One document matched: draft-ietf-core-observe-12.xml


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  <!ENTITY SELF "[RFCXXXX]">
  <!ENTITY OPTION1 "Observe">
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<rfc category="std" docName="draft-ietf-core-observe-12" ipr="trust200902">

  <front>

    <title>Observing Resources in CoAP</title>

    <author initials="K." surname="Hartke" fullname="Klaus Hartke">
      <organization>Universitaet Bremen TZI</organization>
      <address>
        <postal>
          <street>Postfach 330440</street>
          <city>Bremen</city>
          <code>D-28359</code>
          <country>Germany</country>
        </postal>
        <phone>+49-421-218-63905</phone>
        <email>hartke@tzi.org</email>
      </address>
    </author>

    <date year="2014"/>

    <area>Applications</area>

    <workgroup>CoRE Working Group</workgroup>

    <abstract>

      <t>CoAP is a RESTful application protocol for constrained nodes and
        networks. The state of a resource on a CoAP server can change over
        time. This document specifies a simple protocol extension for CoAP that
        enables CoAP clients to “observe” resources, i.e., to
        retrieve a representation of a resource and keep this
        representation updated by the server over a period of time. The
        protocol follows a best-effort approach for sending new
        representations to clients and provides eventual consistency between
        the state observed by each client and the actual resource state at the
        server.</t>

    </abstract>
    
  </front>

  <middle>

    <!-- **************************************************************** -->
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    <section title="Introduction" anchor="introduction">

      <section title="Background" anchor="background">

        <t><xref target="RFCXXXX">CoAP</xref> is an application
          protocol for constrained nodes and networks. It is intended to
          provide <xref target="REST">RESTful services</xref> not unlike <xref
            target="RFC2616">HTTP</xref> while reducing the complexity of
          implementation as well as the size of packets exchanged in order to
          make these services useful in a highly constrained network of
          themselves highly constrained nodes.</t>

        <t>The model of REST is that of a client exchanging representations of
          resources with a server, where a representation captures the current or
          intended state of a resource and the server is the authority for
          representations of the resources in its namespace. A client
          interested in the state of a resource initiates a request to the
          server; the server then returns a response with a representation of
          the resource that is current at the time of the request.</t>

        <t>This model does not work well when a client is interested in having
          a current representation of a resource over a period of time.
          Existing approaches from HTTP, such as repeated polling or <xref
            target="RFC6202">HTTP long polling</xref>, generate significant
          complexity and/or overhead and thus are less applicable in a
          constrained environment.</t>

        <t>The protocol specified in this document extends the CoAP core
          protocol with a mechanism for a CoAP client to “observe”
          a resource on a CoAP server: the client can retrieve a representation
          of the resource and request this representation be updated by the
          server as long as the client is interested in the resource.</t>

        <t>The protocol keeps the architectural properties of REST. It enables
          high scalability and efficiency through the support of caches and
          proxies. There is no intention, to solve the full set of problems
          that the existing HTTP solutions solve, though, or to replace
          publish/subscribe networks that solve a much more general problem
            <xref target="RFC5989"/>.</t>

      </section>

      <section title="Protocol Overview" anchor="overview">

        <t>The protocol is based on the well-known <xref target="GOF">observer
            design pattern</xref>. In this design pattern, components called
          “observers” register at a specific, known provider called
          the “subject” that they are interested in being notified
          whenever the subject undergoes a change in state. The subject is
          responsible for administering its list of registered observers. If
          multiple subjects are of interest to an observer, the observer must register
          separately for all of them.</t>

        <figure anchor="design-pattern" title="The Observer Design Pattern">
<artwork type="drawing" align="left"><![CDATA[
                    Observer             Subject
                       |                    |
                       |    Registration    |
                       +------------------->|
                       |                    |
                       |    Notification    |
                       |<-------------------+
                       |                    |
                       |    Notification    |
                       |<-------------------+
                       |                    |
                       |    Notification    |
                       |<-------------------+
                       |                    |
]]></artwork>
        </figure>

        <t>The observer design pattern is realized in CoAP as follows:<list
            style="hanging">
            <t hangText="Subject:">In the context of CoAP, the subject is a
              resource in the namespace of a CoAP server. The state of the
              resource can change over time, ranging from infrequent updates to
              continuous state transformations.</t>

            <t hangText="Observer:">An observer is a CoAP client that is
              interested in having a current representation of the resource
              at any given time.</t>

            <t hangText="Registration:">A client registers its interest in a
              resource by initiating an extended GET request to the server. In
              addition to returning a representation of the target resource,
              this request causes the server to add the client to the list of
              observers of the resource.</t>

            <t hangText="Notification:">Whenever the state of a resource
              changes, the server notifies each client in the list of observers
              of the resource. Each notification is an additional CoAP response
              sent by the server in reply to the GET request and includes a
              complete, updated representation of the new resource state.</t>
          </list>
        </t>

        <t><xref target="example"/> below shows an example of a CoAP client
          registering its interest in a resource and receiving three
          notifications: the first upon registration with the current state,
          and then two upon changes to the resource state. Both the
          registration request and the notifications are identified as such by
          the presence of the &OPTION1; Option defined in this document. In
          notifications, the &OPTION1; Option additionally provides a sequence number for
          reordering detection. All notifications carry the token specified by
          the client, so the client can easily correlate them to the request.</t>

        <figure anchor="example" title="Observing a Resource in CoAP">
<artwork type="drawing" align="left"><![CDATA[
                    Client                Server
                       |                    |
                       |  GET /temperature  |
                       |    Token: 0x4a     |   Registration
                       |  Observe: (empty)  |
                       +------------------->|
                       |                    |
                       |    2.05 Content    |
                       |    Token: 0x4a     |   Notification of
                       |  Observe: 12       |   the current state
                       |  Payload: 22.9 Cel |
                       |<-------------------+
                       |                    |
                       |    2.05 Content    |
                       |    Token: 0x4a     |   Notification upon
                       |  Observe: 44       |   a state change
                       |  Payload: 22.8 Cel |
                       |<-------------------+
                       |                    |
                       |    2.05 Content    |
                       |    Token: 0x4a     |   Notification upon
                       |  Observe: 60       |   a state change
                       |  Payload: 23.1 Cel |
                       |<-------------------+
                       |                    |
]]></artwork>
        </figure>

        <t>A client remains on the list of observers as long as the
          server can determine the client's continued interest in the resource.
          The interest is determined from the client's acknowledgement of
          notifications sent in confirmable CoAP messages by the server. If the
          client cancels the request, rejects a notification, or the transmission of a
          notification times out after several transmission attempts, then the
          client is considered to be no longer interested and is removed by the server
          from the list of observers.</t>

      </section>
      
      <section title="Consistency Model" anchor="consistency">
        
        <t>While a client is in the list of observers of a resource, the goal
          of the protocol is to keep the resource state observed by the client
          as closely in sync with the actual state at the server as
          possible.</t>

        <t>It cannot be fully avoided that the client and the server become
          out of sync at times: First, there is
          always some latency between the change of the resource state and the
          receipt of the notification. Second, messages with notifications can
          get lost, which will cause the client to assume an old state until it
          receives a new notification. And third, the server may erroneously
          come to the conclusion that the client is no longer interested in the
          resource, which will cause the server to stop sending notifications and the
          client to assume an old state until it eventually registers its interest
          again.</t>

