One document matched: draft-ietf-alto-deployments-12.xml
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<rfc category="info" docName="draft-ietf-alto-deployments-12"
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<front>
<title abbrev="Deployment Considerations">ALTO Deployment
Considerations</title>
<!--<author fullname="Martin Stiemerling" initials="M." surname="Stiemerling" role="editor">-->
<author fullname="Martin Stiemerling" initials="M." surname="Stiemerling">
<organization abbrev="NEC Europe Ltd.">NEC Laboratories
Europe</organization>
<address>
<postal>
<street>Kurfuerstenanlage 36</street>
<code>69115</code>
<city>Heidelberg</city>
<country>Germany</country>
</postal>
<phone>+49 6221 4342 113</phone>
<facsimile>+49 6221 4342 155</facsimile>
<email>martin.stiemerling@neclab.eu</email>
<uri>http://ietf.stiemerling.org</uri>
</address>
</author>
<author fullname="Sebastian Kiesel" initials="S." surname="Kiesel">
<organization abbrev="University of Stuttgart">
University of Stuttgart Information Center
</organization>
<address>
<postal>
<street>
Networks and Communication Systems Department
</street>
<street>Allmandring 30</street>
<city>Stuttgart</city>
<code>70550</code>
<country>Germany</country>
</postal>
<email>ietf-alto@skiesel.de</email>
<uri>http://www.rus.uni-stuttgart.de/nks/</uri>
</address>
</author>
<author fullname="Stefano Previdi" initials="S." surname="Previdi">
<organization abbrev="Cisco">Cisco Systems, Inc.</organization>
<address>
<postal>
<street>Via Del Serafico 200</street>
<code>00191</code>
<city>Rome</city>
<country>Italy</country>
</postal>
<email>sprevidi@cisco.com</email>
</address>
</author>
<author fullname="Michael Scharf" initials="M." surname="Scharf">
<organization abbrev="Alcatel-Lucent Bell Labs">Alcatel-Lucent Bell Labs</organization>
<address>
<postal>
<street>Lorenzstrasse 10</street>
<code>70435</code>
<city>Stuttgart</city>
<country>Germany</country>
</postal>
<email>michael.scharf@alcatel-lucent.com</email>
</address>
</author>
<date year="2015"/>
<area>APP</area>
<workgroup>ALTO</workgroup>
<keyword>ALTO</keyword>
<keyword>ALTO Deployment Considerations</keyword>
<abstract>
<t>Many Internet applications are used to access resources such
as pieces of information or server processes that are available
in several equivalent replicas on different hosts. This
includes, but is not limited to, peer-to-peer file sharing
applications. The goal of Application-Layer Traffic Optimization
(ALTO) is to provide guidance to applications that have to
select one or several hosts from a set of candidates, which are
able to provide a desired resource. This memo discusses
deployment related issues of ALTO. It addresses different use
cases of ALTO such as peer-to-peer file sharing and CDNs and
presents corresponding examples. The document also includes
recommendations for network administrators and application
designers planning to deploy ALTO.</t>
</abstract>
</front>
<middle>
<section title="Introduction">
<t>Many Internet applications are used to access resources such
as pieces of information or server processes that are
available in several equivalent replicas on different
hosts. This includes, but is not limited to, peer-to-peer (P2P)
file sharing applications and Content Delivery Networks
(CDNs). The goal of Application-Layer Traffic Optimization
(ALTO) is to provide guidance to applications that have to
select one or several hosts from a set of candidates, which are
able to provide a desired resource. The basic ideas and problem
space of ALTO is described in <xref target="RFC5693"></xref> and
the set of requirements is discussed in <xref
target="RFC6708"></xref>. The ALTO protocol is specified in
<xref target="RFC7285"></xref>. An ALTO server discovery
procedure is defined in <xref target="RFC7286"></xref>.</t>
<t>This document discusses use cases and operational issues that
can be expected when ALTO gets deployed. This includes, but is
not limited to, location of the ALTO server, imposed load to the
ALTO server, and from whom the queries are performed. The
document also provides guidance which ALTO services to use, and
it summarizes known challenges. It thereby complements the
management considerations in the protocol specification <xref
target="RFC7285"></xref>, which are independent
of any specific use of ALTO.</t>
</section>
<section title="General Considerations">
<section title="ALTO Entities">
<section anchor="sec.general_deployment" title="Baseline Scenario">
<t>The ALTO protocol <xref
target="RFC7285"></xref> is a client/server
protocol, operating between a number of ALTO clients and an ALTO
server, as sketched in <xref target="fig.overview"></xref>.</t>
<t><figure anchor="fig.overview"
title="Baseline deployment scenario of the ALTO protocol">
<artwork><![CDATA[
+----------+
| ALTO |
| Server |
+----------+
^
_.-----|------.
,-'' | `--.
,' | `.
( Network | )
`. | ,'
`--. | _.-'
`------|-----''
v
+----------+ +----------+ +----------+
| ALTO | | ALTO |...| ALTO |
| Client | | Client | | Client |
+----------+ +----------+ +----------+
]]></artwork>
</figure></t>
<t>This document uses the terminology introduced in <xref
target="RFC5693"></xref>. In particular, the following terms
are defined by <xref target="RFC5693"></xref>:</t>
<t><list style="symbols">
<t>ALTO Service: Several resource providers may be able to
provide the same resource. The ALTO service gives
guidance to a resource consumer and/or resource directory
about which resource provider(s) to select in order to
optimize the client's performance or quality of
experience, while improving resource consumption in the
underlying network infrastructure.</t>
<t>ALTO Server: A logical entity that provides interfaces
to the queries to the ALTO service.</t>
<t>ALTO Client: The logical entity that sends ALTO
queries. Depending on the architecture of the
application, one may embed it in the resource consumer
and/or in the resource directory.</t>
</list></t>
<t>According to that definition, both an ALTO server and an
ALTO client are logical entities. An ALTO service may be
offered by more than one ALTO servers. In ALTO deployments,
the functionality of an ALTO server can therefore be
realized by several server instances, e.g., by using load
balancing between different physical servers. The term ALTO
server should not be confused with use of a single physical
server.</t>
</section>
<section anchor="sec.general_overview" title="Placement of ALTO Entities">
<t>The ALTO server and ALTO clients can be situated at
various entities in a network deployment. The first
differentiation is whether the ALTO client is located on the
actual host that runs the application, as shown in <xref
target="fig.tracker_less"></xref>, or if the ALTO client is
located on a resource directory, as shown in <xref
target="fig.tracker"></xref>.</t>
<t><figure anchor="fig.tracker_less"
title="Overview of protocol interaction between ALTO elements without a resource directory">
<artwork><![CDATA[
+--------------+
| App |
+-----------+ |
===>|ALTO Client| |****
=== +-----------+--+ *
=== * *
=== * *
+-------+ +-------+<=== +--------------+ *
| | | | | App | *
| |.....| |<======== +-----------+ | *
| | | | ========>|ALTO Client| | *
+-------+ +-------+<=== +-----------+--+ *
Source of ALTO == * *
topological Server == * *
information == +--------------+ *
== | App | *
== +-----------+ |****
==>|ALTO Client| |
+-----------+--+
Application
Legend:
=== ALTO protocol
*** Application protocol
... Provisioning protocol
]]></artwork>
</figure></t>
<t><xref target="fig.tracker_less"></xref> shows the
operational model for an ALTO client running at
endpoints. An example would be a peer-to-peer file sharing
application that does not use a tracker, such as edonkey. In
addition, ALTO clients at peers could also be used in a
similar way even if there is a tracker, as further discussed
in <xref target="sec.p2p_tracker_cons"></xref>.</t>
<t><figure anchor="fig.tracker"
title="Overview of protocol interaction between ALTO elements with a resource directory">
<artwork><![CDATA[
+-----+
**| App |****
** +-----+ *
** * *
** * *
+-------+ +-------+ +--------------+ * *
| | | | | | +-----+ *
| |.....| | +-----------+ |*****| App | *
| | | |<===>|ALTO Client| | +-----+ *
+-------+ +-------+ +-----------+--+ * *
Source of ALTO Resource ** * *
topological Server directory ** * *
information ** +-----+ *
**| App |****
+-----+
Application
Legend:
=== ALTO protocol
*** Application protocol
... Provisioning protocol
]]></artwork>
</figure></t>
<t>In <xref target="fig.tracker"></xref>, a use case with a
resource directory is illustrated, e.g., a tracker in
peer-to-peer file-sharing. Both deployment scenarios may
differ in the number of ALTO clients that access an ALTO
service: If an ALTO client is implemented in a resource
directory, an ALTO server may be accessed by a limited and less
dynamic set of clients, whereas in the general case any host
could be an ALTO client. This use case is further detailed in
<xref target="sec.p2p_cons"></xref>.</t>
<t>Using ALTO in CDNs may be similar to a resource directory
<xref target="I-D.jenkins-alto-cdn-use-cases"></xref>. The
ALTO server can also be queried by CDN entities to get
guidance about where the a particular client accessing data
in the CDN is exactly located in the Internet Service
Provider's network, as discussed in <xref
target="sec.cdn_cons"></xref>.</t>
</section>
</section>
<section anchor="sec.alto_apps" title="Classification of Deployment Scenarios">
<section anchor="sec.alto_classification" title="Roles in ALTO Deployments">
<t>ALTO is a general-purpose protocol and it is intended to
be used by a wide range of applications. This implies that
there are different possibilities where the ALTO entities
are actually located, i.e., if the ALTO clients and the ALTO
server are in the same Internet Service Provider (ISP)
domain, or if the clients and the ALTO server are
managed/owned/located in different domains.</t>
<t>An ALTO deployment involves four kinds of entities:</t>
<t><list style="numbers">
<t>Source of topological information</t>
<t>ALTO server</t>
<t>ALTO client</t>
<t>Resource consumer (using the ALTO guidance)</t>
</list></t>
<t>Each of these entities corresponds to a certain role, which
results in requirements and constraints on the interaction
between the entities.</t>
<t>A key design objective of the ALTO service is that each
these four roles can be separated, i.e., they can be
realized by different organizations or disjoint system
components. ALTO is inherently designed for use in
multi-domain environments. Most importantly, ALTO is
designed to enable deployments in which the ALTO server and
the ALTO client are not located within the same
administrative domain.</t>
<t>As explained in <xref target="RFC5693"></xref>, from
this follows that at least three different kinds of entities
can operate an ALTO server:</t>
<t><list style="numbers">
<t>Network operators. Network Service Providers (NSPs)
such as Internet Service Providers (ISPs) may have
detailed knowledge of their network topology and
policies. In this case, the source of the topology
information and the provider of the ALTO server may be
part of the same organization.</t>
<t>Third parties. Topology information could also be
collected by entities separate from network operators but
that may either have collected network information or have
arrangements with network operators to learn the network
information. Examples of such entities could be Content
Delivery Network (CDN) operators or companies specialized
on offering ALTO services on behalf of ISPs. </t>
<t>User communities. User communities could run
distributed measurements for estimating the topology of
the Internet. In this case the topology information may
not originate from ISP data.</t>
</list></t>
<t>Regarding the interaction between ALTO server and client,
ALTO deployments can be differentiated according to the
following aspects:</t>
<t><list style="numbers">
<t>Applicable trust model: The deployment of ALTO can
differ depending on whether ALTO client and ALTO server
are operated within the same organization and/or network,
or not. This affects a lot of constraints, because the
trust model is very different. For instance, as discussed
later in this memo, the level-of-detail of maps can depend
on who the involved parties actually are.</t>
<t>Composition of the user group: The main use case of ALTO is to
provide guidance to any Internet application. However, an
operator of an ALTO server could also decide to offer
guidance only to a set of well-known ALTO clients, e. g., after
authentication and authorization. In the peer-to-peer
application use case, this could imply that only selected
trackers are allowed to access the ALTO server. The
security implications of using ALTO in closed groups
differ from the public Internet.</t>
<t>Covered destinations: In general, an ALTO server has to
be able to provide guidance for all potential
destinations. Yet, in practice a given ALTO client may
only be interested in a subset of destinations, e.g.,
only in the network cost between a limited set of resource
providers. For instance, CDN optimization may not need the
full ALTO cost maps, because traffic between individual
residential users is not in scope. This may imply that an
ALTO server only has to provide the costs that matter for
a given user, e. g., by customized maps.</t>
</list></t>
<t>The following sections enumerate different classes of use
cases for ALTO, and they discuss deployment implications of
each of them. An ALTO server can in principle be operated by
any organization, and there is no requirement that an ALTO
server is deployed and operated by an ISP. Yet, since the ALTO
solution is designed for ISPs, most examples in this
document assume that the operator of an ALTO server is a
network operator (e.g., an ISP or the network department in
a large enterprise) that offers ALTO guidance in particular
to users of this network.</t>
<t>It must be emphasized that any application using ALTO
must also work if no ALTO servers can be found or if no
responses to ALTO queries are received, e.g., due to
connectivity problems or overload situations (see also <xref
target="RFC6708"></xref>).</t>
</section>
<section title="Information Exposure">
<t>There are basically two different approaches how an ALTO
server can provide network information and guidance:</t>
<t><list style="numbers">
<t>The ALTO server provides maps that contain
provider-defined cost values between network location
groupings (e.g., sets of IP prefixes). These maps can be
retrieved by clients via the ALTO protocol, and the actual
processing of the map data is done inside the
client. Since the maps contain (aggregated) cost
information for all endpoints, the client does not have to
reveal any internal operational data, such as the IP
addresses of candidate resource providers. The ALTO protocol
supports this mode of operation by the Network and Cost
Map Service.</t>
<t>The ALTO server provides a query interface that returns
costs or rankings for explicitly specified endpoints. This
means that the query of the ALTO client has to include
additional information (e.g., a list of IP addresses). The
server then calculates and returns costs or rankings for
the endpoints specified in the request (e.g., a sorted
list of the IP addresses). In ALTO, this method can be
realized by the Endpoint Cost Service.</t>
</list></t>
<t>Both approaches have different privacy implications for
the server and client:</t>
<t>For the client, approach 1 has the advantage that all
operational information stays within the client and is not
revealed to the provider of the server. However, this
service implies that a network operator providing an ALTO
server has to expose a certain amount of information about
its network structure (e.g., IP prefixes or topology
information in general).</t>
<t>For the operator of a server, approach 2 has the
advantage that the query responses reveal less topology
information to ALTO clients. But this method requires that
client sends internal operational information to the server,
such as the IP addresses of hosts also running the
application. For clients, such data can be sensitive.</t>
<t>As a result, both approaches have their pros and cons, as
further detailed in <xref target="risks"></xref>.</t>
</section>
<section title="More Advanced Deployments">
<t>From an ALTO client's perspective, there are different
ways to use ALTO:</t>
<t><list style="numbers">
<t>Single service instance with single metric guidance: An
ALTO client only obtains guidance regarding a single
metric from a single ALTO service, e.g., an ALTO server
that is offered by the network service provider of the
corresponding access network. Corresponding ALTO server
instances can be discovered e.g. by ALTO server discovery
<xref target="RFC7286"></xref>
<xref target="I-D.kiesel-alto-xdom-disc"></xref>. Being a
REST-ful protocol, an ALTO service can use known methods
to balance the load between different server instances or
between clusters of servers, i.e., an ALTO server can be
realized by many instances with a load balancing
scheme. The ALTO protocol also supports the use of
different URIs for different ALTO features.</t>
<t>Single service instance with multiple metric guidance: An
ALTO client could also query an ALTO service for different
kinds of information, e.g., cost maps with different
metrics. The ALTO protocol is extensible and permits such
operation. However, ALTO does not define how a client
shall deal with different forms of guidance, and it is up
to the client to determine what provided information may
indeed be useful.</t>
<t>Multiple service instances: An ALTO client can also decide
to access multiple ALTO servers providing guidance,
possibly from different operators or organizations. Each
of these services may only offer partial guidance, e.g.,
for a certain network partition. In that case, it may be
difficult for an ALTO client to compare the guidance from
different services. Different organization may use
different methods to determine maps, and they may also
have different (possibly even contradicting or competing)
guidance objectives. How to discover multiple ALTO servers
and how to deal with conflicting guidance is an open
issue.</t>
</list></t>
<t>There are also different options regarding the
synchronization of guidance offered by an ALTO service:</t>
<t><list style="numbers">
<t>Authoritative servers: An ALTO server instance can provide
guidance for all destinations for all kinds of ALTO
clients.</t>
<t>Cascaded servers: An ALTO server may itself include an
ALTO client and query other ALTO servers, e.g., for
certain destinations. This results is a cascaded
deployment of ALTO servers, as further explained
below.</t>
<t>Inter-server synchronization: Different ALTO servers
my communicate by other means. This approach is not further
discussed in this document.</t>
</list></t>
<!--<section anchor="advanced" title="Cascading ALTO Servers">-->
<t>An assumption of the ALTO design is that ISP operate ALTO
servers independently, irrespectively of other ISPs. This
may true for most envisioned deployments of ALTO but there
may be certain deployments that may have different
settings. <xref target="fig.alto-proxy"></xref> shows such
setting with a university network that is connected to two
upstream providers. NREN is a National Research and
Education Network, which provides cheap high-speed connectivity
to specific destinations, e.g., other universities.
