One document matched: draft-ietf-6man-udpchecksums-07.xml


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<?rfc toc="yes"?>
<?rfc tocompact="yes"?>
<?rfc tocdepth="3"?>
<?rfc tocindent="yes"?>
<?rfc symrefs="yes"?>
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<rfc category="std" docName="draft-ietf-6man-udpchecksums-07"
     ipr="trust200902" updates="2460">
  <front>
    <title abbrev="udp-checksum">IPv6 and UDP Checksums for Tunneled
    Packets</title>

    <author fullname="Marshall Eubanks" initials="M." surname="Eubanks">
      <organization>AmericaFree.TV LLC</organization>

      <address>
        <postal>
          <street>P.O. Box 141</street>

          <city>Clifton</city>

          <region>Virginia</region>

          <code>20124</code>

          <country>USA</country>
        </postal>

        <phone>+1-703-501-4376</phone>

        <facsimile/>

        <email>marshall.eubanks@gmail.com</email>
      </address>
    </author>

    <author fullname="P.F. Chimento" initials="P.F." surname="Chimento">
      <organization>Johns Hopkins University Applied Physics
      Laboratory</organization>

      <address>
        <postal>
          <street>11100 Johns Hopkins Road</street>

          <city>Laurel</city>

          <region>MD</region>

          <code>20723</code>

          <country>USA</country>
        </postal>

        <phone>+1-443-778-1743</phone>

        <email>Philip.Chimento@jhuapl.edu</email>
      </address>
    </author>

    <author fullname="Magnus Westerlund" initials="M." surname="Westerlund">
      <organization>Ericsson</organization>

      <address>
        <postal>
          <street>Farogatan 6</street>

          <city>SE-164 80 Kista</city>

          <country>Sweden</country>
        </postal>

        <phone>+46 10 714 82 87</phone>

        <email>magnus.westerlund@ericsson.com</email>
      </address>
    </author>

    <date day="17" month="January" year="2013"/>

    <abstract>
      <t>This document provides an update of the Internet Protocol version 6
      (IPv6) specification (RFC2460) to improve the performance in the use
      case where a tunnel protocol uses UDP with IPv6 to tunnel packets. The
      performance improvement is obtained by relaxing the IPv6 UDP checksum
      requirement for any suitable tunnel protocol where header information is
      protected on the "inner" packet being carried. This relaxation removes
      the overhead associated with the computation of UDP checksums on IPv6
      packets used to carry tunnel protocols. The specification describes how
      the IPv6 UDP checksum requirement can be relaxed for the situation where
      the encapsulated packet itself contains a checksum. The limitations and
      risks of this approach are described, and restrictions specified on the
      use of the method.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="Intro" title="Introduction">
      <t>This work constitutes an update of the <xref
      target="RFC2460">Internet Protocol Version 6 (IPv6)
      Specification</xref>, in the use case where a tunnel protocol uses UDP
      with IPv6 to tunnel packets. With the rapid growth of the Internet,
      tunnel protocols have become increasingly important to enable the
      deployment of new protocols. Tunnel protocols can be deployed rapidly,
      while the time to upgrade and deploy a critical mass of routers,
      middleboxes and hosts on the global Internet for a new protocol is now
      measured in decades. At the same time, the increasing use of firewalls
      and other security-related middleboxes means that truly new tunnel
      protocols, with new protocol numbers, are also unlikely to be deployable
      in a reasonable time frame, which has resulted in an increasing interest
      in and use of UDP-based tunnel protocols. In such protocols, there is an
      encapsulated "inner" packet, and the "outer" packet carrying the
      tunneled inner packet is a UDP packet, which can pass through firewalls
      and other middleboxes that perform filtering that is a fact of life on
      the current Internet.</t>

