mechanism to the existing
            email transfer infrastructure. This motivates functional goals about
            the authentication itself and operational goals about its
            integration with the rest of the Internet email service. </t>

         <section title="Functional Goals">

            <section title="Use Domain-level granularity for assurance">
               <t>
		  DKIM seeks accountability at the coarse granularity of
		  an organization or, perhaps, a department.
		  An existing Internet service construct that
                  enables this granularity is the Domain Name <xref
                     target="RFC1034" />.
		  DKIM binds the signing key record to the Domain Name.
		  Further benefits of using domain names include	  
		  simplifying key management, 
		  enabling signing by the infrastructure as opposed to the MUA,
		  and potential privacy issues.
	       </t>
	       <t>
		  Contrast this with OpenPGP and S/MIME, which provide
		  end-to-end validation in terms of
                  individual authors, notably using full email addresses.
	      </t>
	    </section>
	    <section title="Implementation Locality">
	       <t>
		  Any party, anywhere along the transit path can implement DKIM signing.
              Its use is not confined to the end systems or only in a boundary MTA.
		  </t>
            </section>

            <section title="Allow delegation of signing to independent parties">
               <t> Different parties have different roles in the process of
                  email exchange. Some are easily visible to end users and
                  others are primarily visible to operators of the service. DKIM
                  was designed to support signing by any of these different parties and
                  to permit them to sign with any domain name that they
                  deem appropriate (and for which they hold authorized signing keys.) As an
                  example an organization that creates email content often
                  delegates portions of its processing or transmission to an
                  outsourced group. DKIM supports this mode of activity, in a
                  manner that is not normally visible to end users. </t>
            </section>

            <section
               title="Distinguish the core authentication mechanism from its derivative uses">
               <t> An authenticated identity can be subject to a variety of
                  processing policies, either ad hoc or standardized. The only
                  semantics inherent to a DKIM signature is that the signer is
                  asserting (some) responsibility for the message. All other
                  mechanisms and meanings are built on this core service.
                  One such mechanism might assert a relationship between the
                  signing identity and the author, as specified in the From:
                  header field's domain identity<xref target="RFC2822" />.
                  Another might specify how to treat an unsigned message with
                  that From: field domain. </t>
            </section>

            <section title="Retain ability to have anonymous email">
               <t>The ability to send a message that does not identify its
                  author is considered to be a valuable quality of the current
                  email service that needs to be retained. DKIM is compatible
                  with this goal since it permits authentication of the email
                  system operator, rather than the content author. If it is
                  possible to obtain effectively anonymous accounts at
                  example.com, knowing that a message definitely came from
                  example.com does not threaten the anonymity of the user who
                  authored it. </t>
            </section>

         </section>

         <section title="Operational Goals">
            <section
               title="Treat verification failure the same as no signature present">
	       <!--
		  ????????????????
		  comment from Jim Fenton:
		  This isn't a goal, in the sense of something we designed DKIM to try
		  to do.  It's a result of the threat model.
	       -->
               <t>As a sub-goal to the requirement for
                  transparency, a DKIM signature verifier is to treat messages
                  with signatures that fail as if they were unsigned. Hence the
                  message will revert to normal handling, through the receiver's
                  existing filtering mechanisms. Thus, DKIM specifies that an
                  assessing site is not to take a message that has a broken
                  signature and treat it any differently than if the signature
                  weren't there.
	       </t>
	       <t>
		  Contrast this with 
		  OpenPGP and S/MIME, which were designed for strong cryptographic
                  protection. This included treating verification failure as
                  message failure. 
	       </t>
            </section>
            <section
               title="Make signatures transparent to non-supporting recipients">
               <t>
		  In
                  order to facilitate incremental adoption, DKIM is designed to
                  be transparent to recipients that do not support it. A DKIM
                  signature does not "get in the way" for such recipients.
	      </t>
	      <t>
		  Contrast this with 
	          S/MIME and OpenPGP, which modify the message body. Hence, their
                  presence is potentially visible to email recipients, whose
                  user software needs to process the associated constructs.
		  </t>
            </section>