        <t>The protocol addresses this issue as follows:<list style="symbols">
            <t>It follows a best-effort approach for sending the current
              representation to the client after a state change: Clients should
              see the new state after a state change as soon as possible, and
              they should see as many states as possible. However, a client
              cannot rely on observing every single state that a resource might
              go through.</t>
            <t>It labels notifications with a maximum duration up to which it
              is acceptable for the observed state and the actual state to be
              out of sync. When the age of the notification received reaches
              this limit, the client cannot use the enclosed representation
              until it receives a new notification.</t>
            <t>It is designed on the principle of eventual consistency: The
              protocol guarantees that, if the resource does not undergo a new
              change in state, eventually all registered observers will have a
              current representation of the latest resource state.</t>
          </list></t>

      </section>
      
      <section title="Observable Resources" anchor="resource-design">

        <t>A CoAP server is the authority for determining under what conditions
          resources change their state and thus when observers are notified of
          new resource states. The protocol does not offer explicit means for
          setting up triggers or thresholds; it is up to the server to expose
          observable resources that change their state in a way that is useful
          in the application context.</t>

        <t>For example, a CoAP server with a temperature sensor attached
            could expose one or more of the following resources:<list
              style="symbols">

            <t><coap://server/temperature>,
              which changes its state every few seconds to a current reading
              of the temperature sensor;</t>

            <t><coap://server/temperature/felt>,
              which changes its state to "COLD" whenever the temperature reading
              drops below a certain pre-configured threshold, and to "WARM"
              whenever the reading exceeds a second, slightly higher threshold;</t>

            <t><coap://server/temperature/critical?above=45>,
              which changes its state based on the client-specified parameter
              value: every few seconds to the current temperature reading if
              the temperature exceeds the threshold, or to "OK" when the
              reading drops below;</t>

            <t><coap://server/?query=select+avg(temperature)+from+Sensor.window:<vspace/>time(30sec)>,
              which accepts expressions of arbitrary complexity and changes
              its state accordingly.</t>

          </list>
        </t>

        <t>Thus, by designing CoAP resources that change their state on certain
          conditions, it is possible to update the client only when these
          conditions occur instead of supplying it continuously with raw
          sensor data.
          By parameterizing resources, this is not limited to conditions
          defined by the server, but can be extended to arbitrarily complex
          queries specified by the client. The application designer therefore can
          choose exactly the right level of complexity for the application
          envisioned and devices involved, and is not constrained to a "one size
          fits all" mechanism built into the protocol.</t>

      </section>

      <section title="Requirements Notation" anchor="requirements-notation">

        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
          "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
          document are to be interpreted as described in <xref target="RFC2119"
            >RFC 2119</xref>.</t>

      </section>

    </section>

    <!-- **************************************************************** -->
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    <section title="The Observe Option" anchor="option">

      <texttable title="The Observe Option" anchor="option-table">
        <ttcol align="right">No.</ttcol>
        <ttcol align="left">C</ttcol>
        <ttcol align="left">U</ttcol>
        <ttcol align="left">N</ttcol>
        <ttcol align="left">R</ttcol>
        <ttcol align="left">Name</ttcol>
        <ttcol align="left">Format</ttcol>
        <ttcol align="left">Length</ttcol>
        <ttcol align="left">Default</ttcol>

        <c>&OPTION1NUMBER;</c>
        <c></c>
        <c>x</c>
        <c>-</c>
        <c></c>
        <c>&OPTION1;</c>
        <c>empty/uint</c>
        <c>0 B/0-3 B</c>
        <c>(none)</c>
        
        <postamble>C=Critical, U=Unsafe, N=No-Cache-Key, R=Repeatable</postamble>
      </texttable>
      
      <t>The &OPTION1; Option, when present in a request, extends the GET
        method so it does not only retrieve a current representation of the
        target resource, but also requests the server to add a new entry to the
        list of observers of the resource. The list entry consists of the
        client endpoint and the token specified by the client in the request.</t>

      <t>The value of the &OPTION1; Option in a request MUST be empty on transmission and
        MUST be ignored on reception.</t>

      <t>The &OPTION1; Option is not critical for processing the request. If
        the server is unwilling or unable to add a new entry to the list of
        observers of the target resource, then the
        request falls back to a normal GET request.</t>

      <t>In a response, the &OPTION1; Option identifies the message as a
        notification. This implies that the server has added an entry with the
        client endpoint and request token to the list of observers and that it
        will notify the client of changes to the resource state.</t>

      <t>The value of the &OPTION1; Option in a response is a 24-bit sequence number for
        reordering detection (see <xref target="client-reordering"/> and <xref
          target="server-reordering"/>). The sequence number is encoded in
        network byte order using a variable number of bytes ('uint' option
        format; see <xref target="RFCXXXX">Section 3.2 of RFC XXXX</xref>).</t>
      
      <t>The &OPTION1; Option is not part of the cache-key: a cacheable
        response obtained with &anOPTION1; Option in the request can be used to
        satisfy a request without &anOPTION1; Option, and vice versa. When a
        stored response with &anOPTION1; Option is used to satisfy a normal GET
        request, the option MUST be removed before the response is returned.</t>
      
    </section>

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    <section title="Client-side Requirements" anchor="client">

      <section title="Request" anchor="client-request">

        <t>A client can register its interest in a resource by issuing a GET
          request that includes an empty &OPTION1; Option. If the server
          returns a 2.xx response that includes &anOPTION1; Option as well,
          the server has successfully added an entry with the client endpoint
          and request token to the list of observers of the target resource and
          the client will be notified of changes to the resource state.</t>

        <t>Like a fresh response can be used to satisfy a request without
          contacting the server, the stream of updates resulting from one
          observation request can be used to satisfy another (observation
          or normal GET) request if the target resource is the same.
          A client MUST aggregate such requests and MUST
          NOT register more than once for the same target resource. The target
          resource SHALL be identified for this purpose by all options in the
          request that are part of the cache-key, such as the full request URI
          and the Accept Option.</t>

        <!--<t>The token specified in the request MUST be unique among all tokens
          currently in use with the server, although the client MAY use a token
          that is currently in use if the target resource is the same.</t>-->

      </section>

      <section title="Notifications" anchor="client-notifications">

        <t>Notifications are additional responses sent by the server in reply
          to the GET request. Each notification includes the token specified by
          the client in the GET request.</t>
        
        <t>Notifications typically have a 2.05 (Content) response code. They
          include &anOPTION1; Option with a sequence number for reordering
          detection (see <xref target="client-reordering"/>), and a payload
          in the same Content-Format as the initial response. If the client
          included one or more ETag Options in the request (see <xref
            target="client-caching"/>), notifications can also have a 2.03
          (Valid) response code. Such notifications include &anOPTION1; Option
          with a sequence number but no payload.</t>
          
        <t>In the event that the resource changes in a way that would cause
          a normal GET request at that time to return a non-2.xx response
          (for example, when the resource is deleted), the server sends a
          notification with an appropriate response code (such as 4.04 Not
          Found) and removes all clients from the list of observers of the
          resource. Non-2.xx responses do not include &anOPTION1; Option.</t>
        
      </section>

      <section title="Caching" anchor="client-caching">

        <t>As notifications are just additional responses to a GET request,
          notifications partake in caching as defined in <xref
            target="RFCXXXX">Section 5.6 of RFC XXXX</xref>. Both
          the freshness model and the validation model are supported.</t>

        <section title="Freshness" anchor="client-freshness">

          <t>A client MAY store a notification like a response in its cache and
            use a stored notification that is fresh without contacting the
            server. Like a response, a notification is considered fresh while
            its age is not greater than the value indicated by the Max-Age
            Option (and no newer notification/response has been received).</t>