      <t>Tunnel endpoints may be routers or middleboxes aggregating traffic
      from a number of tunnel users, therefore the computation of an
      additional checksum on the outer UDP packet may be seen as an
      unwarranted burden on nodes that implement a tunnel protocol, especially
      if the inner packet(s) are already protected by a checksum. In IPv4,
      there is a checksum over the IP packet header, and the checksum on the
      outer UDP packet may be set to zero. However in IPv6 there is no
      checksum in the IP header and RFC 2460 <xref target="RFC2460"/>
      explicitly states that IPv6 receivers MUST discard UDP packets with a
      zero checksum. So, while sending a UDP datagram with a zero checksum is
      permitted in IPv4 packets, it is explicitly forbidden in IPv6 packets.
      To improve support for IPv6 UDP tunnels, this document updates RFC 2460
      to allow endpoints to use a zero UDP checksum under constrained
      situations (primarily IPv6 tunnel transports that carry
      checksum-protected packets), following the applicability statements and
      constraints in <xref target="I-D.ietf-6man-udpzero"/>.</t>

      <t><xref target="RFC5405">"Unicast UDP Usage Guidelines for Application
      Designers" </xref> should be consulted when reading this specification.
      It discusses both UDP tunnels (Section 3.1.3) and the usage of checksums
      (Section 3.4).</t>

      <t>While the origin of this specification is the problem raised by the
      draft titled "Automatic Multicast Tunnels", also known as "AMT" <xref
      target="I-D.ietf-mboned-auto-multicast"/> we expect it to have wide
      applicability. Since the first version of this document, the need for an
      efficient UDP tunneling mechanism has increased. Other IETF Working
      Groups, notably <xref target="I-D.ietf-lisp">LISP</xref> and <xref
      target="RFC5619">Softwires</xref> have expressed a need to update the
      UDP checksum processing in RFC 2460. We therefore expect this update to
      be applicable in the future to other tunnel protocols specified by these
      and other IETF Working Groups.</t>
    </section>

    <section anchor="term" title="Some Terminology">
      <t>This document discusses only IPv6, since this problem does not exist
      for IPv4. Therefore all reference to 'IP' should be understood as a
      reference to IPv6.</t>

      <t>The document uses the terms "tunneling" and "tunneled" as adjectives
      when describing packets. When we refer to 'tunneling packets' we refer
      to the outer packet header that provides the tunneling function. When we
      refer to 'tunneled packets' we refer to the inner packet, i.e., the
      packet being carried in the tunnel.</t>

      <section title="Requirements Language">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
        document are to be interpreted as described in <xref
        target="RFC2119">RFC 2119</xref>.</t>
      </section>
    </section>

    <section anchor="Prob" title="Problem Statement">
      <t>When using tunnel protocols based on UDP, there can be both a benefit
      and a cost to computing and checking the UDP checksum of the outer
      (encapsulating) UDP transport header. In certain cases, reducing the
      forwarding cost is important, e.g., for nodes that perform the checksum
      in software the cost may outweigh the benefit. This document provides an
      update for usage of the UDP checksum with IPv6. The update is specified
      for use by a tunnel protocol that transports packets that are themselves
      protected by a checksum.</t>
    </section>

    <section anchor="alts" title="Discussion">
      <t><xref target="I-D.ietf-6man-udpzero">"Applicability Statement for the
      use of IPv6 UDP Datagrams with Zero Checksums"</xref> describes issues
      related to allowing UDP over IPv6 to have a valid zero UDP checksum and
      is the starting point for this discussion. Sections 4 and 5 of <xref
      target="I-D.ietf-6man-udpzero"/>, respectively identify node
      implementation and usage requirements for datagrams sent and received
      with a zero UDP checksum. These introduce constraints on the usage of a
      zero checksum for UDP over IPv6. The remainder of this section analyses
      the use of general tunnels and motivates why tunnel protocols are being
      permitted to use the method described in this update. Issues with
      middleboxes are also discussed.</t>

      <section title="Analysis of Corruption in Tunnel Context">
        <t>This section analyzes the impact of the different corruption modes
        in the context of a tunnel protocol. It indicates what needs to be
        considered by the designer and user of a tunnel protocol to be robust.
        It also summarizes why use of a zero UDP checksum is thought to be
        safe for deployment.</t>

        <t><list style="numbers">
            <t>Context (i.e., tunneling state) should be established by
            exchanging application Protocol Data Units (PDUs) carried in
            checksummed UDP datagrams or by other protocols with integrity
            protection against corruption. These control packets should also
            carry any negotiation required to enable the tunnel endpoint to
            accept UDP datagrams with a zero checksum and identify the set of
            ports that are used. It is important that the control traffic is
            robust against corruption because undetected errors can lead to
            long-lived and significant failures that may affect much more than
            the single packet that was corrupted.</t>