            <section title="Permit incremental adoption for incremental benefit">
               <t>DKIM can immediately provide benefits between any two
                  organizations that exchange email and implement DKIM. In the
                  usual manner of "network effects", the benefits of DKIM
                  increase dramatically as its adoption increases. </t>
               <t>Although it is envisioned that this mechanism will call upon
                  independent services to aid in the assessment of DKIM results,
                  they are not essential in order to obtain initial benefit.
		  For example DKIM allows (possibly large) pair-wise sets of email
                  providers and spam filtering companies to distinguish mail
                  that is associated with a known organization from mail that
                  might deceptively purport to have the affiliation.
		  This in
                  turn allows the development of "whitelist"
                  schemes whereby authenticated mail from a known source with
                  good reputation is allowed to bypass some anti-abuse filters. </t>
               <t>In effect the email receiver is using their set of known
                  relationships to generate their own reputation data. This
                  works particularly well for traffic between large sending
                  providers and large receiving providers. However it also works
                  well for any operator, public or private, that has mail
                  traffic dominated by exchanges among a stable set of
                  organizations. </t>
               <t>Management of email deliverability problems currently represents
                  a significant pain point for email administrators at every point
                  on the mail transit path. Administrators who have deployed DKIM 
                  verification have an incentive to evangelize the use of DKIM 
                  signatures to senders who may subsequently complain that their
                  email is not being delivered.
                  </t>
            </section>

            <section title="Minimize the amount of required infrastructure">
               <t>A new service, or an enhancement to an existing service,
                  requires adoption in a critical mass of system components,
                  before it can be useful. The greater the number of required
                  adopters, the higher the adoption barrier. This becomes
                  particularly serious when adoption is required by independent,
                  intermediary -- that is, infrastructure -- service providers.
                  In order to allow early adopters to gain early benefit, DKIM
                  makes no changes to the core Internet Mail service and,
                  instead, can provide a useful benefit for any individual pair
                  of signers and verifiers who are exchanging mail. Similarly,
                  DKIM's reliance on the Domain Name System greatly reduces the
                  amount of new administrative infrastructure that is needed
                  across the open Internet. </t>
            </section>

            <section title="Permit wide range of deployment choices">
               <t>DKIM can be deployed at a variety of places within an
                  organization's email service. This permits the organization to
                  choose how much or how little they want DKIM to be part of
                  their service, rather than part of a more localized operation.
               </t>
            </section>

         </section>

      </section>
      <section title="DKIM Function">

         <t>DKIM has a very constrained set of capabilities, primarily targeting
            email while it is in transit from an author to a set of recipients.
            It creates the ability to associate verifiable information with a
            message, especially a responsible identity.
	    When a message does not have a valid signature associated with the
	    author, DKIM SP will permit the domain name of the author to be used
            for obtaining information about their signing practices. </t>

         <section anchor="basicsign" title="The Basic Signing Service">
            <t>With the DKIM signature mechanism, a signer chooses a signing
               identity based on their domain name, performs digital signing on
               the message, and records signature information in a DKIM header
               field. A verifier obtains the domain name and the
               "selector" from the DKIM header field, queries
               for a public key associated with the name, and verifies the
               signature. </t>
            <t>DKIM permits any domain name to be used for signing, and supports
               extensible choices for various algorithms. As is typical for
               Internet standards, there is a core set of algorithms that all
               implementations are required to support, in order to guarantee
               basic interoperability. 
	    </t>
            <t>DKIM permits restricting the use of a signature key (by using s=)
	       to signing messages for particular types of services, such as only for
               email.
	       This is intended to be helpful when delegating signing
               authority, such as to a particular department or to a third-party
               outsourcing service. 
	    </t>
            <t>With DKIM the signer explicitly lists the headers that are
               signed, such as From:, Date: and Subject:. By choosing the
               minimal set of headers needed, the signature is likely to be
               considerably more robust against the handling vagaries of
               intermediary MTAs. </t>
         </section>