          <t>The server will do its best to keep the resource state observed by
            the client as closely in sync with the actual state as possible.
            However, a client cannot rely on observing every single state that
            a resource might go through. For example, if the network is
            congested or the state changes more frequently than the network can
            handle, the server can skip notifications for any number of intermediate
            states.</t>

          <t>The server uses the Max-Age Option to indicate an age up to which
            it is acceptable that the observed state and the actual state are
            inconsistent. If the age of the latest notification becomes greater
            than its indicated Max-Age, then the client MUST NOT assume that
            the enclosed representation reflects the actual resource state.</t>
          
          <t>To make sure it has a current representation and/or to re-register
            its interest in a resource, a client MAY issue a new GET request
            with the same token as the original at any time. All options MUST
            be identical to those in the original request, except for the set
            of ETag Options. It is RECOMMENDED that the client does not issue
            the request while it still has a fresh notification/response for the
            resource in its cache. Additionally, the client SHOULD at least wait
            for a random amount of time between 5 and 15 seconds after
            Max-Age expired to avoid synchronicity with other clients.</t>
          
        </section>

        <section title="Validation" anchor="client-validation">

          <t>When a client has one or more notifications stored in its cache
            for a resource, it can use the ETag Option in the GET request to
            give the server an opportunity to select a stored notification to
            be used.</t>

          <t>The client MAY include an ETag Option for each stored response
            that is applicable in the GET request. Whenever the observed
            resource changes to a representation identified by one of the ETag
            Options, the server can select a stored response by sending a 2.03
            (Valid) notification with an appropriate ETag Option instead of a
            2.05 (Content) notification.</t>
            
          <t>A client implementation needs to keep all candidate responses in
            its cache until it is no longer interested in the target resource
            or it issues a GET request with a new set of entity-tags.</t>

        </section>

      </section>

      <section title="Reordering" anchor="client-reordering">

        <t>Messages with notifications can arrive in a different order than
          they were sent. Since the goal is to keep the observed state as
          closely in sync with the actual state as possible, a client MUST
          NOT consider a notification fresh that arrives later
          than a newer notification.</t>

        <t>For reordering detection, the server sets the value of the &OPTION1;
          Option in each notification to the 24 least-significant bits of a
          strictly increasing sequence number. An incoming notification is
          newer than the newest notification received so far when one of the
          following conditions is met:</t>

        <figure>
<artwork type="inline" align="center"><![CDATA[
(V1 < V2 and V2 - V1 < 2^23) or
(V1 > V2 and V1 - V2 > 2^23) or
(T2 > T1 + 128 seconds)
]]></artwork>
        </figure>

        <t>where V1 is the value of the &OPTION1; Option of the newest
          notification received so far, V2 the value of the &OPTION1; Option of
          the incoming notification, T1 a client-local timestamp of the newest
          notification received so far, and T2 a client-local timestamp of the
          incoming notification.</t>

        <t><list style="hanging">
            <t hangText="Design Note:">The first two conditions verify that V1
              is less than V2 in 24-bit <xref target="RFC1982">serial number
                arithmetic</xref>. The third condition ensures that the time
              elapsed between the two incoming messages is not so large that
              the difference between V1 and V2 has become larger than the
              largest integer that it is meaningful to add to a 24-bit serial
              number; in other words, after 128 seconds have elapsed without
              any notification, a client does not need to check the sequence
              numbers to assume an incoming notification is new.</t>
            <t>The duration of 128 seconds was chosen as a nice round number
              greater than MAX_LATENCY (see <xref target="RFCXXXX">Section
                4.8.2 of RFC XXXX</xref>).</t>
          </list></t>
        
      </section>
            
      <section title="Transmission" anchor="client-transmission">
        
        <t>A notification can be confirmable or non-confirmable, i.e., it can be sent
          in a confirmable or a non-confirmable message. The message type used
          for a notification is independent from the type used for the request
          or for any other notification.</t>
        
        <t>If a client does not recognize the token in a confirmable
          notification, it MUST NOT acknowledge the message and SHOULD reject
          it with a Reset message; otherwise, the client MUST acknowledge the
          message as usual. In the case of a non-confirmable notification,
          rejecting the message with a Reset message is OPTIONAL.</t>
        
        <t>An acknowledgement message signals to the server that the client is
          alive and interested in receiving further notifications; if the
          server does not receive an acknowledgement in reply to a confirmable
          notification, it will assume that the client is no longer interested
          and will eventually remove the associated entry from the list of
          observers.</t>
        
      </section>
      
      <section title="Cancellation" anchor="client-cancellation">

        <t>A client that is no longer interested in receiving notifications for
          a resource can simply "forget" the observation. When the server
          then sends the next notification, the client will not recognize the
          token in the message and thus will return a Reset message. This causes
          the server to remove the associated entry from the list of observers.
          The entries in lists of observers are effectively "garbage collected"
          by the server.</t>

        <t><list style="hanging"><t hangText="Implementation Note:">Due to
          potential message loss, the Reset message may not reach the server.
          The client may therefore have to reject multiple notifications, each
          with one Reset message, until the server finally removes the associated
          entry from the list of observers and stops sending notifications.</t></list></t>

        <t>In some circumstances, it may be desirable to cancel an observation
          and release the resources allocated by the server to it more eagerly.
          For this purpose, a client MAY request the cancellation of an observation
          by sending a confirmable or non-confirmable CoAP message to the server
          with the Code field set to 7.31 and the Token field set to the token
          of the observation to be cancelled. When the server receives such as
          message, it removes any matching entry in the list of observers and
          acknowledges a confirmable message as usual.</t>
        
      </section>

    </section>

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    <section title="Server-side Requirements" anchor="server">

      <section title="Request" anchor="server-request">

        <t>A GET request with &anOPTION1; Option requests the server
          not only to return a current representation of the target resource,
          but also to add the client to the list of observers of that resource. 
          Upon success, the server MUST return a current representation of the
          resource and MUST notify the client of subsequent changes to the
          state as long as the client is on the list of observers.</t>

        <t>The entry in the list of observers is keyed by the client endpoint
          and the token specified by the client in the request. If an entry
          with a matching endpoint/token pair is already present in the list
          (which, for example, happens when the client wishes to reinforce its
          interest in a resource), the server MUST NOT add a new entry but MUST
          replace or update the existing one.</t>
          
        <t>A server that is unable or unwilling to add a new entry to the list
          of observers of a resource MAY silently ignore the &OPTION1;
          Option and process the GET request as usual. The resulting response
          MUST NOT include &anOPTION1; Option, the absence of which signals to
          the client that it will not be notified of changes to the resource
          and, e.g., needs to poll the resource for its state instead.</t>

      </section>

      <section title="Notifications" anchor="server-notifications">

        <t>A client is notified of changes to the resource state by additional
          responses sent by the server in reply to the GET request. Each such
          notification response (including the initial response)
          MUST echo the token specified by the client in
          the GET request. If there are multiple entries in the list of
          observers, the order in which the clients are notified is not
          defined; the server is free to use any method to determine the
          order.</t>

        <t>A notification SHOULD have a 2.05 (Content) or 2.03 (Valid) response
          code. However, in the event that the state of a resource changes in a
          way that would cause a normal GET request at that time to return a
          non-2.xx response (for example, when the resource is deleted), the
          server SHOULD notify the client by sending a notification with an
          appropriate response code (such as 4.04 Not Found) and MUST remove
          the client from the list of observers of the resource.</t>

