One document matched: draft-ietf-6man-udpchecksums-04.xml


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<?rfc tocdepth="3"?>
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<rfc category="std" docName="draft-ietf-6man-udpchecksums-04"
     ipr="trust200902" updates="2460">
  <front>
    <title abbrev="udp-checksum">UDP Checksums for Tunneled Packets</title>

    <author fullname="Marshall Eubanks" initials="M." surname="Eubanks">
      <organization>AmericaFree.TV LLC</organization>

      <address>
        <postal>
          <street>P.O. Box 141</street>

          <city>Clifton</city>

          <region>Virginia</region>

          <code>20124</code>

          <country>USA</country>
        </postal>

        <phone>+1-703-501-4376</phone>

        <facsimile/>

        <email>marshall.eubanks@gmail.com</email>
      </address>
    </author>

    <author fullname="P.F. Chimento" initials="P.F." surname="Chimento">
      <organization>Johns Hopkins University Applied Physics
      Laboratory</organization>

      <address>
        <postal>
          <street>11100 Johns Hopkins Road</street>

          <city>Laurel</city>

          <region>MD</region>

          <code>20723</code>

          <country>USA</country>
        </postal>

        <phone>+1-443-778-1743</phone>

        <facsimile/>

        <email>Philip.Chimento@jhuapl.edu</email>

        <uri/>
      </address>
    </author>

    <author fullname="Magnus Westerlund" initials="M." surname="Westerlund">
      <organization>Ericsson</organization>

      <address>
        <postal>
          <street>Farogatan 6</street>

          <city>SE-164 80 Kista</city>

          <country>Sweden</country>
        </postal>

        <phone>+46 10 714 82 87</phone>

        <email>magnus.westerlund@ericsson.com</email>
      </address>
    </author>

    <date day="5" month="September" year="2012"/>

    <abstract>
      <t>This document provides an update of the Internet Protocol version 6
      (IPv6) specification (RFC2460) to improve the performance of IPv6 in the
      use case when a tunnel protocol uses UDP with IPv6 to tunnel packets.
      The performance improvement is obtained by relaxing the IPv6 UDP
      checksum requirement for suitable tunneling protocol where header
      information is protected on the "inner" packet being carried. This
      relaxation removes the overhead associated with the computation of UDP
      checksums on IPv6 packets used to carry tunnel protocols and thereby
      improves the efficiency of the traversal of firewalls and other network
      middleboxes by such protocols. We describe how the IPv6 UDP checksum
      requirement can be relaxed in the situation where the encapsulated
      packet itself contains a checksum, the limitations and risks of this
      approach, and defines restrictions on the use of this relaxation to
      mitigate these risks.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="Intro" title="Introduction">
      <t>This work constitutes an update of the <xref
      target="RFC2460">Internet Protocol Version 6 (IPv6)
      Specification</xref>, in the use case when a tunnel protocol uses UDP
      with IPv6 to tunnel packets. With the rapid growth of the Internet,
      tunneling protocols have become increasingly important to enable the
      deployment of new protocols. Tunneled protocols can be deployed rapidly,
      while the time to upgrade and deploy a critical mass of routers,
      switches and end hosts on the global Internet for a new protocol is now
      measured in decades. At the same time, the increasing use of firewalls
      and other security related middleboxes means that truly new tunnel
      protocols, with new protocol numbers, are also unlikely to be deployable
      in a reasonable time frame, which has resulted in an increasing interest
      in and use of UDP-based tunneling protocols. In such protocols, there is
      an encapsulated "inner" packet, and the "outer" packet carrying the
      tunneled inner packet is a UDP packet, which can pass through firewalls
      and other middleboxes filtering that is a fact of life on the current
      Internet.</t>