            <t>Keep-alive datagrams with a zero UDP checksum should be sent to
            validate the network path, because the path between tunnel
            endpoints can change and therefore the set of middleboxes along
            the path may change during the life of an association. Paths with
            middleboxes that drop datagrams with a zero UDP checksum will drop
            these keep-alives. To enable the tunnel endpoints to discover and
            react to this behavior in a timely way, the keep-alive traffic
            should include datagrams with a non-zero checksum and datagrams
            with a zero checksum.</t>

            <t>Receivers should attempt to detect corruption of the address
            information in an encapsulating packet. A robust tunnel protocol
            should track tunnel context based on the 5-tuple (tunneled
            protocol number, IPv6 source address, IPv6 destination address,
            UDP source port, UDP destination port). A corrupted datagram that
            arrives at a destination may be filtered based on this check.
            <list style="symbols">
                <t>If the datagram header matches the 5-tuple and the node has
                the zero checksum enabled for this port, the payload is
                matched to the wrong context. The tunneled packet will then be
                decapsulated and forwarded by the tunnel egress.</t>

                <t>If a corrupted datagram matches a different 5-tuple and the
                zero checksum was enabled for the port, the datagram payload
                is matched to the wrong context, and may be processed by the
                wrong tunnel protocol, if it also passes the verification of
                that protocol.</t>

                <t>If a corrupted datagram matches a 5-tuple and the zero
                checksum has not been enabled for this port, the datagram will
                be discarded.</t>
              </list>When only the source information is corrupted, the
            datagram could arrive at the intended applications/protocol, which
            will process the datagram and try to match it against an existing
            tunnel context. The likelihood that a corrupted packet enters a
            valid context is reduced when the protocol restricts processing to
            only the source addresses with established contexts. When both
            source and destination fields are corrupted, this increases the
            likelihood of failing to match a context, with the exception of
            errors replacing one packet header with another one. In this case,
            it is possible that both packets are tunnelled and therefore the
            corrupted packet could match a previously defined context.</t>

            <t>Receivers should attempt to detect corruption of
            source-fragmented encapsulating packets. A tunnel protocol may
            reassemble fragments associated with the wrong context at the
            right tunnel endpoint, or it may reassemble fragments associated
            with a context at the wrong tunnel endpoint, or corrupted
            fragments may be reassembled at the right context at the right
            tunnel endpoint. In each of these cases, the IPv6 length of the
            encapsulating header may be checked (though <xref
            target="I-D.ietf-6man-udpzero"/> points out the weakness in this
            check). In addition, if the encapsulated packet is protected by a
            transport (or other) checksum, these errors can be detected (with
            some probability).</t>

            <t>Tunnel protocols using UDP have some advantages that reduce the
            risk for a corrupted tunnel packet reaching a destination that
            will receive it, compared to other applications. This results from
            processing by the network of the inner (tunneled) packet after
            being forwarded from the tunnel egress using a wrong context:<list
                style="symbols">
                <t>A tunneled packet may be forwarded to the wrong address
                domain, for example, a private address domain where the inner
                packet's address is not routable, or may fail a source address
                check, such as <xref target="RFC2827">Unicast Reverse Path
                Forwarding</xref>, resulting in the packet being dropped.</t>

                <t>The destination address of a tunneled packet may not at all
                be reachable from the delivered domain. For example, an
                Ethernet frame where the destination MAC address is not
                present on the LAN segment that was reached.</t>

                <t>The type of the tunneled packet may prevent delivery. For
                example, an attempt to interpret an IP packet payload as an
                Ethernet frame, would likely to result in the packet being
                dropped as invalid.</t>

                <t>The tunneled packet checksum or integrity mechanism may
                detect corruption of the inner packet caused at the same time
                as corruption to the outer packet header. The resulting packet
                would likely be dropped as invalid.</t>
              </list></t>
          </list>These checks each significantly reduce the likelihood that a
        corrupted inner tunneled packet is finally delivered to a protocol
        listener that can be affected by the packet. While the methods do not
        guarantee correctness, they can reduce the risk of relaxing the UDP
        checksum requirement for a tunnel application using IPv6.</t>
      </section>

