One document matched: draft-ietf-dime-nat-control-09.xml


<?xml version="1.0" encoding="US-ASCII"?>
<!-- This template is for creating an Internet Draft using xml2rfc,
     which is available here: http://xml.resource.org. -->
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
<!-- One method to get references from the online citation libraries.
     There has to be one entity for each item to be referenced. 
     An alternate method (rfc include) is described in the references. -->
<!ENTITY RFC2119 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml">
<!ENTITY RFC3588 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.3588.xml">
<!ENTITY RFC2434 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2434.xml">
<!ENTITY RFC4005 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.4005.xml">
<!ENTITY RFC4675 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.4675.xml">
<!ENTITY RFC5226 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.5226.xml">
<!ENTITY RFC5777 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.5777.xml">
<!ENTITY RFC5624 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.5624.xml">
<!ENTITY RFC5866 SYSTEM "http://xml.resource.org/public/rfc/bibxml/reference.RFC.5866.xml">
<!ENTITY I-D.draft-nishitani-cgn SYSTEM "http://xml.resource.org/public/rfc/bibxml3/reference.I-D.draft-nishitani-cgn-03.xml">
<!ENTITY I-D.narten-iana-considerations-rfc2434bis SYSTEM "http://xml.resource.org/public/rfc/bibxml3/reference.I-D.narten-iana-considerations-rfc2434bis.xml">
]>
<?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>
<!-- used by XSLT processors -->
<!-- For a complete list and description of processing instructions (PIs), 
     please see http://xml.resource.org/authoring/README.html. -->
<!-- Below are generally applicable Processing Instructions (PIs) that most I-Ds might want to use.
     (Here they are set differently than their defaults in xml2rfc v1.32) -->
<?rfc strict="yes" ?>
<!-- give errors regarding ID-nits and DTD validation -->
<!-- control the table of contents (ToC) -->
<?rfc toc="yes"?>
<!-- generate a ToC -->
<?rfc tocdepth="4"?>
<!-- the number of levels of subsections in ToC. default: 3 -->
<!-- control references -->
<?rfc symrefs="yes"?>
<!-- use symbolic references tags, i.e, [RFC2119] instead of [1] -->
<?rfc sortrefs="yes" ?>
<!-- sort the reference entries alphabetically -->
<!-- control vertical white space 
     (using these PIs as follows is recommended by the RFC Editor) -->
<?rfc compact="yes" ?>
<!-- do not start each main section on a new page -->
<?rfc subcompact="no" ?>
<!-- keep one blank line between list items -->
<!-- end of list of popular I-D processing instructions -->
<rfc category="std" docName="draft-ietf-dime-nat-control-09" ipr="trust200902">
  <!-- ipr="full3978"-->

  <!-- category values: std, bcp, info, exp, and historic
     ipr values: full3667, noModification3667, noDerivatives3667
     you can add the attributes updates="NNNN" and obsoletes="NNNN" 
     they will automatically be output with "(if approved)" -->

  <!-- ***** FRONT MATTER ***** -->

  <front>
    <!-- The abbreviated title is used in the page header - it is only necessary if the 
         full title is longer than 39 characters -->

    <title abbrev="Diameter NAT Control Application">Diameter Network Address
    and Port Translation Control Application</title>

    <!-- add 'role="editor"' below for the editors if appropriate -->

    <!-- Another author who claims to be an editor -->

    <author fullname="Frank Brockners" initials="F." surname="Brockners">
      <organization>Cisco</organization>

      <address>
        <postal>
          <street>Hansaallee 249, 3rd Floor</street>

          <!-- Reorder these if your country does things differently -->

          <city>DUESSELDORF</city>

          <region>NORDRHEIN-WESTFALEN</region>

          <code>40549</code>

          <country>Germany</country>
        </postal>

        <email>fbrockne@cisco.com</email>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <author fullname="Shwetha Bhandari" initials="S." surname="Bhandari">
      <organization>Cisco</organization>

      <address>
        <postal>
          <street>Cessna Business Park, Sarjapura Marathalli Outer Ring
          Road</street>

          <city>Bangalore, KARNATAKA 560 087</city>

          <country>India</country>
        </postal>

        <email>shwethab@cisco.com</email>
      </address>
    </author>

    <author fullname="Vaneeta Singh" initials="V." surname="Singh">
      <organization></organization>

      <address>
        <postal>
          <street>18, Cambridge Road</street>

          <city>Bangalore 560008</city>

          <country>India</country>
        </postal>

        <email>vaneeta.singh@gmail.com</email>
      </address>
    </author>

    <author fullname="Victor Fajardo" initials="V." surname="Fajardo">
      <organization>Telcordia Technologies</organization>

      <address>
        <postal>
          <street>1 Telcordia Drive #1S-222</street>

          <city>Piscataway, NJ 08854</city>

          <country>USA</country>
        </postal>

        <email>vf0213@gmail.com</email>
      </address>
    </author>

    <date day="10" month="July" year="2011" />

    <!-- If the month and year are both specified and are the current ones, xml2rfc will fill 
         in the current day for you. If only the current year is specified, xml2rfc will fill 
	 in the current day and month for you. If the year is not the current one, it is 
	 necessary to specify at least a month (xml2rfc assumes day="1" if not specified for the 
	 purpose of calculating the expiry date).  With drafts it is normally sufficient to 
	 specify just the year. -->

    <!-- Meta-data Declarations -->

    <area>General</area>

    <workgroup>Internet Engineering Task Force</workgroup>

    <!-- WG name at the upperleft corner of the doc,
         IETF is fine for individual submissions.  
	 If this element is not present, the default is "Network Working Group",
         which is used by the RFC Editor as a nod to the history of the IETF. -->

    <keyword>ds-lite</keyword>

    <!-- Keywords will be incorporated into HTML output
         files in a meta tag but they have no effect on text or nroff
         output. If you submit your draft to the RFC Editor, the
         keywords will be used for the search engine. -->

    <abstract>
      <t>This document describes the framework, messages, and procedures for
      the Diameter Network address and port translation Control Application.
      This Diameter application allows per endpoint control of Network Address
      Translators and Network Address and Port Translators, which are added to
      networks to cope with IPv4-address space depletion. This Diameter
      application allows external devices to configure and manage a Network
      Address Translator device - expanding the existing Diameter-based AAA
      and policy control capabilities with a Network Address Translators and
      Network Address and Port Translators control component. These external
      devices can be network elements in the data plane such as a Network
      Access Server, or can be more centralized control plane devices such as
      AAA-servers. This Diameter application establishes a context to commonly
      identify and manage endpoints on a gateway or server, and a Network
      Address Translator and Network Address and Port Translator device. This
      includes, for example, the control of the total number of Network
      Address Translator bindings allowed or the allocation of a specific
      Network Address Translator binding for a particular endpoint. In
      addition, it allows Network Address Translator devices to provide
      information relevant to accounting purposes.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction" toc="default">
      <t>Internet service providers have started to deploy Network Address
      Translators (NATs) and Network Address and Port Translators (NAPTs) in
      their networks to deal with the depletion of available public IPv4
      addresses. This document defines a Diameter application allowing
      providers to control the behavior of these NAT and NAPT devices. The use
      of a Diameter application allows for simple integration into the
      existing Authentication, Authorization and Accounting (AAA) environment
      of a provider.</t>

      <t>The Diameter Network address and port translation Control Application
      (DNCA) offers the following capabilities:</t>

      <t><list style="numbers">
          <t>Limits or defines the number of NAPT/NAT bindings made available
          to an individual end point or user. The main motivation for
          restricting the number of bindings on a per end point basis is to
          protect the service of the service provider against denial of
          service attacks. If multiple end points share a single public IP
          address, these end points can share fate. If one end point would
          (either intentionally, or due to mis-behavior, mis-configuration,
          mal-ware, etc.) be able to consume all available bindings for a
          given single public IP address, service would be hampered (or might
          even become unavailable) for those other end points sharing the same
          public IP address. The efficiency of a NAPT deployment depends on
          the maximum number of bindings an end point could use. Given that
          the typical number of bindings an end point uses depends on the type
          of end point (e.g. a personal computer of a broadband user is
          expected to use a higher number of bindings than a simple mobile
          phone) and a NAPT device is often shared by different types of end
          points, it is desirable to actively manage the maximum number of
          bindings.</t>

          <t>Supports the allocation of specific NAPT/NAT bindings. Two types
          of specific bindings can be distinguished:<list style="symbols">
              <t>Allocation of a pre-defined NAT binding: Both the internal
              and external IP address and port pair are specified within the
              request. Some deployment cases, such as access to a web-server
              within a user’s home network with IP address and port,
              benefit from statically configured bindings.</t>

              <t>Allocation of an external IP address for a given internal IP
              address: The allocated external IP address is reported back to
              the requestor. In some deployment scenarios, the application
              requires immediate knowledge of the allocated binding for a
              given internal IP address but does not control the allocation of
              the external IP address; for example, SIP-proxy server
              deployments.</t>
            </list></t>

          <t>Defines the external address pool(s) to be used for allocating an
          external IP address: External address pools can either be
          pre-assigned at the NAPT/NAT device, or specified within a request.
          If pre-assigned address pools are used, a request needs to include a
          reference to identify the pool. Otherwise, the request contains a
          description of the IP address pool(s) to be used; for example, a
          list of IP-subnets. Such external address pools can be used to
          select the external IP address in NAPT/NAT bindings for multiple
          subscribers.</t>

          <t>Generates reports and accounting records: Reports established
          bindings for a particular user. The collected information is used by
          accounting systems for statistical purposes.</t>

          <t>Queries and retrieves details about bindings on demand: This
          feature complements the previously mentioned accounting
          functionality (see item 4).</t>

          <t>Identifies a subscriber or endpoint on multiple network devices
          (NAT/NAPT device, the AAA-server, or the Network Access Server
          (NAS)): Endpoint identification is facilitated through a Global
          Endpoint ID. Endpoints are identified through a single or a set of
          classifiers, such as IP address, Virtual Local Area Network (VLAN)
          identifier, or interface identifier which uniquely identify the
          traffic associated with a particular global endpoint.</t>
        </list></t>

      <t>This document is structured as follows: Section 2 lists terminology,
      while Section 3 provides an introduction to DNCA and its overall
      deployment framework. Sections 4 to 8 cover DNCA specifics, with Section
      4 describing session management, Section 5 the use of the Diameter base
      protocol, Section 6 new commands, Section 7 AVPs used, and Section 8
      accounting aspects. Section 9 presents an AVP occurence table. IANA and
      security considerations are addressed in Sections 10 and 11.</t>
    </section>

    <section anchor="Conventions" title="Conventions">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119"></xref>.</t>

      <t>Abbreviations used in this document:</t>

      <t><list style="empty">
          <t>AAA: Authentication, Authorization, Accounting</t>

