One document matched: draft-froment-sipping-spit-authz-policies-00.txt




Network Working Group                                          G. Dawirs
Internet-Draft                                       University of Namur
Expires: August 24, 2006                                      T. Froment
                                                                 Alcatel
                                                           H. Tschofenig
                                                                 Siemens
                                                       February 20, 2006


               Authorization Policies for Preventing SPIT
            draft-froment-sipping-spit-authz-policies-00.txt

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Copyright Notice

   Copyright (C) The Internet Society (2006).

Abstract

   SPAM, defined as sending unsolicited messages to someone in bulk,
   might be a problem on SIP open-wide deployed networks.  The
   responsibility for filtering or blocking calls can belong to
   different elements in the call flow and may depend on various
   factors.  This document discusses mechanisms to establish policies to



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   react on potentially unwanted communication attempts.

   These policies match a particular SIP communication pattern based on
   a number of attributes.  The range of attributes includes information
   provided, for example, by the Session Initiation Protocol, SIP
   identity mechanism, SIP-SAML and SPIT-SAML.

   An important topic for investigation is to decide whether the problem
   is worth analyzing, the choice of a policy language for describing
   authorization policies and to provide a mechanisms to create and
   modify authorization policies that are stored in XML documents.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  Framework  . . . . . . . . . . . . . . . . . . . . . . . . . .  5
   4.  Requirements . . . . . . . . . . . . . . . . . . . . . . . . .  8
   5.  Discussion and Open Issues . . . . . . . . . . . . . . . . . . 10
     5.1.  Extending Geopriv Authorization Policies . . . . . . . . . 10
     5.2.  Hierarchical Authorization Policy Documents  . . . . . . . 10
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 11
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 12
   8.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 13
   9.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 14
     9.1.  Normative References . . . . . . . . . . . . . . . . . . . 14
     9.2.  Informative References . . . . . . . . . . . . . . . . . . 14
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 16
   Intellectual Property and Copyright Statements . . . . . . . . . . 17





















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1.  Introduction

   The problem of SPAM for VoIP seems to become a very big challenge and
   only "the combination of several techniques can provide a framework
   for dealing with spam in SIP" (as stated in [I-D.jennings-sip-
   hashcash]).

   One important building block is to have a mechanism to offer a
   mechanism to instruct some entities in the network to "filter"
   incoming requests according to user or to network-wide policies.
   Different entities, such as users or system administrators, might
   create and modify authorization policies and might even share these
   policies between domains.

   Some attributes in a SIP communication play a more important role
   than others.  For example, there is reason to believe that applying
   authorization policies based on the authenticated policies is an
   effective way to accept a communication attempt in order to compat
   SPIT.  The same is true for policies that are applied to deployment
   friendlier SIP security solutions, such as the SIP identity mechanism
   [I-D.ietf-sip-identity].






























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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].














































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3.  Framework

   The framework of the discussed anti-SPIT authorization policies looks
   as follows:


                        Policies                Policies
                           ||                      ||
                           ||                      ||
                           ||                      ||
                           ||                      ||
                           VV                      VV
                    +-----------+            +-----------+
                    |SIP        |    SIP     |SIP        |
        +---------->|Proxy      |<---------->|Proxy      |<----------+
        |           |Server X   |            |Server Y   |           |
        |           +-----------+            +-----------+           |
     SIP|        domain: example.com     domain: otherdomain.com     |SIP
        |                                                            |
        |                                                            |
        |                                                            |
        |                                                            |
        v                                                            v
    +-----------+                  SIP                        +-----------+
    |SIP        | <-----------------------------------------> |SIP        |
    |User Agent |                  RTP                        |User Agent |
    |Alice      | <=========================================> |Bob        |
    +-----------+                                             +-----------+
         ^^                                                         ^^
         ||                                                         ||
         ||                                                         ||
         ||                                                         ||
         ||                                                         ||
      Policies                                                   Policies

   Figure 1: Framework

   Authorization policies can be applied at the end host and/or by
   intermediaries.  The rule maker might be an user that owns the end
   device, a VoIP service provider, a person with a relationship to the
   end user (e.g., the parents of a child using a mobile phone).  The
   subsequent text lists a few use cases.

   The first use case that can be imagined is the case of a user that
   asks its outbound proxy to offer protection of requests from a
   particular SIP UA.  He can create an authorization policy rule and
   upload it to the SIP proxy within its own domain.  Requests coming
   from this SIP URI will then be blocked or treated differently.