ISP is a commercial upstream provider from which the university
buys connectivity to all destinations that cannot be reached
via the NREN.
The university, as well as ISP,
are operating their own ALTO server. The ALTO clients,
located on the peers will contact the ALTO server located at
the university.</t>
<t><figure anchor="fig.alto-proxy" title="Example of a cascaded ALTO server">
<artwork><![CDATA[
+-----------+
| ISP |
| ALTO |<==========================++
| Server | ||
+-----------+ ||
,-------. ,------. ||
,-' `-. ,-' `-. ||
/ Commercial \ / \ ||
( Upstream ) ( NREN ) ||
\ ISP / \ / ||
`-. ,-' `-. ,-' ||
`---+---' `+------' ||
| | ||
| | ||
|,-------------. | \/
,-+ `-+ +-----------+
,' University `. |University |
( Network ) | ALTO |
`. / | Server |
`-. +--' +-----------+
`+------------'| /\ /\
| | || ||
+--------+-+ +-+--------+ || ||
| Peer1 | | PeerN |<====++ ||
+----------+ +----------+ ||
/\ ||
|| ||
++======================================++
Legend:
=== ALTO protocol
]]></artwork>
</figure></t>
<t>In this setting all "destinations" useful for the peers
within NREN are free-of-charge for the peers located in the
university network (i.e., they are preferred in the rating
of the ALTO server). However, all traffic that is not
towards NREN will be handled by the ISP upstream
provider. Therefore, the ALTO server at the university may
also include the guidance given by the ISP ALTO server
in its replies to the ALTO clients. This is an example for
cascaded ALTO servers.</t>
<!--</section>-->
</section>
</section>
</section>
<section anchor="sec.ISP_deployment_req_general" title="Deployment Considerations by ISPs">
<section anchor="sec.guidance" title="Objectives for the Guidance to Applications">
<!--<section anchor="sec.ISP_deployment" title="Motivation for Traffic Optimization">-->
<section anchor="sec.ISP_deployment_req" title="General Objectives for Traffic Optimization">
<t>The Internet consists of many networks. The networks are
operated by Network Service Providers (NSP) or Internet
Service Providers (ISP), which also
include e.g. universities, enterprises, or other
organizations. The Internet provides network connectivity,
e.g., by access networks, such as cable networks, xDSL
networks, 3G/4G mobile networks, etc. Network operators need
to manage, to control and to audit the traffic. Therefore,
it is important to understand how to deploy an ALTO service
and its expected impact.</t>
<t>The general objective of ALTO is to give guidance to
applications on what endpoints (e.g., IP addresses or IP
prefixes) are to be preferred according to the operator of
the ALTO server. The ALTO protocol gives means to let the
ALTO server operator express its preference, whatever this
preference is.</t>
<t>ALTO enables ISPs to support application-level traffic
engineering by influencing application resource provider
selection. This traffic engineering can have different
objectives:</t>
<t><list style='numbers'>
<t>Inter-network traffic localization: ALTO can help to
reduce inter-domain traffic. The networks of ISPs are
interconnected through peering points. From a business view,
the inter-network settlement is needed for exchanging
traffic between these networks. These peering agreements
can be costly. To reduce these costs, a simple objective
is to decrease the traffic exchange across the peering
points and thus keep the traffic in the own network or
Autonomous System (AS) as far as possible.</t>
<t>Intra-network traffic localization: In case of large
ISPs, the network may be grouped into several networks,
domains, or Autonomous Systems (ASs). The core network
includes one or several backbone networks, which are
connected to multiple aggregation, metro, and access
networks. If traffic can be limited to certain areas such
as access networks, this decreases the usage of backbone
and thus helps to save resources and costs.</t>
<t>Network off-loading: Compared to fixed networks, mobile
networks have some special characteristics, including
smaller link bandwidth, high cost, limited radio frequency
resource, and limited terminal battery. In mobile
networks, wireless links should be used efficiently. For
example, in the case of a P2P service, it is likely that
hosts should prefer retrieving data from hosts in fixed
networks, and avoid retrieving data from mobile hosts.</t>
<t>Application tuning: ALTO is also a tool to optimize the
performance of applications that depend on the network and
perform resource provider selection decisions among network
endpoints. And example is the network-aware selection of
Content Delivery Network (CDN) caches.</t>
</list></t>
<t>In the following, these objectives are explained in more
detail with examples.</t>
</section>
<section title="Inter-Network Traffic Localization">
<!--<section title="Keeping Traffic Local in a Network">-->
<t>ALTO guidance can be used to keep traffic local in a
network, for instance in order to reduce peering costs.
An ALTO server can let applications prefer other
hosts within the same network operator's network instead of
randomly connecting to other hosts that are located in
another operator's network. Here, a network operator would
always express its preference for hosts in its own network,
while hosts located outside its own network are to be
avoided (i.e., they are undesired to be considered by the
applications). <xref target="fig.network_local"></xref>
shows such a scenario where hosts prefer hosts in the same
network (e.g., Host 1 and Host 2 in ISP1 and Host 3 and Host
4 in ISP2). </t>
<t><figure anchor="fig.network_local"
title="Inter-network traffic localization">
<artwork><![CDATA[
,-------. +-----------+
,---. ,-' `-. | Host 1 |
,-' `-. / ISP 1 ########|ALTO Client|
/ \ / # \ +-----------+
/ ISP X \ | # | +-----------+
/ \ \ ########| Host 2 |
; +----------------------------|ALTO Client|
| | | `-. ,-' +-----------+
| | | `-------'
| Inter- | | ,-------. +-----------+
: network | ; ,-' `########| Host 3 |
\ traffic | / / ISP 2 # \ |ALTO Client|
\ | / / # \ +-----------+
\ |/ | # | +-----------+
`-. ,-| \ ########| Host 4 |
`---' +----------------------------|ALTO Client|
`-. ,-' +-----------+
`-------'
Legend:
### preferred "connections"
--- non-preferred "connections"
]]></artwork>
</figure></t>
<t>Examples for corresponding ALTO maps can be found in
<xref target="sec.ISP_deployment2"></xref>. Depending on the
application characteristics, it may not be possible or even
not be desirable to completely localize all traffic.</t>
</section>
<section title="Intra-Network Traffic Localization">
<!--<section title="Objective: Intra-Network Localization/Bottleneck Off-Loading">-->
<t>The previous section describes the results of the ALTO
guidance on an inter-network level. In the same way, ALTO can also
be used for intra-network localization. In this case, ALTO
provides guidance which internal hosts are to be preferred
inside a single network (e.g., one AS). This application-level
traffic engineering can reduce
the capacity requirements in the core network of an ISP. <xref
target="fig.intra_network_local"></xref> shows such a
scenario where Host 1 and Host 2 are located in an access net 1 of
ISP 1 and connect via a low capacity link to the core
of the same ISP 1. If Host 1 and Host 2 exchange their data
with remote hosts, they would probably congest the
bottleneck link.</t>
<t><figure anchor="fig.intra_network_local"
title="Intra-network traffic localization">
<artwork><![CDATA[
Bottleneck ,-------. +-----------+
,---. | ,-' `-. | Host 1 |
,-' `-. | / ISP 1 ########|ALTO Client|
/ \ | / (Access # \ +-----------+
/ ISP 1 \| | net 1) # | +-----------+
/ (Core V \ ########| Host 2 |
; network) +--X~~~X---------------------|ALTO Client|
| | | `-. ,-' +-----------+
| | | `-------'
| | | ,-------. +-----------+
: | ; ,-' `########| Host 3 |
\ | / / ISP 1 # \ |ALTO Client|
\ | / / (Access # \ +-----------+
\ |/ | net 2) # | +-----------+
`-. ,-X \ ########| Host 4 |
`---' ~~~~~~~X---------------------|ALTO Client|
^ `-. ,-' +-----------+
| `-------'
Bottleneck
Legend:
### preferred "connections"
--- non-preferred "connections"
]]></artwork>
</figure></t>
<t>The operator can guide the hosts in such a situation to try first
local hosts in the same network islands, avoiding or at least
lowering the effect on the bottleneck link, as shown in <xref
target="fig.intra_network_local"></xref>.</t>
<t>The objective is to avoid bottlenecks by optimized
endpoint selection at application level. ALTO is not a
method to deal with the congestion at the bottleneck.</t>
</section>
<section title="Network Off-Loading">
<!--<section title="Objective: Off-Loading Traffic from Network"> -->
<t>Another scenario is off-loading traffic from
networks. This use of ALTO can be beneficial in particular
in mobile networks. A network operator may have
the desire to guide hosts in its own mobile network to use hosts outside this
mobile network. One reason can be that the wireless network
is not made for the load cause by, e.g., peer-to-peer
applications, and it therefore makes sense when peers fetch
their data from remote peers in other parts of the
Internet.</t>
<t><figure anchor="fig.network_de_local"
title="ALTO traffic network de-localization">
<artwork><![CDATA[
,-------. +-----------+
,---. ,-' `-. | Host 1 |
,-' `-. / ISP 1 +-------|ALTO Client|
/ \ / (Mobile | \ +-----------+
/ ISP X \ | network) | | +-----------+
/ \ \ +-------| Host 2 |
; #############################|ALTO Client|
| # | `-. ,-' +-----------+
| # | `-------'
| # | ,-------.
: # ; ,-' `-.
\ # / / ISP 2 \
\ # / / (Fixed \
\ #/ | network) | +-----------+
`-. ,-# \ / | Host 3 |
`---' #############################|ALTO Client|
`-. ,-' +-----------+
`-------'
Legend:
### preferred "connections"
--- non-preferred "connections"
]]></artwork>
</figure></t>
<t><xref target="fig.network_de_local"></xref> shows the
result of such a guidance process where Host 2 prefers a
connection with Host 3 instead of Host 1, as shown in <xref
target="fig.network_local"></xref>.</t>
<t>A realization of this scenario may have certain
limitations and may not be possible in all cases. For
instance, it may require that the ALTO server can
distinguish mobile and non-mobile hosts, e.g., based on
their IP address. This may depend on mobility solutions and
may not be possible or accurate. In general, ALTO is not
intended as a fine-grained traffic engineering solution for
individual hosts. Instead, it typically works on aggregates
(e.g., if it is known that certain IP prefixes are often
assigned to mobile users).</t>
</section>
<section title="Application Tuning">
<t>ALTO can also provide guidance to optimize the
application-level topology of networked applications, e.g.,
by exposing network performance information. Applications
can often run their own measurements to determine network
performance, e.g., by active delay measurements or bandwidth
probing, but such measurements result in overhead and
complexity. Accessing an ALTO server can be a simpler
alternative. In addition, an ALTO server may also expose
network information that applications cannot easily measure
or reverse-engineer.</t>
</section>
</section>
<section title="Provisioning of ALTO Topology Data">
<section anchor="sec.data_sources" title="Data Sources">
<t>An ALTO server can collect topological information from a
variety of sources in the network and provides a cohesive,
abstracted view of the network topology to applications
using an ALTO client. Sources that may include routing
protocols, network policies, state and performance
information, geo-location, etc. Based on the input, the ALTO
server builds an ALTO-specific network topology that
represents the network as it should be understood and
utilized by applications (resource consumers) at endpoints
using ALTO services (e.g., Network/Cost Map Service or ECS).</t>
<t>The ALTO protocol does not assume a specific network
topology. In principle, ALTO can be used with various types
of addresses (Endpoint Addresses). <xref
target="RFC7285"></xref> defines the use of IPv4/IPv6
addresses or prefixes in ALTO, but further address types
could be added by extensions. In this document, only the
use of IPv4/IPv6 addresses is considered.</t>
<t> The exposure of network topology
information is controlled and managed by the ALTO server.