      <t>Tunnel endpoints may be routers or middleboxes aggregating traffic
      from a large number of tunnel users, therefore the computation of an
      additional checksum on the outer UDP packet, may be seen as an
      unwarranted burden on nodes that implement a tunneling protocol,
      especially if the inner packet(s) are already protected by a checksum.
      In IPv4, there is a checksum on the IP packet itself, and the checksum
      on the outer UDP packet can be set to zero. However in IPv6 there is not
      a checksum on the IP packet and RFC 2460 <xref target="RFC2460"/>
      explicitly states that IPv6 receivers MUST discard UDP packets with a
      zero checksum. So, while sending a UDP packet with a zero checksum is
      permitted in IPv4 packets, it is explicitly forbidden in IPv6 packets.
      To improve support for IPv6 UDP tunnels, this document updates RFC 2460
      to allow tunnel endpoints to use a zero UDP checksum under constrained
      situations (IPv6 tunnel transports that carry checksum-protected
      packets), following the considerations in <xref
      target="I-D.ietf-6man-udpzero"/>.</t>

      <t><xref target="RFC5405">Unicast UDP Usage Guidelines for Application
      Designers</xref> should be consulted when reading this specification. It
      discusses both UDP tunnels (Section 3.1.3) and the usage of Checksums
      (Section 3.4).</t>

      <t>While the origin of this specification is the problem raised by the
      draft titled "Automatic IP Multicast Without Explicit Tunnels", also
      known as "AMT," <xref target="I-D.ietf-mboned-auto-multicast"/> we
      expect it to have wide applicability. Since the first version of this
      document, the need for an efficient UDP tunneling mechanism has
      increased. Other IETF Working Groups, notably <xref
      target="I-D.ietf-lisp">LISP</xref> and <xref
      target="RFC5619">Softwires</xref> have expressed a need to update the
      UDP checksum processing in RFC 2460. We therefore expect this update to
      be applicable in future to other tunneling protocols specified by these
      and other IETF Working Groups.</t>
    </section>

    <section anchor="term" title="Some Terminology">
      <t>For the remainder of this document, we discuss only IPv6, since this
      problem does not exist for IPv4. Therefore all reference to 'IP' should
      be understood as a reference to IPv6.</t>

      <t>The document uses the terms "tunneling" and "tunneled" as adjectives
      when describing packets. When we refer to 'tunneling packets' we refer
      to the outer packet header that provides the tunneling function. When we
      refer to 'tunneled packets' we refer to the inner packet, i.e. the
      packet being carried in the tunnel.</t>

      <section title="Requirements Language">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
        document are to be interpreted as described in <xref
        target="RFC2119">RFC 2119</xref>.</t>
      </section>
    </section>

    <section anchor="Prob" title="Problem Statement">
      <t>This document provides an update for the case where a tunnel protocol
      transports tunnelled packets that already have a UDP header with a
      checksum, there is both a benefit and a cost to compute and check the
      UDP checksum of the outer (encapsulating) UDP transport header. In
      certain cases, where reducing the forwarding cost is important, such as
      for systems that perform the check in software, the cost may outweigh
      the benefit; this document describes a means to avoid that cost, in the
      case where there is an inner header with a checksum.</t>
    </section>

    <section anchor="alts" title="Discussion">
      <t><xref target="I-D.ietf-6man-udpzero">IPv6 UDP Checksum
      Considerations</xref> describes the issues related to allowing UDP over
      IPv6 to have a valid checksum of zero and is not repeated here.</t>

      <t>Section 5.1 of <xref target="I-D.ietf-6man-udpzero"/>, identifies 9
      requirements that introduce constraints on the usage of a zero checksum
      for UDP over IPv6. This document is intended to satisfy these
      requirements.</t>

      <t><xref target="I-D.ietf-6man-udpzero"/> and mailing list discussions
      have noted there is still the possibility of deep-inspection firewall
      devices or other middleboxes checking the UDP checksum field of the
      outer packet and thereby discarding the tunneling packets. This would be
      an issue also for any legacy IPv6 system that has not implemented this
      update to the IPv6 specification. In this case, the system (according to
      RFC 2460) will discard the zero-checksum UDP packets, and should log
      this as an error.</t>

      <t>The below discuss how path errors can be detected and handled in an
      UDP tunneling protocol when the checksum protection is disabled. Note
      that other (non-tunneling) protocols may have different approaches, but
      these are not the topic of this update. We propose the following
      approach to handle this problem:</t>