          <t>DNCA: Diameter Network address and port translation Control
          Application</t>

          <t>NAPT: Network Address and Port Translation</t>

          <t>NAT: Network Address Translation (NAT and NAPT are used in this
          document interchangeably)</t>

          <t>NAT-binding or binding: Association of two IP address/port pairs
          (with one IP address typically being private and the other one
          public) to facilitate NAT</t>

          <t>NAT-device: Network Address Translator or Network Address and
          Port Translator: An entity performing NAT or NAPT</t>

          <t>NAT-controller: Entity controlling the behavior of a
          NAT-device</t>

          <t>NAS: Network Access Server</t>

          <t>NCR: NAT Control Request</t>

          <t>NCA: NAT Control Answer</t>
        </list></t>
    </section>

    <section anchor="framework" title="Deployment Framework">
      <section title="Deployment Scenario">
        <t><xref target="fig-network-deployment"></xref> shows a typical
        network deployment for Internet access. A user’s IPv4 host gains
        access to the Internet though a NAS, which facilitates the
        authentication of the endpoint and configures the user’s
        connection according to the authorization and configuration data
        received from the AAA-server upon successful authentication. Public
        IPv4 addresses are used throughout the network.</t>

        <figure anchor="fig-network-deployment"
                title="Typical network deployment for internet access">
          <artwork><![CDATA[
                      +---------+
                      |         |
                      |   AAA   |
                      |         |
                      +---------+
                           |
                           |
                           |
                           |
 +---------+          +---------+             +----------+
 |  IPv4   |          |         |             |  IPv4    |
 |  Host   |----------|   NAS   |-------------| Internet |
 |         |          |         |             |          |
 +---------+          +---------+             +----------+

 <-------------------- Public IPv4 ---------------------->
]]></artwork>
        </figure>

        <t><xref target="fig-NAT-deployment"></xref> depicts the deployment
        scenario when a service provider introduces a NAT-device to increase
        the efficiency of the global IPv4 address pool utilization. The
        objective is to provide the customer with connectivity to the public
        IPv4 Internet. The NAT-device performs network address and port (and
        optionally address family) translation, depending on whether the
        access network uses private IPv4 addresses or public IPv6 addresses,
        to public IPv4 addresses. If the NAT-device would be put in place
        without any endpoint awareness, the service offerings of the service
        provider could be impacted. This includes cases like:</t>

        <t><list style="symbols">
            <t>Provisioning static NAT bindings for particular endpoints</t>

            <t>Using different public IP address pools for different set of
            endpoints (for example, residential or business customers)</t>

            <t>Reporting allocated bindings on a per endpoint basis</t>

            <t>Integrate control of the NAT-device into the already existing
            per endpoint management infrastructure of the service provider</t>
          </list></t>

        <figure anchor="fig-NAT-deployment"
                title="Access network deployment with NAT">
          <artwork><![CDATA[
                +---------+
                |         |
                |   AAA   |
                |         |
                +---------+
                     |
                     |
                     |
                     |
  +--------+    +---------+    +--------+    +----------+
  |  IPv4/ |    |         |    |        |    |  IPv4    |
  |  IPv6  |----|   NAS   |----|  NAT-  |----| Internet |
  |  Host  |    |         |    | device |    |          |
  +--------+    +---------+    +--------+    +----------+
  <-------- Private IPv4 ----------><--- Public IPv4 --->
  <-------- Public  IPv6 ----------><--- Public IPv4 --->
]]></artwork>
        </figure>
      </section>

      <section title="Diameter NAPT Control Application Overview">
        <t>DNCA runs between two DNCA Diameter peers. One DNCA Diameter peer
        resides within the NAT-device, the other DNCA Diameter peer resides
        within the NAT-Controller. DNCA allows per endpoint control and
        management of NAT within the NAT-device. Based on Diameter, DNCA
        integrates well with the suite of Diameter applications deployed for
        per endpoint authentication, authorization, accounting, and policy
        control in service provider networks.</t>

        <t>DNCA offers:<list style="symbols">
            <t>Request and answer commands to control the allowed number of
            NAT bindings per endpoint , to request the allocation of specific
            bindings for an endpoint, to define the address pool to be used
            for an endpoint.</t>

            <t>Provides per endpoint reporting of the allocated NAT
            bindings.</t>

            <t>Provides unique identification of an endpoint on NAT-device,
            AAA-server and NAS, to simplify correlation of accounting data
            streams.</t>
          </list></t>

        <t>DNCA allows controlling the behavior of a NAT-device on a per
        endpoint basis during initial session establishment and at later
        stages by providing an update procedure for already established
        sessions. Using DNCA, per endpoint NAT binding information can be
        retrieved either using accounting mechanisms or through an explicit
        session query to the NAT.</t>
      </section>

      <section title="Deployment Scenarios For DNCA">
        <t>DNCA can be deployed in different ways. Two common deployment
        scenarios are outlined in <xref
        target="fig-NAT-integrated-deployment"></xref> (“integrated
        deployment”) and <xref
        target="fig-NAT-autonomous-deployment"></xref> (“autonomous
        deployment”). The two scenarios differ in which entity fulfills
        the role of the NAT-controller. Within the figures (C) denotes the
        network element performing the role of the NAT-controller.</t>

        <t>The integrated deployment approach hides the existence of the
        NAT-device from external servers, such as the AAA-server. It is suited
        for environments where minimal changes to the existing AAA deployment
        are desired. The NAS and the NAT-device are Diameter peers supporting
        the DNCA. The Diameter peer within the NAS, performing the role of the
        NAT-controller, initiates and manages sessions with the NAT-device,
        exchanges NAT specific configuration information and handles reporting
        and accounting information. The NAS receives reporting and accounting
        information from NAT-device. With this information, the NAS can
        provide a single accounting record for the endpoint. A system
        correlating the accounting information received from NAS and
        NAT-device would not be needed.</t>

        <t>An example network attachment for an integrated NAT deployment can
        be described as follows: An endpoint connects to the network, with the
        NAS being the point of attachment. After successful authentication,
        the NAS receives endpoint related authorization data from the
        AAA-server. A portion of the authorization data applies to per
        endpoint configuration on the NAS itself, another portion describes
        authorization and configuration information for NAT control aimed at
        the NAT-device. The NAS initiates a DNCA session to the NAT-device and
        sends relevant authorization and configuration information for the
        particular endpoint to the NAT-device. This can comprise NAT-bindings,
        which have to be pre-established for the endpoint, or management
        related configuration, such as the maximum number of NAT-bindings
        allowed for the endpoint. The NAT-device sends its per endpoint
        accounting information to the NAS, which aggregates the accounting
        information received from the NAT-device with its local accounting
        information for the endpoint into a single accounting stream towards
        the AAA-server.</t>

        <figure anchor="fig-NAT-integrated-deployment"
                title="NAT control deployment: Integrated deployment">
          <artwork><![CDATA[
                +---------+
                |         |
                |   AAA   |
                |         |
                +---------+
                     |
                     |
                     |
  +--------+    +---------+    +--------+    +----------+
  |  IPv4/ |    |   (C)   |    |        |    |  IPv4    |
  |  IPv6  |----|   NAS   |----|  NAT-  |----| Internet |
  |  Host  |    |         |    | device |    |          |
  +--------+    +---------+    +--------+    +----------+
  <-------- Public  IPv6 ----------><--- Public IPv4 --->
  <-------- Private IPv4 ----------><--- Public IPv4 --->
]]></artwork>
        </figure>

        <t>The autonomous deployment approach decouples user management on NAS
        and NAT-device. In the autonomous deployment approach, the AAA-system
        and the NAT-device are the Diameter peers running the DNCA. The
        AAA-system also serves as NAT-controller. It manages the connection to
        the NAT-device, controls the per endpoint configuration, and also
        receives accounting and reporting information from the NAT-device.
        Different from the integrated deployment scenario, the autonomous
        deployment scenario does not “hide” the existence of the
        NAT-device from the AAA infrastructure. Here two accounting streams
        are received by the AAA-server for one particular endpoint, one from
        the NAS, and one from the NAT-device.</t>

        <figure anchor="fig-NAT-autonomous-deployment"
                title="NAT control deployment: Autonomous deployment">
          <artwork><![CDATA[
                  +---------+
                  |   (C)   |
                  |   AAA   |---------
                  |         |         |
                  +---------+         |
                       |              |
                       |              |
                       |              |
    +--------+    +---------+    +---------+    +----------+
    |  IPv4/ |    |         |    |         |    |  IPv4    |
    |  IPv6  |----|   NAS   |----|  NAT-   |----| Internet |
    |  Host  |    |         |    | device  |    |          |
    +--------+    +---------+    +---------+    +----------+
    <-------- Public  IPv6 ----------><---- Public IPv4 --->
    <-------- Private IPv4 ----------><---- Public IPv4 --->]]></artwork>
        </figure>
      </section>
    </section>

    <section anchor="sec-dnca"
             title="DNCA Session Establishment and Management">
      <t>Note that this section forward references some of the commands and
      AVPs defined for DNCA. Please refer to <xref
      target="sec-dnca-commands"></xref> and <xref
      target="sec-dnca-avps"></xref> for details. DNCA runs between a Diameter
      peer residing in a NAT-controller and a Diameter peer residing in a
      NAT-device. The Diameter peer within the NAT-controller is always the
      control requesting entity: It initiates, updates, or terminates the
      sessions. Sessions are initiated when the NAT-controller learns about a
      new endpoint (i.e., host) that requires a NAT service. This could for
      example be due to the entity hosting the NAT-controller receiving
      authentication, authorization, or accounting requests for or from the
      endpoint. Alternate methods that could trigger session set up include
      local configuration, receipt of a packet from a formerly unknown
      IP-address, etc.</t>

      <section title="Session Establishment">
        <t>The DNCA Diameter peer within the NAT-controller establishes a
        session with the DNCA Diameter peer within the NAT-device to control
        the behavior of the NAT function within the NAT-device. During session
        establishment, the DNCA Diameter peer within the NAT-controller passes
        along configuration information to DNCA Diameter peer within the
        NAT-device. The session configuration information comprises the
        maximum number of bindings allowed for the endpoint associated with
        this session, a set of pre-defined NAT bindings to be established for
        this endpoint, or a description of the address pool, that external
        addresses are to be allocated from.</t>

        <t>The DNCA Diameter peer within the NAT-controller generates a
        NAT-Control Request (NCR) message to the DNCA Diameter peer within the
        NAT-device with NC-Request-Type AVP set to INITIAL_REQUEST to initiate
        a Diameter NAT control session. On receipt of a NCR the DNCA Diameter
        peer within the NAT-device sets up a new session for the endpoint
        associated with the endpoint classifier(s) contained in the NCR. The
        DNCA Diameter peer within the NAT-device notifies its DNCA Diameter
        peer within the NAT-controller about successful session setup using a
        NAT-Control Answer (NCA) message with Result-Code set to
        DIAMETER_SUCCESS. <xref target="fig-session-establishment"></xref>
        shows the initial protocol interaction between the two DNCA Diameter
        peers.</t>