        <t>The Content-Format specified in a 2.xx notification MUST be the same as the
          one used in the initial response to the GET request. If the server is
          unable to continue sending notifications in this format,
          it SHOULD send a notification with a 4.06 (Not Acceptable)
          response code and MUST remove the entry from the list of observers
          of the resource.</t>

        <t>A 2.xx notification MUST include &anOPTION1; Option with a sequence number as specified in <xref target="server-reordering"/> below;
          a non-2.xx notification MUST NOT include &anOPTION1; Option.</t>
        
      </section>

      <section title="Caching" anchor="server-caching">

        <t>As notifications are just additional responses sent by the server
          in reply to a GET request, they are subject to caching as defined
          in <xref target="RFCXXXX">Section 5.6 of RFC XXXX</xref>.</t>

        <section title="Freshness" anchor="server-freshness">

          <t>After returning the initial response, the server MUST try to keep
            the returned representation current, i.e., it MUST keep the resource state
            observed by the client as closely in sync with the actual resource
            state as possible.</t>

          <t>Since becoming out of sync at times cannot be avoided, the server
            MUST indicate for each representation an age up to which it is
            acceptable that the observed state and the actual state are
            inconsistent. This age is application-dependent and MUST be
            specified in notifications using the Max-Age Option.</t>

          <t>When the resource does not change and the client has a current
            representation, the server does not need to send a notification.
            However, if the client does not receive a notification, the client cannot
            tell if the observed state and the actual state are still in sync.
            Thus, when the the age of the latest notification becomes greater
            than its indicated Max-Age, the client no longer has a usable
            representation of the resource state. The server MAY wish to prevent
            that by sending a new notification with the unchanged representation
            and a new Max-Age just before the Max-Age indicated earlier expires.</t>

        </section>

        <section title="Validation" anchor="server-validation">

          <t>A client can include a set of entity-tags in its request using the
            ETag Option. When a observed resource changes its state and the
            origin server is about to send a 2.05 (Content) notification, then,
            whenever that notification has an entity-tag in the set of
            entity-tags specified by the client, the server MAY send a 2.03
            (Valid) response with an appropriate ETag Option instead.</t>

        </section>

      </section>

      <section title="Reordering" anchor="server-reordering">

        <t>Because messages can get reordered, the client needs a way to
          determine if a notification arrived later than a newer notification.
          For this purpose, the server MUST set the value of the &OPTION1;
          Option of each notification it sends to the 24 least-significant bits
          of a strictly increasing sequence number. The sequence number MAY
          start at any value and MUST NOT increase so fast that it increases by
          more than 2^23 within less than 256 seconds.</t>

        <t>The sequence number selected for a notification MUST be greater than
          that of any preceding notification sent to the same client with the
          same token for the same resource. The value of the &OPTION1; Option
          MUST be current at the time of transmission; if a notification is
          retransmitted, the server MUST update the value of the option to the sequence
          number that is current at that time before retransmission.</t>

        <t>The sequence numbers generated for a resource MUST provide an order
          among all notifications resulting from all requests from the same
          client endpoint.</t>

        <t><list style="hanging">
            <t hangText="Implementation Note:">A simple implementation that
              satisfies the requirements is to obtain a timestamp from a local
              clock. The sequence number then is the timestamp in ticks, where
              1 tick = (256 seconds)/(2^23) = 30.52 microseconds. It is
              not necessary that the clock reflects the current time/date.</t>
            <t>Another valid implementation is to store a 24-bit unsigned
              integer variable per resource and increment this variable each
              time the resource undergoes a change of state (provided that the
              resource changes its state less than 2^23 times in the first 256
              seconds after every state change). This removes the need to update
              the value of the &OPTION1; Option on retransmission when the
              resource state did not change.</t>
            <t hangText="Design Note:">The choice of a 24-bit option value and
              a time span of 256 seconds theoretically allows for a notification rate of up
              to 65536 notifications per second. Constrained nodes often have
              rather imprecise clocks, though, and inaccuracies of the client
              and server side may cancel out or add in effect. Therefore, the maximum
              notification rate is reduced to 32768 notifications per second. This is
              still well beyond the highest known design objective of around
              1 kHz (most CoAP applications will be several orders of magnitude
              below that), but allows total clock inaccuracies of up to
              -50/+100 %.</t>
          </list></t>

      </section>

      <section title="Transmission" anchor="server-transmission">

        <t>A notification can be sent in a confirmable or a non-confirmable
          message. The message type used is typically application-dependent and
          MAY be determined by the server for each notification individually.
          For example, for resources that change in a somewhat predictable or
          regular fashion, notifications can be sent in non-confirmable
          messages; for resources that change infrequently, notifications can
          be sent in confirmable messages. The server can combine these two
          approaches depending on the frequency of state changes and the
          importance of individual notifications.</t>
        
        <t>A server MAY choose to skip sending a notification if it knows that
          it will send another notification soon, for example, when the state of a resource is
          changing frequently. It also MAY choose to send more than one notification
          for the same resource state. However, above all, the server MUST ensure that a
          client in the list of observers of a resource eventually observes the
          latest state if the resource does not undergo a new change in state.
          For example, when state changes occur in bursts, the server can skip
          some notifications, send the notifications in non-confirmable messages,
          and make sure that the client observes the latest state change by
          repeating the last notification in a confirmable message when the
          burst is over.</t>

        <t>The client's acknowledgement of a confirmable notification signals
          that the client is interested in receiving further
          notifications. If a client rejects a confirmable or non-confirmable
          notification with a Reset message, or if the last attempt to
          retransmit a confirmable notification times out, the client is
          considered no longer interested and the server MUST remove the
          associated entry from the list of observers.<list style="hanging">
            <t hangText="Implementation Note:">To properly process a Reset
              message that rejects a non-confirmable notification, a server needs to
              remember the message IDs of the non-confirmable notifications
              it sends. This may be challenging for a server with constrained
              resources. However, since Reset messages are transmitted unreliably,
              the client must be prepared that its Reset messages aren't received
              by the server. A server thus can always pretend that a Reset
              message rejecting a non-confirmable notification was lost. If a
              server does this, it could accelerate cancellation by
              sending the following notifications to that client in confirmable
              messages.</t></list></t>

        <t>A server that transmits notifications mostly in non-confirmable
          messages MUST send a notification in a confirmable message instead of a
          non-confirmable message at least every 24 hours. This prevents
          a client that went away or is no longer interested from remaining
          in the list of observers indefinitely.</t>

      <section title="Congestion Control" anchor="server-congestion">
        
        <t>Basic congestion control for CoAP is provided by the exponential
          back-off mechanism in <xref target="RFCXXXX">Section 4.2 of RFC
            XXXX</xref> and the limitations in <xref target="RFCXXXX">Section
            4.7 of RFC XXXX</xref>. However, CoAP places the responsibility of
          congestion control for simple request/response interactions only
          on the clients: rate limiting request transmission implicitly controls
          the transmission of the responses. When a single request yields a
          potentially infinite number of notifications, additional
          responsibility needs to be placed on the server.</t>

        <t>In order not to cause congestion, servers MUST strictly limit the
          number of simultaneous outstanding notifications/responses that they
          transmit to a given client to NSTART (1 by default; see <xref
            target="RFCXXXX">Section 4.7 of RFC XXXX</xref>). An outstanding
          notification/response is either a confirmable message for which an
          acknowledgement has not yet been received and whose last retransmission
          attempt has not yet timed out, or a non-confirmable message for which
          the waiting time that results from the following rate limiting rules
          has not yet elapsed.</t>