      <t><list style="symbols">
          <t>Context (i.e. tunneling state) should be established via
          application Protocol Data Units (PDUs) that are carried in
          checksummed UDP packets. That is, any control packets flowing
          between the tunnel endpoints should be protected by UDP checksums.
          The control packets can also contain any negotiation required to
          enable the endpoint/adapters to accept UDP packets with a zero
          checksum. The control packets may also carry any negotiation
          required to enable the endpoint/adapters to identify the set of
          ports that need to enable reception UDP datagrams with a zero
          checksum.</t>

          <t>A system shall not set the UDP checksum to zero in packets that
          do not contain tunneled packets.</t>

          <t>UDP keep-alive packets with checksum zero can be sent to validate
          paths, given that paths between tunnel endpoints can change and so
          middleboxes in the path may vary during the life of the association.
          Paths with middleboxes that are intolerant of a UDP checksum of zero
          will drop the keep-alives and the endpoints will discover that. Note
          that this need only be done per tunnel endpoint pair, not per tunnel
          context. Keep-alive traffic should include both packets with tunnel
          checksums and packets with checksums equal to zero to enable the
          remote end to distinguish between path failures and the blockage of
          packets with checksum equal to zero.</t>

          <t>Corruption of the encapsulating IPv6 source address, destination
          address and/or the UDP source port, destination port fields : If the
          9 restrictions in <xref target="I-D.ietf-6man-udpzero"/> are
          followed, the inner packets (tunneled packets) should be protected
          and run the usual (presumably small) risk of having undetected
          corruption(s). If tunneling protocol contexts contain (at a minimum)
          source and destination IP addresses and source and destination
          ports, there are 16 possible corruption outcomes. We note that these
          outcomes are not equally likely. The possible corruption outcomes
          may be: <list style="symbols">
              <t>Half of the 16 possible corruption combinations have a
              corrupted destination address. If the incorrect destination is
              reached and the node doesn't have an application for the
              destination port, the packet will be dropped. If the application
              at the incorrect destination is the same tunneling protocol and
              if it has a matching context (which can be assumed to be a very
              low probability event) the inner packet will be decapsulated and
              forwarded. Application developers should verify the context of
              the packets they receive using UDP, as described in <xref
              target="RFC5405"/>. Applications that verify the context of a
              datagram are expected to have a high probability of discarding
              corrupted data. <xref target="I-D.ietf-6man-udpzero"/> presents
              examples of cases where corruption can inadvertently impact
              application state.</t>

              <t>Half of the 8 possible corruption combinations with a correct
              destination address have a corrupted source address. If the
              tunnel contexts contain all elements of the address-port
              4-tuple, then the likelihood is that this corruption will be
              detected.</t>

              <t>Of the remaining 4 possibilities, with valid source and
              destination IPv6 addresses, 1 has all 4 fields valid, the other
              three have one or both ports corrupted. Again, if the tunneling
              endpoint context contains sufficient information, these error
              should be detected with high probability.</t>
            </list></t>

          <t>Corruption of source-fragmented encapsulating packets: In this
          case, a tunneling protocol may reassemble fragments associated with
          the wrong context at the right tunnel endpoint, or it may reassemble
          fragments associated with a context at the wrong tunnel endpoint, or
          corrupted fragments may be reassembled at the right context at the
          right tunnel endpoint. In each of these cases, the IPv6 length of
          the encapsulating header may be checked (though <xref
          target="I-D.ietf-6man-udpzero"/> points out the weakness in this
          check). In addition, if the encapsulated packet is protected by a
          transport (or other) checksum, these errors can be detected (with
          some probability).</t>
        </list>While they do not guarantee correctness, these mechanism can
      reduce the risks of relaxing the UDP checksum requirement for IPv6.</t>
    </section>

    <section anchor="rec" title="The Zero-Checksum Update">
      <t>This specification updates IPv6 to allow a UDP checksum of zero for
      the outer encapsulating packet of a tunneling protocol. UDP endpoints
      that implement this update MUST change their behavior for any
      destination port explicitly configured for zero checksum and not discard
      UDP packets received with a checksum value of zero on the outer packet.
      When this is done, it requires the constraints in Section 5.1 of <xref
      target="I-D.ietf-6man-udpzero"/>.</t>