ALTO abstract network topologies can be automatically
generated from the physical or logical topology of the
network. The generation would typically be based on
policies and rules set by the network operator. The maps and
the guidance can significantly differ depending on the use
case, the network architecture, and the trust relationship
between ALTO server and ALTO client, etc. Besides the
security requirements that consist of not delivering any
confidential or critical information about the
infrastructure, there are efficiency requirements in terms
of what aspects of the network are visible and required by
the given use case and/or application.</t>
<t>The ALTO server operator has to ensure that the ALTO
topology does not reveal any details that would endanger
the network integrity and security. For instance, ALTO is
not intended to leak raw Interior Gateway Protocol (IGP) or
Border gateway Protocol (BGP) databases to ALTO clients.</t>
<t><figure anchor="fig.data_sources" title="Potential data sources for ALTO">
<artwork><![CDATA[
+--------+ +--------+
| ALTO | | ALTO |
| Client | | Client |
+--------+ +--------+
/\ /\
|| || ALTO protocol
|| ||
\/ \/
+---------+
| ALTO |
| Server |
+---------+
: : :
: : :
+........+ : +........+ Provisioning
: : : protocol
: : :
+---------+ +---------+ +---------+
| BGP | | I2RS | | NMS | Potential
| Speaker | | Client | | OSS | data sources
+---------+ +---------+ +---------+
^ ^ ^
| | |
Link-State I2RS SNMP/NETCONF,
NLRI for data traffic statistics,
IGP/BGP IPFIX, etc.
]]></artwork>
</figure></t>
<t>As illustrated in <xref
target="fig.data_sources"></xref>, the topology data used by
an ALTO server can originate from different data
sources:</t>
<t><list style='symbols'>
<t>The document <xref
target="I-D.ietf-idr-ls-distribution"></xref> describes a
mechanism by which links state and traffic engineering
information can be collected from networks and shared with
external components using the BGP routing protocol. This
is achieved using a new BGP Network Layer Reachability
Information (NLRI) encoding format. The mechanism is
applicable to physical and virtual IGP links and can also
include Traffic Engineering (TE) data. For instance,
prefix data can be carried and originated in BGP, while TE
data is originated and carried in an IGP. The mechanism
described is subject to policy control. An ALTO server
can also use other mechanisms to get network data, for
example, peering with multiple IGP and BGP speakers.</t>
<t>The Interface to the Routing System (I2RS) is a
solution for state transfer in and out of the Internet's
routing system <xref
target="I-D.ietf-i2rs-architecture"></xref>. An ALTO
server could use an I2RS client to observe routing-related
information.</t>
<t>An ALTO server can also leverage a Network Management
System (NMS) or an Operations Support System (OSS) as
data sources. NMS or OSS solutions are used to control,
operate, and manage a network, e.g., using the Simple
Network Management Protocol (SNMP) or NETCONF. As
explained for instance in <xref
target="RFC7491"></xref>, the
NMS and OSS can be consumers of network events reported
and can act on these reports as well as displaying them to
users and raising alarms. The NMS and OSS can also access
the Traffic Engineering Database (TED) and Label Switched
Path Database (LSP-DB) to show the users the current state
of the network. In addition, NMS and OSS systems may have
access to IGP/BGP routing information, network inventory
data (e.g., links, nodes, or link properties not visible
to routing protocols, such as Shared Risk Link Groups),
statistics collection system that provides traffic
information, such as traffic demands or link utilization
obtained from IP Flow Information Export (IPFIX), as well
as other Operations, Administration, and Maintenance (OAM)
information (e.g., syslog). NMS or OSS systems
also may have functions to correlate and orchestrate
information originating from other data sources. For
instance, it could be required to correlate IP prefixes
with routers (Provider, Provider Edge, Customer Edge,
etc.), IGP areas, VLAN IDs, or policies.</t>
</list></t>
</section>
<section anchor="sec.ISP_deployment_req_other" title="Privacy Requirements">
<t>Providing ALTO guidance can result in a win-win situation
both for network providers and users of the ALTO
information. Applications possibly get a better performance,
while the network provider has means to optimize the
traffic engineering and thus its costs. Yet, there can be
security concerns with exposing topology data. Corresponding
limitations are discussed in <xref
target="sec.security.leakage"/>.</t>
<t>ISPs may have important privacy requirements when
deploying ALTO. In particular, an ISP may not be willing to
expose sensitive operational details of its network. The
topology abstraction of ALTO enables an ISP to expose the
network topology at a desired granularity only, determined
by security policies.</t>
<t>With the Endpoint Cost Service (ECS), the ALTO client does
not to have to implement any specific algorithm or mechanism
in order to retrieve, maintain and process network topology
information (of any kind). The complexity of the network
topology (computation, maintenance and distribution) is kept
in the ALTO server and ECS is delivered on demand. This
allows the ALTO server to enhance and modify the way the
topology information sources are used and combined. This
simplifies the enforcement of privacy policies of the
ISP.</t>
<t>The ALTO Network Map and Cost Map service expose an
abstracted view on the ISP network topology. Therefore, in
this case care is needed when constructing those maps in
order to take into account privacy policies, as further
discussed in <xref target="host_group_descriptors"/>. The
ALTO protocol also supports further features such as endpoint
properties, which could also be used to expose topology guidance.
The privacy considerations for ALTO maps also apply to such
ALTO extensions.</t>
</section>
<section anchor="host_group_descriptors" title="Partitioning and Grouping of IP Address Ranges">
<t>ALTO introduces provider-defined network location
identifiers called Provider-defined Identifiers (PIDs) to
aggregate network endpoints in the Map Services. Endpoints
within one PID may be treated as single entity, assuming
proximity based on network topology or other similarity. A
key use case of PIDs is to specify network preferences
(costs) between PIDs instead of individual endpoints. It is
up to the operator of the ALTO server how to group endpoints
and how to assign PIDs. For example, a PID may denote a
subnet, a set of subnets, a metropolitan area, a POP, an
autonomous system, or a set of autonomous systems.</t>
<t>This document only considers deployment scenarios in
which PIDs expand to a set of IP address ranges (CIDR). A
PID is characterized by a string identifier and its
associated set of endpoint addresses <xref
target="RFC7285"></xref>. If an ALTO server offers the Map
Service, corresponding identifiers have to be
configured.</t>
<t>An automated ALTO implementation may use dynamic
algorithms to aggregate network topology. However, it is
often desirable to have a mechanism through which the
network operator can control the level and details of
network aggregation based on a set of requirements and
constraints. This will typically be governed by policies
that enforce a certain level of abstraction and prevent
leakage of sensitive operational data.</t>
<t>For instance, an ALTO server may leverage BGP information
that is available in a networks service provider network
layer and compute the group of prefix. An example are BGP
communities, which are used in MPLS/IP networks as a common
mechanism to aggregate and group prefixes. A BGP community
is an attribute used to tag a prefix to group prefixes based
on mostly any criteria (as an example, most ISP networks
originate BGP prefixes with communities identifying the
Point of Presence (PoP) where the prefix has been
originated). These BGP communities could be used to map IP
address ranges to PIDs. By an additional policy, the ALTO
server operator may decide an arbitrary cost defined between
groups. Alternatively, there are algorithms that allow the
dynamic computation of costs between groups. The ALTO
protocol itself is independent of such algorithms and
policies.</t>
</section>
<section anchor="rating_criteria" title="Rating Criteria and/or Cost Calculation">
<t>An ALTO server indicates preferences amongst network
locations in the form of path costs. Path costs are generic
costs and can be internally computed by the operator of the
ALTO server according to its own policy. For a given ALTO
network map, an ALTO cost map defines directional path costs
pairwise amongst the set of source and destination network
locations defined by the PIDs.</t>
<t>The ALTO protocol permits the use of different cost
types. An ALTO cost type is defined by the combination of a
cost metric and a cost mode. The cost metric identifies what
the costs represent. The cost mode identifies how the costs
should be interpreted, e.g., whether returned costs should
be interpreted as numerical values or ordinal rankings. The
ALTO protocol also allows the definition of additional
constraints defining which elements of a cost map shall be
returned.</t>
<t>The ALTO protocol specification <xref target="RFC7285"></xref>
defines the "routingcost" cost metric as basic set of rating
criteria, which has to be supported
by all implementations. This cost metric conveys a
generic measure for the cost of routing traffic from a
source to a destination. A lower value indicates a higher
preference for traffic to be sent from a source to a
destination. It is up to the ALTO server how that
metric is calculated.</t>
<t>There is also an extension procedure for adding new ALTO
cost types. The following list gives an overview on further
rating criteria that have been proposed or which are in use
by ALTO-related prototype implementations. This list is not
intended as normative text; a definition of further metrics
can be found for instance in <xref
target="I-D.wu-alto-te-metrics"></xref>. Instead, the only
purpose of the following list is to document and discuss
rating criteria that have been proposed so far. It can also
depend on the use case of ALTO whether such rating criteria
are useful, and whether the corresponding information would
indeed be made available by ISPs.</t>
<!--<section anchor="rating_criteria_distance"
title="Distance-related Rating Criteria">-->
<t>Distance-related rating criteria:</t>
<t><list style='symbols'>
<t>Relative topological distance: The term relative means
that a larger numerical value means greater distance, but
it is up to the ALTO service how to compute the values,
and the ALTO client will not be informed about the nature
of the information. One way of generating this kind of
information may be counting AS hops, but when querying
this parameter, the ALTO client must not assume that the
numbers actually are AS hops. In addition to the AS path,
a relative cost value could also be calculated taking into
account other routing protocol parameters, such as BGP
local preference or multi-exit discriminator (MED)
attributes.</t>
<t>Absolute topological distance, expressed in the number
of traversed autonomous systems (AS).</t>
<t>Absolute topological distance, expressed in the number
of router hops (i.e., how much the TTL value of an IP
packet will be decreased during transit).</t>
<t>Absolute physical distance, based on knowledge of the
approximate geo-location (e.g., continent, country) of an IP
address.</t>
</list></t>
<!--</section>-->
<!--<section anchor="rating_criteria_performance"
title="Performance-related Rating Criteria">-->
<t>Performance-related rating criteria:</t>
<t><list style='symbols'>
<t>The minimum achievable throughput between the resource
consumer and the candidate resource provider, which is
considered useful by the application (only in ALTO
queries).</t>
<t>An arbitrary upper bound for the throughput from/to the
candidate resource provider (only in ALTO responses). This
may be, but is not necessarily the provisioned access
bandwidth of the candidate resource provider.</t>
<t>The maximum round-trip time (RTT) between resource
consumer and the candidate resource provider, which is
acceptable for the application for useful communication
with the candidate resource provider (only in ALTO queries).</t>
<t>An arbitrary lower bound for the RTT between resource
consumer and the candidate resource provider (only in ALTO
responses). This may be, for example, based on
measurements of the propagation delay in a completely
unloaded network. </t>
</list></t>
<!--<section anchor="rating_criteria_charging"
title="Charging-related Rating Criteria">-->
<t>Charging-related rating criteria:</t>
<t><list style='symbols'>
<t>Traffic volume caps, in case the Internet access of the
resource consumer is not charged by "flat rate". For each
candidate resource provider, the ALTO service could
indicate the amount of data that may be transferred
from/to this resource provider until a given point in
time, and how much of this amount has already been
consumed. Furthermore, it would have to be indicated how
excess traffic would be handled (e.g., blocked, throttled,
or charged separately at an indicated price). The
interaction of several applications running on a host, out
of which some use this criterion while others don't, as
well as the evaluation of this criterion in resource
directories, which issue ALTO queries on behalf of other
endpoints, are for further study.</t>
<t>Other metrics representing an abstract cost, e.g.,
determined by policies that distinguish "cheap" from
"expensive" IP subnet ranges without detailing the
cost function.</t>
</list></t>
<!--</section>-->
<t>These rating criteria are subject to the remarks below:</t>
<t>The ALTO client must be aware that with high probability
the actual performance values will differ from whatever an ALTO
server exposes. In particular, an ALTO client must not
consider a throughput parameter as a permission to send data
at the indicated rate without using congestion control
mechanisms.</t>
<t>The discrepancies are due to various reasons, including,
but not limited to the facts that</t>
<t><list style='symbols'>
<t>the ALTO service is not an admission control system</t>
<t>the ALTO service may not know the instantaneous
congestion status of the network</t>
<t>the ALTO service may not know all link bandwidths,
i.e., where the bottleneck really is, and there may be
shared bottlenecks</t>
<t>the ALTO service may not have all information about
the actual routing</t>
<t>the ALTO service may not know whether the candidate endpoint
itself is overloaded</t>
<t>the ALTO service may not know whether the candidate endpoint
throttles the bandwidth it devotes for the considered
application</t>
<t>the ALTO service may not know whether the candidate
endpoint will throttle the data it sends to the client (e.g.,
because of some fairness algorithm, such as
tit-for-tat).</t>
</list></t>
<t>Because of these inaccuracies and the lack of complete,
instantaneous state information, which are inherent to the
ALTO service, the application must use other mechanisms
(such as passive measurements on actual data transmissions)
to assess the currently achievable throughput, and it must
use appropriate congestion control mechanisms in order to
avoid a congestion collapse. Nevertheless, the rating
criteria may provide a useful shortcut for quickly excluding
candidate resource providers from such probing, if it is
known in advance that connectivity is in any case worse than
what is considered the minimum useful value by the
respective application.</t>
<!--</section>-->
<!--<section anchor="rating_criteria_inappropriate"
title="Inappropriate Rating Criteria">-->
<t>Rating criteria that should not be defined for and used
by the ALTO service include:</t>
<t><list style='symbols'>
<t>Performance metrics that are closely related to the
instantaneous congestion status. The definition of
alternate approaches for congestion control is explicitly
out of the scope of ALTO. Instead, other appropriate
means, such as using TCP based transport, have to be used
to avoid congestion.</t>
<t>Performance metrics that raise privacy concerns. For
instance, it has been questioned whether an ALTO service
could publicly expose the provisioned access bandwidth,
e.g. of cable / DSL customers, because this could enables
identification of "premium" customers.</t>
<!--
<t>The provisioned access bandwidth, e.g. of cable / DSL
customers. This has been proposed several times and questioned,
because of problems with privacy, fears that "premium" customers
with high access bandwidth might attract so much traffic that
their service becomes de-facto worse, etc.</t>
-->
</list></t>
<!--</section>-->
</section>
</section>
<section anchor="risks" title="Known Limitations of ALTO">
<section title="General Limitations">
<t>ALTO is designed as a protocol between clients integrated
in applications and servers that provide network information
and guidance (e.g., basic network location structure and
preferences of network paths). The objective is to modify
network resource consumption patterns at application level
while maintaining or improving application performance. This
design focus results in a number of characteristics of
ALTO:</t>
<t><list style="symbols">
<t>Endpoint focus: In typical ALTO use cases, neither the
consumer of the topology information (i.e., the ALTO
client) nor the considered resources (e.g., files at
endpoints) are part of the network. The ALTO server
presents an abstract network topology containing only
information relevant to an application overlay for
better-than-random resource provider selection among its
endpoints. The ALTO protocol specification <xref
target="RFC7285"></xref> is not designed to expose network
internals such as routing tables or configuration data
that are not relevant for application-level resource provider
selection decisions in network endpoints.</t>
<t>Abstraction: The ALTO services such as the Network/Cost
Map Service or the ECS provide an abstract view of the
network only. The operator of the ALTO server has full
control over the granularity (e.g., by defining policies
how to aggregate subnets into PIDs) and the
level-of-detail of the abstract network representation
(e.g., by deciding what cost types to support).</t>
<t>Multiple administrative domains: The ALTO protocol is
designed for use cases where the ALTO server and client
can be located in different organizations or trust
domains. ALTO assumes a loose coupling between server and
client. In addition, ALTO does not assume that an ALTO
client has any a priori knowledge about the ALTO server
and its supported features. An ALTO server can be
discovered automatically.</t>
<t>Read-only: ALTO is a query/response protocol to
retrieve guidance information. Neither network/cost map
queries nor queries to the endpoint cost service are
designed to affect state in the network.</t>
</list></t>
<t>If ALTO shall be deployed for use cases violating these
assumptions, the protocol design may result in limitations.</t>
<t>For instance, in an Application-Based Network Operation
(ABNO) environment the application could issue explicit
service request to the network <xref
target="RFC7491"></xref>. In
this case, the application would require detailed knowledge
about the internal network topology and the actual state. A
network configuration would also require a corresponding
security solution for authentication and authorization.