        <t>The initial NAT-Control-Request may contain configuration
        information for the session, which specifies the behavior of the
        NAT-device for the session. The configuration information which may be
        included, comprises: <list style="symbols">
            <t>A list of NAT bindings, which should be pre-allocated for the
            session; for example, in case a user requires a fixed external
            IP-address/port pair for one of his applications.</t>

            <t>The maximum number of NAT-bindings allowed for an endpoint.</t>

            <t>A description of the external IP-address pool(s) to be used for
            the session.</t>

            <t>A reference to a predefined binding rule on the NAT-device,
            which is applied to the session. Such a predefined binding rule on
            the NAT-device may contain, for example, the name of the
            IP-address pool that external IP-addresses should be allocated
            from, the maximum number of bindings permitted for the endpoint,
            etc.</t>
          </list></t>

        <t>In certain cases, the NAT-device may not be able to perform the
        tasks requested within the NCR. These include the following: <list
            style="symbols">
            <t>If a DNCA Diameter peer within the NAT-device receives a NCR
            from a DNCA Diameter peer within a NAT-controller with NC-
            Request-Type AVP set to INITIAL_REQUEST that identifies an already
            existing session; that is, DNCA Diameter peer and endpoint
            identifier match an already existing session, the DNCA Diameter
            peer within the NAT-device returns NCA with Result-Code set to
            SESSION_EXISTS, and provides the Session-Id of the existing
            session in the Duplicate-Session-Id AVP.</t>

            <t>If a DNCA Diameter peer within the NAT-device receives a NCR
            from a DNCA Diameter peer within a NAT-controller with NC-
            Request-Type AVP set to INITIAL_REQUEST that matches more than one
            of the already existing sessions; that is, DNCA Diameter peer and
            endpoint identifier match already existing sessions, the DNCA
            Diameter peer within the NAT-device returns a NCA with Result-Code
            set to INSUFFICIENT-CLASSIFIERS. In case a DNCA Diameter peer
            receives a NCA that reports Insufficient-Classifiers, it may
            choose to retry establishing a new session using additional or
            more specific classifiers.</t>

            <t>If the NCR contains a binding rule not defined on the
            NAT-device, the DNCA Diameter peer within the NAT-device returns
            NCA with Result-Code AVP set to UNKNOWN_BINDING_RULE.</t>

            <t>In case the NAT-device is unable to establish all of the
            bindings requested in the NCR, the DNCA Diameter peer will return
            a NCA with Result-Code set to BINDING_FAILURE. A DNCA Diameter
            peer within a NAT-device treats a NCR as an atomic operation;
            hence none of the requested bindings will be established by the
            NAT-device. Either all requested actions within a NCR are
            completed successfully, or the entire request fails.</t>

            <t>If a NAT-device does not have sufficient resources to process a
            request, the DNCA Diameter peer returns a NCA with Result-Code set
            to RESOURCE_FAILURE.</t>

            <t>In case Max-NAT-Binding and NAT-Control-Definition are included
            in the NCR along with a reference to a binding rule; that is, a
            predefined template on NAT-device, and the values in
            Max-NAT-Binding and NAT-Control-Definition contradict those
            specified in the pre-defined binding rule, Max-NAT-Binding and
            NAT-Control-Definition override the values specified in the
            binding rule.</t>
          </list></t>

        <figure anchor="fig-session-establishment"
                title="Initial NAT control request and session establishment  ">
          <artwork><![CDATA[
NAT-controller (DNCA Diameter peer)   NAT-device (DNCA Diameter peer)
            |                                           |
            |                                           |
            |                                           |
         Trigger                                        |
            |                                           |
            |                   NCR                     |
            |------------------------------------------>|
            | (INITIAL_REQUEST, endpoint classifier,    |
            |     session id, NAT control config data)  |
            |                                           |
            |                                           |
            |                                           |
            |                                           |
            |                                 If Able to comply
            |                                 with Request then
            |                                 Create session state
            |                                           |
            |                                           |
            |                     NCA                   |
            |<------------------------------------------|
            |                 (result code)             |
            |                                           |
            |                                           |]]></artwork>
        </figure>

        <t>Note: The DNCA Diameter peer within the NAT-device creates session
        state only if it is able to comply with the NCR. On success it will
        reply with a NCA with Result-Code set to DIAMETER_SUCCESS.</t>
      </section>

      <section title="Session Re-Authorization">
        <t>Session re-authorization is performed if the NAT-controller desires
        to change the behavior of the NAT-device for an existing session.
        Session re-authorization could be used, for example, to change the
        number of allowed bindings for a particular session, or establish or
        remove a pre-defined binding.</t>

        <t>The DNCA Diameter peer within the NAT-controller generates a NCR
        message to DNCA Diameter peer within NAT-device with NC-Request-Type
        AVP set to UPDATE_REQUEST upon receiving a trigger signal. If the
        session is updated successfully, the DNCA Diameter peer within the
        NAT-device notifies the DNCA Diameter peer within the NAT-controller
        about the successful session update using a NAT-Control Answer (NCA)
        message with Result-Code set to DIAMETER_SUCCESS. <xref
        target="fig-session-re-auth"></xref> shows the protocol interaction
        between the two DNCA Diameter peers.</t>

        <t>In certain cases, the NAT-device may not be able to perform the
        tasks requested within the NCR. These include the following: <list
            style="symbols">
            <t>If DNCA Diameter peer within a NAT-device receives a NCR update
            or query request for a non-existent session, it sets Result-Code
            in the answer to DIAMETER_UNKNOWN_SESSION_ID.</t>

            <t>If the NCR contains a binding rule not defined on the
            NAT-device, a NCA with Result-Code AVP set to UNKNOWN_BINDING_RULE
            is returned.</t>

            <t>If the NAT-device cannot establish the requested binding
            because the maximum number of allowed bindings has been reached
            for the endpoint classifier, a NCA with Result-Code AVP set to
            MAXIMUM_BINDINGS_REACHED_FOR_ENDPOINT by the DNCA Diameter
            peer.</t>

            <t>If the NAT-device cannot establish some or all of the bindings
            requested in a NCR, but has not yet reached the maximum number of
            allowed bindings for the endpoint, a NCA with Result-Code set to
            BINDING_FAILURE is returned. As already noted, the DNCA Diameter
            peer in a NAT-device treats a NCR as an atomic operation. Hence
            none of the requested bindings will be established by the
            NAT-device in case of failure. Actions requested within a NCR are
            either all successful or all fail.</t>

            <t>If the NAT-device does not have sufficient resources to process
            a request, a NCA with Result-Code set to RESOURCE_FAILURE is
            returned.</t>

            <t>If a NCR redefines the maximum number of NAT-bindings allowed
            for the endpoint, the new value will override any previously
            defined limit on NAT bindings. It depends on the implementation of
            the NAT-device on how the NAT-device copes with a case where the
            new value is lower than the actual number of allocated bindings.
            Typically the NAT-device refrains from enforcing the new limit
            immediately; that is, actively remove bindings, but rather
            disallow the establishment of new bindings until the current
            number of bindings is lower than the newly established maximum
            number of allowed bindings.</t>

            <t>If a NCR specifies a new binding rule, predefined on the
            NAT-device, the binding rule overrides any previously defined rule
            for the session.</t>

            <t>If Max-NAT-Binding and NAT-Control-Definition AVPs are included
            in the NCR along with a reference to a binding rule (a predefined
            template on the NAT-device) and the values in Max-NAT-Binding and
            NAT-Control-Definition AVPs contradict those specified in the
            pre-defined binding rule, Max-NAT-Binding and
            NAT-Control-Definition AVPs override the values specified in the
            binding rule.</t>
          </list>Note: Already established bindings for the session will not
        be affected in case the tasks requested within the NCR cannot be
        completed.</t>

        <figure anchor="fig-session-re-auth"
                title="NAT control request for session update ">
          <artwork><![CDATA[
NAT-controller (DNCA Diameter peer)   NAT-device (DNCA Diameter peer)
            |                                           |
            |                                           |
            |                                           |
     Change of session                                  |
        attributes                                      |
            |                                           |
            |                   NCR                     |
            |------------------------------------------>|
            |       (UPDATE_REQUEST session id,         |
            |         NAT control config data)          |
            |                                           |
            |                                           |
            |                                   If able to comply 
            |                                   with the request:
            |                                  Update session state
            |                                           |
            |                                           |
            |                     NCA                   |
            |<------------------------------------------|
            |                 (result code)             |
            |                                           |
            |                                           |]]></artwork>
        </figure>
      </section>

      <section title="Session and Binding Query">
        <t>Session query can be used by the DNCA Diameter peer within the
        NAT-controller to either retrieve information on the current bindings
        for a particular session at the NAT-device or discover the session
        identifier for a particular external IP address/port pair.</t>

        <t>A DNCA Diameter peer within the NAT-controller starts a session
        query by sending a NCR message with NC-Request-Type AVP set to
        QUERY_REQUEST. <xref target="fig-session-query"></xref> shows the
        protocol interaction between the DNCA Diameter peers.</t>

        <t>Two types of query requests exist. The first type of query request
        uses the session ID as input parameter to the query. It is to allow
        the DNCA Diameter peer within the NAT-controller to retrieve the
        current set of bindings for a specific session. The second type of
        query request is used to retrieve the session identifiers, along with
        the associated bindings, matching a criteria. This enables the DNCA
        Diameter peer within the NAT-controller to find those sessions, which
        utilize a specific external IP-address.</t>

        <t><list style="numbers">
            <t>Request a list of currently allocated NAT bindings for a
            particular session: On receiving a NCR, the NAT-device looks up
            the session information for the session ID contained in the NCR,
            and reports all currently active NAT-bindings for the session
            using a NCA message with Result-Code set to DIAMETER_SUCCESS. In
            this case the NCR MUST NOT contain a NAT-Control-Definition AVP.
            Each NAT-binding is reported in a NAT-Control-Definition AVP. In
            case the session ID is unknown, the DNCA Diameter peer within the
            NAT-device returns NCA with Result-Code set to
            DIAMETER_UNKNOWN_SESSION_ID.</t>

            <t>Retrieve session IDs and internal IP address/port pairs for one
            or multiple external IP-address/port pairs: If the DNCA Diameter
            peer within the NAT-controller wishes to retrieve the session
            ID(s) for one or multiple external IP-address/port pairs, it MUST
            include the external IP-address/port pair(s) as part of the
            NAT-Control-Definition AVP of the NCR. The session ID is not
            included in the NCR or the NCA for this type of a query. The DNCA
            Diameter peer within the NAT-device reports the NAT-bindings and
            associated session IDs corresponding to the external
            IP-address/port pairs in a NCA message with Result-Code set to
            DIAMETER_SUCCESS with the same session ID, which was used in NCR.
            In case an external IP-address/port pair has no associated
            existing NAT-binding, the NAT-Control-Definition AVP contained in
            the reply just contains the NAT-External-Address AVP.</t>
          </list></t>