        <t>The server SHOULD NOT send more than one non-confirmable
          notification per round-trip time (RTT) to a client on average.
          If the server cannot maintain an RTT estimate for a client, it
          SHOULD NOT send more than one non-confirmable notification every
          3 seconds, and SHOULD use an even less aggressive rate when
          possible (see also <xref target="RFC5405">Section 3.1.2 of RFC
            5405</xref>).</t>
        
        <t>Further congestion control optimizations and considerations are
          expected in the future with advanced CoAP congestion control
          mechanisms.</t>

      </section>

      <section title="Advanced Transmission" anchor="server-advanced">

        <t>The state of an observed resource may change while the number of
          the number of simultaneous outstanding notifications/responses to
          a client on the list of observers is greater than or equal to NSTART.
          In this case, the server cannot notify the client of the new resource
          state immediately but has to wait for an outstanding notification/response
          to complete first.</t>
        
        <t>If there exists an outstanding notification/response that the server
          transmits to the client and that pertains to the changed
          resource, then it is desirable for the server to stop working towards
          getting the representation of the old resource state to the client,
          and to start transmitting the current representation to the client instead,
          so the resource state observed by the client stays closer in sync
          with the actual state at the server.</t>
        
        <t>For this purpose, the server MAY optimize the transmission process
          by aborting the transmission of the old notification (but not before
          the current transmission attempt completed) and starting a new transmission
          for the new notification (but with the retransmission timer and counter of the aborted
          transmission retained).</t>
        
        <t>In more detail, a server MAY supersede an outstanding transmission that
          pertains to an observation as follows:<list style="numbers">
            <t>Wait for the current (re-)transmission attempt to be acknowledged,
              rejected or to time out (confirmable transmission); or wait for
              the waiting time to elapse or the transmission to be rejected
              (non-confirmable transmission).</t>
            <t>If the transmission is rejected or it was the
              last attempt to retransmit a notification, remove the associated
              entry from the list of observers of the observed resource.</t>
            <t>If the entry is still in the list of observers, start to
              transmit a new notification with a representation of the
              current resource state. Should the resource have changed its
              state more than once in the meantime, the notifications for
              the intermediate states are silently skipped.</t>
            <t>The new notification is transmitted with a new Message ID and
              the following transmission parameters: If the previous
              (re-)transmission attempt timed out, retain its transmission
              parameters, increment the retransmission counter and double
              the timeout; otherwise, initialize the transmission parameters
              as usual (see
              <xref target="RFCXXXX">Section 4.2 of RFC XXXX</xref>).</t>
          </list>
          It is possible that the server later receives an acknowledgement
          for a confirmable notification that it superseded this way. Even
          though this does not signal consistency, it is valuable in that
          it signals the client further interest in the resource. The server
          therefore should avoid removing the associated entry
          from the list of observers inadvertently.</t>

      </section>

      </section>

      <section title="Cancellation" anchor="server-cancellation">
        
        <t>In addition to the "garbage collection" approach to the removal of
          entries from the list of observers of a resource (see
          <xref target="server-transmission"/>),
          clients can request the cancellation of an observation by sending
          a confirmable or non-confirmable CoAP message to the server with
          the Code field set to 7.31 and the Token field set to the token
          of the notifications to be cancelled.</t>
        
        <t>A server MUST NOT send any response or further notification
          in reply to the specified request after receiving such a message,
          and MUST remove any associated entry from the list of observers.</t>
        
        <t>If the server does not recognize the token in a confirmable
          message, it MUST NOT acknowledge the message and SHOULD reject it
          with a Reset message; otherwise, the server MUST acknowledge the
          message as usual.  In the case of a non-confirmable message,
          rejecting the message with a Reset message is OPTIONAL.</t>

      </section>

    </section>

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    <section title="Intermediaries" anchor="intermediary">

      <t>A client may be interested in a resource in the namespace of an origin
        server that is reached through a chain of one or more CoAP
        intermediaries. In this case, the client registers its interest with
        the first intermediary towards the origin server, acting as if it was
        communicating with the origin server itself as specified in <xref
          target="client"/>. It is the task of this intermediary to provide the
        client with a current representation of the target resource and send
        notifications upon changes to the target resource state, much like an
        origin server as specified in <xref target="server"/>.</t>

      <t>To perform this task, the intermediary SHOULD make use of the protocol
        specified in this document, taking the role of the client and
        registering its own interest in the target resource with the next hop
        towards the origin server. If the response returned by the next hop
        doesn't include &anOPTION1; Option, the intermediary MAY resort to
        polling the next hop or MAY itself return a response without
        &anOPTION1; Option.</t>
      
      <t>The communication between each pair of hops is independent; each hop
        in the server role MUST determine individually how many notifications
        to send, of which message type, and so on. Each hop MUST generate its
        own values for the &OPTION1; Option, and MUST set the value of the
        Max-Age Option according to the age of the local current
        representation.</t>

      <t>If two or more clients have registered their interest in a resource
        with an intermediary, the intermediary MUST register itself only
        once with the next hop and fan out the notifications it receives to
        all registered clients. This relieves the next hop from sending the
        same notifications multiple times and thus enables scalability.</t>

      <t>An intermediary is not required to act on behalf of a client to
        observe a resource; an intermediary MAY observe a resource, for
        example, just to keep its own cache up to date.</t>

      <t>See <xref target="examples-intermediary"/> for examples.</t>

    </section>

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    <section title="Web Linking" anchor="web-linking">

      <t>A <xref target="RFC5988">web link</xref> to a resource accessible over
        CoAP (for example, in a <xref target="RFC6690">link-format
          document</xref>) MAY include the target attribute "obs".</t>

      <t>The "obs" attribute, when present, is a hint indicating that the
        destination of a link is useful for observation and thus, for example,
        should have a suitable graphical representation in a user interface.
        Note that this is only a hint; it is not a promise that the &OPTION1;
        Option can actually be used to perform the observation. A client may
        need to resort to polling the resource if the &OPTION1; Option is not
        returned in the response to the GET request.</t>

      <t>A value MUST NOT be given for the "obs" attribute; any present value
        MUST be ignored by parsers. The "obs" attribute MUST NOT appear more
        than once in a given link-value; occurrences after the first MUST be
        ignored by parsers.</t>

    </section>

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    <section title="Security Considerations" anchor="security">

      <t>The security considerations in <xref target="RFCXXXX">Section 11 of
        RFC XXXX</xref> apply.</t>

      <t>Observing resources can dramatically increase the negative effects of
        amplification attacks. That is, not only can notifications messages be
        much larger than the request message, but the nature of the protocol
        can cause a significant number of notifications to be generated.
        Without client authentication, a server therefore MUST
        strictly limit the number of notifications that it sends
        between receiving acknowledgements that confirm the actual interest of
        the client in the data; i.e., any notifications sent in non-confirmable
        messages MUST be interspersed with confirmable messages. (An attacker
        may still spoof the acknowledgements if the confirmable messages are
        sufficiently predictable.)</t>

      <t>As with any protocol that creates state, attackers may attempt to
        exhaust the resources that the server has available for maintaining the
        list of observers for each resource. Servers may want to access-control
        this creation of state. As degraded behavior, the server can always
        fall back to processing the request as a normal GET request (without
        &anOPTION1; Option) if it is unwilling or unable to add a client to the
        list of observers of a resource, including if system resources are
        exhausted or nearing exhaustion.</t>

      <t>Intermediaries must be careful to ensure that notifications cannot be
        employed to create a loop. A simple way to break any loops is to employ
        caches for forwarding notifications in intermediaries.</t>

    </section>

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    <section title="IANA Considerations" anchor="iana-considerations">