      <t>Specifically, the text in <xref target="RFC2460"/> Section 8.1, 4th
      bullet is updated. We refer to the following text:</t>

      <t>"Unlike IPv4, when UDP packets are originated by an IPv6 node, the
      UDP checksum is not optional. That is, whenever originating a UDP
      packet, an IPv6 node must compute a UDP checksum over the packet and the
      pseudo-header, and, if that computation yields a result of zero, it must
      be changed to hex FFFF for placement in the UDP header. IPv6 receivers
      must discard UDP packets containing a zero checksum, and should log the
      error."</t>

      <t>This item should be taken out of the bullet list and should be
      replaced by:</t>

      <t><list style="empty">
          <t>Whenever originating a UDP packet, an IPv6 node SHOULD compute a
          UDP checksum over the packet and the pseudo-header, and, if that
          computation yields a result of zero, it must be changed to hex FFFF
          for placement in the UDP header. IPv6 receivers SHOULD discard UDP
          packets containing a zero checksum, and SHOULD log the error.
          However, some protocols, such as tunneling protocols that use UDP as
          a tunnel encapsulation, MAY omit computing the UDP checksum of the
          encapsulating UDP header and set it to zero, subject to the
          constraints described in RFCXXXX. In cases where the encapsulating
          protocol uses a zero checksum for UDP, the receiver of packets sent
          to a port enabled to receive zero-checksum packets MUST NOT discard
          packets solely for having a UDP checksum of zero. Note that these
          constraints apply only to encapsulating protocols that omit
          calculating the UDP checksum and set it to zero. An encapsulating
          protocol can always choose to compute the UDP checksum, in which
          case, its behavior is not updated and uses the method specified in
          RFC2460.</t>

          <t><list style="numbers">
              <t>IPv6 protocol stack implementations SHOULD NOT by default
              allow the new method. The default node receiver behavior MUST
              discard all IPv6 packets carrying UDP packets with a zero
              checksum.</t>

              <t>Implementations MUST provide a way to signal the set of ports
              that will be enabled to receive UDP datagrams with a zero
              checksum. An IPv6 node that enables reception of UDP packets
              with a zero-checksum, MUST enable this only for a specific port
              or port-range. This may be implemented via a socket API call, or
              similar mechanism.</t>

              <t>RFC 2460 specifies that IPv6 nodes should log UDP datagrams
              with a zero-checksum. A port for which zero-checksum has been
              enabled MUST NOT log zero-checksum datagrams for that reason (of
              course, there might be other reasons to log such packets).</t>

              <t>A stack may separately identify UDP datagrams that are
              discarded with a zero checksum. It SHOULD NOT add these to the
              standard log, since the endpoint has not been verified.</t>

              <t>UDP Tunnels that encapsulate IP MAY rely on the inner packet
              integrity checks provided that the tunnel will not significantly
              increase the rate of corruption of the inner IP packet. If a
              significantly increased corruption rate can occur, then the
              tunnel MUST provide an additional integrity verification
              mechanism. An integrity mechanism is always recommended at the
              tunnel layer to ensure that corruption rates of the inner most
              packet are not increased.</t>

              <t>Tunnels that encapsulate Non-IP packets MUST have a CRC or
              other mechanism for checking packet integrity, unless the Non-IP
              packet specifically is designed for transmission over lower
              layers that do not provide any packet integrity guarantee. In
              particular, the application must be designed so that corruption
              of this information does not result in accumulated state or
              incorrect processing of a tunneled payload.</t>

              <t>UDP applications that support use of a zero-checksum, SHOULD
              NOT rely upon correct reception of the IP and UDP protocol
              information (including the length of the packet) when decoding
              and processing the packet payload. In particular, the
              application must be designed so that corruption of this
              information does not result in accumulated state or incorrect
              processing of a tunneled payload.</t>