         <section title="Characteristics of a DKIM signature">
            <!--   -->
            <t>A DKIM signature covers the message body and selected header
               fields. The signer computes a hash of the selected header fields
               and another hash of the body. The signer then uses a private key
               to cryptographically encode this information, along with other
               signing parameters. Signature information is placed into the 
               DKIM-Signature header field, a new
                  <xref target="RFC2822" /> header field of the message. </t>
         </section>
         <section title="The Selector construct">
            <!--   -->
            <t>The key for a signature is associated with a domain name, as
               specified in the d= parameter of the DKIM-Signature header.
               That domain name, or the domain name or address in the i= parameter,
	       provide the complete identity used for making assessments about
	       the signer.
	       (The DKIM specification does not give any guidance on how
	       to do an assessment.)
	       However this name is not sufficient
               for making a DNS query to obtain the key needed to verify the
               signature. </t>
            <t>A single domain can use multiple signing keys and/or multiple
               potential signers. To support this, DKIM identifies a particular
               signature as a combination of the domain name and an added field,
               called the "selector", specified in separate DKIM-Signature header
               field parameters. </t>
            <t>
               <list style="hanging">
                  <t hangText="NOTE:  ">The semantics of the selector (if any) are strictly
                     reserved to the signer and should be treated as an opaque string
                     by all other parties.
                     If verifiers were to employ the selector as part of a name assessment
                     mechanism, then there would be no remaining mechanism for making
                     a transition from an old, or compromised, key to a new one.
                  </t>
               </list>
            </t>
            <t>Signers often need to support multiple assessments about their
               organization, such as to distinguish one type of message from
               another, or one portion of the organization from another. To
               permit assessments that are independent, one method is for an
               organization to use different sub-domains in the "d=" parameter,
               such as "transaction.example.com" versus
               "newsletter.example.com", or "productA.example.com" versus
               "productB.example.com". </t>
         </section>

         <section title="Verification">
            <!--   -->
            <t>After a message has been signed, any agent in the message transit
               path can verify the signature to determine that the signing
               identity took responsibility for the message. Message recipients
               can verify the signature by querying the DNS for the signer's
               domain directly, to retrieve the appropriate public key, and
               thereby confirm that the message was attested to by a party in
               possession of the private key for the signing domain.
	       Typically, verification will be done by an agent in the
	       Administrative Management Domain (ADMD) of the message recipient.
	    </t>
         </section>
      </section>

      <section title="Service Architecture">
         <!-- 6 -->
         <figure anchor="DKIMSvc" title="DKIM Service Architecture">
            <preamble>The DKIM service is divided into components that are
               performed using different, external services, such as for key
               retrieval and relaying email.
	       The basic DKIM signing specification defines
               an initial set of these services (using DNS and SMTP),
	       in order to ensure a basic
               level of interoperability.</preamble>
            <?rfc needLines="42" ?>
            <artwork name="DKIM Service Architecture"><![CDATA[
                           |
                           |- RFC2822 Message
                           V
+--------+  +------------------------------------+
| Private|  | ORIGINATING OR RELAYING ADMD (MSA) |
| Key    |.>| Sign Message                       |
| Store  |  +--------------+---------------------+
+--------+                 |
 (paired)                  |
+--------+                 |                 +-----------+
| Public |                 |                 | Remote    |
| Key    |             [Internet]            | Sender    |
| Store  |                 |                 | Practices |
+----+---+                 |                 +-----+-----+
     .                     V                       .
     .   +-----------------------------------+     .
     .   | RELAYING OR DELIVERING ADMD (MDA) |     .
     .   | Message Signed?                   |     .
     .   +--------+---------------+----------+     .
     .            |yes            |no              .
     .            V               |                .
     .      +------------+        |                .
     +.....>| Verify     +----+   |                .
            | Signatures |    |   |                .
            +-----+------+    |   |                .
              pass|       fail|   |                .
                  V           |   |                .
              +--------+      |   |                .
     +.......>| Assess |      |   |                .
     .        | Signer |      V   V                .
     .        +---+----+    +-------+              .
     .            |        / Check   \<............+
     .            +------>/  Signing  \
     .            |      /   Practices \<..........+
     .            |     +-------+-------+          .
     .            |             |                  .
     .            |             V                  . 
 +---+---------+  |       +-----------+     +------+-----+
 |Reputation/  |  |       | Message   |     | Local Info |
 |Accreditation|  +------>| Filtering |     | on Sender  |
 |Info         |          | Engine    |     | Practices  |
 +-------------+          +-----------+     +------------+]]>
            </artwork>
         </figure>
         <t>As shown in <xref target="DKIMSvc" />, basic message processing is
            divided between the MSA and the MDA.
	    <list style="hanging">
               <t hangText="The MSA"> The MSA signs the message, using private
                  information from the Key Store. </t>
               <t hangText="The MDA"> The MDA verifies the signature or
                  determines whether a signature was required. Verifying the
                  signature uses public information from the Key Store. If the
                  signature passes, reputation information is used to asses the
                  signer and that information is passed to the message filtering
                  system. If the signature fails or there is no signature,
                  information about the related signing practices is retrieved
                  remotely and/or locally, and that information is passed to the
                  message filtering system.
	       </t>
               <t hangText="Note:">
                  <xref target="DKIMSvc" /> does not show the effects on the
		  message handling
                  when multiple signatures or non-author signatures are present.
               </t>
            </list>
         </t>