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   Supposing "B@otherdomain.com" has added an authorization rule
   blocking request coming from domain example.com.  Here is a potential
   message sequence:


             A@example.com       Proxy          Proxy      B@otherdomain.com
                            @example.com  @otherdomain.com
                |                 |               |                |
                | INVITE          |               |                |
                | B@otherdomain.com               |                |
                |---------------->|               |                |
                |                 | INVITE        |                |
                |                 | B@otherdomain.com              |
                |                 |-------------->|                |
                |                 | 403 Forbidden |                |
                |                 |<--------------|                |
                | 403 Forbidden   |               |                |
                |<----------------|               |                |

   If a solution has to be provided to enable SPIT filtering then the
   following two sub-problems have to be solved:

   o  A authorization policy language that allows to expression the
      conditions and actions.  An example is [I-D.ietf-simple-presence-
      rules].

   o  A mechanism to create, delete, update, retrieve and upload XML
      based authorization policy rules.  XCAP [I-D.ietf-simple-xcap] is
      a possible solution.

   In a more sophisticated setting one might even consider the following
   idea.  Ideally, it would be good to stop unsolicited traffic as early
   as possible to avoid consuming bandwidth and processing power.
   Domains may agree to exchange authorization policies in order to stop
   SPIT earlier (i.e., closer to the source of the problem).  The
   subsequent text describes this scenario.


             A@example.com       Proxy          Proxy      B@otherdomain.com
                                @example.com  @otherdomain.com
                |                 |               |                |
                | INVITE          |               |                |
                | B@otherdomain.com               |                |
                |---------------->|               |                |
                | 403 Forbidden   |               |                |
                |<----------------|               |                |

   This call flow illustrates the bandwidth-saving interest of this use



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   case.

   Though, two scenarios could happen:

   o  In the good case, the sender's domain is honest and exchanges
      authorization policies in order to apply rules that avoids
      forwarding unsollicited requests.

   o  In the worst case, the sender's domain is not cooperative.  It
      will refuse to upload such documents.  In this case, the presence
      of rules in the recipient's domain will suffice to keep the
      recipient "SPAM free", even if more traffic has been consumed
      (since the request has been relayed at least until the first proxy
      of the recipient's domain, exactly like in the first use case).

   These two use cases illustrate the advantages of using a standard
   mechanisms in this framework.

   It might be desirable to use a hierarchy of authorization policy
   documents that need to be combined when applying them to the SIP
   signaling traffic.  This raises the question of a merging algorithm,
   particularly when authorization policy rules are conflicting or
   contain blacklists.




























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4.  Requirements

   The design of anti-SPIT authorization policies is guided by the
   following requirements.  Note that this is a first strawman proposal
   that requires further discussions (since some requirements are
   potentially controversal).

   1.  The policies SHOULD allow filtering incoming requests depending
       on several criteria's:

       *  Value of any SIP header attribute (e.g., From, To, Contact)

       *  Method invoked by the caller (e.g., INVITE, MESSAGE)

       *  Value of parameters specified in [I-D.schwartz-sipping-spit-
          saml]

          +  IdentityStrength

          +  CostOfCall

          +  AuthenticationMethod

          +  IdentityAssertion

          +  ConnectionSecurity

          +  SPITSuspected

          +  CallCenter

          +  AssertionStrength

       *  Request URI of a request

       *  Presence of a given expression in the body (subject for
          further investigation)

   2.  The policies SHOULD support wildcards (e.g., sip:*@example.com)

   3.  The policies SHOULD support logical operations (and, or, not)
       between individual elements in conditions

   4.  The policies SHOULD refer to all authenticated and
       unauthenticated identities.

   5.  The policies SHOULD allow the following actions to be specified:




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       *  "block": stop forwarding the request and answer with a ``403
          Forbidden''

       *  "polite-block": drop the request without answering anything

       *  "mark": forward the request, putting a flag ``SPAM''

       *  "allow": forward this message without conditions (this
          mechanism is described further)

       *  and trigger other mechanism, such as:

          +  "puzzle": trigger the "Computational Puzzles"
             [I-D.jennings-sip-hashcash] mechanism.

