One document matched: draft-hartman-karp-mrkmp-01.xml


<?xml version="1.0" encoding="US-ASCII"?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
<!ENTITY rfc2119 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml">
<!ENTITY rfc2627 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2627.xml">
<!ENTITY design-guide PUBLIC "" "http://xml.resource.org/public/rfc/bibxml3/reference.I-D.ietf-karp-design-guide.xml">
<!ENTITY ospf-auto PUBLIC "" "http://xml.resource.org/public/rfc/bibxml3/reference.I-D.liu-ospfv3-automated-keying-req.xml">
<!ENTITY RFC4552 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.4552.xml">
<!ENTITY RFC2328 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2328.xml">
<!ENTITY RFC2154 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.2154.xml">
<!ENTITY RFC5709 PUBLIC "" "http://xml.resource.org/public/rfc/bibxml/reference.RFC.5709.xml">
]>
<rfc category="std" docName="draft-hartman-karp-mrkmp-01.txt"
     ipr="trust200902">
  <?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>

  <?rfc toc="yes" ?>

  <?rfc symrefs="yes" ?>

  <?rfc sortrefs="yes"?>

  <?rfc iprnotified="no" ?>

  <?rfc strict="no" ?>

  <front>
    <title abbrev="MRKMP">Multicast Router Key Management Protocol
    (MRKMP)</title>

    <author fullname="Sam Hartman" initials="S." surname="Hartman">
      <organization>Painless Security</organization>

      <address>
        <email>hartmans-ietf@mit.edu</email>
      </address>
    </author>

    <author fullname="Dacheng Zhang" initials="D." surname="Zhang">
      <organization>Huawei</organization>

      <address>
        <email>zhangdacheng@huawei.com</email>
      </address>
    </author>

    <date />

    <abstract>
      <t>Several routing protocols engage in one-to-many communication. In
      order to authenticate these communications using symmetric cryptography,
      a group key needs to be established. This specification defines a group
      protocol for establishing and managing such keys.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>Many routing protocols such as OSPF and IS-Is use a one-to-many or
      multicast model of communications. The same message is sent to a number
      of recipients.</t>

      <t>These protocols have cryptographic authentication mechanisms that use
      a key shared among all members of a communicating group in order to
      protect messages sent within that group. From a security standpoint, all
      routers in a group are considered equal. Protecting against a
      misbehaving router that is part of the group is out of scope for this
      protocol.</t>

      <t>Routers need to be provisioned with some credentials for a one-to-one
      authentication protocol. Preshared keys or asymmetric keys and an
      authorization list are expected to be common deployments.</t>

      <t>The members of a group elect a Group Controller/Key Server (GCKS).
      Potentially any member of the group may act as a GCKS. Since protecting
      against misbehaving routers is out of scope, there is no need to protect
      against an entity that is not currently the GCKS impersonating the
      GCKS.</t>

      <t>To prove membership in the group, a router authenticates using its
      provisioned credentials to the current GCKS. If successful, the router
      is given the current key material for the group. Group size is
      relatively small and need for forced eviction of members is rare. If a
      GCKS needs to evict a member, then it can simply re-authenticate with
      the existing members and provide them new key material.</t>

      <section title="Terminology"></section>

      <section title="Relationship to IKEv2">
        <t>IKEv2 provides a protocol for authenticating IPsec security
        associations between two peers. It currently provides no group keying.
        IKev2 is attractive as a basis for this protocol because while it is
        much simpler than IKE, it provides all the needed flexibility in
        one-to-one authentication.</t>

        <t>Unlike IKE, IKEv2 is explicitly designed for IPsec. The document
        does not separate handling of aspects of the protocol that would be
        needed for IPsec from those that apply to general key management.
        IPsec specific rules are combined with more general requirements.
        While concepts and protocol payloads can be used in a different key
        management protocol, the current structure of IKEv2 does not provide a
        mechanism for applying IKEv2 to a domain of interpretation other than
        IPsec. In addition, the complexity required in the IKE specification
        when compared to IKEv2 suggests that the generality of IKE may not be
        worth the complexity cost.</t>

        <t>So this protocol borrows concepts and payloads from IKEv2 but does
        not normatively depend on the IKEv2 specification.</t>
      </section>

      <section title="Relationship to GDOI">
        <t>The IPsec GDOI provides a protocol that is structurally very
        similar to this one. As specified, IKE can be used to provide phase 1
        authentication to a GCKS. After that, GDOI provides phase 2 messages
        to establish key-encryption keys and traffic keys. Key management
        operations can be accomplished via GDOI messages sent to the group
        after the phase 2 exchange.</t>

        <t>GDOI is defined for IKE not for IKEv2. In addition, GDOI's phase 2
        uses its own hashing mechanism and nonce mechanism to provide
        integrity protection and replay protection. Like IKE, GDOI has
        significant complexity to support phase 2 identities that are
        different than the phase 1 identity. GDOI requires a GCKS to have a
        signature key used to sign GDOI messages. Since attacks caused by
        members of the group masquerading as the GCKS are out of scope, this
        is significant unnecessary complexity in the protocol.</t>