      <section title="Limitation to Tunnel Protocols">
        <t>This document describes the applicability of using a zero UDP
        checksum to support tunnel protocols. There are good motivations
        behind this and the arguments are provided here.<list style="symbols">
            <t>Tunnels carry inner packets that have their own semantics,
            which may make any corruption less likely to reach the indicated
            destination and be accepted as a valid packet. This is true for IP
            packets with the addition of verification that can be made by the
            tunnel protocol, the network processing of the inner packet
            headers as discussed above, and verification of the inner packet
            checksums. Non-IP inner packets are likely to be subject to
            similar effects that may reduce the likelihood of a misdelivered
            packet being delivered to a protocol listener that can be affected
            by the packet.</t>

            <t>Protocols that directly consume the payload must have
            sufficient robustness against misdelivered packets from any
            context, including the ones that are corrupted in tunnels and any
            other usage of the zero checksum. This will require an integrity
            mechanism. Using a standard UDP checksum reduces the computational
            load in the receiver to verify this mechanism.</t>

            <t>The design for stateful protocols or protocols where corruption
            causes cascade effects requires extra care. In tunnel usage, each
            encapsulating packet provides only a transport mechanism from
            tunnel ingress to tunnel egress. A corruption will commonly only
            affect the single tunneled packet, not the established protocol
            state. One common effect is that the inner packet flow will only
            see a corruption and misdelivery of the outer packet as a lost
            packet.</t>

            <t>Some non-tunnel protocols operate with general servers that do
            not know the source from which they will receive a packet. In such
            applications, a zero UDP checksum is unsuitable because there is a
            need to provide the first level of verification that the packet
            was intended for the receiving server. A verification prevents the
            server from processing the datagram payload and without this it
            may spend significant resources processing the packet, including
            sending replies or error messages.</t>
          </list></t>

        <t>Tunnel protocols that encapsulate IP will generally be safe for
        deployment, since all IPv4 and IPv6 packets include at least one
        checksum at either the network or transport layer. The network
        delivery of the inner packet will then further reduce the effects of
        corruption. Tunnel protocols carrying non-IP packets may offer
        equivalent protection when the non-IP networks reduce the risk of
        misdelivery to applications. However, there is a need for further
        analysis to understand the implications of misdelievery of corrupted
        packets for that each non-IP protocol. The analysis above suggests
        that non-tunnel protocols can be expected to have significantly more
        cases where a zero checksum would result in misdelivery or negative
        side-effects.</t>

        <t>One unfortunate side-effect of increased use of a zero-checksum is
        that it also increases the likelihood of acceptance when a datagram
        with a zero UDP checksum is misdelivered. This requires all tunnel
        protocols using this method to be designed to be robust to
        misdelivery.</t>
      </section>

      <section title="Middleboxes">
        <t><xref target="I-D.ietf-6man-udpzero">"Applicability Statement for
        the use of IPv6 UDP Datagrams with Zero Checksums"</xref> notes that
        middleboxes that conform to RFC 2460 will discard datagrams with a
        zero UDP checksum and should log this as an error. Tunnel protocols
        intending to use a zero UDP checksum need to ensure that they have
        defined a method for handling cases when a middlebox prevents the path
        between the tunnel ingress and egress from supporting transmission of
        datagrams with a zero UDP checksum.</t>
      </section>
    </section>

    <section anchor="rec" title="The Zero-Checksum Update">
      <t>This specification updates IPv6 to allow a zero UDP checksum in the
      outer encapsulating datagram of a tunnel protocol. UDP endpoints that
      implement this update MUST follow the node requirements in <xref
      target="I-D.ietf-6man-udpzero">"Applicability Statement for the use of
      IPv6 UDP Datagrams with Zero Checksums"</xref>.</t>

      <t>The following text in <xref target="RFC2460"/> Section 8.1, 4th
      bullet should be deleted:</t>

      <t>"Unlike IPv4, when UDP packets are originated by an IPv6 node, the
      UDP checksum is not optional. That is, whenever originating a UDP
      packet, an IPv6 node must compute a UDP checksum over the packet and the
      pseudo-header, and, if that computation yields a result of zero, it must
      be changed to hex FFFF for placement in the UDP header. IPv6 receivers
      must discard UDP packets containing a zero checksum, and should log the
      error."</t>