ALTO is not designed for operations to control, operate, and
manage a network.</t>
<t>Such deployments could be addressed by network management
solutions, e.g., based on SNMP <xref
target="RFC3411"></xref> or NETCONF <xref
target="RFC6241"></xref> and YANG <xref
target="RFC6020"></xref> that are typically designed to
manipulate configuration state. Reference <xref
target="RFC7491"></xref>
contains a more detailed discussion of interfaces between
components such as Element Management System (EMS), Network
Management System (NMS), Operations Support System (OSS),
Traffic Engineering Database (TED), Label Switched Path
Database (LSP-DB), Path Computation Element (PCE), and other
Operations, Administration, and Maintenance (OAM)
components.</t>
</section>
<section title="Limitations of Map-based Approaches">
<t>The specification of the Map Service in the ALTO protocol
<xref target="RFC7285"></xref> is based on the concept of
network maps. A network map partitions the network into
Provider-defined Identifiers (PIDs) that group one or more
endpoints (e.g., subnetworks) to a single aggregate. The
"costs" between the various PIDs are stored in a
cost map. Map-based approaches lower the signaling load on
the server as maps have to be retrieved only if they
change.</t>
<t>One main assumption for map-based approaches is that the
information provided in these maps is static for a long
period of time. This assumption is fine as
long as the network operator does not change any parameter,
e.g., routing within the network and to the upstream peers,
IP address assignment stays stable (and thus the mapping to
the partitions). However, there are several cases where this
assumption is not valid:</t>
<t><list style="numbers">
<t>ISPs reallocate IP subnets from time to time;</t>
<t>ISPs reallocate IP subnets on short notice;</t>
<t>IP prefix blocks may be assigned to a router that serves
a variety of access networks;</t>
<t>Network costs between IP prefixes may change depending
on the ISP's routing and traffic engineering.</t>
</list></t>
<!-- text below is a copy of Rich Woundy's comment -->
<t>These effects can be explained as follows:</t>
<t>Case 1: ISPs may reallocate IP subnets within their
infrastructure from time to time, partly to ensure the
efficient usage of IPv4 addresses (a scarce resource), and
partly to enable efficient route tables within their network
routers. The frequency of these "renumbering events" depend
on the growth in number of subscribers and the availability
of address space within the ISP. As a result, a subscriber's
household device could retain an IP address for as short
as a few minutes, or for months at a time or even
longer.</t>
<t>It has been suggested that ISPs providing ALTO services
could sub-divide their subscribers' devices into different
IP subnets (or certain IP address ranges) based on the
purchased service tier, as well as based on the location in
the network topology. The problem is that this
sub-allocation of IP subnets tends to decrease the
efficiency of IP address allocation, in particular for
IPv4. A growing ISP that needs to maintain high efficiency
of IP address utilization may be reluctant to jeopardize
their future acquisition of IP address space.</t>
<t>However, this is not an issue for map-based approaches if
changes are applied in the order of days.</t>
<!-- text above is a copy of Rich Woundy's comment -->
<t>Case 2: ISPs can use techniques that allow the
reallocation of IP prefixes on very short notice, i.e.,
within minutes. An IP prefix that has no IP address
assignment to a host anymore can be reallocated to areas
where there is currently a high demand for IP addresses.</t>
<t>Case 3: In residential access networks (e.g., DSL,
cable), IP prefixes are assigned to broadband gateways,
which are the first IP-hop in the access-network between the
Customer Premises Equipment (CPE) and the Internet. The
access-network between CPE and broadband gateway (called
aggregation network) can have varying characteristics (and
thus associated costs), but still using the same IP
prefix. For instance one IP address IP1 out of a given CIDR
prefix can be assigned to a VDSL access line (e.g., 2 MBit/s uplink)
while another IP address IP2 within the same given
CIDR prefix is assigned to a slow ADSL line (e.g., 128 kbit/s
uplink). These IP addresses may be assigned on a first come
first served basis, i.e., a single IP address out of the
same CIDR prefix can change its associated costs quite
fast. This may not be an issue with respect to the used
upstream provider (thus the cross ISP traffic) but depending
on the capacity of the aggregation-network this may raise to
an issue.</t>
<!-- Below: Michael's comments -->
<t>Case 4: The routing and traffic engineering inside an ISP
network, as well as the peering with other autonomous
systems, can change dynamically and affect the information
exposed by an ALTO server. As a result, cost maps and
possibly also network maps can change.</t>
</section>
<section title="Limitations of Non-Map-based Approaches">
<t>The specification of the ALTO protocol <xref
target="RFC7285"></xref> also includes the
Endpoint Cost Service (ECS) mechanism. ALTO clients can ask
the ALTO server for guidance for specific IP addresses,
thereby avoiding the need of processing maps. This can
mitigate some of the problems mentioned in the previous
section.</t>
<t>However frequent requests, particularly with long lists
of IP addresses, may overload the ALTO server.
The server has to rank each
received IP address, which causes load at the server. This
may be amplified when not only a single ALTO
client is asking for guidance, but a larger number of
them. The results of the ECS are also more difficult to
cache than ALTO maps. Therefore, the ALTO client may have
to await the server response before starting a communication,
which results in an additional delay.</t>
<t>Caching of IP addresses at the ALTO client or the usage
of the H12 approach <xref
target="I-D.kiesel-alto-h12"></xref> in conjunction with
caching may lower the query load on the ALTO server.</t>
<t>When ALTO server receives an ECS request, it may not have
the most appropriate topology information in order to
accurately determine the ranking. <xref
target="RFC7285"></xref> generally assumes
that a server can always offer some guidance. In such a case
the ALTO server could adopt one of the following
strategies:</t>
<t><list style="symbols">
<t>Reply with available information (best effort).</t>
<t>Query another ALTO server presumed to have better
topology information and return that response (cascaded
servers).</t>
<t>Redirect the request to another ALTO server presumed to
have better topology information (redirection).</t>
</list></t>
<t>The protocol mechanisms and decision processes that would
be used to determine if redirection is necessary and which
mode to use is out of the scope of this document, since
protocol extensions could be required.</t>
</section>
</section>
<section anchor="sec.monitoring" title="Monitoring ALTO">
<section title="Impact and Observation on Network Operation">
<t>ALTO presents a new opportunity for managing network
traffic by providing additional information to clients. In
particular, the deployment of an ALTO server may shift
network traffic patterns, and the potential impact to
network operation can be large. An ISP providing ALTO may
want to assess the benefits of ALTO as part of the
management and operations (cf. <xref
target="RFC7285"></xref>). For instance, the
ISP might be interested in understanding whether the
provided ALTO maps are effective, and in order to decide
whether an adjustment of the ALTO configuration would be
useful. Such insight can be obtained from a monitoring
infrastructure. An ISP offering ALTO could consider the
impact on (or integration with) traffic engineering and the
deployment of a monitoring service to observe the effects of
ALTO operations. The measurement of impacts can be
challenging because ALTO-enabled applications may not
provide related information back to the ALTO service
provider.</t>
<t>To construct an effective monitoring infrastructure, the
ALTO service provider should decide how to monitor the
performance of ALTO and identify and deploy data sources to
collect data to compute the performance metrics. In certain
trusted deployment environments, it may be possible to
collect information directly from ALTO clients. It may also
be possible to vary or selectively disable ALTO guidance for
a portion of ALTO clients either by time, geographical
region, or some other criteria to compare the network
traffic characteristics with and without ALTO. Monitoring
an ALTO service could also be realized by third parties. In
this case, insight into ALTO data may require a trust
relationship between the monitoring system operator and the
network service provider offering an ALTO service.</t>
<t>The required monitoring depends on the network
infrastructure and the use of ALTO, and an exhaustive
description is outside the scope of this document.</t>
</section>
<section title="Measurement of the Impact">
<t>ALTO realizes an interface between the network and
applications. This implies that an effective monitoring
infrastructure may have to deal with both network and
application performance metrics. This document does not
comprehensively list all performance metrics that could be
relevant, nor does it formally specify metrics.</t>
<t>The impact of ALTO can be classified regarding a
number of different criteria:</t>
<t><list style='symbols'>
<t>Total amount and distribution of traffic: ALTO enables
ISPs to influence and localize traffic of applications
that use the ALTO service. An ISP may therefore be
interested in analyzing the impact on the traffic, i.e.,
whether network traffic patterns are shifted. For
instance, if ALTO shall be used to reduce the inter-domain
P2P traffic, it makes sense to evaluate the total amount
of inter-domain traffic of an ISP. Then, one possibility
is to study how the introduction of ALTO reduces the total
inter-domain traffic (inbound and/our outbound). If the
ISPs intention is to localize the traffic inside his
network, the network-internal traffic distribution will be
of interest. Effectiveness of localization can be
quantified in different ways, e.g., by the load on core
routers and backbone links, or by considering more
advanced effects, such as the average number of hops that
traffic traverses inside a domain.</t>
<t>Application performance: The objective of ALTO is
improve application performance. ALTO can be used by very
different types applications, with different communication
characteristics and requirements. For instance, if ALTO
guidance achieves traffic localization, one would expect
that applications achieve a higher throughput and/or
smaller delays to retrieve data. If application-specific
performance characteristics (e.g., video or audio quality)
can be monitored, such metrics related to user experience
could also help to analyze the benefit of an ALTO
deployment. If available, selected statistics from the
TCP/IP stack in hosts could be leveraged, too.</t>
</list></t>
<t>Of potential interest can also be the share of
applications or customers that actually use an offered ALTO
service, i.e., the adoption of the service.</t>
<t>Monitoring statistics can be aggregated, averaged, and
normalized in different ways. This document does not mandate
specific ways how to calculate metrics.</t>
</section>
<section title="System and Service Performance">
<t>A number of interesting parameters can be measured at the
ALTO server. <xref target="RFC7285"></xref>
suggests certain ALTO-specific metrics to be monitored:</t>
<t><list style='symbols'>
<t>Requests and responses for each service listed in a
Information Directory (total counts and size in
bytes).</t>
<t>CPU and memory utilization</t>
<t>ALTO map updates</t>
<t>Number of PIDs</t>
<t>ALTO map sizes (in-memory size, encoded size, number of
entries)</t>
</list></t>
<t>This data characterizes the workload, the system
performance as well as the map data. Obviously, such data
will depend on the implementation and the actual deployment
of the ALTO service. Logging is also recommended in <xref
target="RFC7285"></xref>.</t>
</section>
<section title="Monitoring Infrastructures">
<t>Understanding the impact of ALTO may require interaction
between different systems, operating at different layers.
Some information discussed in the preceding sections is only
visible to an ISP, while application-level performance can
hardly be measured inside the network. It is possible that
not all information of potential interest can directly be
measured, either because no corresponding monitoring
infrastructure or measurement method exists, or because it
is not easily accessible.</t>
<t>One way to quantify the benefit of deploying ALTO is to
measure before and after enabling the ALTO service. In
addition to passive monitoring, some data could also be
obtained by active measurements, but due to the resulting
overhead, the latter should be used with care. Yet, in all
monitoring activities an ALTO service provider has to take
into account that ALTO clients are not bound to ALTO server
guidance as ALTO is only one source of information, and any
measurement result may thus be biased.</t>
<t>Potential sources for monitoring the use of ALTO include:</t>
<t><list style='symbols'>
<t>Network Operations, Administration, and Maintenance (OAM)
systems: Many ISPs deploy OAM systems to monitor the
network traffic, which may have insight into traffic
volumes, network topology, and bandwidth information
inside the management area. Data can be obtained by SNMP,
NETCONF, IP Flow Information Export (IPFIX), syslog,
etc.</t>
<t>Applications/clients: Relevant data could be obtained
by instrumentation of applications.</t>
<t>ALTO server: If available, log files or other
statistics data could be analyzed.</t>
<t>Other application entities: In several use cases, there
are other application entities that could provide data as well.