          +  "consent": trigger the "Consent Framework" [I-D.rosenberg-
             sipping-consent-framework] mechanism

   6.  The policies SHOULD allow a default action to be specified.

   7.  It SHOULD be possible to allow a hierarchy of authorization
       policies to be used.





























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5.  Discussion and Open Issues

5.1.  Extending Geopriv Authorization Policies

   To fulfill requirements (1) to (6), it is necessary to decide if
   [I-D.ietf-geopriv-common-policy] and [I-D.ietf-simple-presence-rules]
   can be extended.

   The following open issues have been identified:

   o  The authorization policies defined by the Geopriv working group
      focus on a whitelist approach.  This document also raises the
      question of a backlisting capability that might need to be
      supported.

   o  The Geopriv Common Policy mechanism does not allow "deny" actions
      to be defined.  This aspect refers to requirements (4) ("all")
      where (although "all except one" is supported by Common Policy).

   o  Requirement 2 (wildcards) is provided by Common Policy in a
      limited fashion by referring to the domain part of an identity.
      Regular expressions are not supported.

5.2.  Hierarchical Authorization Policy Documents

   If requirement (7) is valid then a conflict resolution mechanism
   needs to be evaluated.  Geopriv Common Policy currently defines a
   very simple mechanism but it is for further investigation whether it
   is actually applicable to this problem domain.  Other policy
   languages define a more sophisticated set of conflict resolution
   mechanisms with preceedence and weights for policies.  Although this
   might be an obviously solution for usage in the context of
   hierarchical authorization policies it causes problems in other
   places.

















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6.  IANA Considerations

   This document does not require actions by IANA.
















































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7.  Security Considerations

   The security concerns are related to the ability of certain entities
   to create, update and delete authorization policies.  If an
   unauthorized entity is allowed to modify policies (and to distribute
   them to other domains) then a denial of service attack is the
   consequence with impact for more than a single end point.












































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8.  Acknowledgements


















































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9.  References

9.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", March 1997.

9.2.  Informative References

   [I-D.ietf-geopriv-common-policy]
              Schulzrinne, H., "A Document Format for Expressing Privacy
              Preferences",
              Internet-Draft ietf-geopriv-common-policy-07,
              February 2006.

   [I-D.ietf-simple-presence-rules]
              Rosenberg, J., "Presence Authorization Rules", Internet-
              Draft ietf-simple-presence-rules-04, October 2005.

   [I-D.ietf-simple-xcap]
              Rosenberg, J., "The Extensible Markup Language (XML)
              Configuration Access Protocol (XCAP)",
              draft-ietf-simple-xcap-08 (work in progress),
              October 2005.

   [I-D.ietf-sip-identity]
              Peterson, J. and C. Jennings, "Enhancements for
              Authenticated Identity Management in the Session
              Initiation Protocol (SIP)", draft-ietf-sip-identity-06
              (work in progress), October 2005.

   [I-D.ietf-sipping-spam]
              Rosenberg, J., "The Session Initiation Protocol (SIP) and
              Spam", draft-ietf-sipping-spam-01 (work in progress),
              July 2005.

   [I-D.jennings-sip-hashcash]
              Jennings, C., "Computational Puzzles for SPAM Reduction in
              SIP", draft-jennings-sip-hashcash-03 (work in progress),
              October 2005.

   [I-D.rosenberg-sipping-consent-framework]
              Rosenberg, J. and J. Rosenberg, "A Framework for Consent-
              Based Communications in the Session Initiation Protocol
              (SIP)", draft-rosenberg-sipping-consent-framework-00 (work
              in progress), July 2004.

   [I-D.schwartz-sipping-spit-saml]



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              Schwartz, D., "SPAM for Internet Telephony (SPIT)
              Prevention using the Security Assertion Markup Language
              (SAML)", draft-schwartz-sipping-spit-saml-00 (work in
              progress), October 2005.

   [I-D.tschofenig-sip-saml]
              Tschofenig, H., "Using SAML for SIP",
              draft-tschofenig-sip-saml-04 (work in progress),
              July 2005.










































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Authors' Addresses

   Geoffrey Dawirs
   University of Namur
   21, rue Grandgagnage
   Namur  B-5000
   Belgique

   Email: gdawirs@gdawirs.be


   Thomas Froment
   Alcatel
   1, rue Ampere - BP 80056
   Massy, Paris  91302
   France

   Email: Thomas.Froment@alcatel.fr


   Hannes Tschofenig
   Siemens
   Otto-Hahn-Ring 6
   Munich, Bavaria  81739
   Germany

   Email: Hannes.Tschofenig@siemens.com
   URI:   http://www.tschofenig.com























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