      <t>The following entry is added to the CoAP Option Numbers registry:</t>

      <texttable>
        <ttcol align="right">Number</ttcol>
        <ttcol align="left">Name</ttcol>
        <ttcol align="left">Reference</ttcol>

        <c>&OPTION1NUMBER;</c>
        <c>&OPTION1;</c>
        <c>&SELF;</c>
      
      </texttable>
      
      <t>[Note to RFC Editor: Please replace XXXX with the RFC number of this
        specification.]</t>
      
      <t>The following entry is added to the CoAP Codes registry:<list style="hanging">
          <t hangText="7.31">Indicates a request to cancel a pending request.</t></list></t>
    
    </section>

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    <section title="Acknowledgements" anchor="acknowledgements">

      <t>Carsten Bormann was an original author of this draft and is
        acknowledged for significant contribution to this document.</t>

      <t>Thanks to Daniele Alessandrelli, Jari Arkko, Peter A. Bigot, Angelo P.
        Castellani, Gilbert Clark, Esko Dijk, Thomas Fossati, Brian Frank,
        Bert Greevenbosch, Jeroen Hoebeke, Cullen Jennings, Matthias Kovatsch,
        Salvatore Loreto, Charles Palmer, Akbar Rahman, Zach Shelby, and Floris
        Van den Abeele for helpful comments and discussions that have shaped
        the document.</t>

      <t>This work was supported in part by Klaus Tschira Foundation, Intel,
        Cisco, and Nokia.</t>

    </section>

  </middle>

  <back>

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    <references title="Normative References">

      &RFC1982;

      &RFC2119;

      &RFC5405;

      &RFC5988;

      <reference anchor="RFCXXXX">
        <front>
          <title>Constrained Application Protocol (CoAP)</title>
          <author initials="Z." surname="Shelby" fullname="Zach Shelby">
            <organization />
          </author>
          <author initials="K." surname="Hartke" fullname="Klaus Hartke">
            <organization />
          </author>
          <author initials="C." surname="Bormann" fullname="Carsten Bormann">
            <organization />
          </author>
          <date month="June" day="28" year="2013" />
        </front>
        <seriesInfo name="Internet-Draft" value="draft-ietf-core-coap-18" />
        <format type="TXT" target="http://www.ietf.org/internet-drafts/draft-ietf-core-coap-18.txt" />
      </reference>

    </references>

    <references title="Informative References">

      &RFC2616;

      &RFC5989;

      &RFC6202;

      &RFC6690;

      <reference anchor="REST" target="http://www.ics.uci.edu/~fielding/pubs/dissertation/fielding_dissertation.pdf">
        <front>
          <title>Architectural Styles and the Design of Network-based Software Architectures</title>
          <author initials="R." surname="Fielding" fullname="Roy Fielding">
            <organization>University of California, Irvine</organization>
          </author>
          <date year="2000"/>
        </front>
        <seriesInfo name="Ph.D." value="Dissertation, University of California, Irvine"/>
        <format type="PDF" target="http://www.ics.uci.edu/~fielding/pubs/dissertation/fielding_dissertation.pdf"/>
      </reference>

      <reference anchor="GOF">
        <front>
          <title>Design Patterns: Elements of Reusable Object-Oriented Software</title>
          <author initials="E." surname="Gamma" fullname="Erich Gamma">
            <organization/>
          </author>
          <author initials="R." surname="Helm" fullname="Richard Helm">
            <organization/>
          </author>
          <author initials="R." surname="Johnson" fullname="Ralph Johnson">
            <organization/>
          </author>
          <author initials="J." surname="Vlissides" fullname="John M. Vlissides">
            <organization/>
          </author>
          <date year="1994" month="November"/>
        </front>
        <seriesInfo name="Addison-Wesley," value="Reading, MA, USA"/>
      </reference>

    </references>

    <!-- **************************************************************** -->
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    <section title="Examples">

      <section title="Client/Server Examples" anchor="examples-client-server">

      <figure anchor="example-1" title="A client registers and receives one notification of the current state and one of a new state upon a state change">
<artwork type="example"><![CDATA[
      Observed   CLIENT  SERVER     Actual
  t   State         |      |         State
      ____________  |      |  ____________
  1                 |      |
  2    unknown      |      |     18.5 Cel
  3                 +----->|                  Header: GET 0x41011633
  4                 | GET  |                   Token: 0x4a
  5                 |      |                Uri-Path: temperature
  6                 |      |                 Observe: (empty)
  7                 |      |
  8                 |      |
  9   ____________  |<-----+                  Header: 2.05 0x61451633
 10                 | 2.05 |                   Token: 0x4a
 11    18.5 Cel     |      |                 Observe: 9
 12                 |      |                 Max-Age: 15
 13                 |      |                 Payload: "18.5 Cel"
 14                 |      |
 15                 |      |  ____________
 16   ____________  |<-----+                  Header: 2.05 0x51457b50
 17                 | 2.05 |     19.2 Cel      Token: 0x4a
 18    19.2 Cel     |      |                 Observe: 16
 29                 |      |                 Max-Age: 15
 20                 |      |                 Payload: "19.2 Cel"
 21                 |      |
]]></artwork>
      </figure>

      <figure anchor="example-2" title="The client re-registers after Max-Age ends">
<artwork type="example"><![CDATA[
      Observed   CLIENT  SERVER     Actual
  t   State         |      |         State
      ____________  |      |  ____________
 22                 |      |
 23    19.2 Cel     |      |     19.2 Cel
 24                 |      |  ____________
 25                 | X----+                  Header: 2.05 0x51457b51
 26                 | 2.05 |     19.7 Cel      Token: 0x4a
 27                 |      |                 Observe: 25
 28                 |      |                 Max-Age: 15
 29                 |      |                 Payload: "19.7 Cel"
 30                 |      |
 31   ____________  |      |
 32                 |      |
 33    19.2 Cel     |      |
 34    (stale)      |      |
 35                 |      |
 36                 |      |
 37                 |      |
 38                 +----->|                  Header: GET 0x41011634
 39                 | GET  |                   Token: 0xb2
 40                 |      |                Uri-Path: temperature
 41                 |      |                 Observe: (empty)
 42                 |      |
 43                 |      |
 44   ____________  |<-----+                  Header: 2.05 0x61451634
 45                 | 2.05 |                   Token: 0xb2
 46    19.7 Cel     |      |                 Observe: 44
 47                 |      |                 Max-Age: 15
 48                 |      |                    ETag: 0x78797a7a79
 49                 |      |                 Payload: "19.7 Cel"
 50                 |      |
]]></artwork>
      </figure>


      <figure anchor="example-3" title="The client re-registers and gives the server the opportunity to select a stored response">
<artwork type="example"><![CDATA[
      Observed   CLIENT  SERVER     Actual
  t   State         |      |         State
      ____________  |      |  ____________
 51                 |      |
 52    19.7 Cel     |      |     19.7 Cel
 53                 |      |
 54                 |      |  ____________
 55                 |    crash
 56                 |
 57                 |
 58                 |
 59   ____________  |
 60                 |
 61    19.7 Cel     |
 62    (stale)      |
 63                 |   reboot____________
 64                 |      |
 65                 |      |     20.0 Cel
 66                 |      |
 67                 +----->|                  Header: GET 0x41011635
 68                 | GET  |                   Token: 0xf9
 69                 |      |                Uri-Path: temperature
 70                 |      |                 Observe: (empty)
 71                 |      |                    ETag: 0x78797a7a79
 72                 |      |
 73                 |      |
 74   ____________  |<-----+                  Header: 2.05 0x61451635
 75                 | 2.05 |                   Token: 0xf9
 76    20.0 Cel     |      |                 Observe: 74
 77                 |      |                 Max-Age: 15
 78                 |      |                 Payload: "20.0 Cel"
 79                 |      |
 80                 |      |  ____________
 81   ____________  |<-----+                  Header: 2.03 0x5143aa0c
 82                 | 2.03 |     19.7 Cel      Token: 0xf9
 83    19.7 Cel     |      |                 Observe: 81
 84                 |      |                    ETag: 0x78797a7a79
 85                 |      |                 Max-Age: 15
 86                 |      |
]]></artwork>
      </figure>
      