        <figure anchor="fig-session-query" title="Session query">
          <artwork><![CDATA[
NAT-controller (DNCA Diameter peer)   NAT-device (DNCA Diameter peer)
            |                                           |
            |                                           |
            |                                           |
  DNCA Session Established                              |
            |                                           |
            |                   NCR                     |
            |------------------------------------------>|
            |              (QUERY_REQUEST)              |
            |                                           |
            |                                           |
            |                                           |
            |                          Look up corresponding session
            |                            and associated NAT-bindings
            |                                           |
            |                   NCA                     |
            |<------------------------------------------|
            |              (Result-Code)                |
            |                                           |
            |                                           |]]></artwork>
        </figure>
      </section>

      <section anchor="sec-dnca-sess-term" title="Session Termination">
        <t>Similar to session initiation, session tear down is always
        initiated by the DNCA Diameter peer within the NAT-controller. The
        DNCA Diameter peer sends a Session Terminate Request (STR) message to
        its peer within the NAT-device upon receiving a trigger signal. The
        source of the trigger signal is outside the scope of this document. In
        response, the DNCA Diameter peer within the NAT-device sends an
        accounting stop record reporting all bindings and notifies its DNCA
        Diameter peer about successful session termination using a Session
        Terminate Answer (STA) message with Result-Code set to
        DIAMETER_SUCCESS. <xref target="fig-session-terminate"></xref> shows
        the protocol interaction between the two DNCA Diameter peers.</t>

        <t>If a DNCA Diameter peer within a NAT-device receives a STR and
        fails to find a matching session, the DNCA Diameter peer returns a STA
        with Result-Code set to DIAMETER_UNKNOWN_SESSION_ID.</t>

        <figure anchor="fig-session-terminate"
                title="Terminate NAT control session">
          <artwork><![CDATA[
NAT-controller (DNCA Diameter peer)   NAT-device (DNCA Diameter peer)
            |                                            |
            |                                            |
         Trigger                                         |
            |                                            |
            |                   STR                      |
            |------------------------------------------->|
            |               (session id)                 |
            |                                            |
            |                                            |
            |                                  Remove NAT-bindings
            |                                       of session
            |                                            |
            |                                            |
            |           Send accounting stop             |
            |<-------------------------------------------|
            |       reporting all session bindings       |
            |                                            |
            |                                  Terminate session /
            |                                 Remove session state
            |                                            |
            |                                            |
            |                                            |
            |                  STA                       |
            |<-------------------------------------------|
            |             (Result-Code)                  |
            |                                            |]]></artwork>
        </figure>
      </section>

      <section title="Session Abort">
        <t>An Abort-Session-Request (ASR) message is sent from the DNCA
        Diameter peer within the NAT-device to the DNCA Diameter peer within
        the NAT-controller when it is unable to maintain a session due to
        resource limitations. The DNCA Diameter peer within the NAT-controller
        acknowledges successful session abort using a Abort Session Answer
        (ASA) message with Result-Code set to DIAMETER_SUCCESS. <xref
        target="fig-session-abort"></xref> shows the protocol interaction
        between the DNCA Diameter peers. The DNCA Diameter peers will start a
        session termination procedure as described in <xref
        target="sec-dnca-sess-term"></xref> following an ASA with Result-Code
        set to DIAMETER_SUCCESS.</t>

        <t>If the DNCA Diameter peer within a NAT-controller receives an ASR
        but fails to find a matching session, it returns an ASA with
        Result-Code set to DIAMETER_UNKNOWN_SESSION_ID. If the DNCA Diameter
        peer within the NAT-controller is unable to comply with the ASR for
        any other reason, an ASA with Result-Code set to
        DIAMETER_UNABLE_TO_COMPLY is returned.</t>

        <figure anchor="fig-session-abort" title="Abort NAT control session">
          <artwork><![CDATA[
NAT-controller (DNCA Diameter peer)   NAT-device (DNCA Diameter peer)
            |                                            |
            |                                            |
            |                                         Trigger
            |                                            |
            |                   ASR                      |
            |<-------------------------------------------|
            |               (session id)                 |
            |                                            |
            |                                            |
            |                  ASA                       |
            |------------------------------------------->|
            |             (Result-Code)                  |
            |                                            |
            |                                            |
            |           On successful ASA                |
            |<------Session Termination Procedure------->|]]></artwork>
        </figure>
      </section>

      <section title="Failure cases of the DNCA Diameter peers">
        <t>This document does not specify the behavior in case NAT-device and
        NAT-controller, or their respective DNCA Diameter peers are out of
        sync. This could happen for example if one of the entities restarts,
        in case of a (temporary) loss of network connectivity etc. The peering
        entities MUST have built-in redundancy support to recover state in
        case of failure.</t>

        <t>Example failure cases include the following:</t>

        <t><list style="symbols">
            <t>NAT-controller and the DNCA Diameter peer within the
            NAT-controller lose state (e.g. due to a restart). In this case,
            <list style="symbols">
                <t>the DNCA Diameter peer within the NAT-device may receive a
                NCR with NC-Request-Type AVP set to INITIAL_REQUEST that
                matches an existing session of the DNCA Diameter peer within
                the NAT-device. The DNCA Diameter peer within the NAT-device
                returns a Result-Code that contains Duplicate-Session-Id AVP
                to report the Session-ID of the existing session. The DNCA
                Diameter peer within the NAT-controller may send an explicit
                Session Terminate Request (STR) for the older session, which
                was lost.</t>

                <t>a DNCA Diameter peer may receive accounting records for a
                session that does not exist. The DNCA Diameter peer sends an
                accounting answer with Result-Code set to
                DIAMETER_UNKNOWN_SESSION_ID in response. On receiving the
                response, the DNCA Diameter peer clears the session and
                removes the associated session state.</t>
              </list></t>

            <t>NAT-device and the DNCA Diameter peer within NAT-device lose
            state. In such a case, the DNCA Diameter peer may receive a NCR
            with NC-Request-Type AVP set to UPDATE_REQUEST for a non-existent
            session. The DNCA Diameter peer returns NCA with Result-Code set
            to DIAMETER_UNKNOWN_SESSION_ID.</t>

            <t>The DNCA Diameter peer within the NAT-controller is
            unreachable, for example detected by Diameter watchdog, or down
            and accounting requests from the DNCA Diameter peer fail to get a
            response. The mechanism to ensure that a DNCA Diameter peer within
            the NAT-controller no longer has associated state for a session
            which was cleared or removed by the DNCA Diameter peer within the
            NAT-device is beyond the scope of this document.</t>

            <t>The DNCA Diameter peer within the NAT-device is unreachable or
            down and NCR requests fail to get a response. Handling of this
            case depends on the actual service offering of the service
            provider. The service provider could for example choose to stop
            offering connectivity service.</t>
          </list></t>
      </section>
    </section>

    <section anchor="sec-diameter-base-use"
             title="Use Of The Diameter Base Protocol">
      <t>The Diameter Base Protocol defined by <xref target="RFC3588"></xref>
      applies with the clarifications listed in the present specification.</t>

      <section anchor="sec-diameter-messages"
               title="Securing Diameter Messages ">
        <t>For secure transport of Diameter messages recommendations in <xref
        target="RFC3588"></xref> apply.</t>

        <t>DNCA Diameter peers MAY verify their identity during the
        Capabilities Exchange Request procedure.</t>

        <t>A DNCA Diameter peer within the NAT-device MAY verify that a DNCA
        Diameter peer that issues a NCR command is allowed to do so based on:
        <list style="symbols">
            <t>The identity of the DNCA Diameter peer</t>

            <t>The type of NCR Command</t>

            <t>The content of the NCR Command</t>

            <t>Any combination of the above</t>
          </list></t>
      </section>

      <section title="Accounting Functionality">
        <t>Accounting functionality (accounting session state machine, related
        command codes and AVPs) is defined in <xref
        target="sec-accounting"></xref> below.</t>
      </section>

      <section title="Use Of Sessions">
        <t>Each DNCA session MUST have a globally unique Session-ID as defined
        in <xref target="RFC3588"></xref>, which MUST NOT be changed during
        the lifetime of a DNCA session. The Diameter Session-ID serves as the
        global endpoint identifier. The DNCA Diameter peers maintain state
        associated with the Session-ID. This globally unique Session-ID is
        used for updating, accounting, and terminating the session. DNCA
        session MUST NOT have more than one outstanding request at any given
        instant. A DNCA Diameter peer sends an Abort-Session-Request as
        defined in <xref target="RFC3588"></xref> if it is unable to maintain
        sessions due to resource limitation.</t>
      </section>

      <section title="Routing Considerations">
        <t>It is assumed that the DNCA Diameter peer within a NAT-controller
        knows the DiameterIdentity of the Diameter peer within a NAT-device
        for a given endpoint. Both the Destination-Realm and Destination-Host
        AVPs are present in the request from a DNCA Diameter peer within a
        NAT-controller to a DNCA Diameter peer within a NAT-device.</t>
      </section>

      <section title="Advertising Application Support">
        <t>Diameter nodes conforming to this specification MUST advertise
        support for DNCA by including the value of TBD in the
        Auth-Application-Id of the Capabilities-Exchange-Request and
        Capabilities-Exchange-Answer command<xref
        target="RFC3588"></xref>.</t>
      </section>
    </section>

    <section anchor="sec-dnca-commands" title="DNCA Commands">
      <t>The following commands are used to establish, maintain and query
      NAT-bindings.</t>

      <section anchor="sec-dnca-ncr" title="NAT-Control Request (NCR) Command">
        <t>The NAT-Control Request (NCR) command, indicated by the command
        field set to TBD and the "R" bit set in the Command Flags field, is
        sent from the DNCA Diameter peer within the NAT-controller to the DNCA
        Diameter peer within the NAT-device in order to install
        NAT-bindings.</t>

        <t>User-Name, Logical-Access-Id, Physical-Access-ID,
        Framed-IP-Address, Framed-IPv6-Prefix , Framed-Interface-Id,
        EGRESS-VLANID, NAS-Port-ID, Address-Realm, Calling-Station-ID AVPs
        serve as identifiers for the endpoint.</t>