For instance, there may be centralized log servers that collect
data.</t>
</list></t>
<t>In many ALTO use cases some data sources are located
within an ISP network while some other data is gathered at
application level. Correlation of data could require a
collaboration agreement between the ISP and an application
owner, including agreements of data interchange formats,
methods of delivery, etc. In practice, such a collaboration
may not be possible in all use cases of ALTO, because the
monitoring data can be sensitive, and because the
interacting entities may have different priorities. Details
of how to build an over-arching monitoring system for
evaluating the benefits of ALTO are outside the scope of
this memo.</t>
</section>
</section>
<section anchor="sec.ISP_deployment2" title="Map Examples for Different Types of ISPs">
<section title="Small ISP with Single Internet Uplink">
<t>The ALTO protocol does not mandate how to determine costs
between endpoints and/or determine map data. In complex
usage scenarios this can be a non-trivial problem. In order
to show the basic principle, this and the following sections
explain for different deployment scenarios how ALTO maps
could be structured.</t>
<t>For a small ISP, the inter-domain traffic optimizing
problem is how to decrease the traffic exchanged with other
ISPs, because of high settlement costs. By using the ALTO
service to optimize traffic, a small ISP can define two
"optimization areas": one is its own network; the other one
consists of all other network destinations. The cost map can
be defined as follows: the cost of a link between clients of
the inner ISP's network is lower than between clients of the outer
ISP's network and clients of inner ISP's network. As a
result, a host with an ALTO client inside the network of this
ISP will prefer retrieving data from hosts connected to the
same ISP.</t>
<t>An example is given in <xref
target="fig.small_ISPs3"/>. It is assumed that ISP A is a
small ISP only having one access network. As operator of the
ALTO service, ISP A can define its network to be one
optimization area, named as PID1, and define other networks
to be the other optimization area, named as PID2. C1 is
denoted as the cost inside the network of ISP A. C2 is
denoted as the cost from PID2 to PID1, and C3 from PID1
to PID2. For the sake of simplicity, in the following C2=C3
is assumed. In order to keep traffic local inside ISP A, it
makes sense to define: C1<C2</t>
<figure anchor="fig.small_ISPs3"
title="Example ALTO deployment in small ISPs">
<artwork><![CDATA[
-----------
//// \\\\
// \\
// \\ /-----------\
| +---------+ | //// \\\\
| | ALTO | ISP A | C2 | Other Networks |
| | Service | PID 1 <----------- PID 2
| +---------+ C1 |----------->| |
| | C3 (=C2) \\\\ ////
\\ // \-----------/
\\ //
\\\\ ////
-----------
]]></artwork>
</figure>
<t>A simplified extract of the corresponding ALTO network
and cost maps is listed in <xref
target="fig.small_ISP_network_map"/> and <xref
target="fig.small_ISP_cost_map"/>, assuming that the network
of ISP A has the IPv4 address ranges 192.0.2.0/24 and
198.51.100.0/25. In this example, the cost values C1 and C2
can be set to any number C1<C2.</t>
<figure anchor="fig.small_ISP_network_map"
title="Example ALTO network map">
<artwork><![CDATA[
HTTP/1.1 200 OK
...
Content-Type: application/alto-networkmap+json
{
...
"network-map" : {
"PID1" : {
"ipv4" : [
"192.0.2.0/24",
"198.51.100.0/25"
]
},
"PID2" : {
"ipv4" : [
"0.0.0.0/0"
],
"ipv6" : [
"::/0"
]
}
}
}
]]></artwork>
</figure>
<figure anchor="fig.small_ISP_cost_map"
title="Example ALTO cost map">
<artwork><![CDATA[
HTTP/1.1 200 OK
...
Content-Type: application/alto-costmap+json
{
...
"cost-type" : {"cost-mode" : "numerical",
"cost-metric": "routingcost"
}
},
"cost-map" : {
"PID1": { "PID1": C1, "PID2": C2 },
"PID2": { "PID1": C2, "PID2": 0 },
}
}
]]></artwork>
</figure>
</section>
<section title="ISP with Several Fixed Access Networks">
<t>This example discusses a P2P application traffic
optimization use case for a larger ISP with a fixed network
comprising several access networks and a core network. The
traffic optimizing objectives include (1) using the
backbone network efficiently, (2) adjusting the traffic
balance in different access networks according to traffic
conditions and management policies, and (3) achieving a
reduction of settlement costs with other ISPs.</t>
<t>Such a large ISP deploying an ALTO service may want to
optimize its traffic according to the network topology of
its access networks. For example, each access network could
be defined to be one optimization area, i.e., traffic should
be kept local withing that area if possible. This can be
achieved by mapping each area to a PID. Then the costs
between those access networks can be defined according to a
corresponding traffic optimizing requirement by this
ISP. One example setup is further described below and also
shown in <xref target="fig.large_ISPs"/>.</t>
<t>In this example, ISP A has one backbone network and three
access networks, named as AN A, AN B, and AN C. A P2P
application is used in this example. For a reasonable
application-level traffic optimization, the first
requirement could be a decrease of the P2P traffic on the
backbone network inside the Autonomous System of ISP A and
the second requirement could be a decrease of the P2P
traffic to other ISPs, i.e., other Autonomous Systems. The
second requirement can be assumed to have priority over the
first one. Also, we assume that the settlement rate with ISP
B is lower than with other ISPs. ISP A can deploy an ALTO
service to meet these traffic distribution requirements. In
the following, we will give an example of an ALTO setting
and configuration according to these requirements.</t>
<t>In the network of ISP A, the operator of the ALTO server
can define each access network to be one optimization area,
and assign one PID to each access network, such as PID 1,
PID 2, and PID 3. Because of different peerings with
different outer ISPs, one can define ISP B to be one
additional optimization area and assign PID 4 to it. All
other networks can be added to a PID to be one further
optimization area (PID 5).</t>
<t>In the setup, costs (C1, C2, C3, C4, C5, C6, C7, C8) can
be assigned as shown in <xref
target="fig.large_ISPs"/>. Cost C1 is denoted as the link
cost in inner AN A (PID 1), and C2 and C3 are defined
accordingly. C4 is denoted as the link cost from PID 1 to
PID 2, and C5 is the corresponding cost from PID 3, which is
assumed to have a similar value. C6 is the cost between PID
1 and PID 3. For simplicity, this scenario assumes
symmetrical costs between the AN this example. C7 is denoted
as the link cost from the ISP B to ISP A. C8 is the link
cost from other networks to ISP A.</t>
<t>According to previous discussion of the first requirement
and the second requirement, the relationship of these costs
will be defined as: (C1, C2, C3) < (C4, C5, C6) < (C7)
< (C8)</t>
<figure anchor="fig.large_ISPs"
title="ALTO deployment in large ISPs with layered fixed network structures">
<artwork><![CDATA[
+------------------------------------+ +----------------+
| ISP A +---------------+ | | |
| | Backbone | | C7 | ISP B |
| +---+ Network +----+ |<--------+ PID 4 |
| | +-------+-------+ | | | |
| | | | | | |
| | | | | +----------------+
| +---+--+ +--+---+ +--+---+ |
| |AN A | C4 |AN B | C5 |AN C | |
| |PID 1 +<--->|PID 2 |<--->+PID 3 | |
| |C1 | |C2 | |C3 | | +----------------+
| +---+--+ +------+ +--+---+ | | |
| ^ ^ | C8 | Other Networks |
| | | |<--------+ PID 5 |
| +------------------------+ | | |
| C6 | | |
+------------------------------------+ +----------------+
]]></artwork>
</figure>
</section>
<section title="ISP with Fixed and Mobile Network">
<t>An ISP with both mobile network and fixed network may
focus on optimizing the mobile traffic by keeping traffic in
the fixed network as much as possible, because wireless
bandwidth is a scarce resource and traffic is costly in
mobile network. In such a case, the main requirement of
traffic optimization could be decreasing the usage
of radio resources in the mobile network. An ALTO service
can be deployed to meet these needs.</t>
<t><xref target="fig.mobile_ISPs2"/> shows an example: ISP A
operates one mobile network, which is connected to a
backbone network. The ISP also runs two fixed access
networks AN A and AN B, which are also connected to the
backbone network. In this network structure, the mobile
network can be defined as one optimization area, and PID 1
can be assigned to it. Access networks AN A and B can also
be defined as optimization areas, and PID 2 and PID 3 can be
assigned, respectively. The cost values are then defined as
shown in <xref target="fig.mobile_ISPs2"/>.</t>
<t>To decrease the usage of wireless link, the relationship
of these costs can be defined as follows:</t>
<t>From view of mobile network: C4 < C1. This means that
clients in mobile network requiring data resources from other
clients will prefer clients in AN A to clients in the mobile
network. This policy can decrease the usage of wireless
link and power consumption in terminals.</t>
<t>From view of AN A: C2 < C6, C5 = maximum cost. This
means that clients in other optimization area will avoid
retrieving data from the mobile network.</t>
<figure anchor="fig.mobile_ISPs2" title="ALTO deployment in ISPs with mobile network">
<artwork><![CDATA[
+-----------------------------------------------------------------+
| |
| ISP A +-------------+ |
| +--------+ ALTO +---------+ |
| | | Service | | |
| | +------+------+ | |
| | | | |
| | | | |
| | | | |
| +-------+-------+ | C6 +--------+------+ |
| | AN A |<--------------| AN B | |
| | PID 2 | C7 | | PID 3 | |
| | C2 |-------------->| C3 | |
| +---------------+ | +---------------+ |
| ^ | | | ^ |
| | | | | | |
| | |C4 | | | |
| C5 | | | | | |
| | | +--------+---------+ | | |
| | +-->| Mobile Network |<---+ | |
| | | PID 1 | | |
| +------- | C1 |----------+ |
| +------------------+ |
+-----------------------------------------------------------------+
]]></artwork>
</figure>
<t>These examples show that for ALTO in particular the
relationships between different costs matter; the operator of
the server has several degrees of freedom how to set the
absolute values.</t>
</section>
</section>
<section anchor="sec.alto_p2p_expectations" title="Deployment Experiences">
<t>The examples in the previous section are simple and do not
consider specific requirements inside access networks, such as
different link types. Deploying an ALTO service in a real
network may require dealing with additional network conditions
and requirements. One real example is described in greater
detail in reference <xref
target="I-D.lee-alto-chinatelecom-trial"></xref>.</t>
<t>Also, experiments have been conducted with ALTO-like
deployments in Internet Service Provider (ISP) networks. For
instance, NTT performed tests with their HINT server
implementation and dummy nodes to gain insight on how an
ALTO-like service can influence peer-to-peer systems <xref
target="RFC6875"></xref>. The results
of an early experiment conducted in the Comcast network are
documented in <xref target="RFC5632"></xref>.</t>
</section>
</section>
<section anchor="sec.p2p_cons" title="Using ALTO for P2P Traffic Optimization">
<section title="Overview">
<section anchor="sec.p2phistory" title="Usage Scenario">
<t>Originally, peer-to-peer (P2P) applications were the
main driver for the development of ALTO. In this use case it
is assumed that one party (usually the operator of a
"managed" IP network domain) will disclose information about
the network through ALTO. The application overlay will
query this information and optimize its behavior in order to
improve performance or Quality of Experience in the
application while reducing the utilization of the underlying
network infrastructure. The resulting win-win situation is
assumed to be the incentive for both parties to provide or
consume the ALTO information, respectively.</t>
<t>P2P systems can be built without or with use of a
centralized resource directory ("tracker"). The scope of
this section is the interaction of P2P applications with the
ALTO service. In this scenario, the resource consumer
("peer") asks the resource directory for a list of candidates
that can provide the desired resource.
There are different options for how ALTO can be deployed in such
use cases with a centralized resource directory.</t>
<t>For efficiency reasons (i.e., message size), usually only
a subset of all resource providers known to the resource
directory will be returned to the resource consumer. Some
or all of these resource providers, plus further resource
providers learned by other means such as direct
communication between peers, will be contacted by the
resource consumer for accessing the resource. The purpose
of ALTO is giving guidance on this peer selection, which is
supposed to yield better-than-random results. The tracker
response as well as the ALTO guidance are most beneficial in
the initial phase after the resource consumer has decided to
access a resource, as long as only few resource providers
are known. Later, when the resource consumer has already
exchanged some data with other peers and measured the
transmission speed, the relative importance of ALTO may
dwindle.</t>
</section>
<section title="Applicability of ALTO" anchor="sec.p2p_tracker_cons">
<t>A tracker-based P2P application can leverage ALTO in
different ways. In the following, the different alternatives
and their pros and cons are discussed.</t>
<t><figure anchor="fig.localALTOServer"
title="Global tracker and local ALTO servers">
<artwork><![CDATA[
,-------. +-----------+
,---. ,-' ========>| Peer 1 |********
,-' `-. / ISP 1 V \ |ALTO Client| *
/ \ / +-------------+ \ +-----------+ *
/ ISP X \ | + ALTO Server | | +-----------+ *
/ \ \ +-------------+<====>| Peer 2 | *
; +---------+ : \ / |ALTO Client|****** *
| | Global | | `-. ,-' +-----------+ * *
| | Tracker | | `-------' * *
| +---------+ | ,-------. +-----------+ * *
: * ; ,-' ========>| Peer 3 | * *
\ * / / ISP 2 V \ |ALTO Client|**** * *
\ * / / +-------------+ \ +-----------+ * * *
\ * / | | ALTO Server | | +-----------+ * * *
`-. * ,-' \ +-------------+<====>| Peer 4 |** * * *
`-*-' \ / |ALTO Client| * * * *
* `-. ,-' +-----------+ * * * *
* `-------' * * * *
* * * * *
*******************************************************
Legend:
=== ALTO protocol
*** Application protocol
]]></artwork>
</figure></t>
<t><xref target="fig.localALTOServer"></xref> depicts a
tracker-based P2P system with several peers. The peers
(i.e., resource consumers) embed an ALTO client to improve
the resource provider selection. The tracker (i.e., resource
directory) itself may be hosted and operated by another
entity. A tracker outside the networks of the ISPs of the
peers may be a typical use case. For instance, a tracker
like Pirate Bay can serve Bittorrent peers world-wide. The
figure only shows one tracker instance, but deployments
with several trackers could be possible, too.</t>
<t>The scenario depicted in <xref
target="fig.localALTOServer"></xref> lets the peers
directly communicate with their ISP's ALTO server (i.e.,
ALTO client embedded in the peers), thus giving the peers
the most control on which information they query for, as
they can integrate information received from one tracker
or several trackers and through direct peer-to-peer
knowledge exchange. For instance, the latter approach is
called peer exchange (PEX) in bittorent. In this
deployment scenarios, the peers have to discover a
suitable ALTO server (e.g., offered by their ISP, as
described in <xref target="RFC7286"></xref>).</t>
<t>There are also tracker-less P2P system architectures
that do not rely on centralized resource directories,
e.g., unstructured P2P networks. Regarding the use of ALTO,
their deployment would be similar to
<xref target="fig.localALTOServer"></xref>, since the ALTO
client would be embedded in the peers as well. This option
is not further considered in this memo.</t>
<figure anchor="fig.global_tracker"
title="Global tracker accessing ALTO server at various ISPs">
<artwork><![CDATA[
,-------.