      
      <figure anchor="example-4" title="The client rejects a notification and thereby cancels the observation">
        <artwork type="example"><![CDATA[
      Observed   CLIENT  SERVER     Actual
  t   State         |      |         State
      ____________  |      |  ____________
 87                 |      |
 88    19.7 Cel     |      |     19.7 Cel
 89                 |      |
 90                 |      |  ____________
 91   ____________  |<-----+                  Header: 2.05 0x4145aa0f
 92                 | 2.05 |     19.3 Cel      Token: 0xf9
 93    19.3 Cel     |      |                 Observe: 91
 94                 |      |                 Max-Age: 15
 95                 |      |                 Payload: "19.3 Cel"
 96                 |      |
 97                 |      |
 98                 +- - ->|                  Header: 0x7000aa0f
 99                 |      |
100                 |      |
101                 |      |
102                 |      |  ____________
103                 |      |
104                 |      |     19.0 Cel
105                 |      |
106   ____________  |      |
107                 |      |
108    19.3 Cel     |      |
109    (stale)      |      |
110                 |      |
]]></artwork>
      </figure>

      </section>

      <section title="Proxy Examples" anchor="examples-intermediary">

        <figure anchor="example-5" title="A proxy observes a resource to keep its cache up to date">
<artwork type="example"><![CDATA[
CLIENT  PROXY  SERVER
   |      |      |
   |      +----->|     Header: GET 0x41015fb8
   |      | GET  |      Token: 0x1a
   |      |      |   Uri-Host: sensor.example
   |      |      |   Uri-Path: status
   |      |      |    Observe: (empty)
   |      |      |
   |      |<-----+     Header: 2.05 0x61455fb8
   |      | 2.05 |      Token: 0x1a
   |      |      |    Observe: 42
   |      |      |    Max-Age: 60
   |      |      |    Payload: "ready"
   |      |      |
   +----->|      |     Header: GET 0x41011633
   | GET  |      |      Token: 0x9a
   |      |      |  Proxy-Uri: coap://sensor.example/status
   |      |      |
   |<-----+      |     Header: 2.05 0x61451633
   | 2.05 |      |      Token: 0x9a
   |      |      |    Max-Age: 53
   |      |      |    Payload: "ready"
   |      |      |
   |      |<-----+     Header: 2.05 0x514505fc0
   |      | 2.05 |      Token: 0x1a
   |      |      |    Observe: 135
   |      |      |    Max-Age: 60
   |      |      |    Payload: "busy"
   |      |      |
   +----->|      |     Header: GET 0x41011634
   | GET  |      |      Token: 0x9b
   |      |      |  Proxy-Uri: coap://sensor.example/status
   |      |      |
   |<-----+      |     Header: 2.05 0x61451634
   | 2.05 |      |      Token: 0x9b
   |      |      |    Max-Age: 49
   |      |      |    Payload: "busy"
   |      |      |
]]></artwork>
        </figure>

        <figure anchor="example-6" title="A client observes a resource through a proxy">
<artwork type="example"><![CDATA[
CLIENT  PROXY  SERVER
   |      |      |
   +----->|      |     Header: GET 0x41011635
   | GET  |      |      Token: 0x6a
   |      |      |  Proxy-Uri: coap://sensor.example/status
   |      |      |    Observe: (empty)
   |      |      |
   |<- - -+      |     Header: 0x60001635
   |      |      |
   |      +----->|     Header: GET 0x4101af90
   |      | GET  |      Token: 0xaa
   |      |      |   Uri-Host: sensor.example
   |      |      |   Uri-Path: status
   |      |      |    Observe: (empty)
   |      |      |
   |      |<-----+     Header: 2.05 0x6145af90
   |      | 2.05 |      Token: 0xaa
   |      |      |    Observe: 67
   |      |      |    Max-Age: 60
   |      |      |    Payload: "ready"
   |      |      |
   |<-----+      |     Header: 2.05 0x4145af94
   | 2.05 |      |      Token: 0x6a
   |      |      |    Observe: 17346
   |      |      |    Max-Age: 60
   |      |      |    Payload: "ready"
   |      |      |
   +- - ->|      |     Header: 0x6000af94
   |      |      |
   |      |<-----+     Header: 2.05 0x51455a20
   |      | 2.05 |      Token: 0xaa
   |      |      |    Observe: 157
   |      |      |    Max-Age: 60
   |      |      |    Payload: "busy"
   |      |      |
   |<-----+      |     Header: 2.05 0x5145af9b
   | 2.05 |      |      Token: 0x6a
   |      |      |    Observe: 17436
   |      |      |    Max-Age: 60
   |      |      |    Payload: "busy"
   |      |      |
]]></artwork>
        </figure>

      </section>

    </section>

    <!-- **************************************************************** -->
    <!-- **************************************************************** -->
    <!-- **************************************************************** -->
    <!-- **************************************************************** -->

    <section title="Changelog" anchor="changelog">
      
      <t>[Note to RFC Editor: Please remove this section before publication.]</t>
      
      <t>Changes from ietf-11 to ietf-12:
        <list style="symbols">
          <t>Introduced the 7.31 Code to request the cancellation of a pending
            request.</t>
          <t>Made the algorithm for superseding an outstanding transmission OPTIONAL.</t>
          <t>Clarified that the entry in the list of observers is removed if
            the client fails to acknowledge a confirmable notification before
            the last retransmission attempt times out (#350).</t>
          <t>Simplified the text on cancellation (#352) and the handling of
            Reset messages (#353).</t>
        </list>
      </t>
      
      <t>Changes from ietf-10 to ietf-11:
        <list style="symbols">
          <t>Pointed out that client and server clocks may differ in their
            realization of the SI second, and added robustness to the existing
            reordering scheme by reducing the maximum notification rate to
            32768 notifications per second (#341).</t>
        </list>
      </t>
      
      <t>Changes from ietf-09 to ietf-10:
        <list style="symbols">
          <t>Required consistent sequence numbers across requests (#333).</t>
          <t>Clarified that a server needs to update the entry in the list of
            observers instead of adding a new entry if the endpoint/token pair
            is already present.</t>
          <t>Allowed that a client uses a token that is currently in use to
            ensure that it's still in the list of observers. This is possible
            because sequence numbers are now consistent across requests and
            servers won't add a new entry for the same token.</t>
          <t>Improved text on the transmission of non-confirmable notifications
            to match Section 3.1.2 of RFC 5405 more closely.</t>
          <t>Updated examples to use UCUM units.</t>
          <t>Moved Appendix B into the introduction.</t>
        </list>
      </t>
      