        <t>So, this protocol can be thought of as a simplified GDOI based on
        IKEv2 rather than IKE. However, integrity and replay mechanisms are
        taken from IKEv2. Support for phase 2 identities is removed as
        unneeded complexity. Security for the group key management messages is
        provided using symmetric primitives rather than asymmetric signatures.
        Phase 1 authentication will often still involve asymmetric
        signatures.</t>
      </section>
    </section>

    <section title="Overview">
      <section title="Types of Keys">
        <t>MRKMP manipulates several different types of symmetric keys: <list
            style="hanging">
            <t hangText="preshared:">Preshared keys are one mechanism for
            authenticating one router to another during the initial exchange.
            These keys are configured by some mechanism such as manual
            configuration or a management application outside of the scope of
            MRKMP.<vspace blankLines="2" /></t>

            <t hangText="peer key management key:">Routers share a key with
            the GCKS that is a result of the mrkmp_init exchange.</t>

            <t hangText="KEK:">A Key encryption Key (KEK) is a key used to
            encrypt group key management messages to the current members of a
            group. A KEK is learned as the product of establishing an MRKMP
            association or through a group key management message encrypted in
            a previous KEK. A KEK has an explicit expiration but may also be
            retired by a message encrypted in the KEK sent by the GCKS.<vspace
            blankLines="2" /></t>

            <t hangText="protocol master key:">A protocol master key is the
            key exported by MRKMP for use by a routing protocol such as OSPF
            or IS-IS. The Protocol master key is the key that would be
            manually configured if a routing protocol is used without key
            management.<vspace blankLines="2" /></t>

            <t hangText="transport key:">The transport key is the key used to
            integrity protect routing messages in a protocol such as IS-IS or
            OSPF. In today's routing protocol cryptographic authentication
            mechanisms the transport key is the same as the protocol master
            key. A disadvantage of this approach is that replay prevention is
            challenging with this architecture. Ideally some key derivation
            step would be used to establish a fresh transport key among all
            the participants in the group.</t>
          </list></t>

        <section title="Key Encryption Key">
          <t>When a router wishes to join a group, the router performs the
          mrkmp_init and mrkmp_auth exchange with a GCKS. During this process
          the router can establish an association with a specific group. Part
          of that association will be delivery of a KEK and associated
          parameters.</t>

          <t>Group key management messages are sent to a group address not
          unicast to an individual peer. The group key management messages are
          protected using the KEK. The group key management messages need to
          provide both integrity and confidentiality protection using the
          KEK.</t>

          <t>As part of establishing the association, the router joining the
          group is given an expiration time for the KEK. A group key
          management message may establish a new KEK with new parameters.</t>

          <t>From time to time, a GCKS may wish to either force early
          expiration of a KEK or allow a KEK to expire. Protocol master keys
          are permitted to be valid for somewhat longer than the KEK that
          created them so as to avoid disrupting routing when this happens.
          When a KEK is retired or expires without being replaced by a new KEK
          announced in the old KEK, group members need to perform a new
          initial exchange to the GCKS. This is useful for example if a router
          is no longer authorized to be part of the group.</t>

          <t>Other mechanisms such as LKH (section 5.4 <xref
          target="RFC2627"></xref>) could be used to permit removal of a group
          member while avoiding new initial authentications. However these
          mechanisms come at a complexity cost that is not justified for a
          small number of routers participating in a single multicast
          link.</t>
        </section>

        <section anchor="PROTOCOL_KEYS" title="Protocol Keys">
          <t>Current routing protocols directly use the protocol master key to
          integrity protect messages. One advantage for this approach is that
          the initial hello messages used for discovery and capability
          exchange can be protected using the same mechanism as other
          messages. Typically a sequence number is used for replay detection.
          Without changing the key, the existing protocols are vulnerable to a
          number of serious denial of service attacks from replays.</t>

          <t>The MRKMP can solve this replay problem by changing the protocol
          master key whenever a peer is about to exhaust its sequence number
          space or whenever a peer loses information about what sequence
          numbers it used. This could potentially involve changing the
          protocol master key whenever a router reboots that was part of the
          group using the current protocol master key. Since key changes will
          not disrupt active adjacencies and can be accomplished relatively
          quickly, this is not expected to be a huge problem. Note that after
          one key change, others routers can boot without causing additional
          key changes; a flurry of key changes would not be required if
          several routers reboot near each other.</t>

          <t>Another approach would be to separate the protocol master key
          from the transport keys. For example the transport key used by a
          given peer could be a fresh key derived from the protocol master key
          and nonces announced by that peer. Some mechanism would need to make
          sure that the peer's announcement of its nonce was fresh; this
          mechanism would almost certainly involve some form of interaction
          with the router wishing to guarantee freshness. There are two key
          advantages of this separation between transport keys and protocol
          master keys. The first is that the interaction between the MRKMP and
          routing protocol can be simplified significantly. The second is that
          even when manually configured protocol master keys are used, replay
          and adequate DOS protection can be achieved.</t>
        </section>
      </section>