      <t>This text should be replaced by:<list style="empty">
          <t>An IPv6 node associates a mode with each active UDP port.</t>

          <t>Whenever originating a UDP packet for a port in the default mode,
          an IPv6 node MUST compute a UDP checksum over the packet and the
          pseudo-header, and, if that computation yields a result of zero, it
          MUST be changed to hex FFFF for placement in the UDP header. IPv6
          receivers MUST by default discard UDP packets containing a zero
          checksum, and SHOULD log the error.</t>

          <t>As an alternative, certain protocols that use UDP as a tunnel
          encapsulation, MAY enable the zero-checksum mode for a specific port
          (or set of ports). Any node implementing the zero-checksum mode MUST
          follow the node requirements specified in Section 4 of "<xref
          target="I-D.ietf-6man-udpzero">Applicability Statement for the use
          of IPv6 UDP Datagrams with Zero Checksums"</xref>.</t>

          <t>Any protocol that enables the zero-checksum mode for a specific
          port or ports MUST follow the usage requirements specified in
          Section 5 of <xref target="I-D.ietf-6man-udpzero">"Applicability
          Statement for the use of IPv6 UDP Datagrams with Zero
          Checksums"</xref>.</t>

          <t>Middleboxes supporting IPv6 MUST follow requirements 9, 10 and 11
          of the usage requirements specified in Section 5 of <xref
          target="I-D.ietf-6man-udpzero">"Applicability Statement for the use
          of IPv6 UDP Datagrams with Zero Checksums"</xref>.</t>
        </list></t>
    </section>

    <section title="Additional Observations">
      <t>This update was motivated by the existence of a number of protocols
      being developed in the IETF that are expected to benefit from the
      change. The following observations are made: <list style="symbols">
          <t>An empirically-based analysis of the probabilities of packet
          corruption (with or without checksums) has not (to our knowledge)
          been conducted since about 2000. At the time of publication, it is
          now 2012. We strongly suggest a new empirical study, along with an
          extensive analysis of the corruption probabilities of the IPv6
          header.</t>

          <t>A key motivation for the increase in use of UDP in tunneling is a
          lack of protocol support in middleboxes. Specifically, new
          protocols, such as LISP <xref target="I-D.ietf-lisp"/>, may prefer
          to use UDP tunnels to traverse an end-to-end path successfully and
          avoid having their packets dropped by middleboxes. If middleboxes
          were updated to support UDP-Lite <xref target="RFC3828"/>, UDP-Lite
          would provide better protection than offered by this update. This
          may be suited to a variety of applications and would be expected to
          be preferred over this method for many tunnel protocols.</t>

          <t>Another issue is that the UDP checksum is overloaded with the
          task of protecting the IPv6 header for UDP flows (as is the TCP
          checksum for TCP flows). Protocols that do not use a pseudo-header
          approach to computing a checksum or CRC have essentially no
          protection from misdelivered packets.</t>
        </list></t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This document makes no request of IANA.</t>

      <t>Note to RFC Editor: this section may be removed on publication as an
      RFC.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>Less work is required to generate an attack using a zero UDP checksum
      than one using a standard full UDP checksum. However, this does not lead
      to significant new vulnerabilities because checksums are not a security
      measure and can be easily generated by any attacker. Properly configured
      tunnels should check the validity of the inner packet and perform
      security checks.</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>We would like to thank Brian Haberman, Dan Wing, Joel Halpern and the
      IESG of 2012 for discussions and reviews. Gorry Fairhurst has been very
      diligent in reviewing and help ensuring alignment between this document
      and <xref target="I-D.ietf-6man-udpzero"/>.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include='reference.RFC.2119'?>

      <?rfc include="reference.RFC.2460"?>

      <?rfc include="reference.I-D.ietf-6man-udpzero"?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.I-D.ietf-mboned-auto-multicast"?>

      <?rfc include="reference.I-D.ietf-lisp"?>

      <?rfc include='reference.RFC.2827'?>

      <?rfc include='reference.RFC.3828'?>

      <?rfc include='reference.RFC.5405'?>

      <?rfc include='reference.RFC.5619'?>
    </references>
  </back>
</rfc>

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