        <t>Message format:</t>

        <figure>
          <artwork><![CDATA[   < NC-Request > ::= < Diameter Header: TBD, REQ, PXY>
                    [ Session-Id ]
                    { Auth-Application-Id }
                    { Origin-Host }
                    { Origin-Realm }
                    { Destination-Realm }
                    { Destination-Host }
                    { NC-Request-Type }
                    [ Origin-State-Id ]
                 *1 [ NAT-Control-Remove ]
                 *1 [ NAT-Control-Install ]
                    [ User-Name ]
                    [ Logical-Access-Id ]
                    [ Physical-Access-ID ]
                    [ Framed-IP-Address ]
                    [ Framed-IPv6-Prefix ]
                    [ Framed-Interface-Id ]
                    [ EGRESS-VLANID]
                    [ NAS-Port-ID]
                    [ Address-Realm ]
                    [ Calling-Station-ID ]
                  * [ Proxy-Info ]
                  * [ Route-Record ]
                  * [ AVP ]
]]></artwork>
        </figure>
      </section>

      <section anchor="sec-dnca-nca" title="NAT-Control Answer (NCA) Command">
        <t>The NAT-Control-Answer (NCA) command, indicated by the Command-Code
        field set to TBD and the "R" bit cleared in the Command Flags field,
        is sent by the DNCA Diameter peer within the NAT-device in response to
        NAT-Control-Request command.</t>

        <t>Message format:</t>

        <figure>
          <artwork><![CDATA[   <NC-Answer> ::= < Diameter Header: TBD, PXY >
                   [ Session-Id ]
                   { Origin-Host }
                   { Origin-Realm }
                   { Result-Code }
                   [ NC-Request-Type ]
                 * [ NAT-Control-Definition ]
                   [ Current-NAT-Bindings   ]
                   [ Origin-State-Id ]
                   [ Error-Message ]
                   [ Error-Reporting-Host ]
                 * [ Failed-AVP ]
                 * [ Proxy-Info ]
                   [ Duplicate-Session-ID ]
                 * [ Redirect-Host]
                   [ Redirect-Host-Usage ]
                   [ Redirect-Max-Cache-Time ]
                 * [ Proxy-Info ]
                 * [ Route-Record ]
                 * [ Failed-AVP ]
                 * [ AVP ]

]]></artwork>
        </figure>
      </section>
    </section>

    <section title="NAT Control Application Session State Machine">
      <t>This section contains a set of finite state machines, representing
      the life cycle of DNCA session, which MUST be observed by all
      implementations of the DNCA Diameter application. The DNCA Diameter
      peers are stateful and the state machine maintained is similar to the
      stateful Client and Server authorization state machine described in
      <xref target="RFC3588"></xref>. When a session is moved to the Idle
      state, any resources that were allocated for the particular session must
      be released. Any event not listed in the state machines MUST be
      considered as an error condition, and an answer, if applicable, MUST be
      returned to the originator of the message.</t>

      <t>In the state table, the event 'Failure to send NCR' means that the
      DNCA Diameter peer within the NAT-controller is unable to send the NCR
      command to the desired destination. This could be due to the peer being
      down, or due to the peer sending back the transient failure or temporary
      protocol error notification DIAMETER_TOO_BUSY or DIAMETER_LOOP_DETECTED
      in the Result-Code AVP of NCA.</t>

      <t>In the state table "FAILED NCA" means that the DNCA Diameter peer
      within the NAT-device was not able to honor the corresponding NCR. This
      can happen due to any transient and permanent error at the NAT-device or
      its associated DNCA Diameter peer within indicated by the following
      error Result-Code values: RESOURCE_FAILURE, UNKNOWN_BINDING_RULE_NAME,
      BINDING_FAILURE, MAXIMUM_BINDINGS_REACHED_FOR_ENDPOINT, SESSION_EXISTS,
      INSUFFICIENT_CLASSIFIERS.</t>

      <t>The following state machine is observed by a DNCA Diameter peer
      within a NAT-controller. The state machine description uses the term
      "access session" to describe the connectivity service offered to the
      endpoint or host. "Access session" should not be confused with the
      Diameter session ID.</t>

      <figure>
        <artwork><![CDATA[
          DNCA Diameter peer within a NAT-controller
   State     Event                          Action     New State
   -------------------------------------------------------------
   Idle      New endpoint detected that     Send       Pending
             requires NAT Control           NCR
                                            Initial 
                                            Request

   Idle      ASR Received                   Send ASA   Idle
             for unknown session            with
                                            Result-Code
                                            = UNKNOWN_
                                            SESSION_ID

   Pending   Successful NCA                 Setup      Open
             received                       complete

   Pending   Successful NCA                 Sent STR   Discon
             received
             but peer unable to provide
             service

   Pending   Error processing successful    Sent STR   Discon
             NCA

   Pending   Failed                         Cleanup    Idle
             NCA received

   Open      NAT control                    Send       Open
             update required                NCR Update
                                            Request

   Open      Successful                                Open
             NCA received  

   Open      Failed                         Cleanup    Idle
             NCA received.                  
             

   Open      Access session end detected    Send STR   Discon
             

   Open      ASR Received,                  Send ASA   Discon
             access session will be         with
             terminated                     Result-Code
                                            = SUCCESS,
                                            Send STR.

   Open      ASR Received,                  Send ASA   Open
             access session will not        with
             be terminated                  Result-Code
                                            != SUCCESS
   
   Discon    ASR Received                   Send ASA   Idle

   Discon    STA Received                   Discon.    Idle
                                            user/device]]></artwork>
      </figure>

      <t>The following state machine is observed by a DNCA Diameter peer
      within a NAT-device.</t>

      <figure>
        <artwork><![CDATA[
          DNCA Diameter peer within a NAT-device
   State     Event                          Action     New State
   -------------------------------------------------------------
   Idle      NCR request                    Send       Open
             received, and                  successful
             able to provide requested      NCA
             NAT control service

   Idle      NCR request                    Send       Idle
             received, and                  failed 
             unable to provide requested    NCA
             NAT control service
     
   Open      NCR  request                   Send       Open
             received, and                  successful
             able to provide requested      NCA
             NAT control service       

   Open      NCR request                    Send       Idle
             received, and                  failed 
             unable to provide requested    NCA,
             NAT control service            Cleanup

   Open      Unable to continue             Send ASR   Discon
             providing requested
             NAT control service

   Discon    Failure to send ASR            Wait,      Discon
                                            resend ASR

   Discon    ASR successfully sent and      Cleanup    Idle
             ASA Received with Result-Code

   Not       ASA Received                   None       No change
   Discon

   Any       STR Received                   Send STA,  Idle
                                            Cleanup.]]></artwork>
      </figure>
    </section>

    <section anchor="sec-dnca-avps" title="DNCA AVPs">
      <t></t>

      <section title="Reused Base Protocol AVPs">
        <t>AVPs reused from Diameter Base Protocol <xref
        target="RFC3588"></xref> are listed below.</t>

        <figure anchor="tab-avps-from-diameter-base"
                title="DIAMETER AVPs used from Diameter base ">
          <artwork><![CDATA[                                                +-------------------+
                                                |  AVP Flag rules   |
+-----------------------------------------------|-----+---+---------+
|                           AVP                 |     |   |   May   |
| Attribute Name            Code     Data Type  |MUST |MAY| encrypt |
+-----------------------------------------------+-----+---+---------+
|Acct-Interim-Interval      85       Unsigned32 | M   | P |    Y    |
|Auth-Application-Id        258      Unsigned32 | M   | P |    N    |
|Destination-Host           293      DiamIdent  | M   | P |    N    |
|Destination-Realm          283      DiamIdent  | M   | P |    N    |
|Error-Message              281      UTF8String | M   | P |    N    |
|Error-Reporting-Host       294      DiamIdent  | M   | P |    N    |
|Failed-AVP                 279      Grouped    | M   | P |    N    |
|Origin-Host                264      DiamIdent  | M   | P |    N    |
|Origin-Realm               296      DiamIdent  | M   | P |    N    |
|Origin-State-Id            278      Unsigned32 | M   | P |    N    |
|Proxy-Info                 284      Grouped    | M   | P |    N    |
|Result-Code                268      Unsigned32 | M   | P |    N    |
|Route-Record               282      DiamIdent  | M   |   |    N    |
|Session-Id                 263      UTF8String | M   | P |    Y    |
|User-Name                  1        UTF8String | M   | P |    Y    |
+-----------------------------------------------+-----+---+---------+
|M - Mandatory bit. An AVP with "M" bit set and its value MUST be   |
|    supported and recognized by a Diameter entity in order the     |
|    message, which carries this AVP, to be accepted.               |
|P - Indicates the need for encryption for end-to-end security.     |
+-------------------------------------------------------------------+
]]></artwork>
        </figure>

        <t>The Auth-Application-Id AVP (AVP Code 258) is assigned by IANA to
        Diameter applications. The value of the Auth-Application-Id for the
        Diameter NAT Control Application is TBD.</t>
      </section>

      <section anchor="sec_result-codes"
               title="Additional Result-Code AVP Values">
        <t>This section defines new values for the Result-Code AVP which SHALL
        be supported by all Diameter implementations that conform to the
        present document.</t>

        <section title="Success">
          <t>No new Result-Code AVP value is defined within this category.</t>
        </section>

        <section anchor="sec_result-code-transient" title="Transient Failures">
          <t>Result-Code AVP values that fall within the transient failures
          category are those used to inform a peer that the request could not
          be satisfied at the time that it was received. The request may be
          able to be satisfied in the future.</t>

          <t>The following new values of the Result-Code AVP are defined:</t>

          <t><list style="empty">
              <t>RESOURCE_FAILURE (TBD)<list style="empty">
                  <t>The DNCA Diameter peer within the NAT-device indicates
                  that the binding could not be installed or a new session
                  could not be created due to resource shortage.</t>
                </list></t>
            </list></t>
        </section>

        <section anchor="sec_result-code-permanent"
                 title="Permanent Failures ">
          <t>The Result-Code AVP values, which fall within the permanent
          failures category are used to inform the peer that the request
          failed, and should not be attempted again. The request may be able
          to be satisfied in the future.</t>

          <t>The following new values of the Result-Code AVP are defined:</t>

          <t><list style="empty">
              <t>UNKNOWN_BINDING_RULE_NAME (TBD)<list style="empty">
                  <t>The DNCA Diameter peer within the NAT-device indicates
                  that the binding could not be installed or a new session
                  could not be created because the specified
                  NAT-Control-Binding-Rule AVP, that refers to a predefined
                  policy template in the NAT-device, is unknown.</t>
                </list>BINDING_FAILURE (TBD)<list style="empty">
                  <t>DNCA indicates that the requested binding(s) could not be
                  installed. For example: Requested ports are already in
                  use.</t>
                </list></t>

              <t>MAXIMUM_BINDINGS_REACHED_FOR_ENDPOINT (TBD)<list
                  style="empty">
                  <t>The DNCA Diameter peer within the NAT-device denies the
                  request because the maximum number of allowed bindings has
                  been reached for the specified endpoint classifier.</t>
                </list></t>