      <section title="GCKS Election">
        <t>Before a MRKMP system actually starts working, the routers in the
        multicast group need to select a GCKS so that they can obtain
        cryptographic keys to secure subsequent exchanges of routing
        information. MRKMP specifies an election protocol that dynamically
        assigns the responsibility of key management to one of the group
        members. Note that there are already announcer-electing mechanisms
        provided in some routing protocols (e.g., OSPF and IS-IS). However,
        much involvement between a MRKMP system and a routing protocol
        implementation will be introduced if the MRKMP system reuses the
        announcer-electing mechanism for the election of the GCKS. The state
        machine of the routing protocol also has to be modified. For instance,
        in OSPF, after a DR has been elected, routers need to halt their OSPF
        executions, and carry out the initial exchange to authenticate the DR
        and collect the keys for subsequent communications. After this step,
        the routers need to re-start their OSPF state machines so as to
        exchange routing information. As a consequence of such cases, an
        individual GCKS electing solution within MRKMP is preferable.</t>

        <t>Each router has a GCKS priority. Higher priorities are more
        preferred GCKSes. As discussed in <xref
        target="ROUTER-INTERFACE"></xref>, the routing protocol can influence
        the GCKS election protocol by manipulating the priority so that it is
        likely that the same router will be the announcer for the routing
        protocol and the GCKS. Even if two different routers are elected as
        the announcer and GCKS, then the routing protocol and MRKMP will
        function correctly.</t>
	<t>A key design goal of the election protocol is to maximize the chance that some router permitted to take on the role of GCKS will be elected to that role even when attackers are injecting messages into the election process. The election process can be attacked to cause a router other than the most preferred router to be elected.</t>
      </section>

      <section title="Initial Exchange">
        <t>The initial exchange is based on IKEv2's IKE_SA_INIT and
        IKE_SA_AUTH exchanges. During this exchange, an initiating router
        attempts to authenticate to the router it believes is a GCKS for a
        group that the initiating router wants to join. Messages are unicast
        from the initiator to the responding GCKS. Unicast MRKMP P messages
        form a request/response protocol; the party sending the messages is
        responsible for retransmissions.</t>

        <t>The initial exchange provides capability negotiation, specifically
        including supported cryptographic suites for the key management
        protocol. Identification of the initiator and responder is also
        exchanged. A symmetric key is established to integrity protect and
        encrypt key management messages. While routing security does not
        typically require confidentiality, the key management protocol does
        because keys are exchanged and these must be protected.</t>

        <t>Then the identities of each party are cryptographically verified.
        This can be done using a preshared key or symmetric keys. Other
        mechanisms may be added as a future extension.</t>

        <t>The authentication exchange also provides an opportunity to join a
        group as part of the initial exchange. In the typical case, a router
        can obtain the needed key material for a group in two round-trips.</t>
      </section>

      <section title="Group Join Exchange">
        <t>The primary purpose of the unicast MRKMP messages is to get an
        initiator the information it needs to join a group and participate in
        a routing protocol. The initiator indicates what group it wants to
        join. XXX we need to discuss group naming--if MRKMP is limited to a
        subnet this may be as simple as saying that initiator wants to join
        the OSPF group or the IS-IS group.</t>

        <t>The responder performs several checks. First, the responder
        confirms that the responder is currently acting as GCKS for the group
        in question. Then, the responder confirms that the initiator is
        permitted to join the group. If these checks pass, then the responder
        provides a key download payload to the initiator encrypted in the peer
        key management key. As discussed in <xref
        target="PROTOCOL_KEYS"></xref>, the GCKS MUST change the protocol
        master key if a router was part of the group under the current
        protocol master key and reboots. In this case, the GCKS SHOULD provide
        the new and old protocol master key to the initiator, setting the
        validity times for the old key to permit reception but not
        transmission. The GCKS MUST use the mechanism in the next section to
        flood the new key to the rest of the group.</t>

        <t>A group association created by this exchange may last beyond the
        unicast MRKMP association used to create it. Once membership in a
        group is established, resources are not required to maintain the
        unicast association with the GCKS.</t>

        <t>A member of a group can also use the unicast exchange to request a
        GCKS to change the protocol master key because that group has
        exhausted its available sequence space. For protocols where the
        protocol master key is the same as the transport key, it is critical
        that no two messages be sent by the same router with the same sequence
        number and protocol master key. The sequence number space is finite.
        So if a router is running low on available sequence space it needs to
        request a new protocol master key be generated.</t>
      </section>

      <section title="Group Key Management">
        <t>The GCKS shares a KEK with all members of a group. The GCKS can
        send a multicast message to the group to update the set of protocol
        master keys, update the KEK, or retire the KEK and request new group
        join exchanges.</t>

        <t>Typically the protocol master key is changed only when needed to
        provide replay protection or when the KEK changes. The KEK changes
        whenever a new GCKS is elected or whenever it is administratively
        desirable to change the keys. For example if an employee leaves an
        organization it might be desirable to change the KEKs. A KEK is
        retired whenever forward security is desired: whenever the
        authorization of who is permitted to be in a group changes and the
        GCKS needs to make sure that the router is no longer participating.
        Most authorization changes such as removing a router from service do
        not require forward security in practical deployments.</t>
      </section>
    </section>