         <section title="Administration and Maintenance">
            <t> A number of tables and services are used to provide external
               information. Each of these introduces administration and
               maintenance requirements.
	       <list style="hanging">

                  <t hangText="Key Store"> DKIM uses public/private (asymmetric)
                     key cryptography. The signer users a private key and the
                     validator uses the corresponding public key. The current
                     DKIM signing specification provides for querying the Domain
                     Names Service (DNS), to permit a validator to obtain the
                     public key. The signing organization therefore must have a
                     means of adding a key to the DNS, for every
                     selector/domain-name combination. Further, the signing
                     organization needs policies for distributing and revising
                     keys. </t>

                  <t hangText="Reputation/Accreditation"> If a message contains
                     a valid signature, then the verifier can evaluate the
                     associated domain name's reputation. Quality-assessment
                     information, which is associated with a domain name, comes
                     in many forms and from many sources. DKIM does not define
                     assessment services. It's relevance to them is to provide a
                     validated domain name, upon which assessments can be made. </t>

                  <t hangText="Signing Practices (SP)"> Separate from
                     determining the validity of a signature, and separate from
                     assessing the reputation of the organization that is
                     associated with the signed identity, there is an the
                     opportunity to determine any organizational practices
                     concerning a domain name. Practices can range widely. They
                     can be published by the owner of the domain or they can be
                     maintained by the evaluating site.
		     They can pertain to the
                     use of the domain name, such as whether it is used for
                     signing messages, whether all mail having that domain name
                     in the author From: header field is signed, or whether such
                     mail is to be discarded in the absence of an appropriate
                     signature.
		     The statements of practice are made at the level
                     of a domain name, and are distinct from assessments made
                     about particular messages, as occur in a Message Filtering
                     Engine.
		     Such assessments of practices can provide useful
                     input for the Message Filtering Engine's determination of
                     message handling. As practices are defined, each domain
                     name owner needs to consider what information to publish.
                     The nature and degree of checking practices, if any is
                     performed, is optional to the evaluating site and is
                     strictly a matter of local policy. </t>


               </list>
            </t>
         </section>
         <section title="Signing">
            <t>Signing can be performed by a component of the ADMD that creates
               the message, and/or within any ADMD along the relay path. The
               signer uses the appropriate private key. </t>
         </section>

         <section title="Verifying">
            <t>Verification can be performed by any functional component along
               the relay and delivery path. Verifiers retrieve the public key
               based upon the parameters stored in the message. </t>
         </section>

         <section title="Unverified or Unsigned Mail">
            <t>Note that a failed signature causes the message to be treated in
               the same manner as one that is unsigned. Messages lacking a valid
               author signature (a signature associated with the author of the
               message as opposed to a signature associated with an
               intermediary) can prompt a query for any published "signing
               practices" information, as an aid in determining whether the
               author information has been used without authorization. </t>
         </section>