              <t>SESSION_EXISTS (TBD)<list style="empty">
                  <t>The DNCA Diameter peer within the NAT-device denies
                  request to initialize a new session, if it already has a
                  DNCA session that uses the same set of classifiers as
                  indicated by the DNCA Diameter peer within the
                  NAT-controller in the new session initialization
                  request.</t>
                </list></t>

              <t>INSUFFICIENT_CLASSIFIERS (TBD)<list style="empty">
                  <t>The DNCA Diameter peer within the NAT-device requests to
                  initialize a new session, if the classifiers in the request
                  match more than one of the existing sessions on the DNCA
                  Diameter peer within the NAT-device.</t>
                </list></t>
            </list></t>
        </section>
      </section>

      <section title="Reused NASREQ Diameter Application AVPs">
        <t>The following AVPs are reused from Diameter Network Access Server
        Application <xref target="RFC4005"></xref>.</t>

        <figure anchor="tab-avps-from-nasreq"
                title="Reused NASREQ Diameter application AVPs">
          <artwork><![CDATA[                                       +---------------------+
                                       |    AVP Flag rules   |
+------------------+------+------------|----+-----+----+-----|----+
|                  | AVP  |            |    |     |SHLD| MUST|    |
| Attribute Name   | Code |  Value Type|MUST| MAY | NOT|  NOT|Encr|
|------------------|------|------------|----+-----+----+-----|----|
| NAS-Port         |   5  | Unsigned32 | M  |  P  |    |  V  | Y  |
| NAS-Port-Id      |  87  | UTF8String | M  |  P  |    |  V  | Y  |
| Calling-Station- |  31  | UTF8String | M  |  P  |    |  V  | Y  |
|   Id             |      |            |    |     |    |     |    |
| Framed-IP-Address|   8  | OctetString| M  |  P  |    |  V  | Y  |
| Framed-Interface-|  96  | Unsigned64 | M  |  P  |    |  V  | Y  |
|   Id             |      |            |    |     |    |     |    |
| Framed-IPv6-     |  97  | OctetString| M  |  P  |    |  V  | Y  |
|  Prefix          |      |            |    |     |    |     |    |
+------------------+------+------------|----+-----+----+-----|----+]]></artwork>
        </figure>
      </section>

      <section title="Reused AVPs from RFC 4675 ">
        <t>The following AVPs are reused from "RADIUS Attributes for Virtual
        LAN and Priority Support" specification <xref
        target="RFC4675"></xref>.</t>

        <figure anchor="tab-avps-from-rfc4675"
                title="Reused attributes from RFC 4675">
          <artwork><![CDATA[                                       +---------------------+
                                       |    AVP Flag rules   |
+------------------+------+------------|----+-----+----+-----|----+
|                  | AVP  |            |    |     |SHLD| MUST|    |
| Attribute Name   | Code |  Value Type|MUST| MAY | NOT|  NOT|Encr|
|------------------|------|------------|----+-----+----+-----|----|
| Egress-VLANID    |  56  | OctetString| M  |  P  |    |  V  | Y  |
+------------------+------+------------|----+-----+----+-----|----+]]></artwork>
        </figure>
      </section>

      <section title="Reused AVPs from Diameter QoS Application">
        <t>The following AVPs are reused from the Traffic Classification and
        Quality of Service (QoS) Attributes for Diameter <xref
        target="RFC5777"></xref>.</t>

        <figure anchor="tab-avps-from-diameter-qos"
                title="Reused QoS-attributes">
          <artwork><![CDATA[                                                +-------------------+
                                                |  AVP Flag rules   |
+-----------------------------------------------|-----+---+---------+
|                           AVP                 |     |   |   May   |
| Attribute Name            Code     Data Type  |MUST |MAY| encrypt |
+-----------------------------------------------+-----+---+---------+
|Port                       TBD     Integer32   |  M  | P |    Y    |
|IP-Address-Mask            TBD     Grouped     |  M  | P |    Y    |
|Protocol                   TBD     Enumerated  |  M  | P |    Y    |
|Direction                  TBD     Enumerated  |  M  | P |    Y    |
+-----------------------------------------------+-----+---+---------+
|M - Mandatory bit. An AVP with "M" bit set and its value MUST be   |
|    supported and recognized by a Diameter entity in order the     |
|    message, which carries this AVP, to be accepted.               |
|P - Indicates the need for encryption for end-to-end security.     |
+-------------------------------------------------------------------+]]></artwork>
        </figure>
      </section>

      <section title="Reused AVPs from ETSI ES 283 034, e4 Diameter Application">
        <t>The following AVPs are reused from the Diameter e4 Application
        <xref target="ETSIES283034"></xref>.</t>

        <figure anchor="tab-avps-from-diameter-e4"
                title="Reused AVPs from Diameter e4 application  ">
          <artwork><![CDATA[                                                +-------------------+
                                                |  AVP Flag rules   |
+-----------------------------------------------|-----+---+---------+
|                           AVP                 |     |   |   May   |
| Attribute Name            Code     Data Type  |MUST |MAY| encrypt |
+-----------------------------------------------+-----+---+---------+
|Address-Realm              301     OctetString | M,V |   |    Y    |
|Logical-Access-Id          302     OctetString |   V | M |    Y    |
|Physical-Access-ID         313     UTF8String  |   V | M |    Y    |
+-----------------------------------------------+-----+---+---------+
|M - Mandatory bit. An AVP with "M" bit set and its value MUST be   |
|    supported and recognized by a Diameter entity in order the     |
|    message, which carries this AVP, to be accepted.               |
|P - Indicates the need for encryption for end-to-end security.     |
|V - Indicates whether the optional Vendor-ID field is present      |
|    in the AVP header. Vendor-Id header of all AVPs in             |
|    this table will be set to ETSI (13019).                        |
+-------------------------------------------------------------------+]]></artwork>
        </figure>
      </section>

      <section title="DNCA Defined AVPs">
        <t>The following table describes the new Diameter AVPs used in this
        document.</t>

        <figure anchor="tab-new-avps" title="New Diameter AVPs">
          <artwork><![CDATA[                                                +-------------------+
                                                |  AVP Flag rules   |
+-----------------------------------------------|-----+---+---------+
|                       AVP  Section            |     |   |   May   |
| Attribute Name        Code Defined Data Type  |MUST |MAY| encrypt |
+-----------------------------------------------+-----+---+---------+
|NC-Request-Type        TBD  8.7.1   Enumerated | M   | P |    Y    |
|NAT-Control-Install    TBD  8.7.2   Grouped    | M   | P |    Y    |
|NAT-Control-Remove     TBD  8.7.3   Grouped    | M   | P |    Y    |
|NAT-Control-Definition TBD  8.7.4   Grouped    | M   | P |    Y    |
|NAT-Internal-Address   TBD  8.7.5   Grouped    | M   | P |    Y    |
|NAT-External-Address   TBD  8.7.6   Grouped    | M   | P |    Y    |
|Max-NAT-Bindings       TBD  8.7.7   Unsigned32 | M   | P |    Y    |
|NAT-Control-           TBD  8.7.8   OctetString| M   | P |    Y    |
| Binding-Rule                                  |     |   |         |
|Duplicate-             TBD  8.7.9   UTF8String | M   | P |    Y    |
| Session-ID                                    |     |   |         |
|NAT-Control-Record     TBD  9.2.1   Grouped    | M   | P |    Y    |
|NAT-Control-           TBD  9.2.2   Enumerated | M   | P |    Y    |
| Binding-Status                                |     |   |         |
|Current-NAT-Bindings   TBD  9.2.3   Unsigned32 | M   | P |    Y    |
+-----------------------------------------------+-----+---+---------+
|M - Mandatory bit. An AVP with "M" bit set and its value MUST be   |
|    supported and recognized by a Diameter entity in order the     |
|    message, which carries this AVP, to be accepted.               |
|P - Indicates the need for encryption for end-to-end security.     |
+-------------------------------------------------------------------+]]></artwork>
        </figure>

        <section anchor="avp_NC-Request-Type" title="NC-Request-Type AVP">
          <t>The NC-Request-Type AVP (AVP Code TBD) is of type Enumerated and
          contains the reason for sending the NAT-Control-Request command. It
          shall be present in all NAT-Control-Request messages.</t>

          <t>The following values are defined: <list style="empty">
              <t>INITIAL_REQUEST (1)<list style="empty">
                  <t>An Initial Request is to initiate a Diameter NAT control
                  session between the DNCA Diameter peers.</t>
                </list>UPDATE_REQUEST (2)<list style="empty">
                  <t>An Update Request is used to update bindings previously
                  installed on a given access session, to add new binding on a
                  given access session, or to remove one or several binding(s)
                  activated on a given access session.</t>
                </list></t>

              <t>QUERY_REQUEST (3)<list style="empty">
                  <t>Query Request is used to query a NAT-device about the
                  currently installed bindings for an endpoint classifier.</t>
                </list></t>
            </list></t>
        </section>

        <section anchor="avp_NAT-Control-Install"
                 title="NAT-Control-Install AVP">
          <t>The NAT-Control AVP (AVP code TBD) is of type Grouped, and it is
          used to activate or install NAT bindings. It also contains
          Max-NAT-Bindings that defines the maximum number of NAT bindings to
          be allowed for a subscriber and the NAT-Control-Binding-Rule that
          references a predefined policy template on the NAT-device that may
          contain static binding, a maximum number of bindings allowed, an
          IP-address pool from which external binding addresses should be
          allocated.</t>

          <t>AVP format:</t>

          <figure>
            <artwork><![CDATA[  NAT-Control-Install ::= < AVP Header: TBD >
                           * [ NAT-Control-Definition ]
                             [ NAT-Control-Binding-Rule ]
                             [ Max-NAT-Bindings]
                           * [ AVP ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_NAT-Control-Remove"
                 title="NAT-Control-Remove AVP">
          <t>The NAT-Control-Remove AVP (AVP code TBD) is of type Grouped, and
          it is used to deactivate or remove NAT-bindings.</t>

          <t>AVP format:</t>

          <figure>
            <artwork><![CDATA[  NAT-Control-Remove ::= < AVP Header: TBD >
                          * [ NAT-Control-Definition ]
                            [ NAT-Control-Binding-Rule ]
                          * [ AVP ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_NAT-Control-Definition"
                 title="NAT-Control-Definition AVP">
          <t>The NAT-Control-Definition AVP (AVP code TBD) is of type Grouped,
          and it describes a binding.</t>

          <t>The NAT-Control-Definition AVP uniquely identifies the binding
          between the DNCA Diameter peers.</t>

          <t>If both the NAT-Internal-Address and NAT-External-Address AVP(s)
          are supplied, it is a pre-defined binding.</t>

          <t>The Protocol AVP describes the transport protocol for the
          binding. The NAT-Control-Definition AVP can contain either zero or
          one Protocol AVP. If the Protocol AVP is omitted and if both
          internal and external IP-address are specified then the binding
          reserves the IP-addresses for all transport protocols.</t>