    <section title="GKCS Election">
      <t>The GCKS election process selects a single router to act as
      GCKS for a group.Similar with other popular announcer electing
      mechanisms (e.g., VRRP, HSRP), in MRKMP, only GCKSes use multicast to
      periodically send Advertisement messages. Such advertisements can be
      used as heart beat packets to indicate the aliveness of GCKSes. In
      addition, a state machine with six states (Initial, Validate, GCKS,
      GCKS2, Follower, and Member) is specified for GCKS election. When a
      router is initially connected to a multicast network, its state is set
      as Initial. The router then sends a multicast initial advertisement. If
      a GCKS is working on the network, it will reply to the router with an
      advertisement. After receiving the advertisement from the
      GCKS, the router will try to register with the GCKS using the initial
      exchange. Typically this registration will succeed, and the state of the router is transferred to Member.
After a certain period, if
      the router still does not receive any advertisement from a GCKS or other
      group members, the router then believes there is no other group member on
      the network and sets its state as GCKS. If during the period the router
      does not receive any advertisement from a GCKS but receives
      advertisements from other more preferred routers on the network, the
      router believes that the group is involved in a GCKS election process.
      The router then puts these routers into its candidate list. When the
      timer to end the Initial state expires, the router tries to authenticate
      the most preferred router in the candidate list and validate whether it
      can be a GCKS. If the validation result is possitive, the router then
      transfer its state to Member, and the router being validated transfers
      its state to GCKS.</t>

      <t>In the absence of attacks, this process functions similar to
      designated router election protocols in existing routing
      protocols. Because the election process happens before group
      keys are established, the initial election process is not
      integrity-protected. An attacker can inject fake GCKS
      announcements or initial announcements from fake routers that
      are more preferred than any router actually in the group. Such
      attacks can create a denial of service situation. If the
      election process does not converge within the expected time, or
      if an authentication attempt fails, then the group is probably
      under attack. A new state called GCKS2 is introduced. A router
      permitted to be the GCKS can enter the GCKS2 state after failing
      to validate a received announcement in the expected time.
      GCKS2 is used to increase the convergence speed while the system
      is under attack. If an initial router receives a GCKS2 announcement, the initial
      router can authenticate and validate the sender, and transfer its own
      state to Follower, similar to how it would respond to a GCKS
      announcement. GCKS2 routers attempt to validate each other and
      to use the resulting security keys to establish a router to act
      as GCKS. The GCKS2 state does not generate protocol master keys:
      until the election result in a GCKS only keying material needed
      for the election is produced. In the subsequent election, the router will wait for
      the election results from its GCKS2 router until its GCKS2 end timer
      expires. In this way, the authenticated entities generate a tree
      structure and avoid generating large amount of keks and protocol master
      keys when a adversary keeps sending fake GCKS announcements to distrupt
      election.</t>

      <t>Apart from the initialization of a multicast network, the fail-over
      of a GCKS can also trigger an election process. For instance, if a
      router does not receive the heart beat advertisement for a certain
      period, it will transfer its state to Initial and try to elect a new
      one. In a GCKS electing process, a router has to stay in the Initial
      state until a new GCKS is allocated. Particularly, the router first
      sends its initial advertisement with its priority and waits for a
      certain period. During the period, if a router receives an initial
      advertisement which consists of a lower priority, the router then sends
      the advertisement again with a limited rate. After period, if the router
      does not find any router with a higher priority, it announces itself as
      the GCKS. If two routers have the same priority, the one with the lowest
      IP source address used for messages on the link will be the GCKS. After
      a router transfers its state to GCKS, it will reply to the initial
      advertisements from other routers with GCKS advertisements, even when
      the initial advertisements consist of higher priorities than its
      priority. This approach guarantees that a GCKS will not be changed
      frequently after it has been elected. After receiving the GCKS
      advertisement of the new elected GCKS, other routers transfer their
      states to Member. However, if a GCKS G1 receives a GCKS advertisement
      from another router G2 and G2 is a more preferred GCKS, G1 follows the
      procedure in Section 3.2.</t>

      <t>If a node in state member fails to perform an initial exchange with
      the router it believes to be GCKS, it resets its state to initial but
      ignores advertisements from that router. This way an attacker cannot
      disrupt communications indefinitely by masquerading as a GCKS.</t>

      <t>If a node transitions to GCKS state, it performs the procedure in
      Section 3.1.</t>

      <section anchor="NEW-GCKS" title="A new GCKS is Elected">
	<t>This section is a detailed description of the election process.</t>
        <t>In the following discussion, the packets are identified by all
        upper case characters.</t>

        <section title="Parameters, Timers, and Events">
          <t>Before going into detailed discussion, several parameters are
          introduced:<list style="symbols">
              <t>Initial_Anno_Interval, which is the time interval between
              INITIAL_ANNOUNCEMENTS ).</t>

              <t>Initial_End_Interval, which is the time interval to transfer
              the state of a router from Initial to GCKS/Validate if it does
              not receive any GCKS or GCKS2 announcement on the link
              ).</t>

              <t>Validate_End_Interval, which is the time interval for a
              router to transfer its state from Validate to GCKS2 if it does
              not find any other more preferred router ).</t>

              <t>GCKS_Down_Interval, which is the time interval for a Member
              router to declare a GCKS router is down ).</t>

              <t>GCKS2_Down_Interval, which is the time interval for a
              Follower router to declare a GCKS2 router is down ).</t>

              <t>GCKS2_End_Interval, which is the time interval for a router
              to transfer its state from GCKS2 to GCKS if it does not find
              any other more preferred router ).</t>

              <t>GCKS_Anno_Interval, which is the time interval between
              GCKS_ANNOUNCEMENTS ).</t>