,---. ,-' `-. +-----------+
,-' `-. / ISP 1 \ | Peer 1 |********
/ \ / +-------------+ \ | | *
/ ISP X \ ++====>| ALTO Server | )+-----------+ *
/ \ || \ +-------------+ / +-----------+ *
; +-----------+ : || \ / | Peer 2 | *
| | Tracker |<====++ `-. ,-' | |****** *
| |ALTO Client| | `-------' +-----------+ * *
| +-----------+<====++ ,-------. * *
: * ; || ,-' `-. +-----------+ * *
\ * / || / ISP 2 \ | Peer 3 | * *
\ * / || / +-------------+ \ | |**** * *
\ * / ++====>| ALTO Server | )+-----------+ * * *
`-. * ,-' \ +-------------+ / +-----------+ * * *
`-*-' \ / | Peer 4 |** * * *
* `-. ,-' | | * * * *
* `-------' +-----------+ * * * *
* * * * *
* * * * *
*********************************************************
Legend:
=== ALTO protocol
*** Application protocol
]]></artwork>
</figure>
<t>An alternative deployment scenario for a tracker-based
system is depicted in <xref
target="fig.global_tracker"></xref>. Here, the tracker
embeds the ALTO client. As already explained, the tracker itself may be hosted and
operated by an entity different than the ISP hosting and
operating the ALTO server. The key difference to the previously
discussed use case is that the ALTO client is different from the
resource consumer.
Initially, the tracker has to discover the handling ALTO
server for each new peer <xref target="RFC7286"></xref>
<xref target="I-D.kiesel-alto-xdom-disc"></xref>. The peers
do not query the ALTO servers themselves. This gives the
peers a better initial selection of candidates, but does not
consider peers learned through direct peer-to-peer knowledge
exchange.</t>
<t><figure anchor="fig.p4p_approach"
title="Local trackers and local ALTO servers (P4P approach)">
<artwork><![CDATA[
ISP 1 ,-------. +-----------+
,---. +-------------+******| Peer 1 |
,-' `-. /| Tracker |\ | |
/ \ / +-------------+**** +-----------+
/ ISP X \ | === | * +-----------+
/ \ \ +-------------+ / * | Peer 2 |
; +---------+ : \| AlTO Server |/ ***| |
| | Global | | +-------------+ +-----------+
| | Tracker | | `-------'
| +---------+ | +-----------+
: * ; ,-------. | Peer 3 |
\ * / +-------------+ ****| |
\ * / /| Tracker |*** +-----------+
\ * / / +-------------+ \ +-----------+
`-. * ,-' | === | | Peer 4 |**
`-*-' \ +-------------+ / | | *
* \| ALTO Server |/ +-----------+ *
* +-------------+ *
* ISP 2 `-------' *
*************************************************
Legend:
=== ALTO protocol
*** Application protocol
]]></artwork>
</figure></t>
<t>There are some attempts to let ISPs deploy their
own trackers, as shown in <xref
target="fig.p4p_approach"></xref>. In this case, the
client cannot get guidance from the ALTO server,
other than by talking to the ISP's tracker. However, the
peers would have still chance the contact other trackers,
deployed by entities other than the peer's ISP.</t>
</section>
</section>
<section title="Deployment Recommendations">
<section title="ALTO Services">
<t>The ALTO protocol specification <xref
target="RFC7285"></xref> details how an ALTO client
can query an ALTO server for guiding information and receive
the corresponding replies. In case of peer-to-peer networks,
two different ALTO services can be used: The Cost Map
Service is often preferred as solution by peer-to-peer
software implementors and users, since it avoids
disclosing peer IP addresses to a centralized
entity. Alternatively, network operators may have a
preference for the Endpoint Cost Service (ECS), since it does not
require exposure of the network topology.</t>
<t>For actual use of ALTO in P2P applications, both software
vendors and network operators have to agree which ALTO
services to use. The ALTO protocol is flexible and supports
both services. Note that for other use cases of ALTO, in
particular in more controlled environments, both the Cost
Map Service as well as Endpoint Cost Service might be
feasible and it is more an engineering trade-off whether to
use a map-based or query-based ALTO service.</t>
</section>
<section anchor="sec.alto_in_tracker_p2p" title="Guidance Considerations">
<t>As explained in <xref target="sec.p2p_tracker_cons"></xref>,
for a tracker-based P2P application there are two
fundamentally different possibilities where to place the
ALTO client:</t>
<t><list style='numbers'>
<t>ALTO client in the resource consumer ("peer")</t>
<t>ALTO client in the resource directory ("tracker")</t>
</list></t>
<t>Both approaches have advantages and drawbacks that have
to be considered. If the ALTO client is in the resource
consumer (<xref target="fig.localALTOServer"></xref>), a
potentially very large number of clients has to be
deployed. Instead, when using an ALTO client in the resource
directory (<xref target="fig.global_tracker"></xref> and
<xref target="fig.p4p_approach"></xref>), ostensibly peers
do not have to directly query the ALTO server. In this case,
an ALTO server could even not permit access to peers.</t>
<t>However, it seems to be beneficial for all participants
to let the peers directly query the ALTO server. Considering
the plethora of different applications that could use ALTO,
e.g. multiple tracker or non-tracker based P2P systems or
other applications searching for relays, this renders the
ALTO service more useful. The peers are also the single
point having all operational knowledge to decide whether to
use the ALTO guidance and how to use the ALTO guidance. For
a given peer one can also expect that an ALTO server of the
corresponding ISP provides useful guidance and can be
discovered.</t>
<t>Yet, ALTO clients in the resource consumer also have
drawbacks compared to use in the resource directory. In the
following, both scenarios are compared more in detail in
order to explain the impact on ALTO guidance and the need
for third-party ALTO queries.</t>
<t>In the first scenario (see <xref target="fig.rcq"/>), the
peer (resource consumer) queries the tracker (resource
directory) for the desired resource (F1). The resource
directory returns a list of potential resource providers
without considering ALTO (F2). It is then the duty of the
resource consumer to invoke ALTO (F3/F4), in order to
solicit guidance regarding this list.</t>
<t><figure anchor="fig.rcq"
title="Basic message sequence chart for resource consumer-initiated ALTO query">
<artwork><![CDATA[
Peer w. ALTO cli. Tracker ALTO Server
--------+-------- --------+-------- --------+--------
| F1 Tracker query | |
|======================>| |
| F2 Tracker reply | |
|<======================| |
| F3 ALTO protocol query |
|---------------------------------------------->|
| F4 ALTO protocol reply |
|<----------------------------------------------|
| | |
==== Application protocol (i.e., tracker-based P2P app protocol)
---- ALTO protocol
]]></artwork>
</figure></t>
<t>In the second scenario (see <xref target="fig.3pq"/>),
the resource directory has an embedded ALTO client, which we
will refer to as Resource Directory ALTO Client (RDAC) in
this document. After receiving a query for a given resource
(F1) the resource directory invokes the RDAC to evaluate all
resource providers it knows (F2/F3). Then it returns a,
possibly shortened, list containing the "best" resource
providers to the resource consumer (F4).</t>
<t><figure anchor="fig.3pq"
title="Basic message sequence chart for third-party ALTO query">
<artwork><![CDATA[
Peer Tracker w. RDAC ALTO Server
--------+-------- --------+-------- --------+--------
| F1 Tracker query | |
|======================>| |
| | F2 ALTO cli. p. query |
| |---------------------->|
| | F3 ALTO cli. p. reply |
| |<----------------------|
| F4 Tracker reply | |
|<======================| |
| | |
==== Application protocol (i.e., tracker-based P2P app protocol)
---- ALTO protocol
]]></artwork>
</figure></t>
<t>Note: The message sequences depicted in <xref
target="fig.rcq"/> and <xref target="fig.3pq"/> may occur
both in the target-aware and the target-independent query
mode (cf. <xref target="RFC6708"></xref>). In the
target-independent query mode no message exchange with the
ALTO server might be needed after the tracker query, because
the candidate resource providers could be evaluated using a
locally cached "map", which has been retrieved from the ALTO
server some time ago.</t>
<t>The first approach has the following problem: While the
resource directory might know thousands of peers taking part
in a swarm, the list returned to the resource consumer is
usually shortened for efficiency reasons. Therefore, the
"best" (in the sense of ALTO) potential resource providers
might not be contained in that list anymore, even before
ALTO can consider them.</t>
<t>Much better traffic optimization could be achieved if the
tracker would evaluate all known peers using ALTO. This list
would then include a significantly higher fraction of "good"
peers. If the tracker returned "good" peers only, there
might be a risk that the swarm might disconnect and split
into several disjunct partitions. However, finding the
right mix of ALTO-biased and random peer selection is out of
the scope of this document.</t>
<t>Therefore, from an overall optimization perspective, the
second scenario with the ALTO client embedded in the
resource directory is advantageous, because it is ensured
that the addresses of the "best" resource providers are
actually delivered to the resource consumer. An
architectural implication of this insight is that the ALTO
server discovery procedures must support third-party
discovery. That is, as the tracker issues ALTO queries on
behalf of the peer which contacted the tracker, the tracker
must be able to discover an ALTO server that can give
guidance suitable for that respective peer (see <xref
target="I-D.kiesel-alto-xdom-disc"></xref>).</t>
<t>In principle, a combined approach could also be
possible. For instance, a tracker could use a coarse-grained
"global" ALTO server to find the peers in the general
vicinity of the requesting peer, while peers could use
"local" ALTO servers for a more fine-grained guidance. Yet,
there is no known deployment experience for such a combined
approach.</t>
</section>
</section>
</section>
<section anchor="sec.cdn_cons" title="Using ALTO for CDNs">
<section title="Overview">
<section title="Usage Scenario">
<t>This section briefly introduces the usage of ALTO for
Content Delivery Networks (CDNs), as explained in <xref
target="I-D.jenkins-alto-cdn-use-cases"></xref>. CDNs are
used in the delivery of some Internet services
(e.g. delivery of websites, software updates and video
delivery) from a location closer to the location of the
user. A CDN typically consists of a network of servers often
attached to Internet Service Provider (ISP) networks. The
point of attachment is often as close to content consumers
and peering points as economically or operationally feasible
in order to decrease traffic load on the ISP backbone and to
provide better user experience measured by reduced latency
and higher throughput.</t>
<t>CDNs use several techniques to redirect a client to a
server (surrogate). A request routing function within a CDN
is responsible for receiving content requests from user
agents, obtaining and maintaining necessary information
about a set of candidate surrogates, and for selecting and
redirecting the user agent to the appropriate surrogate. One
common way is relying on the DNS system, but there are many
other ways, see <xref target="RFC3568"></xref>.</t>
<t><figure anchor="fig.cdn_arch"
title="Use of ALTO information for CDN request routing">
<artwork><![CDATA[
+--------------------+
| CDN Request Router |
| with ALTO Client |
+--------------------+
/\
|| ALTO protocol
||
\/
+---------+
| ALTO |
| Server |
+---------+
:
: Provisioning protocol
:
,-----------.
,-' Source of `-.
( topological )
`-. information ,-'
`-----------'
]]></artwork>
</figure></t>
<t>In order to derive the optimal benefit from a CDN it is
preferable to deliver content from the servers (caches) that
are "closest" to the end user requesting the
content. "closest" may be as simple as geographical or IP
topology distance, but it may also consider other
combinations of metrics and CDN or Internet Service Provider
(ISP) policies. As illustrated in <xref
target="fig.cdn_arch"/>, ALTO could provide this
information.</t>
<t><figure anchor="fig.cdn_redirection"
title="Example of CDN surrogate selection">
<artwork><![CDATA[
User Agent Request Router Surrogate
| | |
| F1 Initial Request | |
+---------------------------->| |
| +--+ |
| | | F2 Surrogate Selection |
| |<-+ (using ALTO) |
| F3 Redirection Response | |
|<----------------------------+ |
| | |
| F4 Content Request | |
+-------------------------------------------------------->|
| | |
| | F5 Content |
|<--------------------------------------------------------+
| | |
]]></artwork>
</figure></t>
<t><xref target="fig.cdn_redirection"/> illustrates the
interaction between a user agent, a request router, and a
surrogate for the delivery of content in a single CDN. As
explained in <xref
target="I-D.jenkins-alto-cdn-use-cases"></xref>, the user
agent makes an initial request to the CDN (F1). This may be
an application-level request (e.g., HTTP) or a DNS
request. In the second step (F2), the request router selects
an appropriate surrogate (or set of surrogates) based on the
user agent's (or its proxy's) IP address, the request
router's knowledge of the network topology (which can be
obtained by ALTO) and reachability cost between CDN caches
and end users, and any additional CDN policies. Then (F3),
the request router responds to the initial request with an
appropriate response containing a redirection to the
selected cache, for example by returning an appropriate DNS
A/AAAA record, a HTTP 302 redirect, etc. The user agent uses
this information to connect directly to the surrogate and
request the desired content (F4), which is then delivered
(F5).</t>
</section>
<section title="Applicability of ALTO">
<t>The most simple use case for ALTO in a CDN context is to
improve the selection of a CDN surrogate or origin. In this
case, the CDN makes use of an ALTO server to choose a better
CDN surrogate or origin than would otherwise be the
case. Although it is possible to obtain raw network map and
cost information in other ways, for example passively
listening to the ISP's routing protocols or use of active
probing, the use of an ALTO service to expose that
information may provide additional control to the ISP over
how their network map/cost is exposed. Additionally it may
enable the ISP to maintain a functional separation between
their routing plane and network map computation functions.