              <t>If a method proposes recursive tunnels, it MUST provide
              guidance that is appropriate for all use-cases. Restrictions may
              be needed to the use of a tunnel encapsulations and the use of
              recursive tunnels (e.g. Necessary when the endpoint is not
              verified).</t>

              <t>IPv6 nodes that receive ICMPv6 messages that refer to packets
              with a zero UDP checksum MUST provide appropriate checks
              concerning the consistency of the reported packet to verify that
              the reported packet actually originated from the node, before
              acting upon the information (e.g. validating the address and
              port numbers in the ICMPv6 message body).</t>
            </list></t>

          <t>Middleboxes MUST allow IPv6 packets with UDP checksum equal to
          zero to pass. Implementations of middleboxes MAY allow configuration
          of specific port ranges for which a zero UDP checksum is valid and
          may drop IPv6 UDP packets outside those ranges.</t>

          <t>The path between tunnel endpoints can change, thus also the
          middleboxes in the path may vary during the life of the association.
          Paths with middleboxes that are intolerant of a UDP checksum of zero
          will drop any keep-alives sent to validate the path using checksum
          zero and the endpoints will discover that. Therefore keep-alive
          traffic SHOULD include both packets with tunnel checksums and
          packets with checksums equal to zero to enable the remote end to
          distinguish between path failures and the blockage of packets with
          checksum equal to zero. Note that path validation need only be done
          per tunnel endpoint pair, not per tunnel context.</t>

          <t>RFC-Editor Note: Please replace RFCXXXX above with the RFC number
          this specification receives and remove this note.</t>
        </list></t>
    </section>

    <section title="Additional Observations">
      <t>The existence of this issue among a significant number of protocols
      being developed in the IETF motivates this specified change. The authors
      would also like to make the following observations: <list
          style="symbols">
          <t>An empirically-based analysis of the probabilities of packet
          corruptions (with or without checksums) has not (to our knowledge)
          been conducted since about 2000. It is now 2012. We strongly suggest
          that an empirical study is in order, along with an extensive
          analysis of IPv6 header corruption probabilities.</t>

          <t>A key cause to the increased usage of UDP in tunneling is the
          lack of protocol support in middleboxes. Specifically, new
          protocols, such as LISP <xref target="I-D.ietf-lisp"/>, prefer to
          use UDP tunnels to traverse an end-to-end path successfully and
          avoid having their packets dropped by middleboxes. If this were not
          the case, the use of UDP-lite <xref target="RFC3828"/> might become
          more viable for some (but not necessarily all) tunneling
          protocols.</t>

          <t>Another issue is that the UDP checksum is overloaded with the
          task of protecting the IPv6 header for UDP flows (as is the TCP
          checksum for TCP flows). Protocols that do not use a pseudo-header
          approach to computing a checksum or CRC have essentially no
          protection from mis–delivered packets.</t>
        </list></t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This document makes no request of IANA.</t>

      <t>Note to RFC Editor: this section may be removed on publication as an
      RFC.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>It requires less work to generate zero-checksum attack packets than
      ones with full UDP checksums. However, this does not lead to any
      significant new vulnerabilities as checksums are not a security measure
      and can be easily generated by any attacker, as properly configured
      tunnels should check the validity of the inner packet and perform any
      needed security checks, regardless of the checksum status, and finally
      as most attacks are generated from compromised hosts which automatically
      create checksummed packets (in other words, it would generally be more,
      not less, effort for most attackers to generate zero UDP checksums on
      the host).</t>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>We would like to thank Brian Haberman and Gorry Fairhurst for
      discussions and reviews.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include='reference.RFC.2119'?>

      <?rfc include="reference.RFC.2460"?>

      <?rfc include='reference.RFC.3828'?>

      <?rfc include='reference.RFC.5619'?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.I-D.ietf-mboned-auto-multicast"?>

      <?rfc include="reference.I-D.ietf-lisp"?>

      <?rfc include="reference.I-D.ietf-6man-udpzero"?>

      <?rfc include='reference.RFC.5405'?>
    </references>
  </back>
</rfc>

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