              <t>GCKS2_Anno_Interval, which is the time interval between
              GCKS2_ANNOUNCEMENTS ).</t>
            </list></t>

          <t>Correspondingly, each router in MRKMP has  several timers,
          Initial_Anno_Timer, Initial_End_Timer, Validate_End_Timer,
          GCKS_Down_Timer, GCKS2_Down_Timer, GCKS2_End_Timer, GCKS_Anno_Timer,
          GCKS2_Anno_Timer. Initial_Anno_Timer fires to trigger sending of an
          INITIAL_ANNOUNCEMENT based on Initial_Announcement_Interval.
          Initial_End_Timer fires to trigger the transition of a router state
          from Initial to some other state. Validate_End_Timer fires to trigger the
          transition of a router state from Validate to GCKS2. GCKS_Down_Timer
          fires when no GCKS_ANNOUNCEMENT has been heard for
          GCKS_Down_Interval. GCKS2_Down_Timer fires when no
          GCKS2_ANNOUNCEMENT has not been heard for GCKS2_Down_Interval.
          GCKS2_End_Timer fires to trigger the transition of the state of a
          router from GCKS2 to GCKS. GCKS_Anno_Timer fires to trigger sending
          of a GCKS_ANNOUNCEMENT based on GCKS_Announcement_Interval.
          GCKS2_Anno_Timer fires to trigger sending of a GCKS2_ANNOUNCEMENT
          based on GCKS2_Anno_Interval.</t>

          <t>During an election process, a MRKMP router may have to deal with
          following types of events:</t>

          <t><list style="symbols">
              <t>X_Anno_Received: an X_ANNOUNCEMENT is received.</t>

              <t>Requester_Validated: have authenticated and validated against
              a some router who believes we should be a GCKS or GCKS2.</t>

              <t>GCKS_Validated: a remote entity has been authenticated and
              validated to be a GCKS router.</t>

              <t>GCKS2_Validated: a remote entity has been authenticated and
              validated to be a GCKS2 router.</t>

              <t>Referral_Validated: have authenticated and validated against
              a candidate who is not a GCKS router but knows one is .</t>

              <t>Referral2_Validated: have authenticated and validated against
              a candidate who knows a GCKS2 router.</t>

              <t>Authentication/Validation_Failed: the remote entity fails in
              the authentication or cannot be either a GCKS/GCKS2 or a
              referral.</t>

              <t>X_Timer_Expired: the timer of type X expired.</t>

              <t>KEK_Expired: we have no valid KEK.</t>
            </list></t>
        </section>

        <section title="Initial">
          <t>The timers utilized in this state are Initial_Anno_Timer and
          Initial_End_Timer.</t>

          <t>On entry: <list style="symbols">
              <t>Send an INITIAL_ANNOUNCEMENT.</t>

              <t>Set the Initial_Anno_Timer with Initial_Anno_Interval.</t>

              <t>Set the Initial_End_Timer with Initial_End_Interval.</t>
            </list></t>

          <t>Events: <list style="symbols">
              <t>Initial_Anno_Timer_Expired: send an INITIAL_ANNOUNCEMENT and
              reset the Initial_Anno_Timer.</t>

              <t>Initial_Anno_Received: if the sender of the announcement is
              more preferred, add the entity into the candidate list; if less
              preferred, send an INITIAL_ANNOUNCEMENT with a limited rate.</t>

              <t>GCKS_Anno_Received: add the sender of the announcement to the
              candidate list; set the the Validate_End_Timer with the
              remaining period of Initial_End_Interval; transfer to
              validate.</t>

              <t>GCKS2_Anno_Received: add the sender of the announcement to
              candidate list; set the Validate_End_Timer with the
              remaining period of Initial_End_Interval; transfer to
              validate.</t>

              <t>Requester_Validated: If the requester is looking for a GCKS
              router and the local policy permits, transfer the state to
              GCKS2 setting GCKS2_End_Interval to time remaining on Initial_End_timer.</t>

              <t>Initial_End_Timer_Expired: if there are candidates, transfer
              the state to Validate. If there is no entry in the candidate
              list, transfer to GCKS.</t>
            </list></t>
        </section>

        <section title="Validate">
          <t>The timer utilized in this state is Validate_End_Timer</t>

	  <t>Entering this state means that we have a router we
          believe should be GCKS. The purpose of this state is to
          confirm that e can establish a security association with
          that router and that router's policy permits it to be a GCKS
          for this group. The two normal paths through the state
          machine are Initial leading to GCKS for the most preferred
          router and Initial leading to Validate leading to Member for
          other routers.</t>
          <t>On entry: <list style="symbols">
              <t>Authenticate and validate the most preferred entry in the
              candidate list.</t>
	      <t>If Validate_End_timer has more time than
          Validate_end_Interval, set Validate_End_timer to Validate_End_interval.</t>
            </list></t>

          <t>Events:</t>

          <t><list style="symbols">
              <t>GCKS_Validated: transfer the state to Member.</t>

              <t>GCKS2_Validated: Transfer the state to Follower.</t>

              <t>Referral_Validated: perform the authentication/validation on
              the recommended node; move the referring from the candidate list
              to the black list for Blacklist_Interval.</t>