      <t>Changes from ietf-08 to ietf-09:
        <list style="symbols">
          <t>Removed the side effects of requests on existing observations.
            This includes removing that<list style="symbols">
              <t>the client can use a GET request to cancel an observation;</t>
              <t>the server updates the entry in the list of observers instead
                of adding a new entry if the client is already present (#258,
                #281).</t>
            </list></t>
          <t>Clarified that a resource (and hence an observation relationship)
            is identified by the request options that are part of the Cache-Key
            (#258).</t>
          <t>Clarified that a non-2.xx notification MUST NOT include an Observe
            Option.</t>
          <t>Moved block-wise transfer of notifications to
            [I-D.ietf-core-block].</t>
        </list>
      </t>
      
      <t>Changes from ietf-07 to ietf-08:
        <list style="symbols">
          <t>Expanded text on transmitting a notification while a previous
            transmission is pending (#242).</t>
          <t>Changed reordering detection to use a fixed time span of 128
            seconds instead of EXCHANGE_LIFETIME (#276).</t>
          <t>Removed the use of the freshness model to determine if the client
            is still on the list of observers. This includes removing that<list
              style="symbols">
              <t>the client assumes that it has been removed from the list of
                observers when Max-Age ends;</t>
              <t>the server sets the Max-Age Option of a notification to a
                value that indicates when the server will send the next
                notification;</t>
              <t>the server uses a number of retransmit attempts such that
                removing a client from the list of observers before Max-Age
                ends is avoided (#235);</t>
              <t>the server may remove the client from all lists of observers
                when the transmission of a confirmable notification ultimately
                times out.</t>
            </list></t>
          <t>Changed that an unrecognized critical option in a request must
            actually have no effect on the state of any observation
            relationship to any resource, as the option could lead to a
            different target resource.</t>
          <t>Clarified that client implementations must be prepared to receive
            each notification equally as a confirmable or a non-confirmable
            message, regardless of the message type of the request and of any
            previous notification.</t>
          <t>Added a requirement for sending a confirmable notification at
            least every 24 hours before continuing with non-confirmable
            notifications (#221).</t>
          <t>Added congestion control considerations from
            [I-D.bormann-core-congestion-control-02].</t>
          <t>Recommended that the client waits for a randomized time after the
            freshness of the latest notification expired before re-registering.
            This prevents that multiple clients observing a resource perform a
            GET request at the same time when the need to re-register
            arises.</t>
          <t>Changed reordering detection from 'MAY' to 'SHOULD', as the goal
            of the protocol (to keep the observed state as closely in sync with
            the actual state as possible) is not optional.</t>
          <t>Fixed the length of the Observe Option (3 bytes) in the table in
            <xref target="option"/>.</t>
          <t>Replaced the 'x' in the No-Cache-Key column in the table in <xref
              target="option"/> with a '-', as the Observe Option doesn't have
            the No-Cache-Key flag set, even though it is not part of the cache
            key.</t>
          <t>Updated examples.</t>
        </list>
      </t>
      
      <t>Changes from ietf-06 to ietf-07:
        <list style="symbols">
          <t>Moved to 24-bit sequence numbers to allow for up to 15000
            notifications per second per client and resource (#217).</t>
          <t>Re-numbered option number to use Unsafe/Safe and Cache-Key
            compliant numbers (#241).</t>
          <t>Clarified how to react to a Reset message that is sent in reply to
            a non-confirmable notification (#225).</t>
          <t>Clarified the semantics of the "obs" link target attribute
            (#236).</t>
        </list>
      </t>
      
      <t>Changes from ietf-05 to ietf-06:
        <list style="symbols">
          <t>Improved abstract and introduction to say that the protocol is
            about best effort and eventual consistency (#219).</t>
          <t>Clarified that the value of the Observe Option in a request must
            have zero length.</t>
          <t>Added requirement that the sequence number must be updated each
            time a server retransmits a notification.</t>
          <t>Clarified that a server must remove a client from the list of
            observers when it receives a GET request with an unrecognized
            critical option.</t>
          <t>Updated the text to use the endpoint concept from
            [I-D.ietf-core-coap] (#224).</t>
          <t>Improved the reordering text (#223).</t>
        </list>
      </t>

      <t>Changes from ietf-04 to ietf-05:
        <list style="symbols">
          <t>Recommended that a client does not re-register while a new
            notification from the server is still likely to arrive. This is to
            avoid that the request of the client and the last notification
            after max-age cross over each other (#174).</t>
          <t>Relaxed requirements when sending a Reset message in reply to
            non-confirmable notifications.</t>
          <t>Added an implementation note about careless GET requests
            (#184).</t>
          <t>Updated examples.</t>
        </list>
      </t>

      <t>Changes from ietf-03 to ietf-04:
        <list style="symbols">
          <t>Removed the "Max-OFE" Option.</t>
          <t>Allowed a Reset message in reply to non-confirmable
            notifications.</t>
          <t>Added a section on cancellation.</t>
          <t>Updated examples.</t>
        </list>
      </t>

      <t>Changes from ietf-02 to ietf-03:
        <list style="symbols">
          <t>Separated client-side and server-side requirements.</t>
          <t>Fixed uncertainty if client is still on the list of observers by
            introducing a liveliness model based on Max-Age and a new option
            called "Max-OFE" (#174).</t>
          <t>Simplified the text on message reordering (#129).</t>
          <t>Clarified requirements for intermediaries.</t>
          <t>Clarified the combination of blockwise transfers with
            notifications (#172).</t>
          <t>Updated examples to show how the state observed by the client
            becomes eventually consistent with the actual state on the
            server.</t>
          <t>Added examples for parameterization of observable resource.</t>
        </list>
      </t>

      <t>Changes from ietf-01 to ietf-02:
        <list style="symbols">
          <t>Removed the requirement of periodic refreshing (#126).</t>
          <t>The new "Observe" Option replaces the "Lifetime" Option.</t>
          <t>Introduced a new mechanism to detect message reordering.</t>
          <t>Changed 2.00 (OK) notifications to 2.05 (Content)
            notifications.</t>
        </list>
      </t>

      <t>Changes from ietf-00 to ietf-01:
        <list style="symbols">
          <t>Changed terminology from "subscriptions" to "observation
            relationships" (#33).</t>
          <t>Changed the name of the option to "Lifetime".</t>
          <t>Clarified establishment of observation relationships.</t>
          <t>Clarified that an observation is only identified by the URI of the
            observed resource and the identity of the client (#66).</t>
          <t>Clarified rules for establishing observation relationships
            (#68).</t>
          <t>Clarified conditions under which an observation relationship is
            terminated.</t>
          <t>Added explanation on how clients can terminate an observation
            relationship before the lifetime ends (#34).</t>
          <t>Clarified that the overriding objective for notifications is
            eventual consistency of the actual and the observed state
            (#67).</t>
          <t>Specified how a server needs to deal with clients not
            acknowledging confirmable messages carrying notifications
            (#69).</t>
          <t>Added a mechanism to detect message reordering (#35).</t>
          <t>Added an explanation of how notifications can be cached,
            supporting both the freshness and the validation model (#39,
            #64).</t>
          <t>Clarified that non-GET requests do not affect observation
            relationships, and that GET requests without "Lifetime" Option
            affecting relationships is by design (#65).</t>
          <t>Described interaction with blockwise transfers (#36).</t>
          <t>Added Resource Discovery section (#99).</t>
          <t>Added IANA Considerations.</t>
          <t>Added Security Considerations (#40).</t>
          <t>Added examples (#38).</t>
        </list>
      </t>

    </section>

    <!-- **************************************************************** -->
    <!-- **************************************************************** -->
    <!-- **************************************************************** -->
    <!-- **************************************************************** -->

  </back>

</rfc>

PAFTECH AB 2003-20262026-04-23 09:23:49