         <section title="Assessing">
            <t><xref target="DKIMSvc" /> shows the verified identity as being
               used to assess an associated reputation, but it could be applied
               for other tasks, such as management tracking of mail. A popular
               use of reputation information is as input to a filtering engine
               that decides whether to deliver -- and possibly whether to
               specially mark -- a message. Filtering engines have become
               complex and sophisticated. Their details are outside of the scope
               of DKIM, other than the expectation that the validated identity
               produced by DKIM will be added to the varied soup of rules used
               by the engines. The rules can cover signed messages and can deal
               with unsigned messages from a domain, if the domain has published
               information about its practices. </t>
         </section>

         <section title="DKIM Placement within an ADMD">
            <t>It is expected that the most common venue for a DKIM
               implementation will be within the infrastructures of the
               authoring organization's outbound service and the receiving
               organization's inbound service, such as a department or a
               boundary MTA. DKIM can be implemented in an author's or recipient
               MUA, but this is expected to be less typical, since it has higher
               administration and support costs. </t>
            <t>A Mediator, such as a mailing list, often can re-post a message
               without breaking the DKIM signature. Furthermore it can add its
               own signature. This can be added by the Mediator software itself,
               or by any outbound component in the Mediator's ADMD. </t>
         </section>
      </section>

      <section title="Security Considerations">
         <t> The security considerations of the DKIM protocol are described in
            the DKIM base specification <xref target="RFC4871" />. </t>
      </section>

      <section title="IANA Considerations">
         <t> There are no actions for IANA. <list style="hanging">
               <t hangText="NOTE TO RFC EDITOR:  ">This section may be removed
                  prior to publication. </t>
            </list>
         </t>
      </section>

      <section title="Acknowledgements">
         <t> Many people contributed to the development of the DomainKeys
            Identified Mail and the efforts of the DKIM Working Group is
            gratefully acknowledged. In particular, we would like to thank Jim
            Fenton for his extensive feedback diligently provided on every
            version of this document. </t>
      </section>

   </middle>
   <back>
      <!-- references split to informative and normative -->
      <!-- references title="Normative References">  </references -->
      <references title="Informative References">&dkimbase; &dkimta;
         &rfc1034; &rfc2822; &dk; &pem; &moss; &pgp1;
         &rfc2821; &rfc2440; &rfc3156; &syslog;
         &rfc3851; &ar; &rfc4406; &rfc4407; &rfc4408; &openpgp;
	 <reference anchor="Kohnfelder">
            <front>
               <title>Towards a Practical Public-key Cryptosystem</title>
               <author fullname="Loren M. Kohnfelder" initials="L."
                  surname="Kohnfelder">
                  <organization abbrev="MIT"> Massachusetts Institute of
                     Technology </organization>
               </author>

               <date month="May" year="1978" />
            </front>
         </reference>
      </references>

      <section anchor="appendixMailBackground" title="Internet Mail Background">
         <t>Internet Mail is split between the user world, in the form of Mail
            User Agents (MUA), and the transmission world, in the form of the
            Mail Handling Service (MHS) composed of Mail Transfer Agents (MTA).
            The MHS is responsible for accepting a message from one user, the
            author, and delivering it to one or more other users, the
            recipients. This creates a virtual MUA-to-MUA exchange environment.
            The first component of the MHS is called the Mail Submission Agent
            (MSA) and the last is called the Mail Delivery Agent (MDA). </t>
         <t> An email Mediator is both an inbound MDA and outbound MSA. It takes
            delivery of a message and re-posts it for further distribution,
            retaining the original From: header field. A mailing list is a
            common example of a Mediator. </t>
         <t>The modern Internet Mail service is marked by many independent
            operators, many different components for providing users with
            service and many other components for performing message transfer.
            Consequently, it is necessary to distinguish administrative
            boundaries that surround sets of functional components, which are
            subject to coherent operational policies. </t>
         <t>As elaborated on below, every MSA is a candidate for signing using
            DKIM, and every MDA is a candidate for doing DKIM verification. </t>

         <section anchor="AdminDomain"
            title="Administrative Management Domain (ADMD)">