              <t>Referral2_Validated: perform the authentication/validation on
              the recommended node; move the referring node from the candidate list
              to the black list for Blacklist_Interval.</t>

              <t>Requester_Validated: If the requester is looking for a
              GCKS/GCKS2 router and the local policy permits, transfer the
              state to GCKS2</t>

              <t>Validation_Failed: move the router being validated from the
              candidate list to black list for Blacklist_interval.</t>

              <t>Initial_Anno_Received: if the sender of the announcement is
              more preferred, add the router into the candidate list; if less
              preferred, send an INITIAL_ANNOUNCEMENT with a limited rate.</t>

              <t>GCKS_Anno_Received: add the router sending the announcement
              into the candidate list and perform authentication against that
              entity.</t>

              <t>GCKS2_Anno_Received: add the router sending the announcement
              into the candidate list and start the authentication/validation
              against that entity.</t>

              <t>Validate_End_Timer_Expired: transfer the state to GCKS2.</t>
            </list></t>
        </section>

        <section title="GCKS2">
          <t>The timers utilized in this state include GCKS2_Anno_Timer and
          GCKS2_End_Timer.</t>
	  <t>This state is not expected to be used in normal
          operation. This state indicates there has been some
          authentication/validation problem or another node is
          behaving in a manner inconsistent with the election
          state. The purpose of this state is to establish sufficient
          security keys to integrity protect the election process. It
          is possible during normal operation to send a brief time in
          this state if the router being elected GCKS gets an
          authentication request before Initial_End_timer expires.</t>

          <t>On entry: <list style="symbols">
              <t>Send an GCSK2_ANNOUNCEMENT.</t>

              <t>Set the GCKS2_Anno_Timer with GCKS2_Anno_Interval.</t>

              <t>Set the the GCKS2_End_Timer with GCKS2_End_Interval
            unless it was set on entry transferring from Initial.</t>
            </list></t>

          <t>Events: <list style="symbols">
              <t>GCKS_Anno_Received: add to candidate list; start
              authentication/validation.</t>

              <t>GCKS2_Anno_Received: if more preferred, add to candidate
              list, start authentication/validation. If less preferred, send
              GCKS2_ANNOUNCEMENT if rate limiting is permitted.</t>

              <t>GCKS_Validated: Transfer to member state; flood KEK to the
              associated followers.</t>

              <t>GCKS2_Validated: Transfer the state to Follower; flood KEK to
              the associated followers.</t>

              <t>Referral_Validated: Perform authentication and validation on
              the recommended node; move the referring node from the candidate list
              to the black list for Blacklist_Interval.</t>

              <t>Referral2_Validated: if the recommended GCKS2 is more
              preferred, perform authentication and validation on the
              recommended node; move the referring from the candidate list to
              the black list for Blacklist_Interval.</t>

              <t>Requester_Validated: if the requester is looking for a GCKS2,
              distribute kek.</t>

              <t>Validation_Failed: move the router being validated from the
              candidate list to black list for Blacklist_interval.</t>

              <t>GCKS2_End_Timer_Expired: transition the state to GCKS.</t>

              <t>GCKS2_Anno_Timer_Expired: send a GCKS2_ANNOUNCEMENT.</t>
            </list></t>
        </section>

        <section title="GCKS">
          <t>The timer utilized in this state is GCKS_Anno_Timer.</t>

          <t>On entry:<list style="symbols">
              <t>Senda GCKS_ANNOUNCEMENT.</t>

              <t>Set the GCKS_Anno_Timer with GCKS_Anno_Interval.</t>
	      <t>Generate protocol keys; if needed, generate KEK.</t>
            </list></t>

          <t>Events: <list style="symbols">
              <t>GCKS_Anno_Timer_Expired: send a GCKS_ANNOUNCEMENT.</t>

              <t>Initial_Anno_Received: send an GCKS_ANNOUNCEMENT immediately
              if the rate limiting is permitted.</t>

              <t>GCKS2_Anno_Received: send an GCKS_ANNOUNCEMENT immediately if
              the rate limiting is permitted.</t>

              <t>GCKS_Anno_Received: if the sender is more preferred, add to
              candidate list and start authentication/validation; Otherwise,
              send an GCKS_ANNOUNCEMENT immediately if the rate limiting is
              permitted.</t>

              <t>GCKS_Validated: start network merging operations as what is
              illustrated in Section 3.2.</t>

              <t>Requester_Validated: If the requester is looking for a GCKS
              router, distribute kek and protocol master keys; if the
              requester is another GCKS, start network merging operations as
              what is illustrated in Section 3.2.</t>
            </list></t>
        </section>

        <section title="Member">
          <t>The timer utilized in this state is GCKS_Down_Timer.</t>

          <t>On entry:<list style="symbols">
              <t>Set the GCKS_Down_Timer with GCKS_Down_Interval.</t>
            </list></t>

          <t>Events: <list style="symbols">
              <t>GCKS_Down_Timer_Expired: Transfer the state into
              Initial.</t>

              <t>GCKS_Anno_Received: reset GCKS_Down_Timer.</t>

              <t>Requester_Validated: if the requester is legal, recommend the
              GCKS router to it.</t>
            </list></t>
        </section>

        <section title="Follower">
          <t>The timer utilized in this state is GCKS2_Down_Timer.</t>