          <t>The Direction AVP is of type Enumerated. It specifies the
          direction for the binding. The values of the enumeration applicable
          in this context are: "IN","OUT". If Direction AVP is OUT or absent,
          the NAT-Internal-Address refers to the IP-address of the endpoint
          that needs to be translated. If Direction AVP is "IN",
          NAT-Internal-Address is the destination IP-address that has to be
          translated.</t>

          <t>AVP format:</t>

          <figure>
            <artwork><![CDATA[  NAT-Control-Definition ::= < AVP Header: TBD >
                              { NAT-Internal-Address }
                              [ Protocol ]
                              [ Direction ]
                              [ NAT-External-Address ]
                              [ Session-Id ]
                            * [ AVP ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_NAT-Internal-Address"
                 title="NAT-Internal-Address AVP">
          <t>The NAT-Internal-Address AVP (AVP code TBD) is of type Grouped.
          It describes the internal IP-address and port for a binding.
          Framed-IPV6-Prefix and Framed-IP-Address AVPs are mutually
          exclusive.</t>

          <t>AVP format:</t>

          <figure>
            <artwork><![CDATA[  NAT-Internal-Address ::= < AVP Header: TBD >
                            [ Framed-IP-Address ]
                            [ Framed-IPv6-Prefix ]
                            [ Port]
                          * [ AVP ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_NAT-External-Address"
                 title="NAT-External-Address AVP">
          <t>The NAT-External-Address AVP (AVP code TBD) is of type Grouped,
          and it describes the external IP-address and port for a binding.
          IP-Address-Mask AVP can only be specified when the Framed-IP-Address
          AVP is present. The external IP-address specified in this attribute
          can be reused for multiple endpoints by specifying the same address
          in the respective NAT-External-Address AVPs.</t>

          <t>AVP format:</t>

          <figure>
            <artwork><![CDATA[  NAT-External-Address ::= < AVP Header: TBD >
                            [ Framed-IP-Address ]
                            [ IP-Address-Mask ]
                            [ Port ]
                          * [ AVP ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_Max-NAT-Bindings" title="Max-NAT-Bindings">
          <t>The Max-NAT-Bindings AVP (AVP code TBD) is of type Unsigned32. It
          indicates the maximum number of NAT-bindings allowed for a
          particular endpoint.</t>
        </section>

        <section anchor="avp_NAT-Control-Binding-Rule"
                 title="NAT-Control-Binding-Rule AVP">
          <t>The NAT-Control-Binding-Rule AVP (AVP code TBD) is of type
          OctetString. It defines a name for a policy template that is
          predefined at the NAT-device. Details on the contents and structure
          of the template and configuration are outside the scope of this
          document. The policy to which this AVP refers to may contain
          NAT-bindings, IP-address pool for allocating the external IP-address
          of a NAT-binding, and maximum number of allowed NAT-bindings. Such
          policy template can be reused by specifying the same
          NAT-Control-Binding-Rule AVP in the corresponding
          NAT-Control-Install AVPs of multiple endpoints.</t>
        </section>

        <section anchor="avp_Duplicate-Session-Id"
                 title="Duplicate-Session-Id AVP">
          <t>The Duplicate-Session-Id AVP (AVP Code TBD) is of type
          UTF8String. It is used to report errors and contains the Session-Id
          of an existing session.</t>
        </section>
      </section>
    </section>

    <section anchor="sec-accounting" title="Accounting Commands">
      <t>The DNCA reuses session based accounting as defined in the Diameter
      Base Protocol<xref target="RFC3588"></xref> to report the bindings per
      endpoint. This reporting is achieved by sending Diameter Accounting
      Requests (ACR) [Start, Interim and Stop] from the DNCA Diameter peer
      within the NAT-device to its associated DNCA Diameter peer within the
      NAT-controller.</t>

      <t>The DNCA Diameter peer within the NAT-device sends an ACR Start on
      receiving a NCR with NC-Request-Type AVP set to INITIAL_REQUEST for a
      session or on creation of the first binding for a session requested in
      an earlier NCR. DNCA may send ACR Interim updates, if required, either
      due to a change in bindings resulting from a NCR with NC-Request-Type
      AVP set to UPDATE_REQUEST, or periodically as specified in
      Acct-Interim-Interval by the DNCA Diameter peer within the
      NAT-controller, or when it creates or tears down bindings. An ACR Stop
      is sent by the DNCA Diameter peer within the NAT-device on receiving
      STR.</t>

      <t>The function of correlating the multiple bindings used by an endpoint
      at any given time is relegated to the post processor.</t>

      <t>The DNCA Diameter peer within the NAT-device may trigger an interim
      accounting record when maximum number of bindings, if received in NCR,
      is reached.</t>

      <section title="NAT Control Accounting Messages">
        <t>The ACR and ACA messages are reused as defined in Diameter Base
        Protocol <xref target="RFC3588"></xref> for exchanging endpoint NAT
        binding details between the DNCA Diameter peers. DNCA Application ID
        is used in the accounting commands. ACR contains one or more optional
        NAT-Control-Record AVP to report the bindings. The NAT-device
        indicates the number of allocated NAT bindings to NAT-controller using
        the Current-NAT-Bindings AVP. This number needs to match the number of
        bindings identified as active within the NAT-Control-Record AVP.</t>
      </section>

      <section title="NAT Control Accounting AVPs">
        <t>In addition to AVPs for ACR specified in <xref
        target="RFC3588"></xref>, the DNCA Diameter peer within the NAT-device
        must add the NAT-Control-Record AVP.</t>

        <section anchor="avp_NAT-Control-Record" title="NAT-Control-Record">
          <t>The NAT-Control-Record AVP (AVP code TBD) is of type Grouped. It
          describes a binding and its status. If NAT-Control-Binding-Status is
          set to Created, Event-Timestamp indicates the binding creation time.
          If NAT-Control-Binding-Status is set to Removed, Event-Timestamp
          indicates the binding removal time. If NAT-Control-Binding-Status is
          active, Event-Timestamp need not be present; if a value is present,
          it indicates that binding is active at the given time.</t>

          <figure>
            <artwork><![CDATA[  NAT-Control-Record ::= < AVP Header: TBD >
                         { NAT-Control-Definition }
                         { NAT-Control-Binding-Status } 
                         [ Event-Timestamp ]]]></artwork>
          </figure>
        </section>

        <section anchor="avp_NAT-Control-Binding-Status"
                 title="NAT-Control-Binding-Status">
          <t>The NAT-Control-Binding-Status AVP (AVP code TBD) is of type
          enumerated. It indicates the status of the binding - created,
          removed, or active.</t>

          <t>The following values are defined: <list style="empty">
              <t>Created (1)<list style="empty">
                  <t>NAT binding is created.</t>
                </list></t>

              <t>Active (2)<list style="empty">
                  <t>NAT binding is active.</t>
                </list></t>

              <t>Removed (3)<list style="empty">
                  <t>NAT binding was removed.</t>
                </list></t>
            </list></t>
        </section>

        <section anchor="avp_Current-NAT-Bindings"
                 title="Current-NAT-Bindings">
          <t>The Current-NAT-Bindings AVP (AVP code TBD) is of type
          Unsigned32. It indicates number of NAT bindings active on
          NAT-device.</t>
        </section>
      </section>
    </section>

    <section anchor="sec-avp-occurence-table" title="AVP Occurrence Table">
      <t>The following sections presents the AVPs defined in this document and
      specifies the Diameter messages in which, they MAY be present. Note:
      AVPs that can only be present within a Grouped AVP are not represented
      in this table.</t>

      <t>The table uses the following symbols:</t>

      <t><list style="empty">
          <t><list hangIndent="10" style="hanging">
              <t hangText="0">The AVP MUST NOT be present in the message.</t>

              <t hangText="0+">Zero or more instances of the AVP MAY be
              present in the message.</t>

              <t hangText="0-1">Zero or one instance of the AVP MAY be present
              in the message. It is considered an error if there is more than
              one instance of the AVP.</t>

              <t hangText="1">One instance of the AVP MUST be present in the
              message.</t>

              <t hangText="1+">At least one instance of the AVP MUST be
              present in the message.</t>
            </list></t>
        </list></t>

      <section title="DNCA AVP Table for NAT Control Initial and Update Requests">
        <t>The following table lists DNCA specific AVPs that have to be
        present in NCR and NCA with NC-Request-Type set to INITIAL_REQUEST or
        UPDATE_REQUEST.</t>

        <figure>
          <artwork><![CDATA[                                    +-------------------+
                                    |  Command Code     |
+-----------------------------------+-------------------+
| Attribute Name                        NCR    NCA      |
+-------------------------------------------------------+
|NC-Request-Type                         1      1       |
|NAT-Control-Install                     0-1    0       |
|NAT-Control-Remove                      0-1    0       |
|NAT-Control-Definition                  0      0       |
|Current-NAT-Bindings                    0      0       |
|Duplicate-Session-Id                    0      0-1     |
+-------------------------------------------------------+]]></artwork>
        </figure>
      </section>

      <section title="DNCA AVP Table for Session Query request">
        <t>The following table lists DNCA specific AVPs that have to be
        present in NCR and NCA with NC-Request-Type set to QUERY_REQUEST.</t>

        <figure>
          <artwork><![CDATA[                                    +-------------------+
                                    |  Command Code     |
+-----------------------------------+-------------------+
| Attribute Name                        NCR    NCA      |
+-------------------------------------------------------+
|NC-Request-Type                         1      1       |
|NAT-Control-Install                     0      0       |
|NAT-Control-Remove                      0      0       |
|NAT-Control-Definition                  0      0+      |
|Current-NAT-Bindings                    0      1       |
|Duplicate-Session-Id                    0      0       |
+-------------------------------------------------------+]]></artwork>
        </figure>
      </section>

      <section title="DNCA AVP Table for Accounting Message">
        <t>The following table lists DNCA specific AVPs, which may or may not
        be present in ACR and ACA messages.</t>

        <figure>
          <artwork><![CDATA[                                    +-------------------+
                                    |  Command Code     |
+-----------------------------------+-------------------+
| Attribute Name                        ACR    ACA      |
+-------------------------------------------------------+
|NAT-Control-Record                      0+     0       |
|Current-NAT-Bindings                    1      0       |
+-------------------------------------------------------+
]]></artwork>
        </figure>
      </section>
    </section>

    <!-- -->

    <!-- Possibly a 'Contributors' section ... 
-->

    <section anchor="IANA" title="IANA Considerations">
      <t>This section contains the namespaces that have either been created in
      this specification, or the values assigned to existing namespaces
      managed by IANA.</t>

      <t>In the subsections below, when we speak about review by a Designated
      Expert, please note that the designated expert will be assigned by the
      IESG. Initially, such Expert discussions take place on the AAA WG
      mailing list.</t>