This may be attractive for a number of reasons, for
example:</t>
<t><list style="symbols">
<t>The ALTO service could provide a filtered view of the
network and/or cost map that relates to CDN locations and
their proximity to end users, for example to allow the ISP
to control the level of topology detail they are willing
to share with the CDN.</t>
<t>The ALTO service could apply additional policies to the
network map and cost information to provide a CDN-specific
view of the network map/cost, for example to allow the ISP
to encourage the CDN to use network links that would not
ordinarily be preferred by a Shortest Path First routing
calculation.</t>
<t>The routing plane may be operated and controlled by a
different operational entity (even within a single ISP) than
the CDN. Therefore, the CDN may not be able to passively
listen to routing protocols, nor may it have access to
other network topology data (e.g., inventory
databases).</t>
</list></t>
<t>When CDN servers are deployed outside of an ISP's network
or in a small number of central locations within an ISP's
network, a simplified view of the ISP's topology or an
approximation of proximity is typically sufficient to enable
the CDN to serve end users from the optimal server/location.
As CDN servers are deployed deeper within ISP networks it
becomes necessary for the CDN to have more detailed
knowledge of the underlying network topology and costs
between network locations in order to enable the CDN to
serve end users from the most optimal servers for the
ISP.</t>
<t>The request router in a CDN will typically also take
into account criteria and constraints that are not related
to network topology, such as the current load of CDN surrogates,
content owner policies, end user subscriptions, etc. This document
only discusses use of ALTO for network information.</t>
<!-- DNS -->
<t>A general issue for CDNs is that the CDN logic
has to match the client's IP address with the closest CDN
surrogate, both for DNS or HTTP redirect based approaches
(see, for instance, <xref
target="I-D.penno-alto-cdn"></xref>). This matching is not
trivial, for instance, in DNS based approaches, where the IP
address of the DNS original requester is unknown (see <xref
target="I-D.ietf-dnsop-edns-client-subnet"></xref> for a
discussion of this and a solution approach).</t>
<t>In addition to use by a single CDN, ALTO can also be used
in scenarios that interconnect several CDNs. This use case
is detailed in <xref
target="I-D.seedorf-cdni-request-routing-alto"></xref>.</t>
</section>
</section>
<section title="Deployment Recommendations">
<section title="ALTO Services">
<!-- Map -->
<t>In its simplest form an ALTO server would provide an ISP
with the capability to offer a service to a CDN that
provides network map and cost information. The CDN can use
that data to enhance its surrogate and/or origin
selection. If an ISP offers an ALTO network and cost map
service to expose a cost mapping/ranking between end user IP
subnets (within that ISP's network) and CDN surrogate IP
subnets/locations, periodic updates of the maps may be
needed. As introduced in <xref target="risks"></xref>), it
is common for broadband subscribers to obtain their IP
addresses dynamically and in many deployments the IP subnets
allocated to a particular network region can change
relatively frequently, even if the network topology itself
is reasonably static.</t>
<!-- ECS -->
<t>An alternative would be to use the ALTO Endpoint Cost
Service (ECS): When an end user requests a given content, the CDN
request router issues an ECS request with the endpoint
address (IPv4/IPv6) of the end user (content requester) and
the set of endpoint addresses of the surrogate (content
targets). The ALTO server receives the request and ranks
the addresses based on their
distance from the content requester. Once the request router
obtained from the ALTO server the ranked list of locations
(for the specific user), it can incorporate this information
into its selection mechanisms in order to point the user to
the most appropriate surrogate.</t>
<!-- Map vs. ECS -->
<t>Since CDNs operate in a controlled environment, the ALTO
network/cost map service and ECS have a similar level of
security and confidentiality of network-internal
information. However, the network/cost map service and ECS
differ in the way the ALTO service is delivered and address
a different set of requirements in terms of topology
information and network operations.</t>
<t>If a CDN already has means to model connectivity
policies, the map-based approaches could possibly be
integrated into that. If the ECS service is preferred, a
request router that uses ECS could cache the results of ECS
queries for later usage in order to address the scalability
limitations of ECS and to reduce the number of transactions
between CDN and ALTO server. The ALTO server may indicate in
the reply message how long the content of the message is to
be considered reliable and insert a lifetime value that will
be used by the CDN in order to cache (and then flush or
refresh) the entry.</t>
</section>
<section title="Guidance Considerations">
<t>In the following it is discussed how a CDN could make use
of ALTO services.</t>
<t>In one deployment scenario, ALTO could expose ISP end
user reachability to a CDN. The request router needs to have
information about which end user IP subnets are reachable via
which networks or network locations. The network map
services offered by ALTO could be used to expose this
topology information while avoiding routing plane peering
between the ISP and the CDN. For example, if CDN surrogates
are deployed within the access or aggregation network, the
ISP is likely to want to utilize the surrogates deployed in
the same access/aggregation region in preference to
surrogates deployed elsewhere, in order to alleviate the
cost and/or improve the user experience.</t>
<t>In addition, CDN surrogates could also use ALTO guidance,
e.g., if there is more than one upstream source of content
or several origins. In this case, ALTO could help a
surrogate with the decision about which upstream source to
use. This specific variant of using ALTO is not further
detailed in this document.</t>
<t>If content can be provided by several CDNs, there may be
a need to interconnect these CDNs. In this case, ALTO can be
uses as an interface <xref
target="I-D.seedorf-cdni-request-routing-alto"></xref>, in
particular for footprint and capabilities advertisement.</t>
<t>Other and more advanced scenarios of deploying ALTO are
also listed in <xref
target="I-D.jenkins-alto-cdn-use-cases"></xref> and <xref
target="I-D.penno-alto-cdn"></xref>.</t>
<!-- Granularity -->
<t>The granularity of ALTO information required depends on
the specific deployment of the CDN. For example, an
"over-the-top" CDN whose surrogates are deployed only within
the Internet backbone may only require knowledge of which
end user IP subnets are reachable via which ISPs' networks,
whereas a CDN deployed within a particular ISP's network
requires a finer granularity of knowledge.</t>
<!-- Ranking and Network Events -->
<t>An ALTO server ranks addresses based on topology information
it acquires from the network. By default, according to
<xref target="RFC7285"></xref>, distance in ALTO represents an
abstract "routingcost" that can be computed for instance
from routing protocol information. But an ALTO server may
also take into consideration other criteria or other
information sources for policy, state, and performance
information (e.g., geo-location), as explained in <xref
target="sec.data_sources"/>.</t>
<t>The different methods and algorithms through which the
ALTO server computes topology information and rankings is
out of the scope of this document. If rankings are
based on routing protocol information, it is obvious that
network events may impact the ranking computation. Due to
internal redundancy and resilience mechanisms inside current
networks, most of the network events happening in the
infrastructure will be handled internally in the network,
and they should have limited impact on a CDN. However,
catastrophic events such as main trunks failures or backbone
partitioning will have to be taken into account by the ALTO
server to redirect traffic away from the impacted area.</t>
<t>An ALTO server implementation may want to keep state
about ALTO clients so to inform and signal to these clients
when a major network event happened, e.g., by a notification
mechanism. In a CDN/ALTO interworking architecture with few
CDN components interacting with the ALTO server there are
less scalability issues in maintaining state about clients
in the ALTO server, compared to ALTO guidance to any
Internet user.</t>
</section>
</section>
</section>
<section title="Other Use Cases">
<t>This section briefly surveys and references other use cases
that have been tested or suggested for ALTO deployments.</t>
<section title="Application Guidance in Virtual Private Networks (VPNs)">
<t>Virtual Private Network (VPN) technology is widely used in
public and private networks to create groups of users that are
separated from other users of the network and allows these
users to communicate among themselves as if they were on a private
network. Network Service Providers (NSPs) offer different
types of VPNs. <xref target="RFC4026"></xref> distinguishes between
Layer 2 VPN (L2VPN) and Layer 3 VPN (L3VPN) using different
sub-types. In the following, the term "VPN" is used to refer
to provider supplied virtual private networking.</t>
<t>From the perspective of an application at an endpoint, a
VPN may not be very different to any other IP connectivity
solution, but there are a number of specific applications that
could benefit from ALTO topology exposure and guidance in
VPNs. As in the general Internet, one advantage is
that applications do not have to perform excessive
measurements on their own. For instance, potential use cases
for ALTO application guidance in VPN environments are:</t>
<t><list style="symbols">
<t>Enterprise application optimization: Enterprise customers often
run distributed applications that exchange large amounts of data,
e.g., for synchronization of replicated data bases. Network topology
information could be useful for placement of replicas as well as for
the scheduling of transfers.</t>
<t>Private cloud computing solution: An enterprise customer could
run its own data centers at the four sites. The cloud management system
could want to understand the network costs between different
sites for intelligent routing and placement
decisions of Virtual Machines (VMs) among the VPN sites.</t>
<t>Cloud-bursting: One or more VPN endpoints could be located
in a public cloud. If an enterprise customer needs additional
resources, they could be provided by a public cloud, which is
accessed through the VPN. Network topology awareness would
help to decide in which data center of the public cloud
those resources should be allocated.</t>
</list></t>
<t>These examples focus on enterprises, which are typical
users of VPNs. VPN customers typically have no insight into
the network topology that transports the VPN. Similar to
other ALTO use cases, better-than-random application-level
decisions would be enabled by an ALTO server offered by the
NSP, as illustrated in <xref target="fig.vpn"></xref>.</t>
<t><figure title="Using ALTO in VPNs" anchor="fig.vpn">
<artwork><![CDATA[
+---------------+
| Customer's |
| management |
| application |.
| (ALTO client) | .
+---------------+ . VPN provisioning
/\ . (out-of-scope)
|| ALTO .
\/ .
+---------------------+ +----------------+
| ALTO server | | VPN portal/OSS |
| provided by NSP | | (out-of-scope) |
+---------------------+ +----------------+
: VPN network
: and cost maps
:
/---------:---------\ Network service provider
| : |
+-------+ _______________________ +-------+
| App a | ()_____. .________. .____() | App d |
+-------+ | | | | | | +-------+
\---| |--------| |--/
| | | |
|^| |^| Customer VPN
V V
+-------+ +-------+
| App b | | App c |
+-------+ +-------+
]]></artwork>
</figure></t>
<t>A common characteristic of these use cases is that
applications will not necessarily run in the public Internet,
and that the relationship between the provider and customer of
the VPN is rather well-defined. Since VPNs often run in a
managed environment, an ALTO server may have access to
topology information (e.g., traffic engineering data) that
would not be available for the public Internet, and it may
expose it to the customer of the VPN only.</t>
<t>Also, a VPN will not necessarily be static. The customer
could possibly modify the VPN and add new VPN sites by a Web
portal, network management systems, or other Operation Support
Systems (OSS) solutions. Prior to adding a new VPN site, an
application will not have connectivity to that site, i.e.,
an ALTO server could offer access to information that an
application cannot measure on its own (e.g., expected delay to
a new VPN site).</t>
<t>The VPN use cases, requirements, and solutions are further
detailed in <xref
target="I-D.scharf-alto-vpn-service"></xref>.</t>
</section>
<section anchor="sec.p2pcache" title="In-Network Caching">
<t>Deployment of intra-domain P2P caches has been proposed for
cooperation between the network operator and the P2P
service providers, e.g., to reduce the bandwidth consumption in
access networks <xref
target="I-D.deng-alto-p2pcache"></xref>.</t>
<t><figure anchor="fig.p2pcache"
title="General architecture of intra-ISP caches">
<artwork><![CDATA[
+--------------+ +------+
| ISP 1 network+----------------+Peer 1|
+-----+--------+ +------+
|
+--------+------------------------------------------------------+
| | ISP 2 network |
| +---------+ |
| |L1 Cache | |
| +-----+---+ |
| +--------------------+----------------------+ |
| | | | |
| +------+------+ +------+-------+ +------+-------+ |
| | AN1 | | AN2 | | AN3 | |
| | +---------+ | | +----------+ | | | |
| | |L2 Cache | | | |L2 Cache | | | | |
| | +---------+ | | +----------+ | | | |
| +------+------+ +------+-------+ +------+-------+ |
| | | |
| +--------------------+ | |
| | | | |
| +------+------+ +------+-------+ +------+-------+ |
| | SUB-AN11 | | SUB-AN12 | | SUB-AN31 | |
| | +---------+ | | | | | |
| | |L3 Cache | | | | | | |
| | +---------+ | | | | | |
| +------+------+ +------+-------+ +------+-------+ |
| | | | |
+--------+--------------------+----------------------+----------+
| | |
+---+---+ +---+---+ |
| | | | |
+--+--+ +--+--+ +--+--+ +--+--+ +--+--+
|Peer2| |Peer3| |Peer4| |Peer5| |Peer6|
+-----+ +-----+ +-----+ +-----+ +-----+
]]></artwork>
</figure></t>
<t><xref target="fig.p2pcache"/> depicts the overall
architecture of potential P2P cache deployments inside an
ISP 2 with various access network types. As shown in the
figure, P2P caches may be deployed at various levels,
including the interworking gateway linking with other ISPs,
internal access network gateways linking with different types
of accessing networks (e.g. WLAN, cellular and wired), and
even within an accessing network at the entries of individual
WLAN sub-networks. Moreover, depending on the network context
and the operator's policy, each cache can be a Forwarding
Cache or a Bidirectional Cache <xref
target="I-D.deng-alto-p2pcache"></xref>.</t>
<t>In such a cache architecture, the locations of caches could
be used as dividers of different PIDs to guide intra-ISP
network abstraction and mark costs among them according to the
location and type of relevant caches.</t>
<t>Further details and deployment considerations can be found
in <xref target="I-D.deng-alto-p2pcache"></xref>.</t>
</section>
<section anchor="sec.abno" title="Other Application-based Network Operations">
<t>An ALTO server can be part of an overall framework for
Application-Based Network Operations (ABNO) <xref
target="RFC7491"></xref> that
brings together different technologies for gathering
information about the resources available in a network, for
consideration of topologies and how those topologies map to
underlying network resources, for requesting path computation,
and for provisioning or reserving network resources. Such an
architecture may include additional components such as a Path
Computation Element (PCE) for on-demand and
application-specific reservation of network connectivity,
reliability, and resources (such as bandwidth). Some
use cases how to leverage ALTO for joint network and
application-layer optimization are explained in <xref
target="RFC7491"></xref>.</t>
</section>
</section>
<section title="Security Considerations">
<!--
<t>The ALTO requirement document <xref target="RFC6708"></xref>
and the ALTO protocol specification <xref
target="RFC7285"></xref> discuss risk and protection strategies
for the authenticity and integrity of ALTO information, a
potential undesirable guidance from authenticated ALTO
information, the confidentiality of ALTO information, the
privacy of ALTO users, and the availability of the ALTO
service. All those issues and potential countermeasures have to
be taken into account when deploying an ALTO service.</t>
<t>The following subsection further details key security issues
that an operator has to consider when deploying ALTO in the use
cases discussed this document. This document focuses security
considerations relevant to operators and administrators of
an ALTO service; security considerations for clients can be found
in <xref target="RFC7285"></xref>.</t>
-->
<t>Security concerns were extensively discussed from the
very beginning of the development of the ALTO protocol, and
they have been considered in detail in the ALTO requirements
document <xref target="RFC6708"/> as well as in the ALTO
protocol specification document <xref target="RFC7285"/>.