          <t>On entry:<list style="symbols">
              <t>Set the GCKS2_Down_Timer with GCKS2_Down_Interval.</t>
            </list></t>

          <t>Events: <list style="symbols">
              <t>GCKS2_Down_Timer_Expired: Transfer  the state into
              Initial.</t>

              <t>GCKS2_Anno_Received: reset GCKS2_Down_Timer.</t>

              <t>GCKS_Anno_Received: Add the announcer to the
              candidate list and start validation.</t>

              <t>Requester_Validated: if the requester is legal, recommend the
              GCKS2 router to it.</t>
	      <t>GCKS_Validated: Transfer the state to member.</t>
            </list></t>
        </section>
      </section>

      <section anchor="MERGE-PROCEDURE" title="Merging Partitioned Networks">
        <t>Whenever a GCKS finds that a more preferred router is also acting
        as a GCKS for the same group, then the group is partitioned. Typically
        if there is already an active GCKS for a group, even if a more
        preferred GCKS joins, the GCKS will not change. Two situations can
        result in multiple GCKSes active for a group. The first is that
        members of the group do not share common authentication credentials.
        The second is that the group was previously partitioned so that some
        nodes could not see election messages from other nodes. After the
        problem resulting in the partition is fixed, then both active GCKSes
        will see each others election announcements. The group needs to
        merge.</t>

        <t>The less preferred GCKS performs a unicast mrkmp_merge_sa unicast
        key management message to the more preferred GCKS. In this message the
        less preferred GCKS includes its key download payload, so the more
        preferred GCKS learns the protocol master keys of the less preferred
        GCKS.</t>

        <t>The more preferred GCKS generates a new key download payload
        including a KEK and the union of all the protocol master keys. The
        GCKS SHOULD mark the existing protocol master keys as expiring for
        usage in transmitted packets in a relatively short time. The GCKS
        SHOULD introduce a new protocol master key. This key download payload
        is returned to the less preferred GCKS and is sent out in the current
        KEK using a group key management message.</t>

        <t>The less preferred GCKS sends the received key download payload
        encrypted in its existing KEK. XXX how many retransmits. After all
        retransmissions of this payload the less preferred GCKS sets its state
        to member.</t>

        <t>As a result of this procedure, members learn the protocol master
        keys of both GCKSes and converge on a single KEK and GCKS. Changing
        the protocol master keys during a merge is important for protocols
        that use the protocol master key as a transport key. The new GCKS does
        not know which routers have joined the group with the other GCKS.
        Therefore, it could not correctly detect one of these routers
        rebooting and change the protocol master key at that point. If the key
        is changed as part of the merge, replays are handled.</t>
      </section>

      <section title="Operations on Receiving a Packet">
        <t>When a router attempts to join an election process, it may have a
        valid kek. For instance, when a GCKS cannot work properly, the routers
        on the link need to transfer their state to Initial and raise an
        election to find a new valid GCKS. If there is Still a valid kek
        shared by the router, they can use the kek to secure the packets
        transmitted during the election until a new kek is distributed by the
        new GCKS. A router holding the valid kek is regarded to be more
        preferred than a router which doesn't have the key. By using the kek,
        it is able to prevent an attacker from disturbing the election process
        by broadcasting fake announcements. Therefore, after an initial router
        does not find any more preferred router holding the valid key, it then
        can transfer its state to GCKS directly.</t>

        <t>Therefore, the operations on receiving a packet are as
        follows:<list style="symbols">
            <t>Check the blacklist. If the sender of the packet is on the
            blacklist, discard the packet.</t>

	    <t>If the state is GCKS, accept the packet and generate an
            event. GCKS announcements need to be excepted in GCKS
            state for merges to work.</t>
            <t>If there is a KEK that is not expired, check the packet
            integrity against any matching KEK.</t>

            <t>If no KEK matches or if the integrity fails to validate,
            discard the packet.</t>

            <t>If there is no KEK at all or the KEK integrity check passed,
            process the packet and generate an event.</t>
          </list>It is notable this approach limits the scope of the election
        within the routers managed by the failed GCKS. If there are routers
        newly accessing the link during the election, no router with a
            KEK will process their packets. However these routers can
            process packets from routers with the KEK. In many cases
            one of the routers with a KEK will be elected GCKS and the
            other routers can authenticate and join. In the worst
            case, two independent GCKSes will be elected and then merge.</t>
      </section>
    </section>

    <section title="Key Download Payload">
      <t>What all is actually in the message you get at the end of phase 2 and
      that is sent out periodically during group key management</t>

      <t>For the KEK, this needs to include the key itself, the algorithm
      (presumably drawn from the IKEv2 symmetric algorithms), key ID, group ID
 transmit start time, receive start time, and expire time.</t>

      <t>The protocol master keys include the key, an algorithm ID, the key ID
      and thelifetimes.</t>
    </section>

    <section title="Initial Exchange Details"></section>

    <section title="Group Management Unicast Exchanges">
      <section title="Group Join Exchange">
        <t>If a router receives a group join exchange for a group for which it
        is not the GCKS, it MUST return a notification. If it knows the GCKS
        for the group then it returns MRKMP_WRONG_GCKS including the address
        of the GCKS or GCKS2 in the notification payload along with an
        indication of whether the router is a GCKS or GCKS2. The initiator tries the group
        join exchange (probably with a new initial exchange) with the
        indicated router. If the responder does not know the GCKS for the
        group, either because it is not a member of the group or because its
        GCKS election state is initial, it returns the MRKMP_GCKS_UNKNOWN
        notification.</t>
      </section>
    </section>