      <section title="Application Identifier">
        <t>This specification assigns the value <TBD>, 'Diameter NAT
        Control Application', to the Application Identifier namespace defined
        in <xref target="RFC3588"></xref>. See <xref target="sec-dnca"></xref>
        for more information.</t>
      </section>

      <section title="Command Codes">
        <t>This specification uses the value <TBD> from the Command code
        namespace defined in <xref target="RFC3588"></xref> for the
        NAT-Control-Request (NCR), NAT-Control-Answer (NCA) commands. See
        <xref target="sec-dnca-ncr"></xref> and <xref
        target="sec-dnca-nca"></xref> for more information on these
        commands.</t>
      </section>

      <section title="AVP Codes">
        <t>This specification assigns the values <TBD> from the AVP code
        namespace defined in <xref target="RFC3588"></xref>. See <xref
        target="tab-new-avps"></xref>for the assignment of the namespace in
        this specification.</t>
      </section>

      <section title="Result-Code AVP Values ">
        <t>This specification assigns the values <TBD> (4xxx, 5xxx,
        5xxx, 5xxx, 5xxx,5xxx) from the Result-Code AVP value namespace
        defined in <xref target="RFC3588"></xref>. See <xref
        target="sec_result-codes"></xref> for the assignment of the namespace
        in this specification.</t>
      </section>

      <section title="NC-Request-Type AVP">
        <t>As defined in <xref target="avp_NC-Request-Type"></xref>, the
        NC-Request-Type AVP includes Enumerated type values 1 - 3. IANA has
        created and is maintaining a namespace for this AVP. All remaining
        values are available for assignment by a Designated Expert <xref
        target="RFC5226"></xref>.</t>
      </section>

      <section title="NAT-Control-Binding-Status AVP">
        <t>As defined in <xref target="avp_NC-Request-Type"></xref>, the
        NAT-Control-Binding-Status AVP includes Enumerated type values 1 - 3.
        IANA has created and is maintaining a namespace for this AVP. All
        remaining values are available for assignment by a Designated Expert
        <xref target="RFC5226"></xref>.</t>
      </section>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>This document describes procedures for controlling NAT related
      attributes and parameters by an entity, which is non-local to the device
      performing NAT. This section discusses security considerations for DNCA.
      This includes the interactions between the Diameter peers within a
      NAT-controller and a NAT-device as well as general considerations for
      NAT-control in a service provider network. </t>

      <t>Security between NAT-controller and NAT-device has a number of
      components: authentication, authorization, integrity, and
      confidentiality.</t>

      <t>Authentication refers to confirming the identity of an originator for
      all datagrams received from the originator. Lack of authentication of
      Diameter messages between the Diameter peers can jeopardize the
      fundamental service of the peering network elements. A consequence of
      not authenticating the message sender by the recipient would be that an
      attacker could spoof the identity of a "legitimate" authorizing entity
      in order to change the behavior of the receiver. An attacker could for
      example launch a denial of service attack by setting the maximum number
      of bindings for a session on the NAT-device to zero; provision bindings
      on a NAT-device which include IP-addresses already in use in other parts
      of the network; or request session termination of the Diameter session
      and hamper a user's connectivity. Lack of authentication of a NAT-device
      to a NAT-controller could lead to situations where the NAT-device could
      provide a wrong view of the resources (i.e. NAT-bindings). In addition,
      templates on the NAT-device specifying pre-defined binding rules could
      be configured differently than expected by the NAT-controller. Failing
      of any of the two DNCA Diameter peers to provide the required
      credentials should be subject to logging.</t>

      <t>Authorization refers to whether a particular authorizing entity is
      authorized to signal a network element requests for one or more
      applications, adhering to a certain policy profile. Failing the
      authorization process might indicate a resource theft attempt or failure
      due to administrative and/or credential deficiencies. In either case,
      the network element should take the proper measures to log such
      attempts.</t>

      <t>Integrity is required to ensure that a Diameter message exchanged
      between the Diameter peers has not been maliciously altered by
      intermediate devices. The result of a lack of data integrity enforcement
      in an untrusted environment could be that an impostor will alter the
      messages exchanged between the peers. This could cause a change of
      behavior of the peers, including the potential of a denial of
      service.</t>

      <t>Confidentiality protection of Diameter messages ensures that the
      signaling data is accessible only to the authorized entities. When
      signaling messages between the DNCA Diameter peers traverse untrusted
      networks, lack of confidentiality will allow eavesdropping and traffic
      analysis.</t>

      <t>Diameter offers security mechanisms to deal with the functionality
      demanded above. DNCA makes use of the capabilities offered by Diameter
      and the underlying transport protocols to deliver these requirements
      (see <xref target="sec-diameter-messages"></xref> ). If the DNCA
      communication traverses untrusted networks, it is assumed that messages
      between DNCA Diameter peers are secured using either IPsec or TLS.
      Please refer to <xref target="RFC3588"></xref>, section 13 for details.
      DNCA Diameter peers MAY perform bilateral authentication, authorization
      as well as procedures to ensure integrity and confidentiality of the
      information exchange.</t>

      <t>It is assumed that the DNCA Diameter peers are typically in the same
      domain and have a mutual trust set up. This document does not specify a
      mechanisms for authorization between the DNCA Diameter peers. It is
      assumed that the DNCA Diameter peers are provided with sufficient
      information to make an authorization decision. The information can come
      from various sources, for example the peering devices could store local
      authentication policy, listing the identities of authorized peers.</t>

      <t>Any mechanism or protocol providing control of a NAT-device, and DNCA
      is an example of such a control mechanism, could allow for misuse of the
      NAT-device given that it enables the definition of per-destination or
      per-source rules. Misuse could include anti-competitive practices among
      providers, censorship, crime, etc. NAT-control could be used as a tool
      for preventing or redirecting access to particular sites. For instance,
      by controlling the NAT bindings, one could ensure that end points aren't
      able to receive particular flows, or that those flows are redirected to
      a relay that snoops or tampers with traffic instead of directly
      forwarding the traffic to the intended end point. In addition one could
      setup a binding in a way that the source IP address used is one of a
      relay so that traffic coming back can be snooped on or interfered with.
      The protections on DNCA and its Diameter protocol exchanges don't
      prevent such abuses of NAT-control. A service provider deploying DNCA
      needs to make sure that higher layer processes and procedures are put in
      place which allow them to detect and mitigate misuses.</t>
    </section>

    <section title="Acknowledgements">
      <t>The authors would like to thank Wesley Eddy, Miguel A. Garcia, Jouni
      Korhonen, Matt Lepinski, Avi Lior, Chris Metz, Pallavi Mishra, Lionel
      Morand, Hannes Tschofenig, Shashank Vikram, Greg Weber, and Glen Zorn
      for their input on this document.</t>
    </section>

    <section title="Change History (to be removed prior to publication as an RFC) ">
      <t>Changes from -00 to -01</t>

      <t><list style="letters">
          <t>new values for Result-Code AVP used - instead of
          Experimental-Result AVP</t>

          <t>added support for transport specific binding (UDP/TCP)</t>

          <t>added support for twice-NAT</t>

          <t>clarified the use of the two different types of
          query-requests</t>
        </list></t>

      <t>Changes from -01 to -02</t>

      <t><list style="letters">
          <t>Reference to pull mode removed, session initiation event
          clarified in section 4.1</t>

          <t>added Redirect-* AVPs in NCA command</t>

          <t>Removed reference to Called-Station-Id AVP in NCR command</t>

          <t>Editorial changes</t>

          <t>added support for bindings providing AFT (NAT64)</t>
        </list>Changes from -02 to -03<list style="letters">
          <t>Editorial changes</t>
        </list>Changes from -03 to -04<list style="letters">
          <t>Editorial changes suggested in WG last call review</t>

          <t>Removed NCR Request type terminate and replaced with STR</t>

          <t>All references to Auth-Session-State are removed and a new
          section to describe FSM for Manager and Agent has been added</t>

          <t>Clarified reuse of External address and address pools among
          multiple subscribers</t>
        </list>Changes from -04 to -05<list style="letters">
          <t>Removed references to Large Scale NAT as per review comments</t>
        </list>Changes from -05 to -06<list style="letters">
          <t>Editorial changes</t>
        </list>Changes from -06 to -07<list style="letters">
          <t>Added a note in section 4.3 stating the state of pre-existing
          bindings on update failure</t>

          <t>Security considerations are made consistent between sections 5.1
          and 12</t>

          <t>Editorial changes</t>
        </list>Changes from -07 to -08<list style="letters">
          <t>Added section 4.6 to describe session abort</t>

          <t>Editorial changes</t>

          <t>Nomenclature change: From DNCA Agent/Manager to DNCA Diameter
          peers identifying the location where they reside (NAT-controller or
          NAT-device)</t>

          <t>IANA consideration Section format changes</t>

          <t>Updated security section (included considerations directly,
          rather than referring to Diameter QoS similarities).</t>
        </list></t>

      <t>Changes from -08 to -09</t>

      <t><list style="letters">
          <t>expanded on the need for an SP controlling the maximum number of
          bindings of an end point (see introduction section)</t>

          <t>added a paragraph in the security section outlining general
          mis-uses of NAT-control (non specific to DNCA), with DNCA being an
          example of such a NAT-control protocol</t>

          <t>editorial changes</t>
        </list></t>
    </section>
  </middle>

  <!--  *****BACK MATTER ***** -->

  <back>
    <!-- References split into informative and normative -->

    <!-- There are 2 ways to insert reference entries from the citation libraries:
     1. define an ENTITY at the top, and use "ampersand character"RFC2629; here (as shown)
     2. simply use a PI "less than character"?rfc include="reference.RFC.2119.xml"?> here
        (for I-Ds: include="reference.I-D.narten-iana-considerations-rfc2434bis.xml")

     Both are cited textually in the same manner: by using xref elements.
     If you use the PI option, xml2rfc will, by default, try to find included files in the same
     directory as the including file. You can also define the XML_LIBRARY environment variable
     with a value containing a set of directories to search.  These can be either in the local
     filing system or remote ones accessed by http (http://domain/dir/... ).-->

    <references title="Normative References">
      <!--?rfc include="http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml"?-->

      &RFC2119;

      &RFC3588;

      &RFC4675;

      &RFC5777;

      &RFC5226;

      <reference anchor="ETSIES283034">
        <front>
          <title>Telecommunications and Internet Converged Services and
          Protocols for Advanced Networks (TISPAN),Network Attachment
          Sub-System (NASS),e4 interface based on the Diameter
          protocol.</title>

          <author fullname="ETSI" surname="ETSI">
            <organization></organization>
          </author>

          <date month="September" year="2008" />
        </front>
      </reference>

      &RFC4005;
    </references>
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-24 04:22:25