The two main security concerns are related to the unwanted disclosure
of information through ALTO and the negative impact of
specially crafted, wrong ("faked") guidance presented to an ALTO
client. In addition to this, the usual concerns related to
the operation of any networked application apply.
</t>
<t>This section focuses on the peer-to-peer use case, which is
- from a security perspective - probably the most difficult
ALTO use case that has been considered. Special attention is
given to the two main security concerns.</t>
<section anchor="sec.security.trustboundary"
title="ALTO as a Protocol Crossing Trust Boundaries">
<t>The optimization of peer-to-peer applications was the
first use case and the impetus for the development of the
ALTO protocol, in particular file sharing applications
such as BitTorrent <xref target="RFC5594"/>.</t>
<t>As explained in <xref target="sec.p2phistory"/>, for
the publisher of the ALTO information (i.e., the ALTO
server operator) it is not always clear who is in charge
of the P2P application overlay. Some P2P applications do not
have any central control entity and the whole overlay
consists only of the peers, which are under control of the
individual users. Other P2P applications may have some
control entities such as super peers or trackers, but
these may be located in foreign countries and under the
control of unknown organizations. As outlined in <xref
target="sec.alto_in_tracker_p2p"/>, in some scenarios it
may be very beneficial to forward ALTO information to such
trackers, super peers, etc. located in remote networks.
This situation is aggravated by the
vast number of different P2P applications which are
evolving quickly and often without any coordination with
the network operators.</t>
<t>In summary it can be said that in many instances of the
P2P use case, the ALTO protocol bridges the border between
the "managed" IP network infrastructure under strict
administrative control and one or more "unmanaged"
application overlays, i.e., overlays for which it is hard
to tell who is in charge of them. This differs from
more controlled environments (e.g., in the CDN use case),
in which bilateral agreements between the producer and
consumer of guidance are possible.</t>
</section>
<!--
<t>unmanaged overlay on managed network. trust boundary. disclosure of topology, app behavior. aiding and abetting. throtteling - independent operators.</t>
-->
<section anchor="sec.security.leakage"
title="Information Leakage from the ALTO Server">
<t>An ALTO server will be provisioned with information about
the ISP's network and possibly also with information about
neighboring ISPs. This information (e.g., network topology,
business relations, etc.) is often considered to be
confidential to the ISP and can include very sensitive
information. ALTO does not require any particular level of
details of information disclosure, and hence the provider
should evaluate how much information is revealed and the
associated risks.</t>
<!--
<t>Furthermore, if the ALTO information is very fine grained, it may
also be considered sensitive with respect to user privacy. For
example, consider a hypothetical (i.e., not yet standardized)
endpoint property "provisioned access link bandwitdh" or "access
technology (ADSL, VDSL, FTTH, etc.)" and an ALTO service that
publishes this property for individual IP addresses. This service
could not only be used for traffic optimization but, for example,
also for targeted advertising. Web sites could add special banner
advertisements, e.g., for luxury products or computer products, for
clients at IP addresses that have exceptionally good connectivity.
This idea would be based on the assumption that a subscriber willing
to pay a higher price for better connectivity is an indication that
this is a household with better-than-average income and/or computer
professionals or enthusiasts living there.</t>
-->
<t>Furthermore, if the ALTO information is very fine grained,
it may also be considered sensitive with respect to user
privacy. For example, consider a hypothetical endpoint
property "provisioned access link bandwidth" or "access
technology (ADSL, VDSL, FTTH, etc.)" and an ALTO service that
publishes this property for individual IP addresses. This
information could not only be used for traffic optimization
but, for example, also for targeted advertising to residential
users with exceptionally good (or bad) connectivity, such as
special banner ads. For an advertisement system it would be
more complex to obtain such information otherwise, e.g., by
bandwidth probing.</t>
<t>Different scenarios related to the unwanted disclosure of
an ALTO server's information have been itemized and categorized
in RFC 6708, Section 5.2.1., cases (1)-(3) <xref target="RFC6708"/>.
</t>
<t>In some use cases it is not possible to
use access control (see <xref target="sec.security.accesscontrol"/>)
to limit the distribution of ALTO knowledge to a small set of
trusted clients. In these scenarios it seems tempting not to
use network maps and cost maps at all, and instead completely
rely on endpoint cost service and endpoint ranking in the ALTO
server. While this practice may indeed reduce the amount of
information that is disclosed to an individual ALTO client,
some issues should be considered: First, when using the map based
approach, it is trivial to analyze the maximum amount of information
that could be disclosed to a client: the full maps. In contrast,
when providing endpoint cost service only, the ALTO server operator
could be prone to a false feeling of security, while clients use
repeated queries and/or collaboration to gather more information
than they are expected to get (see Section 5.2.1., case (3) in
<xref target="RFC6708"/>). Second, the endpoint cost service
reveals more information about the user or application behavior
to the ALTO server, e.g., which other hosts are considered as
peers for the exchange of a significant amount of data
(see Section 5.2.1., cases (4)-(6) in <xref target="RFC6708"/>).</t>
<t>Consequently, users may be more reluctant to use the ALTO service
at all if it is based on the endpoint cost service
instead of providing network and cost maps. Given that some
popular P2P applications are sometimes used for purposes
such as distribution of files without the explicit permission
from the copyright owner, it may also be in the interest of
the ALTO server operator that an ALTO server cannot infer
the behavior of the application to be optimized. One possible
conclusion could be to publish network and cost maps through
ALTO that are so coarse-grained that they do not violate
the network operator's or the user's interests.</t>
<t>In other use cases in more controlled environments (e.g., in the
CDN use case) bilateral agreements, access control (see
<xref target="sec.security.accesscontrol"/>), and encryption could be
used to reduce the risk of information leakage.</t>
</section>
<section anchor="sec.security.accesscontrol" title="ALTO Server Access">
<t>Depending on the use case of ALTO, it may be desired to
apply access restrictions to an ALTO server, i.e., by
requiring client authentication. According to <xref
target="RFC7285"></xref>, ALTO requires that
HTTP Digest Authentication is supported, in order to
achieve client authentication and possibly to limit the number
of parties with whom ALTO information is directly shared. TLS
Client Authentication may also be supported.</t>
<t>In general, well-known security management techniques and
best current practices <xref target="RFC4778"></xref> for
operational ISP infrastructure also apply to an ALTO
service, including functions to protect the system from
unauthorized access, key management, reporting
security-relevant events, and authorizing user access and
privileges.</t>
<t>For peer-to-peer applications, a potential deployment
scenario is that an ALTO server is solely accessible by peers
from the ISP network (as shown in <xref
target="fig.localALTOServer"></xref>). For instance, the
source IP address can be used to grant only access from that
ISP network to the server. This will "limit" the number of
peers able to attack the server to the user's of the ISP
(however, including botnet computers).</t>
<t>If the ALTO server has to be accessible by parties not
located in the ISP's network (see <xref
target="fig.global_tracker"></xref>), e.g., by a third-party
tracker or by a CDN system outside the ISP's network, the
access restrictions have to be looser. In the extreme
case, i.e., no access restrictions, each and every host in the
Internet can access the ALTO server. This might no be the
intention of the ISP, as the server is not only subject to
more possible attacks, but also the server load could increase,
since possibly more ALTO clients have to be served.</t>
<t>There are also use cases where the access to the ALTO
server has to be much more strictly controlled, i. e., where
an authentication and authorization of the ALTO client to the
server may be needed. For instance, in case of CDN
optimization the provider of an ALTO service as well as
potential users are possibly well-known. Only CDN entities may
need ALTO access; access to the ALTO servers by residential
users may neither be necessary nor be desired.</t>
<t>Access control can also help to prevent Denial-of-Service
attacks by arbitrary hosts from the
Internet. Denial-of-Service (DoS) can both affect an ALTO
server and an ALTO client. A server can get overloaded if too
many requests hit the server, or if the query load of the
server surpasses the maximum computing capacity. An ALTO
client can get overloaded if the responses from the sever are,
either intentionally or due to an implementation mistake, too
large to be handled by that particular client.</t>
</section>
<section title="Faking ALTO Guidance">
<t>The ALTO services enables an ALTO service provider to
influence the behavior of network applications. An attacker
who is able to generate false replies, or e.g. an attacker who
can intercept the ALTO server discovery procedure, can provide
faked ALTO guidance.</t>
<t>Here is a list of examples how the ALTO guidance could be
faked and what possible consequences may arise:</t>
<t><list style="hanging">
<t hangText="Sorting:">An attacker could change to sorting
order of the ALTO guidance (given that the order is of
importance, otherwise the ranking mechanism is of interest),
i.e., declaring peers located outside the ISP as peers to be
preferred. This will not pose a big risk to the network or
peers, as it would mimic the "regular" peer operation
without traffic localization, apart from the
communication/processing overhead for ALTO. However, it
could mean that ALTO is reaching the opposite goal of
shuffling more data across ISP boundaries, incurring more
costs for the ISP. In another example, fake guidance could
give unrealistically low costs to devices in an ISP's mobile
network, thus encouraging other devices to contact them,
thereby degrading the ISP's mobile network and causing
customer dissatisfaction.</t>
<t hangText="Preference of a single peer:">A single IP
address (thus a peer) could be marked as to be preferred all
over other peers. This peer can be located within the local
ISP or also in other parts of the Internet (e.g., a web
server). This could lead to the case that quite a number of
peers to trying to contact this IP address, possibly causing
a Denial-of-Service (DoS) attack.</t>
</list></t>
<t>It has not yet been investigated how a faked or wrong ALTO
guidance by an ALTO server can impact the operation of the
network and also the applications, e.g., peer-to-peer
applications.</t>
</section>
</section>
<section title="IANA Considerations">
<t>This document makes no specific request to IANA.</t>
</section>
<section title="Conclusion">
<t>This document discusses how the ALTO protocol can be deployed
in different use cases and provides corresponding guidance and
recommendations to network administrators and application
developers.</t>
</section>
<section title="Acknowledgments">
<t>This memo is the result of contributions made by several
people:</t>
<t><list style="symbols">
<t>Xianghue Sun, Lee Kai, and Richard Yang contributed text
on ISP deployment requirements and monitoring.</t>
<t>Stefano Previdi contributed parts of the <xref
target="sec.cdn_cons"/> on "Using ALTO for CDNs".</t>
<t>Rich Woundy contributed text to <xref
target="risks"/>.</t>
<t>Lingli Deng, Wei Chen, Qiuchao Yi, and Yan Zhang
contributed <xref target="sec.p2pcache"/>.</t>
</list></t>
<t>Thomas-Rolf Banniza, Vinayak Hegde, Qin Wu, and Wendy Roome provided
very useful comments and reviewed the document.</t>
<t>Martin Stiemerling is partially supported by the CHANGE
project (http://www.change-project.eu), a research project
supported by the European Commission under its 7th Framework
Program (contract no. 257422). The views and conclusions
contained herein are those of the authors and should not be
interpreted as necessarily representing the official policies or
endorsements, either expressed or implied, of the CHANGE project
or the European Commission.</t>
</section>
</middle>
<back>
<references title="Normative References">
<?rfc include="reference.RFC.5693"?>
<?rfc include="reference.RFC.6708"?>
<?rfc include="reference.RFC.7285"?>
<?rfc include="reference.RFC.7286"?>
</references>
<references title="Informative References">
<?rfc include="reference.RFC.3411"?>
<?rfc include="reference.RFC.3568"?>
<?rfc include="reference.RFC.4026"?>
<?rfc include="reference.RFC.4778"?>
<?rfc include="reference.RFC.5594"?>
<?rfc include="reference.RFC.5632"?>
<?rfc include="reference.RFC.6020"?>
<?rfc include="reference.RFC.6241"?>
<?rfc include="reference.RFC.6875"?>
<?rfc include="reference.RFC.7491"?>
<?rfc include="reference.I-D.kiesel-alto-xdom-disc"?>
<?rfc include="reference.I-D.jenkins-alto-cdn-use-cases"?>
<?rfc include="reference.I-D.seedorf-cdni-request-routing-alto"?>
<?rfc include="reference.I-D.penno-alto-cdn"?>
<?rfc include="reference.I-D.scharf-alto-vpn-service"?>
<?rfc include="reference.I-D.deng-alto-p2pcache"?>
<?rfc include="reference.I-D.ietf-idr-ls-distribution"?>
<?rfc include="reference.I-D.ietf-i2rs-architecture"?>
<?rfc include="reference.I-D.lee-alto-chinatelecom-trial"?>
<?rfc include="reference.I-D.kiesel-alto-h12"?>
<?rfc include="reference.I-D.ietf-dnsop-edns-client-subnet"?>
<?rfc include="reference.I-D.wu-alto-te-metrics"?>
</references>
</back>
</rfc>
| PAFTECH AB 2003-2026 | 2026-04-24 05:41:33 |