    <section title="Group Key Management Operation">
      <section title="General operation">
        <t>Periodically the GCKS will send out an update message encrypted in
        the current KEK including the current group key download payload and
        parameters. If a new KEK is about to be valid for receiving messages,
        this is included. Any protocol master keys that are valid for sending
        or receiving SHOULD be included.</t>

        <t>If a previous KEK is still valid for sending, then an update
        message is sent encrypted in the old KEK. This message MUST include
        the new KEK. This message SHOULD include the protocol master keys.</t>
      </section>

      <section title="Out of Sequence Space"></section>

      <section title="Changing the Active GCKS"></section>
    </section>

    <section anchor="ROUTER-INTERFACE" title="Interface to Routing Protocol">
      <t>This section describes signaling between MRKMP and the routing
      protocol. The primary communication between these protocols is that
      MRKMP populates rows in the key table making protocol master keys
      available to the routing protocol. However additional signaling is also
      required from the routing protocol to MRKMP. This section discusses that
      signaling. All required communication from MRKMP to the routing protocol
      can be accomplished by manipulating the key table. However an
      implementation MAY wish to signal MRKMP failures to the routing protocol
      in order to provide consistent management feedback.</t>

      <section title="Joining a Group">
        <t>When a routing protocol instance wishes to begin communicating on a
        multicast group, it signals a group join event to MRKMP. This event
        includes the identity of the group as well as this router's priority
        for being a GCKS for the group. When MRKMP receives this event, it
        starts MRKMP for this group and attempts to find a GCKS.</t>
      </section>

      <section title="Priority Adjustment">
        <t>It is desirable that the GCKS function track the functions within a
        routing protocol. For example for protocols such as OSPF that
        designate a router on a link to manage adjacencies for that link, it
        would be desirable for the GCKS role to be assigned to that router.
        The routing protocol provides a priority input to the GCKS election
        process. Initially the routing protocol should map any priority
        mechanism within the routing protocol to the GCKS election procedure
        so that routers favored as announcer for a link will also be favored
        as a GCKS.</t>

        <t>However, the routing protocol SHOULD also dynamically manipulate
        the GCKS election priority based on what happens within the routing
        protocol. The router actually elected as the announcer SHOULD have a
        GCKS election priority higher than any other group member. Typically,
        by the time the routing protocol is able to elect an announcer, a GCKS
        will already be chosen. However, if a GCKS election is triggered when
        the routing protocol is already operational, then the election can
        choose the routing protocol's announcer.</t>
      </section>

      <section title="Leaving a Group">
        <t>If a routing protocol terminates on an interface, MRKMP needs to be
        notified that group is no longer joined. MRKMP MUST stop participating
        in the GCKS election process, stop monitoring for key management
        messages and if the current router is a GCKS, stop acting in that
        role.</t>
      </section>
    </section>

    <section title="Security Considerations">
      <t>An attacker who can suppress packets sent to the group can create a
      denial of service condition. One attack is to suppress GCKS election
      packets and cause two routers to believe they are both the GCKS for the
      group. If the least preferred router never hears the GCKS advertisement
      from the more preferred router, then the group will remain partitioned.
      Such an attacker is likely to be able to mount more direct denial of
      service, for example suppressing the actual routing protocol
      packets.</t>
      <t>The election protocol has been designed to try and resist
      denial of service conditions. However, the election protocol
      maintains state in the form of a candidate list and black
      list. An attacker can consume state by generating fake election
      announcements. An implementation can discard state if it has
      insufficient resources. However, if legitimate routers are
      discarded from the candidate list, the protocol may take longer
      to converge or may not converge. If entries are removed from the
      black list, then more resources may be spent on attackers. So
      the solution has some residual denial of service
      possibilities. The election protocol requires significant
      analysis to confirm it meets its design goals.</t>
      <t>The security of the election protocol depends on the denial
      of service resistance of the authentication protocol. It is
      important that an attacker not be able to cause an
      authentication to fail by injecting a packet. So, rather than
      failing an authentication if a bad packet is received, an
      implementation needs to wait and see if a good packet appears in
      some timeout. </t>
      <t>The security of the system as a whole depends on the pair-wise
      security between the router currently in the GCKS role and the other
      routers in the group. Since any router can potentially act as GCKS, the
      pair-wise security between all members of the group is critical to the
      security of the system. In practical deployments, information used by
      the router acting as GCKS to authorize a member joining the group will
      be configured by some management application. In these deployments, the
      security of the system depends on the management application correctly
      maintaining this information on all routers potentially in the
      group.</t>
    </section>

    <section title="Acknowledgements">
      <t>The funding for Sam Hartman's work on this document is
      provided by Huawei.</t>
      <t>XXX add the list of people in the lunch time group unless they are
      willing to be listed as authors.</t>
    </section>
  </middle>

  <back>
    <references>
      &rfc2627;
    </references>
  </back>
</rfc>
<!--  LocalWords:  IKev mrkmp
 -->

PAFTECH AB 2003-20262026-04-23 16:29:53