            <t>Operation of Internet Mail services is apportioned to different
               providers (or operators). Each can be composed of an independent
               ADministrative Management Domain (ADMD). An ADMD operates with an
               independent set of policies and interacts with other ADMDs
               according to differing types and amounts of trust. Examples
               include: an end-user operating their desktop client that connects
               to an independent email service, a department operating a
               submission agent or a local Relay, an organization's IT group
               that operates enterprise Relays, and an ISP operating a public
               shared email service. </t>
            <t>Each of these can be configured into many combinations of
               administrative and operational relationships, with each ADMD
               potentially having a complex arrangement of functional
               components. <xref target="ADMD" /> depicts the relationships
               among ADMDs. Perhaps the most salient aspect of an ADMD is the
               differential trust that determines its policies for activities
               within the ADMD, versus those involving interactions with other
               ADMDs. </t>
            <t>Basic types of ADMDs include:
	       <list>
                  <t>
                     <list style="hanging">
                        <t hangText="Edge:  ">Independent transfer services, in
                           networks at the edge of the Internet Mail service. </t>
                        <t hangText="User:  ">End-user services. These might be
                           subsumed under an Edge service, such as is common for
                           web-based email access. </t>
                        <t hangText="Transit:  ">These are Mail Service
                           Providers (MSP) offering value-added capabilities for
                           Edge ADMDs, such as aggregation and filtering. </t>
                     </list>
                  </t>
               </list>
            </t>
            <figure anchor="ADMD"
               title="ADministrative Management Domains (ADMD) Example">
               <preamble>Note that Transit services are quite different from
                  packet-level transit operation. Whereas end-to-end packet
                  transfers usually go through intermediate routers, email
                  exchange across the open Internet is often directly between
                  the Edge ADMDs, at the email level. </preamble>
               <?rfc needLines="15" ?>
               <artwork name="ADministrative Management Domain (ADMD) Example"><![CDATA[
+--------+                            +--------+    +--------+
| ADMD#1 |                            | ADMD#3 |    | ADMD#4 |
| ------ |                            | ------ |    | ------ |
|        |   +----------------------->|        |    |        |
| User   |   |                        |--Edge--+--->|--User  |
|  |     |   |                   +--->|        |    |        |
|  V     |   |                   |    +--------+    +--------+
| Edge---+---+                   |
|        |   |    +----------+   |
+--------+   |    |  ADMD#2  |   |
             |    |  ------  |   |
             |    |          |   |
             +--->|-Transit--+---+
                  |          |
                  +----------+]]></artwork>
            </figure>
            <t> In <xref target="ADMD" />, ADMD numbers 1 and 2 are candidates
               for doing DKIM signing, and ADMD numbers 2, 3 and 4 are
               candidates for doing DKIM verification.
               <!-- QUESTION: Dumb one -
               can we think of any sort of credible scenario where it would
               make sense for ADMD#3 to do signing? /d -->
            </t>
            <t>The distinction between Transit network and Edge network transfer
               services is primarily significant because it highlights the need
               for concern over interaction and protection between independent
               administrations. The interactions between functional components
               within a single ADMD are subject to the policies of that domain.
               Although any pair of ADMDs can arrange for whatever policies they
               wish, Internet Mail is designed to permit inter-operation without
               prior arrangement. </t>
            <t>Common ADMD examples are:
	       <list>
                  <t>
                     <list>
                        <t> Enterprise Service Providers:
			   <list>
                              <t>Operators of an organization's internal data
                                 and/or mail services. </t>
                           </list>
                        </t>

                        <t>Internet Service Providers:
			   <list>
                              <t>Operators of underlying data communication
                                 services that, in turn, are used by one or more
                                 Relays and Users. It is not necessarily their
                                 job to perform email functions, but they can,
                                 instead, provide an environment in which those
                                 functions can be performed. </t>
                           </list>
                        </t>

                        <t>Mail Service Providers:
			   <list>
                              <t>Operators of email services, such as for
                                 end-users, or mailing lists. </t>
                           </list>
                        </t>
                     </list>
                  </t>
               </list>
            </t>
         </section>
      </section>
   </back>
</rfc>

PAFTECH AB 2003-20262026-04-22 22:47:38